154s-0o47 Return of Organization Exempt from IncM$'JaXq

Under Section 501(c1 527, or 4947(a)('1) of the Internal Ravenua Coda (except black lung benefit trust or private foundation)

~ The organization may have to use a copy of this velum-to5aGslyTStala reporting real Open to Public

Inspection

C Name of organization

'tam I= National Academ or print ~yy~~ Street (a P O box d or 1yp~

lutr~o +v.~de~ 1776 Massachuse Coe . city . Town or Country \

i u cmpoynia.weoee.xm�ew

nce 52-1451753 Raon+lanb E T .4 .pbone ember

615 (202) 452-8097 state as ~oa. . a I F Cash U(Incwal

N sdI n rot eOPica&ero Swcnon 47 oipsY7aWiu

ii ~aj ~s v, . a s~v ream ~ amiaoa% U fee ~ ne

H (b) I! yea mbr cumber of atfilrafqy C`

H (c) n.. au .rrifoba, ~we.d+ El vn El we Qf'ro attach a Let Sea msWCmniJ

H (d) Ia this a separate realm filed by an

aqarvaban cwend by a prauV ruling' n ,� FX] No

a Section 501(c)(3) organizations and 4947(aXl) nonexempt charitable trusts must attach a comolated Schedule A (Form 990 or 990-EZ)L

G Web site :

goup GEN rf the organization is net required e B (Farm 990, 990-EZ or 990 PF)

s) ;Wn

.3

F1d 1,858 663 2 1,321 485 3 67 , 29 3 4 17 , 405 5 9 .867

I Enter 4di M Check

to attach Sct lines 6b . 8b . 9b . and lOb to line 12 11- 3 . 274 . 7

1 Contributions, gifts, grants, and similar amounts received a Direct public support 1 a 1 , b Indirect public support 1 b c Government contributions (grants) 1 c d Total (aElina

(nsn $ nonosh li NfOV IC

2 Program service revenue including government fees and contracts (from Part VII, line 93) 3 Membership dues and assessments 4 Interest on sarongs and temporary cash investments 5 Dividends and interest from securities 6a Gross rents 6a b Less rental expenses 6b c Net rental income or (loss) (subtract line 6b from line 6a)

7 Other investment income (describe

8a Gross amount from sales of assets other (A) Securities (B) than inventory 8a

b less cost or other basis and sales expenses Bb .ai^ or (lets) (attach schedule) 8c

d Net gam or Qoss) (combine tine Bc, columns (A) and (B)) I 9 Special events and activities (attach schedule) a Gross revenue (not including $ of contributions

reported on line la) 9a b Less direct expenses other than fundraising expenses 9b c Net income or Qoss) from special events (subtract line 9b from line 9a)

ION Gross sales of inventory, less returns and allowances l0a b less cost of goods sold lOb e Gross profit or (loss) from seta of inventory (attach schedule) (subtract line IOh from line IOa)

77 Other revenue (from Part VII, line 103) _ 72 Total revenue (add lines ld 2 3 4 5 tic 7 Sd 9e lOc and 11) -

Other

~xw ;tae' y

, ~~ ~' ~ CORRES LfclV SRS-~~ 2003

6~y~L

�~ G~ uTAw

we 11 12 3 , 274 , 713 . 13 1 , 844 , 644 14 86 , 427 15 144 , 250 76

13 Program services (from line 44, column (B)), 14 Management and general (from line 44, column (C)) 15 Fundraising (from line 44, column (D)) n~

16 Payment to affiliates (attach schedule) q .~ 't~Ua __ _ . . . . . . ._ . . . . . . . . .n\I 1 J

18 Excess or (deficit) for the year (subtract line 17 from line 12) E 5 19 Net cruets or fund balances at beginning of year (from line 73, cot t TI 20 Other changes m net assets or fund balances (attach explanation)

27 Net assert or hind balances at end of year (combine lines 18, 19; BAA For Paperwork Reduction Ad Nonce, sea the separate instructione,L1. Farm 990 (2001

Form 990

= V of th T.ry R..."S..

A FortheZ001calen

Check it appi We

Add. ling.

N.ine mange

WWI .hun

Firad rsbj~

Ain..doel huri

Applicabon pending

j organization ty

I a ~ g] 3 -e 1:1 4947(.)(1) or El w7 (check only one 501(c) (Jtn~ no)

K Check here C` if the organizations gross receipts are normally not more than $25,000 The organization need not file a velum with the IRS, but if the organization received a Form 990 Package in the mail, it should file a return without financial data Soma states require a complete velum.

VSy71SY DEPT 199,392 355,748 . -43 .658 511 .482

r of Social Insurar z BflSBS All organizations must complete column organizations and section 4947(a)(1) nonexempt others

Do not include amounts reported or, line 66, 8b, 96, I06, a 16 of Part 1

22 Grants aid albcatnns (att srh) (cash

non-cash S 23 Specific aursWrz m uidvduals (att xh)

24 Benelits pad m a far mambas (alt srt)

25 Compenvhan of off Krs, directors, eh

26 Other salaries and gages

27 Pension plan contributions 28 Other employee benefits 29 Payroll taxes 30 Professional fundraising fees 31 Accounbngfees 32 Legal fees 33 Supplies 34 Telephone 35 Postage and shipping 36 Occupancy 37 Equipment rental and maintenance 38 Panting and publications 39 Travel 40 Confvences, camenMns, and mahnqs 41 Interest 42 Depreciation, depletion, etc (attach schedule) 43 O1he eapensss not cwced above (ihm¢eX a Temporary_help________ bnailhouse services Professional services

d Honoraria e See Other Expenses Stmt_

44 Total functional apeosa (add tines 22 131 0

0

4.161 1 114 .450 1 5 .442 1 4

e Mbar program winces 1 Total of Provnm Service

Forth BAA lEEA0102 01001p2

section

(y Total I ~ Program I (C) Management sernces and general (D) Fundraising

43,416 41 .307 2 . 109 61 , 122 571635 3 , 40.7

34,032 28 , 240 1 , 542 4,2 22 .151 19,937 704 1 5 19,718 17 , 410 155 2 . 1

116,958 85,760 21,535 9 6 2,061 1 , 525 352 1

40 , 677 32,870 1,689 6,1 282,833 279 , 256 3 , 633 - 126,252 108 , 611 1,883 15,7

9 , 588 6,264 3,324

9.799 6 .973 1 .517 13

Ortyth~h~tot~l«tolliosi 3l15ns (8)

-~ 44 I 2,075,321 I 1,844,644 I 86,427 I 144,25( Joint Costs Check "u if you are following SOP 98-2 Are any joint vests from a combined educational campaign and fundraising solicitation reported in (B) Progir= ,,,,,,7 Yes RI NO If Yes,' enter ®r the aggregate amount of these point costs $ , () the amount allocated to program semces. $ , GAD the amount allocated to management and general $ , and (v) the amount allocated

What is we organization's primary exempt GurPose7 - See attached IRS= L ~~9 ~ ri~ -5ima ~Peo All organizations meat describe their exempt purpose achievements in a clear and concise manner State the

-----

mber of ~~"'°^°"Dl(`»' chants served publications sued, etc Discuss achievements that are not measurable (Sraection 501(c)(~ & (4) organ V ' ih e� n, n� ,

rid izations & section 4947(a)(1) nonexempt charitable trusts must also enter the amount of gnts & allxations Zo others 1 V~

a Research = Convened_mtBs & Qroduced reports of exQert~anels on-medicare,_ worker - - 's compl_social security reform & disability_eolicies__ ExQlo,r~ ~ ~ UTAH -- -- -new areas for health & income security_research_ DU V

b Membership services - Convened the 14th_annual_meet tng attended by over 400 peUle,prtp.ared for the 15th meeti& __ISSUed_a membership directory_and_invited_neN members - _- _-______-_-

(Grants and allocabons Y ) c Public understanding- -Produced the academy's newsletter- uedate webstte,-res~onde_d_t_o i nQuiries_of_soc -sec and_health_care_financing issues~_ and conducted-training sessions for2,oy- officials_________-_____-

a leadership development-= Coordinated the 2001 iternship_program___ for students and prepared for the 2002proram -Awarded Dissertation Award and trained eastern European Officials__-___---____________-____-_

Forth 990 is available for public inspection and, tar wine people, serves as the primary or sole source of information about a parbailar organization How the public perceives an organization in wch cases may be determined by the information presented on its return Therefore, please make sure the return is complete and accurate and fully describes, in Part III, the organizatori s programs and accomplishments

BAA

Page 1 of 1 TEEa0,123 091225o,

pormsso(2ooi) National Academy of Social Insurance NA SI-A04VA*IA E pagea

.~llV,~> Balance Sheets (See instructions)

Note: Where required attached schedules and amounts within the description (A) (B) column should be for end of-year amounts only Beginning of year End of year

45 Cash-non-interest-bearing 356,923 45 j$2 999 46 Sarongs and temporary cash investments 46

47a Accounts receivable 47a 254 , 322 b Less allowance for doubtful accounts 47b 128 .622 47c 254 . 322

s NEE 48a Pledges receivable 48e ~M&

b Less allowance for doubtful accounts 48b ~ C. . :. 49 Grants receivable 508, 427 49 807 , 149

50 Recervables from officers, directors . trustees, and key s employees (attach schedule) 50 E 51 d Other notes 8 loans rservahle (attach Sth) 51 a s b Less allowance for doubtful accounts 51 b 57 c

52 Inventories for sale or use 9 . 709 52 7 , 181

53 Prepaid expenses and deferred charges 11 , 675 53 1 , 939 54 Investments - securities (attach schedule) -Ej- Cost ~ FMV 386,758 54 1,153,871 SSa Investments - land, buildings, & equipment basis SSa 144 , 850 ~a x

b Less accumulated depreciation (attach schedule) 55bj 121,228 25 .603 SSc 23 , 622

56 Investments - other (attach schedule) 56 .2of S7a Land, buildings, and equipment basis 57a .~;~

b Less accumulated depreciation "" (attach schedule) 576 [57c

58 Other assets (desaibe " See Line 58 Stmt ) 8,006 58 12,038 59 Total assets (add lines 45 through 53) (must equal line 74) 1 , 435 , 723 59 2,643 , 121 60 Accounts payable and accrued expenses 49 000 60 97,917

l 61 Grants payable 61 n 62 Deterred revenue 30 975 62 33 , 722

63 Loans tram off ¢ns, directors, trustees, and key employees (attach schedule) 63 64a Tax exempt bond liabilities (attach schedule) 64a b Mortgages and other note payable (attach schedule) 64b

E 5 6$ Other habili6es (describe ~ ) 65

66 Total liabilities add lines 60 through 6 79,975 66 131,639 . Orqamzafions that follow SFAS 117, check hen ~ U and complete tines 67

through 69 and lines 73 and 74 67 Unrestricted 118 .493 67 68 Temporarily restricted 869 . ~~ II~l~+ ~ ~~6 69 Permanency restricted 368 633 O5L' "M2 051

M Organizations that do not follow SFAS 117, check hen ~ O and complete tines

70 through 74 1 0 2003 70 Capital stock, trust principal, or current funds 70 71 Paid in or capital surplus, or land, building, and equipment fund 73-~w!' UJAH 72 Retained earnings, endowment, accumulated income, or other funds

73 Total net assets or fund balance (add lines 67 through 69 or lines 70 through 72, column (A) must equal line 19 and column (B) must equal line 21) 1 , 355 , 748 73 2, 511 , 482

Fom,sso i . National Academ y of Social Insurance NASI-49WA"E Page a iiWMe, Reconciliation of Revenue per Audited Part1V-BI Reconciliation of Expenses per Audited

Financial Statements wrath Revenue Financial Statements with Expenses per Return (See instructions ) per Return

e Total revenue, gam; and other support a Total expenses and losses per audited pa audited financial statements ~ a 3,231,055 financial statements ~ a 2,075,321

^~s3,i~" *`b Amounts included on line a but ;~~~ s c" b Amou nts included on line a but not ;~":'`b~ "' 3 y~ ~~, not on line 12. Form 990 ~, g~a~ on line 17, Form 990

onated serv- (1) get unrealized ~? K ~~~~ (1) D

ains on as n ices and use investments S -43 658 ~~ ~~~ x¢, of facilities

(2) Donated sere >-' f ~'~^ m Prior mrnb~eprtedson ices and use rat facilities

>.7,at`~~~ ;a~~:~ $ "~s ~'° ° ~^ has M~ Fcrm 930

(3) Losses reported on 9 ~ (3) Recoveries of prior c.:'e .yC`"fl frL n w~''r ~ow \

vk `�~i~' ~~~ bb year grants 5 line 20, Forth 990 $

I ,~ ~ z ~,`~",`°~ ,X (4) Other (specify) filer (sp eci fy) .v ~Mkn5E23'a6s i x .ka,S :on s ~x�. s~

Add amounts an line (1) through (d) ~ b -43,658 Add amounts on lines (1) through (4) b c line a minus line b ~ c 3.274, 713 c Line a minus line b ~ c 2 . 075 321

d Amounts included on line 12, d Amounts included on line 17, Forth 990 but not on line a, Form 990 but not on line a �, ~;a~~ " ~

IIIYPSbfIdIt expenses ' ~,'i.,`;4s5~o ~,~~~~ (1) InvrsGnente~ensw ;~~~stC'onF;,yi- " y not included on line ~°~~ not included on line ::~ ~ rM;.+s fitN 6h, Form 990 E " r rte ~~ 6b, Form 990

(2) Other (specify) a~,a=-,~ . "~w (2) Other (specify)

. .~t7 .Ako $ ~~t6F±,` ~`y3TSOO9v+A5 .

Add amounts on lines (1) and (2) ~ d V Add amounts on lines (I) and (2) ~ 'd 'v

s Total revenue per line 12, Form a Total expenses per line 17, Form 990 (line c plus line ~ - e 3,274 .713 990 (line c plus line d) ~ e 2 , 07 5 , 321

3KYk~~ : List of Officers, Directors, Trustees, and Key Em to ees (L ist each one even if not compensates, see instructions (8) Title and average hours (C) Compensation (D) Contributions to (t7 Expense

(A) Name and address per week devoted (if not paid, employee benefit account and other to position enter -0-) plans and deferred allowances

compensation Pamela Larson Washin gton , DC Exec VP 40 89 , 751 8 .975 0 Nathan Stark Washin g ton, DC Treasurer 0 0 0 See attached list

--------- RECEIVED IN UuMIr RS - OSC -544

--------------------- V 1 0 2003 ----------------------

I ITA14 IJVa ..~v~ ---------------------- ---------------------- ----------------------

75 Did any officer, director, trustee, or key employee receive aggregate compensation of more than $100,000 from your organization and all related organizations, of which more than $10,000 was provided by the related organiuhons7 ~ a Yes E] No If 'Yes,' attach schedule - see instructions gage 1 OU

BAA TEEnoips ioneqt Forth 990 (2001)

I 7o"990(2001; National Academy of Social Insurance NASI - A IYACL --- Cfq-,E

A -7 91M

I'70-ther Infonnation (See specific instructions

76 Did the organization engage in any activity not previously reported to the IRS If 'Yes,' attach a detailed Cesaip4on of each activity 76

77 Were any changes made in the organizing or governing documents but not reported to the IRS 77 It 'Yes,' attach a conformed copy of the changes

78a Did the organization have unrelated business gross income of $1,000 or more during the year covered by this rehun7 78a b If 'Yes,' has it pled a tax return on Forth 990-T for this years 7gE

A Was mere a liquidation, dissolution, termination, or wbstan4al contraction during tie years If 'Yes,' attach a statement 79

80a Is the organization related (other than by association with a statewide or nationwide organization) through common membership, governing bodies, trustees, officers, etc, to any other exempt or nonexempt organizahon7 8p:

b o "v,. ..-e . the name ..f the tee ..

and check whether it is ~ exempt or ~ nonexempt 81 a Enter direct or indirect political expenditures See line 81 instructions 181'1 b Did the organization file Forth 1120-POL for this years Bl h

82 a Did the organization receive donated services or the use of materials, equipment, or facilities at no charge or at substantially less than fair rental values 82a

b If 'Yes,' you may indicate the value of these items here Do not include this amount as I revenue in Part I or as an expense in Part II (See instructions in Part III ) I 82b l Did the organization comply with the public inspection requirements for returns and exemption applicahons7 83a

b Did the organization comply with the disclosure requirements relating to quid pro quo contributions7 &3b 84a Did the organization solicit any contributions or gifts that were not tax deduchble7 Boa

b If Yes,' did the or ~aniza4on include with every solicitation an express statement that such contributions or gifts were not tax deduc4ble 84b

85 501(c)(4) (5) or (6) organizations a Were substantially all dues nondeductible by members 85a b Did the organization make only in house lobbying expenditures of $2,000 or less 85b

If 'Yes' was answered to either 85a or 85b, do not complete 85c through 85h below unless the organization received a waiver for proxy tax owed for the prior year

c Dues, assessments, and similar amounts horn members BSc d Section 162(e) lobbying and political expenditures s Aggregate nondeductible amount of Section 6033(e)(1)(A) dues notices SSe f Taxable amount of lobbying and political expenditures (line 85d less SSe) &5( 1 g Does the organization elect to pay the Section 6033(e) tax on the amount on line 85f? 85

h II Section fi033(e)(1)(A) dues notices wire sort, does the organization agree to add the amount on line 851 to its reasonable estimate of dues allocable to nondeductible lobbying and political espenditura for the following tax years g5h

86 501(c)(7) organizations Enter a Initiation fees and capital contributions included on line 12 B6a

b Gross receipts, included an line 12, for public use of club facilities 86b 87 501(c)(12) organizations Enter a Gross income horn members or shareholders L97a j

Yes No

b Gross income horn other sources (Do not net amounts due or paid to other sources against amounts duo or received horn them ) I 87b

88 At any time during the year, did the organization own a 50% or greater interest in a taxable corporAtldr or an entity, disregarded as separate horn the organization under Regulations Sections 301 T701-2 and Ii 'Yes,' complete Part IX

NOV 1 0 89a 501(c)(3) organizations Enter Amount of tax imposed on the organization during the year under Section 4911 ~ , Section 4912' , Section 4955

90 a List the states with which a copy of this return is filed - - _ _ _ - b Number of employees employed in the pay period that includes March 12 2W t (see vutruc6ons) ~9p,

91 Thebooks areincare ot- the Academy _-______-___-_ Telephone number " (202) 452-8097 Localedat- 1776 Massachusetts Ave , NN #615 Washington__-_ DC ZIP+4w 20036

92 Section 4947(a)(I) nonexempt charitable Vusts filing Form 990 m lieu o! Form 1041- Check here and enter the amount of tax exempt interest received or accrued during the tax year ~~ 92

ea° Page 1 of~P`"'ss° ~°°~~ ~waios 01)(11,02

b 507(c)(3) and 501(c)(4) organizations Old the organization engage in any Section 4958 excess benefit tr~;a= U~~, during the year or did d become aware of an excess benefit transaction ham a prior years II 'Yes,' attac~,1~ explaining each transaction 89b X

c Enter Amount of tax imposed on the organization managers or disqualified persons during the year under Sections 4912, 4955, and 4958

d Enter Amount of tax on line 89c, above, reimbursed by the organization

Form 990 i National Academ y of Social Insurance a Anal Analysis of Income-Producing Activities (See instrucuons

Unrelated business income Note : Enter gross amounts unless (q) (g) otherwise indicated Business code Amomt

93 Program service revenue a Contract revenue b Publicatlons c Registrations d s f MeNeare/MeWpid payments g Fees d contracts from government aqercia

94 Membership dues and assessments 95 Interest an savings d temporary cash immnts 96 Dividends & interest from securities 97 Net rental income or (loss) from real aloft :~ a ~~'`~~yrs~$~;

a debt-financed property, b not debt financed property

98 Net rental income or (loss) from pas prop 99 Other investment income 100 Gam or pons) from sales of assets

other than inventory 701 Net income or (loss) from special amp OZ Cresi profit a (ass) ham aba of rrvnbry 103 Other revenue a

b c d a

704 Subtotal (add columns (B), (D), and (E)) h r'd"mF ::0 705 Total (add line 104, columns (B), (D), and (E))

Note* Line 105 plus line Id, Part l, should equal Me amount on line 12. Part I

NASI - E

14 17 , 405 14 9 .867

Lrm No. I Explain how each activity for which income is reported m column (E) of Part VII contributed importandy to the accomplishment of the organizahori s exempt purposes (other than by providing funds for such purposes)

93a-e Activities which promote the dissemination and the exchanee of

Paid Pre- i v areis F .~.+.~. ca Kronz ese Do- 818 C Only F-

12,513,0514 (D) Related ~exempt

Amount hmc6on income

inrormation ana ideas reiatea to social security, medic worker's comp issues Membership dues support the cost of providing all other Information Regarding Taxable Subsidiaries and Disregarded Entities i

address, and EIN of corporatan, Percentage of Nahde of activities nership, or disregarded entity ownership interest

a Did the oryaniation, during the year, reserve any lands, directly or indirectly to pay b Did the organization, dicing 'he year, pay preniii.ims, directly or in Note If 'Yes' to (b), file Form 8870 and Form 4727 (see instructions

a

Please Sign Here

swchoru N/A

Total Eodof-year

°"B"°5,5` Organization Exempt Under NASI-Attach en Section 501(cX3) (Except exPrivate Founda4on) and Section 501(a1501(f~ 501(k~ 501(nlw Sachon 4947(axl) Nonempt Chantebla Trust Supplementary InformaUon -(See separate insLUdions.)

2001 Supplementary Information - (saw separate instructions) ~ Must be completed by we above organizations and attached to their Forth 990 or 990-EZ

ppartrnMl OI M Trma~ry Inbmal RN~nu " Swci

(a) Expense account and other

allowances

ViL&inia Reno

9

r

59 .110

-------------------------

Total number of other employees paid over $50000 None AM:; Patt~:^4* Compensation of the Five Highest Paid Independent Contractors far Professional Services

(See instructions list each one (whether individuals or firms) If there are none, enter 'None ')

(a) Name and address of each independent contractor paid more than $50,000 (b) Type of service (c) Compensation

I1JED W CORES RG () C -r,44

NOV 0 2003

total number of others rece~hnq over $50,000 (or professional services ~I NOnEI BAA For Paperwork Reduction Act Notice, see the Instructions for Forth 990 and Form

TEEw040i 0irz4102

Schedule 2001

Schedule A (Form 990 or 990.EA

of M Orpana0on EmDlqM Idmi

tonal Academy of Social Insurance I52-1a51

't=W Compensation of the Five Highest Paid Employees Other Than Officers, Directors, (See instructions List each one If there are none, enter'NOne

(a) Name and address of each (b) Title and average (c) Compensation (~ Cantribemployee paid more hours per week to ~D~ayee

than $50,000 devoted to position plans S Oel

w..n~

i

Terry- -Nixon ----------------------Nashington, DC

Daniel Mont

Washington, DC

Jill eraunstein

Nashineton . DC

NONE

-----------------------------------------

----------------------------------------

-----------------------------------------

-----------------------------------------

OGD ;

99oors9oEZ) 2001 National Ac

Statements About Activities (See instructions ) No

Note : Attach a statement to explain how the organization determines that individuals or organizations receiving grants or loans from it in furtherance of its charitable programs 'query' to receive payments

The organization is not a private fowCa6on because it is (please check only One applicable box) 5 A church, convention of churches, or association of churches Section 170(b)(1)(A)(t) 6 A school Section 170(b)(1)(A)(u) (Also complete Part V ) 7 A hospital or a cooperative hospital service organiZahon Section 170(b)(1)(A)(u) 8 A federal, state, or local government or governmental unit Section 170(b)(1)(A)(v) 9 ~ A medical research organization operated in conjunchon with a hospital Section 170(b)(1)(A)QiQ Enter the hospital's name, sty,

and stets 10 a An organization operated for the benefit of a college or university owned or operated by a governmental unit Section 170(b)(1)(A)(rv) (Also complete the Support Schedule in Part IV A )

11a ~ An organization that normally receives a substantial part of its support from a governmental unit or from the general public Sec4on 170(b)(1)(A)(w) (Also complete the Support Schedule in Part IV A )

11b a A commu-oty trust Section 170(b)(1)(A)(vi) (Also complete the Support Schedule in Part IV A ) RCCET!CD W 94410-12

RIRS - OSC

0 An organization mat normally receives (7) mom than 331!354 of its support from contributions, membership tees, and gross receipts horn activities related to its charitable, etc, functions - subject to certain exceptions, and (2) no mom than 331I3X (upp~t Zo03 horn gross investment income and unrelated business taxable income Qess section 511 tax) horn businesses acquir fhb organization after June 30, 1975 See section 509(a)(2) (Also complete Vie Support Schedule in Part IV-A )

13 a An organization that is not controlled by any disqualified persons (other than foundation managers) and wpparts,orgar~;SLL1s; u~~~ described in (1) lines 5 through 12 above, or (~ section 501(c)(4), (~, or (b), d they meet the lest of sec4on 509~F2j~(9e~°~ .~ section 509(a)(.~ )

14

BAA

to test for

iEEAn4uz oim,vt Schedule A (Forth 990 a Form 990 EZ) 2001

t During the year, has the organization attempted to influence national, state, or local legislation, including any attempt to influence public opinion on a legislative matte or referendums If 'Yes,' enter the total expenses paid or insured m connection with the lobbying activities ~ E (Must equal amounts on line 38, Part WA, or line i of Part VI-B )

Organizations that made an election under section 501(n) by filing Form 5768 must complete Part VI A Other organizations checking 'Yes,' must complete Part VI B and attach a statement giving a detailed description of the lobbying activities

2 During the year, has the organization, either directly or indirectly, engaged in any of the following acts with any substan4al contributors, trustees, directors, officers, vectors, key employees, or members of their families, or with any taxable organization with which any such person is affiliated as an officer, director, trustee, majority owner, or principal benefiaary7 (11 the answer to any question is 'Yes ' attach a detailed statement explaining the transactions )

a Sale, exchange, or leasing of property

b Lending of money or other extension of creCit7

c Furnishing of goods, services, or facili6es7 See Pt V, Fm 990

d Payment of compensation (or payment or reimbursement of expenses d more than $I,000)7

a Transfer of any part of its income or assets

3 Does the organization make grants for scholarships, fellowships, student loans, etc (See Note below ) 4 Do you have a section 403(b) annuity plan for your employees

p'aef E1t~r ~ Reason (or Non-Private Foundation Status (See instructions)

Organizations descnbedonline l2 1'1CIrL1ULFJ IOU uvIu1s a For amounts included in lines 15, 16, and 17 that were received horn a 'disqualified person,' prepare a list for your recorCSrto's~+ihe5~ name of, and total amounts received in each year horn, each 'disqualified person Do not file this list with your retain. Enter the win of such amounts for each year (zooo) ------------ (iss9)------------ (1998) ------------ (teen------

NOV 1 0_2003 bFor any amount included in line 17 that was received horn each person (other than 'disGualified persons), prepare a list for your records to show the name of, and amount received for each year, that was more than the larger of (I) the amount on line 25

f=.W~ 1 IY,~, $5,000 (Include m the list organizations described m tines 5 through 11, u well as individuals ) Do not file this test Xft~ computing the difference between the amount received and lie larger amount described in (7) or (Z), enter the sum of these differences (the excess amounts) for each year (2000) (1999) ____ (1998)____________ (1997)

c Add Amounts horn column (e) for Imes 75 16 77 20 21 -1 27cl

d Add Line 27a total and line 27b total e Public support (line 27c total minus line 27d total) f Total support for section 509(a)(2) test Enter amount from line 2 :3, column (e) g Public support percentage Qme 27e (numerator) divided by line 27f (denominator)) h InvxtmeM income percentage Qme 18, column (e) (numerator) divided by line PI i

28 Unusual Grants* For an organization described in line 10, 11, or 12 that received a list for your records to show, for each year, the name of Ne contributor, the date a~ nature of the grant Do not flies this list with your mtum . Do not include these grant

BAA roam i2ntAt Schedule A rtn 990 or 990-EZ) 2001

AIA Schedule A(Form99oor99o-En2oD1 National Academ y of Social InsurarrcY"SI-'9L"1(47Wqjj1 E Page 3 , ~~$uPPOIt Schedule (Complete only if you checked a box on line 10, 11, or 12 ) Use cash method o/accounbn¢ Note: You ma use the worksheet in the instructions for converting from the accrual to the cash method of accounhn

Glandaryear (orfiscal year (a) (b) (c) (~ beginning m) ~ 2d60 1949 1948 1947 T(0)

al 15

recfteiv d (Do not inclu0eu6ons unusual rants See line 28 208 926 1,539,512 1 , 540 , 990 1, 14 , 592 4 604 020

76 Membershi p tees received 58,304 60 , 976 58,745 38,930 216 955

17 Gross receipts from admissions, mnchandiu sold or services performed, or furnishing of facilities in my activity that is related to the organization's charitable, elc, vurpase 588 , 415 576 , 206 528 . 620 447,652 2,140,893 .

to ulus3 IiRUllleilV11l 411lCie4i, uIVIuvNi, amount : received tram payments on sxurilia loans (Section 512(aJ(5)), rents, royalties, and unrelated business taxable income (less Section 511 Um) from businesses acquired by the organ- izahonafter June 3o,1975 70 , 135 41,795 30 .718 58 .678 201 326 .

79 Net income from unrelated business activities nest included m line 18

20 Tax revenues levied for the organization's benefit and either paid to it or expended on its behalf

27 The value of services or facilities furnished to the organization by a governmental unit without charge Do not include the value of services or facilities generally tarnished to the public without charge

ZZ Other income Attach a schedule Do not include gain or (lass) horn sale of capital assets

23 Total of lines 15 through 22 925 , 780 2,218,489 2, 159 073 1 , 859, 852 7 , 163 , 194 24 Line 23 minus line 17 337 , 365 1 , 642,283 1 , 630,453 1,412,200 5,022,301 25 Enter 1°.6 of line 23 9,258 I 22,185 I 21,591 ~ 18, 599 . 26 Organizations described on lines 10 or 11 a Enter 2% of amount in column (e), line 24 w 26a 100 .446

b Prepare a list for your records to show the name of and amount contributed by each person (otter than a governmental unit or publicly MR, supported organization) whose total gifts for 1997 Through 2000 exceeded the amount shown in line 26a Do not fits this list with your ~axx ;zxr.°. .3.x:.s~'a�� ~ retain Enter the total of all these excess amounts 1~ 26b 3 , 064 , 945

c Total support for Section 509(a)(1) test Enter line 24, column (e) w 26c 5 , 022 301 d Add Amounts from column (e) for tines 18 201,326 19 P.7W

22 26b 3, 064,945 1~ 26d 3 , 266 , 271 e Public support (line 26: minus line 26d total ~ 26e 1 , 756 , 030 f Public support percentage Qme 26e (numerator) dlwded by line 26c (denominator)) -1-26 1~ 34-1 n9(n[

V unusual grants during 1997 through 2000, prepare a i amount of the grant, and a brief description of the in line 15

ROES

If you answered 'Yes' to either 34a or b, please explain using an attached statement

35 Does the organization certify that it has complied with the applicable requirements of sections 4 Ol fhrouph 4 05 of Rev Proc 75 50, 1975-2 C B 587, covering racial

TEEAD70{ 09/25q1

Schedule A (Form 99oor99o 2001 National Academy of Social InsuranceNASI- .'1ggDA"jE

Private School Questionnaire (See instructions ) (To be completed Only by schools that checked the box on line 61n Part Ih N ~

29 Does the organization have a racially nondiscriminatory policy toward students by statement in ifs charter, bylaws, other governing ushlmient, or in a resolution of its governing body 29

30 Does Me organization include a statement of its regally nondiscriminatory polity toward students in all its brochures, catalogues, and other written communications with the public dealing with student admissions, programs, and sUiolarships7 30

31 Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media dicing the period of solicitation for students, or during the registration period if it has no solicitation program, in a way that makes the policy known to all parts of the general community it serves 37 .!'Yes,' please C2scnCe, if 'No,' F :e�,., explain (!f you .need ̂ ;c"e spice, arrVct, a separate Stare-e . .r

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - ----------------------------------------------------- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

32 Does the organization maintain the following a Records indicating the regal composition of the student body, faculty, and administrative staff7 32

b Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory basis 32

c Copies of all catalogues, brochures, announcements, and other written communications to the public dealing with student admissions, programs, and scholarships 3z

d Copies of all material used by the organization or on its behalf to solicit contribuhons~ 32

If you answered 'No' to any of the above, please explain (It you need mare space, attach a separate statement )

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

- - - -

-

---------------------------------------------------------

33 Does the organization discriminate by race in any way with respect to 11;,

a Students' rights or prihleges7

b Admissions policies

c Employment of tetchy or administrative staff's

d Scholarships or other financial assistance

a Educational poliaes7 33,

p r_ 9 f Use of tatdihes~ I,~C ~1) F~

IR' - g Athletic programs

h Other extracurricular acbvites7

If you answered 'Yes' to any of the above, please explain (If you need more space, attach a separate statement ) OG

--------------------------------------------------------- --------------------------------------------------------- ---------------------------------------------------------

34a Does the organization receive any financial aid or assistance from a governmental agency

b Has the organization's right to such aid ever been revoked or suspended?

5

(a) Affiliated group

totals

(b) To be tort for all ele (The term expenditures' means amounts paid or incurred )

36 Total lobbying expenditures to influence public opinion (grassroots lobbying) 37 Total lobbying expenditures to influence a legislative body (direct lobbying) 38 Total lobbying expenditures (add lines 36 and 37) 39 Other exempt purpose expenditures 40 Total exempt purpose expenditures (add lines 38 and 39) 41 Lobbhnq nontaxable amount Enter the amount from the following table -

If tha amount on line 40 is - The lobbying nontaxable amount is -Not over $500,000 20% of the amount on fine 40 Me 5500,000 but not over (1,000,000 f100,000 plus IS% of the aces ova 5500,000 Over SI,000,000 but not am $1,500,000 S1)5,000 plus 10% of the rttas aver $1,000,000 Over $1,51M000 but not over $17,000,000 $V5,000 plus 5% of the sags over $1,500,D00 Over $17,000,000 $1,000,000

42 Grassroots nontaxable amount (enter 25% of line 41) 43 Subtract line 42 from line 36 Enter 0 it line 42 is more than line 36 44 Subtract line 41 from line 38 Enter 0- if line 41 is more than line 38

Caution 11 there is an amount on ether line 43 or line 44 you must fife Form 4720

Lobbying Expenditures During 4 -Year Averaging Period

year Y~~; ̀ 2001 2000 1999

(d) I (e) 1998 Total

45 Lobbying nontaxable amount

46 Lobbying ceiling amount (1509'o of line 45(e))

47 Total lobbying expenditures

48 Grassroots non-taxable amount

49 Grassroots ceiling amount (150% of line 48(e))

50 Grassroots lobbying Ilc=ol .111 C 0R`~E S

~Paet.Y#~E3>z3 Lobbying Activity by Nonelecting Public Charities IRS - OSI: 'b44 (For reporting only by organizations that did not complete Part VI A) (See instructions )

During the year, did the organization attempt to influence national, state or local legislation, including any Yes No NOV m A our~FUU3 attempt to influence public opinion on a legislative matter or referendum, through the use of

s Volunteers x ° ~ b Paid staff or management Include compensation in expenses reported on lines c through h .) c Media advertisements X d Mailings to members, legislators, or the public X e Publications, or published or broadcast statements X f Grants to other organ¢a4ons for lobbying purposes X g Direct contact with legislators, their staffs, government officials, or a legislative body X h Rallies, demonstrations, seminars, conventions, speeches, lectures, or any other means 1 Total lobbying expenditures (add lines c through h ) It'Yes' to any of the above, also attach a statement giving a detailed descriphon of the lobbying activities

SAA Schedule A (Forth 990 or 990-EZ) 2001

tEEA0a05 ILl7J01 Page 1 of 1

m9soorsso-En2oot National Academy of Social Insurarl obbying Expenditures by Electing Public Charities (see instructions) o be completed Only by an eligible organization that bled Form 5768)

a I I if the oroanizahon belongs to an affiliated arouo Check - b I I if

Limits on Lobbying Expenditures

E

4 -Year Averaging Period Under Section 501(h) (Some organizations that made a section 501(h) election do not have to complete all of the five columns below

See the instructions for lines 45 through 50 )

or and Relationships

01 Cash (Other assets

b Other transactions

Line I Amountbnvolved I Name of nonrharitable exempt organization Uescriptian of Vansfers, transxa on; and sharing artanqenmis

Yes XO No

rEean4a osrzsat Schedule A 990 or 990 EZ) 2001

57 Did the reporhng organiza~on directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Coda (other than section 501(c)(3) organizations) or in section 527, relahng to political wganizanonu?

s Transfers from tie reporting organization to a noncharitable exempt organization of

()Sales or exchanges of assets with a noncharitable exempt organization (I)Purchases of assets from a nondiariWble exempt organization (ii)Rental of facilities, equipment, or other assets (v)Reimbursement arrangements (v)Loans or loan guarantees (vi)Performance of services or membership or fundraising solicitatons

c Sharing of facilities, equipment, mailing lists, other assets, or paid employees d If the answer to any of the above is'Yes, complete the following schedule Column

the goods, other assets, or services qrven by 71e repofhna orqaniZaUOn If the orqa show the fair market value , .ss than fair market value m

52a Is the organization directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501(c) of trio Code (other than section 501(c)(.i)) or in section 527

b Ii 'Yes,' complete the follovnna schedule (a)

Name of organization Type of organization Description of ,

,OGp,p,V,-JI . rAH

NA NAL ACADEMY OF-SOCIAL INSURANCE

Board of Directors Henry J Aaron Chair Lawrence H Thompson Prcsic Jerry L A1ashau, President-ele Jamce Gregory Vice President Janet L ShiAles Secretary William B Harman Jr Treasui

David Cutler Robert Greenstein Charles A Jones Patricia M Owem John L Palmer Joseph F Quinn Anna M Rappapon Gerald M Shea Margaret Simms Bruce C VladecA

Founding Char Robert A1 Ball

Honorary Adnsors Bill Archer Nancy Kd',lLbaum Baker Lloyd Benlscn John H Biggs Linda Chakcz-Thompcon Teresa Hem7 Roger Joslin Beth Kobhncr Darnel Patrick lvlo~nihan Robert J Myers Paul H O Neill Franklin D Raines Stanford G Ross Alexander Trowbndge

Eaeculne Vice President Pamela J Larson

Vice President for Research Vugima P Reno

1776A1a«athuseusA%enue NW Suite 615 Washington DC 20036-1904 Telephone (20?) 45?-8097 Facsimile (202)452-811 1

e-mail nasi@nas org N'ebsue wwu nazi org CFCH 1366

RECEIVED "V _ RRES SRS osc '544

NOV 1 p ?003

National Academy of Social Insurance 52-1451753 NASI -Attachment E Forth 990, Page 2, Part II, Line 43 Other Expenses Stmt

Scholars/consultants 63,980 Courier/express 15,059 Photocopying 20,045 Registration fees 6,481 1'UUllllly

~,ll_llly

, CIO

Dues 2,236 Books & subscriptions 6,174 Insurance 3,415 Bank fees 600 M

12~!21~3 582 1,614 7

9~ 96 1,262 1,487

5,246 986 249 ma en's ia7

1,591 645 . 0 5,001 498 675 2,326 992 . 97

600 0 0 3,468 74 0 .

Form 990, Page 3, Part IV, Line 58 Other Assets Statement

Total

Page 1 of 1

(A) Other expenses not Total covered above (itemize)

(B) I (C) I (D) Program Management Fundraising

Total 124 .161 114,450 5,442 4,269 .

Line 58 - Other Assets:

sit

Beginning I End of of Year Year

006 1 12,038

8,006 12,038

f3i:CJ1 : Ll) lid CORRES IRS - OSC -54,f-

NOV 1 0 2003

OGDEiV, UTAR

Form 990 p 1/Line 20

Description I Amount

Net unrealized loss on investments 1 -43,658

Total

Page 1 of 1

National Academy of Social Insurance 52.1451753 2 NA.cI _ AnRchment E

Supporting Statement off :

-43,658

RECERS~ os'~c ~ a4 DES

NOV 1 0 2003

,9GDEN, UTAH