CONG TY DAU TU* lAl CHINK NHA NlT^C thAnh PHO HO CHI MINH

CONG TY TNHH MQT THANH VIEN XO SO KIEN THIET

So:33^/QD-XSKT

CONG HOA XA HOI CHU NGHIA VIET NAM Doc lap - Tir do - Hanh phuc

TP. Ho Chi Minh, ngay2Sthang ^ nam 2020

QUYET DINH

Ve vice ban hanh Quy che ve dai ly xo so kien thiet cua Cong ty Trach nhiem huu han mot thanh vien Xo so kien thiet

thanh pho Ho Chi Minh

TONG GIAM DOC CONG TY TNHH MOT THANH VIEN XO SO KIEN THIET THANH PHO HO CHI MINH

Can cu Nghi dinh so 30/2007/NB-CP ngay 01 thang 3 nam 2007 cua Chlnh phu ve kinh doanh xo so vaNghi dinh so 78/2012/ND-CP ngay 05 thang 10 nam 2012 cua Chlnh phu ve sura doi, bo sung mot so dieu cua Nghi dinh 30/2007/NB- CP ngay 01 thang 3 nam 2007 cua Chlnh phu ve kinh doanh xo so;

Can cur Thong tu so 75/2013/TT-BTC ngay 04 thang 6 nam 2013 cua Bo Tai chlnh huong dan chi tiet ve boat dong kinh doanh xo so;

Can cu Quyet djnh so 2039/QB-UBND ngay 08 thang 5 nam 2010 cua Uy ban nhan dan Thanh ph6 ve viec phe duyet Bieu le to chuc va boat dong cua Cong ty TNHH mot thanh vien Xo so kien thiet thanh pho Ho Chi Minh;

Can cu Quyet dinh so 61/QB-HBTV ngay 26 thang 11 nam 2012 cua Cong ty B4u tu Tai chlnh nha nuoc Thanh pho Ho Chi Minh ve viec sua doi, bo sung mot so Bieu cua Bieu le to chuc va boat dong cua Cong ty TNHH mot thanh vien Xo so kien thiet Thanh pho Ho Chi Minh.

Xet de nghi cua Truong phong Ke hoach kinh doanh Cong ty.

QUYET DINHDieu 1. Nay ban hanh kem theo Quyet dinh nay Quy che ve dai ly xo so

kien thiet cua Cong ty TNHH mot thanh vien Xo so kien thiet thanh pho Ho Chi Minh.

Dieu 2. Quyet dinh nay co hieu lire ke tu ngay ky.

Dieu 3. Truong cac phong, to nghiep vu, Giam doc XI nghiep In tai chlnh, cac dai ly xo so cua Cong ty chiu trach nhiem thi hanh Quyet dinh nky.^^

G GIAM DOC//cf/S-ONQ

IPACH NHIEM HLfU HAnYA 57 MOnHANH VIEN

I XO SO^KIEN THIET 'yo\ thanh pho^t ^VhochiminhXS

Nffinhan:- Nhir dieu 3;- HDTV Cty;- KSV Cty;- Ban Tong Giam doc Cty;- Liru VT, KHKD. (.W 4*

ANG VINH

CONG TY BAU Tir TAI CHINH NHA NlJ(5C CONG HOA XA HQI CHU NGHlA VIET NAM THANH PHO HO CHf MINH

CONG TY TNHH MOT THANH VIEN XO SO KIEN THIET

Doc lap - Tir do - Hanh phuc

QUY CHEVe dai ly xo so kien thiet

(Ban hanh kem theo Quyet dinh so3cbVQD-XSKTngayl^thdng^nam 2020

cm Tong Gidm doc Cong ty Trdch nhiem him han mot thdnh vien Xo so kien thiet thdnh pho Ho Chi Minh)

Chirong IQUY DINH CHUNG

Dieu 1. Doi tirmig va pham vi ap dung:Quy che ve dai ly xo so kien thiet cua Cong ty TNHH mot thanh vien Xo

so kien thiet thanh pho Ho Chi Minh (goi tat la Cong ty) ap dung trong kinh doanh ve xo so kien thiet cua Cong ty va doi vdi tat ca cac dai ly xo so kien thiet co ky ket hop dong dai ly xo so voi Cong ty, CBCNY va nguoi lao dong thuoc Cong ty.

Dieu 2. Yeu cau trong thirc hien quy che ve dai ly xo so kien thiet:1. Cong ty TNHH mot thanh vien Xo so kien thiet thanh pho Ho Chi Minh

to chuc he thong dai ly xo so kien thiet hop ly nham nang cao hieu qua boat dong kinh doanh xo so de gop phan dong vien tien nhan roi cua cac tang lop dan cu vao ngan sach nha nuoc, xay dung cac cong trinh phuc loi xa hoi, y te, giao due theo quy dinh.

2. Cong ty va dai ly xo so kien thiet phai tuan thu phap luat trong kinh doanh, thirc hien dung nhung quy dinh ve boat dong xo so kien thiet cua Nha nuoc va quy dinh cu the tai quy che nay.

Dieu 3. Hoat dong dai ly xo so kien thiet va dai ly xo so kien thiet:•t r r r t

1. Hoat dong dai ly xo so kien thiet: La boat dong cua cac to chuc, ca nhannr r nr

ban ve xo so do Cong ty phat hanh den nguoi tham gia xo so va duqc huong thu lao duoi hinh thuc hoa hong tren co so thoa thuan giua cac ben giao nhan ve xo so. Ben giao ve xo so co the la Cong ty hoac dai ly ban ve xo so kien thiet.

2. Dai ly xo so kien thiet (duoi day goi chung la dai ly xo so): La cac to chuc, ca nhan true tiep ky hap dong dai ly xo so voi Cong ty va nhan ve xo so tu Cong ty ban cho nguoi tham gia xo so thong qua he thong dai ly true thuoc, nguoi ban ve xo so kien thiet hoac true tiep ban cho nguoi tham gia xo so.

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Chirong IIQUY DINH CV THE

Bieu 4. Dieu kien lam dai ly xo so va viec lua chon lam dai ly xo so cua

Cong ty:1. Bieu kien lam dai ly xo so: a/ Doi vai ca nhan:

- La cong dan Viet Nam tir du 18 tuoi tro len, thuong tru tai Viet Nam.- Khong phai la ngudi dang co tien an, tien sir; khong phai la ngudi bi

ban che ve nang lire hanh vi dan sir hoac bi mat nang lire hanh vi dan sir theo

quy dinh cua phap luat.- Khong phai la ngudi lao dong, vien chuc quan ly lam viec tai cong ty

hoac cong ty xo so kien thiet boat dong trong cung dia ban khu virc.- Khong phai la va, chdng, cha, cha nuoi, me, me nudi, con, con nuoi,

anh, chi, em mot, anh, chi, em nudi cua Chu tich Hoi dong thanh vien, Tong Giam ddc, Phd Tong giam ddc, Ke toan trudng hoac phu trach ke toan, Kiem soat vien va cap trudng, cap phd cac phdng, to nghiep vu cua cong ty hoac cong ty xd so kien thiet boat dong trong cung dia ban khu vuc.

- Bap ung dugc yeu cau ve bao dam thanh toan theo quy dinh cua phap luat ve giao dich bao dam de bao dam thuc hien nghTa vu thanh toan ddi vdi cong ty.

- Co van ban cam ket tuan thu day du cac quy dinh cua cong ty khi trd

thanh dai ly xd so.b/ Bdi vdi to chuc:

- La to chuc kinh te dugc thanh lap va boat dong hgp phap tai Viet Nam;- Khong phai la to chuc kinh te cd vdn gdp cua Chu tich Hdi dong thanh

vien, Tong Giam ddc, Phd Tong giam ddc, Ke toan trudng hoac phu trach ke7 % r ,/f>A*A *>Atoan, Kiem soat vien va cap trudng, cap phd cac phdng, to nghiep vu cua cong ty

hoac cong ty xd so kien thiet boat dong trong cung dia ban khu vuc;- Khong phai la to chuc kinh te cd vdn gdp cua vg hoac chdng, cha, cha

nudi, me, me nudi, con, con nudi, anh, chi, em rudt, anh, chi, em nudi cua Chu*>* * 7 r * 7* * r f

tich Hdi dong thanh vien, Tong Giam ddc, Phd Tong giam ddc, Ke toan trudng hoac phu trach ke toan, Kiem soat vien va cap trudng, cap phd cac phdng, to nghiep vu cua cong ty hoac cong ty xd so kien thiet boat dong trong cung dia ban khu vuc;

- Bap ung dugc yeu cau ve bao dam thanh toan theo quy dinh cua phap luat ve giao dich bao dam de bao dam thuc hien nghTa vu thanh toan ddi vdi cong ty;

/ 7 A A 7 A Of • 7 A •- Cd van ban cam ket tuan thu day du cac quy dinh cua cong ty khi trd thanh dai ly xd so.

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2. Lira chon lam dai ly xo so:Cong ty thirc hien lira chon cac ca nhan va to chuc lam dai ly xo so cua cong

ty dam bao nguyen tac cong khai, minh bach va khach quan; ngoai vice dap ung day du cac quy dinh tai khoan 1 Dieu 4 cua quy che nay con phai dam bao dap ung cac tieu chi sau:

- Dap ung kha nang tieu thu ve xo so theo quy dinh cua cong ty tai tunga.thdi diem.- Co trach nhiem nhan va ban ve xo so dung doi tugng, dung thdi gian,

dung dia ban (21 tinh khu vuc phia Nam tu Binh Thuan, Lam Dong den Ca Mau) theo quy dinh. Thuc hien tot viec thu doi ve xo so trung thudng theo uy quyen, gop phan on dinh thi trudng va phat trien ve xo so cua cong ty.

- Co kha nang tai chinh va thuc hien thanh toan tien ban ve xo so cho cong ty theo dung thoa thuan da ghi trong hop dong dai ly xo so.

- Co trach nhiem thuc hien nghla vu thue theo quy dinh cua phap luathien hanh.

- Neu uy quyen cho ngudi khac di giao dich vdi cong ty thay minh thi phai the hien bang van ban va phai co xac nhan cua dia phuang hoac van phdng cong chung theo quy dinh.

- Thuc hien cac noi dung dugc ghi trong hop dong da ky ket vdi cong ty.3. Can cu vao cac dieu kien quy dinh tai khoan 1,2 Dieu 4 cua quy che nay,

cong ty thuc hien lira chon cac to chuc, ca nhan co du dieu kien, tieu chi lam dai•> r \ i

ly xo so, dap ung nhu cau phat trien cua cong ty.4. Ho sa, thu tuc xin lam dai ly xo so:

- Dan xin lam dai ly xo so.- Ban sao Ho khau, chung minh nhan dan hoac can cudc cong dan co

chung thuc sao y ban chinh cua cac ca quan co tham quyen theo quy dinh hien hanh.

r * r , f- Ban sao giay chung nhan dang ky kinh doanh, giay chung nhan dang ky

thue co chung thuc sao y ban chinh cua cac ca quan co tham quyen theo quy dinh hien hanh.

v r y j

Can cu don xin lam dai ly va kha nang dap ung ve xo so, nhu cau phat trien tai moi thi trudng, khu vuc cua cong ty, Phdng Ke hoach kinh doanh khao sat nam chac tinh hinh tai chinh, nang lire tieu thu cua tirng trudng hop cu the de xuat Ban Tong Giam doc xem xet, quyet dinh viec ky ket hop dong dai ly xo so.

Dieu 5. Noi dung hop dong dai ly xo so:Hop dong dai ly xo so phai dugc lap bang van ban va phai bao gom cac noi

dung chu yeu sau day:1. Ten, dia chi, dai dien cua cac ben ky ket hgp dong dai ly xo so.

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2. Loai ve xo so nhan ban.r ^ r 4. or3. Phuong thuc phan phoi ve xo so dirge phep.

\ o r X f< r /Vl/N4. Phuong thuc, thu tuc giao nhan ve va tra ve xo so ban khong het.5. So luong ve xo so nhan ban.6. Hoa hong dai ly; phi uy quyen tra thudng doi voi dai ly dugc uy quyen

tra thuong cho khach hang trung thuong xo so (neu co).7. Phuong thuc thanh toan tien ban ve xo so, thai diem thanh toan tien ban

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ve xo so, ky han no.8. Hinh thuc bao dam thuc hien nghla vu thanh toan.9. Quyen va nghla vu cua cac ben ky ket hop dong.10. Xu ly vi pham va cac cam ket ve boi thuong thiet hai do vi pham hop

dong.11. Thai han hieu lire cua hap dong.Cac noi dung khac phuc vu yeu cau quan ly cua Cong ty nhung khong dugc

trai vai quy dinh cua phap luat.

Dieu 6. Hoa hong dai ly xo so:1. Hoa hong dai ly xo so la so tien ma Cong ty tra cho dai ly xo so dugc

tinh theo ty le phan tram (%) tren doanh thu ban ve cua dai ly xo so. Muc hoahong cu the do Cong ty quy dinh trong han muc toi da theo quy dinh cua Bo Tai chinh va dugc the hien tai hgp dong dai ly xo so.

2. Viec phan phoi muc hoa hong giua dai ly xo so vai dai ly xo so true thuoc va nguai ban ve xo so thuc hien tren ca sa thoa thuan giua cac ben.

X r r X ADieu 7. Bao dam nghla vu thanh toan cua dai ly xo so:1. Viec ap dung cac bien phap de bao dam nghla vu thanh toan cua cac dai

ly xo so doi vai cong ty dugc thuc hien theo quy dinh cua Chinh phu ve kinh doanh xo so va cac quy dinh cua phap luat dan sir hien hanh, bao gom:

r__ A A \ • o /s o A /s oa) The chap tai san dong san, bat dong san.b) So tiet kiem, chung thu bao lanh cua ngan hang.

2. Muc dam bao nghla vu thanh toan cua dai ly xo so doi vdi cong ty dugc quy dinh cu the nhu sau:

a) Doi vai so ve dai ly xo so nhan nhung chua den ngay phat hanh cua ve xo so, muc dam bao nghla vu thanh toan toi thieu dugc xac dinh nhu sau:

Hoa hong dair X Aly xo so dugc

huang

Muc dam bao nghla vu thanh = toan toi thieu

r o

So lugng ve xo so nhan ban

Menh gia ve xo so

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b) Doi vai so ve dai ly xo so nhan va da xac dinh dugc la da ban dirge trong ky, muc dam bao nghla vu thanh toan b^ng 100% tong gia tri ve xo so da ban dugc tru di hoa hong dai ly xo so dugc hubng theo quy dinh.

3. Trinh tu, thu tuc dang ky giao dich bao dam doi vai cac tai san su dung de bao dam nghla vu thanh toan dugc thuc hien theo quy dinh cua phap luat vh giao dich bao dam va dang ky giao djeh bao dam.

4. Doi vai cac tai san la bat dong san, dong san,.. .dung de bao dam nghla vu

thanh toan phai dugc ca quan tham dinh gia tham dinh de xac dinh gia tri tai san dung de bao dam thanh toan.

5. Ty 1? gia tri nhan bao dam thanh toan so vdi gia tri tai san do cong ty va cac dai ly xo so thoa thuan, thong nhat, nhung phai bao dam kha nang thu hoi ng khi co vi pham hgp dong.

Dieu 8. Ky han ng:Ky han ng cua dai ly xo so doi vai cong ty dugc quy dinh cu the nhu sau:1. Doi vai loai hinh xo so truyen thong, loai hinh xo so 16 to: toi da khong

qua 21 ngay (03 tuan), ke tu ngay ve xo so dugc phat hanh.or r r or r r

2. Doi vai loai hinh xo so cao biet ket qua ngay, xo so boc biet ket qua ngay: toi da moi thang mot lan dai ly xo so phai lam thu tuc thanh toan vai cong ty ve so tien ve da ban dugc trong ky, dong thai xac dinh so ve con lai de tiep tuc theo doi, thanh toan trong cac ky tiep theo.

3. Can cu dieu kien thuc te, dac diem phat hanh, so lan ma thuang cua loai hinh xo so truyen thong trong tuan, cong ty quyet dinh cu the ve thai han phai hoan thanh viec thanh toan tien mua ve xo so cua cac dai ly xo so nhung dam bao khong vugt qua muc quy dinh neu tren.

4. Den thai han thanh toan tien mua ve xo so ma cac dai ly xo so khong thanh toan hoac thanh toan khong day du vai cong ty theo hgp dong dai ly xo so da ky ket, cong ty dugc quyen ngung ban ve xo so cho cac dai ly xo so va ap dung cac bien phap can thiet de thu hoi tien ban ve xo so theo quy dinh cua phap luat dan su bao gom: ban tai san cam co; phat mai tai san the chap; thu hoi hoac ban tai san dat ege, tai san ky quy, the chap; yeu cau ben bao lanh thanh toan so tien da nhan bao lanh cho cac dai ly xo so.

Dieu 9. Uy quyen dai ly xo so tra thuang:Cong ty co the uy quyen cho dai ly xo so thuc hien tra thuong cho khach

hang trung thuong. Viec uy quyen phai dap ung cac yeu cau sau:1. Can cu theo nang luc cua tung dai ly xo so, cong ty quyet dinh gia tri

giai thuong uy quyen tra thuong cho tung dai ly xo so.> o y o r r

2. Viec uy quyen phai dugc the hien trong hgp dong dai ly xo so ky ket• a y 9 r 0 rgiua cong ty va dai ly xo so.

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3. Dai ly xo so nhan uy quyen phai chiu trach nhiem ve tinh chinh xac, trung thirc cua ve trung thirong da tra thudng va khong dugc thu bat cu khoan phi nao cua khach hang trung thudng. Dai ly xo so tu chiu trach nhiem trudc phap luat neu co khieu kien cua khach hang ve viec thu phi cua khach hang

trung thudng.4. Cong ty co quyen kiem tra cac dai ly xo so trong viec thuc hien uy quyen

tra thudng. Truong hop phat hien dai ly xd so khong chap hanh dung quy dinh cua phap luat va hop dong da ky ket ve viec uy quyen tra thudng, cdng ty co quydn cham dut viec uy quyen tra thudng cua dai ly xd so.

Dieu 10. Ke hoach dieu chinh ve so phat hanh:Can cu kha nang va dieu kien kinh doanh cua tung dai ly xd so, cdng ty co

ke hoach phan phdi ve tu dau nam cho cac dai ly. Hang thang dura vao ty le tieu thu binh quan cua tung dai ly xd so va nhu cau phat then kinh doanh, bien phap dieu hanh nham dam bao boat dong cua cdng ty dat hieu qua, phat trien ben

vung ma cdng ty co ke hoach dieu chinh cu the:1. Dieu chinh tang ve:

t r *7/v • r XDai ly xd so phai dat va vuot ty le theo quy dinh cua cdng ty hoac dai ly xd

so dap ung nhu cau phat trien thi trudng cua cdng ty tai tung thbi diem.Can cu nang lire cua tung dai ly xd so, nhu cau phat trien thi truong cua

cdng ty, phdng Ke hoach kinh doanh danh gia kha nang, dieu kien cua tung dai ly xd so va de xuat Tong giam ddc quyet dinh dieu chinh tang ve.

2. Dieu chinh giam ve:Phdng Ke hoach kinh doanh xem xet va de xuat Tong Giam ddc quyet dinh

dieu chinh giam ve trong cac trudng hop sau:- Dai ly xd so tieu thu khong dat ty le theo yeu cau cua cdng ty tai tung

thbi diem hoac vi pham cac ndi dung theo hop dong da ky ket vdi cdng ty.- Do cdng ty thuc hien cac bien phap dieu hanh nham dam bao boat dong

kinh doanh cua cdng ty dat hieu qua, phat trien ben vung.XX /v a X ADieu 11. Quyen va nghla vu cua Cdng ty trong boat dong dai ly xo so:

1. Cdng ty cd cac quyen sau:a) Lira chon cac to chuc, ca nhan de ky ket hop dong dai ly xd so.b) Nhan va quan ly tai san cam cd hoac tai san the chap cua dai ly xd so;

yeu cau dai ly xd so tang tai san cam cd, the chap, tien ky quy tuong ung voi lugng ve nhan tang them.

c) Quy dinh muc thanh toan hoa hong dai ly trong hop dong dai ly xd so theo quy dinh cua Bd Tai chinh.

d) Yeu cau dai ly xd so thanh toan tien ban ve xd so theo hop dong.e) Uy quyen dai ly xd so tra thudng.

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f) Kiem tra, giam sat viec chap hanh cac quy dinh tai Quy ch§ ve dai ly xo so kien thiet va hop dong dai ly xo so da ky ket.

2. Cong ty co nghla vu sau:a) Huong dan the If dir thudng va cung cap day du, chinh xac cac thong

tin can thiet ve loai hinh xo so, dot xo so phat hanh, ket qua trung thudng, cac nghiep vu chuyen mon lien quan den viec ban ve xo so cua dai ly.

b) Thuc hien dung cam ket trong hop dong vdi dai ly xo so.c) Chiu trach nhiem giai quyet cac vudng mac lien quan den to ve xo so.d) Thanh toan hoa hong theo thda thuan trong hop dong dai ly xo so.e) Hoan tra cho dai ly xo so tai san cam co, the chap, tien ky quy theo

thda thuan ghi trong hop dong khi dai ly xo so giam luong ve nhan ban hoac cham dut hop dong dai ly xo so.

f) Ho tro dai ly xo so md rong viec phat hanh ve theo quy dinh cua hop dong dai ly xo so giua Cong ty va dai ly xo so.

Dieu 12. Quyen va nghla vu cua dai ly xo so:1. Dai ly xo so co quyen sau:

a) Lira chon va ky ket hop dong dai ly xo so vdi mot hoac nhieu Cong ty tuy theo kha nang dam nhan.

t r n •> r \

b) Dugc nhan ve xo so va to chuc tieu thu ve xo so theo hop dong da kyvdi Cong ty.

# f r

c) Dugc tra lai ve ban khdng het (ve e) theo dung cac quy dinh cua Cong ty.d) Dugc hudng hoa hong dai ly xo so va nhung quyen Igi hgp phap khac

tu boat dong dai ly mang lai.e) Nhan uy quyen tra thudng cua cong ty ddi vdi ve xo so kien thiet

trung thudng.f) Dugc cong ty hudng dan nghiep vu, cung cap thong tin can thiet va

cac dieu kien khac de thuc hien hgp dong dai ly xo so.g) Dugc yeu cau cong ty hoan tra mot phan hoac toan bo tien ky quy

hoac tai san the chap theo thoa thuan trong hgp dong dai ly xo so khi giam lugng ve nhan ban hoac cham dut hgp dong dai ly xo so.

h) Dugc tham gia y kien dong gop vdi Cong ty ve nhung bien phap cai tien loai hinh xo so, thay doi co cau giai thudng va day manh tieu thu ve...

• f 7s. As. f rs*2. Dai ly xd so co nghla vu sau:a) Thuc hien cam ket trong hgp dong dai ly xo so da ky vdi cong ty.b) Gidi thieu, mdi chao, ban ve xo so kien thiet; cung cap cac thong tin

day du chinh xac cho ben mua ve xo so kien thiet.

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c) Tuyen truyen, giai thich va hirong dan cho ngudi mua ve xo so cacr y r i r r %

van de lien quan den boat dong xo so kien thiet.d) Ban ve xo so cho ngudi tham gia xo so theo dung menh gia ghi tren td

ve, dung quy dinh ve pham vi thi trudng ban ve.e) Thuc hien dung cac cam ket ve nhan ve va tra lai ve ban khong het (ve

e) ve cdng ty va thanh loan day du, kip thdi tien ban ve theo dung hop dong dai ly xo so da ky ket.

f) Bao quan ve, chiu trach nhiem ve so luong, chat luong ve sau khi da nhan ve tu cdng ty theo quy dinh trong hop dong dai ly xo so.

o X X yg) Chiu su kiem tra, giam sat cua ca quan nha nude co tham quyen va cdng ty; thuc hien che do phan anh, bao cao tinh hinh boat dong dai ly va nhu cau thi hieu cua khach hang vdi Cdng ty.

h) Phat hien, phan anh kip thdi ngudi ghi de, chu de vdi ca quan phap luat va Cdng ty.

i) Chiu trach nhiem trude cdng ty va trude phap luat neu vi pham hop\ *•> r V #

dong dai ly xd so da ky ket vdi Cdng ty.X /y X XX /vDieu 13. Nghiem cam cac dai ly xo so co cac hanh vi sau day:

1. Tham gia so de dudi bat cu hinh thuc nao.2. Thong tin quang cao sai su that ve ndi dung, pham vi boat dong cua cdng

ty; the le du thudng, so trung thudng lam ton hai den quyen, lai ich hop phapO f

cua ben mua ve xd so.r

3. Canh tranh khach hang dudi hinh thuc bat hop phap nhu hua hen tra thudng cao hoac cac quyen lai khac ma cdng ty khdng cung cap cho khach hang.

f y • • sy X f o f /y4. Cac hanh vi nghiem cam khac cua phap luat.XX XXDieu 14. Dieu khoan danh gia nang lire kinh doanh cua dai ly xd so:

Hang nam can cu vao ket qua kinh doanh, dieu kien, nang lire cua dai ly xd so

va nhu cau phat trien thi trudng, Cdng ty se danh gia nang lire kinh doanh cua tung

dai ly xd so de xem xet, quyet dinh vide tai ky Hop dong dai ly xd so.

Chiro'ng III VI PHAM VA XlT LY

Dieu 15. Nhung vi pham trong boat dong dai ly xo so:1. No tien ban ve xd so vuqt qua thdi gian quy dinh trong hop dong.2. Vi pham thi trudng tieu thu ve xd so.3. Ban ve xd so cho ngudi tham gia xd so vuot qua menh gia ghi tren td ve.4. Gian lan trong vide ban ve, thanh toan ve trung thudng, thanh huy ve xd so.

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. *> / A /C nr 95. Cao sua ve xo so, lam ve xo so gia de linh thudng.6. Tham gia boat dong so de dirdi moi hinh thuc.7. Khong chap hanh dung quy dinh trong quy che nay.

Dieu 16. Xu* ly vi pham:Cac hanh vi vi pham quy dinh tai dieu 15 va nhung vi pham khac co lien

quan tuy theo muc do vi pham co the bi xu ly theo mot hoac nhieu hinh thuc duoi day:

1. Dinh chi tarn thbi hoac chain dut hop dong dai ly xo so.2. Boi thudng thiet hai vat chat.3. Xu phat hanh chinh hoac truy cuu trach nhiem hinh sir theo phap luat

hien hanh cua Nha nude.

Chuo’ng IVTO CHLTC THlTC HIEN • •

Dieu 17. To chuc thuc hien• •r nr • A r y r<1. Quy che nay dugc pho bien quan triet thi hanh rong rai den cac phong, to

nghiep vu, don vi true thuoc cong ty va cac dai ly xo so.2. Trong qua trinh thuc hien, neu co vudng mac phat sinh, phong Ke hoach

kinh doanh phai kip thbi bao cao CM tich Hoi dong thanh vien cong ty, Tong Giam doc cong ty de co chu truong, y kien chi dao thuc hien.

3. Trong trudng hop cac quy dinh cua phap luat co sir sua doi, bo sung hoac ban hanh mbi lam cho Quy che nay co dieu khoan khong con phu hop thi dieu khoan do khong dugc thi hanh, ma ap dung theo quy dinh mbi cua phap luat.

Dieu 18. Dieu khoan thi hanhr y y ^

Quy che nay gom 4 Chuong, 18 Dieu, co hieu luc thi hanh ke tu ngay ky

Quyet dinh ban hanh./.

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