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1 Coping with natural disasters through resilience Xin Miao and David Banister School of Management, Harbin Institute of Technology. Transport Studies Unit, University of Oxford. Working Paper N° 1059 January 2012 Transport Studies Unit School of Geography and the Environment http://www.tsu.ox.ac.uk/

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Page 1: 1059 Miao and Banister - Transport Studies Unit · 2011 Tohoku earthquake and tsunami – Magnitude 9.0 over 13,000 $181 billion Year Climatic events Number of Fatalities Economic

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Coping with natural disasters

through resilience

Xin Miao and David Banister

School of Management, Harbin Institute of

Technology.

Transport Studies Unit, University of Oxford.

Working Paper N° 1059

January 2012

Transport Studies Unit

School of Geography and the Environment

http://www.tsu.ox.ac.uk/

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Coping with natural disasters throughresilience

Xin Miao* and David Banister**

*School of Management, Harbin Institute of Technology, Harbin 150001, P.R. China;

**Transport Studies Unit, School of Geography and the Environment, University of Oxford,

Oxford OX1 3QY, UK

Abstract:

The frequency of occurrence of natural disasters has increased substantially in recent years

and posed tremendous challenges to those dealing with natural disaster response. However,

emergency logistics, as a critical way in answering disaster relief, has not been extensively studied.

The purpose of this paper is to develop an integrated perspective on emergency logistics

management research by referring the concept of resilience and further distinguishing the

concept as hard resilience and soft resilience. Drawing on the lessons from reviews of four

cases (the Wenchuan earthquake, the Indian Ocean earthquake and tsunami, Hurricane

Katrina, and the snow disasters in South China), it addresses some of the common practical

gaps in emergency logistics management for proactive preparation and response to natural

disasters, and it finds that there is considerable scope for the improvement of soft resilience

rather than the enhancement of hard resilience, even though both are interdependent and

interconnected. Potential multi-dimensional ways for complementing hard resilience with soft

resilience for emergency logistics and best practice are discussed. The paper identifies the

approaches and determinants for building resilience mechanism for emergency logistics, and

it provides an essential element for ensuring the successful practices. It harmonizes the two

fields of emergency logistics management and resilience thinking, and provides new insights

into best practice for proactive preparation and response to natural disasters.

Keywords: natural disaster, soft resilience, hard resilience, emergency logistics

1. Introduction

In October 1998, Hurricane Mitch with maximum speed of 180 miles per hour

swept through Central America and North America, causing at least 11,000 fatalities

with 9,191 missing (University of Rhode Island, 2010). Additionally, 2.7 million or so

were left homeless and property losses were estimated at over $5 billion (1998 US

Dollars) (University of Rhode Island, 2010). However, most deaths were concentrated

in the areas such as Honduras and Nicaragua, and there was barely any loss of life in

the United States. What caused such a distinct difference? Logistics played a key role

in saving life, as the communication network was much better developed in the US,

Correspondence Address: Transport Studies Unit, School of Geography and the Environment, University ofOxford, Oxford OX1 3QY, UK. Email: [email protected] (D. Banister)Correspondence Address: Transport Studies Unit, School of Geography and the Environment, University ofOxford, Oxford OX1 3QY, UK. Email: [email protected] (D. Banister)

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with an early warning system that allowed evacuation before the arrival of the

hurricane. The transport infrastructure played a critical role in this event, as strong

transport infrastructure can consolidate the logistics network and support the

distribution of disaster relief supplies to the stricken areas effectively. Rapid response

and extensive coverage of the logistics system can reduce the loss of life by 50%

(Beaudoin, 2011).

As far as the concept of emergency is concerned, it inevitably involves such

events of low probability and high impact that may spark social unrest and pose

severe challenges for social risk management and response (Boin and 't Hart, 2010).

Emergency logistics covers the distribution of emergency supplies to the affected

areas immediately after the disaster to meet immediate needs and to ease the local

tensions (Ozdamar et al., 2004), and it originates from military logistics. After World

War II, scholars in the US studied American war logistics supply to see whether the

same or similar principles could be applied to emergency situations in peacetime.

Emergency logistics, as a special kind of logistics activities, is applied to handle

unexpected disasters or sudden public events in modern time for the purpose of

providing emergency supplies to achieve the maximization of time benefit and the

minimization of disaster loss.

Currently, research in logistics is primarily concentrated on the business logistics

mode, where the best quality of service or product can be provided at the most

economical cost under normal operating conditions. Although the frequency and

severity of natural disasters are growing in terms of the numbers of casualties and the

scale of financial impact, the expense of response and recovery related to these events

are both underestimated (Christopher and Tatham, 2011). There is an obvious less

concern about emergency logistics as compared with the popular research about the

business logistics. Most people failed to perceive logistics as a potential core

competence for mediating the severity of the impacts resulting from natural disasters.

Therefore, it is necessary to conduct in-depth studies about the issues related to

emergency logistics and the means for coping with natural disasters.

Table 1 shows the deaths and economic costs arising from a number of recent

global natural disasters such as earthquakes and climate related events. Natural

disasters can result from a range of events, and the losses incurred depend on the

vulnerability of the affected population, the location and the scale of the event, with

the ability of the affected population to resist the hazard being a measure of the

resilience. This paper briefly reviews the literature on emergency logistics, which is

mainly concerned with the technical issues and it then comments on the need for

coordinated strategies. It also focuses on the concept of resilience in both its hard and

soft forms before taking four case studies from the recent disaster relief experience to

illustrate these themes. The conclusions present the potential for a multidimensional

approach to complement hard resilience with soft resilience in emergency logistics

management and best practice, so that the severity of the consequences of natural

disasters can be reduced.

Table 1: Recent global natural disasters: earthquakes and climate related events

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Year EarthquakesNumber of

Fatalities

Economic

loss

2004Indian Ocean earthquake and tsunami –

Magnitude 9.0 (Section 3.2)above 200,000 $4.45 billion

2005Kashmir earthquake (Pakistan) – Magnitude

7.672,763 $2.3 billion

2008Wenchuan earthquake (Sichuan, China) –

Magnitude 8.0 (Section 3.1)69,196 $20 billion

2010 Haiti earthquake – Magnitude 7.0 222,517 $14 billion

2010 Chile earthquake – Magnitude 8.8 about 700 $30 billion

2011Tohoku earthquake and tsunami – Magnitude

9.0over 13,000 $181 billion

Year Climatic eventsNumber of

Fatalities

Economic

loss

2003 European summer heat wave around 40,000 $10 billion

2005 Hurricane Katrina (Section 3.3) 1836 $100 billion

2008 South China snow disaster (Section 3.4) 129 $20.8 billion

2008 Cyclone Nargis, Burmaapproximately

140,000$4 billion

Source: Margesson (2005); Peiris et al. (2005); Xinhua News Agency (2008a, b, c); Free et al. (2009);

OCHA (2010); Sheridan (2010); Nevil Gibson and agencies (2010); Moore et al. (2011); RMS (2011);

Garcia-Herrera (2010); Dyson (2006); Post Nargis Knowledge Management Portal (2011).

2. The complementary hard resilience and soft resilience

Emergency management and aid in the preparation, response, and recovery

operations to natural disasters are extended to their limits, because the disturbances

produced turn normal conditions into chaotic ones (Holguin-Veras et al., 2007). After

natural disasters, delivering critical supplies (e.g., food, water, and medical supplies)

becomes an immediate and a very difficult task due to the severe destruction to

infrastructures and the limited transport capacity (Holguin-Veras et al., 2007).

Currently, emergency logistics has emerged as a worldwide phenomenon, as natural

disasters occur at anytime with devastating consequences (Sheu, 2007a). Swift

response to the emergency aid demands immediately after natural disasters is required

through a combination of efficient emergency logistics distribution and coordination,

so that critical disaster relief can be channelled to the affected areas, and this provides

the key objective for action in emergency logistics management (Sheu, 2007b).

Emergency response to disasters cannot be carried out without properly

understanding practical logistics operations, no matter how good the preparation

might be, as the implementation of these plans may still not work due to intrinsic

difficulties in emergency response, and due to the problems of coordination and

communication between organizations (Thevenaz and Resodihardjo, 2010). In

addition, the set of issues to be resolved may not be addressed by operational efforts

that are popularly used in business logistics (Sheu, 2007a). The literature on crisis

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management and emergency management is helpful in studying the relevant issues of

emergency logistics, but many researchers seem to take an idealistic approach rather

than a more realistic one (Auf der Heide, 2006; Sheu, 2007a). For example, the

special issue of Transportation Research devoted to emergency logistics (2007)

mainly concentrated on technological solutions and used a range of optimization

methods (Chang et al., 2007; Sheu, 2007b; Yi and Kumar, 2007; Yi and Ozdamar,

2007; Balcik and Beamon, 2007), as have more recent papers (Sheu, 2010; Gao,

2010).

The elements and operations involved in emergency logistics should be

considered in a holistic approach that covers “the process and systems involved in

mobilizing people, resources, skills and knowledge to help vulnerable people affected

by disaster” (Van Wassenhove, 2005). The process and systems are created by a

wide-ranging set of actors that cooperate to deliver urgently needed goods and

services to victims as a rapid response to large-scale natural disasters (Boin et al.,

2010). The main actors include experienced NGOs, well-trained public organizations

and volunteers that may have never worked together before (Boin et al., 2010). An

effective process for emergency logistics is difficult to create and maintain (Van

Wassenhove, 2005), as this involves a series of skilfully managed and closely

cooperating duties: these include making an inventory for the needs of people in the

disaster area, mapping the disaster-stricken areas, increasing financial allocations,

procuring what is needed in the stricken area, transporting supplies to the stricken

zones, and allocating the supplies to the consumers. The creation and maintenance of

the emergency supporting infrastructures must be an ongoing process, since disaster

events generally have the potential to break the original plan in unexpected ways

(Clarke, 1999). For example, the well planned system of dikes, pump stations and

canals built to shield New Orleans from flood intrusion failed to cope with Katrina

Hurricane, and exhibited the weakness of the emergency management system in

facing a predicted disaster. This case betrayed the lack of resilience in the wider

emergency management system designed to mitigate the severity of natural disasters

(Comfort et al., 2010). Moreover, the actor network in the emergency situation must

act in a cooperative and mutually supportive way to be effective (Boin et al., 2010).

There is also a requirement for flexibility and adaptive mechanisms that can respond

to events as they happen. These essential challenges to emergency logistics

management are increasingly getting attention from both practitioners and academic

circles (Boin et al., 2010), and this may relate to the increasing scale and frequency of

these events.

Although there have been an increasing number of papers on disaster and crisis

management literature, little attention has been paid to logistics issues (Boin et al.,

2010). At the same time, the scholars who study business logistics have attached little

importance to the particular challenges that natural disasters pose. There is an obvious

gap between emergency management and business logistics management.

One of the core issues is the effective coordination mechanisms for getting many

actors to cooperate across geographical and functional borders (Stephenson, 2005).

The research literature on disaster management, as well as the research findings on

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humanitarian disaster response, suggests that command-and-control approaches may

work for parts of the challenge (e.g. organizing logistics), but on their own they will

not be enough. A more spontaneous, bottom-up type of coordination is also needed,

but how to design these bottom-up mechanisms remains unclear (Boin et al., 2006 and

2010).

The perspective of resilience offers one means to study this problem, as it

embraces the mechanisms by which a system can come back or resume its initial stage

or state after compression, bending, etc (Blackmore and Plant, 2008). However,

resilience has not been used as an operational tool to serve the policy and emergency

management requirements. It has been considered as a vague overarching concept and

thus causes confusion when applied in social systems, as compared with more

structured physical systems.

Given the wide ranging nature of the resilience concept (Ponomarov and

Holcomb, 2009), this paper divides the concept into two complementary parts,

Resilience = Hard resilience + Soft resilience

Where,

Hard resilience = Robustness + Redundancy

Soft resilience = Flexibility + Agility

Hard resilience is more physically oriented, and refers to (1) the physical

facilities that are strong and the links between facilities that are loosely coupled to

fight against outside disturbance while maintaining overall performance (Robustness);

(2) they possess redundant reserve resources and facilities so that once some physical

components are damaged, so that they will be timely replaced by spare components

(Redundancy), similar to the spare tyre for a car (Ratick et al., 2008). The hard

resilience of a system can be achieved by planning, optimization, construction,

reinforcement, storing redundant resources, and it is mainly operationalized through

physical or technical means (Allenby and Fink, 2005).

Soft resilience is realized through the process of risk management and

emergency response, and depends on the preparation, coordination and collaboration

among organizations to achieve: (1) timely communication between departments and

the full range of relief organisations, including the clear and accurate identification of

risk evolution, collaboration to solve problems and reduce systemic risk. This is

equivalent to enhancing the flexibility of the response (Flexibility); (2) rapid response

to the disaster, through quickly and accurately mobilizing important resources and

effectively dispatching proper goods for critical emergency relief (Agility).

Although hard resilience and soft resilience can be seen as complementary

aspects, it is crucial that they are integrated in natural disaster preparation and

response. At present such complementarity in the planning and actions is not taking

place for various reasons. The next section re-examines four well-known natural

disasters to present lessons and reflections that may help to improve current theory

and practice for harmonizing soft resilience with hard resilience in emergency

logistics management, so that the costs in terms of loss of life and financial outcomes

can be minimized.

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3 Challenges and reflections from natural disasters

Four different examples have been selected to illustrate the different types of global

natural disasters (Table 1), one an earthquake, the second and earthquake and tsunami,

the third a hurricane, and the fourth a severe snow event. Each demonstrates the

various short fallings of current approaches to emergency logistics management and

the need for both hard and soft forms of resilience.

3.1 The Wenchuan earthquake in May 2008

The Wenchuan earthquake, measured at 8.0 on the Richter scale (Xinhua News

Agency, 2008b) and occurred on May 12, in Sichuan province (China). Official

figures (as of 12:00 of July 7, 2008), state that 69,196 are confirmed dead, and

374,176 injured, with 18,379 listed as missing (Xinhua News Agency, 2008c). The

earthquake left about 4.8 million people homeless (Relief Web, 2008), though the

number could be as high as 11 million (Hooker, 2008).

The world-known Wenchuan earthquake brought overwhelming destruction to

eight provinces and cities in China, and it posed huge unexpected challenges to

emergency logistics management. Road transport for major rescue delivery was

handicapped by the earthquake. The sources of relief supplies for the earthquake

affected area are complicated, including regional contribution, military support, state

allocation and international voluntary contribution. The agents for distribution (the

truck hauliers) are also diverse, including not only small and large enterprises but also

the army. Tens of thousands of rescuers from all over the country rushed into disaster

affected areas and this increased the difficulties for coordination of the emergency

logistics, leading to chaos and delays in the rescue work.

The temporary emergency rescue plan introduced also suffered from a lack of

coordination among diverse relief suppliers and rescuers. The absence of a unified

action, the indeterminacy of responsibility and the lack of communication and

understanding all caused adverse consequences.

A few days after the Wenchuan earthquake, the distribution of relief supplies fell

into turmoil as a result of the different distribution channels and different command

structures. Some relief supplies failed to be delivered in time. The lack of effective

organization for emergency logistics encouraged low efficiency in distributing urgent

needed goods within the golden 72 hours immediately after the disaster. The lack of

professional emergency rescue personnel presented a further problem, as the lack of

disaster relief experience means that some rescue work cannot be properly

implemented. China's air force airdropped 2,482 tons of relief supplies into the

disaster affected area in the three weeks following the Wenchuan earthquake.

Although these supplies partly solved the difficulty of emergency logistics, aerial

delivery failure and goods damage were unacceptably high due to the lack of

experience in emergency disaster relief. These problems revealed the inexperience of

China’s army in natural disaster response. In a situation of this magnitude, it is

important that all parties work together so that the military and civilian logistics

agencies are complemented by other more specialized transport agencies.

3.2 The Indian Ocean earthquake and tsunami in 2004 (adapted from Christopher and

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Tatham (2011))

Deficient telecommunication infrastructure and limited logistics capacity were

highlighted in this disaster, provoking a series of issues about emergency logistics

management, including the preparation and implementation of proper planning, the

dissemination of crisis information, and other factors.

The earthquake and tsunami destroyed villages, roads and telecommunication

infrastructure. Physical hindrances to emergency logistics after the earthquake and

tsunami included a paralyzed communications network, a lack of necessary

equipment to clear the debris, severe limitations on the movement of traffic and heavy

flooding. These factors resulted in a chaotic situation, which meant that the delivery

of basic relief aid could not match up with requirements. At the same time, the paucity

of coordination resulted in oversupply, mismatch, or undersupply of certain items.

Moreover, district officials and relief workers lacked the necessary skills and

they were ill-equipped in dealing with this unexpected large-scale event. A general

lack of understanding and poor cooperation between and within organizations made it

difficult for individual sectors to fully realize their own role in responding to the

complexity of relief operation, resulting in territorial rivalry and other conflicts. These

soft reliance issues led to a questioning as to whether if a similar situation occurred

again, the authorities would be better prepared for it, in terms of their respond to it, so

that the unfavourable consequences would be minimized. This questioning concerned

whether lessons were really learned from the previous experience.

Another difficult issue covered the hugely divergent needs between one stricken

area and another stricken area, and the imbalance between supply and demand of

relief materials. But the wrong relief supplies were often delivered to the severely

affected areas during the initial emergency response period. Thailand, for instance,

received many donations of clothing (including winter clothes) from garments export

corporations, which was quite improper for the initial emergency relief aid. Improper

relief aid and mismatch of relief materials posed another challenge for emergency

logistics management. The main requirements in disaster area include safe drinking

water, food and medicines.

3.3 Hurricane Katrina in 2005 (adapted from Holguin-Veras et al. (2007))

Communication infrastructures were seriously damaged by Hurricane Katrina.

About three million people were affected by power failure and interruptions to their

telephone services, and the emergency information service centres were seriously

damaged. Nearly 50% of the radio stations and 44% of the television stations were not

functioning, and more than 50,000 utility poles were destroyed in Mississippi State

alone.

The absence of a reliable telephone, television or radio network service, meant

that the voice from the disaster area was hardly heard by the relief workers, and there

was no effective communication within and between various relief agencies. Demand

for relief goods had to be written on paper by hand, and officials did not know when

or whether those demands had been satisfied.

Meanwhile, the media became the single best source of direct information as a

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result of the crippled communication facilities. Many journalists were actively

involved in providing and sharing critical information between disaster refugees and

the authorities. The media were useful in drawing public attention and accordingly

receiving more needed donations and not inappropriate materials. On the other hand,

some media reports were distorted or unsubstantiated, and this resulted in a negative

impact since no other information channels could be used to clarify the facts.

Despite thousands of relief volunteers, relief aid was still handicapped as a result

of the lack of experience or skills. Most volunteers are unfamiliar with logistics

operations and local conditions that often resulted in mismatches between supply and

demand.

The absence of integrated solutions between logistics systems caused resource

allocation discrepancies that led to disorder and emergency response delay.

Government agencies and other NGOs established strategic accumulation spots

throughout the regions attacked by Katrina. Relief supplies received from various

sources in these sites were then delivered to a designated place for sorting and

dispensation, so they could be allocated in time to victims. Regrettably, the relief

volunteers and staff available in this period were insufficient to deal with a large stock

of donations received. Moreover, it was obvious that there was shortcoming in

donation planning. There were many complaints about organizers’ ignorance of urgent

demand from the victims, especially those in the remote areas. The arrangement for

the distribution of relief materials became a focus of the debate about the response by

the many agencies to the disaster.

The relief supplies like clothing were given low-priority, and they seriously

hindered other more important relief activities, such as water and food. But so much

such material was delivered to the shelters and stricken areas that additional relief

workers had to be sent to erect tents to sort and give out these lower-priority supplies.

Serious delay in procurement accounted for the inefficient supply of important goods

in the initial phase of the disaster. The delivery of medical supplies took 1 to 3 weeks

as the general logistics staff were unfamiliar with the specific supplies and where best

to obtain them. In some cases, the lack of skilled staff and the absence of secure

purchasing protocol also contributed to this delay. The delivery of relief materials was

often delayed unnecessarily due to improper purchasing protocols.

3.4 The snow disaster in South China in early 2008

“China is one of the countries suffer the most disasters in the world” (Chen et al.,

2010). Frequent natural disasters pose severe challenges to the sustainable

development of China’s economy and society. In boreal winters, the snow disaster has

provided one of the severest meteorological events internationally and in China. The

extreme low-temperature and freezing events impact negatively on industry,

agriculture, transportation and other sectors, and it results in serious human and

economic losses (Hui, 2009). But it seldom snows in South China, so the snow

disaster in early 2008 surprised many people, and there was no experience about how

to respond to the event, and as a result 129 people died. Between January 10 and

February 2, 2008, there were four episodes of severe and persistent snow,

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low-temperature and freezing weather in the Yangtze River basin, in the South China

and South-West China regions (Shi et al., 2010). As reported by the Ministry of Civil

Affairs, this severe weather was the worst experienced in the past five decades for the

Southern part of the country. In most regions, the snow and freezing weather, the

minimal temperatures and the economic damages broke the 57-year records (Hui,

2009). This disaster claimed 129 lives, devastated 485,000 houses and damaged about

1.67 million hectare in crops, resulting in a direct economic loss of 151.6 billion

China Yuan (about 20.8 billion US dollars) (Xinhua News Agency, 2008a).

Disasters caused by the prolonged low temperatures, icy rain and heavy snow in

the southern part of China also resulted in homes collapsing, power blackouts, closed

highways, as well as stranding millions of passengers and destroying crops. The

heavy snow broke the local electricity grid and this led to the power failure,

paralyzing electric trains. At the same time, the lack of transport caused a shortage of

coal and this could lead to the closure of power plants. Passengers and commodities

were blocked and many industries were affected. The slow response of local

government led to public resentment. Many passengers had to stay at railway stations,

and the number of complaints increased, as did the level of disturbances. China’s

premier Wen Jiabao visited several railway stations to placate the stranded passengers.

This sequence of events illustrates the causal chain effects resulting from the severe

weather, and it demonstrates the interconnectedness between the sectors and the

important role that transport plays in maintaining economic activity. But the transport

system itself was both affected directly (snow blockages) and indirectly (lack of

power).

Under the snow disaster, relevant local government agencies had no training and

they had a lack of risk awareness, and at the same time the lack of communication and

collaboration. These factors resulted in crucial delays in organizing emergency

logistics. In addition, the ice and snow impacted on the road and rail transport, and

many logistics enterprises declined the request for emergency delivery of goods. This

demonstrated their absence of corporate social responsibility. From another point of

view, most distribution enterprises are scattered and small sized, and acted in their

own interests and independently. Many volunteers were prevented from acting as

emergency logistics helpers in this disaster.

4 Lessons and comments

The above four examples of major natural disasters in different parts of the

World can be regarded as a window, from which potential common issues can be

identified for emergency preparation and response. The disadvantages related to

emergency logistics can be classified into two categories by referring to hard

resilience and soft resilience, as shown in Table 2.

Table 2: Common disadvantages related to emergency logistics in natural disasters

Hard aspectsCollapse of communication infrastructure

Road and rail interruptions

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Soft aspects

Inefficient inter-organizational communication

Lack of interaction, cooperation or integration

Lack of knowledge, skill or experience

Poor management of donations

Poor management of procurement

Hard resilience is important but difficult to improve in view of the high

uncertainty of natural disasters. For example, the communication networks were

severely damaged by Hurricane Katrina. The U.S. communications technology

industry deployed some technologies to re-establish communication lifelines during

the Katrina recovery effort. But Clark (2006) investigated the response process and

concluded that these technologies were actually not good enough to be counted as a

successful disaster response, and argued that flexible solutions should be introduced

to facilitate timely restoration of communications infrastructure. The recent Japanese

earthquake and tsunami (March 2011) had severe implications for the Fukushima

nuclear power plant, which was designed in accordance with the highest water

flooding standard (5.7m), so the reactor and back-up diesel unit were placed at about

10~13 meters height to ensure a sufficient safety margin. However, when the tsunami

came, the flood surged to a height of 14 meters, leading to flooding and the failure of

the nuclear power unit. The destructive power of natural disasters may result in an

overwhelming impact on any physical facilities that are designed to withstand

exceptional events, but they are actually not strong enough to withstand disasters. All

parts of the infrastructure may become vulnerable when faced with a devastating

natural disaster, as its force is beyond imagination. It is not possible to withstand

every natural disaster through only strengthening infrastructure and investing in

backup facilities. As the magnitude or scope of any natural disaster is uncertain, no

one knows which facilities will be impacted by the next natural disaster. In addition,

the costs would be prohibitive, and this makes it less feasible to invest in the hard

resilience by reinforcing each part of the infrastructure or to enhance the design

criteria of facilities to deal with the unpredictability of natural disasters.

There are many more cost effective opportunities to enhance the soft resilience

by “management” approaches to reduce the reliance on hard resilience in anticipating

natural disasters. As stated by John Telford, the former senior emergency

preparedness and response officer of United Nations High Commissioner for

Refugees, “the most deadly killer in any humanitarian emergency is not dehydration,

measles, malnutrition or the weather, it is bad management” (Gad-el-Hak, 2008).

“Management” deserves to be the focus of soft resilience. The following section

discusses seven different but related means to compensate for the lack of anticipatory

action that can be taken to improve hard resilience, and the means by which a greater

role can be allocated to soft resilience in the preparation stage as well as the response

stage.

4.1 Potential countermeasures for collapse of communication infrastructure

In the initial emergency response phase immediately after a natural disaster,

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satellite communication needs to be the first choice for use as communication lifeline.

Immediate acquisition of accurate information about the disaster affected areas and

swift rescue actions are critical in saving lives, and communication between the

disaster affected area and the outside world is the first determinant. Satellite

communication is a global communication means and can realize seamless signal

coverage. It is characterized by wide coverage, flexibility and resilient to terrestrial

disasters. Satellite phone is suitable for the initial emergency response due to the

paralyzed communication infrastructures. Therefore, more satellite phones should be

made available, together with the necessary training, before a predicted natural

disaster and located in areas susceptible to natural disasters.

In the subsequent disaster relief process, urgent repairs to the mobile

communications infrastructure should be a priority. Mobile communications will

constitute a key demand as it will form the central core of the emergency response, as

well as the central point for the command, coordination, dispatch, delivery and

distribution of assistance. Although mobile communications circuitry between

switchboard and base station is often connected by ground lines, the network

operation can be quickly recovered through building satellite relay transmission link,

which makes mobile communication more flexible in the event of any interruption.

The restoration of mobile communication should be a key first step during the rescue

process, and this is seen as an essential element in soft resilience (flexibility and

agility).

4.2 Potential countermeasures for road interruption

Road and rail infrastructures are the backbone in building hard resilience for

emergency logistics. However, the local roads are often severely damaged in most

natural disasters. One way to handle this key issue is to swiftly seek alternative

transport means. For instance, the Indian Ocean Tsunami wrecked about 200 km of

coastline in Banda Aceh, making it inaccessible. It washed away roads and bridges,

and turned the coastline into new sandbars and debris impeding the relief effort from

the sea. Accordingly, the only possible access to the coastline is undertaken by

helicopters or small boats (Gad-el-Hak, 2008). Similarly, Hurricane Katrina, the

costliest natural disaster in American history, also devastated a large part of the

transport infrastructure such as highways and bridges, and made the initial rescue and

aid dependent on helicopters.

Road interruption can also be addressed through the mobilization of human

capacity to act collectively and constructively in safeguarding any unblocked lifeline

to the stricken area. But this depends on the damage degree of road infrastructure,

stable local conditions, and the availability of human capacity and equipment. In

many locations, affected areas only have one route into the villages and towns, and

this raises the question about whether greater redundancy should be built into the

transport system.

4.3 Potential countermeasures for inefficient inter-organizational communication

Communication may be improved through both technical and managerial ways.

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On the one hand, inter-organizational communication can be greatly improved

through appropriate usage of information technology. A comprehensive information

management system for emergency logistics should be built based on cross-network

integration of governmental public information platforms (Miao et al., 2011) to

achieve reliable and effective information exchange and sharing. This can provide a

common knowledge base to support collective action against threats under various

disaster circumstances (Comfort, 2007). On the other hand, inter-organizational

mutual communication agreements should be enacted to guarantee timely interactions.

Early involvement of various actors in the planning stage is also important in

making protocols for mutual communication among key actors in both their

preparations and their responses. Information sharing is imperative in providing the

best available emergency response. The timeliness of information collection, analysis

and dissemination by related participants are all needed to provide the necessary

support for emergency response. Maxwell and Watkins (2003) have pointed out that

the preparation and response phases of emergency management are both driven by

information. The operation of emergency logistics needs a large amount of

information related to the disaster status, the stricken people and the available

resources in the face of a disaster.

The gathering of disaster information may be extremely difficult due to

inaccessibility of the stricken areas in the context of damage of infrastructures, such

as telecommunications and roads. For some time, only piecemeal information can be

obtained by governments and relevant actors, and the initial information gained

through various channels is critical, since it might offer support for further collective

decisions and actions. Timely communication and information sharing among various

actors should be encouraged before any major action takes place. Therefore, a set of

well designed and predefined emergency communication clauses is necessary, such as

rules in guiding efficient inter-organizational communication. These forms of soft

resilience again encourage greater flexibility and agility in responses.

4.4 Potential countermeasures for lack of interaction, cooperation or integration

Considering the extensive involvement of the different actors, unique social

capital should be developed for effective interaction and cooperation. Social capital

covers the intangible social resources that come from social relationships, which, in

turn, can be utilized to obtain beneficial outcomes (Bourdieu, 1986; Lin, 2001;

Beaudoin, 2011). Social capital theory can be traced back to as far as the 1960s and

has drawn increasing attention from the 1990s (Currie and Stanley, 2008). Three

scholars, Bourdieu (1984), Coleman (1988, 1990) and Putnam (1993, 1995a, b, 2000)

have contributed significantly to the foundation of social capital theory. Putnam (1993)

initially utilized social capital to partly explain the discrepancy between institutional

performance, governance and economy growth in Italy, and later, focused on citizen

participation in the USA. Putnam defined social capital as the “features of social

life—networks, norms and trust—that enable participants to act together more

effectively to pursue shared objectives” (Putnam, 1995b), and this approach has been

extensively used in many subsequent studies (Pelling and High, 2005).

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In the context of natural disasters, social capital refers to social networks, social

support and social trust (Ferlander, 2007). Yamamura (2010) has demonstrated that

community social capital can reduce the damage done by natural disasters. In his

article, the number of public baths was adopted as a proxy for social capital of

Japanese community because public baths were used by community members from all

sectors of the society as places for daily interpersonal communication in Japan. This

custom makes public baths as wonderful places for communication and learning about

the experiences of survival from and coping with earthquakes and hurricanes since

Japan is a coastal country often affected by earthquakes and hurricanes. As a place for

experience sharing and knowledge diffusion among community members, a public

bath is naturally bear the function of strengthening community social network and

promoting social trust, and accordingly afford support for coping with natural

disasters in Japan. Yamamura found statistically significant relationships between the

number of public baths in a community and the damage resulting from earthquakes

and hurricanes, implying that higher levels of local social capital has a positive effect

on decreasing the damage from natural disasters. Considering the potential for

overwhelming destruction resulting from natural disasters and the corresponding vast

obstacles and challenges facing relief organizations, social capital for emergency

logistics is better represented by networks, interactions and trust more at the

interorganizational level than at the interpersonal level.

Military, large-scale enterprises, NGOs and local communities are the principal

actors involved in this type of social network. It is critical for related actors to be

efficient and effective. The social network ties need to be strong and well developed,

so that they can be maintained throughout the process in an adaptive way that aims to

cultivate the capability to respond swiftly and appropriately. This is the cornerstone

of emergency logistics management (Papadopoulou et al., 2011). The strong and

trustworthy relationships must be established in advance (Perry, 2007), so that there is

responsiveness and agility in the social network in its reaction to natural disaster. The

development of corporate social responsibility and public private partnership is a

feasible means by which that objective can be achieved. The collaboration between

public and private sectors is considered as a win-win option. Public-private

partnership may provide greater flexibility and enable participating enterprises to

adapt and interact more efficiently and address the response and recovery issues that

emerge in the aftermath of a natural disaster (Stewart et al., 2009). In order to ensure

the smooth-running of emergency work, emergency logistics management must have

a strong leading organizer. Managers at the state level supervise macroscopic flows of

resources and information. The local leading agency of emergency logistics is best

seen as a permanent government institution specialized in storing, transporting and

distributing of relief materials.

4.5 Potential countermeasures for lack of knowledge, skill or experience

A systematic emergency training plan is needed for the successful organisation of

relief work, so that relief participants can be provided with the necessary skills and

experience. In addition, emergency exercises are also an indispensable part of

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emergency training. The aim is to make participants understand the special conditions

and to master specific requirements in extreme events, and to test how the emergency

responses would successfully cope with an unexpected emergency (Holguin-Veras et

al., 2007).

Natural disasters have occurred from time to time over the past decade, which

have left us with many lessons and questions that are worthy of discussion. On the

one hand, a specialized international organisation might be established as an agency

to with the necessary knowledge and expertise to help train local managers; in

addition, local managers could conceive possible disaster scenarios and design

concrete training plans based on actual local conditions. Policy support and financial

support for such training and exercise would be given by national government or local

government.

4.6 Potential countermeasures for poor management of donations

An appropriate emergency donation plan could be made in advance to ensure the

smooth progress of emergency logistics activity. This would assist in the prompt

distribution of key materials, and it may reduce the chance of inessential relief

materials being sent. A systematic method for the smooth delivery and distribution of

“right” donations is needed. Critical information, such as what kinds of efforts are

ongoing and where the decisive gaps exist between supply and demand, should be

open for sharing among the media, emergency response institutions, private and

voluntary sectors (Holguin-Veras et al., 2007). Adequate funding and distribution

centres should be set up in major geographical regions that are vulnerable to natural

disasters, and traffic channels should be set up after a large-scale natural disaster.

Such centres are mainly responsible for the storage, cargo handling and repacking of

relief donations. At the same time, these centres should also have “information

exchange” capabilities and collect type and quantity of relief materials timely and

accurately through the use of use Radio Frequency Identification Devices (RFID) for

effective management of donations and feed back the information to disaster relief

headquarters. The disaster relief headquarters would coordinate the supply and

demand balance of relief supplies according to their importance.

4.7 Potential countermeasures for poor management of procurement

The demand for emergency relief goods is difficult to forecast or predetermine.

Emergency procurement is part of a dynamic supply chain alliance led by the

government in facing a devastating natural disaster. The supply chain alliance should

be flexible and be able to make a quick response to emergency demand. Therefore,

this alliance is better to have the foundation of long-term cooperation so as to act

efficiently and swiftly. The Public Private Partnership (PPP) is a good way to build up

such long-term cooperation. The government acts as the core enterprise in the supply

chain. Relevant suppliers are selected and evaluated by the government. Collaborative

protocols between suppliers and the government should then be enacted. The supply

chain has different functions in different periods. In an ordinary period without

disasters, this chain may be used for reserving material for potential usage. When a

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disaster arises, the enterprises in the supply chain act according to the pre-arranged

planning or the command of the government to make a sound and swift response. The

enterprises can also get involved in emergency decision making as assistants or

partners by using their expertise and experience.

This PPP based procurement mode means that there is a strong integration

between the government and the relevant enterprises. The related enterprises centre on

the command and coordination of the emergency management agency affiliated to the

government to form a flexible and agile supply chain, which is characterized as the

systematic coordination of key work flow. After an emergency supply task, the

government should evaluate the performance of suppliers to judge the effectiveness

and efficiency, and identify problems in operation for further improvement.

5 Conclusions

This paper has argued for a greater emphasis to be placed on the concepts of soft

resilience when dealing with natural disasters, as reliance on only hard resilience in

responding to the question of emergency logistics has severe limitations. The main

points from the discussion in the previous Section are summarized in Table 3, using

the same headings.

Table 3: Summary of the main points of potential countermeasures for commondisadvantages related to emergency logistics

Common disadvantages Potential countermeasuresCollapse of communicationinfrastructure

Equip satellite communication;Urgent repair on mobile communication infrastructure.

Road and rail interruptionSeek alternative transport means;Safeguard an unblocked lifeline.

Inefficientinter-organizationalcommunication

Build comprehensive information management system based oncross-network integration of governmental public informationplatforms;Enact inter-organizational mutual communication agreements andclauses.

Lack of interaction,cooperation or integration

Develop unique social capital for effective interaction andcooperation;Develop corporate social responsibility and public privatepartnership;Integration of government, military, enterprises, NGOs and localcommunities.

Lack of knowledge, skill orexperience

Implement systematic emergency logistics training;Learn from the past experience and constitute concrete trainingplans as per local conditions.

Poor management ofdonations

Lay down emergency donation plan in advance;Make donation information open for sharing;Set up enough centers equipped with RFID for donationcollection and distribution;Coordinate comprehensively by headquarters.

Poor management ofprocurement

Develop PPP based supply chain alliance;Constitute collaborative protocols, select and evaluate suppliers.

In view of many limitations in the current operation of emergency logistics under

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natural disasters, resilience makes a useful intellectual and strategic contribution to

find solutions for coping with those disadvantages that might happen again. It is

appropriate to regard emergency logistics management as a comprehensive process

that falls centrally into resilience building. With the division between hard resilience

and soft resilience, there is much more opportunity for the improvement of soft

resilience than the enhancement of hard resilience, although both are interdependent

and interconnected. Soft resilience is seen as a promising research direction, as it

views organizational strategy as a defensive mechanism. Better management can be

seen as a clear advance against the disadvantages presently inherent in emergency

logistics, and it provides a new perspective to for creative efforts. There are some

general principles to achieve effective soft resilience:

Education and training is an essential way of learning from the past and similar

disasters to enrich the experience in coping with potentially adverse futures.

Integration between agencies is important to collectively cope with a devastating

natural disaster. In this regard, some of the main issues as discussed above are to

develop interorganizational social capital, promote PPP based supply chain

alliance and establish collaborative protocols.

Communication is critical as interpersonal influence, media relations, technology

showcase and interorganizational networking (Garnett and Kouzmin, 2007).

Therefore, building a comprehensive information management system, based on

cross-network integration of separated information platforms, and enacting

interorganizational mutual communication agreements and clauses, may be the

most effective way to improve communication.

Community leadership is pivotal in the context of responding to the aftermath of

natural disasters (DeChurch et al., 2011). Effective leadership often shares

community members’ perspectives concerning the present, yet offer a unique and

compelling vision for the future in facing with collective stress from a natural

disaster. Visionary leaders who offer novel solutions to the community’s

predicament will attract more followers, mobilize collective action, and

effectively regulate community members’ emotions and reactions to disasters

(Halevy et al., 2011).

Investment and finance is the necessary guarantee of an effective process of

action and implementation, and this means that the flexibility and agility offered

by soft resilience cannot be overlooked. To maintain sustained soft resilience, the

managers should understand that the nature of soft resilience is an ongoing,

continuous improved process that requires ongoing support. This process

involves many actors and it should be considered as a systematic operation.

Policy packages might be helpful to support this process of effective action and

implementation. The package may include education and training programs,

incentive mechanisms for multi-district collaboration, preference and protocols

for those organizations that are involved, together with appropriate investment

and financial plan.

Climate related events and earthquakes have been used here as typical natural

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disasters, but they have differences as well as similarities. Although the recommended

principles and package are applicable to both, some differences still exist in

emergency practice. Climate related events are usually predictable, at least in the short

term and last for a few days, while earthquakes generally occur in an unexpected way.

This means that more preventive measures should be carried out before the drawing

near of a climate related event, while the quick response may be more demanded in

the initial stage of the aftermath of an earthquake. The key elements for building soft

resilience for different types of natural disasters merit further exploration and

discussion.

Acknowledgements

This research is supported by Humanities and Social Science Fund of the Chinese

Ministry of Education (09YJC630049), Natural Science Foundation of Heilongjiang

Province (G201014), National Natural Science Foundation of China (71101036,

61074133) and Natural Scientific Research Innovation Foundation in Harbin Institute

of Technology (HIT.NSFIR.2010082).

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