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11. Reactions of Alkyl Halides:
Nucleophilic Substitutions and
Eliminations
Based on McMurry’s Organic Chemistry, 7th edition

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Alkyl Halides React with
Nucleophiles and Bases
Alkyl halides are polarized at the carbon-halide bond,
making the carbon electrophilic
Nucleophiles will replace the halide in C-X bonds of
many alkyl halides(reaction as Lewis base)
Nucleophiles that are Brønsted bases produce
elimination

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Why this Chapter?
Nucleophilic substitution, base induced
elimination are among most widely occurring
and versatile reaction types in organic
chemistry
Reactions will be examined closely to see:
- How they occur
- What their characteristics are
- How they can be used

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11.2 The SN2 Reaction
Reaction is with inversion at reacting center
Follows second order reaction kinetics
Ingold nomenclature to describe characteristic step:
S=substitution
N (subscript) = nucleophilic
2 = both nucleophile and substrate in
characteristic step (bimolecular)

Mechanism of The SN2 Reaction
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The reaction takes place in
a single step when the
incoming nucleophile
approaches from a
direction 180 away from
the leaving halide ion .

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SN2 Transition State
The transition state of an SN2 reaction has a planar
arrangement of the carbon atom and the remaining
three groups

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11.3 Characteristics of the SN2
Reaction
Sensitive to steric effects
Methyl halides are most reactive
Primary are next most reactive
Secondary might react
Tertiary are unreactive by this path
No reaction at C=C (vinyl halides)

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Reactant and Transition State
Energy Levels Affect Rate
(a) Higher reactant
energy level (red
curve) = faster
reaction (smaller
G‡).
(b) Higher
transition state
energy level (red
curve) = slower
reaction (larger
G‡).

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Energy diagrams showing the effects of (a) substrate, (b) nucleophile, (c) leaving group
And (d)solvent on Sn2 reaction rates. V = k[RX][Nu]
Reactant and Transition State
Energy Levels Affect Rate

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Steric Effects on SN2 Reactions
The carbon atom in (a) bromomethane is readily accessible
resulting in a fast SN2 reaction. The carbon atoms in (b) bromoethane
(primary), (c) 2-bromopropane (secondary), and (d) 2-bromo-2-
methylpropane (tertiary) are successively more hindered, resulting in
successively slower SN2 reactions.

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Order of Reactivity in SN2
The more alkyl groups connected to the reacting
carbon, the slower the reaction

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Vinylic halides and aryl halides are unreactive toward SN2 reaction.
This lack of reactivity is probably due to steric factors.

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The Nucleophile
Neutral or negatively charged Lewis base
Reaction increases coordination at nucleophile
Neutral nucleophile acquires positive charge
Anionic nucleophile becomes neutral
See Table 11-1 for an illustrative list

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Relative Reactivity of Nucleophiles
Depends on reaction and conditions
More basic nucleophiles react faster
Better nucleophiles are lower in a column of the
periodic table
Anions are usually more reactive than neutrals

What product would you expect from SN2
reaction of 1-bromobutane with each of the
following?
a) NaI b) KOH c) H-C≡C-H
Which substance in each of the follwoing pairs
is more reactive as a nucleophile?Explain.
a) (CH3)2N‾ or (CH3)2NH ,b) (CH3)B or (CH3)B
c) H2O or H2S
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The Leaving Group In SN2 reaction the nature of the leaving group displaced by the
incoming nucleophile.
A good leaving group reduces the barrier to a reaction, the best
stabilize the negative charge in the transition state.
Stable anions that are weak bases are usually excellent leaving groups
and can delocalize charge such Cl-,Br-. While strong bases such as
OH-,NH2- are poor leaving groups.
Thionyl chloraide,
Phosphorus tribromid

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Poor Leaving Groups
If a group is very basic or very small, it is prevents reaction
Alkyl fluorides, alcohols, ethers, and amines do not typically undergo SN2 reactions.
Alcohol can be mede more reactive toward nucleophilic substitution by treating with para-toulenesulfonyl chloride to form tosylate.
Tosylate are more reactive reaction than halides in nucleophilic substitutions.

Rank the following compounds in order of
their expected reactivity toward SN2 reaction:
CH3Br, CH3OTos, (CH3)3CCl, (CH3)2CHCl
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The Solvent
The rates of SN2 reaction are strongly affected by solvent.
Solvents that can donate hydrogen bonds (-OH or –NH) slow SN2 reactions by associating with reactants
Energy is required to break interactions between reactant and solvent
Polar a protic solvents form weaker interactions with substrate and permit faster reaction
, Dimethyl sulfoxide,Dimethylformamide
,Acetonitril ,Hexamethylphsphoramide

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11.4 The SN1 Reaction
Tertiary alkyl halides react rapidly in protic solvents by a mechanism that involves departure of the leaving group former to addition of the nucleophile
Called an SN1 reaction – occurs in two distinct steps while SN2 occurs with both events in same step

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SN1 Energy Diagram
Rate-determining step is formation of carbocation
V = k[RX]

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Rate-Limiting Step
Rate-determining step is formation of
carbocation
The general rate of a reaction is controlled by
the rate of the slowest step
The rate depends on the concentration of the
species and the rate constant of the step
The highest energy transition state point on
the diagram is that for the rate determining
step.
V = k[RX]

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11.5 Characteristics of the SN1Reaction
Substrate
Tertiary alkyl halide is most reactive by this mechanism
Controlled by stability of carbocation
Remember Hammond postulate,”Any factor that stabilizes a high-energy intermediate stabilizes transition state leading to that intermediate”

Mechanism of The SN1 Reaction
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The mechanism of the
Sn1 reaction of 2-bromo-2-
Methylpropane with H2O
Involves three steps.

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Allylic and Benzylic Halides
Allylic and benzylic intermediates stabilized by
delocalization of charge
Primary allylic and benzylic are also more reactive in the
SN2 mechanism as well as in SN1

Rank the following substances in order of
their expected SN1 reactivity:
3-Bromobut-1-ene and 1-bromobut-2-ene
undergo SN1 reaction at nearly the same rate
even though one is a secondary halide and
the other is primary. Explain.
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Effect of Leaving Group on SN1
Seriously dependent on leaving group
Reactivity: the larger halides ions are better leaving groups
In acid, OH of an alcohol is protonated and leaving group is H2O, which is still less reactive than halide
p-Toluensulfonate (TosO-) is excellent leaving group

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Nucleophiles in SN1
Since nucleophilic addition occurs afterformation of carbocation, reaction rate is not
normally affected by nature or negatively
charged or concentration of nucleophile
(the nucleophile can't affect the reaction rate)
in Sn2 nucleophile plays a major role .
the reaction occures at the same rate
regardless of wether X is Cl,Br,orI

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The mechanism of the Sn1
reaction of a tertiary
alcohol with HBr to yield an
alkyl halide.
Neutral water is the leaving
group
Nucleophiles in SN1

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Solvent in SN1
Stabilizing carbocation also stabilizes associated transition state and controls rate
Solvent effects in the SN1 reaction are due largely to stabilization or destabilization of the transition state

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Polar Solvents Promote Ionization
Polar, protic and unreactive Lewis base solvents help formation of R+
Sn1 reaction take place much more rapidly in strongly polar solvents, such as water and methanol than in less polar solvent, such as ether and chloroform.
Solvent polarity is measured as dielectric polarization (P)
Nonpolar solvents have low P Polar solvents have high P values

Sn2 reactions are disfavored in protic
solvents because the ground-state energy of
the nucleophile is lowered by solvation.
Sn1 reactions are favored in protic solvents
because the transition-state energy leading to
carbocation intermediate is lowered by
solvation.
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11.7 Elimination Reactions of
Alkyl Halides: Zaitsev’s Rule Elimination is an alternative pathway to substitution
Opposite of addition
Generates an alkene

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Zaitsev’s Rule for Elimination
Reactions Base-induced elimination reaction generally
In the elimination of HX from an alkyl halide, the more
highly substituted alkene product predominates

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Mechanisms of Elimination
Reactions The classification of E – “elimination”
E1: X- leaves first to generate a carbocation
a base abstracts a proton from the carbocation
E2: Concerted transfer of a proton to a base and
departure of leaving group in one step

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11.8 The E2 Reaction
A proton is
transferred to base
as leaving group
begins to depart
Transition state
combines leaving of
X and transfer of H
Product alkene forms
stereospecifically
The E2 reaction is
analogous to the Sn2
reaction

The E1 reaction is analogous to the Sn1
reaction two steps are involved,the first of
which is rate –limiting, and a carbocation
intermediate is present.
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11.9 The E1 Reaction

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E1cB Reaction
Takes place through a carbanion intermediate
Base-induced abstraction of a proton in a slow,
rate-limiting step gives an anion, which expels
a leaving group on the adjacent carbon.

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Comparing E1 and E2
Strong base is needed for E2 but not for E1
E2 is stereospecifc, E1 is not
E1 gives Zaitsev orientation