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SF278 (Rev. 03/2000) Fonn Approved: 5 C.F.R Pan 2634 Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT OMB No. 3209-0001 U. S. Office of Government Ethics Date 9f Election .. ,.; .... ' ':,,, .. Termination Date (If Annli- . tor I :atl> or Nommatlon rear) '. ",<1ncumbent Covered hyRerort New Entrant. Termma110n COl)leHMotlt fl vay•. lear) Any. mdlVIdual WhOIsrequired to 00: . I 2010 0 fder I fIle thrs report and does somore.than ;.,. '. .• .... c' . 30 dayS after the date the reoort IS n ,_. ••:;:: '. _ ',". .,. Last Name . ··,t. ...... First Name and Middle Imtlal required to be or, if an extension R.eportmg IndlYldll<l;1 ...... , Yellen I. -? Janet L. is 30 s the ..",' . ". /.;::, J .//n last day of tbc fjhng extenSIOn penod . . •.,c'.. " . Title of Positioil .•, . I ...-: -, :..; or AI'encv Of, . shall be subiect to a $200 fee. Position for WhiCh Filing Governor and Vice Chairman \, Board of Governors of the Federal Reserve System ' ,'- .... ' ., ::;, ." .. Reoortmg Periods :' .. .:.. "i.,.:·· ,::" AIM"":«(N"inb"rSIrPP/ rUu,Stntp'nndzrp,r"d,,) 'T'. :No (f"r/ur/iArPtJrflr/e)' 'T'h.. r...""..tina .... Locati6n;ofPresent Oflice . (202)452-3761 the CIIlendar (or forwardirig address} 20th and C Street NW. Washington, D.C. 20551 Part II C Illld Part I of " . ",}V :,: SchOOul!;} D wbere'Vou must also Position(s) Held witb thel'ederal Title ofPosition(s) and Date(s) Held ". include the fjlingvear up to the date . Y<lll file; Part II of Schedule D is not 1.2 Months (If ..... ,.'\ applicable., Tprminlltinn Thp rPnnrlina r Presidential NomineesSuhiect to Name ofCon!!ressional Committee Considerin!! Nomination Do You Intend to reate a ualihed·DlVefSltled Trust? period begins at the end of the period Senate t:onhrmation " '. 0 0' '. , covered by your previous filing Illld'ends .. Yes No at the date of term ination. Part II of Schedule D is not applicable. "'Dl!re(Momn; vay; rear Certmcanon Si!!nature of Reoortml!. Individual Nominees. New Entrants and I CERTIFY that the statements r have J #' l;l Q made on this fonn and all attached ()(, • I Candidates for President and Vice President: schedules are true. comolete and correct J lO:",h ..d"l .. ,,_ _ro,;,,! 'Ar to the best of mv knowledge. .. T>mr Yon;:) Iincome (BLOCK C) IS the precedIng 19nature ot utner KeVlewer calendar, vear and the cU!Tent calendar Other Review year up to the date of filing. Value . (If desired bv assets as of any date you choose that IS al!encv) within} I days of the date of filinp;. Al!encv Ethics Official's Ooiriion Si!!llature of Designated Agencv Ethics OfficiallReviewiri!! Official nate (Mfl"th. Dnv. Year) " .. hptllllp R __N"t annli ... ahlp On the basis of.information contained in this report, I conclude that tbe filer is S .. h"tlllip r. J fl in corripliance with a pp lic3,ble la.ws Illld Lt._J'\Q The reoorti.ng oe.nod is tile preceding I ,,;/ 3/ 1 \ regulations (subject to,any c.omments" calendar year and the current calendar In the box below), year up to any date you choose that is _. 'Si!!llature _____ uDate1Mn1'lth Oml Vpar) within 31 dayS Qfthe date of filing. Office of Government Ethics Use On Iv I 1.;:.... h ........ IA .. P ..... II AT I> ArranJ!;ements)- Show any of . . ()ffiri.l. . ' .. <nnN j. renulred " .. e Ihl' rl'vl""" ..ide flf lhi.· .1"",fl or arrangements as of the date of filing. (Check box iffiling extension granted & indicate number of days ___ ) CJ " .. hpttlll .. n_Th.. '''"''rtina .....riM i. the orecedine;two calendar years and It- the current. calendar year up to the I date'of filiDlz: • -Al!ericv Uc. 5'7/1 71/ \C9 7 11G£"[jse Onl" 'T (Check box if comments are continued on the reverse side) CJ NSN 7540·01-070-8444 Supersedes Prior Editions. Which Cannot Be Used, 278-112 Fonn Desi!!ned in Microsoft Excel 2000

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Page 1: 0 0' - The Wall Street Journalonline.wsj.com/public/resources/documents/Yellen-finrpt2010.pdfJun 30, 2006 · Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT . OMB

SF278 (Rev 032000) Fonn Approved

5 CFR Pan 2634 Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT OMB No 3209-0001

U S Office ofGovernment Ethics

Date 9f~o~intmenLca~didacv Election ~~rti~rli~~U~ Calen~Yeat Termination Date (IfAnnli- I~fe tor I atlgt Jlt~ or Nommatlon (Month~ rear) ((~~L f~L lt1ncumbent Covered hyRerort New Entrant ~Imlllee Termma110n COl)leHMotltflbull vaybull lear) Any mdlVIdual WhOIsrequired to

~r ~l7fwmiddotlmiddot 00 I 2010 DorCandldate~~~~ 0 fder I fIle thrs report and does somorethan middotmiddotmiddotmiddotmiddotmiddotmiddotmiddotgt~middotrmiddot bull c bull 30 dayS after the date the reoort ISn

_ lt~ bullbull _ Last Name middotmiddott First Name and Middle Imtlal required to be f~ed or if an extension Reportmg IndlYldllltl1s~~me Yellen I- ~) Janet L is grant~d~ mo~eth~n 30 da~s afte~ the Jn last day of tbc fjhng extenSIOn penod

bullc Title of Positioil bull I - - or AIencv Of shall be subiect to a $200 fee

Position for WhiCh Filing Governor and Vice Chairman Board of Governors of the Federal Reserve System - Reoortmg Periods imiddotmiddot AIMlaquo(NinbrSIrPP rUuStntpnndzrprd) T No (fruriArPtJrflre) Tmhpt~ Th rtina ~iMi

Locati6nofPresent Oflice (202)452-3761 the p~ing CIIlendar year~xcept(or forwardirig address 20th and C Street NW Washington DC 20551 Part II ofSche4ul~ C Illld Part I of

V SchOOul D wbereVou must also Position(s) Held witb thelederal Title ofPosition(s) and Date(s) Held include the fjlingvear up to the date GovernmentDuringth~Preceding Yltlll file Part II of Schedule D is not 12 Months (If ~~0~~~tgtove) applicable

Tprminlltinn Jlpr~middot Thp rPnnrlina

r Presidential NomineesSuhiect to Name ofConressional Committee Considerin Nomination Do You Intend to reate a ualihedmiddotDlVefSltled Trust period begins at the end of the period

Senate tonhrmation 0 0 covered by your previous filing Illldends Yes No at the date of term ination Part II

ofSchedule D is not applicable Dlre(Momn vay rearCertmcanon Sinature of Reoortml Individual

Nominees New Entrants andI CERTIFY that the statements rhave J ~7 11~ ll Qmade on this fonn and all attached ()( bull ~~ I Candidates for President and Vice

President schedules are true comolete and correct ~ ~ J lOhdl _Th~ r-~Ann _ro Ar to the best ofmvknowledge bull n~t~ Tgtmr Yon) Iincome (BLOCK C) IS the precedIng

19nature ot utner KeVlewer calendar vear and the cUTent calendar

Other Review year up to the date of filing Value (If desired bv assets as of any date you choose that IS

alencv) within I days of the date of filinp

Alencv Ethics Officials Ooiriion Sillature of Designated Agencv Ethics OfficiallReviewiri Official nate (Mflth Dnv Year) hptllllp R __Nt annliahlp On the basis ofinformation contained in this report I conclude that tbe filer is S htlllip r l~rt J fl ihiliti~-in corripliance with applic3ble laws Illld ~ Lt_JQ ~ The reoorting oenod is tile preceding I 3 1 regulations (subject toany comments calendar year and the current calendar In the box below) year up to any date you choose that is

_ Sillature _____ uDate1Mn1lth Oml Vpar) within 31 dayS Qfthe date of filing Office ofGovernment Ethics

Use OnIv I 1h IA P II IA_AA~~ntc AT

Igt ArranJements)- Show any a~eements of ()ffiril ltnnN j renulred e Ihl rlvl ide flf lhimiddot 1fl or arrangements as of the date of

bull filing (Check box iffiling extension granted amp indicate number ofdays ___ ) CJ

hpttlll n_Th rtina riM i the orecedinetwo calendar years and It- sJI)~ the current calendar year up to theIdateof filiDlz

bull -Alericv Uc ~

57171 C9 7 11Gpound[jse Onl

T(Check box ifcomments are continued on the reverse side) CJ NSN 7540middot01-070-8444Supersedes Prior Editions Which Cannot Be Used 278-112 Fonn Desined in Microsoft Excel 2000

S~I7~ (Rev U312UOO)

5 CFR Part 2634

Assets ana Income

BLOCK A

you your spouse and dependent children each asset held for investment or the

Iproduction of income which had a fair market exceedine $OOO at the close of the reportshy

or which eenerated more than $200 during the reporting period toeether

such income

yourself also report the source and actual ofearned income exceedine $200 (other

the US Government) For your spouse source but not the amount of earned

of more than $1000 (except report the acount ofany honoraria over $200 of

spouse)

NoneD

Central Airlines Common Examples IDoe_Jone~ ~SE1ith_H~mtow1 Sta~e__

Ke2psIOe F_und ______ _ IRA Heartland 500 Index Fund

Other Income (SpecifY Type amp Actual

Amount)

honorarium $2000000

2

Date (Mo Dav

Yr)

Only if Honoraria

05192010

092-3201

Prior Editions Cannot be Used

SF27H (Rev U320(0)

5 CFR Part 2634

BLOCK A

NoneD

Commonmiddot

Common

Dreyfus Core Value Fund

Federal Reserve Bank of Dallas

Federal Reserve Bank of San Francisco

3

Other Date Income (Mo Dav (SpeciiY Yr) Type amp Actual Only if

Amount) Honoraria

Prior Editions Cannot be Used

4282010

SF27~ (Rev 0312UUU)

5 CFR Part 2634

BLOCK A

Other Income (Specify Type amp Actual

Amount)

4

Date (Mo Dav

Yr)

OnlY if Honoraria

623-241 2010

01142010

International Monetary Fund

Foundation

Salary

consulting fee

)jn7~ (Kev U3120(0)

5 CFR Part 2634

NoneD

BLOCK A

Other Income (Specify Type amp Actual

Amount)

$2500000

5

Date (Mo Dav

Yr)

Only if Honoraria

Sf27~ (Rev 032000)

5 CF R Part 2634

Date (Mo Dav

Yr)

Oniyif Honoraria

BLOCK A

Other Income (SpecifY Type amp Actual

Amount)

Salary

6

Sr27~ (RJW 0312000)

5 CFR Part 2634

BWCKA

of Western Ontario

Other Income (Specify Type amp Actual

Amount)

7

Date (Mo Dav

Yr)

Onjyif Honoraria

Prior Editions Cannot be Used

SF27~ (Kev U3I2UUU)

5 CFR Part 2634 US Office ofGovernment Ethics

Other Income (SpecifY Type amp Actual

Amount)

8

Date (Mo Dav

Yr)

Only if Honoraria

Prior Editions Cannot be Used

Sl27H (Kev 032000)

5 CFR Part 2634

A

NoneD

Corp New Commonmiddot

Group Universal Life Insurance Minnesota Life

9

Date Income Other

(Mo Dav (SpecifY Yr) Type amp Actual Onlvif

Amount) Honoraria

Prior Editions Cannot be Used

JANET L YELLEN - ADDENDUM TO FORM SF-278 Page 9-A

11 The bulk of the joint assets of myself and my spouse are held in a living trust named the Akerlof and Yellen Family Trust created under an agreement dated May 26 1992 My husband and I are the Trustees of this living trust The assets held by the trust are marked with an asterisk ()

j The University of California 403b plan and Defined Contribution Plan both of which cover both me and my spouse and the University of California 457 plan which covers my spouse are defined contribution plans that permit us to allocate investments among various Fidelity funds and also among funds run directly by the University of California All of the funds are widely diversified and invest in securities ranging from low risk fixed income securities insurance company contracts to equities My spouse and I have allocated part of our retirement savings through the University of California Defined Contribution Plan to the Insurance Company Contract Fund In addition to cash (6) this fund is comprised of insurance company contracts with Prudential Principal Financial Metlife Monumental New York Life and Hartford Life that guaranty a fixed annual rate of interest

11 These are retirement funds managed by TIAA-CREF My holdings in these funds result from contributions made by Harvard University on my behalf during the period 1971-76 when I served as an Assistant Professor The TIAA traditional annuity will pay a defined benefit annuity when I retire My CREF holdings are in a widely diversified stock fund

11 The Canadian Institute for Advanced Research paid a portion of my spouses salary from the University of California These payments were made directly to the University to finance the release of a comparable amount of time for research on economic growth and public policy

)j Retirement payments to me and my spouse under the University of Californias defined benefit plan are based upon a formula that takes into account years of service age at retirement and highest three years of salary My spouse receives a portion of this benefit in excess of 415 limitations under a nonqualified 415 Restoration Plan

SF 278 (Rev 032000)

5 C FR Part 2634 Do not Complete Schedule B if you are a new entrant nominee Vice Presidential or Presidential Candidate US Office ofGovernment Ethics

IKeportmg lnOlVIOUalS Name I f~f~i~iI~ umiddotmiddot

SCHEDUIJtB Itage Nlimoer

Yellen Janet L Imiddotmiddot 10

rmiddotmiddot lt lt

J_~) rnmiddot

DPart I Transactions None

Report any purchase sale or exchang~ by you your spouSe report a transaction involving property used solely as your Transaction Amount of Transaction (x) or dependent children during the reporting period of anv real personal residence or a transaction solelv between you Type (x) property stocks boods comrriodity futures andother your spouse or dependent child Check the Certificate of Date (Mo

sect 0 88securities when the amount of the transaction exceeded divestiture block to indicate sales made pursuant to a 10 Day Yr)

0 ~ 0 88~ 0 ~ 0 ~ 0 ~o g g $1000 Include transactions that resulted in a loss Do not certifilt4te ofdivestiture from OGE e 0 ~ 0 08 gg 88 8~ 08 sectsect ~ 0 00 0 60

g fl 00 00 qci gg gg 08 ~o o 0 00 quj tOO 0 00 q IO~ 0s 00 o gt bull ~ to Identification of Assets en IJl ~ It) ~ ~ N ~ 0 ~~

Example ICentral Airlines Common )( 21199 )(

1 Exchange from Vanguard California Tax Exempt Money Market Fund to Vanguard Short Term Bond Index Func X 121272010 X

2 Vanguard Short Term Bond Index Fund shares X 121282010 X

3 Exchange from spouses Vanguaged Fixed Income Security Fund High Yield Corporate Portfolio (IRA) X 121272010 X to Vanguard Short Term Bond Index Fund

4

5 r Co

This category applies only if the underlying asset is solely that of the filers spouse or dependent children If the underlying asset is either held by the filer or iointlv held bv the filer with the spouse or dtpendent children use the other higher categories of value as appropriate

Part II Gifts Reimbursements and Travel Expenses For vou vour spouse and dependent children report the source it brief descrioshy the US Government giYen to your agency in connection with official travel tion and the value ofmiddot (1) gifts (such as tangible items transportation lodging received from relatives received by vour spouse or dependent child totallv food or entertairunent) received from one source totaling more than $260 and independent of their relationship to you or provided as personal hospitality at (2) travel-related cash reimbursements received from one source totaling more the donors residence Also for purposes of aggregating gifts to determine the than $260 For conflicts analysis it is helpful to indicate a basis for receipt such total value from one source exclude items worth $104 or less Sec instructions

8 0

~ ~g ~ ~ 0 ~ t v

o U ~

as personal friend agency approval under 5 USC amp4111 or other statutory for other exclusions None cJauthority etc For travel-related gifts and reimbursements include travel itinerarY

rltp nrl thp nhorp of PYnpnp nrnvirlprl 1ytlutl4l $lnvthina oivpn tn vn11 hv

Source (Name and Address) BriefDescription Value

ExamPlesWat1 As~ ltfRok Colectos NY N _____ Airlipe ticltet bgttel r~ ~~Is in~identt~~iona con~ellte 61~99 (pers~nal a~tivitt unrltated10 duyL ___ $500-_ _----------shy - shy -$300-shyFrank Jones San Francisco CA Leather briefcase (personal friend) 1 Board of Directors of the Federal Reserve Bank sterling silver plate - engraved with the names of the Directors - a gift celebrating my departure as President and CEO of the Bank $50000

of San Francisco 2 Board of Directors of the Federal Reserve Bank Apple Ipad - a gift celebrating my departure as President and CEO of the Bank $40000

of San Francisco 3 Executive Committee of the Federal Reserve Bank $400 - toward the purchase of an Iphone A departure gift from top officers of the Federal Reserve Bank of San Francisco $40000

of San Francisco 4

5

Prior Editions Cannot Be Used

SF 278 (Rev 0320(0)

5 CFR Part 2634 US Office of Government Ethics IReportmg Indlvlduars Name

Yellen Janet L

Part I Liabilities Report liabilities over $1 0000 owed to any one at

any time durine thereoortine oeriod bv vou voursoouse or dependent children Check the highest amount owed durine the reoortine oeriod Exclude a morteaee on vour

Creditors (Name and Address)

- shy

SCHEDULECmiddot ~ ~

personal residence UitIess it is rented out loans secured by automobiles household furniture or appliances and liabilities owed to certain relatives listed in instructions See instructions for revolving charge accounts

Type ofLiability

Date Incurred

-

NoneD

Interest Rate

Term if applishycable

Page Number

11

Category of Amount or Value (x)

08800middotmiddotmiddotmiddot degl~ 810 818 81~ 8 g~~gg~~~~gMMEftWW6)WW~W

0 ~ 0 00 o g80

sect ~g ~q0

~O 8 888 q gg g 8 qqqtei_lO U) CItI) ffl W

~ 0 gg sectsect ~~

sect 8

~q

0gt0

Examples IFirsj Disrict ~ankJlaslirJo_n D~_______ _ IJOhn Jones 123 J SI Lgtvashington DC

~2poundage on_r~aJ Egeelpela~ __________ _I- ~991 - tshy _8_ Promissory note 1999 10

_~y- ~__ + __I x on demand

--1-shy --1---4----shy

1 INONE

2

3

4

5

This category applies only if the liability is solely that of the flIers spouse or dependent children If the liability is that oftbe filer or a ioint liability of the filer with tbe spouse or dependent children mark the other hieher categories as aporooriate

Part II Agreements or Arrangements

x

Report your agreements or arrangements foreontinuing participation in an employee benefit plan (eg 401k deferred compensation (2) continuation payment by a former employer (including severance payments) (3) leaves

of absence and (4) future employment See instructions regarding the reporting of negotiations for any of these arrangements or benefits

Status and Terms ofany Agreement or Arrangement Example I Pursuant to partnership agreement will receive lump sum payment of capital account amp partnership share

calculated on service nerfonned throueh liDO

1 II have a vested interest in the Federal Reserve Systems Bank Retirement Plan resulting from my service at the Federal Reserve Bank of San Francisco and will receive an annuity reflectina my service at FRBSF after I retire from the Board of Governors

2 II have a vested interest in the Federal Reserve Thrift Plan resulting from my service at the Federal Reserve Bank of San Francisco 1 continue to participate in this plan as an employee of the Federal Reserve Board

3 II am eligible to receive retiree medical benefits from the Federal Reserve Bank of San Francisco and reimbursement for premiums

4 IProfessor Emeritus University of California I am currently receiving retirement benefits under the Universitys defined benefit ~pension plan Continue participation in UC retiree health plan

5 II have a vested interest in the University of Californias Pre-tax Defined Contribution Plan (see Sch A) No further contributions by University

6 II have a vested interest in the University of Californias Tax Deferred 403b Plan (see Sch A) No further contributions by University

None D Parties Date

Doe Jones amp Smith Hometown State 785

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 1deg614091

University of California at Berkeley 063006

University of California at Berkeley 063006

University of California at Berkeley 063006

Prior Editions Cannot Be Used

SF 278 (Rev 032000) 5 CFR rart 2634 US Office of Govemment Ethics

Keportmg InOvoualS Name J bull

Yellen Janet L 1middot~~~Y~~~~i~J~~~ 2tgt~i~~~J~F SCHEl)lJI~i(i bullbull Kmiddot bull lt i bullbullbullbullbull bull

Part I Liabilities

Reportliabilities over$IOOOO owed toany one ~reditor at personal residence unless it is rented out loans secured NoneD any time during the renorting oeriod bv YOU your snouse by automobiles household furniture or appliances and or dependent children Check the highest amount owed liabilities owed to certain relatives listed in instructions during the renorting oeriod Exclude a mortgage on your See instructions for revolving charge accounts Date Interest Term if

Incurred Rate applishy gsectcable a~ ttl

Creditors (Name and Address) Type of Liability - ~ Exam les ~sl Disict ~ank_WasilLto_n DQ ___ M9Sag~n_raJ EPeeiDela~~___________ 1991 8 25 yrs---shy -]999 - t- -10 n deiland

- p John Jones 123 J St Washington DC Promissory note

1

2

3

4

5

bull This category applies only if the liability is solelY that of the tilers spouse or dependent children If the liability is that of the tiler or a ioint liability of the filer with the spouse or dependent children mark the other higher categories as appropriate

Part II Agreements or Arrangements

Page Number

(g yen~~i 12

middoti

Category Of Arrlount or Value (x)

sect 8 gsect sect 0 ~ 0

sect ~ 0 08 ~ 0 88 8 ~ ~ 0 8 g 8 ~ 0 sectsect 08 sectsect 8o 0 8 0 0 o~ o~ 08 o~ 0 g 8 8 8 ~ 0 8 o ~III 0 010 0 bull III trici ~ III 10 ~ ~ III ~ - rri

III 0 o~ -- shy x - shy --shy - shy - shy I- shy ~-- -- shy

x

Report your agreements or arrangements for continuing participation in an of absence and (4) future employment See instructions regarding the reporting employee benefit plan (eg40Ik deferred compensation (2) continuation of negotiations for any of these arrangements or benefits payment by a fonner employer (including severance pavments) (3) leaves

None D Status and Terms of any Agreement or Arrangement Parties Date

Example I Pursuant to partnership agreement will receive lump sum payment of capita account amp partnership share Doe Jones amp Smith Hometown State 785 calculated on service nerformed throu2n 1100

r- Thave a vested interest in TIAA-CREF due to contributions from Harvard University where I served as Assistant Professor Harvard University -------shy

12rl6 from 1971-1976

---- shy

2

------shy f~~ ~~-~~

3

-------shy

4

5

6

Prior Editions Cannot Be Used

SF 27amp (Rev 0312000) 5 CFR Part 2634 US Office of Government Ethics

ReportingTrr~~~~~---~T=~T~ rage NUmber

Yellen 13

pariitFP(isit~8rtsHeld()lii~id~~il~~ri~~~~blmeno5~~S~~J 0 bull Refjorf~y~positi~nsheld during theapPYi~b11ltreporti~g period whether cOnsultaritofariyltc6~onition~firm par111ershlpor ~iherbtIsiness enterprise or any comoensatedor not Positions include but are not limited to those of an officer nlln_nmfit Mmi7llltinr pAtillnllt in~titlltilln FYrln nllitilln~ with rpliailll

~

director trustee gemral oartner oroorietorreoresentative emolovee or sociaL fraternaL or political entities and those solelvof an honorary nature None CJ

Organization (Name and Address) Type of Organization Position Held I From (Mo Yr) I-I- _692_ To (Mo Yr)

Examples INafl As~n2f_R~clltColl~ctorsj NY NY _______________ _ [Doe Jones amp SmIth Hometown State

_ ~opofit~ucai~ ________ Law firm 1

J_ resi~ent __________ Partner

~ __ 785 1

J _Er~lt__ _ 100

2 I

3 I

IAkerlof and Yellen Family Trust Trust ITrustee

IResearch Associate 1Member of the Executive Committee

IHonorary Director

IBoard of Directors

Professor Emeritus

051992

091999

012007

012008

0112002

092006

Present

101032010

100312010

101032010

101032010

10032010

INational Bureau of Economic Research Nonprofit organization supporting research in economics

Bay Area Council Non-Qrofit

Non-profit

Non-profit orqanization of economists

IUniversitv

4

Childrens Hospital of Oakland 5

Economists for Peace and Security 6

University of California at Berkeley

Part IICpmpensationbl Excess Of$5~OOO Paid byOfieSource 00 not complete this part if you are an Incumbent Termination Filer or

Report sources of more than $5000 co mpensation received by you or your business affiliation for services provided directly by you during anyone year of the reporting period This includes the names of clients and customers of any

corporation firm partnershipor other business enterprise or any other non-profit organization when you directly provided the services generating a fee or payment of more thai $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None CJ

Source (Name and Address) Brief Description of Duties IQoe Jones amp Smith Hometown State

Examples IMctro Unive~itv (~lient-of Thie Joes amp-Smith) Monevtown -State shy - - - - -

~~als~ic~__________________________________________ _

Lellal services in connection with university construction

2

3

4

5

6

Prior Editions Cannot Be Used

SF 278 (Rev 0312000) 5 CFR Part 2634 US Office of Govermnent Ethics

Reporting Individuals Name

Yellen Janet l lt~

~~~~~~iLlt~ ltbullbull bullbull y bullbullolt bullbullbull bull bullbull gt cbullbullbullbull bullbull j

ce bullbullbull

middot~$CHEJ)ULEJt~ middotmiddotmiddotmiddotlgt bullbull d bull ~ ~

Ilage llUmOer

middotmiddotmiddot[~tmiddotmiddotX ~ 14

lt gti

Partl PdsitioIis~Iield()titsideUS2middotGoerDffienfbull bull hi ~~-~bull J

Report any positions hJid dur1ngthe~pplicable repotiingp~riod whether~)middot consultant oflIDY corporation finn partnership other business enterprise or any --shy -compensated or not Positions include but are not limited to those OfM officer nnn nrnfit nrO~ni7~ti)n nr pdl1r~tinnlt in~t1tlltiln Ifyt-llIip nn~iti(n~ with TP)101nl1lt director trustee general oartner oroprietor representative employee or social fraternaL or political entities and those solely ofan honorary nature

D None

Organi7ation (Name and Address) Type ofOrganization Position Held From (Mo Yr) To (Mo Yr) Examples ~rl As~nQ(~c~ Coll~ctor~NY~ NY bull _ bull _____ bull shy ____ bull _ _li0pofit Iducai ______ bull _ _ fresiltent __ bull ___ _ bull _ bull r- _692 __ Present Doe Jones amp Smith Hometown State Law firm Partner 785 -ioO ---shy1

Group of Thirty Non-profit Member 709 100310 2

3

4

5

6

~art 1ICompensationlnExcessOt$5OOOPai~by One Source Do not complete this part R-eport sources of more than $5000 ~oinpensation receivedby you or your corporation firm partnership or other business enterprise or any othetnonprofit jf you are an Incumbent business affiliation for services provided directly by you during anyone year of organization when you directly provided the services generating a fee or payment Termination Filer or the reporting period This inCludes the names of clients arid customers of any ofmorethan $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None D

Source (Namemiddot and Address) BriefDescriotion of Duties ~~ Jones amp Smith Hometown State E~~~i~_ _____ __~ ____ _______________ _ _______

Examples Metro U~iversity-(~Iientmiddotof DOeYoes amp -Smith)~ Moneyto- State - shy - shy - shy Legal services in connection with university construction 1

2

3

4

5

6

Prior Editions Cannot Be Used

Page 2: 0 0' - The Wall Street Journalonline.wsj.com/public/resources/documents/Yellen-finrpt2010.pdfJun 30, 2006 · Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT . OMB

S~I7~ (Rev U312UOO)

5 CFR Part 2634

Assets ana Income

BLOCK A

you your spouse and dependent children each asset held for investment or the

Iproduction of income which had a fair market exceedine $OOO at the close of the reportshy

or which eenerated more than $200 during the reporting period toeether

such income

yourself also report the source and actual ofearned income exceedine $200 (other

the US Government) For your spouse source but not the amount of earned

of more than $1000 (except report the acount ofany honoraria over $200 of

spouse)

NoneD

Central Airlines Common Examples IDoe_Jone~ ~SE1ith_H~mtow1 Sta~e__

Ke2psIOe F_und ______ _ IRA Heartland 500 Index Fund

Other Income (SpecifY Type amp Actual

Amount)

honorarium $2000000

2

Date (Mo Dav

Yr)

Only if Honoraria

05192010

092-3201

Prior Editions Cannot be Used

SF27H (Rev U320(0)

5 CFR Part 2634

BLOCK A

NoneD

Commonmiddot

Common

Dreyfus Core Value Fund

Federal Reserve Bank of Dallas

Federal Reserve Bank of San Francisco

3

Other Date Income (Mo Dav (SpeciiY Yr) Type amp Actual Only if

Amount) Honoraria

Prior Editions Cannot be Used

4282010

SF27~ (Rev 0312UUU)

5 CFR Part 2634

BLOCK A

Other Income (Specify Type amp Actual

Amount)

4

Date (Mo Dav

Yr)

OnlY if Honoraria

623-241 2010

01142010

International Monetary Fund

Foundation

Salary

consulting fee

)jn7~ (Kev U3120(0)

5 CFR Part 2634

NoneD

BLOCK A

Other Income (Specify Type amp Actual

Amount)

$2500000

5

Date (Mo Dav

Yr)

Only if Honoraria

Sf27~ (Rev 032000)

5 CF R Part 2634

Date (Mo Dav

Yr)

Oniyif Honoraria

BLOCK A

Other Income (SpecifY Type amp Actual

Amount)

Salary

6

Sr27~ (RJW 0312000)

5 CFR Part 2634

BWCKA

of Western Ontario

Other Income (Specify Type amp Actual

Amount)

7

Date (Mo Dav

Yr)

Onjyif Honoraria

Prior Editions Cannot be Used

SF27~ (Kev U3I2UUU)

5 CFR Part 2634 US Office ofGovernment Ethics

Other Income (SpecifY Type amp Actual

Amount)

8

Date (Mo Dav

Yr)

Only if Honoraria

Prior Editions Cannot be Used

Sl27H (Kev 032000)

5 CFR Part 2634

A

NoneD

Corp New Commonmiddot

Group Universal Life Insurance Minnesota Life

9

Date Income Other

(Mo Dav (SpecifY Yr) Type amp Actual Onlvif

Amount) Honoraria

Prior Editions Cannot be Used

JANET L YELLEN - ADDENDUM TO FORM SF-278 Page 9-A

11 The bulk of the joint assets of myself and my spouse are held in a living trust named the Akerlof and Yellen Family Trust created under an agreement dated May 26 1992 My husband and I are the Trustees of this living trust The assets held by the trust are marked with an asterisk ()

j The University of California 403b plan and Defined Contribution Plan both of which cover both me and my spouse and the University of California 457 plan which covers my spouse are defined contribution plans that permit us to allocate investments among various Fidelity funds and also among funds run directly by the University of California All of the funds are widely diversified and invest in securities ranging from low risk fixed income securities insurance company contracts to equities My spouse and I have allocated part of our retirement savings through the University of California Defined Contribution Plan to the Insurance Company Contract Fund In addition to cash (6) this fund is comprised of insurance company contracts with Prudential Principal Financial Metlife Monumental New York Life and Hartford Life that guaranty a fixed annual rate of interest

11 These are retirement funds managed by TIAA-CREF My holdings in these funds result from contributions made by Harvard University on my behalf during the period 1971-76 when I served as an Assistant Professor The TIAA traditional annuity will pay a defined benefit annuity when I retire My CREF holdings are in a widely diversified stock fund

11 The Canadian Institute for Advanced Research paid a portion of my spouses salary from the University of California These payments were made directly to the University to finance the release of a comparable amount of time for research on economic growth and public policy

)j Retirement payments to me and my spouse under the University of Californias defined benefit plan are based upon a formula that takes into account years of service age at retirement and highest three years of salary My spouse receives a portion of this benefit in excess of 415 limitations under a nonqualified 415 Restoration Plan

SF 278 (Rev 032000)

5 C FR Part 2634 Do not Complete Schedule B if you are a new entrant nominee Vice Presidential or Presidential Candidate US Office ofGovernment Ethics

IKeportmg lnOlVIOUalS Name I f~f~i~iI~ umiddotmiddot

SCHEDUIJtB Itage Nlimoer

Yellen Janet L Imiddotmiddot 10

rmiddotmiddot lt lt

J_~) rnmiddot

DPart I Transactions None

Report any purchase sale or exchang~ by you your spouSe report a transaction involving property used solely as your Transaction Amount of Transaction (x) or dependent children during the reporting period of anv real personal residence or a transaction solelv between you Type (x) property stocks boods comrriodity futures andother your spouse or dependent child Check the Certificate of Date (Mo

sect 0 88securities when the amount of the transaction exceeded divestiture block to indicate sales made pursuant to a 10 Day Yr)

0 ~ 0 88~ 0 ~ 0 ~ 0 ~o g g $1000 Include transactions that resulted in a loss Do not certifilt4te ofdivestiture from OGE e 0 ~ 0 08 gg 88 8~ 08 sectsect ~ 0 00 0 60

g fl 00 00 qci gg gg 08 ~o o 0 00 quj tOO 0 00 q IO~ 0s 00 o gt bull ~ to Identification of Assets en IJl ~ It) ~ ~ N ~ 0 ~~

Example ICentral Airlines Common )( 21199 )(

1 Exchange from Vanguard California Tax Exempt Money Market Fund to Vanguard Short Term Bond Index Func X 121272010 X

2 Vanguard Short Term Bond Index Fund shares X 121282010 X

3 Exchange from spouses Vanguaged Fixed Income Security Fund High Yield Corporate Portfolio (IRA) X 121272010 X to Vanguard Short Term Bond Index Fund

4

5 r Co

This category applies only if the underlying asset is solely that of the filers spouse or dependent children If the underlying asset is either held by the filer or iointlv held bv the filer with the spouse or dtpendent children use the other higher categories of value as appropriate

Part II Gifts Reimbursements and Travel Expenses For vou vour spouse and dependent children report the source it brief descrioshy the US Government giYen to your agency in connection with official travel tion and the value ofmiddot (1) gifts (such as tangible items transportation lodging received from relatives received by vour spouse or dependent child totallv food or entertairunent) received from one source totaling more than $260 and independent of their relationship to you or provided as personal hospitality at (2) travel-related cash reimbursements received from one source totaling more the donors residence Also for purposes of aggregating gifts to determine the than $260 For conflicts analysis it is helpful to indicate a basis for receipt such total value from one source exclude items worth $104 or less Sec instructions

8 0

~ ~g ~ ~ 0 ~ t v

o U ~

as personal friend agency approval under 5 USC amp4111 or other statutory for other exclusions None cJauthority etc For travel-related gifts and reimbursements include travel itinerarY

rltp nrl thp nhorp of PYnpnp nrnvirlprl 1ytlutl4l $lnvthina oivpn tn vn11 hv

Source (Name and Address) BriefDescription Value

ExamPlesWat1 As~ ltfRok Colectos NY N _____ Airlipe ticltet bgttel r~ ~~Is in~identt~~iona con~ellte 61~99 (pers~nal a~tivitt unrltated10 duyL ___ $500-_ _----------shy - shy -$300-shyFrank Jones San Francisco CA Leather briefcase (personal friend) 1 Board of Directors of the Federal Reserve Bank sterling silver plate - engraved with the names of the Directors - a gift celebrating my departure as President and CEO of the Bank $50000

of San Francisco 2 Board of Directors of the Federal Reserve Bank Apple Ipad - a gift celebrating my departure as President and CEO of the Bank $40000

of San Francisco 3 Executive Committee of the Federal Reserve Bank $400 - toward the purchase of an Iphone A departure gift from top officers of the Federal Reserve Bank of San Francisco $40000

of San Francisco 4

5

Prior Editions Cannot Be Used

SF 278 (Rev 0320(0)

5 CFR Part 2634 US Office of Government Ethics IReportmg Indlvlduars Name

Yellen Janet L

Part I Liabilities Report liabilities over $1 0000 owed to any one at

any time durine thereoortine oeriod bv vou voursoouse or dependent children Check the highest amount owed durine the reoortine oeriod Exclude a morteaee on vour

Creditors (Name and Address)

- shy

SCHEDULECmiddot ~ ~

personal residence UitIess it is rented out loans secured by automobiles household furniture or appliances and liabilities owed to certain relatives listed in instructions See instructions for revolving charge accounts

Type ofLiability

Date Incurred

-

NoneD

Interest Rate

Term if applishycable

Page Number

11

Category of Amount or Value (x)

08800middotmiddotmiddotmiddot degl~ 810 818 81~ 8 g~~gg~~~~gMMEftWW6)WW~W

0 ~ 0 00 o g80

sect ~g ~q0

~O 8 888 q gg g 8 qqqtei_lO U) CItI) ffl W

~ 0 gg sectsect ~~

sect 8

~q

0gt0

Examples IFirsj Disrict ~ankJlaslirJo_n D~_______ _ IJOhn Jones 123 J SI Lgtvashington DC

~2poundage on_r~aJ Egeelpela~ __________ _I- ~991 - tshy _8_ Promissory note 1999 10

_~y- ~__ + __I x on demand

--1-shy --1---4----shy

1 INONE

2

3

4

5

This category applies only if the liability is solely that of the flIers spouse or dependent children If the liability is that oftbe filer or a ioint liability of the filer with tbe spouse or dependent children mark the other hieher categories as aporooriate

Part II Agreements or Arrangements

x

Report your agreements or arrangements foreontinuing participation in an employee benefit plan (eg 401k deferred compensation (2) continuation payment by a former employer (including severance payments) (3) leaves

of absence and (4) future employment See instructions regarding the reporting of negotiations for any of these arrangements or benefits

Status and Terms ofany Agreement or Arrangement Example I Pursuant to partnership agreement will receive lump sum payment of capital account amp partnership share

calculated on service nerfonned throueh liDO

1 II have a vested interest in the Federal Reserve Systems Bank Retirement Plan resulting from my service at the Federal Reserve Bank of San Francisco and will receive an annuity reflectina my service at FRBSF after I retire from the Board of Governors

2 II have a vested interest in the Federal Reserve Thrift Plan resulting from my service at the Federal Reserve Bank of San Francisco 1 continue to participate in this plan as an employee of the Federal Reserve Board

3 II am eligible to receive retiree medical benefits from the Federal Reserve Bank of San Francisco and reimbursement for premiums

4 IProfessor Emeritus University of California I am currently receiving retirement benefits under the Universitys defined benefit ~pension plan Continue participation in UC retiree health plan

5 II have a vested interest in the University of Californias Pre-tax Defined Contribution Plan (see Sch A) No further contributions by University

6 II have a vested interest in the University of Californias Tax Deferred 403b Plan (see Sch A) No further contributions by University

None D Parties Date

Doe Jones amp Smith Hometown State 785

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 1deg614091

University of California at Berkeley 063006

University of California at Berkeley 063006

University of California at Berkeley 063006

Prior Editions Cannot Be Used

SF 278 (Rev 032000) 5 CFR rart 2634 US Office of Govemment Ethics

Keportmg InOvoualS Name J bull

Yellen Janet L 1middot~~~Y~~~~i~J~~~ 2tgt~i~~~J~F SCHEl)lJI~i(i bullbull Kmiddot bull lt i bullbullbullbullbull bull

Part I Liabilities

Reportliabilities over$IOOOO owed toany one ~reditor at personal residence unless it is rented out loans secured NoneD any time during the renorting oeriod bv YOU your snouse by automobiles household furniture or appliances and or dependent children Check the highest amount owed liabilities owed to certain relatives listed in instructions during the renorting oeriod Exclude a mortgage on your See instructions for revolving charge accounts Date Interest Term if

Incurred Rate applishy gsectcable a~ ttl

Creditors (Name and Address) Type of Liability - ~ Exam les ~sl Disict ~ank_WasilLto_n DQ ___ M9Sag~n_raJ EPeeiDela~~___________ 1991 8 25 yrs---shy -]999 - t- -10 n deiland

- p John Jones 123 J St Washington DC Promissory note

1

2

3

4

5

bull This category applies only if the liability is solelY that of the tilers spouse or dependent children If the liability is that of the tiler or a ioint liability of the filer with the spouse or dependent children mark the other higher categories as appropriate

Part II Agreements or Arrangements

Page Number

(g yen~~i 12

middoti

Category Of Arrlount or Value (x)

sect 8 gsect sect 0 ~ 0

sect ~ 0 08 ~ 0 88 8 ~ ~ 0 8 g 8 ~ 0 sectsect 08 sectsect 8o 0 8 0 0 o~ o~ 08 o~ 0 g 8 8 8 ~ 0 8 o ~III 0 010 0 bull III trici ~ III 10 ~ ~ III ~ - rri

III 0 o~ -- shy x - shy --shy - shy - shy I- shy ~-- -- shy

x

Report your agreements or arrangements for continuing participation in an of absence and (4) future employment See instructions regarding the reporting employee benefit plan (eg40Ik deferred compensation (2) continuation of negotiations for any of these arrangements or benefits payment by a fonner employer (including severance pavments) (3) leaves

None D Status and Terms of any Agreement or Arrangement Parties Date

Example I Pursuant to partnership agreement will receive lump sum payment of capita account amp partnership share Doe Jones amp Smith Hometown State 785 calculated on service nerformed throu2n 1100

r- Thave a vested interest in TIAA-CREF due to contributions from Harvard University where I served as Assistant Professor Harvard University -------shy

12rl6 from 1971-1976

---- shy

2

------shy f~~ ~~-~~

3

-------shy

4

5

6

Prior Editions Cannot Be Used

SF 27amp (Rev 0312000) 5 CFR Part 2634 US Office of Government Ethics

ReportingTrr~~~~~---~T=~T~ rage NUmber

Yellen 13

pariitFP(isit~8rtsHeld()lii~id~~il~~ri~~~~blmeno5~~S~~J 0 bull Refjorf~y~positi~nsheld during theapPYi~b11ltreporti~g period whether cOnsultaritofariyltc6~onition~firm par111ershlpor ~iherbtIsiness enterprise or any comoensatedor not Positions include but are not limited to those of an officer nlln_nmfit Mmi7llltinr pAtillnllt in~titlltilln FYrln nllitilln~ with rpliailll

~

director trustee gemral oartner oroorietorreoresentative emolovee or sociaL fraternaL or political entities and those solelvof an honorary nature None CJ

Organization (Name and Address) Type of Organization Position Held I From (Mo Yr) I-I- _692_ To (Mo Yr)

Examples INafl As~n2f_R~clltColl~ctorsj NY NY _______________ _ [Doe Jones amp SmIth Hometown State

_ ~opofit~ucai~ ________ Law firm 1

J_ resi~ent __________ Partner

~ __ 785 1

J _Er~lt__ _ 100

2 I

3 I

IAkerlof and Yellen Family Trust Trust ITrustee

IResearch Associate 1Member of the Executive Committee

IHonorary Director

IBoard of Directors

Professor Emeritus

051992

091999

012007

012008

0112002

092006

Present

101032010

100312010

101032010

101032010

10032010

INational Bureau of Economic Research Nonprofit organization supporting research in economics

Bay Area Council Non-Qrofit

Non-profit

Non-profit orqanization of economists

IUniversitv

4

Childrens Hospital of Oakland 5

Economists for Peace and Security 6

University of California at Berkeley

Part IICpmpensationbl Excess Of$5~OOO Paid byOfieSource 00 not complete this part if you are an Incumbent Termination Filer or

Report sources of more than $5000 co mpensation received by you or your business affiliation for services provided directly by you during anyone year of the reporting period This includes the names of clients and customers of any

corporation firm partnershipor other business enterprise or any other non-profit organization when you directly provided the services generating a fee or payment of more thai $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None CJ

Source (Name and Address) Brief Description of Duties IQoe Jones amp Smith Hometown State

Examples IMctro Unive~itv (~lient-of Thie Joes amp-Smith) Monevtown -State shy - - - - -

~~als~ic~__________________________________________ _

Lellal services in connection with university construction

2

3

4

5

6

Prior Editions Cannot Be Used

SF 278 (Rev 0312000) 5 CFR Part 2634 US Office of Govermnent Ethics

Reporting Individuals Name

Yellen Janet l lt~

~~~~~~iLlt~ ltbullbull bullbull y bullbullolt bullbullbull bull bullbull gt cbullbullbullbull bullbull j

ce bullbullbull

middot~$CHEJ)ULEJt~ middotmiddotmiddotmiddotlgt bullbull d bull ~ ~

Ilage llUmOer

middotmiddotmiddot[~tmiddotmiddotX ~ 14

lt gti

Partl PdsitioIis~Iield()titsideUS2middotGoerDffienfbull bull hi ~~-~bull J

Report any positions hJid dur1ngthe~pplicable repotiingp~riod whether~)middot consultant oflIDY corporation finn partnership other business enterprise or any --shy -compensated or not Positions include but are not limited to those OfM officer nnn nrnfit nrO~ni7~ti)n nr pdl1r~tinnlt in~t1tlltiln Ifyt-llIip nn~iti(n~ with TP)101nl1lt director trustee general oartner oroprietor representative employee or social fraternaL or political entities and those solely ofan honorary nature

D None

Organi7ation (Name and Address) Type ofOrganization Position Held From (Mo Yr) To (Mo Yr) Examples ~rl As~nQ(~c~ Coll~ctor~NY~ NY bull _ bull _____ bull shy ____ bull _ _li0pofit Iducai ______ bull _ _ fresiltent __ bull ___ _ bull _ bull r- _692 __ Present Doe Jones amp Smith Hometown State Law firm Partner 785 -ioO ---shy1

Group of Thirty Non-profit Member 709 100310 2

3

4

5

6

~art 1ICompensationlnExcessOt$5OOOPai~by One Source Do not complete this part R-eport sources of more than $5000 ~oinpensation receivedby you or your corporation firm partnership or other business enterprise or any othetnonprofit jf you are an Incumbent business affiliation for services provided directly by you during anyone year of organization when you directly provided the services generating a fee or payment Termination Filer or the reporting period This inCludes the names of clients arid customers of any ofmorethan $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None D

Source (Namemiddot and Address) BriefDescriotion of Duties ~~ Jones amp Smith Hometown State E~~~i~_ _____ __~ ____ _______________ _ _______

Examples Metro U~iversity-(~Iientmiddotof DOeYoes amp -Smith)~ Moneyto- State - shy - shy - shy Legal services in connection with university construction 1

2

3

4

5

6

Prior Editions Cannot Be Used

Page 3: 0 0' - The Wall Street Journalonline.wsj.com/public/resources/documents/Yellen-finrpt2010.pdfJun 30, 2006 · Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT . OMB

SF27H (Rev U320(0)

5 CFR Part 2634

BLOCK A

NoneD

Commonmiddot

Common

Dreyfus Core Value Fund

Federal Reserve Bank of Dallas

Federal Reserve Bank of San Francisco

3

Other Date Income (Mo Dav (SpeciiY Yr) Type amp Actual Only if

Amount) Honoraria

Prior Editions Cannot be Used

4282010

SF27~ (Rev 0312UUU)

5 CFR Part 2634

BLOCK A

Other Income (Specify Type amp Actual

Amount)

4

Date (Mo Dav

Yr)

OnlY if Honoraria

623-241 2010

01142010

International Monetary Fund

Foundation

Salary

consulting fee

)jn7~ (Kev U3120(0)

5 CFR Part 2634

NoneD

BLOCK A

Other Income (Specify Type amp Actual

Amount)

$2500000

5

Date (Mo Dav

Yr)

Only if Honoraria

Sf27~ (Rev 032000)

5 CF R Part 2634

Date (Mo Dav

Yr)

Oniyif Honoraria

BLOCK A

Other Income (SpecifY Type amp Actual

Amount)

Salary

6

Sr27~ (RJW 0312000)

5 CFR Part 2634

BWCKA

of Western Ontario

Other Income (Specify Type amp Actual

Amount)

7

Date (Mo Dav

Yr)

Onjyif Honoraria

Prior Editions Cannot be Used

SF27~ (Kev U3I2UUU)

5 CFR Part 2634 US Office ofGovernment Ethics

Other Income (SpecifY Type amp Actual

Amount)

8

Date (Mo Dav

Yr)

Only if Honoraria

Prior Editions Cannot be Used

Sl27H (Kev 032000)

5 CFR Part 2634

A

NoneD

Corp New Commonmiddot

Group Universal Life Insurance Minnesota Life

9

Date Income Other

(Mo Dav (SpecifY Yr) Type amp Actual Onlvif

Amount) Honoraria

Prior Editions Cannot be Used

JANET L YELLEN - ADDENDUM TO FORM SF-278 Page 9-A

11 The bulk of the joint assets of myself and my spouse are held in a living trust named the Akerlof and Yellen Family Trust created under an agreement dated May 26 1992 My husband and I are the Trustees of this living trust The assets held by the trust are marked with an asterisk ()

j The University of California 403b plan and Defined Contribution Plan both of which cover both me and my spouse and the University of California 457 plan which covers my spouse are defined contribution plans that permit us to allocate investments among various Fidelity funds and also among funds run directly by the University of California All of the funds are widely diversified and invest in securities ranging from low risk fixed income securities insurance company contracts to equities My spouse and I have allocated part of our retirement savings through the University of California Defined Contribution Plan to the Insurance Company Contract Fund In addition to cash (6) this fund is comprised of insurance company contracts with Prudential Principal Financial Metlife Monumental New York Life and Hartford Life that guaranty a fixed annual rate of interest

11 These are retirement funds managed by TIAA-CREF My holdings in these funds result from contributions made by Harvard University on my behalf during the period 1971-76 when I served as an Assistant Professor The TIAA traditional annuity will pay a defined benefit annuity when I retire My CREF holdings are in a widely diversified stock fund

11 The Canadian Institute for Advanced Research paid a portion of my spouses salary from the University of California These payments were made directly to the University to finance the release of a comparable amount of time for research on economic growth and public policy

)j Retirement payments to me and my spouse under the University of Californias defined benefit plan are based upon a formula that takes into account years of service age at retirement and highest three years of salary My spouse receives a portion of this benefit in excess of 415 limitations under a nonqualified 415 Restoration Plan

SF 278 (Rev 032000)

5 C FR Part 2634 Do not Complete Schedule B if you are a new entrant nominee Vice Presidential or Presidential Candidate US Office ofGovernment Ethics

IKeportmg lnOlVIOUalS Name I f~f~i~iI~ umiddotmiddot

SCHEDUIJtB Itage Nlimoer

Yellen Janet L Imiddotmiddot 10

rmiddotmiddot lt lt

J_~) rnmiddot

DPart I Transactions None

Report any purchase sale or exchang~ by you your spouSe report a transaction involving property used solely as your Transaction Amount of Transaction (x) or dependent children during the reporting period of anv real personal residence or a transaction solelv between you Type (x) property stocks boods comrriodity futures andother your spouse or dependent child Check the Certificate of Date (Mo

sect 0 88securities when the amount of the transaction exceeded divestiture block to indicate sales made pursuant to a 10 Day Yr)

0 ~ 0 88~ 0 ~ 0 ~ 0 ~o g g $1000 Include transactions that resulted in a loss Do not certifilt4te ofdivestiture from OGE e 0 ~ 0 08 gg 88 8~ 08 sectsect ~ 0 00 0 60

g fl 00 00 qci gg gg 08 ~o o 0 00 quj tOO 0 00 q IO~ 0s 00 o gt bull ~ to Identification of Assets en IJl ~ It) ~ ~ N ~ 0 ~~

Example ICentral Airlines Common )( 21199 )(

1 Exchange from Vanguard California Tax Exempt Money Market Fund to Vanguard Short Term Bond Index Func X 121272010 X

2 Vanguard Short Term Bond Index Fund shares X 121282010 X

3 Exchange from spouses Vanguaged Fixed Income Security Fund High Yield Corporate Portfolio (IRA) X 121272010 X to Vanguard Short Term Bond Index Fund

4

5 r Co

This category applies only if the underlying asset is solely that of the filers spouse or dependent children If the underlying asset is either held by the filer or iointlv held bv the filer with the spouse or dtpendent children use the other higher categories of value as appropriate

Part II Gifts Reimbursements and Travel Expenses For vou vour spouse and dependent children report the source it brief descrioshy the US Government giYen to your agency in connection with official travel tion and the value ofmiddot (1) gifts (such as tangible items transportation lodging received from relatives received by vour spouse or dependent child totallv food or entertairunent) received from one source totaling more than $260 and independent of their relationship to you or provided as personal hospitality at (2) travel-related cash reimbursements received from one source totaling more the donors residence Also for purposes of aggregating gifts to determine the than $260 For conflicts analysis it is helpful to indicate a basis for receipt such total value from one source exclude items worth $104 or less Sec instructions

8 0

~ ~g ~ ~ 0 ~ t v

o U ~

as personal friend agency approval under 5 USC amp4111 or other statutory for other exclusions None cJauthority etc For travel-related gifts and reimbursements include travel itinerarY

rltp nrl thp nhorp of PYnpnp nrnvirlprl 1ytlutl4l $lnvthina oivpn tn vn11 hv

Source (Name and Address) BriefDescription Value

ExamPlesWat1 As~ ltfRok Colectos NY N _____ Airlipe ticltet bgttel r~ ~~Is in~identt~~iona con~ellte 61~99 (pers~nal a~tivitt unrltated10 duyL ___ $500-_ _----------shy - shy -$300-shyFrank Jones San Francisco CA Leather briefcase (personal friend) 1 Board of Directors of the Federal Reserve Bank sterling silver plate - engraved with the names of the Directors - a gift celebrating my departure as President and CEO of the Bank $50000

of San Francisco 2 Board of Directors of the Federal Reserve Bank Apple Ipad - a gift celebrating my departure as President and CEO of the Bank $40000

of San Francisco 3 Executive Committee of the Federal Reserve Bank $400 - toward the purchase of an Iphone A departure gift from top officers of the Federal Reserve Bank of San Francisco $40000

of San Francisco 4

5

Prior Editions Cannot Be Used

SF 278 (Rev 0320(0)

5 CFR Part 2634 US Office of Government Ethics IReportmg Indlvlduars Name

Yellen Janet L

Part I Liabilities Report liabilities over $1 0000 owed to any one at

any time durine thereoortine oeriod bv vou voursoouse or dependent children Check the highest amount owed durine the reoortine oeriod Exclude a morteaee on vour

Creditors (Name and Address)

- shy

SCHEDULECmiddot ~ ~

personal residence UitIess it is rented out loans secured by automobiles household furniture or appliances and liabilities owed to certain relatives listed in instructions See instructions for revolving charge accounts

Type ofLiability

Date Incurred

-

NoneD

Interest Rate

Term if applishycable

Page Number

11

Category of Amount or Value (x)

08800middotmiddotmiddotmiddot degl~ 810 818 81~ 8 g~~gg~~~~gMMEftWW6)WW~W

0 ~ 0 00 o g80

sect ~g ~q0

~O 8 888 q gg g 8 qqqtei_lO U) CItI) ffl W

~ 0 gg sectsect ~~

sect 8

~q

0gt0

Examples IFirsj Disrict ~ankJlaslirJo_n D~_______ _ IJOhn Jones 123 J SI Lgtvashington DC

~2poundage on_r~aJ Egeelpela~ __________ _I- ~991 - tshy _8_ Promissory note 1999 10

_~y- ~__ + __I x on demand

--1-shy --1---4----shy

1 INONE

2

3

4

5

This category applies only if the liability is solely that of the flIers spouse or dependent children If the liability is that oftbe filer or a ioint liability of the filer with tbe spouse or dependent children mark the other hieher categories as aporooriate

Part II Agreements or Arrangements

x

Report your agreements or arrangements foreontinuing participation in an employee benefit plan (eg 401k deferred compensation (2) continuation payment by a former employer (including severance payments) (3) leaves

of absence and (4) future employment See instructions regarding the reporting of negotiations for any of these arrangements or benefits

Status and Terms ofany Agreement or Arrangement Example I Pursuant to partnership agreement will receive lump sum payment of capital account amp partnership share

calculated on service nerfonned throueh liDO

1 II have a vested interest in the Federal Reserve Systems Bank Retirement Plan resulting from my service at the Federal Reserve Bank of San Francisco and will receive an annuity reflectina my service at FRBSF after I retire from the Board of Governors

2 II have a vested interest in the Federal Reserve Thrift Plan resulting from my service at the Federal Reserve Bank of San Francisco 1 continue to participate in this plan as an employee of the Federal Reserve Board

3 II am eligible to receive retiree medical benefits from the Federal Reserve Bank of San Francisco and reimbursement for premiums

4 IProfessor Emeritus University of California I am currently receiving retirement benefits under the Universitys defined benefit ~pension plan Continue participation in UC retiree health plan

5 II have a vested interest in the University of Californias Pre-tax Defined Contribution Plan (see Sch A) No further contributions by University

6 II have a vested interest in the University of Californias Tax Deferred 403b Plan (see Sch A) No further contributions by University

None D Parties Date

Doe Jones amp Smith Hometown State 785

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 1deg614091

University of California at Berkeley 063006

University of California at Berkeley 063006

University of California at Berkeley 063006

Prior Editions Cannot Be Used

SF 278 (Rev 032000) 5 CFR rart 2634 US Office of Govemment Ethics

Keportmg InOvoualS Name J bull

Yellen Janet L 1middot~~~Y~~~~i~J~~~ 2tgt~i~~~J~F SCHEl)lJI~i(i bullbull Kmiddot bull lt i bullbullbullbullbull bull

Part I Liabilities

Reportliabilities over$IOOOO owed toany one ~reditor at personal residence unless it is rented out loans secured NoneD any time during the renorting oeriod bv YOU your snouse by automobiles household furniture or appliances and or dependent children Check the highest amount owed liabilities owed to certain relatives listed in instructions during the renorting oeriod Exclude a mortgage on your See instructions for revolving charge accounts Date Interest Term if

Incurred Rate applishy gsectcable a~ ttl

Creditors (Name and Address) Type of Liability - ~ Exam les ~sl Disict ~ank_WasilLto_n DQ ___ M9Sag~n_raJ EPeeiDela~~___________ 1991 8 25 yrs---shy -]999 - t- -10 n deiland

- p John Jones 123 J St Washington DC Promissory note

1

2

3

4

5

bull This category applies only if the liability is solelY that of the tilers spouse or dependent children If the liability is that of the tiler or a ioint liability of the filer with the spouse or dependent children mark the other higher categories as appropriate

Part II Agreements or Arrangements

Page Number

(g yen~~i 12

middoti

Category Of Arrlount or Value (x)

sect 8 gsect sect 0 ~ 0

sect ~ 0 08 ~ 0 88 8 ~ ~ 0 8 g 8 ~ 0 sectsect 08 sectsect 8o 0 8 0 0 o~ o~ 08 o~ 0 g 8 8 8 ~ 0 8 o ~III 0 010 0 bull III trici ~ III 10 ~ ~ III ~ - rri

III 0 o~ -- shy x - shy --shy - shy - shy I- shy ~-- -- shy

x

Report your agreements or arrangements for continuing participation in an of absence and (4) future employment See instructions regarding the reporting employee benefit plan (eg40Ik deferred compensation (2) continuation of negotiations for any of these arrangements or benefits payment by a fonner employer (including severance pavments) (3) leaves

None D Status and Terms of any Agreement or Arrangement Parties Date

Example I Pursuant to partnership agreement will receive lump sum payment of capita account amp partnership share Doe Jones amp Smith Hometown State 785 calculated on service nerformed throu2n 1100

r- Thave a vested interest in TIAA-CREF due to contributions from Harvard University where I served as Assistant Professor Harvard University -------shy

12rl6 from 1971-1976

---- shy

2

------shy f~~ ~~-~~

3

-------shy

4

5

6

Prior Editions Cannot Be Used

SF 27amp (Rev 0312000) 5 CFR Part 2634 US Office of Government Ethics

ReportingTrr~~~~~---~T=~T~ rage NUmber

Yellen 13

pariitFP(isit~8rtsHeld()lii~id~~il~~ri~~~~blmeno5~~S~~J 0 bull Refjorf~y~positi~nsheld during theapPYi~b11ltreporti~g period whether cOnsultaritofariyltc6~onition~firm par111ershlpor ~iherbtIsiness enterprise or any comoensatedor not Positions include but are not limited to those of an officer nlln_nmfit Mmi7llltinr pAtillnllt in~titlltilln FYrln nllitilln~ with rpliailll

~

director trustee gemral oartner oroorietorreoresentative emolovee or sociaL fraternaL or political entities and those solelvof an honorary nature None CJ

Organization (Name and Address) Type of Organization Position Held I From (Mo Yr) I-I- _692_ To (Mo Yr)

Examples INafl As~n2f_R~clltColl~ctorsj NY NY _______________ _ [Doe Jones amp SmIth Hometown State

_ ~opofit~ucai~ ________ Law firm 1

J_ resi~ent __________ Partner

~ __ 785 1

J _Er~lt__ _ 100

2 I

3 I

IAkerlof and Yellen Family Trust Trust ITrustee

IResearch Associate 1Member of the Executive Committee

IHonorary Director

IBoard of Directors

Professor Emeritus

051992

091999

012007

012008

0112002

092006

Present

101032010

100312010

101032010

101032010

10032010

INational Bureau of Economic Research Nonprofit organization supporting research in economics

Bay Area Council Non-Qrofit

Non-profit

Non-profit orqanization of economists

IUniversitv

4

Childrens Hospital of Oakland 5

Economists for Peace and Security 6

University of California at Berkeley

Part IICpmpensationbl Excess Of$5~OOO Paid byOfieSource 00 not complete this part if you are an Incumbent Termination Filer or

Report sources of more than $5000 co mpensation received by you or your business affiliation for services provided directly by you during anyone year of the reporting period This includes the names of clients and customers of any

corporation firm partnershipor other business enterprise or any other non-profit organization when you directly provided the services generating a fee or payment of more thai $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None CJ

Source (Name and Address) Brief Description of Duties IQoe Jones amp Smith Hometown State

Examples IMctro Unive~itv (~lient-of Thie Joes amp-Smith) Monevtown -State shy - - - - -

~~als~ic~__________________________________________ _

Lellal services in connection with university construction

2

3

4

5

6

Prior Editions Cannot Be Used

SF 278 (Rev 0312000) 5 CFR Part 2634 US Office of Govermnent Ethics

Reporting Individuals Name

Yellen Janet l lt~

~~~~~~iLlt~ ltbullbull bullbull y bullbullolt bullbullbull bull bullbull gt cbullbullbullbull bullbull j

ce bullbullbull

middot~$CHEJ)ULEJt~ middotmiddotmiddotmiddotlgt bullbull d bull ~ ~

Ilage llUmOer

middotmiddotmiddot[~tmiddotmiddotX ~ 14

lt gti

Partl PdsitioIis~Iield()titsideUS2middotGoerDffienfbull bull hi ~~-~bull J

Report any positions hJid dur1ngthe~pplicable repotiingp~riod whether~)middot consultant oflIDY corporation finn partnership other business enterprise or any --shy -compensated or not Positions include but are not limited to those OfM officer nnn nrnfit nrO~ni7~ti)n nr pdl1r~tinnlt in~t1tlltiln Ifyt-llIip nn~iti(n~ with TP)101nl1lt director trustee general oartner oroprietor representative employee or social fraternaL or political entities and those solely ofan honorary nature

D None

Organi7ation (Name and Address) Type ofOrganization Position Held From (Mo Yr) To (Mo Yr) Examples ~rl As~nQ(~c~ Coll~ctor~NY~ NY bull _ bull _____ bull shy ____ bull _ _li0pofit Iducai ______ bull _ _ fresiltent __ bull ___ _ bull _ bull r- _692 __ Present Doe Jones amp Smith Hometown State Law firm Partner 785 -ioO ---shy1

Group of Thirty Non-profit Member 709 100310 2

3

4

5

6

~art 1ICompensationlnExcessOt$5OOOPai~by One Source Do not complete this part R-eport sources of more than $5000 ~oinpensation receivedby you or your corporation firm partnership or other business enterprise or any othetnonprofit jf you are an Incumbent business affiliation for services provided directly by you during anyone year of organization when you directly provided the services generating a fee or payment Termination Filer or the reporting period This inCludes the names of clients arid customers of any ofmorethan $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None D

Source (Namemiddot and Address) BriefDescriotion of Duties ~~ Jones amp Smith Hometown State E~~~i~_ _____ __~ ____ _______________ _ _______

Examples Metro U~iversity-(~Iientmiddotof DOeYoes amp -Smith)~ Moneyto- State - shy - shy - shy Legal services in connection with university construction 1

2

3

4

5

6

Prior Editions Cannot Be Used

Page 4: 0 0' - The Wall Street Journalonline.wsj.com/public/resources/documents/Yellen-finrpt2010.pdfJun 30, 2006 · Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT . OMB

SF27~ (Rev 0312UUU)

5 CFR Part 2634

BLOCK A

Other Income (Specify Type amp Actual

Amount)

4

Date (Mo Dav

Yr)

OnlY if Honoraria

623-241 2010

01142010

International Monetary Fund

Foundation

Salary

consulting fee

)jn7~ (Kev U3120(0)

5 CFR Part 2634

NoneD

BLOCK A

Other Income (Specify Type amp Actual

Amount)

$2500000

5

Date (Mo Dav

Yr)

Only if Honoraria

Sf27~ (Rev 032000)

5 CF R Part 2634

Date (Mo Dav

Yr)

Oniyif Honoraria

BLOCK A

Other Income (SpecifY Type amp Actual

Amount)

Salary

6

Sr27~ (RJW 0312000)

5 CFR Part 2634

BWCKA

of Western Ontario

Other Income (Specify Type amp Actual

Amount)

7

Date (Mo Dav

Yr)

Onjyif Honoraria

Prior Editions Cannot be Used

SF27~ (Kev U3I2UUU)

5 CFR Part 2634 US Office ofGovernment Ethics

Other Income (SpecifY Type amp Actual

Amount)

8

Date (Mo Dav

Yr)

Only if Honoraria

Prior Editions Cannot be Used

Sl27H (Kev 032000)

5 CFR Part 2634

A

NoneD

Corp New Commonmiddot

Group Universal Life Insurance Minnesota Life

9

Date Income Other

(Mo Dav (SpecifY Yr) Type amp Actual Onlvif

Amount) Honoraria

Prior Editions Cannot be Used

JANET L YELLEN - ADDENDUM TO FORM SF-278 Page 9-A

11 The bulk of the joint assets of myself and my spouse are held in a living trust named the Akerlof and Yellen Family Trust created under an agreement dated May 26 1992 My husband and I are the Trustees of this living trust The assets held by the trust are marked with an asterisk ()

j The University of California 403b plan and Defined Contribution Plan both of which cover both me and my spouse and the University of California 457 plan which covers my spouse are defined contribution plans that permit us to allocate investments among various Fidelity funds and also among funds run directly by the University of California All of the funds are widely diversified and invest in securities ranging from low risk fixed income securities insurance company contracts to equities My spouse and I have allocated part of our retirement savings through the University of California Defined Contribution Plan to the Insurance Company Contract Fund In addition to cash (6) this fund is comprised of insurance company contracts with Prudential Principal Financial Metlife Monumental New York Life and Hartford Life that guaranty a fixed annual rate of interest

11 These are retirement funds managed by TIAA-CREF My holdings in these funds result from contributions made by Harvard University on my behalf during the period 1971-76 when I served as an Assistant Professor The TIAA traditional annuity will pay a defined benefit annuity when I retire My CREF holdings are in a widely diversified stock fund

11 The Canadian Institute for Advanced Research paid a portion of my spouses salary from the University of California These payments were made directly to the University to finance the release of a comparable amount of time for research on economic growth and public policy

)j Retirement payments to me and my spouse under the University of Californias defined benefit plan are based upon a formula that takes into account years of service age at retirement and highest three years of salary My spouse receives a portion of this benefit in excess of 415 limitations under a nonqualified 415 Restoration Plan

SF 278 (Rev 032000)

5 C FR Part 2634 Do not Complete Schedule B if you are a new entrant nominee Vice Presidential or Presidential Candidate US Office ofGovernment Ethics

IKeportmg lnOlVIOUalS Name I f~f~i~iI~ umiddotmiddot

SCHEDUIJtB Itage Nlimoer

Yellen Janet L Imiddotmiddot 10

rmiddotmiddot lt lt

J_~) rnmiddot

DPart I Transactions None

Report any purchase sale or exchang~ by you your spouSe report a transaction involving property used solely as your Transaction Amount of Transaction (x) or dependent children during the reporting period of anv real personal residence or a transaction solelv between you Type (x) property stocks boods comrriodity futures andother your spouse or dependent child Check the Certificate of Date (Mo

sect 0 88securities when the amount of the transaction exceeded divestiture block to indicate sales made pursuant to a 10 Day Yr)

0 ~ 0 88~ 0 ~ 0 ~ 0 ~o g g $1000 Include transactions that resulted in a loss Do not certifilt4te ofdivestiture from OGE e 0 ~ 0 08 gg 88 8~ 08 sectsect ~ 0 00 0 60

g fl 00 00 qci gg gg 08 ~o o 0 00 quj tOO 0 00 q IO~ 0s 00 o gt bull ~ to Identification of Assets en IJl ~ It) ~ ~ N ~ 0 ~~

Example ICentral Airlines Common )( 21199 )(

1 Exchange from Vanguard California Tax Exempt Money Market Fund to Vanguard Short Term Bond Index Func X 121272010 X

2 Vanguard Short Term Bond Index Fund shares X 121282010 X

3 Exchange from spouses Vanguaged Fixed Income Security Fund High Yield Corporate Portfolio (IRA) X 121272010 X to Vanguard Short Term Bond Index Fund

4

5 r Co

This category applies only if the underlying asset is solely that of the filers spouse or dependent children If the underlying asset is either held by the filer or iointlv held bv the filer with the spouse or dtpendent children use the other higher categories of value as appropriate

Part II Gifts Reimbursements and Travel Expenses For vou vour spouse and dependent children report the source it brief descrioshy the US Government giYen to your agency in connection with official travel tion and the value ofmiddot (1) gifts (such as tangible items transportation lodging received from relatives received by vour spouse or dependent child totallv food or entertairunent) received from one source totaling more than $260 and independent of their relationship to you or provided as personal hospitality at (2) travel-related cash reimbursements received from one source totaling more the donors residence Also for purposes of aggregating gifts to determine the than $260 For conflicts analysis it is helpful to indicate a basis for receipt such total value from one source exclude items worth $104 or less Sec instructions

8 0

~ ~g ~ ~ 0 ~ t v

o U ~

as personal friend agency approval under 5 USC amp4111 or other statutory for other exclusions None cJauthority etc For travel-related gifts and reimbursements include travel itinerarY

rltp nrl thp nhorp of PYnpnp nrnvirlprl 1ytlutl4l $lnvthina oivpn tn vn11 hv

Source (Name and Address) BriefDescription Value

ExamPlesWat1 As~ ltfRok Colectos NY N _____ Airlipe ticltet bgttel r~ ~~Is in~identt~~iona con~ellte 61~99 (pers~nal a~tivitt unrltated10 duyL ___ $500-_ _----------shy - shy -$300-shyFrank Jones San Francisco CA Leather briefcase (personal friend) 1 Board of Directors of the Federal Reserve Bank sterling silver plate - engraved with the names of the Directors - a gift celebrating my departure as President and CEO of the Bank $50000

of San Francisco 2 Board of Directors of the Federal Reserve Bank Apple Ipad - a gift celebrating my departure as President and CEO of the Bank $40000

of San Francisco 3 Executive Committee of the Federal Reserve Bank $400 - toward the purchase of an Iphone A departure gift from top officers of the Federal Reserve Bank of San Francisco $40000

of San Francisco 4

5

Prior Editions Cannot Be Used

SF 278 (Rev 0320(0)

5 CFR Part 2634 US Office of Government Ethics IReportmg Indlvlduars Name

Yellen Janet L

Part I Liabilities Report liabilities over $1 0000 owed to any one at

any time durine thereoortine oeriod bv vou voursoouse or dependent children Check the highest amount owed durine the reoortine oeriod Exclude a morteaee on vour

Creditors (Name and Address)

- shy

SCHEDULECmiddot ~ ~

personal residence UitIess it is rented out loans secured by automobiles household furniture or appliances and liabilities owed to certain relatives listed in instructions See instructions for revolving charge accounts

Type ofLiability

Date Incurred

-

NoneD

Interest Rate

Term if applishycable

Page Number

11

Category of Amount or Value (x)

08800middotmiddotmiddotmiddot degl~ 810 818 81~ 8 g~~gg~~~~gMMEftWW6)WW~W

0 ~ 0 00 o g80

sect ~g ~q0

~O 8 888 q gg g 8 qqqtei_lO U) CItI) ffl W

~ 0 gg sectsect ~~

sect 8

~q

0gt0

Examples IFirsj Disrict ~ankJlaslirJo_n D~_______ _ IJOhn Jones 123 J SI Lgtvashington DC

~2poundage on_r~aJ Egeelpela~ __________ _I- ~991 - tshy _8_ Promissory note 1999 10

_~y- ~__ + __I x on demand

--1-shy --1---4----shy

1 INONE

2

3

4

5

This category applies only if the liability is solely that of the flIers spouse or dependent children If the liability is that oftbe filer or a ioint liability of the filer with tbe spouse or dependent children mark the other hieher categories as aporooriate

Part II Agreements or Arrangements

x

Report your agreements or arrangements foreontinuing participation in an employee benefit plan (eg 401k deferred compensation (2) continuation payment by a former employer (including severance payments) (3) leaves

of absence and (4) future employment See instructions regarding the reporting of negotiations for any of these arrangements or benefits

Status and Terms ofany Agreement or Arrangement Example I Pursuant to partnership agreement will receive lump sum payment of capital account amp partnership share

calculated on service nerfonned throueh liDO

1 II have a vested interest in the Federal Reserve Systems Bank Retirement Plan resulting from my service at the Federal Reserve Bank of San Francisco and will receive an annuity reflectina my service at FRBSF after I retire from the Board of Governors

2 II have a vested interest in the Federal Reserve Thrift Plan resulting from my service at the Federal Reserve Bank of San Francisco 1 continue to participate in this plan as an employee of the Federal Reserve Board

3 II am eligible to receive retiree medical benefits from the Federal Reserve Bank of San Francisco and reimbursement for premiums

4 IProfessor Emeritus University of California I am currently receiving retirement benefits under the Universitys defined benefit ~pension plan Continue participation in UC retiree health plan

5 II have a vested interest in the University of Californias Pre-tax Defined Contribution Plan (see Sch A) No further contributions by University

6 II have a vested interest in the University of Californias Tax Deferred 403b Plan (see Sch A) No further contributions by University

None D Parties Date

Doe Jones amp Smith Hometown State 785

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 1deg614091

University of California at Berkeley 063006

University of California at Berkeley 063006

University of California at Berkeley 063006

Prior Editions Cannot Be Used

SF 278 (Rev 032000) 5 CFR rart 2634 US Office of Govemment Ethics

Keportmg InOvoualS Name J bull

Yellen Janet L 1middot~~~Y~~~~i~J~~~ 2tgt~i~~~J~F SCHEl)lJI~i(i bullbull Kmiddot bull lt i bullbullbullbullbull bull

Part I Liabilities

Reportliabilities over$IOOOO owed toany one ~reditor at personal residence unless it is rented out loans secured NoneD any time during the renorting oeriod bv YOU your snouse by automobiles household furniture or appliances and or dependent children Check the highest amount owed liabilities owed to certain relatives listed in instructions during the renorting oeriod Exclude a mortgage on your See instructions for revolving charge accounts Date Interest Term if

Incurred Rate applishy gsectcable a~ ttl

Creditors (Name and Address) Type of Liability - ~ Exam les ~sl Disict ~ank_WasilLto_n DQ ___ M9Sag~n_raJ EPeeiDela~~___________ 1991 8 25 yrs---shy -]999 - t- -10 n deiland

- p John Jones 123 J St Washington DC Promissory note

1

2

3

4

5

bull This category applies only if the liability is solelY that of the tilers spouse or dependent children If the liability is that of the tiler or a ioint liability of the filer with the spouse or dependent children mark the other higher categories as appropriate

Part II Agreements or Arrangements

Page Number

(g yen~~i 12

middoti

Category Of Arrlount or Value (x)

sect 8 gsect sect 0 ~ 0

sect ~ 0 08 ~ 0 88 8 ~ ~ 0 8 g 8 ~ 0 sectsect 08 sectsect 8o 0 8 0 0 o~ o~ 08 o~ 0 g 8 8 8 ~ 0 8 o ~III 0 010 0 bull III trici ~ III 10 ~ ~ III ~ - rri

III 0 o~ -- shy x - shy --shy - shy - shy I- shy ~-- -- shy

x

Report your agreements or arrangements for continuing participation in an of absence and (4) future employment See instructions regarding the reporting employee benefit plan (eg40Ik deferred compensation (2) continuation of negotiations for any of these arrangements or benefits payment by a fonner employer (including severance pavments) (3) leaves

None D Status and Terms of any Agreement or Arrangement Parties Date

Example I Pursuant to partnership agreement will receive lump sum payment of capita account amp partnership share Doe Jones amp Smith Hometown State 785 calculated on service nerformed throu2n 1100

r- Thave a vested interest in TIAA-CREF due to contributions from Harvard University where I served as Assistant Professor Harvard University -------shy

12rl6 from 1971-1976

---- shy

2

------shy f~~ ~~-~~

3

-------shy

4

5

6

Prior Editions Cannot Be Used

SF 27amp (Rev 0312000) 5 CFR Part 2634 US Office of Government Ethics

ReportingTrr~~~~~---~T=~T~ rage NUmber

Yellen 13

pariitFP(isit~8rtsHeld()lii~id~~il~~ri~~~~blmeno5~~S~~J 0 bull Refjorf~y~positi~nsheld during theapPYi~b11ltreporti~g period whether cOnsultaritofariyltc6~onition~firm par111ershlpor ~iherbtIsiness enterprise or any comoensatedor not Positions include but are not limited to those of an officer nlln_nmfit Mmi7llltinr pAtillnllt in~titlltilln FYrln nllitilln~ with rpliailll

~

director trustee gemral oartner oroorietorreoresentative emolovee or sociaL fraternaL or political entities and those solelvof an honorary nature None CJ

Organization (Name and Address) Type of Organization Position Held I From (Mo Yr) I-I- _692_ To (Mo Yr)

Examples INafl As~n2f_R~clltColl~ctorsj NY NY _______________ _ [Doe Jones amp SmIth Hometown State

_ ~opofit~ucai~ ________ Law firm 1

J_ resi~ent __________ Partner

~ __ 785 1

J _Er~lt__ _ 100

2 I

3 I

IAkerlof and Yellen Family Trust Trust ITrustee

IResearch Associate 1Member of the Executive Committee

IHonorary Director

IBoard of Directors

Professor Emeritus

051992

091999

012007

012008

0112002

092006

Present

101032010

100312010

101032010

101032010

10032010

INational Bureau of Economic Research Nonprofit organization supporting research in economics

Bay Area Council Non-Qrofit

Non-profit

Non-profit orqanization of economists

IUniversitv

4

Childrens Hospital of Oakland 5

Economists for Peace and Security 6

University of California at Berkeley

Part IICpmpensationbl Excess Of$5~OOO Paid byOfieSource 00 not complete this part if you are an Incumbent Termination Filer or

Report sources of more than $5000 co mpensation received by you or your business affiliation for services provided directly by you during anyone year of the reporting period This includes the names of clients and customers of any

corporation firm partnershipor other business enterprise or any other non-profit organization when you directly provided the services generating a fee or payment of more thai $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None CJ

Source (Name and Address) Brief Description of Duties IQoe Jones amp Smith Hometown State

Examples IMctro Unive~itv (~lient-of Thie Joes amp-Smith) Monevtown -State shy - - - - -

~~als~ic~__________________________________________ _

Lellal services in connection with university construction

2

3

4

5

6

Prior Editions Cannot Be Used

SF 278 (Rev 0312000) 5 CFR Part 2634 US Office of Govermnent Ethics

Reporting Individuals Name

Yellen Janet l lt~

~~~~~~iLlt~ ltbullbull bullbull y bullbullolt bullbullbull bull bullbull gt cbullbullbullbull bullbull j

ce bullbullbull

middot~$CHEJ)ULEJt~ middotmiddotmiddotmiddotlgt bullbull d bull ~ ~

Ilage llUmOer

middotmiddotmiddot[~tmiddotmiddotX ~ 14

lt gti

Partl PdsitioIis~Iield()titsideUS2middotGoerDffienfbull bull hi ~~-~bull J

Report any positions hJid dur1ngthe~pplicable repotiingp~riod whether~)middot consultant oflIDY corporation finn partnership other business enterprise or any --shy -compensated or not Positions include but are not limited to those OfM officer nnn nrnfit nrO~ni7~ti)n nr pdl1r~tinnlt in~t1tlltiln Ifyt-llIip nn~iti(n~ with TP)101nl1lt director trustee general oartner oroprietor representative employee or social fraternaL or political entities and those solely ofan honorary nature

D None

Organi7ation (Name and Address) Type ofOrganization Position Held From (Mo Yr) To (Mo Yr) Examples ~rl As~nQ(~c~ Coll~ctor~NY~ NY bull _ bull _____ bull shy ____ bull _ _li0pofit Iducai ______ bull _ _ fresiltent __ bull ___ _ bull _ bull r- _692 __ Present Doe Jones amp Smith Hometown State Law firm Partner 785 -ioO ---shy1

Group of Thirty Non-profit Member 709 100310 2

3

4

5

6

~art 1ICompensationlnExcessOt$5OOOPai~by One Source Do not complete this part R-eport sources of more than $5000 ~oinpensation receivedby you or your corporation firm partnership or other business enterprise or any othetnonprofit jf you are an Incumbent business affiliation for services provided directly by you during anyone year of organization when you directly provided the services generating a fee or payment Termination Filer or the reporting period This inCludes the names of clients arid customers of any ofmorethan $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None D

Source (Namemiddot and Address) BriefDescriotion of Duties ~~ Jones amp Smith Hometown State E~~~i~_ _____ __~ ____ _______________ _ _______

Examples Metro U~iversity-(~Iientmiddotof DOeYoes amp -Smith)~ Moneyto- State - shy - shy - shy Legal services in connection with university construction 1

2

3

4

5

6

Prior Editions Cannot Be Used

Page 5: 0 0' - The Wall Street Journalonline.wsj.com/public/resources/documents/Yellen-finrpt2010.pdfJun 30, 2006 · Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT . OMB

)jn7~ (Kev U3120(0)

5 CFR Part 2634

NoneD

BLOCK A

Other Income (Specify Type amp Actual

Amount)

$2500000

5

Date (Mo Dav

Yr)

Only if Honoraria

Sf27~ (Rev 032000)

5 CF R Part 2634

Date (Mo Dav

Yr)

Oniyif Honoraria

BLOCK A

Other Income (SpecifY Type amp Actual

Amount)

Salary

6

Sr27~ (RJW 0312000)

5 CFR Part 2634

BWCKA

of Western Ontario

Other Income (Specify Type amp Actual

Amount)

7

Date (Mo Dav

Yr)

Onjyif Honoraria

Prior Editions Cannot be Used

SF27~ (Kev U3I2UUU)

5 CFR Part 2634 US Office ofGovernment Ethics

Other Income (SpecifY Type amp Actual

Amount)

8

Date (Mo Dav

Yr)

Only if Honoraria

Prior Editions Cannot be Used

Sl27H (Kev 032000)

5 CFR Part 2634

A

NoneD

Corp New Commonmiddot

Group Universal Life Insurance Minnesota Life

9

Date Income Other

(Mo Dav (SpecifY Yr) Type amp Actual Onlvif

Amount) Honoraria

Prior Editions Cannot be Used

JANET L YELLEN - ADDENDUM TO FORM SF-278 Page 9-A

11 The bulk of the joint assets of myself and my spouse are held in a living trust named the Akerlof and Yellen Family Trust created under an agreement dated May 26 1992 My husband and I are the Trustees of this living trust The assets held by the trust are marked with an asterisk ()

j The University of California 403b plan and Defined Contribution Plan both of which cover both me and my spouse and the University of California 457 plan which covers my spouse are defined contribution plans that permit us to allocate investments among various Fidelity funds and also among funds run directly by the University of California All of the funds are widely diversified and invest in securities ranging from low risk fixed income securities insurance company contracts to equities My spouse and I have allocated part of our retirement savings through the University of California Defined Contribution Plan to the Insurance Company Contract Fund In addition to cash (6) this fund is comprised of insurance company contracts with Prudential Principal Financial Metlife Monumental New York Life and Hartford Life that guaranty a fixed annual rate of interest

11 These are retirement funds managed by TIAA-CREF My holdings in these funds result from contributions made by Harvard University on my behalf during the period 1971-76 when I served as an Assistant Professor The TIAA traditional annuity will pay a defined benefit annuity when I retire My CREF holdings are in a widely diversified stock fund

11 The Canadian Institute for Advanced Research paid a portion of my spouses salary from the University of California These payments were made directly to the University to finance the release of a comparable amount of time for research on economic growth and public policy

)j Retirement payments to me and my spouse under the University of Californias defined benefit plan are based upon a formula that takes into account years of service age at retirement and highest three years of salary My spouse receives a portion of this benefit in excess of 415 limitations under a nonqualified 415 Restoration Plan

SF 278 (Rev 032000)

5 C FR Part 2634 Do not Complete Schedule B if you are a new entrant nominee Vice Presidential or Presidential Candidate US Office ofGovernment Ethics

IKeportmg lnOlVIOUalS Name I f~f~i~iI~ umiddotmiddot

SCHEDUIJtB Itage Nlimoer

Yellen Janet L Imiddotmiddot 10

rmiddotmiddot lt lt

J_~) rnmiddot

DPart I Transactions None

Report any purchase sale or exchang~ by you your spouSe report a transaction involving property used solely as your Transaction Amount of Transaction (x) or dependent children during the reporting period of anv real personal residence or a transaction solelv between you Type (x) property stocks boods comrriodity futures andother your spouse or dependent child Check the Certificate of Date (Mo

sect 0 88securities when the amount of the transaction exceeded divestiture block to indicate sales made pursuant to a 10 Day Yr)

0 ~ 0 88~ 0 ~ 0 ~ 0 ~o g g $1000 Include transactions that resulted in a loss Do not certifilt4te ofdivestiture from OGE e 0 ~ 0 08 gg 88 8~ 08 sectsect ~ 0 00 0 60

g fl 00 00 qci gg gg 08 ~o o 0 00 quj tOO 0 00 q IO~ 0s 00 o gt bull ~ to Identification of Assets en IJl ~ It) ~ ~ N ~ 0 ~~

Example ICentral Airlines Common )( 21199 )(

1 Exchange from Vanguard California Tax Exempt Money Market Fund to Vanguard Short Term Bond Index Func X 121272010 X

2 Vanguard Short Term Bond Index Fund shares X 121282010 X

3 Exchange from spouses Vanguaged Fixed Income Security Fund High Yield Corporate Portfolio (IRA) X 121272010 X to Vanguard Short Term Bond Index Fund

4

5 r Co

This category applies only if the underlying asset is solely that of the filers spouse or dependent children If the underlying asset is either held by the filer or iointlv held bv the filer with the spouse or dtpendent children use the other higher categories of value as appropriate

Part II Gifts Reimbursements and Travel Expenses For vou vour spouse and dependent children report the source it brief descrioshy the US Government giYen to your agency in connection with official travel tion and the value ofmiddot (1) gifts (such as tangible items transportation lodging received from relatives received by vour spouse or dependent child totallv food or entertairunent) received from one source totaling more than $260 and independent of their relationship to you or provided as personal hospitality at (2) travel-related cash reimbursements received from one source totaling more the donors residence Also for purposes of aggregating gifts to determine the than $260 For conflicts analysis it is helpful to indicate a basis for receipt such total value from one source exclude items worth $104 or less Sec instructions

8 0

~ ~g ~ ~ 0 ~ t v

o U ~

as personal friend agency approval under 5 USC amp4111 or other statutory for other exclusions None cJauthority etc For travel-related gifts and reimbursements include travel itinerarY

rltp nrl thp nhorp of PYnpnp nrnvirlprl 1ytlutl4l $lnvthina oivpn tn vn11 hv

Source (Name and Address) BriefDescription Value

ExamPlesWat1 As~ ltfRok Colectos NY N _____ Airlipe ticltet bgttel r~ ~~Is in~identt~~iona con~ellte 61~99 (pers~nal a~tivitt unrltated10 duyL ___ $500-_ _----------shy - shy -$300-shyFrank Jones San Francisco CA Leather briefcase (personal friend) 1 Board of Directors of the Federal Reserve Bank sterling silver plate - engraved with the names of the Directors - a gift celebrating my departure as President and CEO of the Bank $50000

of San Francisco 2 Board of Directors of the Federal Reserve Bank Apple Ipad - a gift celebrating my departure as President and CEO of the Bank $40000

of San Francisco 3 Executive Committee of the Federal Reserve Bank $400 - toward the purchase of an Iphone A departure gift from top officers of the Federal Reserve Bank of San Francisco $40000

of San Francisco 4

5

Prior Editions Cannot Be Used

SF 278 (Rev 0320(0)

5 CFR Part 2634 US Office of Government Ethics IReportmg Indlvlduars Name

Yellen Janet L

Part I Liabilities Report liabilities over $1 0000 owed to any one at

any time durine thereoortine oeriod bv vou voursoouse or dependent children Check the highest amount owed durine the reoortine oeriod Exclude a morteaee on vour

Creditors (Name and Address)

- shy

SCHEDULECmiddot ~ ~

personal residence UitIess it is rented out loans secured by automobiles household furniture or appliances and liabilities owed to certain relatives listed in instructions See instructions for revolving charge accounts

Type ofLiability

Date Incurred

-

NoneD

Interest Rate

Term if applishycable

Page Number

11

Category of Amount or Value (x)

08800middotmiddotmiddotmiddot degl~ 810 818 81~ 8 g~~gg~~~~gMMEftWW6)WW~W

0 ~ 0 00 o g80

sect ~g ~q0

~O 8 888 q gg g 8 qqqtei_lO U) CItI) ffl W

~ 0 gg sectsect ~~

sect 8

~q

0gt0

Examples IFirsj Disrict ~ankJlaslirJo_n D~_______ _ IJOhn Jones 123 J SI Lgtvashington DC

~2poundage on_r~aJ Egeelpela~ __________ _I- ~991 - tshy _8_ Promissory note 1999 10

_~y- ~__ + __I x on demand

--1-shy --1---4----shy

1 INONE

2

3

4

5

This category applies only if the liability is solely that of the flIers spouse or dependent children If the liability is that oftbe filer or a ioint liability of the filer with tbe spouse or dependent children mark the other hieher categories as aporooriate

Part II Agreements or Arrangements

x

Report your agreements or arrangements foreontinuing participation in an employee benefit plan (eg 401k deferred compensation (2) continuation payment by a former employer (including severance payments) (3) leaves

of absence and (4) future employment See instructions regarding the reporting of negotiations for any of these arrangements or benefits

Status and Terms ofany Agreement or Arrangement Example I Pursuant to partnership agreement will receive lump sum payment of capital account amp partnership share

calculated on service nerfonned throueh liDO

1 II have a vested interest in the Federal Reserve Systems Bank Retirement Plan resulting from my service at the Federal Reserve Bank of San Francisco and will receive an annuity reflectina my service at FRBSF after I retire from the Board of Governors

2 II have a vested interest in the Federal Reserve Thrift Plan resulting from my service at the Federal Reserve Bank of San Francisco 1 continue to participate in this plan as an employee of the Federal Reserve Board

3 II am eligible to receive retiree medical benefits from the Federal Reserve Bank of San Francisco and reimbursement for premiums

4 IProfessor Emeritus University of California I am currently receiving retirement benefits under the Universitys defined benefit ~pension plan Continue participation in UC retiree health plan

5 II have a vested interest in the University of Californias Pre-tax Defined Contribution Plan (see Sch A) No further contributions by University

6 II have a vested interest in the University of Californias Tax Deferred 403b Plan (see Sch A) No further contributions by University

None D Parties Date

Doe Jones amp Smith Hometown State 785

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 1deg614091

University of California at Berkeley 063006

University of California at Berkeley 063006

University of California at Berkeley 063006

Prior Editions Cannot Be Used

SF 278 (Rev 032000) 5 CFR rart 2634 US Office of Govemment Ethics

Keportmg InOvoualS Name J bull

Yellen Janet L 1middot~~~Y~~~~i~J~~~ 2tgt~i~~~J~F SCHEl)lJI~i(i bullbull Kmiddot bull lt i bullbullbullbullbull bull

Part I Liabilities

Reportliabilities over$IOOOO owed toany one ~reditor at personal residence unless it is rented out loans secured NoneD any time during the renorting oeriod bv YOU your snouse by automobiles household furniture or appliances and or dependent children Check the highest amount owed liabilities owed to certain relatives listed in instructions during the renorting oeriod Exclude a mortgage on your See instructions for revolving charge accounts Date Interest Term if

Incurred Rate applishy gsectcable a~ ttl

Creditors (Name and Address) Type of Liability - ~ Exam les ~sl Disict ~ank_WasilLto_n DQ ___ M9Sag~n_raJ EPeeiDela~~___________ 1991 8 25 yrs---shy -]999 - t- -10 n deiland

- p John Jones 123 J St Washington DC Promissory note

1

2

3

4

5

bull This category applies only if the liability is solelY that of the tilers spouse or dependent children If the liability is that of the tiler or a ioint liability of the filer with the spouse or dependent children mark the other higher categories as appropriate

Part II Agreements or Arrangements

Page Number

(g yen~~i 12

middoti

Category Of Arrlount or Value (x)

sect 8 gsect sect 0 ~ 0

sect ~ 0 08 ~ 0 88 8 ~ ~ 0 8 g 8 ~ 0 sectsect 08 sectsect 8o 0 8 0 0 o~ o~ 08 o~ 0 g 8 8 8 ~ 0 8 o ~III 0 010 0 bull III trici ~ III 10 ~ ~ III ~ - rri

III 0 o~ -- shy x - shy --shy - shy - shy I- shy ~-- -- shy

x

Report your agreements or arrangements for continuing participation in an of absence and (4) future employment See instructions regarding the reporting employee benefit plan (eg40Ik deferred compensation (2) continuation of negotiations for any of these arrangements or benefits payment by a fonner employer (including severance pavments) (3) leaves

None D Status and Terms of any Agreement or Arrangement Parties Date

Example I Pursuant to partnership agreement will receive lump sum payment of capita account amp partnership share Doe Jones amp Smith Hometown State 785 calculated on service nerformed throu2n 1100

r- Thave a vested interest in TIAA-CREF due to contributions from Harvard University where I served as Assistant Professor Harvard University -------shy

12rl6 from 1971-1976

---- shy

2

------shy f~~ ~~-~~

3

-------shy

4

5

6

Prior Editions Cannot Be Used

SF 27amp (Rev 0312000) 5 CFR Part 2634 US Office of Government Ethics

ReportingTrr~~~~~---~T=~T~ rage NUmber

Yellen 13

pariitFP(isit~8rtsHeld()lii~id~~il~~ri~~~~blmeno5~~S~~J 0 bull Refjorf~y~positi~nsheld during theapPYi~b11ltreporti~g period whether cOnsultaritofariyltc6~onition~firm par111ershlpor ~iherbtIsiness enterprise or any comoensatedor not Positions include but are not limited to those of an officer nlln_nmfit Mmi7llltinr pAtillnllt in~titlltilln FYrln nllitilln~ with rpliailll

~

director trustee gemral oartner oroorietorreoresentative emolovee or sociaL fraternaL or political entities and those solelvof an honorary nature None CJ

Organization (Name and Address) Type of Organization Position Held I From (Mo Yr) I-I- _692_ To (Mo Yr)

Examples INafl As~n2f_R~clltColl~ctorsj NY NY _______________ _ [Doe Jones amp SmIth Hometown State

_ ~opofit~ucai~ ________ Law firm 1

J_ resi~ent __________ Partner

~ __ 785 1

J _Er~lt__ _ 100

2 I

3 I

IAkerlof and Yellen Family Trust Trust ITrustee

IResearch Associate 1Member of the Executive Committee

IHonorary Director

IBoard of Directors

Professor Emeritus

051992

091999

012007

012008

0112002

092006

Present

101032010

100312010

101032010

101032010

10032010

INational Bureau of Economic Research Nonprofit organization supporting research in economics

Bay Area Council Non-Qrofit

Non-profit

Non-profit orqanization of economists

IUniversitv

4

Childrens Hospital of Oakland 5

Economists for Peace and Security 6

University of California at Berkeley

Part IICpmpensationbl Excess Of$5~OOO Paid byOfieSource 00 not complete this part if you are an Incumbent Termination Filer or

Report sources of more than $5000 co mpensation received by you or your business affiliation for services provided directly by you during anyone year of the reporting period This includes the names of clients and customers of any

corporation firm partnershipor other business enterprise or any other non-profit organization when you directly provided the services generating a fee or payment of more thai $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None CJ

Source (Name and Address) Brief Description of Duties IQoe Jones amp Smith Hometown State

Examples IMctro Unive~itv (~lient-of Thie Joes amp-Smith) Monevtown -State shy - - - - -

~~als~ic~__________________________________________ _

Lellal services in connection with university construction

2

3

4

5

6

Prior Editions Cannot Be Used

SF 278 (Rev 0312000) 5 CFR Part 2634 US Office of Govermnent Ethics

Reporting Individuals Name

Yellen Janet l lt~

~~~~~~iLlt~ ltbullbull bullbull y bullbullolt bullbullbull bull bullbull gt cbullbullbullbull bullbull j

ce bullbullbull

middot~$CHEJ)ULEJt~ middotmiddotmiddotmiddotlgt bullbull d bull ~ ~

Ilage llUmOer

middotmiddotmiddot[~tmiddotmiddotX ~ 14

lt gti

Partl PdsitioIis~Iield()titsideUS2middotGoerDffienfbull bull hi ~~-~bull J

Report any positions hJid dur1ngthe~pplicable repotiingp~riod whether~)middot consultant oflIDY corporation finn partnership other business enterprise or any --shy -compensated or not Positions include but are not limited to those OfM officer nnn nrnfit nrO~ni7~ti)n nr pdl1r~tinnlt in~t1tlltiln Ifyt-llIip nn~iti(n~ with TP)101nl1lt director trustee general oartner oroprietor representative employee or social fraternaL or political entities and those solely ofan honorary nature

D None

Organi7ation (Name and Address) Type ofOrganization Position Held From (Mo Yr) To (Mo Yr) Examples ~rl As~nQ(~c~ Coll~ctor~NY~ NY bull _ bull _____ bull shy ____ bull _ _li0pofit Iducai ______ bull _ _ fresiltent __ bull ___ _ bull _ bull r- _692 __ Present Doe Jones amp Smith Hometown State Law firm Partner 785 -ioO ---shy1

Group of Thirty Non-profit Member 709 100310 2

3

4

5

6

~art 1ICompensationlnExcessOt$5OOOPai~by One Source Do not complete this part R-eport sources of more than $5000 ~oinpensation receivedby you or your corporation firm partnership or other business enterprise or any othetnonprofit jf you are an Incumbent business affiliation for services provided directly by you during anyone year of organization when you directly provided the services generating a fee or payment Termination Filer or the reporting period This inCludes the names of clients arid customers of any ofmorethan $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None D

Source (Namemiddot and Address) BriefDescriotion of Duties ~~ Jones amp Smith Hometown State E~~~i~_ _____ __~ ____ _______________ _ _______

Examples Metro U~iversity-(~Iientmiddotof DOeYoes amp -Smith)~ Moneyto- State - shy - shy - shy Legal services in connection with university construction 1

2

3

4

5

6

Prior Editions Cannot Be Used

Page 6: 0 0' - The Wall Street Journalonline.wsj.com/public/resources/documents/Yellen-finrpt2010.pdfJun 30, 2006 · Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT . OMB

Sf27~ (Rev 032000)

5 CF R Part 2634

Date (Mo Dav

Yr)

Oniyif Honoraria

BLOCK A

Other Income (SpecifY Type amp Actual

Amount)

Salary

6

Sr27~ (RJW 0312000)

5 CFR Part 2634

BWCKA

of Western Ontario

Other Income (Specify Type amp Actual

Amount)

7

Date (Mo Dav

Yr)

Onjyif Honoraria

Prior Editions Cannot be Used

SF27~ (Kev U3I2UUU)

5 CFR Part 2634 US Office ofGovernment Ethics

Other Income (SpecifY Type amp Actual

Amount)

8

Date (Mo Dav

Yr)

Only if Honoraria

Prior Editions Cannot be Used

Sl27H (Kev 032000)

5 CFR Part 2634

A

NoneD

Corp New Commonmiddot

Group Universal Life Insurance Minnesota Life

9

Date Income Other

(Mo Dav (SpecifY Yr) Type amp Actual Onlvif

Amount) Honoraria

Prior Editions Cannot be Used

JANET L YELLEN - ADDENDUM TO FORM SF-278 Page 9-A

11 The bulk of the joint assets of myself and my spouse are held in a living trust named the Akerlof and Yellen Family Trust created under an agreement dated May 26 1992 My husband and I are the Trustees of this living trust The assets held by the trust are marked with an asterisk ()

j The University of California 403b plan and Defined Contribution Plan both of which cover both me and my spouse and the University of California 457 plan which covers my spouse are defined contribution plans that permit us to allocate investments among various Fidelity funds and also among funds run directly by the University of California All of the funds are widely diversified and invest in securities ranging from low risk fixed income securities insurance company contracts to equities My spouse and I have allocated part of our retirement savings through the University of California Defined Contribution Plan to the Insurance Company Contract Fund In addition to cash (6) this fund is comprised of insurance company contracts with Prudential Principal Financial Metlife Monumental New York Life and Hartford Life that guaranty a fixed annual rate of interest

11 These are retirement funds managed by TIAA-CREF My holdings in these funds result from contributions made by Harvard University on my behalf during the period 1971-76 when I served as an Assistant Professor The TIAA traditional annuity will pay a defined benefit annuity when I retire My CREF holdings are in a widely diversified stock fund

11 The Canadian Institute for Advanced Research paid a portion of my spouses salary from the University of California These payments were made directly to the University to finance the release of a comparable amount of time for research on economic growth and public policy

)j Retirement payments to me and my spouse under the University of Californias defined benefit plan are based upon a formula that takes into account years of service age at retirement and highest three years of salary My spouse receives a portion of this benefit in excess of 415 limitations under a nonqualified 415 Restoration Plan

SF 278 (Rev 032000)

5 C FR Part 2634 Do not Complete Schedule B if you are a new entrant nominee Vice Presidential or Presidential Candidate US Office ofGovernment Ethics

IKeportmg lnOlVIOUalS Name I f~f~i~iI~ umiddotmiddot

SCHEDUIJtB Itage Nlimoer

Yellen Janet L Imiddotmiddot 10

rmiddotmiddot lt lt

J_~) rnmiddot

DPart I Transactions None

Report any purchase sale or exchang~ by you your spouSe report a transaction involving property used solely as your Transaction Amount of Transaction (x) or dependent children during the reporting period of anv real personal residence or a transaction solelv between you Type (x) property stocks boods comrriodity futures andother your spouse or dependent child Check the Certificate of Date (Mo

sect 0 88securities when the amount of the transaction exceeded divestiture block to indicate sales made pursuant to a 10 Day Yr)

0 ~ 0 88~ 0 ~ 0 ~ 0 ~o g g $1000 Include transactions that resulted in a loss Do not certifilt4te ofdivestiture from OGE e 0 ~ 0 08 gg 88 8~ 08 sectsect ~ 0 00 0 60

g fl 00 00 qci gg gg 08 ~o o 0 00 quj tOO 0 00 q IO~ 0s 00 o gt bull ~ to Identification of Assets en IJl ~ It) ~ ~ N ~ 0 ~~

Example ICentral Airlines Common )( 21199 )(

1 Exchange from Vanguard California Tax Exempt Money Market Fund to Vanguard Short Term Bond Index Func X 121272010 X

2 Vanguard Short Term Bond Index Fund shares X 121282010 X

3 Exchange from spouses Vanguaged Fixed Income Security Fund High Yield Corporate Portfolio (IRA) X 121272010 X to Vanguard Short Term Bond Index Fund

4

5 r Co

This category applies only if the underlying asset is solely that of the filers spouse or dependent children If the underlying asset is either held by the filer or iointlv held bv the filer with the spouse or dtpendent children use the other higher categories of value as appropriate

Part II Gifts Reimbursements and Travel Expenses For vou vour spouse and dependent children report the source it brief descrioshy the US Government giYen to your agency in connection with official travel tion and the value ofmiddot (1) gifts (such as tangible items transportation lodging received from relatives received by vour spouse or dependent child totallv food or entertairunent) received from one source totaling more than $260 and independent of their relationship to you or provided as personal hospitality at (2) travel-related cash reimbursements received from one source totaling more the donors residence Also for purposes of aggregating gifts to determine the than $260 For conflicts analysis it is helpful to indicate a basis for receipt such total value from one source exclude items worth $104 or less Sec instructions

8 0

~ ~g ~ ~ 0 ~ t v

o U ~

as personal friend agency approval under 5 USC amp4111 or other statutory for other exclusions None cJauthority etc For travel-related gifts and reimbursements include travel itinerarY

rltp nrl thp nhorp of PYnpnp nrnvirlprl 1ytlutl4l $lnvthina oivpn tn vn11 hv

Source (Name and Address) BriefDescription Value

ExamPlesWat1 As~ ltfRok Colectos NY N _____ Airlipe ticltet bgttel r~ ~~Is in~identt~~iona con~ellte 61~99 (pers~nal a~tivitt unrltated10 duyL ___ $500-_ _----------shy - shy -$300-shyFrank Jones San Francisco CA Leather briefcase (personal friend) 1 Board of Directors of the Federal Reserve Bank sterling silver plate - engraved with the names of the Directors - a gift celebrating my departure as President and CEO of the Bank $50000

of San Francisco 2 Board of Directors of the Federal Reserve Bank Apple Ipad - a gift celebrating my departure as President and CEO of the Bank $40000

of San Francisco 3 Executive Committee of the Federal Reserve Bank $400 - toward the purchase of an Iphone A departure gift from top officers of the Federal Reserve Bank of San Francisco $40000

of San Francisco 4

5

Prior Editions Cannot Be Used

SF 278 (Rev 0320(0)

5 CFR Part 2634 US Office of Government Ethics IReportmg Indlvlduars Name

Yellen Janet L

Part I Liabilities Report liabilities over $1 0000 owed to any one at

any time durine thereoortine oeriod bv vou voursoouse or dependent children Check the highest amount owed durine the reoortine oeriod Exclude a morteaee on vour

Creditors (Name and Address)

- shy

SCHEDULECmiddot ~ ~

personal residence UitIess it is rented out loans secured by automobiles household furniture or appliances and liabilities owed to certain relatives listed in instructions See instructions for revolving charge accounts

Type ofLiability

Date Incurred

-

NoneD

Interest Rate

Term if applishycable

Page Number

11

Category of Amount or Value (x)

08800middotmiddotmiddotmiddot degl~ 810 818 81~ 8 g~~gg~~~~gMMEftWW6)WW~W

0 ~ 0 00 o g80

sect ~g ~q0

~O 8 888 q gg g 8 qqqtei_lO U) CItI) ffl W

~ 0 gg sectsect ~~

sect 8

~q

0gt0

Examples IFirsj Disrict ~ankJlaslirJo_n D~_______ _ IJOhn Jones 123 J SI Lgtvashington DC

~2poundage on_r~aJ Egeelpela~ __________ _I- ~991 - tshy _8_ Promissory note 1999 10

_~y- ~__ + __I x on demand

--1-shy --1---4----shy

1 INONE

2

3

4

5

This category applies only if the liability is solely that of the flIers spouse or dependent children If the liability is that oftbe filer or a ioint liability of the filer with tbe spouse or dependent children mark the other hieher categories as aporooriate

Part II Agreements or Arrangements

x

Report your agreements or arrangements foreontinuing participation in an employee benefit plan (eg 401k deferred compensation (2) continuation payment by a former employer (including severance payments) (3) leaves

of absence and (4) future employment See instructions regarding the reporting of negotiations for any of these arrangements or benefits

Status and Terms ofany Agreement or Arrangement Example I Pursuant to partnership agreement will receive lump sum payment of capital account amp partnership share

calculated on service nerfonned throueh liDO

1 II have a vested interest in the Federal Reserve Systems Bank Retirement Plan resulting from my service at the Federal Reserve Bank of San Francisco and will receive an annuity reflectina my service at FRBSF after I retire from the Board of Governors

2 II have a vested interest in the Federal Reserve Thrift Plan resulting from my service at the Federal Reserve Bank of San Francisco 1 continue to participate in this plan as an employee of the Federal Reserve Board

3 II am eligible to receive retiree medical benefits from the Federal Reserve Bank of San Francisco and reimbursement for premiums

4 IProfessor Emeritus University of California I am currently receiving retirement benefits under the Universitys defined benefit ~pension plan Continue participation in UC retiree health plan

5 II have a vested interest in the University of Californias Pre-tax Defined Contribution Plan (see Sch A) No further contributions by University

6 II have a vested interest in the University of Californias Tax Deferred 403b Plan (see Sch A) No further contributions by University

None D Parties Date

Doe Jones amp Smith Hometown State 785

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 1deg614091

University of California at Berkeley 063006

University of California at Berkeley 063006

University of California at Berkeley 063006

Prior Editions Cannot Be Used

SF 278 (Rev 032000) 5 CFR rart 2634 US Office of Govemment Ethics

Keportmg InOvoualS Name J bull

Yellen Janet L 1middot~~~Y~~~~i~J~~~ 2tgt~i~~~J~F SCHEl)lJI~i(i bullbull Kmiddot bull lt i bullbullbullbullbull bull

Part I Liabilities

Reportliabilities over$IOOOO owed toany one ~reditor at personal residence unless it is rented out loans secured NoneD any time during the renorting oeriod bv YOU your snouse by automobiles household furniture or appliances and or dependent children Check the highest amount owed liabilities owed to certain relatives listed in instructions during the renorting oeriod Exclude a mortgage on your See instructions for revolving charge accounts Date Interest Term if

Incurred Rate applishy gsectcable a~ ttl

Creditors (Name and Address) Type of Liability - ~ Exam les ~sl Disict ~ank_WasilLto_n DQ ___ M9Sag~n_raJ EPeeiDela~~___________ 1991 8 25 yrs---shy -]999 - t- -10 n deiland

- p John Jones 123 J St Washington DC Promissory note

1

2

3

4

5

bull This category applies only if the liability is solelY that of the tilers spouse or dependent children If the liability is that of the tiler or a ioint liability of the filer with the spouse or dependent children mark the other higher categories as appropriate

Part II Agreements or Arrangements

Page Number

(g yen~~i 12

middoti

Category Of Arrlount or Value (x)

sect 8 gsect sect 0 ~ 0

sect ~ 0 08 ~ 0 88 8 ~ ~ 0 8 g 8 ~ 0 sectsect 08 sectsect 8o 0 8 0 0 o~ o~ 08 o~ 0 g 8 8 8 ~ 0 8 o ~III 0 010 0 bull III trici ~ III 10 ~ ~ III ~ - rri

III 0 o~ -- shy x - shy --shy - shy - shy I- shy ~-- -- shy

x

Report your agreements or arrangements for continuing participation in an of absence and (4) future employment See instructions regarding the reporting employee benefit plan (eg40Ik deferred compensation (2) continuation of negotiations for any of these arrangements or benefits payment by a fonner employer (including severance pavments) (3) leaves

None D Status and Terms of any Agreement or Arrangement Parties Date

Example I Pursuant to partnership agreement will receive lump sum payment of capita account amp partnership share Doe Jones amp Smith Hometown State 785 calculated on service nerformed throu2n 1100

r- Thave a vested interest in TIAA-CREF due to contributions from Harvard University where I served as Assistant Professor Harvard University -------shy

12rl6 from 1971-1976

---- shy

2

------shy f~~ ~~-~~

3

-------shy

4

5

6

Prior Editions Cannot Be Used

SF 27amp (Rev 0312000) 5 CFR Part 2634 US Office of Government Ethics

ReportingTrr~~~~~---~T=~T~ rage NUmber

Yellen 13

pariitFP(isit~8rtsHeld()lii~id~~il~~ri~~~~blmeno5~~S~~J 0 bull Refjorf~y~positi~nsheld during theapPYi~b11ltreporti~g period whether cOnsultaritofariyltc6~onition~firm par111ershlpor ~iherbtIsiness enterprise or any comoensatedor not Positions include but are not limited to those of an officer nlln_nmfit Mmi7llltinr pAtillnllt in~titlltilln FYrln nllitilln~ with rpliailll

~

director trustee gemral oartner oroorietorreoresentative emolovee or sociaL fraternaL or political entities and those solelvof an honorary nature None CJ

Organization (Name and Address) Type of Organization Position Held I From (Mo Yr) I-I- _692_ To (Mo Yr)

Examples INafl As~n2f_R~clltColl~ctorsj NY NY _______________ _ [Doe Jones amp SmIth Hometown State

_ ~opofit~ucai~ ________ Law firm 1

J_ resi~ent __________ Partner

~ __ 785 1

J _Er~lt__ _ 100

2 I

3 I

IAkerlof and Yellen Family Trust Trust ITrustee

IResearch Associate 1Member of the Executive Committee

IHonorary Director

IBoard of Directors

Professor Emeritus

051992

091999

012007

012008

0112002

092006

Present

101032010

100312010

101032010

101032010

10032010

INational Bureau of Economic Research Nonprofit organization supporting research in economics

Bay Area Council Non-Qrofit

Non-profit

Non-profit orqanization of economists

IUniversitv

4

Childrens Hospital of Oakland 5

Economists for Peace and Security 6

University of California at Berkeley

Part IICpmpensationbl Excess Of$5~OOO Paid byOfieSource 00 not complete this part if you are an Incumbent Termination Filer or

Report sources of more than $5000 co mpensation received by you or your business affiliation for services provided directly by you during anyone year of the reporting period This includes the names of clients and customers of any

corporation firm partnershipor other business enterprise or any other non-profit organization when you directly provided the services generating a fee or payment of more thai $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None CJ

Source (Name and Address) Brief Description of Duties IQoe Jones amp Smith Hometown State

Examples IMctro Unive~itv (~lient-of Thie Joes amp-Smith) Monevtown -State shy - - - - -

~~als~ic~__________________________________________ _

Lellal services in connection with university construction

2

3

4

5

6

Prior Editions Cannot Be Used

SF 278 (Rev 0312000) 5 CFR Part 2634 US Office of Govermnent Ethics

Reporting Individuals Name

Yellen Janet l lt~

~~~~~~iLlt~ ltbullbull bullbull y bullbullolt bullbullbull bull bullbull gt cbullbullbullbull bullbull j

ce bullbullbull

middot~$CHEJ)ULEJt~ middotmiddotmiddotmiddotlgt bullbull d bull ~ ~

Ilage llUmOer

middotmiddotmiddot[~tmiddotmiddotX ~ 14

lt gti

Partl PdsitioIis~Iield()titsideUS2middotGoerDffienfbull bull hi ~~-~bull J

Report any positions hJid dur1ngthe~pplicable repotiingp~riod whether~)middot consultant oflIDY corporation finn partnership other business enterprise or any --shy -compensated or not Positions include but are not limited to those OfM officer nnn nrnfit nrO~ni7~ti)n nr pdl1r~tinnlt in~t1tlltiln Ifyt-llIip nn~iti(n~ with TP)101nl1lt director trustee general oartner oroprietor representative employee or social fraternaL or political entities and those solely ofan honorary nature

D None

Organi7ation (Name and Address) Type ofOrganization Position Held From (Mo Yr) To (Mo Yr) Examples ~rl As~nQ(~c~ Coll~ctor~NY~ NY bull _ bull _____ bull shy ____ bull _ _li0pofit Iducai ______ bull _ _ fresiltent __ bull ___ _ bull _ bull r- _692 __ Present Doe Jones amp Smith Hometown State Law firm Partner 785 -ioO ---shy1

Group of Thirty Non-profit Member 709 100310 2

3

4

5

6

~art 1ICompensationlnExcessOt$5OOOPai~by One Source Do not complete this part R-eport sources of more than $5000 ~oinpensation receivedby you or your corporation firm partnership or other business enterprise or any othetnonprofit jf you are an Incumbent business affiliation for services provided directly by you during anyone year of organization when you directly provided the services generating a fee or payment Termination Filer or the reporting period This inCludes the names of clients arid customers of any ofmorethan $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None D

Source (Namemiddot and Address) BriefDescriotion of Duties ~~ Jones amp Smith Hometown State E~~~i~_ _____ __~ ____ _______________ _ _______

Examples Metro U~iversity-(~Iientmiddotof DOeYoes amp -Smith)~ Moneyto- State - shy - shy - shy Legal services in connection with university construction 1

2

3

4

5

6

Prior Editions Cannot Be Used

Page 7: 0 0' - The Wall Street Journalonline.wsj.com/public/resources/documents/Yellen-finrpt2010.pdfJun 30, 2006 · Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT . OMB

Sr27~ (RJW 0312000)

5 CFR Part 2634

BWCKA

of Western Ontario

Other Income (Specify Type amp Actual

Amount)

7

Date (Mo Dav

Yr)

Onjyif Honoraria

Prior Editions Cannot be Used

SF27~ (Kev U3I2UUU)

5 CFR Part 2634 US Office ofGovernment Ethics

Other Income (SpecifY Type amp Actual

Amount)

8

Date (Mo Dav

Yr)

Only if Honoraria

Prior Editions Cannot be Used

Sl27H (Kev 032000)

5 CFR Part 2634

A

NoneD

Corp New Commonmiddot

Group Universal Life Insurance Minnesota Life

9

Date Income Other

(Mo Dav (SpecifY Yr) Type amp Actual Onlvif

Amount) Honoraria

Prior Editions Cannot be Used

JANET L YELLEN - ADDENDUM TO FORM SF-278 Page 9-A

11 The bulk of the joint assets of myself and my spouse are held in a living trust named the Akerlof and Yellen Family Trust created under an agreement dated May 26 1992 My husband and I are the Trustees of this living trust The assets held by the trust are marked with an asterisk ()

j The University of California 403b plan and Defined Contribution Plan both of which cover both me and my spouse and the University of California 457 plan which covers my spouse are defined contribution plans that permit us to allocate investments among various Fidelity funds and also among funds run directly by the University of California All of the funds are widely diversified and invest in securities ranging from low risk fixed income securities insurance company contracts to equities My spouse and I have allocated part of our retirement savings through the University of California Defined Contribution Plan to the Insurance Company Contract Fund In addition to cash (6) this fund is comprised of insurance company contracts with Prudential Principal Financial Metlife Monumental New York Life and Hartford Life that guaranty a fixed annual rate of interest

11 These are retirement funds managed by TIAA-CREF My holdings in these funds result from contributions made by Harvard University on my behalf during the period 1971-76 when I served as an Assistant Professor The TIAA traditional annuity will pay a defined benefit annuity when I retire My CREF holdings are in a widely diversified stock fund

11 The Canadian Institute for Advanced Research paid a portion of my spouses salary from the University of California These payments were made directly to the University to finance the release of a comparable amount of time for research on economic growth and public policy

)j Retirement payments to me and my spouse under the University of Californias defined benefit plan are based upon a formula that takes into account years of service age at retirement and highest three years of salary My spouse receives a portion of this benefit in excess of 415 limitations under a nonqualified 415 Restoration Plan

SF 278 (Rev 032000)

5 C FR Part 2634 Do not Complete Schedule B if you are a new entrant nominee Vice Presidential or Presidential Candidate US Office ofGovernment Ethics

IKeportmg lnOlVIOUalS Name I f~f~i~iI~ umiddotmiddot

SCHEDUIJtB Itage Nlimoer

Yellen Janet L Imiddotmiddot 10

rmiddotmiddot lt lt

J_~) rnmiddot

DPart I Transactions None

Report any purchase sale or exchang~ by you your spouSe report a transaction involving property used solely as your Transaction Amount of Transaction (x) or dependent children during the reporting period of anv real personal residence or a transaction solelv between you Type (x) property stocks boods comrriodity futures andother your spouse or dependent child Check the Certificate of Date (Mo

sect 0 88securities when the amount of the transaction exceeded divestiture block to indicate sales made pursuant to a 10 Day Yr)

0 ~ 0 88~ 0 ~ 0 ~ 0 ~o g g $1000 Include transactions that resulted in a loss Do not certifilt4te ofdivestiture from OGE e 0 ~ 0 08 gg 88 8~ 08 sectsect ~ 0 00 0 60

g fl 00 00 qci gg gg 08 ~o o 0 00 quj tOO 0 00 q IO~ 0s 00 o gt bull ~ to Identification of Assets en IJl ~ It) ~ ~ N ~ 0 ~~

Example ICentral Airlines Common )( 21199 )(

1 Exchange from Vanguard California Tax Exempt Money Market Fund to Vanguard Short Term Bond Index Func X 121272010 X

2 Vanguard Short Term Bond Index Fund shares X 121282010 X

3 Exchange from spouses Vanguaged Fixed Income Security Fund High Yield Corporate Portfolio (IRA) X 121272010 X to Vanguard Short Term Bond Index Fund

4

5 r Co

This category applies only if the underlying asset is solely that of the filers spouse or dependent children If the underlying asset is either held by the filer or iointlv held bv the filer with the spouse or dtpendent children use the other higher categories of value as appropriate

Part II Gifts Reimbursements and Travel Expenses For vou vour spouse and dependent children report the source it brief descrioshy the US Government giYen to your agency in connection with official travel tion and the value ofmiddot (1) gifts (such as tangible items transportation lodging received from relatives received by vour spouse or dependent child totallv food or entertairunent) received from one source totaling more than $260 and independent of their relationship to you or provided as personal hospitality at (2) travel-related cash reimbursements received from one source totaling more the donors residence Also for purposes of aggregating gifts to determine the than $260 For conflicts analysis it is helpful to indicate a basis for receipt such total value from one source exclude items worth $104 or less Sec instructions

8 0

~ ~g ~ ~ 0 ~ t v

o U ~

as personal friend agency approval under 5 USC amp4111 or other statutory for other exclusions None cJauthority etc For travel-related gifts and reimbursements include travel itinerarY

rltp nrl thp nhorp of PYnpnp nrnvirlprl 1ytlutl4l $lnvthina oivpn tn vn11 hv

Source (Name and Address) BriefDescription Value

ExamPlesWat1 As~ ltfRok Colectos NY N _____ Airlipe ticltet bgttel r~ ~~Is in~identt~~iona con~ellte 61~99 (pers~nal a~tivitt unrltated10 duyL ___ $500-_ _----------shy - shy -$300-shyFrank Jones San Francisco CA Leather briefcase (personal friend) 1 Board of Directors of the Federal Reserve Bank sterling silver plate - engraved with the names of the Directors - a gift celebrating my departure as President and CEO of the Bank $50000

of San Francisco 2 Board of Directors of the Federal Reserve Bank Apple Ipad - a gift celebrating my departure as President and CEO of the Bank $40000

of San Francisco 3 Executive Committee of the Federal Reserve Bank $400 - toward the purchase of an Iphone A departure gift from top officers of the Federal Reserve Bank of San Francisco $40000

of San Francisco 4

5

Prior Editions Cannot Be Used

SF 278 (Rev 0320(0)

5 CFR Part 2634 US Office of Government Ethics IReportmg Indlvlduars Name

Yellen Janet L

Part I Liabilities Report liabilities over $1 0000 owed to any one at

any time durine thereoortine oeriod bv vou voursoouse or dependent children Check the highest amount owed durine the reoortine oeriod Exclude a morteaee on vour

Creditors (Name and Address)

- shy

SCHEDULECmiddot ~ ~

personal residence UitIess it is rented out loans secured by automobiles household furniture or appliances and liabilities owed to certain relatives listed in instructions See instructions for revolving charge accounts

Type ofLiability

Date Incurred

-

NoneD

Interest Rate

Term if applishycable

Page Number

11

Category of Amount or Value (x)

08800middotmiddotmiddotmiddot degl~ 810 818 81~ 8 g~~gg~~~~gMMEftWW6)WW~W

0 ~ 0 00 o g80

sect ~g ~q0

~O 8 888 q gg g 8 qqqtei_lO U) CItI) ffl W

~ 0 gg sectsect ~~

sect 8

~q

0gt0

Examples IFirsj Disrict ~ankJlaslirJo_n D~_______ _ IJOhn Jones 123 J SI Lgtvashington DC

~2poundage on_r~aJ Egeelpela~ __________ _I- ~991 - tshy _8_ Promissory note 1999 10

_~y- ~__ + __I x on demand

--1-shy --1---4----shy

1 INONE

2

3

4

5

This category applies only if the liability is solely that of the flIers spouse or dependent children If the liability is that oftbe filer or a ioint liability of the filer with tbe spouse or dependent children mark the other hieher categories as aporooriate

Part II Agreements or Arrangements

x

Report your agreements or arrangements foreontinuing participation in an employee benefit plan (eg 401k deferred compensation (2) continuation payment by a former employer (including severance payments) (3) leaves

of absence and (4) future employment See instructions regarding the reporting of negotiations for any of these arrangements or benefits

Status and Terms ofany Agreement or Arrangement Example I Pursuant to partnership agreement will receive lump sum payment of capital account amp partnership share

calculated on service nerfonned throueh liDO

1 II have a vested interest in the Federal Reserve Systems Bank Retirement Plan resulting from my service at the Federal Reserve Bank of San Francisco and will receive an annuity reflectina my service at FRBSF after I retire from the Board of Governors

2 II have a vested interest in the Federal Reserve Thrift Plan resulting from my service at the Federal Reserve Bank of San Francisco 1 continue to participate in this plan as an employee of the Federal Reserve Board

3 II am eligible to receive retiree medical benefits from the Federal Reserve Bank of San Francisco and reimbursement for premiums

4 IProfessor Emeritus University of California I am currently receiving retirement benefits under the Universitys defined benefit ~pension plan Continue participation in UC retiree health plan

5 II have a vested interest in the University of Californias Pre-tax Defined Contribution Plan (see Sch A) No further contributions by University

6 II have a vested interest in the University of Californias Tax Deferred 403b Plan (see Sch A) No further contributions by University

None D Parties Date

Doe Jones amp Smith Hometown State 785

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 1deg614091

University of California at Berkeley 063006

University of California at Berkeley 063006

University of California at Berkeley 063006

Prior Editions Cannot Be Used

SF 278 (Rev 032000) 5 CFR rart 2634 US Office of Govemment Ethics

Keportmg InOvoualS Name J bull

Yellen Janet L 1middot~~~Y~~~~i~J~~~ 2tgt~i~~~J~F SCHEl)lJI~i(i bullbull Kmiddot bull lt i bullbullbullbullbull bull

Part I Liabilities

Reportliabilities over$IOOOO owed toany one ~reditor at personal residence unless it is rented out loans secured NoneD any time during the renorting oeriod bv YOU your snouse by automobiles household furniture or appliances and or dependent children Check the highest amount owed liabilities owed to certain relatives listed in instructions during the renorting oeriod Exclude a mortgage on your See instructions for revolving charge accounts Date Interest Term if

Incurred Rate applishy gsectcable a~ ttl

Creditors (Name and Address) Type of Liability - ~ Exam les ~sl Disict ~ank_WasilLto_n DQ ___ M9Sag~n_raJ EPeeiDela~~___________ 1991 8 25 yrs---shy -]999 - t- -10 n deiland

- p John Jones 123 J St Washington DC Promissory note

1

2

3

4

5

bull This category applies only if the liability is solelY that of the tilers spouse or dependent children If the liability is that of the tiler or a ioint liability of the filer with the spouse or dependent children mark the other higher categories as appropriate

Part II Agreements or Arrangements

Page Number

(g yen~~i 12

middoti

Category Of Arrlount or Value (x)

sect 8 gsect sect 0 ~ 0

sect ~ 0 08 ~ 0 88 8 ~ ~ 0 8 g 8 ~ 0 sectsect 08 sectsect 8o 0 8 0 0 o~ o~ 08 o~ 0 g 8 8 8 ~ 0 8 o ~III 0 010 0 bull III trici ~ III 10 ~ ~ III ~ - rri

III 0 o~ -- shy x - shy --shy - shy - shy I- shy ~-- -- shy

x

Report your agreements or arrangements for continuing participation in an of absence and (4) future employment See instructions regarding the reporting employee benefit plan (eg40Ik deferred compensation (2) continuation of negotiations for any of these arrangements or benefits payment by a fonner employer (including severance pavments) (3) leaves

None D Status and Terms of any Agreement or Arrangement Parties Date

Example I Pursuant to partnership agreement will receive lump sum payment of capita account amp partnership share Doe Jones amp Smith Hometown State 785 calculated on service nerformed throu2n 1100

r- Thave a vested interest in TIAA-CREF due to contributions from Harvard University where I served as Assistant Professor Harvard University -------shy

12rl6 from 1971-1976

---- shy

2

------shy f~~ ~~-~~

3

-------shy

4

5

6

Prior Editions Cannot Be Used

SF 27amp (Rev 0312000) 5 CFR Part 2634 US Office of Government Ethics

ReportingTrr~~~~~---~T=~T~ rage NUmber

Yellen 13

pariitFP(isit~8rtsHeld()lii~id~~il~~ri~~~~blmeno5~~S~~J 0 bull Refjorf~y~positi~nsheld during theapPYi~b11ltreporti~g period whether cOnsultaritofariyltc6~onition~firm par111ershlpor ~iherbtIsiness enterprise or any comoensatedor not Positions include but are not limited to those of an officer nlln_nmfit Mmi7llltinr pAtillnllt in~titlltilln FYrln nllitilln~ with rpliailll

~

director trustee gemral oartner oroorietorreoresentative emolovee or sociaL fraternaL or political entities and those solelvof an honorary nature None CJ

Organization (Name and Address) Type of Organization Position Held I From (Mo Yr) I-I- _692_ To (Mo Yr)

Examples INafl As~n2f_R~clltColl~ctorsj NY NY _______________ _ [Doe Jones amp SmIth Hometown State

_ ~opofit~ucai~ ________ Law firm 1

J_ resi~ent __________ Partner

~ __ 785 1

J _Er~lt__ _ 100

2 I

3 I

IAkerlof and Yellen Family Trust Trust ITrustee

IResearch Associate 1Member of the Executive Committee

IHonorary Director

IBoard of Directors

Professor Emeritus

051992

091999

012007

012008

0112002

092006

Present

101032010

100312010

101032010

101032010

10032010

INational Bureau of Economic Research Nonprofit organization supporting research in economics

Bay Area Council Non-Qrofit

Non-profit

Non-profit orqanization of economists

IUniversitv

4

Childrens Hospital of Oakland 5

Economists for Peace and Security 6

University of California at Berkeley

Part IICpmpensationbl Excess Of$5~OOO Paid byOfieSource 00 not complete this part if you are an Incumbent Termination Filer or

Report sources of more than $5000 co mpensation received by you or your business affiliation for services provided directly by you during anyone year of the reporting period This includes the names of clients and customers of any

corporation firm partnershipor other business enterprise or any other non-profit organization when you directly provided the services generating a fee or payment of more thai $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None CJ

Source (Name and Address) Brief Description of Duties IQoe Jones amp Smith Hometown State

Examples IMctro Unive~itv (~lient-of Thie Joes amp-Smith) Monevtown -State shy - - - - -

~~als~ic~__________________________________________ _

Lellal services in connection with university construction

2

3

4

5

6

Prior Editions Cannot Be Used

SF 278 (Rev 0312000) 5 CFR Part 2634 US Office of Govermnent Ethics

Reporting Individuals Name

Yellen Janet l lt~

~~~~~~iLlt~ ltbullbull bullbull y bullbullolt bullbullbull bull bullbull gt cbullbullbullbull bullbull j

ce bullbullbull

middot~$CHEJ)ULEJt~ middotmiddotmiddotmiddotlgt bullbull d bull ~ ~

Ilage llUmOer

middotmiddotmiddot[~tmiddotmiddotX ~ 14

lt gti

Partl PdsitioIis~Iield()titsideUS2middotGoerDffienfbull bull hi ~~-~bull J

Report any positions hJid dur1ngthe~pplicable repotiingp~riod whether~)middot consultant oflIDY corporation finn partnership other business enterprise or any --shy -compensated or not Positions include but are not limited to those OfM officer nnn nrnfit nrO~ni7~ti)n nr pdl1r~tinnlt in~t1tlltiln Ifyt-llIip nn~iti(n~ with TP)101nl1lt director trustee general oartner oroprietor representative employee or social fraternaL or political entities and those solely ofan honorary nature

D None

Organi7ation (Name and Address) Type ofOrganization Position Held From (Mo Yr) To (Mo Yr) Examples ~rl As~nQ(~c~ Coll~ctor~NY~ NY bull _ bull _____ bull shy ____ bull _ _li0pofit Iducai ______ bull _ _ fresiltent __ bull ___ _ bull _ bull r- _692 __ Present Doe Jones amp Smith Hometown State Law firm Partner 785 -ioO ---shy1

Group of Thirty Non-profit Member 709 100310 2

3

4

5

6

~art 1ICompensationlnExcessOt$5OOOPai~by One Source Do not complete this part R-eport sources of more than $5000 ~oinpensation receivedby you or your corporation firm partnership or other business enterprise or any othetnonprofit jf you are an Incumbent business affiliation for services provided directly by you during anyone year of organization when you directly provided the services generating a fee or payment Termination Filer or the reporting period This inCludes the names of clients arid customers of any ofmorethan $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None D

Source (Namemiddot and Address) BriefDescriotion of Duties ~~ Jones amp Smith Hometown State E~~~i~_ _____ __~ ____ _______________ _ _______

Examples Metro U~iversity-(~Iientmiddotof DOeYoes amp -Smith)~ Moneyto- State - shy - shy - shy Legal services in connection with university construction 1

2

3

4

5

6

Prior Editions Cannot Be Used

Page 8: 0 0' - The Wall Street Journalonline.wsj.com/public/resources/documents/Yellen-finrpt2010.pdfJun 30, 2006 · Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT . OMB

SF27~ (Kev U3I2UUU)

5 CFR Part 2634 US Office ofGovernment Ethics

Other Income (SpecifY Type amp Actual

Amount)

8

Date (Mo Dav

Yr)

Only if Honoraria

Prior Editions Cannot be Used

Sl27H (Kev 032000)

5 CFR Part 2634

A

NoneD

Corp New Commonmiddot

Group Universal Life Insurance Minnesota Life

9

Date Income Other

(Mo Dav (SpecifY Yr) Type amp Actual Onlvif

Amount) Honoraria

Prior Editions Cannot be Used

JANET L YELLEN - ADDENDUM TO FORM SF-278 Page 9-A

11 The bulk of the joint assets of myself and my spouse are held in a living trust named the Akerlof and Yellen Family Trust created under an agreement dated May 26 1992 My husband and I are the Trustees of this living trust The assets held by the trust are marked with an asterisk ()

j The University of California 403b plan and Defined Contribution Plan both of which cover both me and my spouse and the University of California 457 plan which covers my spouse are defined contribution plans that permit us to allocate investments among various Fidelity funds and also among funds run directly by the University of California All of the funds are widely diversified and invest in securities ranging from low risk fixed income securities insurance company contracts to equities My spouse and I have allocated part of our retirement savings through the University of California Defined Contribution Plan to the Insurance Company Contract Fund In addition to cash (6) this fund is comprised of insurance company contracts with Prudential Principal Financial Metlife Monumental New York Life and Hartford Life that guaranty a fixed annual rate of interest

11 These are retirement funds managed by TIAA-CREF My holdings in these funds result from contributions made by Harvard University on my behalf during the period 1971-76 when I served as an Assistant Professor The TIAA traditional annuity will pay a defined benefit annuity when I retire My CREF holdings are in a widely diversified stock fund

11 The Canadian Institute for Advanced Research paid a portion of my spouses salary from the University of California These payments were made directly to the University to finance the release of a comparable amount of time for research on economic growth and public policy

)j Retirement payments to me and my spouse under the University of Californias defined benefit plan are based upon a formula that takes into account years of service age at retirement and highest three years of salary My spouse receives a portion of this benefit in excess of 415 limitations under a nonqualified 415 Restoration Plan

SF 278 (Rev 032000)

5 C FR Part 2634 Do not Complete Schedule B if you are a new entrant nominee Vice Presidential or Presidential Candidate US Office ofGovernment Ethics

IKeportmg lnOlVIOUalS Name I f~f~i~iI~ umiddotmiddot

SCHEDUIJtB Itage Nlimoer

Yellen Janet L Imiddotmiddot 10

rmiddotmiddot lt lt

J_~) rnmiddot

DPart I Transactions None

Report any purchase sale or exchang~ by you your spouSe report a transaction involving property used solely as your Transaction Amount of Transaction (x) or dependent children during the reporting period of anv real personal residence or a transaction solelv between you Type (x) property stocks boods comrriodity futures andother your spouse or dependent child Check the Certificate of Date (Mo

sect 0 88securities when the amount of the transaction exceeded divestiture block to indicate sales made pursuant to a 10 Day Yr)

0 ~ 0 88~ 0 ~ 0 ~ 0 ~o g g $1000 Include transactions that resulted in a loss Do not certifilt4te ofdivestiture from OGE e 0 ~ 0 08 gg 88 8~ 08 sectsect ~ 0 00 0 60

g fl 00 00 qci gg gg 08 ~o o 0 00 quj tOO 0 00 q IO~ 0s 00 o gt bull ~ to Identification of Assets en IJl ~ It) ~ ~ N ~ 0 ~~

Example ICentral Airlines Common )( 21199 )(

1 Exchange from Vanguard California Tax Exempt Money Market Fund to Vanguard Short Term Bond Index Func X 121272010 X

2 Vanguard Short Term Bond Index Fund shares X 121282010 X

3 Exchange from spouses Vanguaged Fixed Income Security Fund High Yield Corporate Portfolio (IRA) X 121272010 X to Vanguard Short Term Bond Index Fund

4

5 r Co

This category applies only if the underlying asset is solely that of the filers spouse or dependent children If the underlying asset is either held by the filer or iointlv held bv the filer with the spouse or dtpendent children use the other higher categories of value as appropriate

Part II Gifts Reimbursements and Travel Expenses For vou vour spouse and dependent children report the source it brief descrioshy the US Government giYen to your agency in connection with official travel tion and the value ofmiddot (1) gifts (such as tangible items transportation lodging received from relatives received by vour spouse or dependent child totallv food or entertairunent) received from one source totaling more than $260 and independent of their relationship to you or provided as personal hospitality at (2) travel-related cash reimbursements received from one source totaling more the donors residence Also for purposes of aggregating gifts to determine the than $260 For conflicts analysis it is helpful to indicate a basis for receipt such total value from one source exclude items worth $104 or less Sec instructions

8 0

~ ~g ~ ~ 0 ~ t v

o U ~

as personal friend agency approval under 5 USC amp4111 or other statutory for other exclusions None cJauthority etc For travel-related gifts and reimbursements include travel itinerarY

rltp nrl thp nhorp of PYnpnp nrnvirlprl 1ytlutl4l $lnvthina oivpn tn vn11 hv

Source (Name and Address) BriefDescription Value

ExamPlesWat1 As~ ltfRok Colectos NY N _____ Airlipe ticltet bgttel r~ ~~Is in~identt~~iona con~ellte 61~99 (pers~nal a~tivitt unrltated10 duyL ___ $500-_ _----------shy - shy -$300-shyFrank Jones San Francisco CA Leather briefcase (personal friend) 1 Board of Directors of the Federal Reserve Bank sterling silver plate - engraved with the names of the Directors - a gift celebrating my departure as President and CEO of the Bank $50000

of San Francisco 2 Board of Directors of the Federal Reserve Bank Apple Ipad - a gift celebrating my departure as President and CEO of the Bank $40000

of San Francisco 3 Executive Committee of the Federal Reserve Bank $400 - toward the purchase of an Iphone A departure gift from top officers of the Federal Reserve Bank of San Francisco $40000

of San Francisco 4

5

Prior Editions Cannot Be Used

SF 278 (Rev 0320(0)

5 CFR Part 2634 US Office of Government Ethics IReportmg Indlvlduars Name

Yellen Janet L

Part I Liabilities Report liabilities over $1 0000 owed to any one at

any time durine thereoortine oeriod bv vou voursoouse or dependent children Check the highest amount owed durine the reoortine oeriod Exclude a morteaee on vour

Creditors (Name and Address)

- shy

SCHEDULECmiddot ~ ~

personal residence UitIess it is rented out loans secured by automobiles household furniture or appliances and liabilities owed to certain relatives listed in instructions See instructions for revolving charge accounts

Type ofLiability

Date Incurred

-

NoneD

Interest Rate

Term if applishycable

Page Number

11

Category of Amount or Value (x)

08800middotmiddotmiddotmiddot degl~ 810 818 81~ 8 g~~gg~~~~gMMEftWW6)WW~W

0 ~ 0 00 o g80

sect ~g ~q0

~O 8 888 q gg g 8 qqqtei_lO U) CItI) ffl W

~ 0 gg sectsect ~~

sect 8

~q

0gt0

Examples IFirsj Disrict ~ankJlaslirJo_n D~_______ _ IJOhn Jones 123 J SI Lgtvashington DC

~2poundage on_r~aJ Egeelpela~ __________ _I- ~991 - tshy _8_ Promissory note 1999 10

_~y- ~__ + __I x on demand

--1-shy --1---4----shy

1 INONE

2

3

4

5

This category applies only if the liability is solely that of the flIers spouse or dependent children If the liability is that oftbe filer or a ioint liability of the filer with tbe spouse or dependent children mark the other hieher categories as aporooriate

Part II Agreements or Arrangements

x

Report your agreements or arrangements foreontinuing participation in an employee benefit plan (eg 401k deferred compensation (2) continuation payment by a former employer (including severance payments) (3) leaves

of absence and (4) future employment See instructions regarding the reporting of negotiations for any of these arrangements or benefits

Status and Terms ofany Agreement or Arrangement Example I Pursuant to partnership agreement will receive lump sum payment of capital account amp partnership share

calculated on service nerfonned throueh liDO

1 II have a vested interest in the Federal Reserve Systems Bank Retirement Plan resulting from my service at the Federal Reserve Bank of San Francisco and will receive an annuity reflectina my service at FRBSF after I retire from the Board of Governors

2 II have a vested interest in the Federal Reserve Thrift Plan resulting from my service at the Federal Reserve Bank of San Francisco 1 continue to participate in this plan as an employee of the Federal Reserve Board

3 II am eligible to receive retiree medical benefits from the Federal Reserve Bank of San Francisco and reimbursement for premiums

4 IProfessor Emeritus University of California I am currently receiving retirement benefits under the Universitys defined benefit ~pension plan Continue participation in UC retiree health plan

5 II have a vested interest in the University of Californias Pre-tax Defined Contribution Plan (see Sch A) No further contributions by University

6 II have a vested interest in the University of Californias Tax Deferred 403b Plan (see Sch A) No further contributions by University

None D Parties Date

Doe Jones amp Smith Hometown State 785

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 1deg614091

University of California at Berkeley 063006

University of California at Berkeley 063006

University of California at Berkeley 063006

Prior Editions Cannot Be Used

SF 278 (Rev 032000) 5 CFR rart 2634 US Office of Govemment Ethics

Keportmg InOvoualS Name J bull

Yellen Janet L 1middot~~~Y~~~~i~J~~~ 2tgt~i~~~J~F SCHEl)lJI~i(i bullbull Kmiddot bull lt i bullbullbullbullbull bull

Part I Liabilities

Reportliabilities over$IOOOO owed toany one ~reditor at personal residence unless it is rented out loans secured NoneD any time during the renorting oeriod bv YOU your snouse by automobiles household furniture or appliances and or dependent children Check the highest amount owed liabilities owed to certain relatives listed in instructions during the renorting oeriod Exclude a mortgage on your See instructions for revolving charge accounts Date Interest Term if

Incurred Rate applishy gsectcable a~ ttl

Creditors (Name and Address) Type of Liability - ~ Exam les ~sl Disict ~ank_WasilLto_n DQ ___ M9Sag~n_raJ EPeeiDela~~___________ 1991 8 25 yrs---shy -]999 - t- -10 n deiland

- p John Jones 123 J St Washington DC Promissory note

1

2

3

4

5

bull This category applies only if the liability is solelY that of the tilers spouse or dependent children If the liability is that of the tiler or a ioint liability of the filer with the spouse or dependent children mark the other higher categories as appropriate

Part II Agreements or Arrangements

Page Number

(g yen~~i 12

middoti

Category Of Arrlount or Value (x)

sect 8 gsect sect 0 ~ 0

sect ~ 0 08 ~ 0 88 8 ~ ~ 0 8 g 8 ~ 0 sectsect 08 sectsect 8o 0 8 0 0 o~ o~ 08 o~ 0 g 8 8 8 ~ 0 8 o ~III 0 010 0 bull III trici ~ III 10 ~ ~ III ~ - rri

III 0 o~ -- shy x - shy --shy - shy - shy I- shy ~-- -- shy

x

Report your agreements or arrangements for continuing participation in an of absence and (4) future employment See instructions regarding the reporting employee benefit plan (eg40Ik deferred compensation (2) continuation of negotiations for any of these arrangements or benefits payment by a fonner employer (including severance pavments) (3) leaves

None D Status and Terms of any Agreement or Arrangement Parties Date

Example I Pursuant to partnership agreement will receive lump sum payment of capita account amp partnership share Doe Jones amp Smith Hometown State 785 calculated on service nerformed throu2n 1100

r- Thave a vested interest in TIAA-CREF due to contributions from Harvard University where I served as Assistant Professor Harvard University -------shy

12rl6 from 1971-1976

---- shy

2

------shy f~~ ~~-~~

3

-------shy

4

5

6

Prior Editions Cannot Be Used

SF 27amp (Rev 0312000) 5 CFR Part 2634 US Office of Government Ethics

ReportingTrr~~~~~---~T=~T~ rage NUmber

Yellen 13

pariitFP(isit~8rtsHeld()lii~id~~il~~ri~~~~blmeno5~~S~~J 0 bull Refjorf~y~positi~nsheld during theapPYi~b11ltreporti~g period whether cOnsultaritofariyltc6~onition~firm par111ershlpor ~iherbtIsiness enterprise or any comoensatedor not Positions include but are not limited to those of an officer nlln_nmfit Mmi7llltinr pAtillnllt in~titlltilln FYrln nllitilln~ with rpliailll

~

director trustee gemral oartner oroorietorreoresentative emolovee or sociaL fraternaL or political entities and those solelvof an honorary nature None CJ

Organization (Name and Address) Type of Organization Position Held I From (Mo Yr) I-I- _692_ To (Mo Yr)

Examples INafl As~n2f_R~clltColl~ctorsj NY NY _______________ _ [Doe Jones amp SmIth Hometown State

_ ~opofit~ucai~ ________ Law firm 1

J_ resi~ent __________ Partner

~ __ 785 1

J _Er~lt__ _ 100

2 I

3 I

IAkerlof and Yellen Family Trust Trust ITrustee

IResearch Associate 1Member of the Executive Committee

IHonorary Director

IBoard of Directors

Professor Emeritus

051992

091999

012007

012008

0112002

092006

Present

101032010

100312010

101032010

101032010

10032010

INational Bureau of Economic Research Nonprofit organization supporting research in economics

Bay Area Council Non-Qrofit

Non-profit

Non-profit orqanization of economists

IUniversitv

4

Childrens Hospital of Oakland 5

Economists for Peace and Security 6

University of California at Berkeley

Part IICpmpensationbl Excess Of$5~OOO Paid byOfieSource 00 not complete this part if you are an Incumbent Termination Filer or

Report sources of more than $5000 co mpensation received by you or your business affiliation for services provided directly by you during anyone year of the reporting period This includes the names of clients and customers of any

corporation firm partnershipor other business enterprise or any other non-profit organization when you directly provided the services generating a fee or payment of more thai $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None CJ

Source (Name and Address) Brief Description of Duties IQoe Jones amp Smith Hometown State

Examples IMctro Unive~itv (~lient-of Thie Joes amp-Smith) Monevtown -State shy - - - - -

~~als~ic~__________________________________________ _

Lellal services in connection with university construction

2

3

4

5

6

Prior Editions Cannot Be Used

SF 278 (Rev 0312000) 5 CFR Part 2634 US Office of Govermnent Ethics

Reporting Individuals Name

Yellen Janet l lt~

~~~~~~iLlt~ ltbullbull bullbull y bullbullolt bullbullbull bull bullbull gt cbullbullbullbull bullbull j

ce bullbullbull

middot~$CHEJ)ULEJt~ middotmiddotmiddotmiddotlgt bullbull d bull ~ ~

Ilage llUmOer

middotmiddotmiddot[~tmiddotmiddotX ~ 14

lt gti

Partl PdsitioIis~Iield()titsideUS2middotGoerDffienfbull bull hi ~~-~bull J

Report any positions hJid dur1ngthe~pplicable repotiingp~riod whether~)middot consultant oflIDY corporation finn partnership other business enterprise or any --shy -compensated or not Positions include but are not limited to those OfM officer nnn nrnfit nrO~ni7~ti)n nr pdl1r~tinnlt in~t1tlltiln Ifyt-llIip nn~iti(n~ with TP)101nl1lt director trustee general oartner oroprietor representative employee or social fraternaL or political entities and those solely ofan honorary nature

D None

Organi7ation (Name and Address) Type ofOrganization Position Held From (Mo Yr) To (Mo Yr) Examples ~rl As~nQ(~c~ Coll~ctor~NY~ NY bull _ bull _____ bull shy ____ bull _ _li0pofit Iducai ______ bull _ _ fresiltent __ bull ___ _ bull _ bull r- _692 __ Present Doe Jones amp Smith Hometown State Law firm Partner 785 -ioO ---shy1

Group of Thirty Non-profit Member 709 100310 2

3

4

5

6

~art 1ICompensationlnExcessOt$5OOOPai~by One Source Do not complete this part R-eport sources of more than $5000 ~oinpensation receivedby you or your corporation firm partnership or other business enterprise or any othetnonprofit jf you are an Incumbent business affiliation for services provided directly by you during anyone year of organization when you directly provided the services generating a fee or payment Termination Filer or the reporting period This inCludes the names of clients arid customers of any ofmorethan $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None D

Source (Namemiddot and Address) BriefDescriotion of Duties ~~ Jones amp Smith Hometown State E~~~i~_ _____ __~ ____ _______________ _ _______

Examples Metro U~iversity-(~Iientmiddotof DOeYoes amp -Smith)~ Moneyto- State - shy - shy - shy Legal services in connection with university construction 1

2

3

4

5

6

Prior Editions Cannot Be Used

Page 9: 0 0' - The Wall Street Journalonline.wsj.com/public/resources/documents/Yellen-finrpt2010.pdfJun 30, 2006 · Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT . OMB

Sl27H (Kev 032000)

5 CFR Part 2634

A

NoneD

Corp New Commonmiddot

Group Universal Life Insurance Minnesota Life

9

Date Income Other

(Mo Dav (SpecifY Yr) Type amp Actual Onlvif

Amount) Honoraria

Prior Editions Cannot be Used

JANET L YELLEN - ADDENDUM TO FORM SF-278 Page 9-A

11 The bulk of the joint assets of myself and my spouse are held in a living trust named the Akerlof and Yellen Family Trust created under an agreement dated May 26 1992 My husband and I are the Trustees of this living trust The assets held by the trust are marked with an asterisk ()

j The University of California 403b plan and Defined Contribution Plan both of which cover both me and my spouse and the University of California 457 plan which covers my spouse are defined contribution plans that permit us to allocate investments among various Fidelity funds and also among funds run directly by the University of California All of the funds are widely diversified and invest in securities ranging from low risk fixed income securities insurance company contracts to equities My spouse and I have allocated part of our retirement savings through the University of California Defined Contribution Plan to the Insurance Company Contract Fund In addition to cash (6) this fund is comprised of insurance company contracts with Prudential Principal Financial Metlife Monumental New York Life and Hartford Life that guaranty a fixed annual rate of interest

11 These are retirement funds managed by TIAA-CREF My holdings in these funds result from contributions made by Harvard University on my behalf during the period 1971-76 when I served as an Assistant Professor The TIAA traditional annuity will pay a defined benefit annuity when I retire My CREF holdings are in a widely diversified stock fund

11 The Canadian Institute for Advanced Research paid a portion of my spouses salary from the University of California These payments were made directly to the University to finance the release of a comparable amount of time for research on economic growth and public policy

)j Retirement payments to me and my spouse under the University of Californias defined benefit plan are based upon a formula that takes into account years of service age at retirement and highest three years of salary My spouse receives a portion of this benefit in excess of 415 limitations under a nonqualified 415 Restoration Plan

SF 278 (Rev 032000)

5 C FR Part 2634 Do not Complete Schedule B if you are a new entrant nominee Vice Presidential or Presidential Candidate US Office ofGovernment Ethics

IKeportmg lnOlVIOUalS Name I f~f~i~iI~ umiddotmiddot

SCHEDUIJtB Itage Nlimoer

Yellen Janet L Imiddotmiddot 10

rmiddotmiddot lt lt

J_~) rnmiddot

DPart I Transactions None

Report any purchase sale or exchang~ by you your spouSe report a transaction involving property used solely as your Transaction Amount of Transaction (x) or dependent children during the reporting period of anv real personal residence or a transaction solelv between you Type (x) property stocks boods comrriodity futures andother your spouse or dependent child Check the Certificate of Date (Mo

sect 0 88securities when the amount of the transaction exceeded divestiture block to indicate sales made pursuant to a 10 Day Yr)

0 ~ 0 88~ 0 ~ 0 ~ 0 ~o g g $1000 Include transactions that resulted in a loss Do not certifilt4te ofdivestiture from OGE e 0 ~ 0 08 gg 88 8~ 08 sectsect ~ 0 00 0 60

g fl 00 00 qci gg gg 08 ~o o 0 00 quj tOO 0 00 q IO~ 0s 00 o gt bull ~ to Identification of Assets en IJl ~ It) ~ ~ N ~ 0 ~~

Example ICentral Airlines Common )( 21199 )(

1 Exchange from Vanguard California Tax Exempt Money Market Fund to Vanguard Short Term Bond Index Func X 121272010 X

2 Vanguard Short Term Bond Index Fund shares X 121282010 X

3 Exchange from spouses Vanguaged Fixed Income Security Fund High Yield Corporate Portfolio (IRA) X 121272010 X to Vanguard Short Term Bond Index Fund

4

5 r Co

This category applies only if the underlying asset is solely that of the filers spouse or dependent children If the underlying asset is either held by the filer or iointlv held bv the filer with the spouse or dtpendent children use the other higher categories of value as appropriate

Part II Gifts Reimbursements and Travel Expenses For vou vour spouse and dependent children report the source it brief descrioshy the US Government giYen to your agency in connection with official travel tion and the value ofmiddot (1) gifts (such as tangible items transportation lodging received from relatives received by vour spouse or dependent child totallv food or entertairunent) received from one source totaling more than $260 and independent of their relationship to you or provided as personal hospitality at (2) travel-related cash reimbursements received from one source totaling more the donors residence Also for purposes of aggregating gifts to determine the than $260 For conflicts analysis it is helpful to indicate a basis for receipt such total value from one source exclude items worth $104 or less Sec instructions

8 0

~ ~g ~ ~ 0 ~ t v

o U ~

as personal friend agency approval under 5 USC amp4111 or other statutory for other exclusions None cJauthority etc For travel-related gifts and reimbursements include travel itinerarY

rltp nrl thp nhorp of PYnpnp nrnvirlprl 1ytlutl4l $lnvthina oivpn tn vn11 hv

Source (Name and Address) BriefDescription Value

ExamPlesWat1 As~ ltfRok Colectos NY N _____ Airlipe ticltet bgttel r~ ~~Is in~identt~~iona con~ellte 61~99 (pers~nal a~tivitt unrltated10 duyL ___ $500-_ _----------shy - shy -$300-shyFrank Jones San Francisco CA Leather briefcase (personal friend) 1 Board of Directors of the Federal Reserve Bank sterling silver plate - engraved with the names of the Directors - a gift celebrating my departure as President and CEO of the Bank $50000

of San Francisco 2 Board of Directors of the Federal Reserve Bank Apple Ipad - a gift celebrating my departure as President and CEO of the Bank $40000

of San Francisco 3 Executive Committee of the Federal Reserve Bank $400 - toward the purchase of an Iphone A departure gift from top officers of the Federal Reserve Bank of San Francisco $40000

of San Francisco 4

5

Prior Editions Cannot Be Used

SF 278 (Rev 0320(0)

5 CFR Part 2634 US Office of Government Ethics IReportmg Indlvlduars Name

Yellen Janet L

Part I Liabilities Report liabilities over $1 0000 owed to any one at

any time durine thereoortine oeriod bv vou voursoouse or dependent children Check the highest amount owed durine the reoortine oeriod Exclude a morteaee on vour

Creditors (Name and Address)

- shy

SCHEDULECmiddot ~ ~

personal residence UitIess it is rented out loans secured by automobiles household furniture or appliances and liabilities owed to certain relatives listed in instructions See instructions for revolving charge accounts

Type ofLiability

Date Incurred

-

NoneD

Interest Rate

Term if applishycable

Page Number

11

Category of Amount or Value (x)

08800middotmiddotmiddotmiddot degl~ 810 818 81~ 8 g~~gg~~~~gMMEftWW6)WW~W

0 ~ 0 00 o g80

sect ~g ~q0

~O 8 888 q gg g 8 qqqtei_lO U) CItI) ffl W

~ 0 gg sectsect ~~

sect 8

~q

0gt0

Examples IFirsj Disrict ~ankJlaslirJo_n D~_______ _ IJOhn Jones 123 J SI Lgtvashington DC

~2poundage on_r~aJ Egeelpela~ __________ _I- ~991 - tshy _8_ Promissory note 1999 10

_~y- ~__ + __I x on demand

--1-shy --1---4----shy

1 INONE

2

3

4

5

This category applies only if the liability is solely that of the flIers spouse or dependent children If the liability is that oftbe filer or a ioint liability of the filer with tbe spouse or dependent children mark the other hieher categories as aporooriate

Part II Agreements or Arrangements

x

Report your agreements or arrangements foreontinuing participation in an employee benefit plan (eg 401k deferred compensation (2) continuation payment by a former employer (including severance payments) (3) leaves

of absence and (4) future employment See instructions regarding the reporting of negotiations for any of these arrangements or benefits

Status and Terms ofany Agreement or Arrangement Example I Pursuant to partnership agreement will receive lump sum payment of capital account amp partnership share

calculated on service nerfonned throueh liDO

1 II have a vested interest in the Federal Reserve Systems Bank Retirement Plan resulting from my service at the Federal Reserve Bank of San Francisco and will receive an annuity reflectina my service at FRBSF after I retire from the Board of Governors

2 II have a vested interest in the Federal Reserve Thrift Plan resulting from my service at the Federal Reserve Bank of San Francisco 1 continue to participate in this plan as an employee of the Federal Reserve Board

3 II am eligible to receive retiree medical benefits from the Federal Reserve Bank of San Francisco and reimbursement for premiums

4 IProfessor Emeritus University of California I am currently receiving retirement benefits under the Universitys defined benefit ~pension plan Continue participation in UC retiree health plan

5 II have a vested interest in the University of Californias Pre-tax Defined Contribution Plan (see Sch A) No further contributions by University

6 II have a vested interest in the University of Californias Tax Deferred 403b Plan (see Sch A) No further contributions by University

None D Parties Date

Doe Jones amp Smith Hometown State 785

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 1deg614091

University of California at Berkeley 063006

University of California at Berkeley 063006

University of California at Berkeley 063006

Prior Editions Cannot Be Used

SF 278 (Rev 032000) 5 CFR rart 2634 US Office of Govemment Ethics

Keportmg InOvoualS Name J bull

Yellen Janet L 1middot~~~Y~~~~i~J~~~ 2tgt~i~~~J~F SCHEl)lJI~i(i bullbull Kmiddot bull lt i bullbullbullbullbull bull

Part I Liabilities

Reportliabilities over$IOOOO owed toany one ~reditor at personal residence unless it is rented out loans secured NoneD any time during the renorting oeriod bv YOU your snouse by automobiles household furniture or appliances and or dependent children Check the highest amount owed liabilities owed to certain relatives listed in instructions during the renorting oeriod Exclude a mortgage on your See instructions for revolving charge accounts Date Interest Term if

Incurred Rate applishy gsectcable a~ ttl

Creditors (Name and Address) Type of Liability - ~ Exam les ~sl Disict ~ank_WasilLto_n DQ ___ M9Sag~n_raJ EPeeiDela~~___________ 1991 8 25 yrs---shy -]999 - t- -10 n deiland

- p John Jones 123 J St Washington DC Promissory note

1

2

3

4

5

bull This category applies only if the liability is solelY that of the tilers spouse or dependent children If the liability is that of the tiler or a ioint liability of the filer with the spouse or dependent children mark the other higher categories as appropriate

Part II Agreements or Arrangements

Page Number

(g yen~~i 12

middoti

Category Of Arrlount or Value (x)

sect 8 gsect sect 0 ~ 0

sect ~ 0 08 ~ 0 88 8 ~ ~ 0 8 g 8 ~ 0 sectsect 08 sectsect 8o 0 8 0 0 o~ o~ 08 o~ 0 g 8 8 8 ~ 0 8 o ~III 0 010 0 bull III trici ~ III 10 ~ ~ III ~ - rri

III 0 o~ -- shy x - shy --shy - shy - shy I- shy ~-- -- shy

x

Report your agreements or arrangements for continuing participation in an of absence and (4) future employment See instructions regarding the reporting employee benefit plan (eg40Ik deferred compensation (2) continuation of negotiations for any of these arrangements or benefits payment by a fonner employer (including severance pavments) (3) leaves

None D Status and Terms of any Agreement or Arrangement Parties Date

Example I Pursuant to partnership agreement will receive lump sum payment of capita account amp partnership share Doe Jones amp Smith Hometown State 785 calculated on service nerformed throu2n 1100

r- Thave a vested interest in TIAA-CREF due to contributions from Harvard University where I served as Assistant Professor Harvard University -------shy

12rl6 from 1971-1976

---- shy

2

------shy f~~ ~~-~~

3

-------shy

4

5

6

Prior Editions Cannot Be Used

SF 27amp (Rev 0312000) 5 CFR Part 2634 US Office of Government Ethics

ReportingTrr~~~~~---~T=~T~ rage NUmber

Yellen 13

pariitFP(isit~8rtsHeld()lii~id~~il~~ri~~~~blmeno5~~S~~J 0 bull Refjorf~y~positi~nsheld during theapPYi~b11ltreporti~g period whether cOnsultaritofariyltc6~onition~firm par111ershlpor ~iherbtIsiness enterprise or any comoensatedor not Positions include but are not limited to those of an officer nlln_nmfit Mmi7llltinr pAtillnllt in~titlltilln FYrln nllitilln~ with rpliailll

~

director trustee gemral oartner oroorietorreoresentative emolovee or sociaL fraternaL or political entities and those solelvof an honorary nature None CJ

Organization (Name and Address) Type of Organization Position Held I From (Mo Yr) I-I- _692_ To (Mo Yr)

Examples INafl As~n2f_R~clltColl~ctorsj NY NY _______________ _ [Doe Jones amp SmIth Hometown State

_ ~opofit~ucai~ ________ Law firm 1

J_ resi~ent __________ Partner

~ __ 785 1

J _Er~lt__ _ 100

2 I

3 I

IAkerlof and Yellen Family Trust Trust ITrustee

IResearch Associate 1Member of the Executive Committee

IHonorary Director

IBoard of Directors

Professor Emeritus

051992

091999

012007

012008

0112002

092006

Present

101032010

100312010

101032010

101032010

10032010

INational Bureau of Economic Research Nonprofit organization supporting research in economics

Bay Area Council Non-Qrofit

Non-profit

Non-profit orqanization of economists

IUniversitv

4

Childrens Hospital of Oakland 5

Economists for Peace and Security 6

University of California at Berkeley

Part IICpmpensationbl Excess Of$5~OOO Paid byOfieSource 00 not complete this part if you are an Incumbent Termination Filer or

Report sources of more than $5000 co mpensation received by you or your business affiliation for services provided directly by you during anyone year of the reporting period This includes the names of clients and customers of any

corporation firm partnershipor other business enterprise or any other non-profit organization when you directly provided the services generating a fee or payment of more thai $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None CJ

Source (Name and Address) Brief Description of Duties IQoe Jones amp Smith Hometown State

Examples IMctro Unive~itv (~lient-of Thie Joes amp-Smith) Monevtown -State shy - - - - -

~~als~ic~__________________________________________ _

Lellal services in connection with university construction

2

3

4

5

6

Prior Editions Cannot Be Used

SF 278 (Rev 0312000) 5 CFR Part 2634 US Office of Govermnent Ethics

Reporting Individuals Name

Yellen Janet l lt~

~~~~~~iLlt~ ltbullbull bullbull y bullbullolt bullbullbull bull bullbull gt cbullbullbullbull bullbull j

ce bullbullbull

middot~$CHEJ)ULEJt~ middotmiddotmiddotmiddotlgt bullbull d bull ~ ~

Ilage llUmOer

middotmiddotmiddot[~tmiddotmiddotX ~ 14

lt gti

Partl PdsitioIis~Iield()titsideUS2middotGoerDffienfbull bull hi ~~-~bull J

Report any positions hJid dur1ngthe~pplicable repotiingp~riod whether~)middot consultant oflIDY corporation finn partnership other business enterprise or any --shy -compensated or not Positions include but are not limited to those OfM officer nnn nrnfit nrO~ni7~ti)n nr pdl1r~tinnlt in~t1tlltiln Ifyt-llIip nn~iti(n~ with TP)101nl1lt director trustee general oartner oroprietor representative employee or social fraternaL or political entities and those solely ofan honorary nature

D None

Organi7ation (Name and Address) Type ofOrganization Position Held From (Mo Yr) To (Mo Yr) Examples ~rl As~nQ(~c~ Coll~ctor~NY~ NY bull _ bull _____ bull shy ____ bull _ _li0pofit Iducai ______ bull _ _ fresiltent __ bull ___ _ bull _ bull r- _692 __ Present Doe Jones amp Smith Hometown State Law firm Partner 785 -ioO ---shy1

Group of Thirty Non-profit Member 709 100310 2

3

4

5

6

~art 1ICompensationlnExcessOt$5OOOPai~by One Source Do not complete this part R-eport sources of more than $5000 ~oinpensation receivedby you or your corporation firm partnership or other business enterprise or any othetnonprofit jf you are an Incumbent business affiliation for services provided directly by you during anyone year of organization when you directly provided the services generating a fee or payment Termination Filer or the reporting period This inCludes the names of clients arid customers of any ofmorethan $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None D

Source (Namemiddot and Address) BriefDescriotion of Duties ~~ Jones amp Smith Hometown State E~~~i~_ _____ __~ ____ _______________ _ _______

Examples Metro U~iversity-(~Iientmiddotof DOeYoes amp -Smith)~ Moneyto- State - shy - shy - shy Legal services in connection with university construction 1

2

3

4

5

6

Prior Editions Cannot Be Used

Page 10: 0 0' - The Wall Street Journalonline.wsj.com/public/resources/documents/Yellen-finrpt2010.pdfJun 30, 2006 · Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT . OMB

JANET L YELLEN - ADDENDUM TO FORM SF-278 Page 9-A

11 The bulk of the joint assets of myself and my spouse are held in a living trust named the Akerlof and Yellen Family Trust created under an agreement dated May 26 1992 My husband and I are the Trustees of this living trust The assets held by the trust are marked with an asterisk ()

j The University of California 403b plan and Defined Contribution Plan both of which cover both me and my spouse and the University of California 457 plan which covers my spouse are defined contribution plans that permit us to allocate investments among various Fidelity funds and also among funds run directly by the University of California All of the funds are widely diversified and invest in securities ranging from low risk fixed income securities insurance company contracts to equities My spouse and I have allocated part of our retirement savings through the University of California Defined Contribution Plan to the Insurance Company Contract Fund In addition to cash (6) this fund is comprised of insurance company contracts with Prudential Principal Financial Metlife Monumental New York Life and Hartford Life that guaranty a fixed annual rate of interest

11 These are retirement funds managed by TIAA-CREF My holdings in these funds result from contributions made by Harvard University on my behalf during the period 1971-76 when I served as an Assistant Professor The TIAA traditional annuity will pay a defined benefit annuity when I retire My CREF holdings are in a widely diversified stock fund

11 The Canadian Institute for Advanced Research paid a portion of my spouses salary from the University of California These payments were made directly to the University to finance the release of a comparable amount of time for research on economic growth and public policy

)j Retirement payments to me and my spouse under the University of Californias defined benefit plan are based upon a formula that takes into account years of service age at retirement and highest three years of salary My spouse receives a portion of this benefit in excess of 415 limitations under a nonqualified 415 Restoration Plan

SF 278 (Rev 032000)

5 C FR Part 2634 Do not Complete Schedule B if you are a new entrant nominee Vice Presidential or Presidential Candidate US Office ofGovernment Ethics

IKeportmg lnOlVIOUalS Name I f~f~i~iI~ umiddotmiddot

SCHEDUIJtB Itage Nlimoer

Yellen Janet L Imiddotmiddot 10

rmiddotmiddot lt lt

J_~) rnmiddot

DPart I Transactions None

Report any purchase sale or exchang~ by you your spouSe report a transaction involving property used solely as your Transaction Amount of Transaction (x) or dependent children during the reporting period of anv real personal residence or a transaction solelv between you Type (x) property stocks boods comrriodity futures andother your spouse or dependent child Check the Certificate of Date (Mo

sect 0 88securities when the amount of the transaction exceeded divestiture block to indicate sales made pursuant to a 10 Day Yr)

0 ~ 0 88~ 0 ~ 0 ~ 0 ~o g g $1000 Include transactions that resulted in a loss Do not certifilt4te ofdivestiture from OGE e 0 ~ 0 08 gg 88 8~ 08 sectsect ~ 0 00 0 60

g fl 00 00 qci gg gg 08 ~o o 0 00 quj tOO 0 00 q IO~ 0s 00 o gt bull ~ to Identification of Assets en IJl ~ It) ~ ~ N ~ 0 ~~

Example ICentral Airlines Common )( 21199 )(

1 Exchange from Vanguard California Tax Exempt Money Market Fund to Vanguard Short Term Bond Index Func X 121272010 X

2 Vanguard Short Term Bond Index Fund shares X 121282010 X

3 Exchange from spouses Vanguaged Fixed Income Security Fund High Yield Corporate Portfolio (IRA) X 121272010 X to Vanguard Short Term Bond Index Fund

4

5 r Co

This category applies only if the underlying asset is solely that of the filers spouse or dependent children If the underlying asset is either held by the filer or iointlv held bv the filer with the spouse or dtpendent children use the other higher categories of value as appropriate

Part II Gifts Reimbursements and Travel Expenses For vou vour spouse and dependent children report the source it brief descrioshy the US Government giYen to your agency in connection with official travel tion and the value ofmiddot (1) gifts (such as tangible items transportation lodging received from relatives received by vour spouse or dependent child totallv food or entertairunent) received from one source totaling more than $260 and independent of their relationship to you or provided as personal hospitality at (2) travel-related cash reimbursements received from one source totaling more the donors residence Also for purposes of aggregating gifts to determine the than $260 For conflicts analysis it is helpful to indicate a basis for receipt such total value from one source exclude items worth $104 or less Sec instructions

8 0

~ ~g ~ ~ 0 ~ t v

o U ~

as personal friend agency approval under 5 USC amp4111 or other statutory for other exclusions None cJauthority etc For travel-related gifts and reimbursements include travel itinerarY

rltp nrl thp nhorp of PYnpnp nrnvirlprl 1ytlutl4l $lnvthina oivpn tn vn11 hv

Source (Name and Address) BriefDescription Value

ExamPlesWat1 As~ ltfRok Colectos NY N _____ Airlipe ticltet bgttel r~ ~~Is in~identt~~iona con~ellte 61~99 (pers~nal a~tivitt unrltated10 duyL ___ $500-_ _----------shy - shy -$300-shyFrank Jones San Francisco CA Leather briefcase (personal friend) 1 Board of Directors of the Federal Reserve Bank sterling silver plate - engraved with the names of the Directors - a gift celebrating my departure as President and CEO of the Bank $50000

of San Francisco 2 Board of Directors of the Federal Reserve Bank Apple Ipad - a gift celebrating my departure as President and CEO of the Bank $40000

of San Francisco 3 Executive Committee of the Federal Reserve Bank $400 - toward the purchase of an Iphone A departure gift from top officers of the Federal Reserve Bank of San Francisco $40000

of San Francisco 4

5

Prior Editions Cannot Be Used

SF 278 (Rev 0320(0)

5 CFR Part 2634 US Office of Government Ethics IReportmg Indlvlduars Name

Yellen Janet L

Part I Liabilities Report liabilities over $1 0000 owed to any one at

any time durine thereoortine oeriod bv vou voursoouse or dependent children Check the highest amount owed durine the reoortine oeriod Exclude a morteaee on vour

Creditors (Name and Address)

- shy

SCHEDULECmiddot ~ ~

personal residence UitIess it is rented out loans secured by automobiles household furniture or appliances and liabilities owed to certain relatives listed in instructions See instructions for revolving charge accounts

Type ofLiability

Date Incurred

-

NoneD

Interest Rate

Term if applishycable

Page Number

11

Category of Amount or Value (x)

08800middotmiddotmiddotmiddot degl~ 810 818 81~ 8 g~~gg~~~~gMMEftWW6)WW~W

0 ~ 0 00 o g80

sect ~g ~q0

~O 8 888 q gg g 8 qqqtei_lO U) CItI) ffl W

~ 0 gg sectsect ~~

sect 8

~q

0gt0

Examples IFirsj Disrict ~ankJlaslirJo_n D~_______ _ IJOhn Jones 123 J SI Lgtvashington DC

~2poundage on_r~aJ Egeelpela~ __________ _I- ~991 - tshy _8_ Promissory note 1999 10

_~y- ~__ + __I x on demand

--1-shy --1---4----shy

1 INONE

2

3

4

5

This category applies only if the liability is solely that of the flIers spouse or dependent children If the liability is that oftbe filer or a ioint liability of the filer with tbe spouse or dependent children mark the other hieher categories as aporooriate

Part II Agreements or Arrangements

x

Report your agreements or arrangements foreontinuing participation in an employee benefit plan (eg 401k deferred compensation (2) continuation payment by a former employer (including severance payments) (3) leaves

of absence and (4) future employment See instructions regarding the reporting of negotiations for any of these arrangements or benefits

Status and Terms ofany Agreement or Arrangement Example I Pursuant to partnership agreement will receive lump sum payment of capital account amp partnership share

calculated on service nerfonned throueh liDO

1 II have a vested interest in the Federal Reserve Systems Bank Retirement Plan resulting from my service at the Federal Reserve Bank of San Francisco and will receive an annuity reflectina my service at FRBSF after I retire from the Board of Governors

2 II have a vested interest in the Federal Reserve Thrift Plan resulting from my service at the Federal Reserve Bank of San Francisco 1 continue to participate in this plan as an employee of the Federal Reserve Board

3 II am eligible to receive retiree medical benefits from the Federal Reserve Bank of San Francisco and reimbursement for premiums

4 IProfessor Emeritus University of California I am currently receiving retirement benefits under the Universitys defined benefit ~pension plan Continue participation in UC retiree health plan

5 II have a vested interest in the University of Californias Pre-tax Defined Contribution Plan (see Sch A) No further contributions by University

6 II have a vested interest in the University of Californias Tax Deferred 403b Plan (see Sch A) No further contributions by University

None D Parties Date

Doe Jones amp Smith Hometown State 785

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 1deg614091

University of California at Berkeley 063006

University of California at Berkeley 063006

University of California at Berkeley 063006

Prior Editions Cannot Be Used

SF 278 (Rev 032000) 5 CFR rart 2634 US Office of Govemment Ethics

Keportmg InOvoualS Name J bull

Yellen Janet L 1middot~~~Y~~~~i~J~~~ 2tgt~i~~~J~F SCHEl)lJI~i(i bullbull Kmiddot bull lt i bullbullbullbullbull bull

Part I Liabilities

Reportliabilities over$IOOOO owed toany one ~reditor at personal residence unless it is rented out loans secured NoneD any time during the renorting oeriod bv YOU your snouse by automobiles household furniture or appliances and or dependent children Check the highest amount owed liabilities owed to certain relatives listed in instructions during the renorting oeriod Exclude a mortgage on your See instructions for revolving charge accounts Date Interest Term if

Incurred Rate applishy gsectcable a~ ttl

Creditors (Name and Address) Type of Liability - ~ Exam les ~sl Disict ~ank_WasilLto_n DQ ___ M9Sag~n_raJ EPeeiDela~~___________ 1991 8 25 yrs---shy -]999 - t- -10 n deiland

- p John Jones 123 J St Washington DC Promissory note

1

2

3

4

5

bull This category applies only if the liability is solelY that of the tilers spouse or dependent children If the liability is that of the tiler or a ioint liability of the filer with the spouse or dependent children mark the other higher categories as appropriate

Part II Agreements or Arrangements

Page Number

(g yen~~i 12

middoti

Category Of Arrlount or Value (x)

sect 8 gsect sect 0 ~ 0

sect ~ 0 08 ~ 0 88 8 ~ ~ 0 8 g 8 ~ 0 sectsect 08 sectsect 8o 0 8 0 0 o~ o~ 08 o~ 0 g 8 8 8 ~ 0 8 o ~III 0 010 0 bull III trici ~ III 10 ~ ~ III ~ - rri

III 0 o~ -- shy x - shy --shy - shy - shy I- shy ~-- -- shy

x

Report your agreements or arrangements for continuing participation in an of absence and (4) future employment See instructions regarding the reporting employee benefit plan (eg40Ik deferred compensation (2) continuation of negotiations for any of these arrangements or benefits payment by a fonner employer (including severance pavments) (3) leaves

None D Status and Terms of any Agreement or Arrangement Parties Date

Example I Pursuant to partnership agreement will receive lump sum payment of capita account amp partnership share Doe Jones amp Smith Hometown State 785 calculated on service nerformed throu2n 1100

r- Thave a vested interest in TIAA-CREF due to contributions from Harvard University where I served as Assistant Professor Harvard University -------shy

12rl6 from 1971-1976

---- shy

2

------shy f~~ ~~-~~

3

-------shy

4

5

6

Prior Editions Cannot Be Used

SF 27amp (Rev 0312000) 5 CFR Part 2634 US Office of Government Ethics

ReportingTrr~~~~~---~T=~T~ rage NUmber

Yellen 13

pariitFP(isit~8rtsHeld()lii~id~~il~~ri~~~~blmeno5~~S~~J 0 bull Refjorf~y~positi~nsheld during theapPYi~b11ltreporti~g period whether cOnsultaritofariyltc6~onition~firm par111ershlpor ~iherbtIsiness enterprise or any comoensatedor not Positions include but are not limited to those of an officer nlln_nmfit Mmi7llltinr pAtillnllt in~titlltilln FYrln nllitilln~ with rpliailll

~

director trustee gemral oartner oroorietorreoresentative emolovee or sociaL fraternaL or political entities and those solelvof an honorary nature None CJ

Organization (Name and Address) Type of Organization Position Held I From (Mo Yr) I-I- _692_ To (Mo Yr)

Examples INafl As~n2f_R~clltColl~ctorsj NY NY _______________ _ [Doe Jones amp SmIth Hometown State

_ ~opofit~ucai~ ________ Law firm 1

J_ resi~ent __________ Partner

~ __ 785 1

J _Er~lt__ _ 100

2 I

3 I

IAkerlof and Yellen Family Trust Trust ITrustee

IResearch Associate 1Member of the Executive Committee

IHonorary Director

IBoard of Directors

Professor Emeritus

051992

091999

012007

012008

0112002

092006

Present

101032010

100312010

101032010

101032010

10032010

INational Bureau of Economic Research Nonprofit organization supporting research in economics

Bay Area Council Non-Qrofit

Non-profit

Non-profit orqanization of economists

IUniversitv

4

Childrens Hospital of Oakland 5

Economists for Peace and Security 6

University of California at Berkeley

Part IICpmpensationbl Excess Of$5~OOO Paid byOfieSource 00 not complete this part if you are an Incumbent Termination Filer or

Report sources of more than $5000 co mpensation received by you or your business affiliation for services provided directly by you during anyone year of the reporting period This includes the names of clients and customers of any

corporation firm partnershipor other business enterprise or any other non-profit organization when you directly provided the services generating a fee or payment of more thai $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None CJ

Source (Name and Address) Brief Description of Duties IQoe Jones amp Smith Hometown State

Examples IMctro Unive~itv (~lient-of Thie Joes amp-Smith) Monevtown -State shy - - - - -

~~als~ic~__________________________________________ _

Lellal services in connection with university construction

2

3

4

5

6

Prior Editions Cannot Be Used

SF 278 (Rev 0312000) 5 CFR Part 2634 US Office of Govermnent Ethics

Reporting Individuals Name

Yellen Janet l lt~

~~~~~~iLlt~ ltbullbull bullbull y bullbullolt bullbullbull bull bullbull gt cbullbullbullbull bullbull j

ce bullbullbull

middot~$CHEJ)ULEJt~ middotmiddotmiddotmiddotlgt bullbull d bull ~ ~

Ilage llUmOer

middotmiddotmiddot[~tmiddotmiddotX ~ 14

lt gti

Partl PdsitioIis~Iield()titsideUS2middotGoerDffienfbull bull hi ~~-~bull J

Report any positions hJid dur1ngthe~pplicable repotiingp~riod whether~)middot consultant oflIDY corporation finn partnership other business enterprise or any --shy -compensated or not Positions include but are not limited to those OfM officer nnn nrnfit nrO~ni7~ti)n nr pdl1r~tinnlt in~t1tlltiln Ifyt-llIip nn~iti(n~ with TP)101nl1lt director trustee general oartner oroprietor representative employee or social fraternaL or political entities and those solely ofan honorary nature

D None

Organi7ation (Name and Address) Type ofOrganization Position Held From (Mo Yr) To (Mo Yr) Examples ~rl As~nQ(~c~ Coll~ctor~NY~ NY bull _ bull _____ bull shy ____ bull _ _li0pofit Iducai ______ bull _ _ fresiltent __ bull ___ _ bull _ bull r- _692 __ Present Doe Jones amp Smith Hometown State Law firm Partner 785 -ioO ---shy1

Group of Thirty Non-profit Member 709 100310 2

3

4

5

6

~art 1ICompensationlnExcessOt$5OOOPai~by One Source Do not complete this part R-eport sources of more than $5000 ~oinpensation receivedby you or your corporation firm partnership or other business enterprise or any othetnonprofit jf you are an Incumbent business affiliation for services provided directly by you during anyone year of organization when you directly provided the services generating a fee or payment Termination Filer or the reporting period This inCludes the names of clients arid customers of any ofmorethan $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None D

Source (Namemiddot and Address) BriefDescriotion of Duties ~~ Jones amp Smith Hometown State E~~~i~_ _____ __~ ____ _______________ _ _______

Examples Metro U~iversity-(~Iientmiddotof DOeYoes amp -Smith)~ Moneyto- State - shy - shy - shy Legal services in connection with university construction 1

2

3

4

5

6

Prior Editions Cannot Be Used

Page 11: 0 0' - The Wall Street Journalonline.wsj.com/public/resources/documents/Yellen-finrpt2010.pdfJun 30, 2006 · Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT . OMB

SF 278 (Rev 032000)

5 C FR Part 2634 Do not Complete Schedule B if you are a new entrant nominee Vice Presidential or Presidential Candidate US Office ofGovernment Ethics

IKeportmg lnOlVIOUalS Name I f~f~i~iI~ umiddotmiddot

SCHEDUIJtB Itage Nlimoer

Yellen Janet L Imiddotmiddot 10

rmiddotmiddot lt lt

J_~) rnmiddot

DPart I Transactions None

Report any purchase sale or exchang~ by you your spouSe report a transaction involving property used solely as your Transaction Amount of Transaction (x) or dependent children during the reporting period of anv real personal residence or a transaction solelv between you Type (x) property stocks boods comrriodity futures andother your spouse or dependent child Check the Certificate of Date (Mo

sect 0 88securities when the amount of the transaction exceeded divestiture block to indicate sales made pursuant to a 10 Day Yr)

0 ~ 0 88~ 0 ~ 0 ~ 0 ~o g g $1000 Include transactions that resulted in a loss Do not certifilt4te ofdivestiture from OGE e 0 ~ 0 08 gg 88 8~ 08 sectsect ~ 0 00 0 60

g fl 00 00 qci gg gg 08 ~o o 0 00 quj tOO 0 00 q IO~ 0s 00 o gt bull ~ to Identification of Assets en IJl ~ It) ~ ~ N ~ 0 ~~

Example ICentral Airlines Common )( 21199 )(

1 Exchange from Vanguard California Tax Exempt Money Market Fund to Vanguard Short Term Bond Index Func X 121272010 X

2 Vanguard Short Term Bond Index Fund shares X 121282010 X

3 Exchange from spouses Vanguaged Fixed Income Security Fund High Yield Corporate Portfolio (IRA) X 121272010 X to Vanguard Short Term Bond Index Fund

4

5 r Co

This category applies only if the underlying asset is solely that of the filers spouse or dependent children If the underlying asset is either held by the filer or iointlv held bv the filer with the spouse or dtpendent children use the other higher categories of value as appropriate

Part II Gifts Reimbursements and Travel Expenses For vou vour spouse and dependent children report the source it brief descrioshy the US Government giYen to your agency in connection with official travel tion and the value ofmiddot (1) gifts (such as tangible items transportation lodging received from relatives received by vour spouse or dependent child totallv food or entertairunent) received from one source totaling more than $260 and independent of their relationship to you or provided as personal hospitality at (2) travel-related cash reimbursements received from one source totaling more the donors residence Also for purposes of aggregating gifts to determine the than $260 For conflicts analysis it is helpful to indicate a basis for receipt such total value from one source exclude items worth $104 or less Sec instructions

8 0

~ ~g ~ ~ 0 ~ t v

o U ~

as personal friend agency approval under 5 USC amp4111 or other statutory for other exclusions None cJauthority etc For travel-related gifts and reimbursements include travel itinerarY

rltp nrl thp nhorp of PYnpnp nrnvirlprl 1ytlutl4l $lnvthina oivpn tn vn11 hv

Source (Name and Address) BriefDescription Value

ExamPlesWat1 As~ ltfRok Colectos NY N _____ Airlipe ticltet bgttel r~ ~~Is in~identt~~iona con~ellte 61~99 (pers~nal a~tivitt unrltated10 duyL ___ $500-_ _----------shy - shy -$300-shyFrank Jones San Francisco CA Leather briefcase (personal friend) 1 Board of Directors of the Federal Reserve Bank sterling silver plate - engraved with the names of the Directors - a gift celebrating my departure as President and CEO of the Bank $50000

of San Francisco 2 Board of Directors of the Federal Reserve Bank Apple Ipad - a gift celebrating my departure as President and CEO of the Bank $40000

of San Francisco 3 Executive Committee of the Federal Reserve Bank $400 - toward the purchase of an Iphone A departure gift from top officers of the Federal Reserve Bank of San Francisco $40000

of San Francisco 4

5

Prior Editions Cannot Be Used

SF 278 (Rev 0320(0)

5 CFR Part 2634 US Office of Government Ethics IReportmg Indlvlduars Name

Yellen Janet L

Part I Liabilities Report liabilities over $1 0000 owed to any one at

any time durine thereoortine oeriod bv vou voursoouse or dependent children Check the highest amount owed durine the reoortine oeriod Exclude a morteaee on vour

Creditors (Name and Address)

- shy

SCHEDULECmiddot ~ ~

personal residence UitIess it is rented out loans secured by automobiles household furniture or appliances and liabilities owed to certain relatives listed in instructions See instructions for revolving charge accounts

Type ofLiability

Date Incurred

-

NoneD

Interest Rate

Term if applishycable

Page Number

11

Category of Amount or Value (x)

08800middotmiddotmiddotmiddot degl~ 810 818 81~ 8 g~~gg~~~~gMMEftWW6)WW~W

0 ~ 0 00 o g80

sect ~g ~q0

~O 8 888 q gg g 8 qqqtei_lO U) CItI) ffl W

~ 0 gg sectsect ~~

sect 8

~q

0gt0

Examples IFirsj Disrict ~ankJlaslirJo_n D~_______ _ IJOhn Jones 123 J SI Lgtvashington DC

~2poundage on_r~aJ Egeelpela~ __________ _I- ~991 - tshy _8_ Promissory note 1999 10

_~y- ~__ + __I x on demand

--1-shy --1---4----shy

1 INONE

2

3

4

5

This category applies only if the liability is solely that of the flIers spouse or dependent children If the liability is that oftbe filer or a ioint liability of the filer with tbe spouse or dependent children mark the other hieher categories as aporooriate

Part II Agreements or Arrangements

x

Report your agreements or arrangements foreontinuing participation in an employee benefit plan (eg 401k deferred compensation (2) continuation payment by a former employer (including severance payments) (3) leaves

of absence and (4) future employment See instructions regarding the reporting of negotiations for any of these arrangements or benefits

Status and Terms ofany Agreement or Arrangement Example I Pursuant to partnership agreement will receive lump sum payment of capital account amp partnership share

calculated on service nerfonned throueh liDO

1 II have a vested interest in the Federal Reserve Systems Bank Retirement Plan resulting from my service at the Federal Reserve Bank of San Francisco and will receive an annuity reflectina my service at FRBSF after I retire from the Board of Governors

2 II have a vested interest in the Federal Reserve Thrift Plan resulting from my service at the Federal Reserve Bank of San Francisco 1 continue to participate in this plan as an employee of the Federal Reserve Board

3 II am eligible to receive retiree medical benefits from the Federal Reserve Bank of San Francisco and reimbursement for premiums

4 IProfessor Emeritus University of California I am currently receiving retirement benefits under the Universitys defined benefit ~pension plan Continue participation in UC retiree health plan

5 II have a vested interest in the University of Californias Pre-tax Defined Contribution Plan (see Sch A) No further contributions by University

6 II have a vested interest in the University of Californias Tax Deferred 403b Plan (see Sch A) No further contributions by University

None D Parties Date

Doe Jones amp Smith Hometown State 785

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 1deg614091

University of California at Berkeley 063006

University of California at Berkeley 063006

University of California at Berkeley 063006

Prior Editions Cannot Be Used

SF 278 (Rev 032000) 5 CFR rart 2634 US Office of Govemment Ethics

Keportmg InOvoualS Name J bull

Yellen Janet L 1middot~~~Y~~~~i~J~~~ 2tgt~i~~~J~F SCHEl)lJI~i(i bullbull Kmiddot bull lt i bullbullbullbullbull bull

Part I Liabilities

Reportliabilities over$IOOOO owed toany one ~reditor at personal residence unless it is rented out loans secured NoneD any time during the renorting oeriod bv YOU your snouse by automobiles household furniture or appliances and or dependent children Check the highest amount owed liabilities owed to certain relatives listed in instructions during the renorting oeriod Exclude a mortgage on your See instructions for revolving charge accounts Date Interest Term if

Incurred Rate applishy gsectcable a~ ttl

Creditors (Name and Address) Type of Liability - ~ Exam les ~sl Disict ~ank_WasilLto_n DQ ___ M9Sag~n_raJ EPeeiDela~~___________ 1991 8 25 yrs---shy -]999 - t- -10 n deiland

- p John Jones 123 J St Washington DC Promissory note

1

2

3

4

5

bull This category applies only if the liability is solelY that of the tilers spouse or dependent children If the liability is that of the tiler or a ioint liability of the filer with the spouse or dependent children mark the other higher categories as appropriate

Part II Agreements or Arrangements

Page Number

(g yen~~i 12

middoti

Category Of Arrlount or Value (x)

sect 8 gsect sect 0 ~ 0

sect ~ 0 08 ~ 0 88 8 ~ ~ 0 8 g 8 ~ 0 sectsect 08 sectsect 8o 0 8 0 0 o~ o~ 08 o~ 0 g 8 8 8 ~ 0 8 o ~III 0 010 0 bull III trici ~ III 10 ~ ~ III ~ - rri

III 0 o~ -- shy x - shy --shy - shy - shy I- shy ~-- -- shy

x

Report your agreements or arrangements for continuing participation in an of absence and (4) future employment See instructions regarding the reporting employee benefit plan (eg40Ik deferred compensation (2) continuation of negotiations for any of these arrangements or benefits payment by a fonner employer (including severance pavments) (3) leaves

None D Status and Terms of any Agreement or Arrangement Parties Date

Example I Pursuant to partnership agreement will receive lump sum payment of capita account amp partnership share Doe Jones amp Smith Hometown State 785 calculated on service nerformed throu2n 1100

r- Thave a vested interest in TIAA-CREF due to contributions from Harvard University where I served as Assistant Professor Harvard University -------shy

12rl6 from 1971-1976

---- shy

2

------shy f~~ ~~-~~

3

-------shy

4

5

6

Prior Editions Cannot Be Used

SF 27amp (Rev 0312000) 5 CFR Part 2634 US Office of Government Ethics

ReportingTrr~~~~~---~T=~T~ rage NUmber

Yellen 13

pariitFP(isit~8rtsHeld()lii~id~~il~~ri~~~~blmeno5~~S~~J 0 bull Refjorf~y~positi~nsheld during theapPYi~b11ltreporti~g period whether cOnsultaritofariyltc6~onition~firm par111ershlpor ~iherbtIsiness enterprise or any comoensatedor not Positions include but are not limited to those of an officer nlln_nmfit Mmi7llltinr pAtillnllt in~titlltilln FYrln nllitilln~ with rpliailll

~

director trustee gemral oartner oroorietorreoresentative emolovee or sociaL fraternaL or political entities and those solelvof an honorary nature None CJ

Organization (Name and Address) Type of Organization Position Held I From (Mo Yr) I-I- _692_ To (Mo Yr)

Examples INafl As~n2f_R~clltColl~ctorsj NY NY _______________ _ [Doe Jones amp SmIth Hometown State

_ ~opofit~ucai~ ________ Law firm 1

J_ resi~ent __________ Partner

~ __ 785 1

J _Er~lt__ _ 100

2 I

3 I

IAkerlof and Yellen Family Trust Trust ITrustee

IResearch Associate 1Member of the Executive Committee

IHonorary Director

IBoard of Directors

Professor Emeritus

051992

091999

012007

012008

0112002

092006

Present

101032010

100312010

101032010

101032010

10032010

INational Bureau of Economic Research Nonprofit organization supporting research in economics

Bay Area Council Non-Qrofit

Non-profit

Non-profit orqanization of economists

IUniversitv

4

Childrens Hospital of Oakland 5

Economists for Peace and Security 6

University of California at Berkeley

Part IICpmpensationbl Excess Of$5~OOO Paid byOfieSource 00 not complete this part if you are an Incumbent Termination Filer or

Report sources of more than $5000 co mpensation received by you or your business affiliation for services provided directly by you during anyone year of the reporting period This includes the names of clients and customers of any

corporation firm partnershipor other business enterprise or any other non-profit organization when you directly provided the services generating a fee or payment of more thai $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None CJ

Source (Name and Address) Brief Description of Duties IQoe Jones amp Smith Hometown State

Examples IMctro Unive~itv (~lient-of Thie Joes amp-Smith) Monevtown -State shy - - - - -

~~als~ic~__________________________________________ _

Lellal services in connection with university construction

2

3

4

5

6

Prior Editions Cannot Be Used

SF 278 (Rev 0312000) 5 CFR Part 2634 US Office of Govermnent Ethics

Reporting Individuals Name

Yellen Janet l lt~

~~~~~~iLlt~ ltbullbull bullbull y bullbullolt bullbullbull bull bullbull gt cbullbullbullbull bullbull j

ce bullbullbull

middot~$CHEJ)ULEJt~ middotmiddotmiddotmiddotlgt bullbull d bull ~ ~

Ilage llUmOer

middotmiddotmiddot[~tmiddotmiddotX ~ 14

lt gti

Partl PdsitioIis~Iield()titsideUS2middotGoerDffienfbull bull hi ~~-~bull J

Report any positions hJid dur1ngthe~pplicable repotiingp~riod whether~)middot consultant oflIDY corporation finn partnership other business enterprise or any --shy -compensated or not Positions include but are not limited to those OfM officer nnn nrnfit nrO~ni7~ti)n nr pdl1r~tinnlt in~t1tlltiln Ifyt-llIip nn~iti(n~ with TP)101nl1lt director trustee general oartner oroprietor representative employee or social fraternaL or political entities and those solely ofan honorary nature

D None

Organi7ation (Name and Address) Type ofOrganization Position Held From (Mo Yr) To (Mo Yr) Examples ~rl As~nQ(~c~ Coll~ctor~NY~ NY bull _ bull _____ bull shy ____ bull _ _li0pofit Iducai ______ bull _ _ fresiltent __ bull ___ _ bull _ bull r- _692 __ Present Doe Jones amp Smith Hometown State Law firm Partner 785 -ioO ---shy1

Group of Thirty Non-profit Member 709 100310 2

3

4

5

6

~art 1ICompensationlnExcessOt$5OOOPai~by One Source Do not complete this part R-eport sources of more than $5000 ~oinpensation receivedby you or your corporation firm partnership or other business enterprise or any othetnonprofit jf you are an Incumbent business affiliation for services provided directly by you during anyone year of organization when you directly provided the services generating a fee or payment Termination Filer or the reporting period This inCludes the names of clients arid customers of any ofmorethan $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None D

Source (Namemiddot and Address) BriefDescriotion of Duties ~~ Jones amp Smith Hometown State E~~~i~_ _____ __~ ____ _______________ _ _______

Examples Metro U~iversity-(~Iientmiddotof DOeYoes amp -Smith)~ Moneyto- State - shy - shy - shy Legal services in connection with university construction 1

2

3

4

5

6

Prior Editions Cannot Be Used

Page 12: 0 0' - The Wall Street Journalonline.wsj.com/public/resources/documents/Yellen-finrpt2010.pdfJun 30, 2006 · Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT . OMB

SF 278 (Rev 0320(0)

5 CFR Part 2634 US Office of Government Ethics IReportmg Indlvlduars Name

Yellen Janet L

Part I Liabilities Report liabilities over $1 0000 owed to any one at

any time durine thereoortine oeriod bv vou voursoouse or dependent children Check the highest amount owed durine the reoortine oeriod Exclude a morteaee on vour

Creditors (Name and Address)

- shy

SCHEDULECmiddot ~ ~

personal residence UitIess it is rented out loans secured by automobiles household furniture or appliances and liabilities owed to certain relatives listed in instructions See instructions for revolving charge accounts

Type ofLiability

Date Incurred

-

NoneD

Interest Rate

Term if applishycable

Page Number

11

Category of Amount or Value (x)

08800middotmiddotmiddotmiddot degl~ 810 818 81~ 8 g~~gg~~~~gMMEftWW6)WW~W

0 ~ 0 00 o g80

sect ~g ~q0

~O 8 888 q gg g 8 qqqtei_lO U) CItI) ffl W

~ 0 gg sectsect ~~

sect 8

~q

0gt0

Examples IFirsj Disrict ~ankJlaslirJo_n D~_______ _ IJOhn Jones 123 J SI Lgtvashington DC

~2poundage on_r~aJ Egeelpela~ __________ _I- ~991 - tshy _8_ Promissory note 1999 10

_~y- ~__ + __I x on demand

--1-shy --1---4----shy

1 INONE

2

3

4

5

This category applies only if the liability is solely that of the flIers spouse or dependent children If the liability is that oftbe filer or a ioint liability of the filer with tbe spouse or dependent children mark the other hieher categories as aporooriate

Part II Agreements or Arrangements

x

Report your agreements or arrangements foreontinuing participation in an employee benefit plan (eg 401k deferred compensation (2) continuation payment by a former employer (including severance payments) (3) leaves

of absence and (4) future employment See instructions regarding the reporting of negotiations for any of these arrangements or benefits

Status and Terms ofany Agreement or Arrangement Example I Pursuant to partnership agreement will receive lump sum payment of capital account amp partnership share

calculated on service nerfonned throueh liDO

1 II have a vested interest in the Federal Reserve Systems Bank Retirement Plan resulting from my service at the Federal Reserve Bank of San Francisco and will receive an annuity reflectina my service at FRBSF after I retire from the Board of Governors

2 II have a vested interest in the Federal Reserve Thrift Plan resulting from my service at the Federal Reserve Bank of San Francisco 1 continue to participate in this plan as an employee of the Federal Reserve Board

3 II am eligible to receive retiree medical benefits from the Federal Reserve Bank of San Francisco and reimbursement for premiums

4 IProfessor Emeritus University of California I am currently receiving retirement benefits under the Universitys defined benefit ~pension plan Continue participation in UC retiree health plan

5 II have a vested interest in the University of Californias Pre-tax Defined Contribution Plan (see Sch A) No further contributions by University

6 II have a vested interest in the University of Californias Tax Deferred 403b Plan (see Sch A) No further contributions by University

None D Parties Date

Doe Jones amp Smith Hometown State 785

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 061409

Federal Reserve Bank of San Francisco 1deg614091

University of California at Berkeley 063006

University of California at Berkeley 063006

University of California at Berkeley 063006

Prior Editions Cannot Be Used

SF 278 (Rev 032000) 5 CFR rart 2634 US Office of Govemment Ethics

Keportmg InOvoualS Name J bull

Yellen Janet L 1middot~~~Y~~~~i~J~~~ 2tgt~i~~~J~F SCHEl)lJI~i(i bullbull Kmiddot bull lt i bullbullbullbullbull bull

Part I Liabilities

Reportliabilities over$IOOOO owed toany one ~reditor at personal residence unless it is rented out loans secured NoneD any time during the renorting oeriod bv YOU your snouse by automobiles household furniture or appliances and or dependent children Check the highest amount owed liabilities owed to certain relatives listed in instructions during the renorting oeriod Exclude a mortgage on your See instructions for revolving charge accounts Date Interest Term if

Incurred Rate applishy gsectcable a~ ttl

Creditors (Name and Address) Type of Liability - ~ Exam les ~sl Disict ~ank_WasilLto_n DQ ___ M9Sag~n_raJ EPeeiDela~~___________ 1991 8 25 yrs---shy -]999 - t- -10 n deiland

- p John Jones 123 J St Washington DC Promissory note

1

2

3

4

5

bull This category applies only if the liability is solelY that of the tilers spouse or dependent children If the liability is that of the tiler or a ioint liability of the filer with the spouse or dependent children mark the other higher categories as appropriate

Part II Agreements or Arrangements

Page Number

(g yen~~i 12

middoti

Category Of Arrlount or Value (x)

sect 8 gsect sect 0 ~ 0

sect ~ 0 08 ~ 0 88 8 ~ ~ 0 8 g 8 ~ 0 sectsect 08 sectsect 8o 0 8 0 0 o~ o~ 08 o~ 0 g 8 8 8 ~ 0 8 o ~III 0 010 0 bull III trici ~ III 10 ~ ~ III ~ - rri

III 0 o~ -- shy x - shy --shy - shy - shy I- shy ~-- -- shy

x

Report your agreements or arrangements for continuing participation in an of absence and (4) future employment See instructions regarding the reporting employee benefit plan (eg40Ik deferred compensation (2) continuation of negotiations for any of these arrangements or benefits payment by a fonner employer (including severance pavments) (3) leaves

None D Status and Terms of any Agreement or Arrangement Parties Date

Example I Pursuant to partnership agreement will receive lump sum payment of capita account amp partnership share Doe Jones amp Smith Hometown State 785 calculated on service nerformed throu2n 1100

r- Thave a vested interest in TIAA-CREF due to contributions from Harvard University where I served as Assistant Professor Harvard University -------shy

12rl6 from 1971-1976

---- shy

2

------shy f~~ ~~-~~

3

-------shy

4

5

6

Prior Editions Cannot Be Used

SF 27amp (Rev 0312000) 5 CFR Part 2634 US Office of Government Ethics

ReportingTrr~~~~~---~T=~T~ rage NUmber

Yellen 13

pariitFP(isit~8rtsHeld()lii~id~~il~~ri~~~~blmeno5~~S~~J 0 bull Refjorf~y~positi~nsheld during theapPYi~b11ltreporti~g period whether cOnsultaritofariyltc6~onition~firm par111ershlpor ~iherbtIsiness enterprise or any comoensatedor not Positions include but are not limited to those of an officer nlln_nmfit Mmi7llltinr pAtillnllt in~titlltilln FYrln nllitilln~ with rpliailll

~

director trustee gemral oartner oroorietorreoresentative emolovee or sociaL fraternaL or political entities and those solelvof an honorary nature None CJ

Organization (Name and Address) Type of Organization Position Held I From (Mo Yr) I-I- _692_ To (Mo Yr)

Examples INafl As~n2f_R~clltColl~ctorsj NY NY _______________ _ [Doe Jones amp SmIth Hometown State

_ ~opofit~ucai~ ________ Law firm 1

J_ resi~ent __________ Partner

~ __ 785 1

J _Er~lt__ _ 100

2 I

3 I

IAkerlof and Yellen Family Trust Trust ITrustee

IResearch Associate 1Member of the Executive Committee

IHonorary Director

IBoard of Directors

Professor Emeritus

051992

091999

012007

012008

0112002

092006

Present

101032010

100312010

101032010

101032010

10032010

INational Bureau of Economic Research Nonprofit organization supporting research in economics

Bay Area Council Non-Qrofit

Non-profit

Non-profit orqanization of economists

IUniversitv

4

Childrens Hospital of Oakland 5

Economists for Peace and Security 6

University of California at Berkeley

Part IICpmpensationbl Excess Of$5~OOO Paid byOfieSource 00 not complete this part if you are an Incumbent Termination Filer or

Report sources of more than $5000 co mpensation received by you or your business affiliation for services provided directly by you during anyone year of the reporting period This includes the names of clients and customers of any

corporation firm partnershipor other business enterprise or any other non-profit organization when you directly provided the services generating a fee or payment of more thai $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None CJ

Source (Name and Address) Brief Description of Duties IQoe Jones amp Smith Hometown State

Examples IMctro Unive~itv (~lient-of Thie Joes amp-Smith) Monevtown -State shy - - - - -

~~als~ic~__________________________________________ _

Lellal services in connection with university construction

2

3

4

5

6

Prior Editions Cannot Be Used

SF 278 (Rev 0312000) 5 CFR Part 2634 US Office of Govermnent Ethics

Reporting Individuals Name

Yellen Janet l lt~

~~~~~~iLlt~ ltbullbull bullbull y bullbullolt bullbullbull bull bullbull gt cbullbullbullbull bullbull j

ce bullbullbull

middot~$CHEJ)ULEJt~ middotmiddotmiddotmiddotlgt bullbull d bull ~ ~

Ilage llUmOer

middotmiddotmiddot[~tmiddotmiddotX ~ 14

lt gti

Partl PdsitioIis~Iield()titsideUS2middotGoerDffienfbull bull hi ~~-~bull J

Report any positions hJid dur1ngthe~pplicable repotiingp~riod whether~)middot consultant oflIDY corporation finn partnership other business enterprise or any --shy -compensated or not Positions include but are not limited to those OfM officer nnn nrnfit nrO~ni7~ti)n nr pdl1r~tinnlt in~t1tlltiln Ifyt-llIip nn~iti(n~ with TP)101nl1lt director trustee general oartner oroprietor representative employee or social fraternaL or political entities and those solely ofan honorary nature

D None

Organi7ation (Name and Address) Type ofOrganization Position Held From (Mo Yr) To (Mo Yr) Examples ~rl As~nQ(~c~ Coll~ctor~NY~ NY bull _ bull _____ bull shy ____ bull _ _li0pofit Iducai ______ bull _ _ fresiltent __ bull ___ _ bull _ bull r- _692 __ Present Doe Jones amp Smith Hometown State Law firm Partner 785 -ioO ---shy1

Group of Thirty Non-profit Member 709 100310 2

3

4

5

6

~art 1ICompensationlnExcessOt$5OOOPai~by One Source Do not complete this part R-eport sources of more than $5000 ~oinpensation receivedby you or your corporation firm partnership or other business enterprise or any othetnonprofit jf you are an Incumbent business affiliation for services provided directly by you during anyone year of organization when you directly provided the services generating a fee or payment Termination Filer or the reporting period This inCludes the names of clients arid customers of any ofmorethan $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None D

Source (Namemiddot and Address) BriefDescriotion of Duties ~~ Jones amp Smith Hometown State E~~~i~_ _____ __~ ____ _______________ _ _______

Examples Metro U~iversity-(~Iientmiddotof DOeYoes amp -Smith)~ Moneyto- State - shy - shy - shy Legal services in connection with university construction 1

2

3

4

5

6

Prior Editions Cannot Be Used

Page 13: 0 0' - The Wall Street Journalonline.wsj.com/public/resources/documents/Yellen-finrpt2010.pdfJun 30, 2006 · Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT . OMB

SF 278 (Rev 032000) 5 CFR rart 2634 US Office of Govemment Ethics

Keportmg InOvoualS Name J bull

Yellen Janet L 1middot~~~Y~~~~i~J~~~ 2tgt~i~~~J~F SCHEl)lJI~i(i bullbull Kmiddot bull lt i bullbullbullbullbull bull

Part I Liabilities

Reportliabilities over$IOOOO owed toany one ~reditor at personal residence unless it is rented out loans secured NoneD any time during the renorting oeriod bv YOU your snouse by automobiles household furniture or appliances and or dependent children Check the highest amount owed liabilities owed to certain relatives listed in instructions during the renorting oeriod Exclude a mortgage on your See instructions for revolving charge accounts Date Interest Term if

Incurred Rate applishy gsectcable a~ ttl

Creditors (Name and Address) Type of Liability - ~ Exam les ~sl Disict ~ank_WasilLto_n DQ ___ M9Sag~n_raJ EPeeiDela~~___________ 1991 8 25 yrs---shy -]999 - t- -10 n deiland

- p John Jones 123 J St Washington DC Promissory note

1

2

3

4

5

bull This category applies only if the liability is solelY that of the tilers spouse or dependent children If the liability is that of the tiler or a ioint liability of the filer with the spouse or dependent children mark the other higher categories as appropriate

Part II Agreements or Arrangements

Page Number

(g yen~~i 12

middoti

Category Of Arrlount or Value (x)

sect 8 gsect sect 0 ~ 0

sect ~ 0 08 ~ 0 88 8 ~ ~ 0 8 g 8 ~ 0 sectsect 08 sectsect 8o 0 8 0 0 o~ o~ 08 o~ 0 g 8 8 8 ~ 0 8 o ~III 0 010 0 bull III trici ~ III 10 ~ ~ III ~ - rri

III 0 o~ -- shy x - shy --shy - shy - shy I- shy ~-- -- shy

x

Report your agreements or arrangements for continuing participation in an of absence and (4) future employment See instructions regarding the reporting employee benefit plan (eg40Ik deferred compensation (2) continuation of negotiations for any of these arrangements or benefits payment by a fonner employer (including severance pavments) (3) leaves

None D Status and Terms of any Agreement or Arrangement Parties Date

Example I Pursuant to partnership agreement will receive lump sum payment of capita account amp partnership share Doe Jones amp Smith Hometown State 785 calculated on service nerformed throu2n 1100

r- Thave a vested interest in TIAA-CREF due to contributions from Harvard University where I served as Assistant Professor Harvard University -------shy

12rl6 from 1971-1976

---- shy

2

------shy f~~ ~~-~~

3

-------shy

4

5

6

Prior Editions Cannot Be Used

SF 27amp (Rev 0312000) 5 CFR Part 2634 US Office of Government Ethics

ReportingTrr~~~~~---~T=~T~ rage NUmber

Yellen 13

pariitFP(isit~8rtsHeld()lii~id~~il~~ri~~~~blmeno5~~S~~J 0 bull Refjorf~y~positi~nsheld during theapPYi~b11ltreporti~g period whether cOnsultaritofariyltc6~onition~firm par111ershlpor ~iherbtIsiness enterprise or any comoensatedor not Positions include but are not limited to those of an officer nlln_nmfit Mmi7llltinr pAtillnllt in~titlltilln FYrln nllitilln~ with rpliailll

~

director trustee gemral oartner oroorietorreoresentative emolovee or sociaL fraternaL or political entities and those solelvof an honorary nature None CJ

Organization (Name and Address) Type of Organization Position Held I From (Mo Yr) I-I- _692_ To (Mo Yr)

Examples INafl As~n2f_R~clltColl~ctorsj NY NY _______________ _ [Doe Jones amp SmIth Hometown State

_ ~opofit~ucai~ ________ Law firm 1

J_ resi~ent __________ Partner

~ __ 785 1

J _Er~lt__ _ 100

2 I

3 I

IAkerlof and Yellen Family Trust Trust ITrustee

IResearch Associate 1Member of the Executive Committee

IHonorary Director

IBoard of Directors

Professor Emeritus

051992

091999

012007

012008

0112002

092006

Present

101032010

100312010

101032010

101032010

10032010

INational Bureau of Economic Research Nonprofit organization supporting research in economics

Bay Area Council Non-Qrofit

Non-profit

Non-profit orqanization of economists

IUniversitv

4

Childrens Hospital of Oakland 5

Economists for Peace and Security 6

University of California at Berkeley

Part IICpmpensationbl Excess Of$5~OOO Paid byOfieSource 00 not complete this part if you are an Incumbent Termination Filer or

Report sources of more than $5000 co mpensation received by you or your business affiliation for services provided directly by you during anyone year of the reporting period This includes the names of clients and customers of any

corporation firm partnershipor other business enterprise or any other non-profit organization when you directly provided the services generating a fee or payment of more thai $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None CJ

Source (Name and Address) Brief Description of Duties IQoe Jones amp Smith Hometown State

Examples IMctro Unive~itv (~lient-of Thie Joes amp-Smith) Monevtown -State shy - - - - -

~~als~ic~__________________________________________ _

Lellal services in connection with university construction

2

3

4

5

6

Prior Editions Cannot Be Used

SF 278 (Rev 0312000) 5 CFR Part 2634 US Office of Govermnent Ethics

Reporting Individuals Name

Yellen Janet l lt~

~~~~~~iLlt~ ltbullbull bullbull y bullbullolt bullbullbull bull bullbull gt cbullbullbullbull bullbull j

ce bullbullbull

middot~$CHEJ)ULEJt~ middotmiddotmiddotmiddotlgt bullbull d bull ~ ~

Ilage llUmOer

middotmiddotmiddot[~tmiddotmiddotX ~ 14

lt gti

Partl PdsitioIis~Iield()titsideUS2middotGoerDffienfbull bull hi ~~-~bull J

Report any positions hJid dur1ngthe~pplicable repotiingp~riod whether~)middot consultant oflIDY corporation finn partnership other business enterprise or any --shy -compensated or not Positions include but are not limited to those OfM officer nnn nrnfit nrO~ni7~ti)n nr pdl1r~tinnlt in~t1tlltiln Ifyt-llIip nn~iti(n~ with TP)101nl1lt director trustee general oartner oroprietor representative employee or social fraternaL or political entities and those solely ofan honorary nature

D None

Organi7ation (Name and Address) Type ofOrganization Position Held From (Mo Yr) To (Mo Yr) Examples ~rl As~nQ(~c~ Coll~ctor~NY~ NY bull _ bull _____ bull shy ____ bull _ _li0pofit Iducai ______ bull _ _ fresiltent __ bull ___ _ bull _ bull r- _692 __ Present Doe Jones amp Smith Hometown State Law firm Partner 785 -ioO ---shy1

Group of Thirty Non-profit Member 709 100310 2

3

4

5

6

~art 1ICompensationlnExcessOt$5OOOPai~by One Source Do not complete this part R-eport sources of more than $5000 ~oinpensation receivedby you or your corporation firm partnership or other business enterprise or any othetnonprofit jf you are an Incumbent business affiliation for services provided directly by you during anyone year of organization when you directly provided the services generating a fee or payment Termination Filer or the reporting period This inCludes the names of clients arid customers of any ofmorethan $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None D

Source (Namemiddot and Address) BriefDescriotion of Duties ~~ Jones amp Smith Hometown State E~~~i~_ _____ __~ ____ _______________ _ _______

Examples Metro U~iversity-(~Iientmiddotof DOeYoes amp -Smith)~ Moneyto- State - shy - shy - shy Legal services in connection with university construction 1

2

3

4

5

6

Prior Editions Cannot Be Used

Page 14: 0 0' - The Wall Street Journalonline.wsj.com/public/resources/documents/Yellen-finrpt2010.pdfJun 30, 2006 · Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT . OMB

SF 27amp (Rev 0312000) 5 CFR Part 2634 US Office of Government Ethics

ReportingTrr~~~~~---~T=~T~ rage NUmber

Yellen 13

pariitFP(isit~8rtsHeld()lii~id~~il~~ri~~~~blmeno5~~S~~J 0 bull Refjorf~y~positi~nsheld during theapPYi~b11ltreporti~g period whether cOnsultaritofariyltc6~onition~firm par111ershlpor ~iherbtIsiness enterprise or any comoensatedor not Positions include but are not limited to those of an officer nlln_nmfit Mmi7llltinr pAtillnllt in~titlltilln FYrln nllitilln~ with rpliailll

~

director trustee gemral oartner oroorietorreoresentative emolovee or sociaL fraternaL or political entities and those solelvof an honorary nature None CJ

Organization (Name and Address) Type of Organization Position Held I From (Mo Yr) I-I- _692_ To (Mo Yr)

Examples INafl As~n2f_R~clltColl~ctorsj NY NY _______________ _ [Doe Jones amp SmIth Hometown State

_ ~opofit~ucai~ ________ Law firm 1

J_ resi~ent __________ Partner

~ __ 785 1

J _Er~lt__ _ 100

2 I

3 I

IAkerlof and Yellen Family Trust Trust ITrustee

IResearch Associate 1Member of the Executive Committee

IHonorary Director

IBoard of Directors

Professor Emeritus

051992

091999

012007

012008

0112002

092006

Present

101032010

100312010

101032010

101032010

10032010

INational Bureau of Economic Research Nonprofit organization supporting research in economics

Bay Area Council Non-Qrofit

Non-profit

Non-profit orqanization of economists

IUniversitv

4

Childrens Hospital of Oakland 5

Economists for Peace and Security 6

University of California at Berkeley

Part IICpmpensationbl Excess Of$5~OOO Paid byOfieSource 00 not complete this part if you are an Incumbent Termination Filer or

Report sources of more than $5000 co mpensation received by you or your business affiliation for services provided directly by you during anyone year of the reporting period This includes the names of clients and customers of any

corporation firm partnershipor other business enterprise or any other non-profit organization when you directly provided the services generating a fee or payment of more thai $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None CJ

Source (Name and Address) Brief Description of Duties IQoe Jones amp Smith Hometown State

Examples IMctro Unive~itv (~lient-of Thie Joes amp-Smith) Monevtown -State shy - - - - -

~~als~ic~__________________________________________ _

Lellal services in connection with university construction

2

3

4

5

6

Prior Editions Cannot Be Used

SF 278 (Rev 0312000) 5 CFR Part 2634 US Office of Govermnent Ethics

Reporting Individuals Name

Yellen Janet l lt~

~~~~~~iLlt~ ltbullbull bullbull y bullbullolt bullbullbull bull bullbull gt cbullbullbullbull bullbull j

ce bullbullbull

middot~$CHEJ)ULEJt~ middotmiddotmiddotmiddotlgt bullbull d bull ~ ~

Ilage llUmOer

middotmiddotmiddot[~tmiddotmiddotX ~ 14

lt gti

Partl PdsitioIis~Iield()titsideUS2middotGoerDffienfbull bull hi ~~-~bull J

Report any positions hJid dur1ngthe~pplicable repotiingp~riod whether~)middot consultant oflIDY corporation finn partnership other business enterprise or any --shy -compensated or not Positions include but are not limited to those OfM officer nnn nrnfit nrO~ni7~ti)n nr pdl1r~tinnlt in~t1tlltiln Ifyt-llIip nn~iti(n~ with TP)101nl1lt director trustee general oartner oroprietor representative employee or social fraternaL or political entities and those solely ofan honorary nature

D None

Organi7ation (Name and Address) Type ofOrganization Position Held From (Mo Yr) To (Mo Yr) Examples ~rl As~nQ(~c~ Coll~ctor~NY~ NY bull _ bull _____ bull shy ____ bull _ _li0pofit Iducai ______ bull _ _ fresiltent __ bull ___ _ bull _ bull r- _692 __ Present Doe Jones amp Smith Hometown State Law firm Partner 785 -ioO ---shy1

Group of Thirty Non-profit Member 709 100310 2

3

4

5

6

~art 1ICompensationlnExcessOt$5OOOPai~by One Source Do not complete this part R-eport sources of more than $5000 ~oinpensation receivedby you or your corporation firm partnership or other business enterprise or any othetnonprofit jf you are an Incumbent business affiliation for services provided directly by you during anyone year of organization when you directly provided the services generating a fee or payment Termination Filer or the reporting period This inCludes the names of clients arid customers of any ofmorethan $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None D

Source (Namemiddot and Address) BriefDescriotion of Duties ~~ Jones amp Smith Hometown State E~~~i~_ _____ __~ ____ _______________ _ _______

Examples Metro U~iversity-(~Iientmiddotof DOeYoes amp -Smith)~ Moneyto- State - shy - shy - shy Legal services in connection with university construction 1

2

3

4

5

6

Prior Editions Cannot Be Used

Page 15: 0 0' - The Wall Street Journalonline.wsj.com/public/resources/documents/Yellen-finrpt2010.pdfJun 30, 2006 · Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT . OMB

SF 278 (Rev 0312000) 5 CFR Part 2634 US Office of Govermnent Ethics

Reporting Individuals Name

Yellen Janet l lt~

~~~~~~iLlt~ ltbullbull bullbull y bullbullolt bullbullbull bull bullbull gt cbullbullbullbull bullbull j

ce bullbullbull

middot~$CHEJ)ULEJt~ middotmiddotmiddotmiddotlgt bullbull d bull ~ ~

Ilage llUmOer

middotmiddotmiddot[~tmiddotmiddotX ~ 14

lt gti

Partl PdsitioIis~Iield()titsideUS2middotGoerDffienfbull bull hi ~~-~bull J

Report any positions hJid dur1ngthe~pplicable repotiingp~riod whether~)middot consultant oflIDY corporation finn partnership other business enterprise or any --shy -compensated or not Positions include but are not limited to those OfM officer nnn nrnfit nrO~ni7~ti)n nr pdl1r~tinnlt in~t1tlltiln Ifyt-llIip nn~iti(n~ with TP)101nl1lt director trustee general oartner oroprietor representative employee or social fraternaL or political entities and those solely ofan honorary nature

D None

Organi7ation (Name and Address) Type ofOrganization Position Held From (Mo Yr) To (Mo Yr) Examples ~rl As~nQ(~c~ Coll~ctor~NY~ NY bull _ bull _____ bull shy ____ bull _ _li0pofit Iducai ______ bull _ _ fresiltent __ bull ___ _ bull _ bull r- _692 __ Present Doe Jones amp Smith Hometown State Law firm Partner 785 -ioO ---shy1

Group of Thirty Non-profit Member 709 100310 2

3

4

5

6

~art 1ICompensationlnExcessOt$5OOOPai~by One Source Do not complete this part R-eport sources of more than $5000 ~oinpensation receivedby you or your corporation firm partnership or other business enterprise or any othetnonprofit jf you are an Incumbent business affiliation for services provided directly by you during anyone year of organization when you directly provided the services generating a fee or payment Termination Filer or the reporting period This inCludes the names of clients arid customers of any ofmorethan $5000 You need not report the US Government as a source Vice Presidential

or Presidential Candidate None D

Source (Namemiddot and Address) BriefDescriotion of Duties ~~ Jones amp Smith Hometown State E~~~i~_ _____ __~ ____ _______________ _ _______

Examples Metro U~iversity-(~Iientmiddotof DOeYoes amp -Smith)~ Moneyto- State - shy - shy - shy Legal services in connection with university construction 1

2

3

4

5

6

Prior Editions Cannot Be Used