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Page 1: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

§1.2–Cuts

Tom Lewis

Fall Term 2006

Tom Lewis () §1.2–Cuts Fall Term 2006 1 / 28

Page 2: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

Outline

1 Elementary number systems

2 An introduction to cuts

3 An ordering of cuts

4 Upper bounds and least upper bounds

5 Cut arithmetic

6 Magnitude

7 The completeness of the real numbers

8 Supremum and infimum

9 Cauchy sequences

10 Further description of R

Tom Lewis () §1.2–Cuts Fall Term 2006 2 / 28

Page 3: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

Elementary number systems

Elementary number systems

We will accept the customary rules and usage of the following numbersystems:

N, the set of natural numbers: 1, 2, 3, . . ..

Z, the set of integers: . . . ,−2,−1, 0, 1, 2, . . ..

Q, the set of rational numbers: all numbers of the form p/q, where pand q are integers, q 6= 0.

Observe that N ⊂ Z ⊂ Q.

Tom Lewis () §1.2–Cuts Fall Term 2006 3 / 28

Page 4: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

Elementary number systems

Elementary number systems

We will accept the customary rules and usage of the following numbersystems:

N, the set of natural numbers: 1, 2, 3, . . ..

Z, the set of integers: . . . ,−2,−1, 0, 1, 2, . . ..

Q, the set of rational numbers: all numbers of the form p/q, where pand q are integers, q 6= 0.

Observe that N ⊂ Z ⊂ Q.

Tom Lewis () §1.2–Cuts Fall Term 2006 3 / 28

Page 5: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

Elementary number systems

Elementary number systems

We will accept the customary rules and usage of the following numbersystems:

N, the set of natural numbers: 1, 2, 3, . . ..

Z, the set of integers: . . . ,−2,−1, 0, 1, 2, . . ..

Q, the set of rational numbers: all numbers of the form p/q, where pand q are integers, q 6= 0.

Observe that N ⊂ Z ⊂ Q.

Tom Lewis () §1.2–Cuts Fall Term 2006 3 / 28

Page 6: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

Elementary number systems

Elementary number systems

We will accept the customary rules and usage of the following numbersystems:

N, the set of natural numbers: 1, 2, 3, . . ..

Z, the set of integers: . . . ,−2,−1, 0, 1, 2, . . ..

Q, the set of rational numbers: all numbers of the form p/q, where pand q are integers, q 6= 0.

Observe that N ⊂ Z ⊂ Q.

Tom Lewis () §1.2–Cuts Fall Term 2006 3 / 28

Page 7: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

Elementary number systems

Elementary number systems

We will accept the customary rules and usage of the following numbersystems:

N, the set of natural numbers: 1, 2, 3, . . ..

Z, the set of integers: . . . ,−2,−1, 0, 1, 2, . . ..

Q, the set of rational numbers: all numbers of the form p/q, where pand q are integers, q 6= 0.

Observe that N ⊂ Z ⊂ Q.

Tom Lewis () §1.2–Cuts Fall Term 2006 3 / 28

Page 8: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

Elementary number systems

Trouble in paradise

In many ways, the rationals are not “thick enough” for naturalmathematical applications. This was a problem that was recognized by theancient Greek geometers.

Theorem

No number in Q has a square equal to 2. In other words,√

2 /∈ Q.

Tom Lewis () §1.2–Cuts Fall Term 2006 4 / 28

Page 9: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

Elementary number systems

Trouble in paradise

In many ways, the rationals are not “thick enough” for naturalmathematical applications. This was a problem that was recognized by theancient Greek geometers.

Theorem

No number in Q has a square equal to 2. In other words,√

2 /∈ Q.

Tom Lewis () §1.2–Cuts Fall Term 2006 4 / 28

Page 10: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

An introduction to cuts

R. Dedekind (1831 - 1916)

Tom Lewis () §1.2–Cuts Fall Term 2006 5 / 28

Page 11: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

An introduction to cuts

Definition

A cut in Q is a pair of subsets A, B of Q such that

A ∪ B = Q, A 6= ∅, B 6= ∅, A ∩ B = ∅.If a ∈ A and b ∈ B, then a < b.

A contains no largest element.

In other words...

The sets A and B must partition Q.

A is to the “left” of B.

Notation

We will write A|B for the cut with left-hand part A and right-hand part B.

Tom Lewis () §1.2–Cuts Fall Term 2006 6 / 28

Page 12: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

An introduction to cuts

Definition

A cut in Q is a pair of subsets A, B of Q such that

A ∪ B = Q, A 6= ∅, B 6= ∅, A ∩ B = ∅.

If a ∈ A and b ∈ B, then a < b.

A contains no largest element.

In other words...

The sets A and B must partition Q.

A is to the “left” of B.

Notation

We will write A|B for the cut with left-hand part A and right-hand part B.

Tom Lewis () §1.2–Cuts Fall Term 2006 6 / 28

Page 13: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

An introduction to cuts

Definition

A cut in Q is a pair of subsets A, B of Q such that

A ∪ B = Q, A 6= ∅, B 6= ∅, A ∩ B = ∅.If a ∈ A and b ∈ B, then a < b.

A contains no largest element.

In other words...

The sets A and B must partition Q.

A is to the “left” of B.

Notation

We will write A|B for the cut with left-hand part A and right-hand part B.

Tom Lewis () §1.2–Cuts Fall Term 2006 6 / 28

Page 14: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

An introduction to cuts

Definition

A cut in Q is a pair of subsets A, B of Q such that

A ∪ B = Q, A 6= ∅, B 6= ∅, A ∩ B = ∅.If a ∈ A and b ∈ B, then a < b.

A contains no largest element.

In other words...

The sets A and B must partition Q.

A is to the “left” of B.

Notation

We will write A|B for the cut with left-hand part A and right-hand part B.

Tom Lewis () §1.2–Cuts Fall Term 2006 6 / 28

Page 15: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

An introduction to cuts

Definition

A cut in Q is a pair of subsets A, B of Q such that

A ∪ B = Q, A 6= ∅, B 6= ∅, A ∩ B = ∅.If a ∈ A and b ∈ B, then a < b.

A contains no largest element.

In other words...

The sets A and B must partition Q.

A is to the “left” of B.

Notation

We will write A|B for the cut with left-hand part A and right-hand part B.

Tom Lewis () §1.2–Cuts Fall Term 2006 6 / 28

Page 16: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

An introduction to cuts

Definition

A cut in Q is a pair of subsets A, B of Q such that

A ∪ B = Q, A 6= ∅, B 6= ∅, A ∩ B = ∅.If a ∈ A and b ∈ B, then a < b.

A contains no largest element.

In other words...

The sets A and B must partition Q.

A is to the “left” of B.

Notation

We will write A|B for the cut with left-hand part A and right-hand part B.

Tom Lewis () §1.2–Cuts Fall Term 2006 6 / 28

Page 17: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

An introduction to cuts

Definition

A cut in Q is a pair of subsets A, B of Q such that

A ∪ B = Q, A 6= ∅, B 6= ∅, A ∩ B = ∅.If a ∈ A and b ∈ B, then a < b.

A contains no largest element.

In other words...

The sets A and B must partition Q.

A is to the “left” of B.

Notation

We will write A|B for the cut with left-hand part A and right-hand part B.

Tom Lewis () §1.2–Cuts Fall Term 2006 6 / 28

Page 18: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

An introduction to cuts

Definition

A cut in Q is a pair of subsets A, B of Q such that

A ∪ B = Q, A 6= ∅, B 6= ∅, A ∩ B = ∅.If a ∈ A and b ∈ B, then a < b.

A contains no largest element.

In other words...

The sets A and B must partition Q.

A is to the “left” of B.

Notation

We will write A|B for the cut with left-hand part A and right-hand part B.

Tom Lewis () §1.2–Cuts Fall Term 2006 6 / 28

Page 19: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

An introduction to cuts

Problem

Is A|B = {r : r < 3}|{r : r > 3} a cut in Q?

Problem

Is A|B = {r : r ≤ 3}|{r : r > 3} a cut in Q?

Problem

Is A|B = {r : r < 1}|{r : r ≥ 1} a cut in Q?

Definition

We call the cut A|B a rational cut if there exists a rational number c suchthat

A|B = {r : r < c}|{r : r ≥ c}

We will write c∗ to denote this rational cut.

Tom Lewis () §1.2–Cuts Fall Term 2006 7 / 28

Page 20: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

An introduction to cuts

Problem

Is A|B = {r : r < 3}|{r : r > 3} a cut in Q?

Problem

Is A|B = {r : r ≤ 3}|{r : r > 3} a cut in Q?

Problem

Is A|B = {r : r < 1}|{r : r ≥ 1} a cut in Q?

Definition

We call the cut A|B a rational cut if there exists a rational number c suchthat

A|B = {r : r < c}|{r : r ≥ c}

We will write c∗ to denote this rational cut.

Tom Lewis () §1.2–Cuts Fall Term 2006 7 / 28

Page 21: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

An introduction to cuts

Problem

Is A|B = {r : r < 3}|{r : r > 3} a cut in Q?

Problem

Is A|B = {r : r ≤ 3}|{r : r > 3} a cut in Q?

Problem

Is A|B = {r : r < 1}|{r : r ≥ 1} a cut in Q?

Definition

We call the cut A|B a rational cut if there exists a rational number c suchthat

A|B = {r : r < c}|{r : r ≥ c}

We will write c∗ to denote this rational cut.

Tom Lewis () §1.2–Cuts Fall Term 2006 7 / 28

Page 22: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

An introduction to cuts

Problem

Is A|B = {r : r < 3}|{r : r > 3} a cut in Q?

Problem

Is A|B = {r : r ≤ 3}|{r : r > 3} a cut in Q?

Problem

Is A|B = {r : r < 1}|{r : r ≥ 1} a cut in Q?

Definition

We call the cut A|B a rational cut if there exists a rational number c suchthat

A|B = {r : r < c}|{r : r ≥ c}

We will write c∗ to denote this rational cut.

Tom Lewis () §1.2–Cuts Fall Term 2006 7 / 28

Page 23: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

An introduction to cuts

Problem

Is A|B = {r : r ≤ 0 or r2 < 2}|{r : r > 0 and r2 ≥ 2} a cut in Q?

Problem

Is this cut a rational cut?

Tom Lewis () §1.2–Cuts Fall Term 2006 8 / 28

Page 24: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

An introduction to cuts

Problem

Is A|B = {r : r ≤ 0 or r2 < 2}|{r : r > 0 and r2 ≥ 2} a cut in Q?

Problem

Is this cut a rational cut?

Tom Lewis () §1.2–Cuts Fall Term 2006 8 / 28

Page 25: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

An introduction to cuts

Definition

A real number is a cut in Q. We will let R denote the class of cuts in Q.

Tom Lewis () §1.2–Cuts Fall Term 2006 9 / 28

Page 26: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

An ordering of cuts

Definition

Let x = A|B and y = C |D be a pair of cuts.

The cut x is equal to the cut y if A = C ; we write x = y .

The cut x is less than or equal to the cut y if A ⊂ C ; we write x ≤ y .

The cut x is less than the cut y if x ≤ y and x 6= y ; we write x < y .

Problem

Is every pair of cuts x and y comparable? That is, must one of the threestatements be true:

x = y , x < y or y < x?

Tom Lewis () §1.2–Cuts Fall Term 2006 10 / 28

Page 27: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

An ordering of cuts

Definition

Let x = A|B and y = C |D be a pair of cuts.

The cut x is equal to the cut y if A = C ; we write x = y .

The cut x is less than or equal to the cut y if A ⊂ C ; we write x ≤ y .

The cut x is less than the cut y if x ≤ y and x 6= y ; we write x < y .

Problem

Is every pair of cuts x and y comparable? That is, must one of the threestatements be true:

x = y , x < y or y < x?

Tom Lewis () §1.2–Cuts Fall Term 2006 10 / 28

Page 28: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

An ordering of cuts

Definition

Let x = A|B and y = C |D be a pair of cuts.

The cut x is equal to the cut y if A = C ; we write x = y .

The cut x is less than or equal to the cut y if A ⊂ C ; we write x ≤ y .

The cut x is less than the cut y if x ≤ y and x 6= y ; we write x < y .

Problem

Is every pair of cuts x and y comparable? That is, must one of the threestatements be true:

x = y , x < y or y < x?

Tom Lewis () §1.2–Cuts Fall Term 2006 10 / 28

Page 29: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

An ordering of cuts

Definition

Let x = A|B and y = C |D be a pair of cuts.

The cut x is equal to the cut y if A = C ; we write x = y .

The cut x is less than or equal to the cut y if A ⊂ C ; we write x ≤ y .

The cut x is less than the cut y if x ≤ y and x 6= y ; we write x < y .

Problem

Is every pair of cuts x and y comparable? That is, must one of the threestatements be true:

x = y , x < y or y < x?

Tom Lewis () §1.2–Cuts Fall Term 2006 10 / 28

Page 30: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

An ordering of cuts

Definition

Let x = A|B and y = C |D be a pair of cuts.

The cut x is equal to the cut y if A = C ; we write x = y .

The cut x is less than or equal to the cut y if A ⊂ C ; we write x ≤ y .

The cut x is less than the cut y if x ≤ y and x 6= y ; we write x < y .

Problem

Is every pair of cuts x and y comparable? That is, must one of the threestatements be true:

x = y , x < y or y < x?

Tom Lewis () §1.2–Cuts Fall Term 2006 10 / 28

Page 31: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

Upper bounds and least upper bounds

Definition

A cut M ∈ R is an upper bound for a set S ⊂ R provided that s ≤ M foreach s ∈ S . Equivalently we say that S is bounded above by M.

Definition

A cut M is a least upper bound for a set S ⊂ R if M is an upper boundfor S and M is less than or equal to any other upper bound for S . Theleast upper bound for S is denoted by l.u.b.S

Tom Lewis () §1.2–Cuts Fall Term 2006 11 / 28

Page 32: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

Upper bounds and least upper bounds

Definition

A cut M ∈ R is an upper bound for a set S ⊂ R provided that s ≤ M foreach s ∈ S . Equivalently we say that S is bounded above by M.

Definition

A cut M is a least upper bound for a set S ⊂ R if M is an upper boundfor S and M is less than or equal to any other upper bound for S . Theleast upper bound for S is denoted by l.u.b.S

Tom Lewis () §1.2–Cuts Fall Term 2006 11 / 28

Page 33: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

Upper bounds and least upper bounds

The statement of our next theorem gives us the rationale (no punintended) for developing the real numbers through Dedekind cuts.

Theorem

The set R of real numbers, constructed through Dedekind cuts, satisfiesthe least upper bound property; namely, if S is a nonempty subset of Rthat is bounded above, then there exists a least upper bound for S.

Tom Lewis () §1.2–Cuts Fall Term 2006 12 / 28

Page 34: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

Cut arithmetic

Having defined the elements of R through Dedekind cuts, we will nowdefine the natural operations operations of addition, subtraction,multiplication, and division.

Definition

Let x = A|B and y = C |D be cuts. The sum of x and y is the cutx + y = E |F where

E = {r : r = a + c for some a ∈ A and c ∈ C}

and F = E ′ (where the complement is within Q).

Some questions

Is E |F , so defined, a cut?

Does the cut addition agree with rational addition when x and y arerational cuts?

Tom Lewis () §1.2–Cuts Fall Term 2006 13 / 28

Page 35: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

Cut arithmetic

Having defined the elements of R through Dedekind cuts, we will nowdefine the natural operations operations of addition, subtraction,multiplication, and division.

Definition

Let x = A|B and y = C |D be cuts. The sum of x and y is the cutx + y = E |F where

E = {r : r = a + c for some a ∈ A and c ∈ C}

and F = E ′ (where the complement is within Q).

Some questions

Is E |F , so defined, a cut?

Does the cut addition agree with rational addition when x and y arerational cuts?

Tom Lewis () §1.2–Cuts Fall Term 2006 13 / 28

Page 36: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

Cut arithmetic

Having defined the elements of R through Dedekind cuts, we will nowdefine the natural operations operations of addition, subtraction,multiplication, and division.

Definition

Let x = A|B and y = C |D be cuts. The sum of x and y is the cutx + y = E |F where

E = {r : r = a + c for some a ∈ A and c ∈ C}

and F = E ′ (where the complement is within Q).

Some questions

Is E |F , so defined, a cut?

Does the cut addition agree with rational addition when x and y arerational cuts?

Tom Lewis () §1.2–Cuts Fall Term 2006 13 / 28

Page 37: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

Cut arithmetic

Having defined the elements of R through Dedekind cuts, we will nowdefine the natural operations operations of addition, subtraction,multiplication, and division.

Definition

Let x = A|B and y = C |D be cuts. The sum of x and y is the cutx + y = E |F where

E = {r : r = a + c for some a ∈ A and c ∈ C}

and F = E ′ (where the complement is within Q).

Some questions

Is E |F , so defined, a cut?

Does the cut addition agree with rational addition when x and y arerational cuts?

Tom Lewis () §1.2–Cuts Fall Term 2006 13 / 28

Page 38: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

Cut arithmetic

Definition

The zero cut is the rational cut 0∗.

Problem

Show that 0∗ + x = x for each cut x

Remark

The concepts of positive, negative, nonnegative, and nonpositive aredefined in the obvious way with reference to 0∗.

Tom Lewis () §1.2–Cuts Fall Term 2006 14 / 28

Page 39: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

Cut arithmetic

Definition

The zero cut is the rational cut 0∗.

Problem

Show that 0∗ + x = x for each cut x

Remark

The concepts of positive, negative, nonnegative, and nonpositive aredefined in the obvious way with reference to 0∗.

Tom Lewis () §1.2–Cuts Fall Term 2006 14 / 28

Page 40: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

Cut arithmetic

Definition

The zero cut is the rational cut 0∗.

Problem

Show that 0∗ + x = x for each cut x

Remark

The concepts of positive, negative, nonnegative, and nonpositive aredefined in the obvious way with reference to 0∗.

Tom Lewis () §1.2–Cuts Fall Term 2006 14 / 28

Page 41: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

Cut arithmetic

Definition

Given the cut x = A|B, the additive inverse of x is the cut −x = C |Dsuch that

C = {r : r = −b for some b ∈ B, not the smallest element of B}

Let D = C ′

Problem

Show that (−x) + x = 0∗.

Definition

Let x and y be a pair of cuts. We define the subtraction of cuts as follows:

x − y = x + (−y)

Tom Lewis () §1.2–Cuts Fall Term 2006 15 / 28

Page 42: 1.2–Cuts - Furman Universitymath.furman.edu/~tlewis/math41/Pugh/chap1/sec2.pdf · Outline 1 Elementary number systems 2 An introduction to cuts 3 An ordering of cuts 4 Upper bounds

Cut arithmetic

Definition

Given the cut x = A|B, the additive inverse of x is the cut −x = C |Dsuch that

C = {r : r = −b for some b ∈ B, not the smallest element of B}

Let D = C ′

Problem

Show that (−x) + x = 0∗.

Definition

Let x and y be a pair of cuts. We define the subtraction of cuts as follows:

x − y = x + (−y)

Tom Lewis () §1.2–Cuts Fall Term 2006 15 / 28

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Cut arithmetic

Definition

Given the cut x = A|B, the additive inverse of x is the cut −x = C |Dsuch that

C = {r : r = −b for some b ∈ B, not the smallest element of B}

Let D = C ′

Problem

Show that (−x) + x = 0∗.

Definition

Let x and y be a pair of cuts. We define the subtraction of cuts as follows:

x − y = x + (−y)

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Cut arithmetic

Definition

If x = A|B and y = C |D are nonnegative cuts, then x · y = xy = E |Fwhere

E = {r : r ≤ 0 or r = ac for some a ∈ A and b ∈ B

where a > 0 and b > 0}

and F = E ′, the rest of Q.

Definition

If x and y are not both nonnegative, then the definition of xy can beextended in obvious ways:

If x ≥ 0 and y < 0, then xy = −(x(−y))

If x < 0 and y ≥ 0, then xy = −((−x)y)

If x < 0 and y < 0, then xy = (−x)(−y).

Tom Lewis () §1.2–Cuts Fall Term 2006 16 / 28

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Cut arithmetic

Definition

If x = A|B and y = C |D are nonnegative cuts, then x · y = xy = E |Fwhere

E = {r : r ≤ 0 or r = ac for some a ∈ A and b ∈ B

where a > 0 and b > 0}

and F = E ′, the rest of Q.

Definition

If x and y are not both nonnegative, then the definition of xy can beextended in obvious ways:

If x ≥ 0 and y < 0, then xy = −(x(−y))

If x < 0 and y ≥ 0, then xy = −((−x)y)

If x < 0 and y < 0, then xy = (−x)(−y).

Tom Lewis () §1.2–Cuts Fall Term 2006 16 / 28

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Cut arithmetic

Definition

If x = A|B and y = C |D are nonnegative cuts, then x · y = xy = E |Fwhere

E = {r : r ≤ 0 or r = ac for some a ∈ A and b ∈ B

where a > 0 and b > 0}

and F = E ′, the rest of Q.

Definition

If x and y are not both nonnegative, then the definition of xy can beextended in obvious ways:

If x ≥ 0 and y < 0, then xy = −(x(−y))

If x < 0 and y ≥ 0, then xy = −((−x)y)

If x < 0 and y < 0, then xy = (−x)(−y).

Tom Lewis () §1.2–Cuts Fall Term 2006 16 / 28

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Cut arithmetic

Definition

If x = A|B and y = C |D are nonnegative cuts, then x · y = xy = E |Fwhere

E = {r : r ≤ 0 or r = ac for some a ∈ A and b ∈ B

where a > 0 and b > 0}

and F = E ′, the rest of Q.

Definition

If x and y are not both nonnegative, then the definition of xy can beextended in obvious ways:

If x ≥ 0 and y < 0, then xy = −(x(−y))

If x < 0 and y ≥ 0, then xy = −((−x)y)

If x < 0 and y < 0, then xy = (−x)(−y).

Tom Lewis () §1.2–Cuts Fall Term 2006 16 / 28

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Cut arithmetic

Definition

If x = A|B and y = C |D are nonnegative cuts, then x · y = xy = E |Fwhere

E = {r : r ≤ 0 or r = ac for some a ∈ A and b ∈ B

where a > 0 and b > 0}

and F = E ′, the rest of Q.

Definition

If x and y are not both nonnegative, then the definition of xy can beextended in obvious ways:

If x ≥ 0 and y < 0, then xy = −(x(−y))

If x < 0 and y ≥ 0, then xy = −((−x)y)

If x < 0 and y < 0, then xy = (−x)(−y).

Tom Lewis () §1.2–Cuts Fall Term 2006 16 / 28

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Cut arithmetic

Handwaving Alert!

The operation of cut addition is well defined, natural, commutative,associative, and has inverses with respect to the neutral element 0∗. Theoperation of cut multiplication is well defined, natural, commutative,associative, distributive over cut addition, and has inverses of nonzeroelements with respect to the neutral element 1∗.

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Cut arithmetic

Field Axioms

The real numbers R satisfy the following axioms:

Property Addition MultiplicationCommutativity a + b = b + a ab = baAssociativity (a + b) + c = a + (b + c) (ab)c = a(bc)Distributivity a(b + c) = ab + ac (a + b)c = ac + bcIdentity a + 0∗ = a a1∗ = 1∗aInverses a + (−a) = 0∗ aa−1 = 1∗

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Magnitude

Definition

The magnitude or absolute value of x ∈ R is

|x | =

{x if x ≥ 0

−x if x < 0.

Theorem (Triangle Inequality)

For all x , y ∈ R, |x + y | ≤ |x |+ |y |.

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Magnitude

Definition

The magnitude or absolute value of x ∈ R is

|x | =

{x if x ≥ 0

−x if x < 0.

Theorem (Triangle Inequality)

For all x , y ∈ R, |x + y | ≤ |x |+ |y |.

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The completeness of the real numbers

The completeness of RWhat happens if we carry out the construction of cuts on R (that is withR now in place of Q)? Do we enlarge the set of real numbers throughcuts? The answer is, “No”. By virtue of the least upper bound property,every cut of real numbers occurs at a real number and can thus beidentified with that real number. We say that the real numbers arecomplete in this sense.

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Supremum and infimum

Definition

Let S be a nonempty subset of R.

Let

supS =

{l.u.b.S if S is bounded above;

+∞ if S is not bounded above.

We call supS the supremum of S .

Let

inf S =

{g.l.b.S if S is bounded above;

−∞ if S is not bounded above.

We call inf S the infimum of S .

Tom Lewis () §1.2–Cuts Fall Term 2006 21 / 28

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Cauchy sequences

Definition

A sequence of real numbers of real numbers is an ordered list of realnumbers

a1, a2, a3, . . .

indexed by the natural numbers. More precisely, a sequence is a functionfrom the natural numbers N to the real numbers R.

Remark

Sometimes we will list the first few elements of the sequence with the ideathat you will detect the underlying pattern. It is more precise, however, togive an explicit formula. For example, the sequences

1, 1/3, 1/5, 1/7, . . . and (1/(2n − 1), n ≥ 1)

are identical, but the second representation is better.

Tom Lewis () §1.2–Cuts Fall Term 2006 22 / 28

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Cauchy sequences

Our next definition captures the notion that the values of a sequence maytend to approach a fixed number.

Definition

The sequence (an) converges to the limit b as n →∞ provided that foreach ε > 0 there exists a natural number N ∈ N such that for all naturalnumbers n ≥ N

|an − b| < ε

When (an) converges to b, we will write either

limn→∞

an = b or an → b.

Tom Lewis () §1.2–Cuts Fall Term 2006 23 / 28

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Cauchy sequences

Our next definition captures the notion that the values of a sequence maytend to approach a fixed number.

Definition

The sequence (an) converges to the limit b as n →∞ provided that foreach ε > 0 there exists a natural number N ∈ N such that for all naturalnumbers n ≥ N

|an − b| < ε

When (an) converges to b, we will write either

limn→∞

an = b or an → b.

Tom Lewis () §1.2–Cuts Fall Term 2006 23 / 28

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Cauchy sequences

An alternative characterization

Observe that

|an − b| < ε if and only if an ∈ (b − ε, b + ε).

Given any natural number M, a sequence (an) can be separated intoa head and a tail :

a1, a2, a3, · · · , aM−1,︸ ︷︷ ︸head

aM , aM+1, aM+2, · · ·︸ ︷︷ ︸tail

Thus (an) converges to b if for any ε > 0, then ultimately a tail ofthe sequence is contained in the interval (b − ε, b + ε).

Tom Lewis () §1.2–Cuts Fall Term 2006 24 / 28

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Cauchy sequences

An alternative characterization

Observe that

|an − b| < ε if and only if an ∈ (b − ε, b + ε).

Given any natural number M, a sequence (an) can be separated intoa head and a tail :

a1, a2, a3, · · · , aM−1,︸ ︷︷ ︸head

aM , aM+1, aM+2, · · ·︸ ︷︷ ︸tail

Thus (an) converges to b if for any ε > 0, then ultimately a tail ofthe sequence is contained in the interval (b − ε, b + ε).

Tom Lewis () §1.2–Cuts Fall Term 2006 24 / 28

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Cauchy sequences

An alternative characterization

Observe that

|an − b| < ε if and only if an ∈ (b − ε, b + ε).

Given any natural number M, a sequence (an) can be separated intoa head and a tail :

a1, a2, a3, · · · , aM−1,︸ ︷︷ ︸head

aM , aM+1, aM+2, · · ·︸ ︷︷ ︸tail

Thus (an) converges to b if for any ε > 0, then ultimately a tail ofthe sequence is contained in the interval (b − ε, b + ε).

Tom Lewis () §1.2–Cuts Fall Term 2006 24 / 28

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Cauchy sequences

An alternative characterization

Observe that

|an − b| < ε if and only if an ∈ (b − ε, b + ε).

Given any natural number M, a sequence (an) can be separated intoa head and a tail :

a1, a2, a3, · · · , aM−1,︸ ︷︷ ︸head

aM , aM+1, aM+2, · · ·︸ ︷︷ ︸tail

Thus (an) converges to b if for any ε > 0, then ultimately a tail ofthe sequence is contained in the interval (b − ε, b + ε).

Tom Lewis () §1.2–Cuts Fall Term 2006 24 / 28

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Cauchy sequences

Remark

The previous definition of convergence is unusable if the precise value of bis not known. Our next goal is to develop another characterization ofconvergence that will be helpful in this regard.

Definition

A sequence (an) is said to satisfy Cauchy’s condition provided that for anyε > 0 there exists a natural number N ∈ N such that

if m, n ≥ N, then |an − am| < ε

Remark

If a sequence converges, then it satisfies Cauchy’s condition.

Tom Lewis () §1.2–Cuts Fall Term 2006 25 / 28

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Cauchy sequences

Remark

The previous definition of convergence is unusable if the precise value of bis not known. Our next goal is to develop another characterization ofconvergence that will be helpful in this regard.

Definition

A sequence (an) is said to satisfy Cauchy’s condition provided that for anyε > 0 there exists a natural number N ∈ N such that

if m, n ≥ N, then |an − am| < ε

Remark

If a sequence converges, then it satisfies Cauchy’s condition.

Tom Lewis () §1.2–Cuts Fall Term 2006 25 / 28

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Cauchy sequences

Remark

The previous definition of convergence is unusable if the precise value of bis not known. Our next goal is to develop another characterization ofconvergence that will be helpful in this regard.

Definition

A sequence (an) is said to satisfy Cauchy’s condition provided that for anyε > 0 there exists a natural number N ∈ N such that

if m, n ≥ N, then |an − am| < ε

Remark

If a sequence converges, then it satisfies Cauchy’s condition.

Tom Lewis () §1.2–Cuts Fall Term 2006 25 / 28

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Cauchy sequences

Theorem

R is complete with respect to Cauchy sequences in the sense that if (an) isa sequence of real numbers obeying Cauchy’s condition then it convergesto a limit in R.

Theorem

A sequence (an) in R converges if and only if (an) satisfies Cauchy’scondition.

Tom Lewis () §1.2–Cuts Fall Term 2006 26 / 28

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Cauchy sequences

Theorem

R is complete with respect to Cauchy sequences in the sense that if (an) isa sequence of real numbers obeying Cauchy’s condition then it convergesto a limit in R.

Theorem

A sequence (an) in R converges if and only if (an) satisfies Cauchy’scondition.

Tom Lewis () §1.2–Cuts Fall Term 2006 26 / 28

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Further description of R

Definition

An irrational number is a non-rational real number.

Example

The real number√

2 is irrational.

Theorem

Every interval of real numbers (a, b), no matter how small, contains bothrational and irrational numbers.

Tom Lewis () §1.2–Cuts Fall Term 2006 27 / 28

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Further description of R

Definition

An irrational number is a non-rational real number.

Example

The real number√

2 is irrational.

Theorem

Every interval of real numbers (a, b), no matter how small, contains bothrational and irrational numbers.

Tom Lewis () §1.2–Cuts Fall Term 2006 27 / 28

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Further description of R

Definition

An irrational number is a non-rational real number.

Example

The real number√

2 is irrational.

Theorem

Every interval of real numbers (a, b), no matter how small, contains bothrational and irrational numbers.

Tom Lewis () §1.2–Cuts Fall Term 2006 27 / 28

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Further description of R

Our next result is often called the Archimedean property of the realnumbers.

Theorem

For each x ∈ R, there is an integer n ≥ x.

The author calls our next result the ε-principle.

Theorem

If x and y are real numbers and for each ε > 0, |x − y | ≤ ε, then x = y.

Tom Lewis () §1.2–Cuts Fall Term 2006 28 / 28

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Further description of R

Our next result is often called the Archimedean property of the realnumbers.

Theorem

For each x ∈ R, there is an integer n ≥ x.

The author calls our next result the ε-principle.

Theorem

If x and y are real numbers and for each ε > 0, |x − y | ≤ ε, then x = y.

Tom Lewis () §1.2–Cuts Fall Term 2006 28 / 28

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Further description of R

Our next result is often called the Archimedean property of the realnumbers.

Theorem

For each x ∈ R, there is an integer n ≥ x.

The author calls our next result the ε-principle.

Theorem

If x and y are real numbers and for each ε > 0, |x − y | ≤ ε, then x = y.

Tom Lewis () §1.2–Cuts Fall Term 2006 28 / 28

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Further description of R

Our next result is often called the Archimedean property of the realnumbers.

Theorem

For each x ∈ R, there is an integer n ≥ x.

The author calls our next result the ε-principle.

Theorem

If x and y are real numbers and for each ε > 0, |x − y | ≤ ε, then x = y.

Tom Lewis () §1.2–Cuts Fall Term 2006 28 / 28