0)+-( 1*0##+&'+/2(content.stockpr.com/esph2/media/4e4fc963bb2e9429e3… ·  ·...

27
!"#$%&' )*+ ,"-#./ ,0)+- 1*0##+&'+/2 34 )* 5&&60# 789: 1"&;+-+&<+ =0-<* 3>?3 1*0-#+/ @%&%<A 1*0%-B0& 0&. 1C8

Upload: doandiep

Post on 11-May-2018

221 views

Category:

Documents


2 download

TRANSCRIPT

!"#$%&'()*+((,"-#.’/(,0)+-(1*0##+&'+/2(

34)*(5&&60#(789:(1"&;+-+&<+(=0-<*(3>?3(((1*0-#+/(@%&%<A(1*0%-B0&(0&.(1C8((

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

334)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3(

C<"/D*+-+(9+<*&"#"'%+/(V&<2( (!0;+(:0-N"-(

[

;<%);,)=',)

34)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3(

C<"/D*+-+(9+<*&"#"'%+/(V&<2( (5N"6)(

•! A diversified water engineering, technology licensing and environmental services company!

•! We design, develop, manufacture and license wastewater treatment technologies for a variety of industrial markets!

6,"1,'.)2&)=1>"&?,1)@A21"$%&)B'%?,..,.)C=@BD)

4

•! 20 Years Experience:!

•! Developing mobile, advanced oxidation processes and technologies!

•! Deploying technical equipment around the world to serve:!

•! Heavy Marine Industry: Arsenics and toxic waste streams!

•! Disaster Response: Natural disasters and terrorist attacks!

•! Renewable Energy: Off-grid micro-utilities !

•! Oil & Gas Industry: Hydraulic fracturing of oil and natural gas wells!

•! Experts on the cavitating properties of water!

34)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3(

C<"/D*+-+(9+<*&"#"'%+/(V&<2( (5N"6)(

C<"/D*+-+(9+<*&"#"'%+/(V&<2( (V^(^"-_"#%"(

EFG)!H,"&)I,?<)B"+,&+.)•! Ecosphere Technologies, Inc. has an extensive portfolio of patents and registered trademarks

that have been filed and approved in various locations around the world!!•! The majority of our green technologies focus on the cavitating properties of water and

eliminating the wide-spread use of toxic chemicals through technologies like our patented, Ecosphere Ozonix® technology!!•! Ecosphere’s patents can be licensed for use in large-scale and sustainable applications across

industries, nations and ecosystems. Approved U.S. patents include but are not limited to:!

United States Patent No. 7,699,994

United States Patent No. 7,699,988

United States Patent No.!7,785,470

United States Patent No.!7,100,844

United States Patent No.!6,745,108

United States Patent No.!6,564,815

United States Patent No.!6,595,152

United States Patent No.!6,604,696

United States Patent No.!6,425,340

United States Patent No. 6,287,389

United States Patent No. 5,849,099

United States Patent No.!5,628,271

`(34)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3(

J"?+,'2"K)J2%LH-.)"&1)!%''%.2%&)

Source: Clara Chan / UC Berkeley

•! Biofilms:!•! Biofilms are complex, three-dimensional communities of living microorganisms!•! Biofilms flourish in water, attach to surfaces and are highly resistant to chemical biocides!

•! Microbiologically Induced Corrosion (MIC):!•! Biofilms are responsible for the severe corrosion issues found in wastewater systems!•! Microbial biofilms form the nucleation sites for scale, corrosion & pipe fouling!

a34)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3(

C<"/D*+-+(9+<*&"#"'%+/(V&<2( (1*0##+&'+(

Microbial Control!

Scale!Prevention!

Corrosion!Control!

Friction!Reduction!

•! SRB (Sulfate Reducing Bacteria) Elimination!

•! APB (Acid Producing Bacteria) Elimination!

•! Iron Sulfide Elimination!

•! Microbial Biofilm Destruction!

•! Organic Scale & Corrosion Control!

•! Iron Oxidation & Scale Crystallization Elimination!

•! TDS Reduction!

•! Water Softening!

b

!<,-2?"H53',,);"+,')I',"+-,&+)

34)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3(

C<"/D*+-+(9+<*&"#"'%+/(V&<2( (!"#6E"&(

W(

U.S. Patents: 7,699,994 / 7,699,988 / 7,785,470 / 7,943,087!

34)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3(

(((((((((((((((((((((((( (9+<*&"#"'O(

c

•! First, mobile, high-volume AOP to be approved by the Oklahoma Corporation Commission

for Newfield Exploration to treat flowback water to ground discharge levels!

•! First Ozonix® chemical-free frac completed at SWN Energy on November 9, 2010 to

eliminate chemical biocides at the flow rate of the frac – 5,000 Gallons/Minute!

!34)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3(

(((((((((((((((((((((((( (M%-/)(C&+-'O(5DD#%<0E"&(

M(1'"#H2?)3'"?+#'2&0)

?>(

(((((((((((((((((((((((( (^-".6<)/(

@N%&2A)O3PF) @N%&2A)O3QF) @N%&2A)O3RF) @N%&2A)O3SF)

34)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3(

??(34)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3(

(((((((((((((((((((((((( (7+/6#)/(

@&)@>,')TUV)@2H)"&1)W".);,HH.)

OO*)I',"+.)P)J8668@X)W"HH%&.)%9);"+,')

!"6-<+(";()*+(%&d6+&)(F0)+-(e)+/)+.(NO(0&(%&.+D+&.+&)(#0N"-0)"-Of(F0/(0([>Y(NN#(/)"-0'+(D%)(";(?>>g(d"FN0<A(F0)+-(;-"B()*+(M0O+h+$%##+(!*0#+(

8X36YOXI) @Z@X8[)O336YOXI)

TV)J2HH2%&)*/J)\)-H) ]V)*/J)\)-H)

?3(34)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3(

(((((((((((((((((((((((( (10/+(!)6.O(

BYJ68!)/O!@WX8I8@X)

MAGAZINE

“Techno-Economic Assessment of Water Management Solutions”

“One of the Dominant Providers of Water Treatment for the Shale-Gas Industry”

Selected as one of 2011’s TOP 50 Water Companies“Building Momentum for Advanced Water Technology Solutions”

Ozonix® mentioned as the “gem” of Drew Bledsoe’ investment portfolio

“Water Chemicals and Competitors: The Long, Long March of the “Chemical-Free” Revolution”

Case Study presented to over 400 industry experts at the Shale Gas Water Management Marcellus Initiative in Pennsylvania

?[(34)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3(

(((((((((((((((((((((((( (V&.6/)-O(5<<+D)0&<+(

^2&2-#-)_TTG)^2HH2%&)!%&+'"?+)•! Ozonix® Technology Licensing Agreement with Hydrozonix, LLC!!•! Field-Of-Use: United States Onshore Oil and Gas Exploration and Production!!•! Minimum 16 Unit Order over Initial 24 Months to Maintain Exclusivity!

(((((((((((((((((((((((( (9+<*&"#"'O(i%<+&/%&'(5'-++B+&)(

Step 1

Step 2

Step 3

Step 4

Step 5

Step 6

8D+&(V&&"$0E"&2((5(^-"$+&(R6/%&+//(=".+#(

Identify an Environmental Challenge!

Invent New Technologies & File Patents!

Partner with Industry Leaders!

Commercialize the Technology!

Sell or License the Technology!

Increase Shareholder Value!

+ Hydraulic Fracturing

!"!!!!

!#$%%%$%%%!!

!&$%%%$%%%!!

!'$%%%$%%%!!

!($%%%$%%%!!

!)$%%%$%%%!!

!*$%%%$%%%!!

!+$%%%$%%%!!

!,$%%%$%%%!!

!-$%%%$%%%!!

.#! .&! .'! .(! .#! .&! .'! .(! .#! .&! .'! .(! .#! .&! .'!

&%%,! &%%-! &%#%! &%##!

!"!!!!

!#$%$$$%$$$!!

!&$%$$$%$$$!!

!'$%$$$%$$$!!

!($%$$$%$$$!!

!)$$%$$$%$$$!!

!)#$%$$$%$$$!!

!)&$%$$$%$$$!!

!)'$%$$$%$$$!!

!)($%$$$%$$$!!

!#$$%$$$%$$$!!

*)! *#! *+! *&! *)! *#! *+! *&! *)! *#! *+! *&! *)! *#! *+! *&!

#$$(! #$$,! #$)$! #$))! -./!

?`(34)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3(

?a(34)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3(

C<"/D*+-+(9+<*&"#"'%+/(V&<2( (M%&0&<%0#(8$+-$%+F(

/,>,&#,)"&1)W'%..)B'%L+)

_QS)-2HH2%&)

_QP)-2HH2%&)

_])-2HH2%&)

_Q)-2HH2%&)

?b(34)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3(

C<"/D*+-+(9+<*&"#"'%+/(V&<2( (M%&0&<%0#(8$+-$%+F(

!".<)9'%-)@`,'"$%&.)

?W(34)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3(

C<"/D*+-+(9+<*&"#"'%+/(V&<2( (M%&0&<%0#(8$+-$%+F(

!".<)3H%4)+%)a,b+)

?c(34)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3(

C<"/D*+-+(9+<*&"#"'%+/(V&<2( (M%&0&<%0#(8$+-$%+F(

;%'72&0)!"`2+"H)

3>(34)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3(

C<"/D*+-+(9+<*&"#"'%+/(V&<2( (M%&0&<%0#(8$+-$%+F(

QFPQ)3%',?".+)

3?(34)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3(

CKD+-%+&<+.(=0&0'+B+&)(9+0B(

Charles Vinick!Chairman & Chief Executive Officer!

•! 30+ years executive experience !•! Environmental solutions and renewable energy development consultant !!

Dennis McGuire!Founder & Chief Technology Officer!

•! Inventor of all Ecosphere Intellectual Property: 30+ U.S. & International Patents!•! 20 years experience, research & development on the cavitating properties of water!

Adrian Goldfarb!Chief Financial Officer!

•! Ecosphere CFO since 2008!•! 25 years of technical experience including work with IBM & Fujitsu!

Michael Donn!Chief Operating Officer!

•! Ecosphere COO since 2000!•! Former President, Miami-Dade County Fire Fighter’s Association!

Robert Cathey!Chief Executive Officer, Ecosphere Energy Services, LLC!

•! EES CEO since 2011 and COO since 2008!•! West Point Graduate; U.S. Army Veteran, Operation Iraqi Freedom; 2 Bronze Stars!

9*+(M6)6-+(";(8j8kVlL(

ENERGY

33(34)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3(

9*+(M6)6-+(";(8j8kVlL(

ENERGY

34)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3( 3[(

9*+(M6)6-+(";(8j8kVlL(

34)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3(

INDUSTRIAL

ENERGY

AGRICULTURAL

MUNICIPAL

MINING & MINERALS

MARINE

) ) ) ) ) ) ) )

0((.-<9.#+

A.C'$9#"D)E<(F$):)E''7,#9$

) )

) ) )

) )

) ) )

) ) )

) )

)

)

+ +

+ + + +

+ + +

+ +

+ +

) )

)

) )

) ) ) ) )

)

+

+ +

)

)

)

)

)

+ +

>$%(5#&8

@4$2/4

>$%(5#&8

@4$2/4

589(.'+9)>8+#OO

34(

3`(34)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3(

C<"/D*+-+(9+<*&"#"'%+/(V&<2( (V&$+/)B+&)(:%'*#%'*)/(

•! Strong patent portfolio of disruptive technologies across multiple applications!

•! Extensive market opportunities for Ozonix to support future growth!

•! Strong financial performance growing revenue, gross margins, & cash from operations!

•! Recurring revenues with technology licensing & service business model!

•! Experienced management team!

•! Proven results !

1"-D"-0)+(V&;"-B0E"&(

W,&,'"H)8&9%'-"$%&)!Ecosphere Technologies, Inc. is a diversified water engineering, technology licensing & environmental services company that designs, develops, & manufactures wastewater treatment solutions for industrial markets.!!Ecosphere is dedicated to solving critical water recovery, treatment and recycling challenges for major industries around the world, while improving the quality of life and the environment!

!^"'7,+)a"+")".)%9)^"'?<)SK)QFPQ)!OTCQB: ESPH!Shares of Common Stock Outstanding – 148,011,792!Management and Board Ownership – 39,310,850!52-Week Price Range - $0.61 (03/08/2011) - $0.73 (03/08/12)!!8&>,.+%')!%&+"?+.)!Adrian Goldfarb!Chief Financial Officer !Ecosphere Technologies, Inc.!Phone: 772.287.4846 Email: [email protected]!

!Paul Meeks!Senior Vice President – ICR, Inc.!Phone: 203.247.4044 Email: [email protected]!(

3a(34)*(5&&60#(7")*(1"&;+-+&<+(](=0-<*(3>?3(

[`?`(!2C2(i%"&+#(9+--0<+(!)60-)I(Mi([`ccb(^m((bb323Wb24W4a(Mm((bb32bW?24bbW(FFF2C<"/D*+-+9+<*2<"B((!)"<A(!OBN"#m(C!^:( (V!8(c>>?(1+-EH+.(