(2014) free production of copper from minerals through controlled andsustainable electrochemistry
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8/16/2019 (2014) Free Production of Copper From Minerals Through Controlled Andsustainable Electrochemistry
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Electrochimica Acta 140 (2014)447–456
Contents lists available at ScienceDirect
Electrochimica Acta
journal homepage: www.elsevier .com/ locate /e lectacta
Production of copper from minerals through controlled and
sustainable electrochemistry
Aphichart Rodchanarowan a, Prashant K. Sarswatb, Ravindra Bhideb, Michael L. Freeb,∗
a Department ofMaterials Engineering andCenter of Advanced Studies in Industrial Technology, KasetsartUniversity, 50 Ngamwongwan Rd., Ladyao,
Chatuchak, Bangkok 10900, Thailandb Department ofMetallurgical Engineering, University of Utah, 135 S. 1460 E. Rm 412, Salt Lake City, UT 84112,USA
a r t i c l e i n f o
Article history:
Received 14 December 2013
Received in revised form 2 July 2014
Accepted 8 July 2014
Available online 15 July 2014
Keywords:
Copper
Electrowinning
Chalcopyrite
Mass transport
Electrodeposit roughness
Leaching
Halide media
Chloride
Electrochemical modeling
a b s t r a c t
Extraction of copper using halide media is more rapid than in sulfate media, and the resulting cuprous
ions require less energy to electrowin than cupric ions from sulfate media. The quality of the deposit
is influenced strongly by the deposit roughness, which is controlled by mass transport. Thus, coupled
halide leaching of chalcopyrite and subsequent electrowinning with controlled mass transport provide
an opportunity for more sustainable copper production. This paper presents new insights regarding cop-
per extraction and recovery methods from chalcopyrite ore in aqueous chloride media using leaching
and electrowinning as well as steps for deposit quality improvements. Viability of integrated leaching
and electrowinning was examinedusing low grade copper ore and continuous leaching solution recircu-
lation. Other sets of experiments were conducted where leaching and electrowinning were performed
separately, in order to find optimum experimental conditions for coupled leaching and electrowinning.
Analysis based on scientific and statistical tools are presented for comparative evaluation. Copper elec-
trodeposit morphology improvementbyuse of a variety of smoothing additives as well as mass transport
control was also evaluated.
© 2014 Elsevier Ltd. All rights reserved.
1. Introduction
Electrochemistry plays an important role in sustainable metal
extraction and recovery. Metals such as aluminum, copper, gold,
titanium, and zinc often rely on electrochemistry for important
processing steps. There are many new innovative ways to reduce
energy consumption and environmental challenges associated
with the production of these metals that are discussed in the lit-
erature [1]. This paper focusses on specific opportunities available
in copper extraction andrecovery that are associated directly with
electrochemistry and its potential role in enhancing sustainability
through reduced energyconsumption and improvedproduct qual-
ity.
Metal extraction begins with chemical dissolution of the metal.
In the case of copper, most of the world’s reserves are in the form
of chalcopyrite (CuFeS2). The importance of chalcopyrite to copper
production has led to extensive extraction research.
∗ Corresponding author. 1460East 135 S, Room 412, Salt Lake city, UT 84012.
Tel.:+1 801585 9798.
E-mail address:[email protected](M.L. Free).
Conventionalchalcopyriteprocessingbeginswithcomminution
using crushingand grinding. 100 to500 tonsofore are crushed and
ground at an energy cost of 10 to 20 kWhr per ton for every ton
of copper produced. Thus, energy consumption for comminution
can range from1,000 to 10,000 kWhr per ton of copper. After crus-
hing and grinding, the resulting fine particles of chalcopyrite are
separated from gangue minerals by flotation. Flotation results in
a concentrate of chalcopyrite containing nearly 30% copper that
is smelted and converted into blister copper, which is further
processed into copper anodes that are around 99.5% copper. The
anodes are electrorefined to produce 99.99% copper cathodes.
An alternative method of producing copper from copper oxides
and secondary sulfides utilizes heap leaching, solvent extraction,
and electrowinning. This process circumvents most or all of the
crushing and grinding as well as all of the flotation, smelting and
electrorefining.This approach has increased inuseover thepast 30
years because it is cost effective. This process is performed using
sulfuric acid media for copper oxide and secondary copper sulfide
ores. However, leaching chalcopyrite by conventional sulfuric acid
heap leaching is difficult and generally results in low recoveries.
Thus, thereareopportunities toadapt some of thechemistry devel-
opedfor chalcopyriteconcentrate leachingtochalcopyriteoreheap
leaching to create more sustainable practices.
http://dx.doi.org/10.1016/j.electacta.2014.07.015
0013-4686/©2014 Elsevier Ltd. All rights reserved.
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448 A. Rodchanarowan et al. / Electrochimica Acta 140 (2014) 447–456
Table 1
Comparison of leaching and electrowinning reactions for various processes.
Process Anticipated Leaching Reaction Electrowinning Reaction
Arbiter[2] CuFeS2 + 4.25O2 +4NH3 + H2O=Cu(NH3)42+
+0.5Fe2O3 +2SO42− +2H+
Cu2+ +H2O=0.5O2 +Cu+2H+
BacTech/Mintek[3] CuFeS2 + 4Fe3+ = Cu2+ +5Fe2+ + 2So Cu2+ +H2O=0.5O2 +Cu+2H+
BHAS[4] 3Cu2+ + CuFeS2 =4Cu+ + 2So + Fe2+
CuFeS2 + 3Fe3+ = Cu+ +4Fe2+ +2So
Cu2+ +H2O=0.5O2 +Cu+2H+
BioCOP[3] CuFeS2 + 4Fe3+ = Cu2+ +5Fe2+ + 2So Cu2+ +H2O=0.5O2 +Cu+2H+
BRISA[3] CuFeS2 + 4Fe3+
= Cu2+
+5Fe2+
+ 2So
Cu2+
+H2O=0.5O2 +Cu+2H+
Bromide[5] 3Cu2+ + CuFeS2 =4Cu+ + 2So + Fe2+ 2Cu+ =Cu+Cu2+
CANMET[6] 2H+ + (calcinedconc.)= CuCl2 + 2So Cu2+ +H2O=0.5O2 +Cu+2H+
CENIM-LINETI[7] 2CuFeS2 + 4O2 + 2NH4+ =2Cu2+ +2NH3 + Fe2O3H2O+SO4
2− + 3So Cu2+ +H2O=0.5O2 +Cu+2H+
CLEAR [8] CuFeS2 + 3Fe3+ = Cu+ +4Fe2+ +2So
3Cu2+ + CuFeS2 =4Cu+ + 2So + Fe2+
2Cu+ =Cu+Cu2+
Cuprex[4] CuFeS2 + 4Fe3+ = Cu2+ +5Fe2+ + 2So Cu2+ +2Cl− = Cl2 + Cu
Cymet[9] CuFeS2 + 3Fe3+ = Cu+ +4Fe2+ +2So
3Cu2+ + CuFeS2 =4Cu+ + 2So + Fe2+
Cu+ +4Fe2+ =3Fe3+ +Cu+Fe
Dextec[10] Cu2+ + CuFeS2 +0.75O2 + 0.5H2O=2Cu+ + 2So +FeOOH Cu2+ +2Fe2+ =2Fe3+ + Cu
Ecochem[11] 3Cu2+ + CuFeS2 =4Cu+ + 2So + Fe2+
+ some CuFeS2 +3Fe3+ = Cu+ +4Fe2+ + 2So
2Cu+ =Cu+Cu2+
some Cu+ + Fe2+ = Fe3+ + Cu
some Cu2+ +2Fe2+ =2Fe3+ +Cu
Electroreduction [22] 2CuFeS2 + 2H• + 4H+ = Cu2S + 3H2S + 2Fe2+
Cu2S(s) +2H (surf)= 2 Cu(s)+ H2S
H+ + e− = H•
H2S = S◦ + 2H+ + 2e−
Electroslurry[12] CuFeS2 + 4Fe3+ = Cu2+ +5Fe2+ + 2So Cu2+ +2Fe2+ =2Fe3+ + Cu
Elkem[13] 3Cu2+ + CuFeS2 =4Cu+ + 2So + Fe2+
CuFeS2 + 3Fe3+ = Cu+ +4Fe2+ +2So
2Cu+ =Cu+Cu2+
Galvanox[14] CuFeS2 + 4Fe3+ = Cu2+ +5Fe2+ + 2So Cu2+ +H2O=0.5O2 +Cu+2H+
HydroCopper[3] CuFeS2 + CuCl2 +0.75O2 = 2CuCl+ 0.5Fe2O3 + 2So NA (precip. CuO, hydrogen reductionto Cu)
Intec[15] Cu2+ + CuFeS2 +0.75O2 + 0.5H2O=
2Cu+ + 2So +FeOOH
2Cu+ =Cu+Cu2+
Leach/SX/EW (ore) CuS+ 2O2 = Cu2+ +SO42−
(for comparison to CuFeS2 leaching)
Cu2+ +H2O=0.5O2 +Cu+2H+
(for comparisononly)
Minemet[16,17] 3Cu2+ + CuFeS2 =4Cu+ + 2So + Fe2+ Cu2+ +H2O=0.5O2 +Cu+2H+
Nenatech[18,19] CuFeS2 + 4Fe3+ = Cu2+ +5Fe2+ + 2So Cu2+ +H2O=0.5O2 +Cu+2H+
Nitric Acid[20] 3CuFeS2 + 5HNO3 +15H+ =3Cu2+ +3Fe3+ +10H20+6So + 5NO Cu2+ +H2O=0.5O2 +Cu+2H+
USBM[21] CuFeS2 + 3Fe3+ = Cu+ +4Fe2+ +2So Cu+ + Fe2+ =Fe3+ +Cu
Considerable research has been performed to replace smelting
andconvertingwithhydrometallurgicalprocessingof chalcopyrite
ores [2–22]. A list of many of the processing methods that do notinvolvepressurizedvesselsarepresentedin Table1.Othermethods
have been developed for elevated pressure applications that will
not be discussed here.
1.1. Halide based leaching and electrowinning
Note that of the processes shown in Table 1, those with halide
are generally performed at lower temperature (near ambient con-
ditions) than those with sulfate. Halidebased leaching is generally
muchfaster thansulfate leaching at ambient temperature.Chloride
salts such as sodiumchlorideare readily availableandinexpensive,
and in some locations seawater brines are used out of necessity in
arid coastal areas. In addition,halides can in some cases be directlyintegrated with gold leaching. Thus, the halide based methods are
among those most likely to be used in a heap leaching scenario
for chalcopyrite ore. Metal recovery experiments using integrated
leaching-electrowinning [23,24], have also been performed for
recovery of metals such as Cu, Ag, Pd, Sn, and Pb from electronic
scrap in halide media. Copper recovery from IPC (Inco Pressure
Carbonyl) process has been reported, where multistage leaching
wasutilizedin order toproduce copperwithout solventextraction.
However, most of these experiments were performed for metal
rich residue leaching. Other methods, such as many of those in
Table 1, can be effective in concentrate leaching scenarios, but are
notlikelyto beutilizedin commercialheap leachenvironmentsdue
to reagent costs, heating costs, capital costs, and a variety of other
reasons.
Cupric chloride and ferric chloride solutions are very efficient
oxidizing agents for sulfide mineral leaching [9,10]. Leaching of
chalcopyrite in chloride media can be represented by [4,6].
CuFeS2+4FeCl3→ CuCl2+5FeCl2+2S0
CuFeS2+3CuCl2+4Cl−→ 4CuCl2−+FeCl2+2S0
These reactions suggest that chloride based leaching of chal-
copyrite using cupric chloride and ferric chloride as leachants,
produces cuprous as well as ferrous ions. The associated elec-
trowinning reactions can be expressed as:
CuCl2−+e−→ Cu + 2Cl−(cathode)
CuCl2−→ CuCl2+e−;FeCl2→ FeCl2
++e−(anode)
Some supplemental oxidation is needed to meet the stoichio-
metric requirements drivethe chalcopyrite leaching reactions. The
additional oxidation can be provided by air injection. Also, oxida-
tion of remaining ferrous ions after the electrowinning step helps
to facilitate FeO(OH) precipitation prior to leaching.
Producing quality copper in chloride media often requires
smooth deposits to avoid entrapped impurities as well as short-
circuiting. Appropriate additives and mass transport control are
generally required to achieve smooth deposits in industrial elec-
trowinning. Thus, this study will present research in this area that
is applied to copper chloride media.
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A. Rodchanarowan et al. / Electrochimica Acta 140 (2014) 447–456 449
Fig. 1. Schematicdiagram of leaching and electrowinning experimental set up.
2. Experimental Procedures
2.1. Leaching Tests
Inorder toexamine theviability ofhalideleaching[25], f actorial
designsof experiments (twolevels, threefactors)wereestablished.
Factors chosen in this case are acid concentration, ratio of concen-
trationofferricandferrous ions,andratioofconcentrationof cupric
and cuprous ions. The amount of copper extracted (gm/gm of ore)
was chosen as the response variable. Laser induced breakdown
spectroscopy analysis of ore samples was performed for elemen-
tal characterization. Line identifications were done using PLASUS
Specline software. Chalcopyrite ore (5 grams) of size (-35 +100)
was taken and wet screened properly for removal of fines. Ore
was then dried for further use. A small 50ml burette was used for
leaching. Leaching solution from the reservoir was pumped into
theburette where it fluidized oreparticles. This fluid wassent back
to the reservoir. This operation was carried out for a period of two
days.
The experimental matrix for leaching test conditions is pre-
sented in Table 2. Eight different experiments were conducted.
After completion of leaching, solids were filtered out from the
column and dried. Leaching residue was completely ground and
digested in aqua regia. Inductively coupled plasma mass spec-
troscopy was conducted, in order to determine the amount of
leached copper.
2.2. Electrowinningwith combined leaching
Inorder toevaluateelectrowinningperformance, thesamesolu-
tions were used for both electrowinning and leaching as indicatedinTable2. Theseexperiments areessentialfor exploringthe validity
and performance evaluation of an overall integrated process.
Table 2
Factorial design test matrix for leaching and electrowinning.
Test ID Cu++(M) Cu+(M) Fe+++(M) Fe++(M) HCl(M)
Cu01-09Fe01-09H05 0.01 0.09 0.01 0.09 0.05
Cu09-01Fe01-09H05 0.09 0.01 0.01 0.09 0.05
Cu01-09Fe09-01H05 0.01 0.09 0.09 0.01 0.05
Cu09-01Fe09-01H05 0.09 0.01 0.09 0.01 0.05
Cu01-09Fe01-09H15 0.01 0.09 0.01 0.09 0.15
Cu09-01Fe01-09H15 0.09 0.01 0.01 0.09 0.15
Cu01-09Fe09-01H15 0.01 0.09 0.09 0.01 0.15
Cu09-01Fe09-01H15 0.09 0.01 0.09 0.01 0.15
Stainless steel cathodes (thickness =0.06mm andarea 2-3cm2)
were used. Cathodes and anodes were spaced 1cm apart. In order
to simulate an actual tank house environment, lead was used astheanode.The volumeof electrolyte foreach test was100 ml.Elec-
trowinning operations were carried out at 40◦C. The duration of
electrowinning (EW) was 20hours for each test.
Deposition was carried out using galvanostatic current at
5 mA/cm2. Theratio of cupric tocuprous ions, ferric to ferrous ions,
and HCl concentration were selected as factors. Current efficiency
was the response variable.
A labscale experimentalsetup wasestablished inorder toevalu-
atepreliminaryviabilityof simultaneous leachingandEWasshown
in Fig. 1. In this experiment, leaching solution was circulated from
the EW cell through the column, which is filled with ore, and then
returned to theEW cell. The recirculating solution wasmaintained
at a set pH by a pH controller. Eh and pH of the solution were con-
tinuously monitored. Electrowon copper was measured by weightat regular intervals. Stainless steel electrodes were used as the
working electrodes. A platinum mesh electrode was chosen as the
counter electrode. Scanning electron microscope (SEM) character-
ization of selected electroplated samples was performed using an
FEI Nova NanoSEMTM.
Thegeneral test conditions for ore leaching and electrowinning
were 1.9 M CaCl2, 0.1M CuCl2, 500 grams of -14+ 35 Mesh ore, 1
literof totalsolution, pH1.5, 2.8litersperhourof recirculatingflow.
It should benotedthat this integratedleaching-electrowinning test
was performed using cupric chloride in the leaching solution to
examine and validate the proof of concept. Calcium chloride has
been used to recovery of various heavy metals from soil [26,27] as
well as to recover copper from arsenicalCu-Co sulfideconcentrate.
In this study CaCl2 was added to enhance recovery and moderate
the free sulfate and iron concentrations.
2.3. Additive and Mass Transport Testing
A three component electrowinning cell was used in the exper-
imental deposition of copper to evaluate roughness. It consisted
of a platinum counter electrode and a saturated calomel electrode
(SCE), against which thepotentials are reported. Theworking elec-
trode was a copper disc (99.999% pure from Alfa Aesar) mounted
in a Teflon holder with an area of 0.203 cm2 exposed to the elec-
trolyte. Itwaspolishedwith600-grit polishingpaperto removethe
deposition products from the previous tests and then rinsed with
pure water. This electrode was further polished with Micropolish
alumina powder (0.05m) to obtain a smooth, clean, defect-free
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450 A. Rodchanarowan et al. / Electrochimica Acta 140 (2014) 447–456
Fig. 2. LIBS spectrum of chalcopyrite oresample. Inset showsa portion of oresurface, chosen for elemental analysis.
surface. Finally the electrode was cleaned in an ultrasonic water
bath to remove any polishing particles from the surface. All solu-
tionswere prepared using reagent grade chemicalsandASTM TypeI water. Electrochemical tests were performed using an EG&G 273
potentiostat, operated using PowerSuite software made by Prince-
ton Applied Research, and PCI4/750 potentiostat operated using
Virtual Front Panel software, both made by Gamry Instruments,
connected to an IBM compatible PC and AFASR rotator from Pine
Instruments forpotentiostaticand galvanostaticcurrent transients.
Surface roughnesswascharacterized bya CCDIris camerabySONY
with the help of LEAD CAPTURE and LEAD CONVERT software (by
LEAD technologies) along with Microimage software (University
of Utah). Surface roughness calculations were performed by MAT-
LAB (Mathworks Inc.). Surface roughness was quantified as the
quadratic mean for the vertical deviations of the area profile of
electrodeposited surface. Selected samples were examined using
an SEM to examine electrodeposit quality.
3. Results and Discussion
3.1. Application scenarios for chalcopyrite leaching in chloride
media
One approach to reducing energy in chalcopyrite ore leaching
is to utilize run-of-mine or crushed ore in heaps to reduce com-
minution costs. Elemental characterization of ore sample based
on LIBS spectrum suggests that it contains elements such as Cu,
Fe, S, Si and trace amount of other elements including Zn and Al
(See Fig. 2). Leaching can be performed using chloride media to
recover copper. The use of chloride media results in rapid leach-ing of chalcopyrite and the production of cuprous chlorides that
require only half of the electrons (Cu+ + e−↔ Cu) that are required
for conventional electrowinning of copper (Cu2+ +2e− ↔ Cu). In
addition, the cell voltage is reduced by approximately half due to
theuse ofcuprous andferrous ions oxidation(Cu+↔Cu2+ + e−; Fe2+
↔ Fe3++ e−) rather than the conventional water hydrolysis (2H2O
↔ 4H++ O2 + 4e−) at the anode. The change from water hydroly-
sis to cuprous and ferrous oxidation also eliminates acid misting
caused by oxygen evolution, thereby creating a more environmen-
tally sustainable practice. The cupric and ferric ions generated at
the anode can be used to leach more chalcopyrite, thereby cir-
cumventing the need for a separate reduction process. The main
negative aspects of chloride media are greater corrosion and the
potentialneed toseparateanolyte andcatholyte. It shouldbe noted
that theexperiments in this study didnotuseseparate anolyte and
catholyte.
3.1.1. Preliminary leaching and electrowining findings
Fig. 3 shows a 3D plot of copper recovery versus the ratio of
cupric to cuprous ions and ratio of ferric to ferrous ions, which has
been drawn using STATISTICA 9 software. The fraction of copper
dissolved for eightdifferent experiments (SeeTable 2) is presented
in graphical form. The leaching solution with low ferric ion, high
ferrous ion, high cupric ion, low cuprous ion and high acid con-
centration (Cu09-01Fe01-09H15), results in maximum leaching. It
was observed that maximum 2-day recovery was ∼ 0.005g Cu/g
Ore fromanore witha copper content of ∼ 0.0074g Cu/g Ore. Thus,
the extraction of copper reached 68% in 2 days.
From the results of the factorial design analysis of electrowin-
ning experiments, which are graphically presented in Fig. 4, it can
be concluded that a low ferric to ferrous ion ratio leads to max-imum current efficiency of approximately 70%. This corresponds
to 0.7 copper atoms per electron, which is much higher than the
copper yield of only 0.49 atoms per electron in conventional elec-
trowinning from sulfate media assuming 98% current efficiency.
Fig. 4 also shows that a high ferric to ferrous ion ratio has the max-
imum adverse effect on electrodeposition current efficiency (See
Fig. 3. 3 D contour plot for recovered copper vs. different factors, based on output
of factorial design experiments. Experimental details are represented in Table 2.
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A. Rodchanarowan et al. / Electrochimica Acta 140 (2014) 447–456 451
Fig. 4. Contour plot of current efficiency vs. different variables.
Table2). High acid content aswell ashigh cupric/cuprous ratio alsocauses an adverse effect on electrodeposition/current efficiency.
Fig. 5 shows an SEM micrograph of an electrodeposited sample
prepared from such a condition. It can be seen that surface of elec-
trodeposit is porousandgrainsarenotadjacent.Most of thegrains
are ellipsoidal and vertically oriented. Grains are ∼ 1-3m long,
grain distributionis such that porosity canbeobserved throughout
thefilm. Such anobservation supports lowcurrent efficiency. It has
been already reported that electrolysis of cupric chloride causes
corrosion of copper cathode and causes precipitation of CuCl [23].
Although the reduction in current efficiency associated with ferric
and cupric ions is expected, it is useful to note that reasonable cur-
rent efficiencies areachievable without theuseof a diaphragmcell
or anode bags. In an industrial application, electrolyte flow con-
trol or separation of anolyte and catholyte would result in greaterefficiencies.
Results of leaching and electrowinning tests suggest that there
is a possibility of effective integrated leaching-electrowinning,
if a proper combination of Fe3+, Fe2+, Cu2+, Cu+ and pH is
utilized. It can be seen that the high acid concentration, low
Fe3+ concentration combination can be utilized for integrated
Fig. 5. SEM micrograph of an electrodeposited sample prepared from high acid
content as well as high cupric/cuprous ratio.
leaching-electrowinning. More investigation is needed to deter-
mine appropriate solution species concentrations.
Integratedleaching-electrowinning experiments werealsoper-
formed using chalcopyrite ore following the procedures discussed
previously. Initially, 6.3 gram of cupric chloride was added in the
form of chloride salt in order to simulate a circulating leaching
solution. As the electrolysis and leaching occurred using the same
recirculated electrolyte through the leaching column and elec-
trowinning cell, thecopperproductionat thecathodeexceeded the
initial copper amount after 6 days. When the test was completed
after 15 days, it is estimated that more than 50% of the copper in
the ore was dissolved and recovered by electrodeposition.
3.1.2. Application Issues and Needed Adaptations
In order to utilize chloride media in commercial chalcopyrite
ore leaching thatis coupled withelectrowinning, someadaptations
need to be made. In order to do direct electrowinning of leach-
ing solutions, there must be a moderately high dissolved metal
concentration. Thus, heap leaching solutions would need to be
more concentrated than usual, which may require pulsed solu-
tion applications to reduce volume and increase dissolved copper
concentration.
In order to retain reasonable efficiency in electrodeposition and
in subsequent leaching, the anolyte and catholyte should be sep-
arated by directed laminar flow in the electrowinning cell or by
diaphragm use. The catholyte should originate from the leaching
solution, andtheanolyte shouldoriginatefrom thetopof thecath-
ode and be sent for further oxidation if needed to ensure good iron
precipitation and optimal electrochemical activity for leaching.
Althoughmostof the ironmay be removableby precipitation, it
may beadvantageousto concentratesome of thecopper insolution
by solvent extraction prior to electrowinning.
Electrolytepurificationthroughsomebleedingand treatingmay
be needed to keep unwanted ion concentrations within desired
limits.
Electrodeposit morphology needs to be controlled to be either
conventional copper cathodeplate ora granulatedproductthrough
appropriate control of current density. Moderate current den-sity and appropriate additives can be used to achieve plate
deposits. High current densities can be used to achieve granulated
product.
3.2. Electrodeposit Roughness Control for Improved Efficiency
andQuality Control
Surface morphology of electrodeposits is greatly affected by
the parameters such as substrate orientation and initial rough-
ness, density anddistributionof activenucleation sites, nucleation
andgrowth, impurity concentrations,andexperimental conditions
[28–30]. Deposit roughness can lead to increased product impu-
rity levels and short-circuiting. Rough deposits can trap solution
and particles into the deposit, thereby increasing product impu-ritylevels,whichincreasesproduct rejectionratesand productivity
[28–30]. In addition, rough deposits are associated with unde-
sirable localized growth. If local growth feature size exceeds the
separation between cathodes and anodes, short-circuiting occurs.
Short-circuiting creates current inefficiency and wastes power.
Thus,electrodeposit smoothingusingadditivesandmasstransport
control is important to sustainable electrometallurgy.
3.2.1. Effects of additives
Additive assisted smoothing is believed to cause a local
inhibition as well as acceleration of deposition rate. Copper
electrodeposition from sulfate bath was earlier examined using
an AFM. Examination of 5m×5m area suggests that sur-
face feature dimension is ∼ 1m, it was initially observed that
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452 A. Rodchanarowan et al. / Electrochimica Acta 140 (2014) 447–456
Fig. 6. A comparison of surface topography of copper electrodeposit with additive (a) and without additive (0.01g/L gelatin) (b), on a circular hole after 12minutes of
depositionperiod (height not to scale). Electrolyte contains∼ 0.1M CuCl, 4M NaCl and 0.01M HCl. The cathodic current density was ∼ 25mA/cm2 at 1000 rpm.
the average roughness value for 300s electrodeposition was ∼
250 nm [28]. For these experiments 500ppm of Ethylene gly-
col (MW 3400) was used. Other additives were also utilized
such as bis (3-sulfopropyl) disulfide, and l-(2-hydroxyethyl)-2-imidazolidinethione, which have been used by others for copper
electrodeposition to produce smoother deposits [29]. It has been
reported that Bis-(3-sulfopropyl)-disulfide sodium salt improve
tensile strengthandhardnessof copperdeposits [29]. Effectof acti-
vatedpolyacrylamide (APAM) on thesurfacemorphology of copper
wasalso examined. It was reported that long duration electrowin-
ning testsusingAPAM results in slightly columnardeposit whereas
use of Gaur results in relatively small grains [30].
Copper electrodeposition on the substrates containing micro-
size pores in chloride electrolytes without smoothing additive is
enhanced at the edges of pores due to enhanced localized mass
transportat pore edges. In contrast, useof additives such as gelatin
(∼ 0.012g/L) can cause preferential plating bottom of pore (See
Fig. 6a, b). A 3D diagram shows that uniformity in electrodepo-sition increased when additive is used. The effect of additives on
electrodeposit quality is shown in the topographic images pre-
sented in Figs. 7 (a, b). These Figs. show that gelatin significantly
reduces surface microroughness relative to a control test without
additive.
Gelatin is composed of amino acids which are connected by
peptide bonds. The molecular weight of gelatin in this study is
about 200,000. Themain amino acid component is glycine. Glycine
is found in almost one third of the amino acids found in gelatin.
Proline is the second most common amino acid found in gelatin.
Fig. 8 shows the effects of a variety of additives on electrode-
posit roughness. Fig. 8 reveals that glycine and proline do not
contribute significantly to smoothing as monomeric molecules.
However, when glycine and proline are combined in polymericform in the gelatin molecule, significant smoothing is achieved.
Similarly, when small molecular weight compounds are used, lit-
tle if any smoothing takes place (see PEG, PAA, PVP, and PEO data
in Fig. 8). In contrast, as the molecular weight increases above
approximately 100,000g/mole, smoothing was relatively consis-
tent, regardless of the polymer used in this study. Thus, molecular
size appears to be a critical factor associated with electrodeposit
smoothing for the system investigated in this study. SEM micro-
graphs of long term electroplated samples are shown (See Fig. 9).
It can be seen that most of the grains are long and adjacent to
each other. No preferential growth was observed at the surface of
electrodeposits.Selectedareasofelectrodepositswere slightlypol-
ished, inorder to observe pit holes or void inside the deposit. It can
be seen that most of the electrodeposit is free from such holes ordiscontinuity, which suggests filling is uniform.
One of the causes for rougher electrodeposits is the develop-
ment of an unstable interface front [31]. Another aspect is an
effect of chloride anions on the electrode surface as well as an
attractive interaction between chloride and copper ions, which
can result in formation of local structures [31–33]. In these struc-
tures, ionic species can be adsorbed easily. It should be noted
that diffusion characteristics of additives are different in chloride
and sulfate media. It also causes a difference in bottom up filling
as well as conformal growth, which results in different surface
Fig. 7. Surface topography map of copper electrodeposits a) in the absence of additives, andb) in the presence of 0.013g/L gelatin from an electrolyte containing 0.1mol/L
CuCl, 4mol/L NaCl, and0.01mol/L HClat room temperature,cathodic current density of 15mA/cm2
, 15hours, and1,000rpm.
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A. Rodchanarowan et al. / Electrochimica Acta 140 (2014) 447–456 453
Fig. 8. Effect of different additives on surface microroughness of copper electrode-
posits obtained from an electrolyte containing 0.1mol/L CuCl, 4 mol/L NaCl, and
0.01 mol/L HClat room temperature using a cathodic current density of 25mA/cm2
for3 hours with a rotational speed of 1,000rpm. (PEO is polyethyleneoxide, PEGis
polyethyleneglycol, PVAis polyvinylalchohol,PVP is polyvinylpyrrolidone, PAA is
polyacrylic acid).
quality [33]. The inhibition capacity of electrodeposition is dif-
ferent due to difference in nature of sulfate and chloride ions
[31–34]. Copperdeposition from sulfate media isbelievedto follow
progressive nucleation and subsequent growth of 3-dimensional
centers under diffusioncontrol. However, the presence of chloride
ions causes challenges such as localized grain corrosion. All these
challenges canbe mitigated to some extent by specific additivesor
hybrid additives [33].
In this study, some copper electrodeposits were collected from
several places, digested anddiluted for inductively coupled plasma
optical emission spectroscopy (ICP-OES) analysis using a Spectro
Geneses optical spectrometer. Data collectionand calibration were
performed using Smart Analyzer Vision software. The detection
limitof ICPanalysiswas∼0.0014ppmand regressioncoefficientfor
calibration curve fittingwas∼ 0.9999. Table 4 provides a summary
of the ICP analyses.
Additional testing indicatedthat largemoleculescontributed to
increased nucleation density, which contributed to the smoothing
effect of these molecules [35]. This effect is related to mass trans-
portthroughadsorbedmoleculelayerporesas describedelsewhere
[35].
3.2.2. Effects of mass transport
Effects of mass transport [36] f or copper electrodeposit mor-
phology was earlier studied and reported previously, mainly for
sulfate media electrolytes [37,38]. Methods such as impedance
and resistivity measurements, SEM imaging, and AFM character-
ization were used for roughness evaluations [36–38]. An effect of
direct andpulsedcurrent wasalso studied earlier forsulfate media
electrodeposition. Their results suggest, based on small area sur-
face examination, that smoother and homogeneous patterns are
more likely under dc-electrodeposition conditions [37]. However,
for chloride media electrolytes in our case, rms surface roughness
of thedepositsobtainedunderpulsedcurrent conditionswas lower
thanthat obtainedunderdirectcurrentconditionsfor highervalues
of i/iL with the same quantity of charge transferred. It is important
tomention that most ofourexperimentswere conductedfor longer
periods of time.
The rate of metal electrodeposition from its aqueous solution
is governed by the kinetics of the reactions occurring at the sur-
face of theelectrodes. Factors that usually control the rate of metal
removal from its aqueous solution by electrowinning are: 1) the
rate of electrochemical reaction occurringat theelectrodesurface;
and2) therateof transportof reacting ions to theelectrodesurface.The electrochemical reaction results in depletion of the reacting
ions at the electrode surface that are replenished by mass trans-
port. A modified version of the Butler-Volmer equation, that takes
into account the rate of transport of ions to the electrode surface,
can be written as [36]
i = k
[C ba(C saC ba
)a
exp(˛aF
RT )− C bc (
C sc C bc
)c
exp(−˛c F
RT )] (1)
Fig. 9. Scanning electron microscope imageof copper electrodeposit (as depositedand slightly polished), Electrolyte contains∼ 0.1M CuCl, 4M NaCland0.01M HCl.
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454 A. Rodchanarowan et al. / Electrochimica Acta 140 (2014) 447–456
Table 3
Comparison of surface roughness values fromrotating disc experiments for direct and pulsed electrodeposition condition.
Charge (C/cm2) DC Roughness (m) Time (min) Pulse Roughness (m) Time (min)
75 4.58 120 6.23 120.0
108 5.39 120 8.00 473.4
180 13.20 120 13.91 460.5
250 24.96 120 14.28 479.7
Fig.10. Surfacetopography image of copper rotatingdisc electrodesampleobtainedafterelectrodepositionat a cathodiccurrentdensityof 10mA/cm2 for30min at rotational
speed of 250 rot/min and500 rot/min. Bath contain 0.1mol/L CuCl, 4.0mol/L NaCl and0.01mol/L HCl.
where k’ is a constant that is directly related to the equilibrium
exchange current density, C b(a or c) is thebulk concentration for the
anodic (a)orcathodic(c) reactions,C s(a or c) is thesurfaceconcentra-
tion for the anodic (a) or cathodic (c) reactions, is overpotential,
R is the gas constant, T is absolute temperature, and is a factor
that depends upon reaction mechanisms and related factors and it
is usually between 0.25 and1. In subsequent expressions,will be
assumed to be 1.
If the overpotential becomes very large, then a limit is reachedwhere the rate of mass transport reaches a maximum level. The
current density measured under these complete mass transport
control conditions is known as the mass transport limiting current
density (iL). This limiting current density is governed by the diffu-
sion rates of the dissolved metal ions in the solution and hence it
is also known as diffusion controlled current density. This can be
written:
iL =nFD(C ba − C sa)
ı (2)
whereD is thediffusivityof thedissolvedspecies andı is thethick-
ness of the diffusion layer.
If mass transport is controlling the current flow in electrodepo-
sition, the limiting current density is an important parameter thatcanbeused tostudy this diffusionlimitedmass transfer.Therefore,
a series of experiments were carried out to study cathodic elec-
trodeposition of copper under direct current conditions. The effect
of mass transport on electrode surface of copper electrodeposit
morphology was studied by varying rotational speed of work-
ing electrode from 250 to 1000rpm. It has been observed that
surface roughness of electrodeposit decreases with increase in
rotational speed. Such an observation was for fixed direct cur-
rent conditions (See Fig. 10). On the other hand an increase in i/iL
ratio causes enhanced surface roughness. Pulsed potential results
in a short deposition period, during which the depositing ions
become depleted in solution near the electrode interface. A rest
period allows replenishing of depositing ions near the electrode-
electrolyte interface. Thus, the rest period allows for an increased
limiting current density for the short duration of the applied
pulsed voltage. For argon purged electrolyte containing 0.1mole/L
CuCl, 4mol/L NaCl, and 0.1mol/L HCl a ∼ 30% enhancement in
limiting current density wasobservedwhen thepulse-offtimewas
increasedfrom 10ms to50ms. It canbe understood that thelonger
relaxation time allowsgreater replenishment of ions in thebound-
ary layer, resulting in a higher mass transport limiting current.
It was observed that surface roughness of deposits obtained
under pulsed current is low compared to deposit obtained at dcconditionwithhigh i/iL value. Information fromtopographyexami-
nationsuggests that at i/iL =0.50, rmsroughnesswasalmostdouble
for pulsed plating condition compare to dc-electrodeposition. The
surface roughness of electrodeposits depends on nucleation and
growth rate. Growth wasmonitoredfor trapezoidal anomaly,it was
observed that highest point on growing surface receive higher cur-
rent andhavegreateraccessoffluxofincomingreactionions.Sucha
regionwhichreceive higherflux, highergrowthof electrodeposit is
expected. Increase in rotational speed causes lowering of preferen-
tial growthof electrodepositsdue to more uniform current density
distribution. Increase in cathodic overpotential results in higher
current density. However such higher overpotential increases the
difference in current density at top and bottom region of trape-
zoidal anomaly, which results in different growth rate in these
regions. Table 3 shows thecomparison of surface roughness values
from rotating disc experiments for direct and pulsed electrodepo-
sition condition.
For a given rotational speed of a rotating copper disc, a limiting
current density was observed in the cathodic direction as seen in
Fig. 11. In Fig. 11, it is seen that changes in the applied potential
Table 4
Copper electrodeposition purity (samples werecollected fromdifferent places).
Sample Copper purity
1 99.1%
2 99.0%
3 99.4%
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A. Rodchanarowan et al. / Electrochimica Acta 140 (2014) 447–456 455
Fig. 11. Potentiodynamic scans for argon purged electrolyte with 0.1mol/L CuCl,
4mol/L NaCl and 0.01mol/L HCl as a function of rotational speed of electrode at a
scan rate of 5mV/s. A calomel electrode was used as a reference electrode against
which all thepotentials were measured.
Fig. 12. Limiting current densities under direct current conditions in a bath con-
taining 0.1mol/L CuCl,4.0 mol/L NaCl and0.01mol/L HCl.
Fig. 13. Effect of i/iL on rms surface roughness of copper electrodeposits obtained
froma bathcontaining0.1 mol/LCuCl,4.0mol/LNaCland0.01mol/LHClunderdirect
current conditionsat various rotational speeds of copper working electrode.
result invery little change in the current in the regions where mass
transfer limitations dominate. In this region the electrochemical
reaction can only proceed as quickly as the reacting ions can be
transported to the electrode surface.
This region of nearly constant cathodic current density can be
viewedas thebalancebetween therateof electrochemicalreaction
and the rate at which the reacting ions are transported to the elec-
trode. With increase in the rotational speed of the disc, this rate of
mass transport increases, thereby increasing the limiting current
density as seen in Fig. 12.
One way to characterize the extent to which the deposition is
mass transport controlled is to determine the ratio of the applied
current density to the limiting current density. As this ratio (i/iL )
approaches1 thesystem approachescompletemasstransportcon-
trol. When i/iL is near zero the deposition process is controlled by
electron charge transfer kinetics. Therefore, the effect of i/iL on
root- mean-squared surface roughness of copper electrodeposits
wasstudied.It wasfoundthat thesurface roughness increasedwith
increase in i/iL for direct current conditions as seen in Fig. 13.
4. Conclusions
In summary, potential of copper recovery using chloride media
was examined using coupled leaching-electrowinning approach.
The 2-day copper extraction was as high as 68%. Deposit qual-
ity, percentage recovery, and electrowinning efficiency were also
examinedusingelectrolytescontainingdifferentlevels ofdissolvediron and copper. The copper electrodeposited per electron in chlo-
ridemedia washigherthan forconventional sulfateelectrowinning
systems. Analyses were done using statistical models and avail-
able theory for chloride media leaching. Electrodeposit quality
improvements were accomplished using proper choice additives
and mass transport conditions. A detailed investigation were per-
formed using more than ∼ 25 additives as well as different mass
transport conditions including rotationalspeedvariation,different
limiting current density, pulse and dc electrodeposition.
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