1984_jardine et al
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J A R D I N E ,R . J . , S Y M E S ,M. J . & BU RLAN D, . B . (1 9 8 4 ) . G io tech n iq u e 3 4 , No . 3 , 3 2 3 -34 0
The m easurem ent of soil stiffness in the
triaxial apparatus
R. J. JARDINE.* M. J. SYMES* and J. B. BURLAND*
This Paper describes a simple technique for accurately
measuring the mean local axial strains of triaxial sam-
ples over a central gauge length. The technique makes
use of an axial displacement gauge which is a develop-
ment of one devised by Burland & Symes (1982)
which makes use of electrolytic levels. The device can
resolve to less than 1 cm over a range of 15 mm, is
simple to mount on the specimen and is not damaged
when the sample is taken to failure. The results of
undrained triaxial tests are presented for a wide spec-
trum of soil types ranging from sands through intact,
reconstituted and remoulded low plasticity till, undis-
turbed London clay to intact unweathered chalk. The
test results show that conventional external measure-
ments of displacement contain errors which are fre-
quently so large that their use in the determination of
soil stiffness at working levels of stress is invalid. The
errors mainly result from tilting of the sample, bedding
at the end platens and the effects of compliance in the
apparatus. Although much more experimental work is
required before general conclusions can be drawn
about the small strain behaviour of soils the results
presented lead to some important observations on theundrained stiffness, linearity and yielding behaviour of
soils at small strains.
Cet article d&it une technique t&s simple pour mes-
urer de faGon prCcise les dkformations locales moyen-
nes d’tchantillons triaxiaux sur une jauge centrale. La
technique emploie une jauge de d&placement axial qui
reprksente une amelioration de celle invent&e par
Burland et Symes (1982) et qui utilise des niveaux
tlectrolytiques. L’appareil est sensible 2 moins de
1 pm sur une longueur de 15 mm. I1 est facile B
monter s u r l’tchantillon et reste intact m&me si
I’Cchantillon est dCtruit. Les rCsultats des tests triax-
iaux non-drain& sont prCsentCs pour une large gamme
de types de sol, commenqant par des sables, suivis de
moraines intactes de faible plasticitt reconstitukes et
remaniCes et de l’argile de Londres intacte jusqu’8 la
craie intacte non-altCrte par les intempkries. Les
rtsultats des tests montrent que les mesures conven-
tionnelles du d&placement cOrnportent des erreurs qui
sont souvent si considerables que les mesures sont ma1
adapt&es pour la d&termination de la rigidit du sol g
des niveaux operationnels de la contrainte. Les erreurs
proviennent principalement du basculement de
l’Cchantillon, de la liaison imparfaite au niveau des
plateaux terminaux et des effects du d&placement de
l’appareil.
Discussion on this Paper closes on 1 January 1985.
For further details see inside back cover.
* Imperial College of Science and Technology.
Bien que beaucoup de travail expCrimenta1
suppltmentaire soit nCcessaire afin de pouvoir tirer
des conclusions g&&ales au sujet du comportement
des sols sous des d&formations mineures, les r&hats
p&en& fournillent des observations importantes
concernant la rigidit dans 1’Ctat non-drain&, la
IinearitC et I’Ccoulement des sols sous des
d&formations mineures.
NOTATION
C
C”
El
F
KOL
LoLI
P’PO’
RI3
T
6
compliance of
(A,_+ 4&F
loading system =
undrained shear strength
undrained stiffness E,co.ol,-E,t 0.01%
strain, etc.
deviator force on sample
u~‘/u,’ at rest
E,(,,.l,/E,(o.o,, an index of linearity
length of sample
liquidity index
(a,’ + 2a,‘)/3 the mean effective stress
p’ at the start of the undrained test
relative density
(0,, - &&(& + &) tilt ratio
sample rotation
A, A,, AT, A,,, As, ARB, A,,, components of
measured deflexions (see Fig. 1)
corrected overall axial strain
larger local axial strain
smaller local axial strain
mean local axial strain
larger incremental rotation of electrolevel
(see Fig. 2(c))
smaller incremental rotation of electrolevel
(see Fig. 2(c))
vertical effective stresses
radial effective stress
INTRODUCTION
Accurate determination of soil stiffness is
difficult to achieve in routine laboratory testing.
Conventionally, the determination of the axial
stiffness of a triaxial sample is based on external
measurements of displacement which include a
number of extraneous movements. For example,the true soil strains developed in triaxial tests
can be masked by deflexions which originate in
the compliances of the loading system and load
measuring system. Such equipment compliance
323
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324 JARDI NE, SYMFS AND BURLAND
errors add to a variety of sample bedding effects
to give a poor definition of the stress-strain
behaviour of the material under test, particularly
over the small strain range. Most triaxial tests
therefore tend to give apparent soil stiffnesses
far lower than those inferred from field be-
haviour.
The importance of such errors has long been
recognized and many diverse techniques have
been employed in attempts to improve strain
measurements. One solution has been to meas-
ure relative displacement between two reference
footings over a central length of a sample using
displacement transducers (e.g. Yuen, Lo, Palmer
& Leonards, 1978; Daramola, 1978; Brown,
Austin & Overy, 1980; Costa Filho, 1980).
Strictly these techniques are suitable only for
very small strain levels, since bulging of the
sample will cause the footings to rotate in later
stages of the test. Although important results
have been obtained with such techniques, they
are cumbersome and can suffer from jamming
and damage at large strains.
X-ray and optical methods have also been
used to follow reference points within the sam-
ple or on its membrane (Roscoe, Schofield &
Thurairajah, 1963; Arthur & Phillips, 1975).
However, the accuracy of these methods is
limited.
The resonant column apparatus offers a differ-
ent approach for the determination of the
dynamic stiffness of soils. The technique in-
volves the application of periodic small strain
perturbations to a sample as described by
Richart, Woods & Hall (1970). However, the
technique does not provide direct measurements
of the elemental behaviour of the soil under test,
since the states of stress and strain vary continu-
ously both with time and in their distributions
within the sample.
In summary present methods of soil strain
measurement have a number of serious limita-
tions. There is an urgent need for a simple but
precise method for the routine measurement of
the stress-strain behaviour of soil specimens
under controlled stress or strain paths, particu-
larly where the soil exhibits high stiffness at
small strains.
In this Paper a simple technique for accurately
measuring the mean local axial strains during
triaxial testing is described. Local axial strains
are taken as those developing over a central
gauge length of the sample. The origins of some
of the more significant strain measurement er-rors which develop in standard testing are ex-
amined and their magnitudes assessed using the
new techniques. Results of experiments per-
formed on a wide range of material are pre-
sented, and it is shown that, as expected, routine
tests which employ external measurements of
strain lead to apparent soil stiffnesses which are
much too low. For the purposes of this Paper
only undrained behaviour is considered, since
the no-volume change condition obviates the
need to measure radial strains. However, in tests
designed to investigate more general effective
stress behaviour the local measurement of radial
and axial strains is equally important. Symes &
Burland (1984) describe the use of proximity
transducers for radial strain determination and
Maswoswe (1984) describes the use of a high
accuracy, submersible, linear variable differen-
tial transformer (LVDT) for the same purpose
on 38 mm dia. triaxial samples.
AXIAL STRAIN ERRORS IN TRIAXIAL TESTS
In a conventional triaxial test there are several
sources of movement that develop during shear
testing which may give rise to an overestimate of
the axial strain. One such source is the com-
pliance of the loading system itself. For exam-
ple, the construction of a Bishop & Wesley
(1975) cell is such that the lower reference point
for the vertical displacement transducer is at-
tached to the ram while the upper reference
point is located on top of the cell, so that small
but nevertheless significant deflexions accumu-
late from the straining of the rolling Bellofram
diaphragms. For present purposes the sum of
such loading system deflexions will be termed
A,,. An internal load cell will also produce a
significant deflexion, which is termed A,.
The more important sources of error are il-
lustrated in Fig. 1. Some of the deflexions shown
in this figure may be quantified by careful calib-
ration, but large unaccountable errors remain
due to
(a) the difficulty of trimming a sample so that
the end faces are perpendicular to the verti-
cal axis of symmetry
(b) play in the connection between the load cell
and the sample top cap, and
(c) the inevitable ‘bedding down’ at the ends of
the sample, due to local surface ir-
regularities or voids.
In the testing of rock samples the importance
of such errors has long been recognized, and the
careful grinding of sample ends combined with
the use of ground cylindrical seated platens is
commonly specified (e.g. Vogler & Kovari,1978). The observation that many rocks fail in a
brittle fashion at axial strains of O-l% or less
has led to the specification of flatness limits of
+O.Ol mm and parallelism requirements of
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MEASUREMENT OF SOIL STIFFNESS 325
around 3 minutes of arc for high quality sample
preparation. The preparation techniques em-
ployed for rock testing are unsuitable for most
soils, and it is probably not possible to approach
the same standards of sample regularity.
Recent work has demonstrated the rathersurprising finding that soils can be equally as
brittle as rocks and that an understanding of
their behaviour at levels of shear strain below
0.05% is very important (see Gens, 1982;
Simpson, O’Riordan & Croft, 1979). Indeed, it
is shown in this Paper that K. normally consoli-
dated clays may reach peak strength in the
triaxial apparatus at axial strains as low as
0.1%. Moreover, even when the behaviour is
not brittle, the strains prior to yield are usually
very small.
Measures can be taken to reduce the errorsimplicit in external strain measurement. The
results obtained from tests carried out on soil
which has been an&tropically consolidated to a
high level of mean effective stress suggest that
these procedures considerably reduce sample
bedding and tilting errors (see Gens, 1982). The
SHANSEP methods of testing soft clays can also
be expected to lead to significant improvements
in strain measurement. However, where swelling
stages are included in such tests tilting and other
errors may redevelop (Daramola, 1978).
Moreover, it is often desirable to obtain accu-rate strain measurements in tests which have not
involved anisotropic consolidation.
A more satisfactory approach is to make use
of local instrumentation which can be attached
to a central gauge length of a sample. Symes &
Burland (1984) have given a description of the
design of instruments which employ electrolytic
levels to measure combined horizontal shear
strain and axial strain in a hollow cylinder ap-
paratus. The same principles have been adapted
to develop a vertical displacement measuring
system for use in a 100 mm dia. triaxial ap-paratus (see Burland & Symes, 1982). This
Paper describes a further development and im-
provement of the earier devices which enables
mean axial strains to be determined to within a
range of +0.002% in triaxial stress path cells
designed for the testing of 38 mm dia. samples.
DESCRIBIION OF THE ELECIROLEVEL
GAUGES
Cooke & Price (1974) describe the use of
electrolytic liquid levels for the local measure-
ments of ground strains around test piles. Their
reliability, simplicity and accuracy make these
transducers attractive in a wide variety of appli-
cations, and by mounting the capsules in simple
mechanisms it is possible to develop a range of
reorientation
Samplecompression
Fig . 1. Sources o f em x in external s train measure-
me nts (+, is the larger of the two shins;
FL= (ELI + E&3
devices to measure axial, radial and shear strainsin laboratory tests (Symes & Burland, 1984).
The liquid level transducers consist of an
electrolyte sealed in a glass capsule. In the simp-
lest devices three coplanar electrodes protrude
into the capsule and are partially immersed in
the electrolyte. The impedance between the cen-
tral electrode and the outer ones varies as the
capsule is tilted. A variety of levels with differ-
ent sensitivities are commercially available.
The transducers employed in the triaxial
strain measurements were supplied by IF0 In-
ternational Ltd and have a working range of*lo”. The system was excited using a 5 V a.c.
power supply of 4 kHz frequency. The gains
were adjusted to give a *3 V full scale output
which was monitored to *O-l mV with typical
scatters of *0.2 mV. The levels are sensitive to
temperature and vibration and should be oper-
ated in still conditions which are temperature
controlled to within *3”C. Under such condi-
tions the gauges can be stable over periods of
weeks.
The principles of the new axial strain measur-
ing systems are essentially similar to those of the
earlier devices in that a hinged arrangement
converts displacements between two footings
mounted on the sample into a rotation of the
capsule, as shown in Fig. 2(a).
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326 JARDINE, SYMES AND BURLAND
Stanless steel tubing
Hinges A and B(bl
Hinge C
IO
Fig. 2. (a) Conversion of axfal strain to rotation of
electrolevel capsule; (b) constructfon of electrolevel
gauges; (c) effects of tilting
The major difference between the instruments
described in this Paper and the earlier designs
lies in the geometrical configuration which per-
mits their use on 38 mm dia. samples. Fig. 2(b)
shows the construction of the new devices. In
addition to geometrical changes, the hingemechanisms have been improved by replacing
the original brass pivots with polylluorotet-
raethylene (PFTE) and by simplifying the con-
struction of the hinges themselves. The capsule
which protects the electrolytic level from the
action of pressure and water is constructed from
stainless steel, as are the tubular arms BC and
AC. The gauges are fully submersible and have
been tested at pressures of up to 1500 kPa. The
electrolevels are mounted in diametrically oppo-
site pairs on a sample using a rapidly curing
contact adhesive which bonds the brass footingsto the membrane. The gauges rely on the radial
effective stresses to anchor the footings to the
sample under test.
It should be noted that if the sample tilts
when loaded the output from each gauge is
made up of a strain component and a tilt com-
ponent, as shown in Fig. 2(c). Provided the
sample is homogeneous the mean axial strain is
given by half the sum of the outputs of a pair of
two diametrically opposed gauges and the tilt is
given by half the difference of the outputs. The
ability to detect sample tilt is a valuable featureof the gauge.
Jardine & Brooks (1984) have carried out
simultaneous measurements of surface strains
for chalk specimens using foil strain gauges
bonded to the sample and electrolevel gauges
mounted on the membrane. The experiments
showed that, over the considered strain range of
0.15 %, any relative movement between the
membrane and the sample could be neglected.
Moreover, Gens (1982) used an optical tech-
nique to demonstrate that the membrane only
moves in relation to the sample when largestrains are developed.
The resolution and range of the gauge have
been determined by a two-part procedure.
Firstly, routine calibrations were performed over
a displacement range of 15 mm by mounting two
opposing gauges on a micrometer winding frame
graduated to 0.01 mm. A typical displacement
voltage characteristic is presented in Fig. 3. A
third order polynomial regression analysis can
then be used to model the characteristic (with a
typical correlation coefficient of 0.999 99) within
the limits shown. To determine the resolution a
second stage of calibration was carried out by
mounting a high resolution, small travel, LVDT
on the central axis of the winding frame so that
the changes in output could be determined for
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Table 1.
Name Material
North Sea clay
North Sea clay
North Sea clav
North Sea cla;
North Sea clay
North Sea clay
North Sea clay
North Sea clay
RMl North Sea clay
RM2 North Sea clay
HRSl Ham river sand
HRS2 Ham river sand
LCl London clay
LC2 London clay
Cl Upper Chalk 1
c2 Upper Chalk Intact
MEASUREMENT OF SOIL STIFFNESS 329
Rl
R1.4
R2
R4
R8
11
I2
13
Reconstituted
Reconstituted
Reconstituted
Reconstituted
Reconstituted
Intact
Intact
Intact
Remoulded
LI=O.18
Remoulded
LI=O.O9
Pluviated
R, = 0.149
Pluviated
R, = 0.848
intact
intact
intact
types. Unbonded low plasticity clays are materi-
als which may be expected to demonstrate many
of the features incorporated into critical state
descriptions of soil behaviour (Schofield &
Wroth, 1968) where stiffness would be princi-
pally conditioned by the initial stresses and pre-
consolidation stress level. The London clay sam-
ples were considered to be typical of weathered
lower London clay, which is a weakly bonded
material that can develop a reorientated fabric
on thin shear bands after failure, and thus, when
tested, often displays a number of characteristics
which diverge from the predictions of critical
state soil models (see Lupini, Skinner & Vau-
ghan, 1981). The Ham river sand is a uniformly
graded, angular sand in which stiffness could be
expected to be mainly related to its mode of
deposition, initial stress and density. In contrast
the intact, unfissured, chalk used for tests Cl
and C2 was a strongly cemented material in
which bond type and strength might be expected
to dominate the stress-strain behaviour.
EXPERIMENTAL RESULTS
Reconstituted samples of low plasticity clay
The effective stress paths followed by the
reconstituted samples Rl, R1.4, R2, R4 and R8
Sample Consolidation
preparation details
K,, (see Fig. 6)
K, (see Fig. 6)
K, (see Fig. 6)
K, (see Fig. 6)
K,, (see Fig. 6)
Lightly overconsolidated
in situ, then sampled
As above, reconsolidated
‘field stresses’
Heavily overconsolidated
in field. Swelled back
after sampling
Not consolidated
Not consolidated
Isotropically 4
consolidated
Isotropically 1
consolidated
Overconsolidated in situ -
then sampledAs above -
Cut from quarry face -
isotropically consolidated
As above -
OCR PObefore (initial):
shearing kPa
1.0
1.4
2.05
3.73
7.4
-1.1
267
206
158
106
65
474
El.1
>50
-
508
46
10
43
132
404
226
199
345
363
during undrained shear are presented in Fig. 6,
together with the deduced contours of de-
veloped axial strain (the strain shown in this
figure is the average strain from diametrically
opposite pairs of electrolevels). From Fig. 6 two
important observations can be made.
First, the effective stress paths followed by the
tests were initially both nearly vertical and
straight. However, in each case there was a
certain stress level where the paths sharply de-
viated and then travelled on to failure. The
latter portions of the effective stress paths were
taken as representing the post-yield portion of
each test. In every test yield was approached
after the development of only very small strains.
Test Rl reached peak deviator stress at an axial
strain of O.l%, and tests R1.4, R2, R4 and R8
all demonstrated sharp changes in stress path
direction at axial strains of less than 0.2%. It is
important to appreciate that for many practical
problems the working stresses will lie on the
vertical portions of the stress paths where the
strains are very small.
Second, the stress path for the normally con-
solidated sample Rl shows brittle behaviour
with a marked reduction in strength beyond
0.1% strain. Tests carried out by Gens (1980)
on another low plasticity clay showed similar
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33 0 JARDI NE, SYMES AND BURLAND
1 2 5 -
( - - c o n t o u r s o f a x i a l S t r a i n%I
l o o -
1 5 0 2 0 0 2 5 0 3 0 0
( I T , ' + 3 ' ) / 2 , Pa
-251
Fig. 6. Nor th Sea day str ess paths for tests Rl, R2, R4. R8
behaviour. Small loops are apparent in the stress
paths for samples R1.4 and R2 close to failure.
If, instead of measuring pore pressures at the
base, a central piezometer probe had been used
(Hight, 1983) it is probable that these loops
would not have been observed.
Figure 7(a) shows the stress-strain charac-
teristics of the reconstituted samples of low plas-
ticity clay. Again it can be seen that the strains
over the initial range of stresses are exceedingly
small. In order to allow a meaningful analysis of
the initial stiff zone the strains have been replot-
ted to a logarithmic scale in Fig. 7(b). The latter
figure shows a remarkably consistent trend, with
the strain required to achieve peak strength
steadily increasing with OCR. The scatter in the
early stages of test R2 was caused by vibrations
from a nearby motor and demonstrates that the
new gauges perform best in a still environment.
In Fig. 7(c) the stiffness characteristics of the
samples are examined by plotting the nor-
malized secant modulus E J c , up to and includ-
ing peak deviator using the same strain axes.
The use of the secant modulus E , is not meant
to imply that the soil behaviour is strictly elastic,
and has merely been taken as a convenient
measure of soil stiffness.It is apparent that the initial stiffnesses ob-
tained using local instrumentation are very much
higher than the values commonly measured in
routine soil triaxial testing. The stress-strain be-
haviour is non-linear and at strain levels above
1.0% the ratio of E,/c, can be seen to fall to
more familiar levels. While the existence of high
initial stiffnesses has been postulated to explain
anomalies between observed and predicted field
behaviour (see Simpson et al., 1979) the results
given in Figs 6 and 7 demonstrate that labora-
tory tests are capable of revealing both the high
stiffness and the detailed nature of pre-yield
behaviour. The characteristic variation of stiff-
ness with strain is similar in all tests, but the
results from tests R1.4 and R2 demonstrate that
lightly overconsolidated clay shows a particularly
high normalized stiffness at low strain. The data
from tests Rl, R1.4, R2, R4 and R8 are sum-marized in Table 2. The column giving the times
to reach El = 0.1% strain gives a measure of
the differences between local and external strain
rates. In each case the local rate slowly in-
creased until, at large strains, it equalled 4.5%
per day. As discussed later, normal anisotropicconsolidation reduced many of the potential er-
rors in external strain measurement.
Intact samples of tow plasticity clay
The stress paths for tests 11, 12 and I3 are
given in Fig. 8(a) where the initial, post-sampling, effective mean stress for sample I1 is
represented by point A and the reconsolidation
effective stress path for sample 12 is given by the
broken line BC. The initial applied effective
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MEASUREMEN T OF SOIL STIFFNESS 331
stress for sample 13 is represented by point D.
T h e axial strains which developed during shear
are indicated in the same figure, and details
of the sample’s initial conditions are given in
Table 1.
The observed errors in conventional overallmeasurements of strain are discussed in a later
i a$
section. However, it is of interest to compare the R4
externally and locally measured strains for test asa
11 since this test is typical of routine high quality 0 1 2 3 4
testing of intact samples. The comparison is(a)
shown in Fig. 8(b). It is apparent that the strains
deduced from external measurements of deflex-
ion, even though corrected for load cell and
apparatus compliance, give much larger strains
than the values measured locally on the sample.
Indeed the conventional measurements com-
pletely mask the initial stiff behaviour of theintact material. These errors are discussed more
fully later.
Referring again to Fig. 8(a), as was the case
for the reconstituted tests, all three intact sam-
ples demonstrate yield with a sharp deviation in
the effective stress path. The post-yield effective
stress path for the anisotropically consolidated
sample 12 differs markedly from that for the
comparable reconstituted sample Rl (see Fig. 6)
whereas the path followed by the heavily over-
consolidated sample 13 is similar to those fol-
lowed by R4 and R8. Ageing, bonding, sampl-ing, or macrofabric features could all be respon-
sible for such differences. With regard to the
strains, samples I2 and 13, like the reconstituted
samples, yielded at axial strains of 0.1% to
0.2%. In contrast, sample 11, which was tested
unconsolidated undrained, showed a less stiff
behaviour between the attainment of 0.1%
axial strain and the peak deviator condition.
The detailed stress-strain characteristics for
tests 11,12 and 13 are shown in Fig. 9 as plots of
(or’-u3’)/2 and EJc, against strain on semi-
logarithmic axes. A comparison between thestress-strain response of samples 11 and 12
shows that reconsolidation of 12 produced only a
slight change in stiffness. The values of EJc, for
11 and 12 fall within the limits of the stiffnesses
found from the reconstituted tests (see Fig.
7(b)). The EJc, curve for sample I3 can be seen
to lie below the band of stiffness values deter-
mined for 8 2 OCR 3 1.0 with reconstituted ma-
terial, but within a range that might be extrapo-
lated for highly overconsolidated samples.
Parameters from tests 11, 12 and 13 are given in
Table 2.The stress paths for the two experiments on
the remoulded samples RMl and RM2 are
shown in Fig. 8(a), as are the strain levels at
various stages of the tests. Although the samples
(‘4
3 2 0 0
F i g . 7. Tests Rl , R1.4, R2 , R4 and R8: (a)
stress-sti dat a; (b) stie ssstraia dat a; (c) StsIw ss
character is t ics
had not been preloaded, the shapes of the stress
paths and the pattern of strains are similar to
those given by the overconsolidated samples ofintact and reconstituted clay. The detailed
stress-strain and stiffness plots are given in Fig.
9 and may be seen to fall in the range extrapo-
lated for overconsolidated intact or reconsti-
tuted samples. Summary parameters for tests
RMl and RM2 are given in Table 2.
Tests on London clay, Ham river sand and
chalk
The intial conditions for the tests LCl and
LC2 (London clay), HRSl and HRS2 (Ham
river sand) and the two chalk tests Cl and C2are given in Table 1.
The stress paths followed during tests HRSl,
HRS2 and Cl and C2 are given in Fig. 10(a),
which also shows the strain levels at appropriate
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332 JARLXNE, SYMES AND BURLAND
Table 2. summary f test results
T e s t c, :
k P a
E, @ 0.01 %:
k P a5 @J o.01 %
c,
3 @O.Ol% I ( “ . I ) t :
m in
R l 1 2 2 2 .22 x lo5 1 8 2 0 8 3 0 0 . 1 8 5 3 8R 1 . 4 1 2 2 4 .50 x lo5 3 6 9 0 2 1 8 0 0 . 2 7 0 4 9
R 2 1 0 8 3 5 9 x lo5 3 3 2 0 2 2 7 0 0 . 3 5 3 5 2
R 4 9 4 2 .26 x 1 0 ’ 2 4 0 0 2 1 3 0 0 . 3 8 6 6 5
R 8 6 7 1 .13x l o5 1690 1 7 4 0 0 . 4 0 7 1 0 5
1 1 2 5 5 5 .10x l o5 2000 1 0 8 0 0 . 3 3 3 1 0 0
I 2 2 7 5 7 .43 x lo5 2 7 0 0 1 4 6 0 0 . 1 8 7 5 9
1 3 1 7 3 9.4 x lo4 5 4 0 2 0 3 0 0 . 3 4 0 1 2 6
R M l 3 9 . 5 2.6 x lo4 6 6 0 2 4 3 0 0 . 3 3 1 1 5 6
R M 2 8 5 . 0 9.3 x lo4 1 0 9 0 2 1 8 0 0 . 2 7 8 7 2
H R S l 1 0 8 5 2 . 9 x 1 0 ’ 2 7 0 2 2 0 0 0 . 5 1 8 9 0
H R S 2 1 1 4 2 4.9 x lo5 4 3 0 1 2 1 0 0 .503 5 9
L C l 1 2 3 1 . 2 4 x l o5 1 0 1 0 5 5 0 0 .371 5 5
L C 2 1 0 0 1 .20 x lo5 1 2 0 0 6 0 0 0 .387 6 5
C l 1 3 5 0 5 .7 x l o6 4 2 2 0 1 5 5 0 0 0 .723* 510
c2 1 6 0 0 4.0 x lo6 2 5 0 0 1 1 0 0 0 0 .854* 587
* S i n c e b o t h s a m p l e s fa i l e d a t + < O . O l L w a s t a k e n h e r e a s E , ~ , . ,, ,I E , ~ O . O O , ~ .
7 r ( c. r ) c or r e s p o n d s t o t h e t i m e t a k e n t o d e v e l o p E , = O . l % i n e a c h t e s t . F o r a r a t e of s t r a i n o f
4 . 5 % p e r d a y t c O . i )w o u l d b e 3 2 m i n .
i n t e r v a l s . T h e s a n d e x p e r im e n t s showed a stiff
response to loading over the initial portions of
each test but the samples rapidly lost stiffness as
the stress paths approached the dilatant part of
their state boundary surface. After yield the
stress paths curved to the right and climbed thestate boundary surface until, at large strains,
peak strengths were developed. In both tests
failure was initiated by cavitation of the pore-
water, and neither sample achieved an un-
drained critical state condition.
The stress paths of the chalk tests Cl and C2
are compared in the same figure. The samples
showed stiff behaviour up to brittle failure at
a,’ - 03’ equal to 1331 kPa and 1620 kPa respec-tively. The failure strains for tests Cl and C2
were both around 0.075%. The post-failure
behaviour can be seen to be characterized by a
300-@’ = 30”
(Anal strams mdlcaled in %)
RM 2
60 0
(9’ + n3’)/2. kP a
(3 1
Fig. 8(a). Intact and remoulded stress paths for tests 11, I2, W, RMl and RM2
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MEASUREMENT OF SOIL STIFFNESS 33 3
30 0
1Ultlmatec = 255 kPa
__ u __ -
Local measurements IELI
Overall corrected measurements (~2
Comparison of tuIcu calculaled from ~~ and E
100 FL, E /c E/ C ' .
% f&l FL Ir& ,”c
Apparent linear elasrlc modulus 0 005 2353
Eu = 4.8 X 10’ kPa, Eufcu = 188 0.01 2000
0.1 667 17 2
1.0 147 14 0
Fig. 8(b). Str ess-stra in data for test I1
(a l
2400
\\ Only test 12 athned\\
peak devtator at an
\ axial strain below 5%
Awal strain EC %
(b)
Fig. 9. (a) Str ess-stain data for tests 11,12,13, RM l
and R M2, (a) stiffness character istics for tests 11, I2,
13, RM l, RM2 and R2
progressive weake ning with the effective stresses
roughly following unloading paths.
The stress paths for tests LCl and LC 2 are
shown in Fig. 10(b). Both samples showed an
initially stiff response to loading which persisted
up to axial strains of around 0.1% . The stress
paths both deviated to the right after the attain-
ment of 1.0% axial strain u ntil peak strengths
were mobilized at strains of 4.5% and 3.5%
respectively. Both tests showed a steep post-
peak loss of strength, and examina tion of the
samples after testing showed that polished shear
surfaces had formed within the specimens. The
stress-strain and stiffness chara cteristic s for the
tests described in this section are summ arized in
Fig. 11 together with Fig. 12, which summ arizes
the results of all the tests repo rted in this Paper.
The plots demonstrate the following main
points.
(a)
(b)
The chalk samples showed brittle behaviour
with failure occurring at ~~2 0.075% . In
contrast, the London clay and sand samples
failed only after developing large strains.
The cha lk tests Cl and C2 gave the highest
normalized stiffnesses, which equalled thoseof the low plasticity clay at low strains but
exceeded them at strains above 0.0 1% . The
chalk samples also showed the most linear
behaviour.
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334
1 6 0 0
1 2 0 0
1
$ 8 OC
a "
I
- g
4 o c
C
J ARDINE, SYMES AND BURLAND
20
m LC 2
%
N,c6 10
50
&y
0.7
K-4
0 . 2
0 1
0 0 7
0 . 0 2 z
0 ~ 0 0 4 0 . 0 1
0 . 0 0 2
1 7 5 200
(0,’ + 03’)/2 k P a
( 4
50
/fA 80
.’ O.
i:
o _ e L C l
04
0 2
i
0 . 1
0 0 5
0 0 2
n / , 1
1OU
‘t2 0
1 5 0
” “
250
(cl’ + 0,‘)/2: k P a
@I
300
Fig. 10. (a) Tests on chalk and Ham river sand: stress paths for HRSl, HRs2, Cl and C2; (b) stress pati fortests LCl and LC2 (axfaf strains: %)
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MEASUREMENT OF SOIL STIF’F’NESS 335
3 0 0 .
0 0 1 0 1 1 0 1 0
( b )
Axia l s t ra in q : %
0 . 0 0 1 0 . 0 1 0 . 1 1
Ax , a l S t r a i n L %
WI
F i g . 11. (a) Stressstraio data for tests Cl and C2;
(b) s t res+stmfn data for tests HRSl and HRS2; (c )
stress-strafn data for tests LCl and LC2; (d) st itbws
character ist ics or tests Cl , C2, HRSl , HRS2, LCl
andLC2
5 0 0
4 0 0
3 0 0
" =
' 1UJ
2 0 0
1 0 0
C
O-
O-
O-
O- !
O-
O-I.01
Fig . 12. Summary of normafhd s _ e S
( c ) T h e London clay tests showed stiffness
characteristics which were similar to that of
heavily overconsolidated or remoulded, low
plasticity clay.
(d) The normalized stiffness characteristics for
the Ham river sand, experiments HRSl and
HRS2, form a lower bound to all the results,
continuing the trend demonstrated by the
dilatant samples of low plasticity clay in tests
RMl, RM2, 13 and R8.
The test results from all the experiments are
further summarized in Table 2.
INTERPRETATION
In the past most laboratory studies of the
stress-strain characteristics of soils have been
hampered by the errors that are inherent in
conventional triaxial testing, particularly for
overconsolidated soils, and comprehensivestudies of soil stiffness at low strains are rare.
The test programme on the low plasticity clay
provides a body of data which can be used for
evaluating the small strain undrained stress-
strain properties of that material. These proper-
ties may then be compared with the limited
number of results from the tests on the London
clay, the chalk and the Ham river sand in order
to highlight some of the factors influencing soil
stiffness. More detailed discussions of the small
strain behaviour of London clay and Ham river
sand are given by Costa Filho (1980) andDaramola (1978).
It is recognized that much more experimental
work is required using the new techniques be-
fore general conclusions can be drawn.
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336 JARDINE, SYMES AND RURLAND
1 2 .
1 0 .
8 . u n c o n s o h d a t e d
Mean a x i a l t r a i n L :%
F i g . 13. Tests on low pldkfty clay: compar ison of
internal and external corrected strain measurements
Nevertheiess, the results obtained are suffi-
ciently encouraging to warrant a preliminary
discussion since a number of important observa-
tions can be made from the data presented in
the previous sections. To develop these points
the discussion is divided into three main parts
(a) an analysis of the strain errors implicit in
conventional triaxial testing, which will be
based on comparisons between observed
differences between the external and inter-
nal measurements of strain
(b) general features of the observed soil be-
haviour at small strains
(c) a discussion of the choice of parameters for
the comparison and normalization of the
experimental data.
Errors in conven tional stiffness measurements
Figure 1 shows that the overall measured
deflexion in a triaxial test is given by
A=AL+AT+ABT+AS+AeB+A,,, (1)
Calibration of the load cell and ram characteris-
tics for the apparatus used in this testing pro-
gramme showed that their combined compliance
c could be taken, approximately, as c =
5.4 x 10e4, where c = (A,+ A,,,)/F mm /N and
F is the deviator force in newtons. Clearly such
deflexions are most important for strong ma-
terials, so that in tests Cl and C2, for example,
c was around SO times larger than the com-
pliance of the samples themselves.
The significance of the remaining terms in
equation (1) may be assessed from Fig. 13 in
which the local measurements of axial strain, Ed,
are plotted against the ratio E,/E~ for all the
tests on the low plasticity clay (E, is the external
strain corrected for the compliance of the load
cell and ram). Four main conclusions can be
drawn as follows.
(a)
(b)
(cl
(4
For normally, anisotropically, consolidated
samples the corrected strain, E,, is close in
magnitude to the mean local strain.
For overconsolidated samples (e.g. R2, R4,
R8) the agreement between local and over-
all corrected measurements is far less satis-
factory.
The difficulties in obtaining accurate load
cell stiffness calibrations can lead to overes-
timates of the stiffness and thus produce
values of FJQ_ less than unity.
For unconsolidated tests on intact or re-
moulded samples the disagreement between
local and external corrected measurements
is most severe, and E, can be an order of
magnitude greater than Ed..
The last observation is emphasized in Fig. 8(b)
(referred to previously) in which the locally and
externally measured strains are plotted against
shear stress for test Il. The bedding and other
errors implicit in the corrected strain E, give the
illusion of nearly linear straining up to about
0.6% axial strain, while the central portion of
the sample was behaving in a much stiffer and
less linear way. The initial slope of the apparent
stress-strain line corresponds to E,/c,- 190,
which is more than 12 times smaller than themaximum secant EJc, deduced from the local
strain measurements at 0.05% strain.
In general the strains measured by each pair
of electrolevels during a test were dissimilar
until the average local strain exceeded 0.1%.
This can be explained by non-parallelism of the
sample ends, differential bedding and top cap
movements. It should be noted that if the non-
parallelism of the ends were to cause the sample
to tilt when loaded, then the apparent strains
measured by the electrolevel gauges would
equally overestimate the larger local strain .sr.,and underestimate the smaller strain E~.~.Al-
though a number of dual axis gauges would be
required to describe fully the tilt experienced by
a sample the mean axial strain can be computed
from the data given by a pair of gauges as
cc = (E,., + ~&/2. A measure of tilt in relation to
axial strain is given by the ratio (or., - &,)/(e,, +
f&) = T the tilt ratio. The maximum values ob-
served for this ratio at various mean strains are
summarized in Table 3. The results show that
the tilting action can be considerable and that
the use of paired local displacement gauges is
essential if the stress-strain behaviour below
e,_ = 0.1% is to be observed. For the remoulded
samples a ball seating was used and this accen-
tuated tilting, particularly at large strains.
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MEASUREhJENT OF SOIL STIFFNESS
Table 3. Maximum tilt ra tios observed for tests on low plasticity day
Mean axial strain eL: % Tilt ratio T for intact Tilt ratioand reconstituted samples* T for remoulded
samples*
0.005 2.0 2.10.01 1.5 1.70.05 0.9 2.60.1 0.4 2.81.0 0.1 0.9
T = (on - H&I(HL, + 0L2).* For parallel straining f3r1= or and T = 0, and if 19r_~s negative T can exceed unity.
337
Summarizing, it is found that even the most
careful calibration of the load cell and ram
deflexions is not sufficient to allow external
measurements to be used to define the stress-
strain characteristics of a soil accurately. Fea-tures such as bedding of the end platens and
tilting of the sample can lead to serious under-
estimation of soil stiffness. The electrolevel de-
vices described earlier in this Paper offer a sim-
ple means of circumventing the errors which
invalidate the measurement of soil stiffness in
conventional triaxial tests.
Small srrain behaviour
It has been shown that the region of stress
space within which the tested soils exhibit very
stiff undrained behaviour is generally boundedby the 0.1% axial strain contour. Such a low
strain region is shown in Fig. 14 for a number of
samples which have all been consolidated, under
K. conditions, to the same maximum stresses
before unloading to various overconsolidation
ratios prior to undrained compression (see also
Fig. 6). The 0.1% contour coincides with the
yield point for OCR= 1 but lies below it for
OCR>l. The 0.1% strain contour shown in
Fig. 14 is not strictly a yield locus since drained
effective stress paths parallel to, but beneath, it
(e.g. along the swelling line) could involve yieldand large strains. Specimens undergoing differ-
ent stress history and/or modes of deposition
prior to undrained testing will usually have
different low strain regions. For example, for
specimen 11, which was sampled and tested un-
consolidated undrained, the small strain regionlies well below the region observed by shearing
from the K0 swelling line (see Figs 6 and 8).
However, it is evident from Figs 6 and 14 that
the small strain region for undrained compres-
sion can be extensive and the stress paths for
many engineering problems will be within this
region.
For ease of comparison and presentation, the
initial undrained stress-strain characteristics
may be represented by the following two in-
dexes relating to stiffness and linearity.
(a)
(b)
Stiffness is given by the undrained secant
modulus at 0.01% axial strain, E,o.o,,. It
may be expressed non-dimensionally as
(E,/c,)~.,,,, (E,lp~)o.ol, etc., as discussed in
the next section.
An index of linearity is defined as L =
E,(,,.,JE,(,,.,,,, where EUo.,, is the undrained
secant modulus at 0.1% strain. Straight line
behaviour then gives L = 1.0, and if the
modulus decreases with strain L < 1.0.
Values of L are given in Table 2 and it can be
seen that every test departed from straight linebehaviour over its small strain range. In general,
Undrained
stress path
for OCR =
Undrained
1.0
Fig. 14. Schematic drawiog of upper bound to small strain range for
reconstftuted low plasticity day
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338 JARDINE, SYMFS AND BUFUAND
Rl-4
R2
3000Reconstituted
ML C 2
- LClc RM2
- Ml
HRS2 HRSl I3-..
OC R
Fig. 15. summaryf autests
the values of L increased with overconsolidation
ratios, and test Rl (OCR= 1.0) showed the
smallest L value of 0.185. The two chalk speci-
mens showed almost linear behaviour.
Choice of parameter for n o r m a l i z i n g E ,
It is not, at present, common to carry out
triaxial tests to determine undrained stiffness for
purposes of practical design and analysis. Most
engineers rely on correlations between stiffness
and a related, but more readily obtained,
parameter. For example, Ladd, Foot, Ishihara,
Schlosser & Poulos (1977) presented stiffness
data from SHANSEP tests which are normalized
by c, plotted against OCR. In their plots E, was
determined over given proportions of shear
stress increment rather than the fixed strain
increments used in this work.The stiffness data given here in Figs 7(b), 9(b),
11(c) and 12 have also been normalized with
respect to the peak undrained shear strength.
Fig. 15 shows the curve of E J c , at 0.01% axial
strain against OCR for the reconstituted low
plasticity clay. Results from the other tests re-
ported here are shown as single points. The
stiffness of the normally consolidated sample Rl
is perhaps misleading as the initial behaviour is
probably controlled by the amount of time per-
mitted for secondary consolidation. However,
the data show that (EU/c,)o.Ol quickly increased
from the value at OCR = 1 to a maximum at an
OCR of about 1.4, and then steadily reduced
with increasing overconsolidation. Although the
stiffness given by the intact samples of the same
clay can be seen to follow approximately the
same relationship, the remoulded tests RMl and
RM2 give values which only correspond to the
most heavily overconsolidated reconstituted
samples. The ratio (EJ c,),.,,, ranged between
540 and 3700 for the low plasticity clay and thenormally consolidated tests Rl, I1 and I2 gave
values between 1800 and 2700.
The data for the comparative soils are also
given in Fig. 15 and show that the (E,/c,)~.~,
values for the chalk were similar to the max-
imum given by the North Sea clay. The London
clay results fell roughly in the mid-range but the
Ham river sand tests gave the smallest
(EJcJ,.,, values of all.
The data from the triaxial tests show that even
with fixed rate of displacement compression
tests there is a wide range in the ratio E J c , fora single clay. The undrained stiffness clearly
depends on strain level, stress history, method of
formation and, probably, strain rate. With other
soils mineralogy, grading, macrofabric and
cementation could produce different characteris-
tics. It has, for example, been suggested by Ladd
e t a l . (1977) that, in comparable tests, the ratio
E J c , is higher in ‘lean’ clays than in more
plastic soils.
Although it is convenient to use the ratio
E J c , to compare different soil types and initial
conditions, the parameter cannot be considered
to be fundamental since the undrained shear
strength also depends on rate, total stress path,
sample disturbance and soil macrofabric. In par-
ticular, the use of c, can be confusing in soils
which develop orientated, residual, structures in
thin shear zones.
The initial mean effective stress po’ acting in a
sample has been used as an alternative parame-
ter with which to normalize stiffness measure-
ments (see Atkinson, 1973; Wroth, 1971).
While the undrained shear strength depends on
the conditions of testing, pO’can be measured in
the laboratory without ambiguity. In the field,
however, p o’ will depend on KO and cannot be
calculated with such certainty.
Figure 16 shows the same data as Fig. 15, but
with the stiffness EUo.,,, normalized by pO’ in
place of c,. The pattern demonstrated by the
reconstituted low plasticity clay is familiar. The
normally consolidated tests again showed rela-
tively low normalized stiffnesses but the other
reconstituted, intact and remoulded results fall
within a far narrower scatter than the c, nor-
malized result, with (EJp,‘),,.,, lying between
1700 and 2400.
The results for the Ham river sand, perhaps
fortuitously, plot close to the curve for the re-
constituted North Sea clay, but the London clay
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MEASUREMENT OF SOIL STIFFNESS 339
results fall distinctly below the full line. The
chalk tests produced very high (E,/p,‘),.,,, values
but since their stiffnesses are probably control-
led by bonding, rather than effective stress,
these values may be arbitrary.
From the experiments described in this Paper
normalization by p,,’ would appear to be prefer-
able for uncemented soils. The ratio Eu/po’ is
seen to be less dependent on method of forma-
tion and stress history than E,/c,, and an effec-
tive stress approach is likely to be more useful
when the small strain laboratory techniques are
applied to drained behaviour.
The work described here deals only with un-
drained stiffness in triaxial compression. It is
evident that investigations are required into the
more general behaviour of soils in the small
strain range, where accurate radial strain meas-
urements would be required, and that the in-
fluence of many parameters (including rate and
ageing effects) must also be assessed.
SUMMARY AND CONCLUSIONS
A new technique is described for the accurate
measurement of local axial strains on soil speci-
mens in the triaxial apparatus. The strains are
measured using an electrolytic level device
which is simple to use, resolves relative displace-
ments to less than 1 urn over a range of 15 mm
and is not damaged when the sample is taken to
failure.
The new technique was employed in a pro-
gramme of tests principally on a low plasticity
clay from the North Sea with additional com-
parative tests being conducted on Ham river
sand, London clay and intact chalk, thus cover-
ing a wide spectrum of soil types.
The test results show that conventional exter-
nal measurements of displacement contain er-
rors which frequently mask the initial stress-
strain characteristics of the soil and invalidate
their use in the determination of soil stiffness.
The errors in the external measurement of dis-
placement mainly result from tilting of the sam-
ple, bedding on the end platens and the effects
of compliance in the apparatus.
In every test the low plasticity clay showed
highly non-linear, but very stiff, initial be-
haviour. The attainment of 0.1% axial strain
generally coincided with a marked loss of stiff-
ness and could be taken as the limit to the small
strain range. Correlation with the undrained
effective stress paths shows that such a range
extends over the main part of stress space in
which soil would usually be considered elastic.
Such stiff initial behaviour is therefore likely to
be important in the analysis of many practical
problems.
3000r
c
13 +
RMl
RMZ
0 11 2 4 6 810 20 40 10 0
OCR
Fig. 16. Summary of all tests
The stiffness ratio (E,/c,)~.~~~ was shown to be
strongly dependent on OCR for the intact and
reconstituted samples. Lightly overconsolidated
conditions produced the highest values of the
ratio, and heavily overconsolidated and re-
moulded samples showed the lowest. The alter-
native non-dimensional ratio (E,/p,,‘),.,, was less
sensitive to OCR and method of formation.
Normally consolidated samples of intact and
reconstituted samples of the low plasticity clay
showed the least linear initial behaviour, and
gave values of L = (= Euo.,,/E,~,.,,,,) which were
lower than 0.2. Although linearity steadily in-
creased with overconsolidation ratio the largest
value of L recorded for the clay was 0.407.
The limited number of comparative tests on
other materials shows that the small strain
characteristics of the low plasticity clay are not
unique. The values of (E,/c,)~.~,~ and (Eu/p,,‘)o.cll
for specimens of chalk, sand and London clay
exceeded the results obtained in conventional
tests, and in each case the small strain behaviour
was non linear. The cemented chalk samples
showed both the highest normalized stiffness
and the nearest approximation to linear stress-
strain behaviour.
In summary, the techniques described in this
Paper make it possible to detect, simply and
reliably, mean local axial strains in triaxial tests
with a resolution of approximately 0.001%. In
the first programme of tests using the new
equipment observations have been made of the
undrained stress-strain characteristics of soils
which, without local strain measurements, could
only be inferred from field measurements. Al-
though more research is required into the fac-
tors controlling the stiffness of soils, finite ele-
ment analyses have been carried out using con-
stitutive models based on the experimental data,
as described by Jardine, Potts, Fourie & Burland
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340 JARDINE, SYMES AND BUFUAND
(1984), which demonstrate that the initial small
strain characteristics of a soil are of great impor-
tance in the analysis of engineering problems
and the interpretation of in situ tests.
ACKNOWLEDGEMENTS
The samples of low plasticity clay from the
North Sea were provided by BP International
Ltd and the Authors are grateful to h4r W. J.
Rigden for his interest in the work and his per-
mission to publish the results. Thanks are also due
to Dr J. H. Atkinson for his helpful comments.
The Authors wish to acknowledge the impor-
tance of the contribution to this topic of Dr P.
R. Vaughan, who supervised the first small
strain studies conducted by Dr L. C. Costa Filho
and Dr 0. B. Daramola at Imperial College, and
also to thank their colleagues who have gener-
ously donated time and practical help to the
work described. Mr P. Smith and Mr N. Brooks
both provided particularly valuable contribu-
tions to the work, which was funded by the
Marine Technology Directorate of the Science
and Engineering Research Council.
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