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Page 1: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Univers. of Konstanz

Page 2: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Copyright and science

Demands and objectives

Rainer Kuhlen

Department of Computer and Information Science

www.kuhlen.name

This document will be published under the following Creative-Commons-License: http://creativecommons.org/licenses/by-nc-sa/2.0/de//

European Workshop

Copyright Regulation in Europe – An Enabling or Disabling Factor for

Science Communication

Page 3: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Who owns knowledge?

Who owns information?

Page 4: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Who owns knowledge

„Everyone says that the ownership and control of information is

one of the most important forms of power in contemporary society …

. It is intellectual property, not the regulation of cyber-smut, that

provides the key to the distribution of wealth, power and access in

the information society.

The intellectual property regime could make - or break - the

educational, political, scientific and cultural promise of the Net.”

J. Boyle: A politics of intellectual property: Environmentalism for the net?

(http://www.law.duke.edu/boylesite/intprop.htm )

Page 5: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Who owns knowledge

Brief Thomas Jefferson an Isaac McPherson, Monticello

13.8.1813:

„If nature has made any one thing less susceptible than all others

of exclusive property, it is the action of the thinking power called

an idea, which an individual may exclusively possess as long as he

keeps it to himself; but the moment it is divulged, it forces itself into

the possession of every one, and the receiver cannot dispossess

himself of it. Its peculiar character, too, is that no one possesses the

less, because every other possesses the whole of it.

He who receives an idea from me, receives instruction himself

without lessening mine; as he who lights his taper at mine,

receives light without darkening me.”

Page 6: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Who owns knowledge

Universal Declaration of Human Rights

Article 19

Everyone has the right to freedom of opinion and expression; this

right includes freedom to hold opinions without interference and to

seek, receive and impart information and ideas through any media

and regardless of frontiers.

Page 7: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Who owns knowledge

Charter of Fundamental Rights of the European Union

ARTICLE 11

FREEDOM OF EXPRESSION AND INFORMATION

1.Everyone has the right to freedom of expression. This right shall

include freedom to hold opinions and to receive and impart

information and ideas without interference by public authority and

regardless of frontiers. 2.The freedom and pluralism of the media

shall be respected.

Page 8: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Who owns knowledge – the purpose of copyright

„Copyright protection shall extend to expressions and not to

ideas, procedures, methods of operation or mathematical

concepts as such”

TRIPS - Agreement on Trade-Related Aspects of Intellectual

Property Rights Sect. 1 Art. 9 Abs. 2

Page 9: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Who owns knowledge – the purpose of copyright

Who owns knowledge?

10. We recognise that access to information and sharing

and creation of knowledge contributes significantly to

strengthening economic, social and cultural

development, thus helping all countries to reach the

internationally-agreed development goals and objectives,

including the Millennium Development Goals.

Tunis Commitment Document WSIS-05/TUNIS/DOC/7 -E 15.11.2005

Page 10: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Who owns knowledge?

thus

Knowledge is owned by anybody or everyone, respectively

but

Knowledge can only accessed when mediately represented

Knowledge is represented in information products

therefore

How?

This will lead us at the end to the concept of knowledge as a commons and to the concept of common property rights and

licence rights for private use

Page 11: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Who owns knowledge?

therefore

use of knowledge is only possible through access to

information

making knowledge, theoretically abundantly available, a scare

resource, too – because of lack of or restriction to access to

information

rather than

allowing knowledge and information being a means for individual

and societal development

Page 12: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Potentials and opportunities

for development

Page 13: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Knowledge and information are potentials for development

balances

economic social political individual cultural

Page 14: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Knowledge and information are potentials for development

98. To strengthen the enjoyment of economic, social and cultural rights, additional approaches should be examined, such as a system of indicators

to measure progress in the realization of the rights set forth in the International Covenant on Economic, Social and Cultural Rights. There must be a concerted effort to ensure recognition of economic, social and cultural rights at the national, regional

and international levels.

VIENNA DECLARATION AND PROGRAMME OF ACTION

WORLD CONFERENCE ON HUMAN RIGHTSVienna, 14-25 June 1993

economic social political individual cultural

balances

Page 15: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Knowledge and information are potentials for development - but

balances for development have been drastically shifted towards the economic interest in exploitation

economic

social

political

individual

cultural

but in reality

Page 16: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Commercialization

interest of the copyright industries

Page 17: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Commercialization of knowledge – copyright industries

Page 18: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Commercialization of knowledge – copyright industries

The core industries are those industries whose primary purpose is to

create, produce, distribute or exhibit copyright materials. These

industries include newspapers, books and periodicals, motion pictures,

recorded music, music publishing, radio and television broadcasting, and

business and entertainment software.

Page 19: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Commercialization of knowledge – copyright industries

USA market approx 40% of the world copyright market (33% print; 40%

optical; 50% magnetic/digital)

$ 2047.65 billion word-wide

Page 20: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Commercialization of knowledge – copyright industries

Page 21: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Commercialization of knowledge – copyright industries

Page 22: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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copyright industries – protected by national IPR laws and international laws and treaties

assumption consequences

strong copyright (IPR) necessary as incentives for creative work

strong copyright (IPR) necessary as incentives and protection for innovation in industry

true or false?

true or false?

strong copyright (IPR) a competitive advantage for home/national econ-omies

true or false?

in science:interest in moral rights

not in exploitation rights

obsolete business models

obsolete (19th century) market models – not appropriate in global

markets

Page 23: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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copyright industries – protected by national IPR laws and international laws and treaties

assumption consequencesstrong copyright (IPR) necessary as incentives for creative work

strong copyright (IPR) necessary as incentives and protection for innovation in industry

strong copyright (IPR) a competitive advantage for home/national economies

one copyright for all kinds of creative work

permanent strengthening of copyright protection – primacy

of commercial exploitation

protection by law for technical protection

tools

use of (publicly in science and education produced) knowledge

and information only as exceptions of exclusive

exploitation rights - not as a common right

Page 24: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Commercialization of knowledge – Scientific publishing

Scientific publishing in transition

Mark Ware Consulting Ltd. Publishing and Elearning

Consultancy:

International Association of Scientific, Technical and

Medical Publishers (STM)

The global market for English-language STM (scientific,

technical and medical) journals is about $5 billion. The

industry employs 90,000 people globally, of which 40%, or

36,000 are employed in the EU. Another 20–30,000 full time

employees are indirectly supported

there are about 2000 publishers, made up of learned

societies, university presses and commercial publishers

(though, to blur the picture somewhat, many society journals

are published by commercial publishers). Their respective

shares of article output are about 30%, 2% and 64% .

also true for information/publishing markets

Page 25: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Commercialization of knowledge – Scientific publishing

The publishing of scient-

ific books and journals...

is an activity dominated

by a handful of multi-

national publishers,

who in reality can dictate

to libraries the terms for

using the material they

publish. These terms

frequently override

exceptions and user

privileges granted by law,

e.g. reproductions for

private or personal use.

(EBLIDA)

Page 26: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Commercialization of knowledge – Scientific publishing

Knowledge markets: Science Direct – Elsevier et al.

Primary target groups no longer

intermediaries (libraries) but end-user (retail

markets)

“Unmediated Document Delivery”

Page 27: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Commercialization of knowledge – Scientific publishing

Knowledge markets: Science Direct – Elsevier et al. “Unmediated Document

Delivery”

Primary target groups no longer

intermediaries (libraries) but end-user (retail

markets)

Page 28: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Commercialization of knowledge – Scientific publishing

Knowledge markets: CrossRef “Unmediated Document

Delivery”

Primary target groups no longer

intermediaries (libraries) but end-user (retail

markets)

Page 29: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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International

regulation

Page 30: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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International regulation and enforcement

Agreement on Trade-Related Aspects of Intellectual Property Rights (WTO-TRIPS-Treaty) – 1994

WIPO Copyright Treaty (WCT) - 1996

WIPO Performances and Phonograms Treaty (WPPT) - 1996

Digital Millennium Copyright Act - USA 1998

EU -European Copyright Directive (“the Directive”) 2001

First Adaptation of the European Copyright Directive in Germany 2003 – second adaptation 2008; third adaptation (particularly with respect to science and education) agreed on in parliament, but still delayed.

„has caused a

subtle reorientation

of copyright away

from the author

towards a trade-

oriented

perspective“

1996 Pérez de Cuéllar UNESCO-Bericht Our Creative

Diversity

Berne Convention for the Protection of Literary and artistic works (Paris Text 1971)

Page 31: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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International regulation and enforcement

Berne Convention for the Protection of Literary and artistic works (Paris Text 1971)

Article 9(1) Authors of literary and artistic works protected by this Convention shall have the exclusive right of authorizing the reproduction of these works, in any manner or form. (2) It shall be a matter for legislation in the countries of the Union to permit the reproduction of such works in certain special cases, provided that such reproduction does not conflict with a normal exploitation of the work and does not unreasonably prejudice the legitimate interests of the author. (3) Any sound or visual recording shall be considered as a reproduction for the purposes of this Convention. ....

Page 32: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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International regulation and enforcement

Agreement on Trade-Related Aspects of Intellectual Property Rights (WTO-TRIPS-Treaty) – 1994

The TRIPS Agreement is Annex 1C of the Marrakesh Agreement Establishing the World Trade Organization, signed in Marrakesh, Morocco on 15 April 1994.http://www.wto.org/english/tratop_e/trips_e/t_agm0_e.htmArticle13 Limitations and Exceptions Members shall confine limitations or exceptions to exclusive rights to certain special cases which do not conflict with a normal exploitation of the work and do not unreasonably prejudice the legitimate interests of the right holder. ....

threestep test

Page 33: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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International regulation and enforcement

WIPO Copyright Treaty (WCT) - 1996

WIPO Performances and Phonograms Treaty (WPPT) - 1996

Digital Millennium Copyright Act - USA 1998

EU -European Copyright Directive (“the Directive”) 2001

Page 34: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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International

enforcement

Page 35: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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International enforcement

Extension of IPR in time

Extension of IPR to living objects and other objects in nature

Extension of IPR to software (still controversial, at least in the EU)

Introduction of some sui-generis-regulation, such as for data bases (as in the EU)

Page 36: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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International enforcement

Lowering the level of originality for IPR

Extension of IPR to business models

Extension of publication rights

Extension of technical protection of IPR (Digital Rights Management) and legal protection of technical measures

Reducing copyright exceptions (science, private copies,...)

Page 37: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

3737

International enforcement

Extension of IPR in time

Sonny Bono) Copyright Term Extension Act 1998 - also: "The Mickey Mouse Protection Act"

Bono: an American record producer, singer, actor, and politician

Bono, respectively Mary Bono, his widow, wanted copyright to last forever – but this (“forever”) was considered a violation of the Constitution – “limited time”

Proposal Jack Valenti (Motion Picture Association of America):

"forever less one day"

Page 38: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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International enforcement

Extension of IPR in time - +20 years

Before: single author´s copyright 50 years after his deathcorporations´ copyright 75 years after invention

Then:

single author´s copyright 70 years after his death (Mickey mouse – invented 1928 – to be expired 2003)

corporations´ copyright 95 years after invention (Mickey mouse extended till 2023) 

Page 39: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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International enforcement

The enforcement of copyright regulations (in Europe and

North America in the last 20 years),

which heavily supports the commercial exploitation of

knowledge and information (not necessarliy creators´ rights),

makes it more and more difficult to freely access the

world-wide information resources in principle available on

the world-wide information markets.

Page 40: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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EU-Directive 2001

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EU-Directives, Recommendations, Green Papers, … on Copyright

Brussels, 30.11.2007SEC(2007) 1556

Brüssel, den 22. Mai 2001PE-CONS 3622/01

Brussels, COM(2008) 465/3

Page 42: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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EU-Directive 2001

Page 43: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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EU-Directive 2001

Page 44: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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EU-Directive 2001

(1) The Treaty provides for the establishment of an internal market and the

institution of a system ensuring that competition in the internal market is not

distorted. Harmonisation of the laws of the Member States on copyright and

related rights.

(3) The proposed harmonisation will help to implement the four freedoms of

the internal market and relates to compliance with the fundamental principles

of law and especially of property, including intellectual property, and freedom

of expression and the public interest. The free movement of goods; The free movement of persons (and

citizenship), including free movement of workers, and freedom of establishment;

The free movement of services; The free movement of capital.

A fifth freedom:

Movement of knowledge??

Page 45: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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EU-Directive 2001

(4) A harmonised legal framework on copyright and related rights, through

increased legal certainty and while providing for a high level of protection of

intellectual property, will foster substantial investment in creativity and

innovation, including network infrastructure, and lead in turn to growth and

increased competitiveness of European industry, both in the area of

content provision and information technology and more generally across a

wide range of industrial and cultural sectors. This will safeguard employment

and encourage new job creation.

Page 46: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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EU-Directive 2001 - Exceptions

(31) A fair balance of rights and interests between the different categories

of rightholders, as well as between the different categories of rightholders and

users of protected subject-matter must be safeguarded.

The existing exceptions and limitations to the rights as set out by the

Member States have to be reassessed in the light of the new electronic

environment. Existing differences in the exceptions and limitations to certain

restricted acts have direct negative effects on the functioning of the internal

market of copyright and related Rights … In order to ensure the proper

functioning of the internal market, such exceptions and limitations should

be defined more harmoniously. …

Page 47: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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EU-Directive 2001 - exhaustive enumeration of exceptions

(32) This Directive provides for an exhaustive enumeration of exceptions

and limitations to the reproduction right and the right of communication to the

public.

Page 48: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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EU-Directive 2001 exceptions für educational and scientific purposes

(34) Member States should be given the option of providing for certain

exceptions or limitations for cases such as educational and scientific

purposes, for the benefit of public institutions such as libraries and

archives, for purposes of news reporting, for quotations, for use by people

with disabilities, for public security uses and for uses in administrative and

judicial proceedings.

Page 49: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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EU-Directive 2001 exceptions for libraries – only special cases

(40) Member States may provide for an exception or limitation for the benefit

of certain non-profit making establishments, such as publicly accessible

libraries and equivalent institutions, as well as archives. However, this should

be limited to certain special cases covered by the reproduction right. Such an

exception or limitation should not cover uses made in the context of on-line

delivery of protected works or other subject-matter. …

Page 50: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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EU-Directive 2001 – non-commercial activities

(42) When applying the exception or limitation for noncommercial educational

and scientific research purposes, including distance learning, the non-

commercial nature of the activity in question should be determined by that

activity as such. The organisational structure and the means of funding of the

establishment concerned are not the decisive factors in this respect.

Page 51: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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EU-Directive 2001 protection of technological measures

(47) Technological development will allow rightholders to make use of

technological measures designed to prevent or restrict acts not authorised

by the rightholders of any copyright, rights related to copyright or the sui

generis right in databases. … In order to avoid fragmented legal approaches

that could potentially hinder the functioning of the internal market, there is a

need to provide for harmonised legal protection against circumvention

of effective technological measures and against provision of devices and

products or services to this effect.

Page 52: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

52

EU-Directive 2001 protection of technological measures

(47) Technological development will allow rightholders to make use of

technological measures designed to prevent or restrict acts not authorised

by the rightholders of any copyright, rights related to copyright or the sui

generis right in databases. … In order to avoid fragmented legal approaches

that could potentially hinder the functioning of the internal market, there is a

need to provide for harmonised legal protection against circumvention

of effective technological measures and against provision of devices and

products or services to this effect.

Page 53: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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The EU-Directive 2001

Article 2 Reproduction right

Article 3 Right of communication to the public of works and rightof making available to the public other subject-matter

Article 4 Distribution right

Article 5 Exceptions and limitations

Article 6 Obligations as to technological measures

Article 7 Obligations concerning rights-management information

Page 54: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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The EU-Directive 2001 - Exceptions and limitations

exceptions or limitations to the reproduction right

(c) in respect of specific acts of reproduction made by publicly accessible

libraries, educational establishments or museums, or by archives, which

are not for direct or indirect economic or commercial advantage;

Page 55: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

55

The EU-Directive 2001 - Exceptions and limitations

exceptions or limitations to the right of communication to the public (a-o)

(a) use for the sole purpose of illustration for teaching or scientific

research, as long as the source, including the author's name, is indicated,

unless this turns out to be impossible and to the extent justified by the non-

commercial purpose to be achieved;

(n) use by communication or making available, for the purpose of research

or private study, to individual members of the public by dedicated

terminals on the premises of establishments referred to in paragraph 2(c)

of works and other subject-matter not subject to purchase or licensing terms

which are contained in their collections;

Page 56: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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The EU-Directive 2001 – 5 major problems

(1) Contrary to the main objective (harmonisation of copyright in the EU countries) there is only one obligatory exception - for the benefit of people with a disability.

(2) The list of (non-mandatory) exceptions is exclusive.

“It is strange that the legislator could regard

an exclusive list as adequate in the light of the evolving Internet

technologies. “ (EBLIDA)

(3) Technical protection measures (may) override legal exceptions, even for the use in science

(4) Priority of contractual arrangements (licence rights) (may) eliminate the benefits of otherwise legally binding exceptions.

(5) There is no general privilege for science, education, libaries and other public intermediaries

Page 57: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

5757

External effects of the

commercialization of

knowledge and information

Page 58: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

5858

Commercialization of knowledge and information

The increasing commercialization of knowledge and

information in education and science has a negative

effect on access to information and on the

availability of knowledge, which is indispensable for

education and growth of science and, consequently, for

innovation in economy.

Page 59: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

5959

Commercialization of knowledge and information

Education and science traditionally do not dispose of powerful enough

institutional means to establish a counterweight against the professional

lobby in the publishing and ICT industry in general.

Therefore the influence of education and science on copyright

regulations and laws has been unacceptably low.

Page 60: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

6060

Commercialization of knowledge and information

IPR no longer a means of innovation or of protection of

individal rights, but a means of exploitation and of

impediment for development

Page 61: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

61

Copyright initiative in favour of

science and education in Germany

Aktionsbündnis

Page 62: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

6262

Page 63: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

6363

Coalition for ActionCopyright for Education and Science

to change this unsatisfatory in Germany, a Coalition for a fair and just copyright in education and science was founded, and

the German Chair in Communication, together with other scientists, has formulated the so-called Declaration of

Goettingen (named by the City where this declaration was agreed on).

Page 64: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

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Coalition for ActionCopyright for Education and Science

Since this Declaration was published, it was signed by all major Science Organizations (for instance the Council of

Science, the Max-Planck-Society, and the joint Conferences for Science and Culture),

almost 7000 individuals, by approx. 360 domain-specific scientific societies

and other institutions such as libraries, universities and research centers.

Page 65: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

6565

Coalition for ActionCopyright for Education and Science

But success was rather limited

because of the EU copyright directive and the holy cow of

international copyright – the threestep test

Page 66: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

6666

Reports on EU-Copyright

February 2007

FINAL REPORT March 06, 2008

Page 67: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

67

Problems for science and

education caused by strong

copyright regulation

The example of copyright

(Urheberrecht in Germany)

Page 68: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

6868

The critical norms – exceptions for science, education, document delivery/librariesion and

Tendency: many limitations for originally useflul exceptions

disabling?

http://commons.wikimedia.org/wiki/Image:Moderne_Schranke.jpg

www.gristede.de/assets/images/a_Schranke.jpg

enabling?

Page 69: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

6969

The critical norms – exceptions for science, education, document delivery/librariesion and

Tendency: many limitations for originally useful exceptions

§ 52a exception for education and science

§ 52b use of electronic material in libraries, archives and museums

§ 53a Document delivery

§ 95b protection of technical protection measures (digital rights management

§ 31a use of unknown new publication forms

Technical measures may remove the availability and validity of exceptions – „they are themselvers immune from

practicable legal challenge“ (EBLIDA)

Page 70: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

7070

Exceptions for science, education

Only small parts of works

Only for use in classroom

Only for registered students in classes

For the use of defined research

groups

Time limit end of 2006, then 2008, now 2012

without any direct or indirect commercial

interest

Use of copyrighted material in schools only with

special permission of rightsholders

Use of moovie/video material only 2 years after

public performance

A reasonable fee needs to be paid to collecting societies in any case

Page 71: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

7171

Exceptions for the reproduction/display of library objects

only from dedicated terminals in the library

without any direct or indirect commercial

interest

A reasonable fee needs to be paid to collecting societies in any case

no campus-wide access to the elecronic library service (even if protected via password) let alone remotely from

anywhere (home)

not allowed for educational institutions

in general

Page 72: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

7272

Exceptions for document delivery

on individual order only

amall parts only

delivery via classic postal service or fax

electronic delivery as graphic file (facsimile

reprint) only

Electronic delivery (of any kind) is not permitted if there is a comparable commercial retail (end-

user) service available on the information markets (such as Elsevier´s Science Direct) – these services must be clearly visible to the

public (or to intermediaries) and the price for a single article must be reasonable/appropriate

(angemessen)

Page 73: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

73

Examples for consequences of

restricted exceptions

Page 74: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

74

Consequences of restricted exceptions – 1 –

Research center

with copyrigt-protected objects

eReaderfor a

summer school

allowed because of §

52a

forbidden because of §

53a

password-protected

Result

Compromise:mixed reader – some

copyright-free electronic documents, the majority

paper copies

Page 75: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

75

Consequences of restricted exceptions – 2 –

Scientistreview of an

application for a research project

result

?

3 in the univ. lib.

4 free via

Internet

5 via special order

subito etexts form commercial supplier

only hard copiesIn the average 3 weeks

deliveryPrice range between 38 €

and 64 €

insight of 7 docu-

ments only

with many referencesneed of inspection of 12 references

Page 76: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

76

Consequences of restricted exceptions – 3 –

Universit lecturerer

may be allowed when properly

referenced (right of quotation § 51)

Not allowed in case of

abolition of § 53a

password-protected

is communication to the public –

making publicly available (§ 19a)

But right of communication to the public is not mentioned

in § 51

?

momentarily allowed because

of § 52a UrhG (but time-limited)

probably not allowed (???)

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7777

Influence of EU copyright directives on national legislation

Success of the German Coalition “Copyight for Science and

Education” was rather limited

because of the EU copyright directives

and the holy cow of international copyright –

the threestep test

use without permission of right holders only in special cases as exception

no dammage of normal commercial exploitation

no dammage of authors/creators rights

Page 78: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

78

Conclusion

Page 79: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

79

Main contradiction in contemporary societies

Knowledge and Information as public

goods (as commons) could be totally

freely accessible and usable for

everyone as it never has been in the

history of mankind

In reality access to knowledge and information

(as private goods) has been so complicated

and restricted, has never been subject to

filtering, blocking and control and has never

been distributed unequally as

conclusion

Page 80: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

80

Paradigm shift need

As long as free access and free use are

considered annoying exceptions from

the exclusive right to exploit knowledge

and information, there will be no free and

open knowledge societies

conclusion

Page 81: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

81

Paradigm shift need

Knowledge societies should

reformulate the old three-step-test –

the iron rule of commercialized

information societies

free use of k& i only as an exception

free use of k & i must not hamper normal commercial exploitation

free use of k & i must not hamper unreasonably creators´rights

Commercially exploiting use of k & i

only as an exceptionCommercially exploiting use of k & i

must not hamper free use of k & i Free use of k & i must not hamper

unreasonably creators´rights

Conclusion - a new threestep test for k § i?

The holy cow of the threestep test

Page 82: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

8282

ENCES Initiative

European Network for Copyright in support of Education and Science

Page 83: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

8383

ENCES Initiative - European Network for Copyright in support of Education and Science

There is currently no organized group representing European

interest in a science- and education-friendly copyright. This

needs to be changed.

One way to do so is by developing an EU-wide network of

organizations and individuals in science and education who

share the view that the primary objective of copyright is to promote

the progress of science, education, and culture as public goods.

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8484

ENCES Initiative - European Network for Copyright in support of Education and Science

According to existing copyright regimes, the goals of copyright are to

be achieved by ensuring some, but not all rights to the producers

and private exploiters of knowledge.

The private appropriation of knowledge, in particular in science,

education and culture, has never been considered a means in

itself but is only justified when it serves fundamental rights,

enshrined not least in the Charter of the EU, such as freedom of

expression (art 15), freedom to receive and impart information

and ideas, and the right to education (art 16).

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8585

ENCES Initiative - European Network for Copyright in support of Education and Science

These rights should not be considered as mere limitations on or

exceptions to exclusive exploitation rights but as genuine parts of

copyright regulation.

Access to knowledge is a fundamental right in open information

societies and a fortiori for science and education, where it is

indispensable.

Page 86: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

8686

ENCES Initiative - European Network for Copyright in support of Education and Science

In the past years, copyright regulation, world-wide and in the EU,

seems to have forgotten its primary goals and has pursued a

strategy of protecting private commercial interests for the exploitation

of knowledge, even when this knowledge is produced in the public

domain.

Page 87: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

8787

ENCES Initiative - European Network for Copyright in support of Education and Science

Commercial information markets are acceptable if science and education can rely on innovative information products, on a

reasonable price policy, and on fair access chances.

But they are not, when access to published knowledge, particularly in scientific journals, is made scarce by an aggressive price policy and by intensively using technical protection measures (which are

also protected by copyright law).

Economists are already speaking of market failure, in particular in the field of scientific publication dominated by some major

international publishing companies.

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8888

ENCES Initiative - European Network for Copyright in support of Education and Science

One might even ask whether copyright is still an appropriate means for achieving public goals in education and science.

Open access, an initiative from science itself, is on its way to becoming the dominant scientific publishing model, making possible

free access to knowledge for all.

But one still has to take into account commercial publication markets, also in science and education (increasingly in e-learning), which promiss to hold their own in the foreseeable future. And these markets are strongly influenced by copyright regulation.

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8989

ENCES Initiative - European Network for Copyright in support of Education and Science

The success of national coordinated initiatives is very limited.

Copyright is a concern and in the responsibility of the respective national legislative power of the states in the EU, but is highly

dependent on directives from the EU.

In order to achieve an education- and science-friendly copyright, science and education need to be present on the European level

(and in the future, also in international arenas, such as WTO and WIPO).

Page 90: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

9090

ENCES Initiative - European Network for Copyright in support of Education and Science

The main purpose of ENCES (European Network for Copyright in favor of Education and Science):

to provide a platform for organizations and individuals who work towards improving the European and respective members´ national

copyright legislation.

ENCES will serve not only as a means for lobbying work at the EU level and for supporting comparable national efforts in EU

member countries but also as a forum for the development of a new and sustainable copyright understanding which both goes

back to its roots and takes into account the free potentials of electronic environments for the production, distribution and usage of

knowledge and information.

Page 91: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

9191

ENCES Initiative - European Network for Copyright in support of Education and Science

ENCES intends to pursue a threefold strategy :

a.ENCES will make concrete proposals in the public interest of science and education for the evaluation and the improvement of the EU directives related to copyright. These proposals should also have effects on legislation at the different national levels.

Page 92: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

9292

ENCES Initiative - European Network for Copyright in support of Education and Science

ENCES intends to pursue a threefold strategy :

b. What is really needed is a fundamental change, a paradigm shift in the way all aspects of the production, dissemination, and usage of knowledge and information are organized in the information society, taking into account the value-building potential of information and communication technology.

Page 93: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

9393

ENCES Initiative - European Network for Copyright in support of Education and Science

ENCES intends to pursue a threefold strategy :

c. To encourage the information economy to develop new business models as part of a commons-based economy where access to knowledge and information itself is free (freeconomics) but where a reasonable return of investment can be achieved for example by value-addding products and services.

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9494

Thank you for your attention

Transparencies to be downloaded from

www.kuhlen.name/

This document will be published under the following Creative-Commons-License: http://creativecommons.org/licenses/by-nc-sa/2.0/de//

Page 95: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

9595

Page 96: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

Information Engineering - Department of Computer and Information Science at the University of Constance - Kurs: a2k40i – Wem gehört Wissen SS 2007 – Seite 96

Urheberrecht - geistiges Eigentum – Recht und Pflicht

Jedes neue Werk beruht auf dem Wissen der Vergangenheit, das die Allgemeinheit dem Schöpfer eines neuen Werks bereitgestellt hat.

public domain Neues Werk private domain

Page 97: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

Information Engineering - Department of Computer and Information Science at the University of Constance - Kurs: a2k40i – Wem gehört Wissen SS 2007 – Seite 97

Das Recht des Schöpfers wird theoretisch durch den Eigentumsbegriff begründet.

Urheberrecht - geistiges Eigentum – Recht und Pflicht

Ist der Eigentumsbegriff als IP universal gültig?

The World Intellectual Property Organization (WIPO) has

proclaimed the universal value of IP and has shown that

IP is native to all peoples, relevant in all times and

cultures, and that it has marked the world’s evolution and

historically contributed to the progress of societies.

Intellectual property is the heritage of us all.

http://www.wipo.int/about-wipo/en/dgo/wipo_pub_888/pdf/wipo_pub_888_chapter_1.pdf

Page 98: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

Information Engineering - Department of Computer and Information Science at the University of Constance - Kurs: a2k40i – Wem gehört Wissen SS 2007 – Seite 98

Urheberrecht - geistiges Eigentum – Geschichte - TRIPs

TRIPS

Page 99: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

Information Engineering - Department of Computer and Information Science at the University of Constance - Kurs: a2k40i – Wem gehört Wissen SS 2007 – Seite 99

Urheberrecht - geistiges Eigentum – Geschichte - TRIPs

TRIPS

Page 100: 1 Univers. of Konstanz 2 2 Copyright and science Demands and objectives Rainer Kuhlen Department of Computer and Information Science

Information Engineering - Department of Computer and Information Science at the University of Constance - Kurs: a2k40i – Wem gehört Wissen SS 2007 – Seite 100

Urheberrecht - geistiges Eigentum – Geschichte – WIPO - WCT