2 lasers in medical science 1995

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Lasers in Medical Science 1995,10:165-171 Development of an Alternati ve Light Source to Las ers for Photodynamic Thera py: 3. Cli nical Evaluation in the Treatment of Pre-malignant Non-melanoma Ski n Can cer CA MORTONa,C. WHITEHURSTb, H. MOSELEYc, J.V. MOOREb, R.M. MACKIEa aUniversi ty Depart ment of Der mat ology, Wes tern Inf irma ry, Glas gow, UK bLa ser Onco logy Pro gramme, Can cer Resear ch Campai gn Dep artment of Exp eri mental Radiat ion Onc ology, Pat ers on Institute tor Cah cer Resea rch, Chri stie Hospi tal, Man che ster, UK CDepar tment of Medica l Phy sic s, Wes ter n Inf irma ry, Glasgo w, UK Cor res pon den ce to Col in A. Morton, MRCP, Depart men t of Der mat ology, Wes ter n Infirmary, Glasgow, G 11 6NT, UK Pape r Ieceiv ed 27 September 1995 Abstract. The ef fi cacy of a pr ot ot ype non- laser li ght source r photodynamic ther apy was as sess ed in clinic al pr ac tice in the tr ea tment of Bowen' s di sease and acti ni c kera toses. The lig ht sour ce, incorporat ing a 3 00 W short ar e pl asma di scha rge, was adjust ed by appr opri ate fi lt er s to pr od uc e a bandwid th of 63 0: :1:: 15 um. Topi ca l 5- amin ol ae vuli ni c ac id was appl ie d 4 h be fore ir radi at ion to permit prod uc ti on wi thin the lesi on ofthe ac ti ve photosensi ti zer, pr ot opor phyr in IX. Indi vi dual le si ons re ce ived 94-156 J cm -2. Twenty lesi ons of Bowen' s dise as e and four acti nic ke ratose s were tre ated in 12 patients. Pati ents were reviewed at mo nt hl y inte rvals and treatment re pe ated if re si dual disease wa s pre sent. Clea ra nce wa s ac hi eved wi th a singl e treatment in 15 lesions and in all of the remaining nine lesions after a second treatment. The treatme nt was we Il to le ra te d, wi th pain ab se il t or mi ld during tr ea tment in 22 le si ons, wi th only Oll e le si on re quiring loca l anae st he sia. Over the 10 days foI lowi ng tr ea tment, no p ai n was ass oci ate d with 21 tre ate d les ion s. Dur ing a 12 month fol low-up per iod , two Bowe n's dis eas e les ion s re curr ed. The over al l complete response ra te was 92%. Scarr ing was evident following PDT in only three lesions. Photodynamic therapy using this portable non-laser light sour ce appe ar s to be an eff ecti ve and well -t ol er at ed tr ea tment für Bowen's disease an d ac ti ni c keratoses. INTRODUCTION Phot odynamic th erapy (PDT) is an ef fe ct ive tr ea tme nt für v ario us cu tan eo us an d n on- cutaneous ma li gn anci es (1, 2). Ce rt ai n pre- mal ign ant and inf lammat ory cut ane ous les ion s a pp ea r al so to respo nd to PDT, re sult in g in ma ny pote nt ial cl in ic al appl ic at ions r th is modali ty in dermat ol ogy (3, 4). Ther apeutic re spon se is ac hi ev ed pr imar il y vi a th e ac ti- va ti on of a phot os ensi ti zi ng dr ug by vi sibl e li ght to produce ac ti va te d ox ygen spec ies, especially singlet oxygen, within the neopla st ic fdys pl asti c ti ssue (5). Lasers have be ei l the usual sour ce of ir ra di ation in PDT as they pr ov ide li gh t of suff ic ie nt in te ns it y at appr opri at e wavele ngths r drug ac ti vati on, 026 8- 89 21 / 9 5/ 03016 5+07 $12 .00/ 0 wi th th e op port unit y of delivery to int er na l body surf ac es via fi br e opti cs . However, thei r ca s t, comple xit y and si ze , a nd the li mit ed avai la bi li ty of la sers that can be u se d r PDT, haB led to a se ar ch für alter native cheape r, Jet ef fe ct ive, po rtable, li ght so ur ce s that can be use d eas ily in cli nic al pra cti ce. Ar ec ent deve lopment in li ght tech nology is a por tabl e sour ce incorporat ing a 300 W s hort ar c pl asma di sc ha rge. Init ia l in vitra assess- men t of this lamp demons trated an eff ici enc y of cellular phot oinact ivat ion close to that of the ar gonf dye la ser and superi or , at higher power dens it ies, to the copper fdye lase r (6). In an in vi vo st udy us in g tumou r re gro wt h de lay to qu a ntif y t he re l ativ e eff ic acy of the pr ot o- ty pe wi th an ar go nf dy e la ser , th ere w as no @ 1995 W.B. Saunders Company LId

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8/8/2019 2 Lasers in Medical Science 1995

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C.A. Morton, C. Whitehurst, H. Moseley et al

~

';..

Fig. 1. Prototype lamp with timer unit and 5 mm flexible fibre bundle. The two attachments used on the end of the fibre areshown, the 11 mm perspex rod used to treat smalliesions and the 25 mm collimating lens used für larger lesions (seen

attached to fibre).

significant difference in the extent of tumour

response between the two light sources (7).The aim of the present study was to assess

the efficacy of this prototype lamp in clinical

practice in the treatment of pre-malignantnon-melanoma skin cancer.

MATERIAL AND METHODS

Patients

Ethical committee approval was obtained

für the treatment of patients with potential

precursors to non-melanoma skin cancer, by

photodynamic therapy. Patients presenting to

the Dermatology Department of the Western

Infirmary, Glasgow, with lesions of Bowen's

disease (in situ squamous cell carcinoma) or

actinic keratoses, 21 mm in diameter or less,were invited to participate in the study. No

lesion had beeil previously treated. Histologi-

cal confirrnation of the diagnosis was acquired

by performing a 4 mm punch biopsy on alllesions.

PDT light source

The prototype lamp (patent pending) incor-

parates a 300 W xenon short arc plasma

dis charge, producing a continuous wave

broadband flat spectral output across the

entire visible spectrum. The components of the

light source are as described previously (6).

The lamp used in this study can deliver 1 W

directly or 0.5 W via a flexible light guidewithin a bandwidth of 30 nm which can be

tuned to any wavelength from 300 nm to

1.1 J-lm.Infra-red emission from the source wastotally blocked using a wideband dielectric

he at filter and a non-infra-red transmitting

light guide. Zero infra-red emission up to 35 J-lm

wavelength was verified with a calorimeter.

Using appropriate filters, the spectral output

of the lamp was adjusted to a 30 nm bandwidtharound 630 nm. To broaden the treatment field

and produce uniform irradiation of lesions, an

11 mm perspex rod or 25 mm collimating teils

was attached to the 5 mm fibre bundle (Fig. 1).

The authors included at least a 10% margin

around lesions in the field of irradiation per-

mitting treatment of lesions up to 9 mm indiameter using the rod, and 21 mm in diameter

using the lens. At fluence rates of 158 mWcm - 2 für the rod and 55 mW cm - 2 für the lens,

lesions received 94-156 J cm - 2, the treatmentdose centred on 125J cm - 2 as this dose haB

beeil shown previously to be effective in amino-

laevulinic acid (ALA)-PDTusing laser (8).

~

Photosensitizer

Topical 5-aminolaevulinic acid in an oil in

water emulsion, 20% (wjw) 5-ALA (Sigma

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Alternative Light Source tor PDT 3: Clinical Response

Table 1. Clearance of lesions after a single treatment depending on light dose. Treatment times, depending

on which end attachment to the fibre bundle was used, are also shown

Chemical Co) in Unguentum lVlerck (E. Merck 

Ud), was applied to legions 4 h before illumi-

nation with the lamp. Surface crusts were

removed from the legions and the surfacegently abraded prior to 5-ALA application.

Approximately 50 mg of cream was applied per

cm2 to cover the entire irradiation field, thus

including the clinically disease-free margin.

The cream was then kept in place under an

occlusive dressing (Tegaderm, 3M) für 4 h,

after which the 5-ALA cream remaining on the

skin surface was carefully removed. The

patient was offered local anaesthetic (1% plain

lignocaine by intra dermal injection) duringtreatment.

Adverse effects, clearance and recurrence

Patients used visual analogue scales to record

pain during and over the 10 days follow-

ing PDT (with subsequent interpretation of 

O<xs;3 as mild, 3<xS;7 as moderate and

7<xS;10 as severe). Lesions were examined on

completion of therapy and 24-48 hiater, then

at increasing intervals during the following

2 months. Clinical response to the first appli-cation of PDT was determined at 2 months and

a second treatment administered if legions

persisted. Monthly review of all patients wasundertaken für 12 months following clearance

to observe für recurrence and assess scarring

potential of the therapy. Post-therapy punch

biopsies were performed in legions where

doubt over clinical clearancefrecurrenceexisted.

Statistics

Comparison of the size of legions clearing

and of those not clearing after a single PDT

treatment, was performed by a Mann-WhitneyU-test. Comparisons of clearance rates depend-

ing on dosage and the apparatus used to

deliver the irradiation, were düne using a

Chi-squared test.

RESULTS

Clearance rates

Twenty legions of Bowen's disease and four

actinic keratoses (AK), in 12 patients (three

male, nine female, median age 65 years, range

43-95 years), received photodynamic therapy.

Sixteen legions were sited on the leg, six on the

forearm or hand, and two on the scalp. Themedian surface area of all treated legions was

60 mm2 (range 9-400 mm2).

Fifteen legions (12 Bowen's and 3 AK)

cleared after a single treatment with PDT

using this non-laser source. All nine remaining

legions cleared following a second treatment,2 months later. The median size of legions

clearing after Olle treatment was 56 mm2

(range 9-400 mm2), not significantly different

from the size of those legions requiring a

second treatment (median 60 mm2, range

9-380 mm2). The clinical response of Olle areaof Bowen's disease and Olle actinic keratosis is

shown in Figs 2 and 3, respectively.The effect of light dose on clearance after a

single treatment is shown in Table 1. The firstfive legions entered into the trial received 94 J

cm - 2, 75% of the intended treatment dose inorder to observe für side-effects. Subsequent

legions received 125 J cm - 2 except, as Olle

patient had seven legions, two legions received

94J cm - 2, three 125J cm - 2, and the remain-

ing two, 156 J cm -2. Three legions in this

patient did not clear with a single treatment,

Olle from each of the three dose regimens

used. Although overall a higher percentage of 

legions treated with 94 J cm - 2 cleared afterOlle treatment, compared with those which

.

t II

Dose Total no. of   No. of lesions treated Treatment time (min) Clearafter Olle

(J cm -2) lesions treated Rod Lens Rod Lens treatment

94 7 5 2 10 29 5

125 15 8 7 13 39 9

156 2 2 0 16 49 1

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C.A. Morton, C. Whitehurst, H. Moseley et al

'.

(a)

(b)

Fig. 2. Plaques of Bowen's disease on leg (a) before and (b) 2 months following a single treatment with ALA-PDT using the

prototype lamp.

received 125J cm - 2, this difference was not

statistically significant.

The perspex rod, with the higher fluence rate

of 158mW cm - 2, was attached to the fibrebundle für the treatment of 15 legions, of which

10 cleared (67%) on a single treatment. The

collimating leng (fluence rate 55 mW cm - 2)

was attached to the bundle'for the treatment

of the nine larger legions, with f ive legions

clearing (56%) in this group after a singletreatment. This difference in clearance rate,

however, was not significant.

Adverse effects

~

 j As treatment of the initial legions (with 94 J

cm - 2) was well tolerated, the study proceededwith the increase in dose as described. Side-

effects were similar in frequency and severity

between the different dosage groups and aretherefore listed together.

No rain was experienced by patients during

the treatment of 12 legions. Pain during PDT

was described as mild in a further 10,moderate

in one, and severe in one legion which was an

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Alternative Light Source tor PDT 3: Clinical Response

(a)

(b)

Fig. 3. Area of actinic keratosis on scalp (a) before and (b) 2 months following a single treatment with ALA-PDT using theprototype lamp.

area of Bowen's disease that had ulcerated

prior to therapy. Only in this latter ease wasloeal anaesthesia administered. Over the 10

days following treatment, no rain was assoei-

ated with 21 treated lesions, with mild diseom-

fort lasting around 7 days deseribed in the

remaining three lesions. Whilst erythema and

oedematous swelling of the treatment Bites

were evident on eompletion of irradiation,

only three lesions proeeeded to blister (by

2 days) with Olle area of Bowen's disease sub-

sequently ulcerating. No photosensitivity

reaetions were evident following PDT.

A visible sear in the treatment field, outside

diagnostie biopsy Bites, was observed in onlythree treatment Bites, all three areas of  Bowen's disease treated on the ankle and

overlying the Aehilles tendon.

Recurrence rate

During the 12 months following clinieal clear-

allee of the 24 lesions, two areas of Bowen's

disease reeurred, both at 8 months in lesionstreated with 125 J em - 2. Clearanee of these

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two lesions was achieved with a further treat-

ment session of PDT using the prototype lamp.

This gives an overall complete rBsponse rate

after 1 year of 92%.

DISCUSSION

This prototype non-laser source appears to be

effective in facilitating ALA-PDT in clinical

practice in the treatment of pre-malignant

non-melanoma skin cancer. This paper reports

a 100% initial clinical clearance, although two

treatments with PDT were required to achieveclearance in 37% of lesions. The overall clear-

allee rate at 1 year of 92% compares favour-

ably with results from similar trials using laserlight sources (8, 9). Cairnduff et al (8) reported

an overall response rate of 89% at 18 months

following a single treatment of 36 areas of 

Bowen's disease with ALA-PDT using a copper

vapourjdye laser, irradiating lesions with

630 nm light at doses of 125-250 J cm - 2.

Svanberg et al (9) treated 10 areas of Bowen's

using ALA-PDT and 630 nm light from a pulsed

frequency-doubled Nd-YAG laser. A complete

response of 90% was obtained after a single

treatment at a light dose of60 J cm -2, with the

remaining lesion clearing after a second treat-

ment, and no recurrence during a follow-up

period of 6-14 months.

Whilst it is recognized that coherence of 

light is not required für effective photo-

dynamic therapy, the development of effective

incoherent light sources haB beeil limited

by difficulties in achieving an intensity of 

lang wavelength light comparable to laser

(10). Polychromatic light from modified slide

projectors have beeil used by Kennedy and

Wolf as the light source für ALA-PDT in thetreatment of non-melanoma skin cancer

(11,12). However, such lamps, with relatively

broad emission bandwidths, are inefficient

sources of red light, which is considered to

be optimal für PDT. Although other peaks of 

protoporphyrin IX exist (13) at shorter wave-

lengths (410, 510, 545 and 580 firn), light

penetration in such spectral regions is signifi-

cantly less, and light absorption by haemo-

globin is greater. Karrer et al (14) recentlydescribed the successful treatment of basal

cell carcinomas by PDT using a new inco-

herent light source, incorporating a 1200 W

metal halogen light. This is a high intensity

source designed to match that of lasers,

C.A. Morton, C. Whitehurst, H. Moseley et al

although it haB a bandwidth when filtered of 

160 nm (580--740firn).

The prototype lamp used in the present

study was developed to provide many of the

benefits of a laser, hut at lower cast (approxi-mately 10% the expense of a laser system) and

in a portable, desktop package. The lampshowed negligible alteration in performance

during the 6 months recruitment and treat-

ment period. The ability to provide high inten-

sity light within a narrow (and adjustable)

30 nm bandwidth, permitting the activation of 

photosensitizer at a given absorption peak,

makes the prototype lamp a useful source with

which to assess the efficacy of ihcoherent lightin PDT. Unlike the non-laser sources described

above, the prototype lamp can also deli ver

light down a fibre bundle, not only facilitatingits potential use in endoscopic PDT, hut per-

mitting the easy and accurate alignment of the

source over surface lesions. The lamp used in

this clinical study was the first prototype con-

structed, a second more powerful version haB

now beeil evaluated in pre-clinical in vivo

studies (7) and deli vers twice the output of the

original lamp (i.e. 1 W via the light guide),

permitting shorter treatment times.

Acceptance of a new treatment, however,

depends not only on efficacy and ease of oper-ation, hut on patient acceptance. ALA-PDT

using the prototype lamp was weIl tolerated

both during irradiation and in the follow-up

period. The authors found a requirement für

local anaesthesia only where the epidermis was

not intact prior to irradiation. As expected, the

majority of patients in this study were elderly,

with lesions orten on the lower leg, a paar sitefür healing. Therefore, the avoidance of ulcer-

ation following treatment in all hut Olle lesion

was encouraging. Avoidance of the prolonged

photosensitivity reactions associated with pre-

vious systemic administration of photosensitiz-

erB (15, 16), permitted these patients to bemanaged easily on an out-patient basis.

The absence of clinically obvious scar for-

mation, except in the three apparently site-

dependent ankle lesions, is consistent with

the good cosmetic results reported following

laser-induced PDT für Bowen's disease (8, 9).

The wide variation in the dosimetry of  

light used in the treatment of Bowen's dis-

ease and actinic keratoses by ALA-PDT

(8, 9, 11, 12), requires further study. Whilst the

authors did not perform a dose ranging study,

the present results would suggest 94 J cm - 2 to

be at least as effective as 125 J cm - 2. The

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