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16. Fission and FusionParticle and Nuclear Physics
Dr. Tina Potter
Dr. Tina Potter 16. Fission and Fusion 1
In this section...
Fission
Reactors
Fusion
Nucleosynthesis
Solar neutrinos
Dr. Tina Potter 16. Fission and Fusion 2
Fission and Fusion
Fission
Fusion
Most stable form of matter at A~60
Fission occurs because the total Coulomb repulsion energy of p's in a nucleus is reduced if the nucleus splits into two smaller nuclei. The nuclear surface energy increases in the process, but its effect is smaller.
Fusion occurs because the two low A nuclei have too large a surface area for their volume. The surface area decreases when they amalgamate. The Coulomb energy increases, but its influence is smaller.
Expect a large amount of energy released in the fission of a heavy nucleus into two
medium-sized nuclei or in the fusion of two light nuclei into a single medium nucleus.
SEMF B(A,Z ) = aVA − aSA2/3 − acZ
2
A1/3− aA
(N − Z )2
A+ δ(A)
Dr. Tina Potter 16. Fission and Fusion 3
Spontaneous FissionExpect spontaneous fission to occur if energy released
E0 = B(A1,Z1) + B(A2,Z2)− B(A,Z ) > 0
Assume nucleus divides as
A, ZA
1, Z
1
A2, Z
2
where A1
A = Z1
Z = y and A2
A = Z2
Z = 1− y
from SEMF E0 = aSA2/3(1− y 2/3 − (1− y)2/3) + aC
Z 2
A1/3(1− y 5/3 − (1− y)5/3)
maximum energy released when ∂E0∂y = 0
∂E0∂y
= aSA2/3(−2
3y−1/3 +
2
3(1− y)−1/3) + aC
Z 2
A1/3(−5
3y 2/3 +
5
3(1− y)2/3) = 0
solution y = 1/2 ⇒ Symmetric fission
max. E0 = 0.37aCZ 2
A1/3 − 0.26aSA2/3
e.g. 23892 U: maximum E0 ∼ 200 MeV (aS = 18.0 MeV, aC = 0.72 MeV)
∼ 106× energy released in chemical reaction!Dr. Tina Potter 16. Fission and Fusion 4
Fission BarrierIn the fission process, nuclei have to pass through an intermediate state wherethe surface energy is increased, but where the Coulomb energy is not yet muchreduced.
This is a tunnelling problem, similar
to α decay.
Ef = fission activation energy
Ef ∼ 6 MeV 23692 U
E0 = energy released
→ K.E. of fragments.
Although E0 is maximal for symmetric fission, so is the Coulomb barrier.In fact, asymmetric fission is the norm.
Dr. Tina Potter 16. Fission and Fusion 5
Fission BarrierEstimate mass at which nuclei become unstable to fission (i.e. point at which energy change
due to ellipsoidal deformation gives a change in binding energy, ∆B > 0)
a = R(1 + ε) ε� 1
b = R(1 + ε)−1/2
SEMF Volume term unchanged: Volume = const =4
3πab2 =
4
3πR3
Change in Surface term: aSA2/3 −→ aSA
2/3(1 +2
5ε2)
Change in Coulomb term: aCZ 2
A1/3−→ aC
Z 2
A1/3(1− ε2
5)
Change in Binding Energy: ∆B = B(ε)− B(0) = aCA2/3
(Z 2
A− 2aS
aC
)ε2
5
i.e. if Z 2
A > 2aSaC
, then ∆B > 0 and the nucleus unstable under deformation
⇒ Z 2
A > 47 predicted point (roughly) at which the fission barrier vanishes.
Dr. Tina Potter 16. Fission and Fusion 6
Fission BarrierAnd indeed we observe that spontaneous fission lifetimes fall rapidly as Z 2/Aincreases.
Z2 / A
τ (y
ears
)
Dr. Tina Potter 16. Fission and Fusion 7
Fission BarrierSpontaneous fission is possible if tunnelling through fission barrier occurs(c.f. α decay).
Tunnelling probability depends on
height of barrier
Ef ∝Z 2
A
and on the mass of fragment
P ∝ e−2G ; G ∝ m1/2Ef
Large mass → low probability for tunnellinge.g. fission is ∼ 106 less probable than α decay for 238
92 USo there are naturally occurring spontaneously fissile nuclides, but it tends tobe a rare decay.
Dr. Tina Potter 16. Fission and Fusion 8
Neutron Induced Fission Low energy neutron capture
Use neutrons to excite nuclei and overcome fission barrier.
Important for the design of thermonuclear reactors.
Low energy neutrons are easily absorbed by nuclei (no Coulomb barrier) → excited state.
Excited state may undergo n + AU → A+1U∗ → A+1U + γ or X∗+ Y∗
γ decay (most likely):
(n,γ) reaction
Fission (less likely):
excitation energy may
help to overcome Ef(n,γ) reaction:
Breit-Wigner
cross-sectionσ(n, γ) =
gπλ̄2ΓnΓγ(E − E0)2 + Γ2/4
, Γn � Γγ ∼ Γ
At resonance σ(n, γ) = 4πλ̄2gΓnΓγ
Γ2∼ 4πλ̄2g
Γn
Γ
Typically, Γn ∼ 10−1 eV, Γ ∼ 1 eV;
for 1 eV neutron, σ ∼ 103 b
(largest: 135Xe σ ∼ 106 b)Far below
resonance,
(E � E0)
σ(n, γ) = λ̄2Γn
[gπΓγ
E 20 + Γ2/4
]= λ̄2Γn× constant
Γn dominated
by phase spaceΓn ∼
p2
v∼ v ; λ̄ =
~p→ λ̄2 ∼ 1
v 2∴ σ(n, γ) ∼ 1/v
“1/v law” (for low energyneutron reactions)
Dr. Tina Potter 16. Fission and Fusion 9
Neutron Induced Fission Low energy neutron capture
σ ∼ 1/v dependence far below resonancesE ∝ v 2 ⇒ lnσ ∝ −1/2 lnE + constant.
Low energy neutrons can have very large absorption cross-sections.
Dr. Tina Potter 16. Fission and Fusion 10
Neutron Induced Fission Induced Fission
Induced fission occurs when a nucleus captures a low energy neutron receivingenough energy to climb the fission barrier.
e.g. 23592 U n + 235
92 U → 23692 U∗ → X∗ + Y∗ → X + Y + κn
κ ∼ 2.4 prompt neutronsExcitation energy of 236U∗ > Ef fission activation energy, hence fission occursrapidly, even for zero energy neutrons
→ thermal neutrons will induce fission.
Otherwise need to supply energy using K.E. of neutron.
e.g. 23892 U n + 238U → 239U∗ Ef ∼ 6 MeV
En = 0 E ∗ ∼ 5 MeV no thermal fission
En = 1.4 MeV E ∗ ∼ 6.4 MeV rapid fissionbut neutron absorption cross-section decreases rapidly with energy.
235U is the more interesting isotope for fission reactor (or bombs).
Dr. Tina Potter 16. Fission and Fusion 11
Neutron Induced Fission Induced Fission
n + AU → A+1U∗ → X∗+ Y∗
Masses of fragments are unequal (in general).Tend to have Z , N near magic numbers.
Fragments X∗, Y∗ tend to have same Z/Nratio as parent → neutron rich nuclei whichemit prompt neutrons (10−16s).
X and Y undergo β decay more slowly; mayalso undergo neutron emission→ delayed neutron emission(∼1 delayed neutron per 100 fissions).
Note wide variety of (usually radioactive) nuclei are produced in fission; can bevery useful, but potentially very nasty.
Dr. Tina Potter 16. Fission and Fusion 12
Neutron Induced Fission Chain Reaction
Neutrons from fission process can be used to induce further fission→ chain reaction, can be sustained if at least one neutron per fission
induces another fission process.
k = number of neutrons from one fission which induce another fissionk < 1 sub-critical,k = 1 critical, ← For reactors want a steady energy release, exactly critical
k > 1 super-critical.
Prompt neutrons are fast,〈E 〉 ∼ 2 MeV and theirabsorption σ is small.Need to slow down fast neutronsbefore they escape or getabsorbed by (n,γ) process→ achieve a chain reaction.
Dr. Tina Potter 16. Fission and Fusion 13
Fission ReactorsPower reactore.g. Sizewell in SuffolkKE of fission products → heat → electric power
Research reactore.g. ISIS at RAL in OxfordshireBeams of neutrons for (e.g.) condensed matterresearch
Breeder reactore.g. Springfields in LanarkshireConverts non-fissile to fissile isotopes, e.g.
Plutonium: n + 238U → 239U → 239Np → 239Pu
Uranium: n + 232Th → 233Th → 233Pa → 233U
Can separate fissile isotopes chemically
Dr. Tina Potter 16. Fission and Fusion 14
Fission ReactorsA simple reactor needs fuel, moderators, control rods, and a cooling system.
Fuel: Natural U (0.72% 235U), enriched U (2-3% 235U), 239Pu, 233U
Moderator: slows neutrons via elastic collisions. Large energy transfer requires use of a light nucleus.
H2O – cheap but absorbs neutrons through n+p → d+γ
D2O – extractable from seawater, but forms nasty radioactive tritium 3H
13C – graphite, larger mass → less energy transfer per collison → need more of it.
Cooling System: gases (air, CO
2, He),
water, liquid metals (Na)
Control Rods: control number of neutrons by absorption (113Cd)
UK reactors are mainly graphite moderated, gas cooled.
Dr. Tina Potter 16. Fission and Fusion 15
Fission Reactors
The problemNatural U is (99.3% 238U, 0.7% 235U) and n capture cross-section large for 238U
Need to1. thermalise fast neutrons away from 238U to avoid capture (moderators)2. control number of neutrons by absorption (control rods).
Buttypical time between fission and daughter inducing another fission ∼ 10−3s
→ mechanical control of rods in times � seconds not possible!
Dr. Tina Potter 16. Fission and Fusion 16
Fission Reactors
The consequence – what happens if we fail to control the neutrons?
N(t + dt) = N(t) + (k − 1)N(t)dt
τ
N(t) number of neutrons at time t(k − 1) fractional change in number of neutrons in 1 cycleτ mean time for one cycle ∼ 10−3s (fission → fission)
dN = (k − 1)Ndt
τ⇒
∫ N(t)
N(0)
dN
N=
∫ t
0
(k − 1)dt
τ⇒ N(t) = N(0)e(k−1)t/τ
for k > 1 → exponential growth – bad!
e.g. k = 1.01, τ = 0.001s, t = 1s
N(t)
N(0)= e0.01/0.001 = e10 (×22, 000 in 1s)
Note: Uranium reactor will not explode if it goes super-critical. As it heatsup, K.E. of neutrons increases and fission cross-section drops. Reactorstabilises at a very high temperature ⇒ MELTDOWN
Dr. Tina Potter 16. Fission and Fusion 17
Fission ReactorsThe solutionMake use of delayed neutron emission (delay ∼13s).Design reactor to be subcritical to prompt neutrons and use the delayedneutrons to take it to critical.
Thermal reactors require the following steps:
Dr. Tina Potter 16. Fission and Fusion 18
Nuclear Fusion
Energetically favourable for light nuclei tofuse and release energy.
A1, Z
1
A2, Z
2
A, Z
However, nuclei need energy to overcome Coulomb barrier
e.g. most basic process: p+p → d+ e+ + νe, E0 = 0.42 MeV
but Coulomb barrier V =e2
4πε0R=α~cR
=197
137× 1.2= 1.2 MeV
Overcoming the Coulomb barrierAccelerators: Energies above barrier easy to achieve. However, high particle densities for long
periods of time very difficult. These would be required to get a useful rate of fusion reactions
for power generation.
Stars: Large proton density 1032 m−3. Particle K.E. due to thermal motion.
To achieve kT ∼ 1 MeV, require T ∼ 1010K
Interior of Sun: T ∼ 107K, i.e. kT ∼ 1 keV
⇒ Quantum Mechanical tunnelling required.
Dr. Tina Potter 16. Fission and Fusion 19
Fusion in the Sun Fusion rate in the Sun
Particles in the Sun have Maxwell-Boltzmann
velocity distribution with long tails – very
important because tunnelling probability is a
strong function of energy.
Mean particle energy
Low probability for fusion via tunnelling
Higher probability for fusion via tunnelling
Reaction rate in unit volume for particles of velocity v : Γ = σ(v)ΦN , where flux Φ = Nv
σ is dominated by the tunnelling probability P = e−2G (v)
and a factor 1/v 2 arising from the λ̄2 in the Breit-Wigner formula.
reminder, Gamow Factor G (v) ∼(
2m
E0
)1/2 e2
4πε0
Z1Z2
~π
2=
e2
4πε0
πZ1Z2
~v
Averaged over the Maxwell-Boltzmann velocity distribution Γ ∼ N2〈σv〉Probability velocity between v and v + dv = f (v) dv ∝ v 2e−mv 2/2kT dv
⇒ Γ ∝∫
N .Nv .1
v 2e−2G f (v) dv ∝
∫ve−2Ge−mv 2/2kT dv ∝
∫e−2Ge−E/kT dE
Dr. Tina Potter 16. Fission and Fusion 20
Fusion in the Sun Fusion rate in the Sun
Typical fusion reactions peak at kT ∼ 100 keV ⇒ T ∼ 109K
e.g. for p+p → d + e+ + νe
σ ∼ 10−32b – tiny! weak!but there are an awfullot of protons...
per proton, Γ ∼ 5× 10−18s−1
⇒ Mean life, τ = 1010 yrs.
This defines the burning rate inthe Sun.
Dr. Tina Potter 16. Fission and Fusion 21
Fusion in the Sun Fusion processes in the Sun
p+ p→d+e++ν(1)
(2) p+d→3 He+γ
3 He+3 He→
4 He+2 p+γ(3)
p+ p→d+e++ν
p+d→3 He+γ
E0=0.42 MeV E0=0.42 MeV
E0=5.49MeV E0=5.49MeV
E0=12.86 MeV
pp I chain
Net reaction (2e+ annihilate with 2e−): 4p →4 He + 2e+ + 2ν E0 = 4me = 2.04 MeV
Total energy release in fusion cycle = 26.7 MeV (per proton = 26.7/4 = 6.7 MeV)
ν’s emerge without further interaction with ∼ 2% of the energy. The rest of the energy
(γ-rays; KE of fission products) heats the core of the star.
Observed luminosity ∼ 4×1026 J/s (1 MeV = 1.6× 10−13 J)
⇒ Number of protons consumed = 4×10261.6×10−13
16.7 = 4×1038 s−1
Dr. Tina Potter 16. Fission and Fusion 22
Fusion in the Sun Fusion processes in the Sun
p+ p→d+e++ν(1)
(2) p+d→3 He+γ
3 He+3 He→
4 He+2 p+γ(3)
p+ p→d+e++ν
p+d→3 He+γ
E0=0.42 MeV E0=0.42 MeV
E0=5.49MeV E0=5.49MeV
E0=12.86 MeV
pp I chain
3 He+4 He→
7 Be+γ(1)
(2)
8 B→8 Be+e++ν
7 Be+ p→ 8 B+γ
7 Li+ p→2 4 He
7 Be+e−→
7 Li+ν
8 Be→2 4 He
pp II chain
pp III chain
Eν=0.861/0.383 MeVLi vs Li*
Eν=14.06 MeV
(3)
3 He+4 He→
7 Be+γ(1)
(2)
(3)
(4)
Other fusion cycles also possible e.g. C-N-O cycle.
Observation of solar neutrinos from the various
sources directly addresses the theory of stellar
structure and evolution (Standard Solar Model).
Probes the core of the Sun where the nuclear
reactions are taking place.
The Sun also provides an opportunity to investigate ν
properties e.g. mass, oscillations...
Also, the rare pp IV (Hep) chain: 32He + 1
1H → 42He + e+ + νe (Eν = 18.8 MeV)
Dr. Tina Potter 16. Fission and Fusion 23
Solar NeutrinosMany experiments have studied the solar neutrino flux
Expected flux depends onStandard Solar Model (temperature, density, composition vs r)Nuclear reaction cross-sections
Observed ν flux ∼ 1/3 expected ν flux “Solar ν problem”Dr. Tina Potter 16. Fission and Fusion 24
Solar NeutrinosThe Solar ν problem has recently been resolved by the Sudbury NeutrinoObservatory (SNO) collaboration. They have reported evidence for a non-νeneutrino component in the solar ν flux
→ Neutrino Oscillations
SNO (1000 tons D2O in spherical vessel) measuresthe 8B solar ν flux using three reactions:Measure νe flux
νe + d → e− + p + p
Measure total flux for all ν species
νX + d → νX + p + nνX + e−→ νX + e−
Observe a depletion in the νe flux, while the fluxsummed over all neutrino flavours agrees withexpected solar flux.
Evidence for νe ⇔ νX at 5σDr. Tina Potter 16. Fission and Fusion 25
Further nuclear processes in astrophysics
Creating the heavy elementsOnce the hydrogen is exhausted in a star, further gravitational collapse occursand the temperature rises.
Eventually, it is hot enoughto “burn” 4He via fusion:
4He + 4He → 8Be + γ4He + 8Be → 12C + γ4He + 12C → 16O + γ
When the 4He is exhausted, star undergoes further collapse→ further fusion reactions (and repeat)
Until we have the most tightly bound nuclei 56Fe, 56Co, 56Ni.
Heavier elements are formedin supernova explosions:
n + 56Fe → 56Fe + γ
n + 57Fe → 58Fe + γ
n + 58Fe → 59Fe + γ59Fe → 59Co + e− + ν̄eetc etc
Dr. Tina Potter 16. Fission and Fusion 26
Further nuclear processes in astrophysicsBig bang nucleosynthesis
Fusion processes are also important in the Big Bang.Both p and n present, at T � 109K.Typical reactions:
n + p → d + γ
d + n→3H+γ3H+p →4He+γ
d + p →3He+γ
d + d →3H+p
d + d →3He+n3He+n→4He+γ
Observed abundances of these light elements providea sensitive test of the Big Bang model.
In particular, they depend on aspects of particle physics which determine then/p ratio, which depends on the temperature at which the reactions
p + ν̄e → n + e+ n + νe → p + e−
“freeze out”, which in turn depends on the number of neutrino species.
Dr. Tina Potter 16. Fission and Fusion 27
Fusion in the labFusion in the laboratory was first demonstrated in 1932, here atthe Cavendish (Oliphant).
For fusion we need sufficiently high temperatures and controlledconditions.The challenge now is to generate more power than expended.
Possible fusion reactions: d + d → 3He+n Q = 3.3 MeV
d + d → 3H+p Q = 4.0 MeV
d+3H → 4He+n Q = 17.6 MeV
The d+3H (aka DT) reaction is especially attractive3 largest energy release (α particle very stable)3 lowest Coulomb barrier7 80% of the energy is released in the neutron – less easy to use, and doesn’t help
to heat the plasma.
7 3H (tritium) unstable (τ1/2 ∼ 12 yr); need to produce it via n+6Li→ 4He+3H or
n+7Li→ 4He+3H+n using some of the neutrons formed in the fusion reaction.
Dr. Tina Potter 16. Fission and Fusion 28
A recipe for controlled fusion
Need T ∼ 108 K i.e. E ∼ 10 keV � ionisation energy ⇒ plasmareminder: plasmas are electrically conductive and can be controlled with magnetic fields.
Heat plasma by applying r.f. energy.Declare Ignition when the process is self-sustaining: the heating from3.5 MeV α-particles produced in fusion exceeds the losses (due tobremsstrahlung, for example).
Break even achieved when there is more power out (incl. losses) than in.Fusion rate = nDnT 〈σv〉 = 1
4n2〈σv〉 (assumes nD = nT = 1
2n, where n is the electron density).
Rate of generation of energy = 14n
2〈σv〉QRate of energy loss =W /τ where W = 3nkT is the energy density in the plasma (3kT/2 for
electrons and the same for the ions) and τ is the lifetime of the plasma due to losses.
Break even if 14n
2〈σv〉Q > 3nkT/τ , i.e.
Lawson criterion nτ >12kT
Q〈σv〉For DT, this is nτ > 1020 m−3s at kT � 10 keV.
People commonly look at the “triple product” nτT for fusion processes.Dr. Tina Potter 16. Fission and Fusion 29
Controlled fusion – confinementNeed T ∼ 108 K i.e. E ∼ 10 keV � ionisation energy ⇒
need to control a plasma
Inertial confinementUse a pellet containing d+3H zapped from
all sides with lasers or particle beams to heat
it. Need very high power lasers + repeated
feeding of fuel.
e.g. National Ignition Facility, LBNL, US
Magnetic confinementUse a configuration of magnetic fields to
control the plasma (Tokamak) and keep it
away from walls.
e.g. International Thermonuclear Experimental
Reactor, France
Dr. Tina Potter 16. Fission and Fusion 30
Controlled fusion – the status today
JET (Joint European Torus),TFTR (Tokamak Fusion Test Reactor),both achieved appropriate values ofplasma density (n) and lifetime (τ ), butnot simultaneously ⇒ yet to break even.
NIF (National Ignition Facility), brokeeven in 2014, but yet to achieve ignition.
ITER (International ThermonuclearExperimental Reactor) should breakeven. Build time ∼10 years; then ∼20years of experimentation.
Commercial fusion power can’trealistically be expected before 2050.This could be your work!
Dr. Tina Potter 16. Fission and Fusion 31
Summary
Spontaneous fission – energetically possible for many nuclei, but tunnellingneeded – rate only competitive for a few heavy elements.
Neutron induced fission – neutron absorption into a fissile excited state.Practical importance in power generation and bombs.
Asymmetric fission; neutrons liberated
Chain reaction. Use of delayed neutron component for control.
Fusion – again a tunnelling problem. Needs very high temperatures foruseful rates.
Fusion processes in the sun (solar neutrinos).
Nucleosynthesis in the big bang.
Controlled fusion.
Thank you for being a great class! Farewell!
Dr. Tina Potter 16. Fission and Fusion 32