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2013 Regulatory Update Seminar Keeping Up With Compliance Changes & Challenges Just when you master the credit union compliance game, the rules change! Nothing about credit union compliance ever seems to stay the same, but you can turn to credit union compliance expert Mary-Lou Heighes and the 2013 Regulatory Update Seminar to keep you up-to-date on the full spectrum of compliance changes and challenges. If you are already familiar with credit union compliance rules and procedures, this informative one-day seminar was created just for you. You’ll learn about: • The latest regulatory changes and interpretations • Audit and examination issues • Recent compliance hot spots Register online at www.ccul.org or call 800.472.1702, option 2. Sponsored By:

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Page 1: 2013 Regulatory Update Seminar › regs › docs › 2013RegUpdate.pdf · WestStar Credit Union Corporate Office 8395 W. Sunset Road Suite 200 Las Vegas, NV 89113 ... Your training

2013 Regulatory Update Seminar Keeping Up With Compliance Changes & Challenges

Just when you master the credit union compliance game, the rules change!

Nothingaboutcreditunioncomplianceeverseemstostaythesame,butyoucanturntocreditunioncomplianceexpertMary-LouHeighesandthe2013RegulatoryUpdateSeminartokeepyouup-to-dateonthefullspectrumofcompliancechangesandchallenges.

Ifyouarealreadyfamiliarwithcreditunioncompliancerulesandprocedures,thisinformativeone-dayseminarwascreatedjustforyou.You’lllearnabout:• Thelatestregulatorychangesandinterpretations• Auditandexaminationissues• Recentcompliancehotspots

Register online at www.ccul.org or call 800.472.1702, option 2.

SponsoredBy:

Page 2: 2013 Regulatory Update Seminar › regs › docs › 2013RegUpdate.pdf · WestStar Credit Union Corporate Office 8395 W. Sunset Road Suite 200 Las Vegas, NV 89113 ... Your training

Seminar Dates & Locations:

Tuesday, September 10So-ValTelFederalCreditUnion4986E.ClintonWayFresno,CA93727559.456.1144 Wednesday, September 11 SchoolsFinancialCreditUnion1485ResponseRoad Suite232(MadisonRoom) &Suite234(FolsomRoom)Sacramento,CA95815 916.569.2161

Thursday, September 12 TechnologyCreditUnionTrainingRoom2010NorthFirstStreet,Suite450SanJose,CA95131408.441.4735 Friday, September 13 ProvidentCreditUnion OaklandAirportCommunityRoom8301EdgewaterDriveOakland,CA94621 510.632.4847 Tuesday, September 17 EmbassySuitesLosAngeles-Glendale 800NorthCentralAvenueGlendale,CA,91203818.550.0828

Wednesday, September 18 CaliforniaCreditUnionCenter2855E.GuastiRoad,Suite600Ontario,CA91761800.472.1702

Thursday, September 19 WesternFederalCreditUnion14500AviationBoulevardHawthorne,CA90250 877.254.9328 Tuesday, September 24 WescomCreditUnionCommunityRoom5601E.LaPalmaAvenueAnaheimHills,CA92807888.493.7266,ext.4677 Thursday, September 26 WestStarCreditUnion CorporateOffice 8395W.SunsetRoad Suite200 LasVegas,NV89113 702.791.4777

Schedule:

Registration: 8:30a.m.–9a.m.Seminar: 9a.m.–4p.m.

Educational InvestmentEarly Registration(paidonorbefore

9/3/2013)

Regular Registration

MemberCreditUnionswithPowerLearnerPassport: $175 $225

MemberCreditUnionswithoutPowerLearnerPassport: $225 $275

Non-MemberCreditUnions $395 $480

If you are responsible for your credit union’s compliance, you won’t want to miss this seminar!

The2013RegulatoryUpdateSeminarisloadedwithinformationyouneedtomaintainyourcomplianceknowledgeandskills.Thisone-dayprogramisdesignedtohelpyoureducethestressofmonitoringcompliancechangesandupdateyouonthelatesthottopicsanddangerzones.This year’s Regulatory Update will once again contain a plethora of challenging new and changing regulations for lending and operations.

Mortgage lending:Inadditiontothemortgagechangesthathavealreadytakenplace,therearethenewmortgagerequirementsgoingliveinJanuary.Fromnewlyreviseddisclosures,tochangesinnoticerequirementsandhandlingmembercomplaints,appraisalsandeverythinginbetween,thissessionwillprovideyouwithanoverviewdesignedtohelpyougaugewhereyouareintheprocessofthesesweepingchanges.

Other topics that will be covered include:• TheupdateruleonGarnishmentofFederalBenefitsPayments• Spousalincomeandcreditcardabilitytorepayprovisions• Bestpracticesforavoidingcorporationaccounttakeovers• DealingwiththerenewedinterestinFairLendingexaminationsandtheDisparateImpactRule

• ChangestotheChildren’sOnlinePrivacyProtectionAct• BSAandOFACupdatesandenforcementactions

Andmuch,muchmore!

Although Ms. Heighes intends to discuss these topics, some items could be preempted if late breaking regulatory changes or hot compliance issues arise.

Who Should Attend?Thisseminarisintendedforcreditunionprofessionalswhoarealreadyfamiliarwithcompliancerules,regulations,andprocedures,especiallyinthesepositions:• Compliance• CEO• Operations• Auditor• Lending• MemberService

Page 3: 2013 Regulatory Update Seminar › regs › docs › 2013RegUpdate.pdf · WestStar Credit Union Corporate Office 8395 W. Sunset Road Suite 200 Las Vegas, NV 89113 ... Your training

“Thisseminarisamustforanyoneresponsibleforcomplianceattheircreditunion.”

“Alwaysgreatinformation,clear,concise,current,andrelevanttoourdailycreditunionduties”

“Mary-Louisabletodiscusscomplexmaterialwithsomucheaseandsimplicity.”

“Comprehensivecontentsandcoverage!”

“Mary-Louisanencyclopediaofcomplianceknowledge.”

Don’t miss this satisfaction-guaranteed educational opportunity!

Registeronlinenowatwww.ccul.orgorcall800.472.1702,option2.

What is Included:Yourtrainingpackageincludesanetworkingluncheon.Eachparticipantwillalsoreceivetheseminarhandbookandanattractivecertificatetoframeoraddtoyouremployeefile.Note: Parking fees and overnight accommodations are not included in the seminar fee.

Financial Assistance: Ifyouneedfinancialassistanceinordertoparticipate,youareencouragedtoapplyforfundingthroughtheRichardMylesJohnsonFoundation.Toreceiveanapplication,calltheLeagues’CreditUnionDevelopmentDepartmentat800.472.1702,ext.6057.

Cancellation Policy:Cancellationsmustbemadeinwritingatleastfour(4)businessdaysbeforetheseminardatetobeeligibleforarefund.Norefundswillbemadeforcancellationsreceivedlessthanfour(4)businessdaysbeforetheseminar.Substitutionsarealwayswelcome.

Continuing Education (CE):TheLeaguesfollowtheregulationsasoutlinedintheCaliforniaAccountancyAct.EducationalsessionsatthisseminarmayqualifyforCEcredit.IfyouareinterestedinreceivingCEcredit,pleaseinformuswhenyouregisterforthisevent.

Dress: Businesscasualattireisappropriate.Youmaywanttobringasweaterorjacket,asmeetingroomscanbecool.

Recording: Electronicrecordingofanyportionofthisseminarisnotpermitted.Thankyouforyourcooperation.

100% Satisfaction Guarantee: Yoursatisfactionisour#1priority.Weguaranteeyouwillbecompletelysatisfiedwiththisseminarorwewillrefundyourregistrationfee.

Questions? Call800.472.1702,option2,[email protected].

2013 Regulatory Update Seminar

Meet the presenter, Mary-Lou Heighes:Mary-LouHeighes,CUCE,isPresidentandfounderofCompliancePlus,Inc.,whichhelpscreditunionslargeandsmallwiththedevelopmentofcomplianceprogramsandcompliancetrainingandassistance.Sheprovidescompliancetrainingalloverthecountryforvariousstateleaguesandcreditunions,andalsospeaksatnumerouscreditunionconferencesthroughoutthecountry.Mary-Louhasbeenaninstructoratregulatorycomplianceschools,hasconducteddozensofwebinarsforcreditunionrelatedorganizationsthroughoutthecountry,andhaswrittenarticlesforCreditUnionMagazine.Shespentmanyyearsworkingontheverylawsandregulationsshetrainsontoday.

Mary-Louhasbeeninvolvedinthecreditunionmovementsince1989.ShespentfiveyearsworkingincreditunionsandsevenyearsprovidingcomplianceassistancethroughtheInformationHotline,writingandeditingTIPsbulletins,andadvisingcreditunionsaboutchangestoregulationsaffectingcreditunionbusiness.

Page 4: 2013 Regulatory Update Seminar › regs › docs › 2013RegUpdate.pdf · WestStar Credit Union Corporate Office 8395 W. Sunset Road Suite 200 Las Vegas, NV 89113 ... Your training

2013 Regulatory Update SeminarKeeping Up With Compliance Changes and Challenges

Why should you attend? You’ll be able to:• Keepupwiththelatestregulatorychangesbygettingtheinformationyouneedinjustoneday.

• Increaseyourabilitytomanage,monitor,andmaintaineffectivecomplianceprocedures.

• Discussregulatorychangesandchallengeswithyourpeersinarelaxingnetworkingenvironmentcreatedexclusivelyforcreditunionprofessionals.

Don’t miss this important compliance update! Register online now at www.ccul.org or call 800.472.1702, option 2.

P.O.Box51476Ontario,CA91761-0076

2013 Regulatory Update Seminar

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