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Updated October 2012
Professor James Guthrie – Annual Report, October 2012
1
2012 Annual Report
October
PROFESSOR JAMES GUTHRIE
Updated October 2012
Professor James Guthrie – Annual Report, October 2012
2
Professor James Guthrie
Department of Accounting and Corporate Governance
Macquarie University NSW 2109
Australia
Email: [email protected]
Mobile: + 61 (0) 402 153 453
Web:http://www.businessandeconomics.mq.edu.au/contact_the_faculty/all_fbe_staff/james_
guthrie/_nocache
Professore James Guthrie
University Of Bologna, Department Of Management, Forlì Campus
P.Le Vittoria, 15, 47121 Forlì Fc, Italy
Ph. +39 0543 374683
Email: [email protected]
Web: http://www.unibo.it/docenti/james.guthrie2
*************************************************************************
Founding Editor, Accounting, Auditing and Accountability Journal
http://www.emeraldinsight.com/aaaj.htm
**************************************************************************
Founding member of the Centre for Social and Environmental Accounting Research
www.st-andrews.ac.uk/management/csear
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Table of contents
PART A
PART A ..................................................................................................................................... 5
1. BIOGRAPHICAL DATA ................................................................................................... 5
2. EDUCATION ....................................................................................................................... 5
3. GENERAL AND ACADEMIC SHORT CV DETAILS .................................................. 5
PART B ................................................................................................................................... 10
4. PROFESSIONAL ACTIVITIES ...................................................................................... 10
4a. Academic or Professional Awards and Distinctions .........................................................
Awards ........................................................................................................................................ Entry in................................................................................................................................. 10
Joint Editorships................................................................................................................... 10
4b. Membership of Editorial Boards .................................................................................... 11 Editorial Board Memberships .............................................................................................. 11
Other Academic Journals in 2012 ........................................................................................ 11
Other Reviews ............................................................................................................................
4d. Position as Officer in Professional Societies .................................................................. 11 Academic and Professional Offices/Community activities ................................................. 11
Joint Conference Organiser.................................................................................................. 11
4e. Professional Consultancies .............................................................................................. 11
4f. List of Funded Research Awards .................................................................................... 12
5. PROFESSIONAL TEACHING RESPONSIBILITIES FOR 2012 ............................... 12
5a. Teaching Duties ................................................................................................................ 12 New Units of Study Developed ...............................................................................................
5b. Supervision and Examination of Post-Graduate degrees ............................................ 13 PhD and Other Supervision ................................................................................................. 13
6. ADMINISTRATIVE EXPERIENCE FOR 2012 ...............................................................
7. RESEARCH ....................................................................................................................... 13
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7a. Research Interests ............................................................................................................ 13
8. PUBLICATIONS ............................................................................................................... 14
8a. Refereed Academic Journal Articles .............................................................................. 14
8b. Professional and Unrefereed Academic Journal Articles ............................................ 14
8c. Published Conference Proceedings ................................................................................. 14 8c 1: Refereed Conference Proceedings (Not necessarily ISBN) ........................................ 15
8c 2: Unrefereed Conference Proceedings and Academic Presentations ............................ 15
8c 3: Papers in the Media ..................................................................................................... 15
8b. Professional and Unrefereed Academic Journal Articles ................................................
8d. Books ..................................................................................... Error! Bookmark not defined.
8e. Chapters in Books ................................................................ Error! Bookmark not defined.
9. CONFERENCES ............................................................................................................... 16
Updated October 2012
Professor James Guthrie – Annual Report, October 2012
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PART A
1. BIOGRAPHICAL DATA
NAME: James E. GUTHRIE
ADDRESS: PO Box 401
Paddington 2021
AUSTRALIA
DATE OF BIRTH: 25 June 1952
2. EDUCATION
James Guthrie, BBus RMIT, Grad Dip Acct Deakin (War), Grad Dip Ed (Tert) USQ, MBus
Curtin, PhD (UNSW) and FCPA, FCA, has held positions at various Australian and Italian
universities. He has also been Visiting Professor at universities in Sweden, Italy, New
Zealand, Scotland and England.
3. GENERAL AND ACADEMIC SHORT CV DETAILS
James has held posts at the University of New South Wales and Deakin University prior to
taking up his Professorship at the Macquarie Graduate School of Management (MGSM) in
1995. In November 2004, he was appointed Professor of Accounting, Faculty of Economics
and Business, at The University of Sydney and in 2006 he was appointed Chair of
Discipline. Since his retirement in September 2009 he is an Honorary Professor at The
University of Sydney. In November 2009, he was appointed a fractional Professor at
Bologna University and in December 2010 he was appointed a fractional Professor at
Macquarie University.
He has also been Visiting Professor at universities in Sweden, Italy, New Zealand, Scotland
and England. He was appointed Deputy Director of MGSM in 1997, being Director of
Academic Programs from 1996 to 1999, and Director of Research from 1999 to 2000. He
was on the Executive Committee of MGSM for seven years and Discipline Convenor of
Accounting and Finance since his appointment (similar to a Head of Department position).
Before commencing his academic career, James worked in a chartered accounting firm, and
has been made a Fellow of the Certified Practicing Accountants Australia and a Fellow of
the Institute of Chartered Accountants in Australia.
His research and teaching interests include public sector accounting, auditing, accountability
and management, social and environmental reporting and auditing, management of
knowledge, and intellectual capital and extended performance measurement and reporting.
He also consults on public and private sector management, management of knowledge,
intellectual capital, budget performance, and annual reporting strategies. James was awarded
the prestigious Chartered Institute of Management Accountants (CIMA UK) Research
Foundation International Visiting Professorship for 2000, and an Italian national
government outstanding international academic award for 2003-2004. In 2009, James was
an Italian national government visiting professor in the management discipline.
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As well as public sector accounting, auditing and accountability, other major research
interests include social and environmental accounting and reporting. His methodology in
this field, developed in his master's thesis in the early 1980s, has become an internationally
used standard for national and international comparative work. His auditing research work
has included corporate governance and audit committees and he has presented his research
findings to several parliamentary committees. His extended performance reporting research
work has been linked to several consultancies for government and non-profit organisations.
He has been asked over the past decade to provide comments to many Parliamentary Public
Accounts Committees’ inquiries into public sector annual reporting and performance
measurement. His education research work has challenged both the construction and
reporting of teaching, administration and research performance in the Australian and the UK
tertiary sectors. His work for the OECD on the management of knowledge and the
measurement and reporting of intellectual capital in both the public and private sectors has
led to several important large research projects and publications.
Other consultancies include:
Academic Relations advisor to the Institute of Chartered Accountants in Australia
2009 to present;
Independent Costing Review Panel, Commonwealth election 2007, Queensland,
2009;
Expert for the Organisation for Economic Co-operation and Development (OECD)
on 'The Role of Audit in Performance Improvement in Government';
A survey of the environmental reporting practices in annual reports for the NSW
Environmental Protection Agency;
Consultant to the Joint Committee on Public Accounts on Responsibility in Annual
Reports of Public Business Enterprises;
Consultant on public sector commercialisation for the Committee for the Economic
Development of Australia; and
Expert witness on productivity and performance measurement in the public sector
for the Industrial Relations Commissions of NSW, WA and SA.
James continues to supervise doctoral research students, and actively examines other PhD’s.
To date, James has supervised 18 successful doctoral students, many of whom have become
successful academics or professionals.
James has been actively involved in several professional and community bodies concerned
with the above academic interests, particularly as an Associate Director of the Centre for
Social and Environmental Accounting Research, St Andrews University, Scotland, and as an
International Associate of the International Public Sector Accounting Research Centre,
Edinburgh University, Scotland. He is also a founding member of the International Public
Management Network (IPMN) and the International Government Accounting Reports
(CIGAR) network. In addition he has been appointed to the board of the Performance
Management Association special interest group on intellectual capital, Centre for Business
Performance, Cranfield School of Management, UK. He was made an Honorary Fellow of
Dundee University in 1993. He held the Tom Robinson Memorial Lectureship at the
University of Edinburgh for 1993-94, has been visiting lecturer at the School of
Management, Bath University (1987), and has been a visiting Professor at the School of
Business, Stockholm University (1996), University of Siena (1998, 2006), University of
Ferrara (2001, 2002), University of Bologna (2004), University of Bocconi SDA, Milan
Updated October 2012
Professor James Guthrie – Annual Report, October 2012
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(2005, 2007), University of Canterbury (2009) and the University of Waikato (2010, 2011,
2012).
His doctoral thesis examined the emergence of Australian public sector accounting and
management developments, and translated into a number of international refereed journal
articles and professional publications. He has published across a range of academic
disciplines on accounting and management issues, with refereed articles in public
administration, law, economics, management, public policy and, of course, accounting
journals. He has completed several major international research projects comparing public
sector financial management reforms in various countries, which appear in his edited books.
James has published 165 articles in both international and national refereed and professional
journals, and 45 chapters in books. He has presented his ideas and research findings to over
330 national and international gatherings. James is also co-editor of 10 public sector
management and accounting books.
His research work has been supported in recent years by over A$1m of external research
grants from both national and international funding institutions. In addition, he has received
over A$1m from various internal university grants.
James is the joint founding editor of international research journal, Accounting, Auditing
and Accountability Journal (AAAJ), now in its 25th year.
James is also a member of 22 editorial boards:
1. Accounting Forum, Elsevier, 1995 – present.
2. Advances in Public Interest Accounting Journal, Emerald, Greenwich,
Connecticut, USA, 1988 – present.
3. Asia Pacific Journal of Management, Emerald, UK, 2000 – present.
4. Critical Perspectives on Accounting Journal, Academic Press, London, UK,
1989 – present.
5. Financial Accountability and Management in Governments, Public Services and
Charities, Wiley-Blackwell, 2001 – present.
6. Human Resource Costing and Accounting Journal, Emerald, 1996 – present.
7. International Journal of Accounting, Elsevier, 2000 – present.
8. Journal of Accounting & Organizational Change, Emerald, 2006 – present
9. Journal of Intellectual Capital (Australasian Editor), Emerald, 2000 – present.
10. Management Under Regulation, Maggioli Editore, 2009
11. Pacific Accounting Review, Emerald, New Zealand, 1997 – present.
12. Research in Governmental and Non-profit Accounting Journal, Elsevier, 1993 –
present.
13. Social and Environmental Accounting, CSEAR Journal, Scotland, 1993 –
present.
14. Sustainability Accounting Management and Policy Journal, Emerald, 2009
15. The International Public Management Journal, JAI Press, Greenwich, USA,
1997 – present.
16. The Management Case Study Journal, University of South Australia,
International Graduate School of Management, 2000 – present.
17. Issues in Social and Environmental Accounting, Sebelas Maret University,
Indonesia, 2006 – present.
18. Management Delle Utilites, 2009 – present.
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19. Member of the Scientific Committee of “Azienda Pubblica”, 2011 – present.
20. Journal of Cultural Management and Policy, 2012.
21. The Commerce Journal International, 2012.
22. Meditari Accountancy Research (MedAR), from 2013 – 2015.
James has co-edited 11 books on public sector management and accounting developments:
The Public Sector: Contemporary Readings in Accounting and Auditing, Harcourt
Brace Jovanovich, Sydney (1990);
The Australian Public Sector: Pathways to Change in the 1990s, IIR Publishing,
Sydney (1992);
Making the Australian Public Sector Count in the 1990s, IIR Publishing, Sydney
(1995);
Global Warning: Debating International Developments in New Public Financial
Management, Cappelen Akademisk Forlag, Bergen, Norway (1998);
Learning From International Public Management Reform, Vol. 1, Elsevier-Oxford,
London (2001a)
Learning From International Public Management Reform, Vol. 2, Elsevier-Oxford,
London (2001b)
International Public Financial Management Reform: Progress, Contradictions and
Challenges, InformationAge Press, USA (2005).
Social Accounting, Mega Accounting and Beyond: A Festschrift in Honour of M.R.
Mathews, Centre for Social and Environmental Accounting Research, St Andrews
University, Scotland (2007).
Accounting Education at a Crossroad in 2010, The Institute of Chartered
Accountants in Australia, Sydney (2010).
Bridging the Gap Between Academic Accounting Research and Professional
Practice, The Institute of Chartered Accountants in Australia, Sydney (2011).
Emerging Pathways for the Next Generation of Accountants, The Institute of
Chartered Accountants in Australia, Sydney (2012).
For two consecutive years James has received the best paper award (the John Perrin Prize,
1998 and 1999) for articles published in Financial Accountability and Management. In
1998, he was runner up in the outstanding paper award for the Accounting, Auditing and
Accountability Journal. In 2004, he was awarded best paper for an article published in
Public Management Review. In 2006, he was awarded best paper for an article published in
the Journal of Intellectual Capital. In 2007, he received a highly commended award for a
paper in the Journal of Human Resource Costing and Accounting. In recognition of many
years of support for the Auditing, Accounting and Accountability Journal James received an
outstanding Service Award in the Emerald Literati Network 2008 Awards for Excellence. In
2008 he also received a Highly Commended Award for a paper in the Journal of Accounting
and Organisational Change, Emerald Literati Awards for Excellence. In 2009, he was an
outstanding paper award winner for a paper in the Journal of Human Resource Costing &
Accounting in the Literati Network Awards for Excellence. In 2010, he was awarded a
highly commended in the Emerald Literati Network Awards for Excellence, for “Past
present and possible future developments in Human capital accounting: A tribute to Jan-Erik
Grojer” in the Journal of Human Resource Costing & Accounting. In 2011, he received a
Highly Commended Award for a paper in the Journal of Human Resource Costing and
Accounting, Emerald Literati Network Awards for Excellence.
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James has an extensive knowledge of the Intellectual Capital (IC) literature. He is
Australasian Editor for the Journal of Intellectual Capital. He has published his IC research
findings in a number of research journals, professional journals and book chapters, and has
presented his ideas to both international and national conferences.
Professor Guthrie was also involved in the development of the Australian Government
Consultative Committee on Knowledge Capital in 2004. This group of industry and
government leaders was established to promote a discussion within Australia as to the value
of “knowledge capital” to an organisation and the nation. In this activity he has worked
with the MD of Microsoft Australia, Westpac, NSW Dept of Lands, Victorian CIO,
Australian Actuaries Association, and CPAAs. The Committee has now formed the Society
for Knowledge Economics which was launched in Melbourne in November 2005. Professor
Guthrie is a policy advisor on research to the Society. From this project, he has developed a
number of industry related research projects and linkage type grants. He has several PhD
students working in this area and has published numerous articles, conference papers etc on
this topic.
In the international arena on this topic area, Professor Guthrie has been actively involved
with the OECD and European academic communities. For instance, he was invited to be a
plenary speaker at the “Intellectual Assets and Innovation: Value Creation in the Knowledge
Economy” EIASM conference, October 2005, in Ferrara, Italy. He was invited to participate
in the international policy conference by the OECD on "Intellectual Assets, Innovation and
Value Creation", October 2005 and in 2008 was involved in the establishment of IC
networks by the OECD. From the OECD work dating back to 1998 on the management of
knowledge and the measurement and reporting of intellectual capital in both the public and
private sectors, Professor Guthrie has become an internationally recognised scholar in this
area, and in 2010 was invited as a plenary speaker on intellectual capital in Italy.
Updated October 2012
Professor James Guthrie – Annual Report, October 2012
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PART B
Highlights for 2012
Snapshot Google™
Top .05% accounting scholars worldwide with h-index 42 34
Accounting, Auditing and Accountability Journal (AAAJ), 25th anniversary – see
http://www.emeraldinsight.com/products/journals/journals.htm?id=aaaj
Research Performance Panel Visitor at the Centre for Accounting, Governance and
Sustainability, UNISA, Adelaide, January 2012.
Organised and chaired the Forum “Emerging Pathways for the Next Generation of
Accountants”, held at UNISA, Adelaide, 7th
February 2012.
Active member of the Italian National Agency for the Evaluation of Universities and
Research Institutes (ANVUR) (similar to the ERA in Australia). One of only two
accounting academics to be invited to be a member of the Group of Experts on the
Evaluation (GEV) for Economics, Business and Statistics to examine the research
output of Italian academics.
ERA International reviewer, Australia.
Adjunct Professor at The University of Waikato, Hamilton, New Zealand.
4. PROFESSIONAL ACTIVITIES
Entry in
Who’s Who in Australia, Centenary Edition, 1999 – present
Outstanding Intellectuals in the Twentieth Century, 2000 – present
Who’s Who in Asia and the Pacific Nations, 1999 – present
Outstanding People of the Twentieth Century, 1999 – present
Who’s Who in the World, 1996 – present
International Who's Who of Intellectuals, 1998 – present
Who’s Who in Finance and Industry, 1997 – present
Who's Who in the SE Asia World, 1996– present
4a. Joint Editorships
Founding Joint Editor of Accounting, Auditing and Accountability Journal, published by
Emerald, now in its 25th year (with Professor L. D. Parker, University of South Australia).
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4b. Membership of Editorial Boards
Editorial Board Memberships
James holds a position on 22 editorial boards.
4c. Referee Activities
Professor Guthrie is a reviewer for journals on which he is an editorial board member and
additional journals.
4d. Position as Officer in Professional Societies
Academic and Professional Offices/Community activities
APIRA 2013 Scientific committee, Kobe 25-29 July.
Member of the committee for the National Economic Review, October 2010 -
present.
PMA conference, Cambridge University 11th
– 13th
July, 2012.
Advisor to the Australian Government Consultative Committee on Knowledge
Capital, 2004 – present, http://www.ske.org.au/.
Member, Association for Budgeting and Finance (ABFM), International Steering
Committee 2006 - present.
Founding Member, Advisory Board and Associate Director, Centre for Social and
Environmental Accounting Research (CSEAR), Scotland, 1992 – present: www.st-
andrews.ac.uk/management/csear.
Founding Member, International Public Management Network, 1995 – present:
www.willamette.org/ipmn.
International Associate, International Public Sector Accounting Research Centre,
University of Edinburgh, Scotland, 2000 – present.
www.man.ed.ac.uk/research/centres/ipsar.
Expert Panel Member, Most Admired Knowledge Enterprises Survey, UK, 2001 –
present: www.knowledgebusiness.com.
Member, European Accounting Association (EAA).
Member of the Performance Measurement Association (PMA).
Member of the European Group of Public Administration (EGPA).
Member of Accounting & Finance Association of Australia and New Zealand
(AFAANZ).
Joint Conference Organiser
Joint organiser, 7th Asian-Pacific Interdisciplinary Research in Accounting (APIRA)
Conference, Kobe, Japan, 26 – 28 July, 2013. http://apira2013.i.hosei.ac.jp/
4e. Professional Consultancies
Institute of Chartered Accountants, Australia, Academic Relations Advisor.
Queensland election costing review, 2012.
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Professor James Guthrie – Annual Report, October 2012
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4f. List of Current Funded Research Awards
Nil
4g. Current Research Grants Applied For
James Guthrie, ACG, Robert Kay UTS and Incepts Labs, Dr Chris Goldspink, Bruce
Hills, Incepts Labs, Mark Runnalls, ACG, Jim Rooney, USyd (2013), “The impact of
risk world views on decision-making chains in financial services”. CIFR Expression
of Interest February.
James Guthrie, ACG, and Mark Runnalls, ACG, (2012) “An examination of the
typology of risk attitudes within a banking organisation”, MU Enterprise
Partnerships Scheme, Pilot Research Grants. $150,000. Applied for October.
Guthrie, et al. (2012), “Examining the Role of Accountants and Accounting in
Securing Safe and Healthy Work”, ARC Linkage Grant, for 2013 funding. $750,000
Applied for October.
Guthrie, et al. (2012), Collaborative Italian Government grant with University of
Bologna “Futuro in Ricerca”, Responsabile Scientifico of the Research Unit of
University of Bologna is the Professor Padovani Emanuele, in collaboration with
University of Bergamo, Approx 300,000 Euros.
Guthrie, et al. (2012), Collaborative Italian Government grant with University of
Bologna, University of Venezia, University of Udine and University of Palermo,
“Public value and sustainability in public sector organisations”. Approx 100,000
Euros.
University of Bologna “Planning and measurement of sustainable development
strategies in local governments: comparison of national and international
regulatory and practices”. Approx 30,000 Euros.
Portugal. “Economic, Finance and Social Performance of Social Entrepreneurship
Initiatives”, Key words: Accountability, Social Entrepreneurship, Indicators,
Portugal. Start data: 05-12-2011; 100,000 Euros.
5. PROFESSIONAL TEACHING RESPONSIBILITIES FOR 2012
5a. Teaching Duties
Teaching at the University of Bologna, 2012
Social Reporting in Public Sector, II Modul, within the degree of Laurea
Magistrale Economia E Gestione Aziendale, Curriculum Public Management,
University of Bologna, Faculty of Economics and Business – Forlì Campus (in
English).
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Professor James Guthrie – Annual Report, October 2012
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International Management, University of Bologna, Faculty of Economics and
Business (in English).
5b. Supervision and Examination of Post-Graduate degrees
PhD and Other Supervision
1. Ronald Day, “The Effects of Globalization of Accounting Standards on Public
Sector Financial Reporting in Australia”, Sydney University, part-time PhD.
2. Angela Hecimovic, “The Evolution of the Sustainability Assurance Framework
and Methodology in a Specific Australian Organisational Context”, Macquarie
University, part time PhD, Associate Supervisor.
3. Tri Prabowo, “Financial Reporting in the Public Sector - An Indonesian Study”,
Macquarie University, full time PhD, Associate Supervisor.
4. Ann Sardessa, “Not-for-Profit Performance”. Helen Irvine and Stuart Tooley
supervisors. Queensland Institute of Technology, full time PhD, External
Associate Supervisor.
5. Will Zhou, “Corporate Governance”, Macquarie University, full time PhD,
Associate Supervisor.
6. Mark Runnalls, “Accounting in an entrepreneurial, employee owned company”,
Macquarie University, part-time PhD, Supervisor.
7. Marcello Canetto, “Local Government Social Reporting”, University of Bologna,
Honours.
8. Luca Gherardi, “Stand Alone Sustainability Reporting and the use of GRI in
Italian Vodafone 2006 – 2011”, University of Bologna.
PhD and others Examined
ANU
ATU New Zealand
7. RESEARCH
7a. Research Interests
Extended Performance Management, Measurement and Reporting
Management of Knowledge and Intellectual Capital
Public Sector Financial Management Developments
Social and Environmental Reporting and Audit Practices
New Public Management in International Public Sector Administration
The Role of Audit and Evaluation in Performance Improvement in Government
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8. PUBLICATIONS
8a. Refereed Academic Journal Articles
8a.97 Guthrie, J. and Pang, T. (forthcoming), “Goodwill Impairment Disclosure under
AASB 136 from 2005-2010: Disclosure Requirements”, Journal of Applied
Research in Accounting and Finance.
8a.96 Dumay, J. and Guthrie, J. (forthcoming), “Intellectual Capital and Strategy as
Practice: A Critical Examination”, International Journal of Knowledge and Systems
Science, Vol. 4 No. 3.
8a.95 Murthy, V. and Guthrie, J. (forthcoming), “Management Control for Health and
Well-being through Work-life Balance. A Narrative Study of an Australian Financial
Institution”, Journal of Human Resource Costing and Accounting.
8a.94 Abhayawansa, S. and Guthrie, J. (2012), “Intellectual capital information and
analysts’ stock recommendations: Impression management?”, Journal of Intellectual
Capital.
8a.93 Coyte, R., Guthrie, J. and Ricceri, F. (2012), “The Management of Knowledge
Resources in SMEs: An Australian Case Study”, Journal of Knowledge
Management, Vol. 16, No. 5, pp. 789 – 807.
8a.92 Guthrie, J., Burritt, R. and Evans, E. (2012), “Challenges for Accounting Pathways
in Australia in 2012: An Introduction”, Institute of Chartered Accountants in
Australia Thought Leadership Series, Vol. 3, pp. 9-15.
8a.91 Guthrie, J. and Pang, T. T. (2012). “Disclosure of Goodwill Impairment under
AASB 136 from 2005-2010”, Australian Accounting Review.
8a.90 Guthrie, J. Ricceri, F. and Dumay, J. (2012), “Reflections and Projections: A Decade
of Intellectual Capital Accounting Research”, British Accounting Review, Vol. 44,
No. 2, pp. 68-92.
.
8b. Professional and Unrefereed Academic Journal Articles
8b.72 Guthrie, J. and Parker, L. (2012) “Accounting, Auditing & Accountability Journal: A
Commentary”, Qualitative Research in Accounting and Management, Vol. 9, No. 3.
8b.71 Guthrie J. and Parker, L. (2012), “Reflections and projections, 25 years of
interdisciplinary perspectives on accounting, auditing and accountability research”,
Accounting, Auditing & Accountability Journal, Vol.25, No.1, pp. 6-26.
8c. Published Conference Proceedings
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Professor James Guthrie – Annual Report, October 2012
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8c. 1: Refereed Conference Proceedings (Not necessarily ISBN)
8c1.207 Di Giacomo N., Guthrie J., and Farneti F. (2012), “Travel CO2 Reduction in
Managing and Accounting a Global Company”, Convegno Nazionale Sidrea,
Università degli Studi di Modena e Reggio Emilia, Italy. 27-28 November 2012.
8c1.206 Di Giacomo N., Guthrie J., and Farneti F., (2012), “Travel CO2 Reduction in
Managing and Accounting a Global Company”, 11th A-CSEAR Conference,
University of Wollongong, 2nd
- 4th
December 2012.
8c1.205 Murthy, V. & Guthrie, J. (2012), “(AC)counting in organisations: managers and
non-financial information”, 11th
A-CSEAR Conference, University of
Wollongong, 2nd
- 4th
December 2012.
8c1.204 Murthy, V. and Guthrie, J. (2012), Management Control for Health and Well-
being through work-life balance. A narrative study of an Australian Financial
Institution, paper to be presented at the Interdisciplinary Perspectives on
Accounting Conference, Cardiff, UK, 11th
-13th
July, 2012.
8c1.203 Murthy, V. and Guthrie, J. (2012), “Accounting for Workplace Flexibility -
Internal Communication in an Australian Financial Institution”, paper presented
to the 35th
EAA Annual Congress, Ljubljana, Slovenia, 9th
-11th
May, 2012.
8c. 3: In the Media
(See File)
9b. Working Papers
WIP 100 Lock Lee & Guthrie, J. “Corporate Social Capital and Firm Performance”, re-
submit to AOM Journal.
WIP 101 Murthy, V. and Guthrie, J. “Accounting for workplace flexibility – reporting in an
Australian financial institution”, re-submitted to Accounting Forum.
WIP 103 Ryan, S. and Guthrie, J. (2011), “Colonization of the Australian Higher Education
System: A critical evaluation”.
WIP 106 Unerman, J., Guthrie, J. (2011) “On the relevance of conventional financial
reporting in the New Economy”, re-submission to ABR.
WIP 107 Abhayawansa, S. and Guthrie, J. (2011) “Qualitative characteristics of intellectual
capital information used in analyst reports” re-submission to British Accounting Review.
WIP 110 Hecimovic, A., Martinov-Bennie, N. and Guthrie, J. (2011), “Assurance of
Environmental Management: An Audit Framework”.
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Professor James Guthrie – Annual Report, October 2012
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WIP 113 Abhayawansa, S. and Guthrie, J. (2011), “Australian sell-side analysts’ use and
communication of intellectual capital information” re-submitted to Australian Accounting
Review.
WIP 115 Cuganesan, S., Guthrie, J., & Vranic, V., “Risky Performance Measurement in the
Public Sector: Reviewing Progress and Raising New Questions”. Business School,
Edinburgh, re-submitted to FAM.
WIP 117 Guthrie, J., Burritt, R., & Evans, E., “The Sustainability of Accounting
Academia”: a Special Issue of Critical Perspectives on Accounting”.
WIP 119 Murthy, V. & Guthrie, J. (2012), “(AC)counting in organisations”, submitted to
FAM.
WIP124B Dumay, J., Ricceri, F. & Guthrie, J., IC
WIP 125 Guthrie, J. & Parker, L., AAAJ editorial
WIP 126 Guthrie et al., “Accenture Travel CO2”, submit to A-CSEAR Wollongong.
WIP 127 Guthrie et al., Book project “Public Value”
WIP 128 Ricceri, F. & Guthrie, J., “KM in Practice”
WIP 129 Guthrie, J., “PAC” book
WIP 130 Guthrie et al., “Virtual”
9. CONFERENCES
2012
11th
A-CSEAR Conference, University of Wollongong, 2nd
- 4th
December 2012.
2013
IRSPM XVII Conference, Prague, 10-12 April, 2013. IRSPM Panel, “Accounting
for Austerity and Inter-Organisational Relations: The Challenges for Accountability
in the Public Sector”.
The 36th
EAA Annual Congress, 6th – 8th May 2013, Paris, France.
7th Asia Pacific Interdisciplinary Research in Accounting (APIRA) Conference, 26 -
28 July 2013, Kobe, Japan.
Updated October 2012
Professor James Guthrie – Annual Report, October 2012
17
PROFESSOR JAMES GUTHRIE
Faculty of Business and Economics
Department of Accounting and Corporate Governance
Macquarie University
KPI Dashboard 2010-2012
DOCTORAL STUDENTS
Current
6 candidates - including 5 academics of which 4 are at Macquarie University
Completed since my arrival at Macquarie University 2010
2 doctorates + 3 masters + 1 honors
Of these, 2 have been Australian university academics
ACCOUNTING ACADEMIC STAFF RESEARCH ADVICE, MENTORING, CO-
AUTHORSHIP
7 Macquarie University academics on regular or periodic basis
RESEARCH GRANTS
Applied and Pending Outcomes - 2013
James Guthrie, ACG, Robert Kay UTS and Incepts Labs, Dr Chris Goldspink, Bruce Hills,
Incepts Labs, Mark Runnalls, ACG, Jim Rooney, USyd (2013), The impact of risk world
views on decision-making chains in financial services. CIFR Expression of Interest
February.
James Guthrie, ACG, and Mark Runnalls, ACG, (2012) “An examination of the typology of
risk attitudes within a banking organisation”, MU Enterprise Partnerships Scheme, Pilot
Research Grants. $150,000. Applied for October.
Guthrie, et al. (2012), “Examining the Role of Accountants and Accounting in
Securing Safe and Healthy Work”, ARC Linkage Grant, for 2013 funding. $750,000
Applied for October.
Guthrie, et al. (2012), Collaborative Italian Government grant with University of
Bologna “Futuro in Ricerca”, Responsabile Scientifico of the Research Unit of
University of Bologna is the Professor Padovani Emanuele, in collaboration with
University of Bergamo, Approx 300,000 Euros.
Guthrie, et al. (2012), Collaborative Italian Government grant with University of
Bologna, University of Venezia, University of Udine and University of Palermo,
“Public value and sustainability in public sector organisations”. Approx 100,000
Euros.
2011/2012 unsuccessful
Guthrie, et al. (2011), “Developing a Framework for Assessing and Accounting for
Work Health and Safety Governance in Australia”, Macquarie university ARC
Linkage Grant, $1,150,651
Guthrie J. et al (2001), “Carbon Accounting for Managed Urban Environments:
Creating a Conceptual Process-Based Model”, Melbourne university ARC Linkage
Grant, $1,000,345.
Updated October 2012
Professor James Guthrie – Annual Report, October 2012
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Guthrie, J., Kay, R., Goldspink, C., Hills, B., Runnalls, M. and Rooney, J. (2012) “The
impact of risk world views on decision-making chains in financial services” CIFR
Expression of Interest February rejected.
PUBLICATIONS SINCE ARRIVAL AT Macquarie University 2010
3 book chapters
17 refereed journal articles
Of the above total, 8 were accepted for publication in 2012
RESEARCH PROJECTS IN PROGRESS
3 refereed research papers currently under journal review
4 refereed research papers currently under revision invited by journals
3 research papers under preparation
1 edited book under preparation
INTERNATIONAL AND NATIONAL LINKAGES AND PROFILE
Invited conference and university plenary, keynote and other research paper
presentations
Year 2010 2011 2012
Frequency 13 14 14
Honorary/Adjunct Professorships
Bologna University, Bologna, Italy
Waikato University, Hamilton, New Zealand
UniSA, Adelaide
The University of Sydney, Sydney
AAAJ Journal Editorship
ERA A* journal – 25th
anniversary 2012 – internationally esteemed journal
8 issues per year. Submissions increasing at rate of 30 – 50% per annum
Formal International Roles
Organiser of the AAAJ Asia Pacific Interdisciplinary Research in Accounting Conference
Kobe Japan 2013 and (location now negotiated but to be announced) APIRA 2016.
Editorial board member/associate editor of > 20 refereed research journals internationally
Research assessment evaluator for governments of Italy and Australia
Snapshot Google™
Top .05% accounting scholars worldwide with h-index 42 34
Updated October 2012
Professor James Guthrie – Annual Report, October 2012
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