13th annual wall street summit

October 8-10, 2013 | Waldorf=Astoria | New York, NY

“Restoring Economic Growth, Job Creation and Prosperity in our Nation”“Restoring Economic Growth, Job Creation and Prosperity in our Nation”13th Annual Wall Street Summit13th Annual Wall Street Summit

Program GuideProgram Guide

October 8-10, 2013 | Waldorf=Astoria | New York, NYOctober 8-10, 2013 | Waldorf=Astoria | New York, NY

Table of Contents

2..................... Welcome to the NAA 13th Annual Wall Street Summit

3..................... Schedule of Events

10................... Summit Sponsors

12................... NAA Overview

16................... NAA Milestones

All content as of October 7, 2013

1

13th Annual Wall Street Summit

Welcome to the NAA 13th Annual Wall Street SummitDear Friends and Colleagues,

On behalf of the Members and the Board of Directors of New America Alliance, we are pleased and honored to welcome you to our 13th Annual Wall Street Summit. Following the success of previous Summits, our flagship event continues to address critical issues facing the American Latino business community such as access to corporate and pension fund boards, greater availability of investment capital and business opportunities for the growing American Latino market, and investing in education and mentoring for American Latino students and entrepreneurs.

We are excited to offer another exhilarating program this year, including these highlights:

• Our VC/Angel Investors session, will launch our NAA Angel Initiative as well as explore the important role angel investors and tech venture capitalists play in the creation of new industries, and the challenges and opportunities venture capital/angel investors face in today’s market.

• For the first time at the Summit, the Mayors Forum & Luncheon will feature insight into economic development and growth across America’s cities.

• The Driving Diversity on Corporate Boards session is dedicated to the important issue of corporate diversity and Latino representation on corporate boards of directors.

• Pension Fund Diversity Day, co-hosted by the Association of Asian American Investment Managers (AAAIM), Council of Urban Professionals (CUP), the National Association of Investment Companies (NAIC), the National Association of Securities Professionals and the New York Chapter (NASP), RG+Associates, and Small Business Investor Alliance (SBIA), will include powerful dialogues with market leaders on strategies to increase the participation of Latino and minority financial services firms in the institutional investor space.

For thirteen years, the Wall Street Summit has promoted the leadership of Latinos in business and government along with highlighting the untapped talent and opportunity contained in the American Latino community that is rebuilding the economic vitality of the nation. The Summit showcases the gradual evolution on Wall Street and Corporate America to acknowledge the market value and contribution of the American Latino community and push towards greater inclusion.

From the opening reception to our compelling closing panel, we hope you will renew old friendships and make new friends from around the country. The Summit is an excellent opportunity for meeting, collaborating, and networking with business and community leaders from across the country. As always, we welcome you as we renew our commitment to improving the quality of life for all Americans.

Please mark your calendar for our 2014 events: 2nd Biennial American Latino National Summit | August 2014, San Antonio, TX

14th Annual Wall Street Summit & NAA’s 15th Anniversary | November 18-20, 2014, New York, NY

¡Bienvenidos!

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October 8-10, 2013 | Waldorf=Astoria | New York, NY 3

Schedule of Events

T U E S D A Y , O C T O B E R 811:00 AM – 12:30 PM NAA Institute Board of Directors Meeting The Waldorf=Astoria, Herbert Hoover Suite (4th floor)

1:00 PM – 3:30 PM NAA Inc Board of Directors Meeting The Waldorf=Astoria, Herbert Hoover Suite (4th floor)

4:00 PM – 9:30 PM Registration Open The Waldorf=Astoria, Vanderbilt Room Lobby (Lobby Level)

5:00 PM – 6:00 PM New Member Welcome Reception The Waldorf=Astoria, Peacock Alley (Lobby Level, behind Peacock Alley Restaurant)

6:00 PM - 7:00 PM Welcome Reception The Waldorf=Astoria, Vanderbilt Room (Lobby Level)

Co-Sponsored By: ExxonMobil Goldman, Sachs & Co. Walmart7:00 PM – 9:30 PM Welcome Dinner The Waldorf=Astoria, Vanderbilt Room (Lobby Level)

Co-Sponsored By: ExxonMobil Goldman, Sachs & Co. Walmart Support Sponsor: Bloomberg L.P. Raza Development Fund Educational Partner: Sponsors for Educational Opportunity (SEO) Opening Remarks: The Honorable Roel C. Campos*, Partner, Locke Lord LLP; Chair of the Board,

NAA Inc & Board Member, NAA Institute

Welcome and Sponsor Recognition: Tom Soto*, Managing Partner, Craton Equity Partners; Board Member, NAA Inc;

Co-Chair, Pension Fund Initiative & Co-Chair, Wall Street Summit

Co-Sponsor Remarks: Lonnie Johnson, Senior Director, Federal Relations, ExxonMobil Corporation

Guest Speaker: Anna Maria Chávez, Chief Executive Officer, Girl Scouts of the USA

Introduced By: Tom Espinoza*, President & CEO, Raza Development Fund; Board Member and

Treasurer, NAA Inc & NAA Institute

(Subject to Change)*Denotes NAA Member


DINNER SERVED NAA Leadership Recognition: The Honorable Roel C. Campos*, Chair of the Board, NAA Inc 2010-2013 Moctesuma Esparza*, Chair of the Board, NAA Institute 2010-2013 Frank Herrera, Jr.*, Incoming Chair of the Board, NAA Inc Ana Maria Fernandez-Haar*, Incoming Chair of the Board, NAA Institute

Guest Speaker: Anthony Romero, Executive Director, American Civil Liberties Union (ACLU)

Introduced By: Juan A. Sabater*, Managing Director, Valor Equity Partners; Board Member, NAA Inc

W E D N E S D A Y , O C T O B E R 97:00 AM – 4:00 PM Registration Open The Waldorf=Astoria, Vanderbilt Room Lobby (Lobby Level)

8:00 AM - 9:30 AM Opening Breakfast The Waldorf=Astoria, Vanderbilt Room (Lobby Level)

Opening Remarks: Moctesuma Esparza*, Chief Executive Officer, Maya Cinemas North America, Inc.;

Chair of the Board, NAA Institute & Board Member, NAA Inc

Co-Sponsored By: Univision Communications, Inc. Guest Speakers: The Honorable John C. Liu, Comptroller, New York City Monica Lozano, CEO, ImpreMedia; Publisher and CEO, La Opinion Roberto Llamas, EVP, Chief Human Resources Officer, Univision

Introduced By: Ivelisse R. Estrada, Senior Vice President of Corporate and Community

Relations, Univision Communications, Inc.

9:30 AM - 10:00 AM Coffee Break The Waldorf=Astoria, Vanderbilt Room (Lobby Level)

10:00 AM - 11:15 AM The VC & Angel Investor: Fueling Innovation, Job Creation & Wealth Building The Waldorf=Astoria, Vanderbilt Room (Lobby Level)

Opening Remarks: The Honorable Roel C. Campos*, Partner, Locke Lord LLP; Chair of the Board,


Moderator: Ricardo Garcia-Amaya*, Chief Executive Officer, AngelPolitics; NAA Young

Leader Member

Tuesday, October 8 (Continued)

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Introduction Remarks: Brian S. Cohen, Chairman, New York Angels

Panelists: Murat Aktihanoglu, Founder, Entrepreneurs Roundtable Accelerator (ERA) William Crowder, Venture Advisor, Comcast Ventures Catalyst Fund Pedro Torres Picón, Founder and Managing Director, Quotidian Ventures David Rose, Founder, New York Angels

11:30 AM – 12:30 PM Networking Reception The Waldorf=Astoria, Peacock Alley (Lobby Level, behind Peacock Alley Restaurant)

The Honorable Adolfo Carrión, Independent Mayoral Candidate, City of New York

12:30 PM - 2:30 PM U.S. Mayors Forum & Luncheon: Economic Development in America’s Cities The Waldorf=Astoria, Vanderbilt Room (Lobby Level)

Co-Sponsored By: JPMorgan Chase & Co. Opening Remarks: Ana Maria Fernandez-Haar*, Managing Partner, Victoriana, LLC; Vice Chair of the

Board, NAA Inc & NAA Institute, and Incoming Chair of the Board, NAA Institute

Co-Sponsor Remarks: Alice Rodriguez*, Business Banking Executive, California Region, JPMorgan

Chase; NAA Member

Moderator: The Honorable Mickey Ibarra, Founder & Chairman, Latino Leaders Network

Panelists: The Honorable Manny Diaz, Mayor, Miami, Florida 2001 – 2009 The Honorable Angel Taveras, Mayor, Providence, Rhode Island The Honorable Antonio Villaraigosa, Mayor, Los Angeles, California 2005-2013

5:00 PM – 9:00 PM Registration Open The Waldorf=Astoria, Vanderbilt Room Lobby (Lobby Level)

5:00 PM – 7:00 PM Driving Diversity on Corporate Boards The Waldorf=Astoria, Vanderbilt Room (Lobby Level)

Co-Hosted By: Hispanic Association on Corporate Responsibility Co-Sponsored By: Herbalife Opening Remarks: Frank Herrera, Jr.*, Chairman of the Board, HERO Assemblers/HERO Logistics,

Incoming Chair of the Board, NAA Inc

Moderator: Carlos Orta, President & CEO, Hispanic Association on Corporate Responsibility

(HACR)

Wednesday, October 9 (Continued)

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Panelists: Christopher J. Ailman, Chief Investment Officer, California State Teachers’

Retirement System (CalSTRS) The Honorable Aida Alvarez, Independent Director and Member of Audit

Committee, Wal-Mart Stores, Inc. Antonio J. Gracias, Chief Executive Officer & Chief Investment Officer, Valor

Equity Partners

7:00 PM – 9:00 PM Wall Street Summit Reception The Waldorf=Astoria, Vanderbilt Room (Lobby Level)

Co-Hosted By: NAA Emerging Leaders New York & Los Angeles Co-Sponsored By: New York Life Latino Leaders Magazine Support Sponsor: Kirkland & Ellis LLP Opening Remarks: Luis F. Restrepo*, Chief Executive Officer, DaKoy Capital Markets, LLC; Board

Member, NAA Inc & Co-Chair, Wall Street Summit

Presentation of NAA Business Achievement Award To: Antonio J. Gracias, Chief Executive Officer & Chief Investment Officer, Valor

Equity Partners

Presented by: The Honorable Roel C. Campos*, Partner, Locke Lord LLP; Chair of the Board,


Co-Sponsor Remarks: Hector D. Vilchis*, Corporate Vice President, Agency, New York Life Insurance

Company; NAA Member

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Wednesday, October 9 (Continued)


T H U R S D A Y , O C T O B E R 1 0

PENSION FUND DIVERSITY DAY

Co-Hosted By:

Association of Asian American Investment Managers (AAAIM)Council of Urban Professionals (CUP)

National Association of Investment Companies (NAIC)National Association of Securities Professionals (NASP)

NASP New York ChapterRG+Associates

Small Business Investor Alliance (SBIA)

Co-Sponsored By:

SILVERDaKoy Capital Markets, LLC

LM Capital Group, LLCValor Equity Partners

SUPPORT

Advent-Morro Equity Partners, Inc.

Ativo Capital Management, LLC

Bank of America Merrill Lynch Capital Access Funds

Greenberg Traurig LLP

Palladium Equity Partners, LLC

Progress Investment Management Company

Taplin, Canida & Habacht, LLC

TCW-Craton

BENEFACTOREstancia Capital Partners

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7:00 AM – 11:30 AM Registration Open The Waldorf=Astoria, Vanderbilt Room Lobby (Lobby Level)

7:30 AM - 9:15 AM Pension Fund Diversity Day Opening Breakfast: Elected Leaders Perspective The Waldorf=Astoria, Vanderbilt Room (Lobby Level)

Opening Remarks: The Honorable Henry G. Cisneros*, NAA Co-Founder & Chairman, CityView

Remarks: The Honorable Thomas P. DiNapoli, Comptroller, State of New York The Honorable Janet Cowell, State Treasurer, North Carolina

Panelists: The Honorable Iris Martinez, State Senator, Illinois General Assembly; Co-Chair,

Illinois Legislative Latino Caucus Foundation The Honorable Karim Camara, Assemblyman, Chair, New York State Black, Puerto Rican Hispanic & Asian Legislative Caucus The Honorable Felix Ortiz, Assemblyman, New York State; Chair, Puerto Rican/

Hispanic Task Force

9:30 AM - 10:30 AM Diverse Managers Perspective The Waldorf=Astoria, Vanderbilt Room (Lobby Level)

Moderator: Cyril Meduña*, President, Advent-Morro Equity Partners, Inc.; Board Member,

NAA Inc & Co-Chair, Pension Fund Initiative

Panelists: Ricardo Bekin*, Managing Principal and Chief Investment Officer, Ativo Capital

Management LLC; NAA Member Fernando Guerrero*, Managing Partner and Chief Investment Officer, Varadero

Capital, L.P.; NAA Member Victor Miramontes*, Vice Chairman, CityView; NAA Member Rafael Ortiz, Principal, Palladium Equity Partners, LLC Juan A. Sabater*, Managing Director, Valor Equity Partners; Board Member,

NAA Inc

NAA 100K Club Induction: Guillermo Bron*, Managing Director, Pine Brook; NAA Member

10:30 AM - 11:00 AM Coffee Break The Waldorf=Astoria, Vanderbilt Room (Lobby Level)

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Thursday, October 10 (Continued)


11:00 AM - 12:30 PM Closing Session: Pension Fund Diversity Across Markets The Waldorf=Astoria, Vanderbilt Room (Lobby Level)

Moderator: Tom Soto*, Managing Partner, Craton Equity Partners; Board Member, NAA Inc;

Co-Chair, Pension Fund Initiative & Co-Chair, Wall Street Summit

Panelists: Theodore Eliopoulos, Acting Chief Investment Officer, California Public

Employees’ Retirement System (CalPERS) Solange Brooks, Portfolio Manager, Investments Executive Unit, California State

Teachers’ Retirement System (CalSTRS) Jerry Albright, Deputy Chief Investment Officer, Teachers Retirement System of

Texas (TRS) Thomas Tull, Chief Investment Officer, Employees Retirement System of

Texas (ERS) Jennifer Paquette, Chief Investment Officer, Colorado Public Employees’

Retirement Association (CO PERA)

NAA Pension Leadership Award Presentation: Ricardo E. Morales, First Deputy Comptroller, New York City

Summit Closing Remarks: The Honorable Roel C. Campos*, Partner, Locke Lord LLP; Chair of the Board,


Please mark your calendar for our 2014 events:

2nd Biennial American Latino National Summit August 2014 | San Antonio, TX

14th Annual Wall Street Summit & NAA’s 15th AnniversaryNovember 18-20, 2014 | New York, NY

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Thursday, October 10 (Continued)

13th Annual Wall Street Summit10

Special Thanks To Our Sponsors

G O L D

S I L V E R

S U P P O R T

B E N E F A C T O R

Estancia Capital Management

Exxon ad HERE


New America Alliance Inc Mission and PrinciplesFounded in 1999, the New America Alliance Inc is a 501(c) 6 organization of American Latino business leaders united to promote the economic advancement of the Latino community, with a focus on economic and political empowerment, and public advocacy to improve the quality of life in the United States. NAA members believe that strategies to enhance these initiatives must include many approaches. One approach that American Latino business leaders are uniquely capable of leading is investment in our own community through coordinated philanthropy and public and private strategic collaboration.

Co-founded by Henry Cisneros and Raul Yzaguirre, the NAA membership is comprised of over 100 prominent American Latino entrepreneurs and business leaders who are committed to giving back to the community. While committing substantial financial resources to the organization, our members also commit considerable time, provide access to their networks and exert their influence to achieve the goals of the organization. We aggregate the NAA members’ success, experience, relationships and passion to give back as we promote the advancement of the Latino community and prosperity for all in our nation. NAA members leverage their influence to promote Latino leadership in entrepreneurship, corporate America, and public service; increase Latino access and control of capital; and invest in human capital to improve educational achievement and develop future Latino business leaders.

Our Capital Advocacy Committee directs research efforts related to our Economic Capital agenda and manages advocacy initiatives focusing on the Executive and Legislative branches, as well as Federal agencies and other national networks. Through this effort, NAA published the “American Latinos in Financial Services” White Paper in October 2003, which outlined the state of Latino-owned companies in investment management consulting, asset management, private equity and brokerage. In 2010, NAA collaborated with Altura Capital Group in publishing a second report on the participation of American Latinos in financial services. In 2004, 2006 and 2010, NAA provided testimony on the state of Latino participation in financial services before the Subcommittee on Oversight and Investigations of the Committee on Financial Services of the US House of Representatives.

Our Pension Fund Initiative Committee collaborates with public and private pension funds, and government officials to encourage and support funds in securing representation of all beneficiaries on their boards of directors, as well as the hiring, training and promoting of Latinos to management positions. In addition, the Committee encourages capital allocations across asset classes to firms owned and/or controlled by American Latinos.

Our Board Initiative Committee aims to increase the participation of Latinos on the boards of directors of Fortune 1000 corporations and top foundations, and increasing awareness of the value of inclusion of Latinos on boards. Advocacy efforts include developing strategic partnerships with corporate/foundation directors and CEOs, Latinos serving on corporate/foundation boards, nonprofit organizations, executive search firms and political leaders to leverage their respective resources in increasing the service of Latino directors.

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2012–2013 NAA Inc Board of Directors

Chair of the BoardRoel C. Campos Locke Lord LLP

Vice Chair of ProgramsAna Maria Fernandez-HaarVictoriana, LLC

TreasurerTommy EspinozaRaza Development Fund, Inc.

General CounselFrank Herrera, Jr.HERO Assemblers/HERO Logistics

Membership ChairJoseph AcevedoPharos Capital Group, LLC

Wall Street Summit Co-ChairTom SotoCraton Equity Partners

NAA Institute ChairMoctesuma EsparzaMaya Cinemas North America, Inc.

Chief Executive OfficerMaria del Pilar AvilaNew America Alliance

Tere Canida, CFATaplin, Canida & Habacht, LLC

Martín E. ChavezNew MainStream Capital

Maria Contreras-SweetPROAMÉRICA BANK

Ernesto de la FéMorgan Stanley

John De LunaDe Luna Partners

Jorge FerraezLatino Leaders Magazine

Arthur A. HidalgoCarpenter BancFunds

Victor L. Maruri HCP & Company

Cyril L. MeduñaAdvent-Morro Equity Partners

Sal MendozaCity National Bank

Luis RestrepoDaKoy Capital Markets, LLC

Marcos A. Rodriguez Palladium Equity Partners, LLC

Delia M. RogesInvesco

Andy UnanueAUA Private Equity Partners, LLC

Raul YzaguirreNAA Co-Founder and Board Member Emeritus

EXECUTIVE COMMITTEE

BOARD OF DIRECTORS


New America Alliance Institute Mission and PrinciplesNew America Alliance Institute is a 501(c) 3 philanthropic organization focusing its efforts on enhancing human capital, education and strategic philanthropy to promote the advancement of the American Latino community and improve the quality of life in the United States.

On September 24, 2012, the New America Alliance launched the 1st American Latino National Summit at Miami Dade College’s Wolfson Campus in downtown Miami, Florida. The purpose of the National Summit is twofold: first, to define to the nation who we are as American Latinos by elucidating where we stand and what our contributions are to our country in terms of economic capital, human capital and political capital; and second, to articulate cohesive positions on the major issues of our times as they relate to the American Latino community and our nation, with an overarching emphasis on the economic case for Latino advancement. We brought together the most prominent, respected and eloquent Latino and other leaders to emphasize the economic case for American Latino advancement, including wealth building, education, immigration, civic participation and American Latino leadership across sectors. The next National Summit will be held August 2014.

The American Latino Agenda Report 2012, presented by New America Alliance (NAA) and Miami Dade College (MDC), commemorated the launch of the 1st biennial National Summit. The Report was presented with content contributions from Univision, Hispanic Association on Corporate Responsibility, NALEO Educational Fund, Immigration Policy Center, and Edwin Gould Foundation. View the full report on our website at www.naaonline.org.

Through our Human Capital Initiative, the NAA Institute has furthered education for Latinos pursuing masters and MBA degrees by contributing almost $1 million in scholarships to date. Starting in 2000 and through 2003, NAA partnered with Hispanic Scholarship Fund (HSF) to establish an MBA scholarship fund, with NAA members contributing over $200,000. These contributions were matched by the HSF with the support of the Lilly Endowment Inc., advancing the education of nearly 200 American Latino students with a total scholarship distribution of more than $400,000. Additionally, from 2003 through 2008, the NAA Institute contributed nearly $500,000 in scholarships to Latino MBA students through a partnership with The Robert A. Toigo Foundation. As part of this collaboration, NAA increased benefits available to American Latino Toigo Fellows by augmenting the scholarship award and assigning an NAA member for mentorship.

In 2006, the NAA Institute and JPMorgan collaborated to create the Emerging Leaders Program, a membership program for Latinos age 35 and under, who are “rising stars” in their fields, have a proven track record of significant community involvement and identify strongly with the mission, vision and approach of the NAA Institute. This effort evolved in the establishment of the NAA Young Leader membership.

Our Philanthropy Initiative includes the identification and promotion of strategic philanthropy through an awards program honoring American Latinos, organizations and others who practice exceptional civic and charitable responsibility and whose generosity encourages others to take philanthropic leadership roles for the benefit of the American Latino community and our nation. The awards program takes place at our Human Capital Conference, where NAA reviews the economic, political and social framework of the U.S. and the community-building methods employed by Latinos in different regions to drive positive change.

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2012–2013 NAA Institute Board of Directors

Chair of the BoardMoctesuma Esparza

Maya Cinemas North America, Inc.

Vice ChairAna Maria Fernandez-Haar

Victoriana, LLC

TreasurerTommy Espinoza

Raza Development Fund, Inc.

Roel C. CamposLocke Lord LLP

Jorge G. Castro, CFALombardia Capital Partners, LLC

Henry CisnerosCityView

José E. FelicianoClearlake Capital Group

J. Mario Molina, MDMolina Healthcare Inc.

Marcos A. RodriguezPalladium Equity Partners, LLC

Tom SotoCraton Equity Partners


NAA Milestones

Nov 1999 Raul Yzaguirre and Henry Cisneros co-found the NAA

2000 NAA Scholarship Program is established; Hispanic Scholarship Fund becomes first recipient

2001 1st Annual Wall Street Summit held in New York City

2002 1st Board of Directors Certification Program in Los Angeles, in collaboration with USC Marshall School of Business and the Hispanic Association on Corporate Responsibility

2003 1st Pension Fund Forum is held in New Mexico

NAA publishes “American Latinos in Financial Services” White Paper

NAA joins as co-founder and provides seed capital for The Marathon Club

2004 NAA provided first testimony before the U.S. House of Representatives’ Subcommittee on Oversight and Investigations on diversity in the financial services industry and access to capital for minority-owned businesses

The Toigo Foundation becomes the recipient of the NAA Scholarship

2006 NAA provides funding for the UCLA Hispanic International Medical Graduates Program

NAA Young Leaders Membership program is established

2007 NAA Academy High School Program is launched

2009 NAA, in collaboration with the Executive Leadership Council, holds an Education Summit including Latino and African American leaders

2011 NAA launches NAA Emerging Leaders local membership in New York and Los Angeles in an effort to build an American Latino leadership pipeline in key markets

2012 NAA launches the 1st American Latino National Summit and commemorates the occasion with the publication of the American Latino Agenda Report 2012


Martin Cabrera, Jr.Chief Executive OfficerCabrera Capital Markets, LLC

Tere Canida, CFAPresidentTaplin, Canida & Habacht

Jorge G. Castro, CFAChief Executive OfficerLombardia Capital Partners, LLC

Thomas H. CastroPresident and Co-FounderEl Dorado Capital, LLC

Henry CisnerosExecutive ChairmanCityView

Ernesto de la FéManaging DirectorMorgan Stanley

Dorene C. DominguezPresidentVanir Group of Companies

Moctesuma EsparzaChief Executive OfficerMaya Cinemas North America, Inc.

Daisy Exposito-UllaChairman and CEOd exposito & partners

Ana Maria Fernandez-HaarManaging PartnerVictoriana, LLC

José E. FelicianoPartner Clearlake Capital

Manuel “Manny” SanchezFounder & Managing PartnerSanchez Daniels & Hoffman LLP

Alejandro SilvaChairmanEvans Food Group Ltd.

Tom SotoManaging PartnerCraton Equity Partners

Michael TorresPrincipal, Chief Executive OfficerAdelante Capital Management

Andy UnanuePresident and CEOAU & Associates, LLC

Fidel A. VargasPresident and CEOHispanic Scholarship Fund

Daniel D. Villanueva, Sr.Managing PartnerRC Fontis Partners, LP

Thurman WhitePresident and CEOProgress Investment Management Company, LLC


Jorge FerraezFounder and PublisherLatino Leaders Magazine

Raul FerraezPresidentLatino Leaders Magazine

Frank Herrera, Jr.Chairman of the BoardHERO Assemblers/HERO Logistics

Luis MaizelCo-Founder & Senior Managing DirectorLM Advisors LLC

Monika MantillaPresident and CEOAltura Capital Group, LLC

Victor L. MaruriPartnerHispania Capital Partners, LLC

J. Mario Molina, MDPresident and CEOMolina Healthcare Inc.

Luis F. RestrepoChief Executive Officer DaKoy Capital Markets, LLC

Marcos A. RodriguezManaging DirectorPalladium Equity Partners, LLC

Frank Sanchez, Ph.D.Chairman and CEOSánchez Family Corporation

Established in 2010, the NAA 100K Club recognizes NAA members who have contributed $100,000 or more in membership dues and sponsorship contributions to the organization. Since the inception of the NAA, collectively, these leaders have invested over $3 million.

NAA 100K Club

Guillermo Bron Managing Director, Pine Brook

2013 INDUCTEE

PRIOR INDUCTEES

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Joseph AcevedoPrincipalPharos Capital Group, LLCDallas, TX

Jerry ArzuDirector, Business DevelopmentTelsey Advisory GroupNew York, NY

Ricardo BekinChief Investment OfficerAtivo Capital Management, LLCChicago, IL

Guillermo BronManaging DirectorPine BrookNew York, NY

Martin Cabrera, Jr.Chief Executive OfficerCabrera Capital Markets, LLCChicago, IL

Roel C. CamposPartnerLocke Lord LLPWashington, DC

Tere Canida, CFAPresidentTaplin, Canida & Habacht, LLCMiami, FL

Liz Castells-HeardPresident & CEOCastells & AsociadosLos Angeles, CA

Jorge G. Castro, CFAChief Executive OfficerLombardia Capital Partners, LLCPasadena, CA

Martín E. ChavezManaging PartnerNew MainStream CapitalNew York, NY

Henry CisnerosExecutive ChairmanCityViewSan Antonio, TX

Maria Contreras-SweetFounding Chairwoman PROAMÉRICA BANKLos Angeles, CA

Kenneth CorreaExecutive Director, Branch Office ManagerUBS Financial ServicesNew York, NY

Rosendo CruzProgram Affairs OfficerExxonMobil CorporationHouston, TX

Ernesto de la FéManaging DirectorMorgan StanleyMiami, FL

John de LunaPresident & CEODe Luna PartnersOrinda, CA

Dorene C. DominguezChairwoman of the BoardVanir Group of Companies Inc.Sacramento, CA

Moctesuma EsparzaChief Executive OfficerMaya Cinemas North America, IncLos Angeles, CA

Tommy EspinozaPresident & CEORaza Development Fund, Inc.Phoenix, AZ

José E. FelicianoPartnerClearlake Capital GroupSanta Monica, CA

Ana Maria Fernandez-HaarManaging PartnerVictoriana, LLCMiami, FL

Jorge FerraezFounder and PublisherLatino Leaders MagazineDallas, TX

Raul FerraezPresidentLatino Leaders MagazineDallas, TX

Gilbert Andrew Garcia, CFAManaging Partner Garcia Hamilton & Associates, L.P.Houston, TX

Deborah Garcia-GratacósPresidentDeval LLCIrving, TX

Oscar Gil Vollmer Director & Co FounderAppomattox Advisory, Inc.New York, NY

Fernando GuerreroManaging PartnerVaradero Capital, LPNew York, NY

Membership List (As of September 25, 2013)

GENERAL MEMBERS


Gerson R. GuzmanDirectorCorinthian Capital Group, LLCNew York, NY

Frank Herrera, Jr.Chairman of the BoardHERO Assemblers/ HERO LogisticsSan Antonio, TX

Arthur A. HidalgoManaging PartnerCarpenter BancFundsIrvine, CA

Luis MaizelCo-Founder & Senior Managing DirectorLM Advisors LLCSan Diego, CA

Steve MartinezManaging DirectorPeak Rock CapitalAustin, TX

Victor L. MaruriCo-FounderHCP & CompanyChicago, IL

Ingrid MazulPartnerClear Point Investment PartnersBurlingame, CA

Cyril MeduñaPresident Advent-Morro Equity PartnersSan Juan, Puerto Rico

Michael MendezPresidentEstancia Capital ManagementScottsdale, AZ

Sal MendozaSenior Vice PresidentCommunity Reinvestment DepartmentCity National BankLos Angeles, CA

J. Mario Molina, MDPresident & CEOMolina Healthcare Inc.Long Beach, CA

Gilberto OcañasSenior AdvisorSNR Denton US LLPWashington, DC

Mina Pacheco-NazemiPartnerCredit Suisse Customized Fund Investment GroupLos Angeles, CA

Claudio PhillipsManaging PrincipalMB Global PartnersNew York, NY

Luis RestrepoChief Executive OfficerDaKoy Capital Markets, LLCNew York, NY

Alice RodriguezBusiness Banking Executive, California RegionJPMorgan ChaseIrvine, CA

Marcos A. RodriguezFounder & Managing MemberPalladium Equity Partners, LLCNew York, NY

Ivelisse Rodriguez SimonVice PresidentAvante Mezzanine PartnersLos Angeles, CA

Delia M. RogesManaging DirectorInvescoLos Angeles, CA

Juan A. SabaterManaging DirectorValor Equity PartnersChicago, IL

Tom SotoManaging PartnerCraton Equity PartnersLos Angeles, CA

Andy UnanueManaging PartnerAUA Private Equity Partners, LLCNew York, NY

Hector D. VilchisCorporate Vice PresidentNew York Life Insurance CompanyNew York, NY


Membership List (Continued)

GENERAL MEMBERS


ASSOCIATE MEMBERS

David A. AshePartnerAdvent-Morro Equity PartnersSan Juan, Puerto Rico

Frank BakerManaging DirectorSiris Capital Group, LLCNew York, NY

Leslie F. Bond, Jr.Senior Managing DirectorAttucks Asset Management, LLCChicago, IL

David ClowerChief Credit OfficerRaza Development FundPhoenix, AZ

Jay FergusonManaging PartnerVicente Capital PartnersLos Angeles, CA

Terry L. JonesManaging General PartnerSYNCOMSilver Spring, MD

Victor MiramontesVice ChairmanCityViewSan Antonio, TX

Michael C. O’MalleyPartnerPennybacker CapitalAustin, TX

Nancy RochaVice PresidentAUA Private Equity PartnersNew York, NY

Carlos L. SignoretPartner and Co-FounderHCP & CompanyChicago, IL

Thurman WhitePresident and CEOProgress Investment Management Company, LLCSan Francisco, CA

YOUNG LEADERS

Danielle N. BeyerDirector, Manager DevelopmentMariner Investment Group, LLCNew York, NY

Ricardo Garcia-AmayaCEOAngelPoliticsNew York, NY

Gabriel RodriguezManaging Director, Founder MemberEmpiric InstitutionalAustin, TX

NON-PROFIT

Orson AguilarExecutive DirectorThe Greenlining Institute Berkeley, CA

Gilberto CárdenasAssistant Provost and DirectorUniversity of Notre DameNotre Dame, IN

Frank GómezStrategic Alliances & Public Affairs ExecutiveEducational Testing ServicePrinceton, NJ

Maria Teresa KumarExecutive DirectorVoto LatinoWashington, DC

Cynthia Rivera WeissblumPresident and CEOEdwin Gould FoundationNew York, NY

Fidel A. VargasPresident and CEOHispanic Scholarship FundGardena, CA



EMERGING LEADERSNEW YORK

Maria CastroVice PresidentJPMorganAlternative Investments

Enrique CortezPresidentEnitial Advanced Communications, LLC

Jack FerrerManaging PartnerAdiligy LLC

Johnny MadridDirector, Structured ProductsUBSWeehawken, NJ

Ariel R. OxmanAssociateSimpson Thacher & Bartlett LLP

Trevor RonderosMBA CandidateRoss School of BusinessUniversity of Michigan

Summer A. TicasSenior Associate – Transaction ServicesPriceWaterhouseCoopers

EMERGING LEADERSLOS ANGELES

Sofia M. AguilarAssociate, Attorney at LawGreenberg Glusker Fields Claman & Macthinger LLC

Robert AmaroVice PresidentJPMorgan Chase

Tonantzin EsparzaFilm Producer/ConsultantIndependent

Karina GonzalezPrivate Equity & Venture Capital Research AnalystHall Capital Partners

Martha JuarezVice PresidentBlackRock

Jorge A. RodriguezConsultantACA Compliance Group

Angelica M. SolisExecutive DirectorAlliance for a Better Community

Corinne E. TapiaBusiness Development and ManagementVanir Group of Companies, Inc.

Ricardo TejadaFounder and CEOVNesto Capital

Julio VallejoFinance & Market Research ConsultantMaya Cinemas North America, Inc.

Jonathan VeigaResearch AssociateLombardia Capital Partners



Membership to the NAA Business Roundtable is exclusively available to NAA General and Associate Members who wish to increase their visibility and commitment to NAA and its programs. Business Roundtable members contribute $20,000 or more in aggregate annual membership and sponsorship contributions.

2013–2014 Business Roundtable

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The NAA Corporate Alliance Roundtable provides a forum for discussion of initiatives and public policy related to the NAA mission and the critical role American Latinos play in our nation’s prosperity. Through this collaboration, we identify opportunities to leverage our collective resources to create meaningful change for the American Latino community.

Corporations and institutions that contribute and aggregate of $25,000 or more yearly to NAA programs are invited to become part of the Corporate Alliance Roundtable. With a contribution of $50,000 or more yearly, Roundtable participants can benefit of a NAA Hispanic Market Executive Briefing at their Corporate Headquarters or a preferred location.

It is important to note that corporate contributions are allocated to NAA programs such as the Wall Street Summit, the Annual Legislative Roundtable, the NAA National Tour, the Emerging Leaders Membership Program Launch, and our MBA Scholarship & Mentorship Fund, and not to NAA operations.

2013–2014 Corporate Alliance Roundtable

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Membership CriteriaCompatibility and Willingness to Invest Prospective members must identify strongly with the organization’s mission, vision, and methods. Just as importantly, they must be prepared to immediately begin to invest in the organization to support its goals and execution of its plans. The organization requires members to be active and to have a desire to give back to the community. Members must be prepared to give much more than they receive via their work and association to the organization.

Distinction and ResourcesMembers must bring to the organization distinction and resources that will be useful in pursuing the organization’s goals. Among the resources an individual shall bring to the organization are good standing in the business world, recognition in the community, political expertise and influence, organizational affiliations, and economic resources.

Membership CategoriesGeneral Membership* – For American Latino professionals, entrepreneurs and business leaders – $10,000 per year

Associate Membership – Non Latino professionals, entrepreneurs and business leaders – $7,500 per year

Associate Membership – Additional executives of firms already represented in our General and Associate membership – $5,000 annually

NAA Business Roundtable – Exclusively available to NAA General and Associate Members who wish to increase their visibility and commitment to NAA and its programs by contributing $20,000 or more in aggregate annual membership and sponsorship contributions

Young Leader National Membership – Young Latino leaders age 35 and under who are “rising stars” in their fields and have demonstrated an ongoing commitment to advancing the Latino community. Membership contribution includes participation in the existing NAA local Emerging Leader chapters (New York and Los Angeles) – $2,500 per year

Individuals participating in the NAA Young Leaders national membership have the option to join the General Membership at a discounted rate of $5,000 per year, between the ages 36-39.

Non-Profit Membership – For high-ranking non-profit executives, senior staff, or individuals who serve on a non-profit board. (Not for entrepreneurs or corporate executives who are directly involved or compensated by for-profit business ventures and meet the criteria for a General or Associate Membership) – $2,500 per year

Emerging Leader Regional Membership – In addressing NAA’s goal to develop a pipeline of Latino leaders in our community and for the organization, the NAA Emerging Leader Membership is a local membership in New York and Los Angeles. NAA Emerging Leader membership candidates are developing careers in entrepreneurship, corporate management, public service, academia and the non-profit sector, and are up to 35 years of age – $1,000 per year

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*Only General Members are eligible to serve on the board of directors and have voting rights


Membership Benefits• Make a difference in the progress of the American Latino community

• Participation on the Governance and Program Committees that direct the agenda of the NAA

• Invitation to NAA “member-only” events, conferences and meetings with prominent leaders in business, politics, education and philanthropy

• Reduced NAA events registration and sponsorship fees

Membership ResponsibilitiesIn order to receive maximum benefit for their membership, to support the advancement of the organization’s goals, and to retain membership in good standing, members must:

• Participate in at least one Governance or Program Committee

• Fulfill the responsibilities they accept as member of a particular committee

• Participate regularly in committee conference calls

• Attend at least one event per year

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NAA Management TeamMaria del Pilar AvilaChief Executive [email protected]

Lisa Rodriguez Director of Membership & [email protected]

Jennifer CortezAssistant Director of Programs & [email protected]

Jessica CardozaFinance [email protected]

Fatima RuizMembership [email protected]

CONSULTING TEAM

Marilou Martinez Stevens, CPAExternal Chief Financial Officer [email protected]

Lisa M. Renzi, CMPSummit Program Management Consultant [email protected]

Enrique CortezMarketing & Communications [email protected]

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1050 Connecticut Avenue NW, 10th FloorWashington, DC 20036Phone: 202-772-1044

www.naaonline.org

13th annual wall street summit

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