1 sleeping crystals and dld ( drive level dependency ) arthur lee technical director copyright, 2000...
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Sleeping Crystals and
DLD ( Drive Level Dependency )
Arthur Lee Technical Director
Copyright, 2000 ©
Hong Kong X’tals Limited.http://www.HongKongCrystal.com
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What is Sleeping Crystals ???
Sleeping crystal is a well known phenomenon in the Crystal industry :
The Crystal will NOT start, but after the crystal is started by some mechanical or electrical excitation, it works fine for some time, then, after some unknown time ( usually with power removed), it sleeps again --- not functioning.
The time that it begins to sleep again is unpredictable, could be minutes or months.
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Sleeping Crystals make ambiguous failures !
This phenomenon is one of the reasons why when a crystal user finds a faulty crystal, returns it to the crystal maker, but the failure analysis reports says the crystal is good.
Most likely the sleeping crystal was “woken up” by either the mechanical shock / vibration during transportation, or being tested at a relatively high drive level during failure analysis. ( note : there are many other reasons for these send-faulty, return-good situations, sleeping crystal is one of them ).
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I have been using crystals for years. Why I haven’t ever seen a Sleeping crystal.
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Slow Starting Crystals = Sleeping Crystals !??
Decades ago, electronic circuits worked at higher voltages and lower frequencies. Hence, crystals operated at higher drive levels ( say, 1000 W or above ). The high drive levels of these circuits woke up the crystal every time it was switched on, hence, in the olden days, this sleeping phenomenon was not a big problem. However, the high drive level of these circuit still require some time ( from mSec to Seconds ) to wake up the sleeping crystal.
That is why some engineers call these crystals “Slow Starting”.
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Nowadays application are more demanding !
The lower voltage of application circuits usually result in lower drive levels,
The higher operating frequencies, hence more phase lag in circuits usually result in lower drive level ( due to lower load capacitance CL ),
Applications now demand faster start up time, say for example : VGA display cards, USB devices with hot plug feature, PC card with hot plug feature, etc.,
Battery operated devices with power saving mode demand very fast start up time, say for example : PDA, mobil phones, cordless phones, and pagers that switch on and off in milli-seconds cycles so as to save battery power.
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Why do Crystals sleep ?
The root cause of sleeping crystals is contamination in the various production stages.
Contamination of quartz crystals is not only limited to dirt particles, but traces of moisture, gases, oils, etc are also considered as contamination. Hence, the cost of controlling contamination in all the production stages is high, and it is some times very difficult to locate the source of contamination.
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The Structure of a Quartz Crystal
Cover
Base
Silver Electrodeon both sides
Silver EpoxyQuartz Wafer( Blank )
Sealed with Clean, Dry, inert gas
Any contamination will affect performance of the crystal, including :
Contamination on the quartz surface and, inside the structure.
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Hot topic in the industry
Today, sleeping crystals are still a hot topic in the industry and a lot of research work is still being done by a lot of crystal makers.
However, not all crystal makers know how to avoid producing sleeping crystals. That is why some of them do not like to talk about this topic.
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Is there a cure for Sleeping Crystals ?
Unfortunately there is no cure, a sleeping crystal will sleep again, even after excited / woken up.
The sleeping state is the crystal’s natural stable state, it will return to this stable state after external excitation is removed for some duration. There is no way that a Sleeping crystal can be cured and become a non-sleeping crystal again.
There is no way to remove contamination after the manufacturing process.
There is NO cure !
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High Driving -- by Crystal Makers ??
Some crystal makers “high drive” their crystals in their production ( driving the crystal with a very high drive level ) so as to wake up all the crystals before outgoing test hence, achieving a higher output yield. This means delivering sleeping crystal to users, but these crystals will sleep again eventually.
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High Driving– wrong specification !?
For the same reason, you should specify the operating drive level of your circuit correctly, so that good crystal makers will not test ( drive ) the crystal inappropriately. Say for example, if your circuit operates the crystal at 50 W, but you specify 1mW ( by copying from old specification sheets ), then you are instructing your crystal makers to wake up ( high drive ) all the sleeping crystals during their production, and final outgoing test.
Please note that 1mW is considered as a very high drive level nowadays, due to the much lower drive levels in application circuits and much smaller crystal sizes than older packages. If you have difficulty specifying the drive level of your circuit, send your PCBA to your crystal maker for measurement.
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How to detect Sleeping Crystals ?
The major difficulty in detecting a sleeping crystal is : once it is woken up, it behaves like a good crystal, and the time required to wait until it sleeps again is unpredictable ( could be seconds, minutes, days, or weeks ).
We have to detect sleeping crystals indirectly, making use of DLD ( Drive Level Dependency ) of the crystal.
Drive level dependency of a crystal is caused by the same root cause as Sleeping Crystal, contamination, but less serious.
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The DLD characteristics of an ideal crystal
Over a wide drive level range ( decades of drive level ) the ESR and frequency of the crystal changes very little until the drive level reaches its structural limit. However, a Sleeping crystal may show the same characteristic after a large external excitation.
0
0.5
1
1.5
2
2.5
Drive Level
No
rmal
ized
E
SR
When Drive Level is below the structural limit, ESR changes very little, or no change.
When Drive Level is higher than the structural limit, ESR increases dramatically, this is normal.
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The DLD characteristics of some non-ideal crystals :
Below the structural maximum drive level, the ESR and frequency of a non-ideal crystal changes a lot ( ESR changes by several times, Frequency changes by several tens of ppm ) due to contamination in various production processes.
0
2
4
6
8
Drive Level
No
rmal
ized
E
SR
When Drive Level is higher than the structural limit, ESR increases dramatically, this is normal.
The four crystals shown here are bad DLD crystals due to large ESR change
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Non-repeatability dilemma
To measure this DLD characteristic, the maximum measurement drive level specified in the range must be high enough to excite ( wake up ) the crystal. Hence, after measuring the first time, the DLD characteristic of the same crystal changes ( usually appears better ). And, if the maximum measurement drive level is high enough, the crystal will be totally woken up, and may perform like an ideal crystal for some time ( like the above ideal DLD curve ). Hence, this measurement is NOT repeatable, and we should only rely on the first measurement result.
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Important note
If the DLD characteristic of a crystal does not change with time, nor does it change with external excitations, then, this crystal is NOT a sleeping crystal ( it may be a poor DLD crystal, but not a sleeping crystal ). Depending on the application circuit’s operating drive level, this poor DLD crystal may or may not be a good crystal :
if the application circuit works fine with the ESR at the operating level ( including consideration of start up speed), this is a good crystal, else,
if the application circuit can not operate with the ESR at the operating drive level ( including consideration of start up speed), then this is a failure.
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Crystal DLDTypical Example
Changes due to Design limit, not because of poor process
Kolinker KH1200 Test data
At 10nW Rs=37At 100uW Rs=31, non-ideal process, depending on applications, could be good or no good
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Time characteristic of DLD
The DLD characteristic of a crystal may change with time, and will also be changed by external excitation.
ESR at low Drive Level,or DLD-dRs,or DLD-dFs
Time
Excited by external larger amplitude stimulation : much waken up
Excited by external small stimulation : slightly waken up
Waken mode :Unstable state
Sleep mode :stable steady state
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Gamma ratio test for DLD
When we attempt to test a crystal chosen at random, can we determine the status of the crystal : sleeping ? waken ? or semi-waken up ? Or, how to device test methods that can better test a crystal’s Sleeping ( non-repeating DLD ) characteristic? The answer to the question is not simple. Some crystal engineers devised a test method focusing on the ESR ratio instead of the absolute change in ESR, hoping to solve the problem by comparing the ratio of ESR ( and frequency ) between several measurements taken at different drive levels.
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Gamma ratio test for DLD
The test method compares the ratio of ESR, and frequency change between the 1st : 2nd, and 1st : 3rd measurements. Where :12 = ESR of 1st measurement / ESR of 2nd measurement <= specified limit13 = ESR of 1st measurement / ESR of 3rd measurement <= specified limit( Fr of 1st measurement – Fr of 2nd measurement ) <= specified limit( Fr of 1st measurement – Fr of 3rd measurement ) <= specified limit
Drive Level
ESR
1st measurement
2nd measurement
3rd measurement
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Multiple measurement points
Some engineers further modify this method with multiple measurement points so as to detect ESR / Frequency changes in between the minimum and maximum drive levels.
For details, please refer to the IEC standards 444-6. These methods are still under evaluation in the crystal industry, and there is still, as yet, no final conclusion, especially when the discussion has to cover a wide range of applications : military, professional, industry and commercial.
The Kolinker KH1200 network analyzer provides a convenient user interface for crystal engineers to further investigate these methods.
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Definition of Sleeping --- Relationship of Sleeping and DLD
The ESR and frequency of a commercial grade crystal change inevitably with drive level. Some may change by as little as 1 Ohm, while some may change by a few hundreds or even a few K Ohms, or the ESR becomes so high that even professional crystal measurement systems are not able to measure the ESR, and indicate an “unstable crystal”.
But will a poor DLD crystal sleep ? Or, how poor is the DLD of a sleeping crystal ? Or, how ….
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Relationship of Sleeping and DLD
Contamination
( Non-ideal process ) Non-
repeatable
DLD
( Difficult to measure )
Fail at operating Drive level
Sleeping
Fail below operating Drive Level
Slow Starting & Sleeping
Structural Limit
( Design Limitation )
Pass both of the above
Good Crystal, but safety margin should be set in DLD specification, to avoid potential Sleeping crystal
Repeatable
DLD
Fail at operating Drive level
Simple Failure, easy to detect
Other Reasons
( unknown )
Fail below operating Drive Level
Slow Starting, easy to detect
Pass both of the above
Good crystal
Poor D
LD characteristic
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Rough Definition
Roughly speaking, Sleeping Crystals are crystals with Non-repeatable DLD characteristic and fail to operate in the application circuit at either:
the operating drive level of the application circuit, orthe drive level roughly 5 to 10 times below the operating.Practically, this definition is correct, but quite dependent on the
characteristic of the application circuit that it is not easily understandable by most crystal users.
Unfortunately, there is no clear formal definition for a Sleeping crystal in the crystal industry.
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Crystal Measurement Precautions
DLD measurement
Measurement results verification
Failure analysis
“Fs stable, FL unstable” crystals
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DLD Measurement Precautions
To further eliminate the possible measurement error due to equipment ( FL and RL measurement error ) :
Do not measure DLD-dFL, or DLD-dRL … etcFor crystal below 100MHz, measure DLD-dFr, and DLD-dRr, and
For crystal at 100MHz or above, measure DLD-dFs, and DLD-dRs
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Measurement Result verification
Measurement results verification ( including all other parameters ) :
When verifying measurement results by re-measuring the crystal, bear in mind that the crystal may have been woken up after the first measurement. It is a good habit to leave the crystals for a few days before any re-measurement.
Note : The same applies for all oscillators.
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Failure analysis Precaution
When performing failure analysis, bear in mind the parameters of a crystal with “Poor aging characteristics” also change with time, but poor aging crystals could not be woken up by excitation. Of course, some bad crystal may have both failure modes : poor aging and poor DLD. Note : The same applies for all oscillators.
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“Fs stable, FL unstable” crystals
Some crystals when measured for FL will show “Unstable”, but when measured for Fs, or Fr will show stable.
Most likely, these crystals have DLD problems. In such an event, use the DLD graphic scan in KH1200 to find out the DLD characteristic of such crystals.
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