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June 21, 2022 Gustavo CARUSO Head, Regulatory Activities Section Division of Nuclear Installations Safety Department of Nuclear Safety and Security Establishing a Safety Establishing a Safety Infrastructure for a National Infrastructure for a National Nuclear Power Programme Nuclear Power Programme

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IAEA – S AFETY I NFRASTRUCTURE 23 January Extract from DG’s 2008 General Conference speech: “Every country has the right to introduce nuclear power, as well as the responsibility to do it right.” Position of the IAEA Principle 1: Responsibility for safetyPrinciple 2: Role of governmentPrinciple 3: Leadership for safety

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Page 1: 23 January 2016 Gustavo C ARUSO Head, Regulatory Activities Section Division of Nuclear Installations Safety Department of Nuclear Safety and Security

May 3, 2023

Gustavo CARUSO

Head, Regulatory Activities Section Division of Nuclear Installations Safety

Department of Nuclear Safety and Security

Establishing a Safety Establishing a Safety Infrastructure for a National Infrastructure for a National Nuclear Power ProgrammeNuclear Power Programme

Page 2: 23 January 2016 Gustavo C ARUSO Head, Regulatory Activities Section Division of Nuclear Installations Safety Department of Nuclear Safety and Security

2IAEA – SAFETY INFRASTRUCTUREMay 3, 2023

Safety Infrastructure Guide DS424Safety Infrastructure Guide DS424

Increasing number of countries considering

the introduction of nuclear power.

Need to comply with the IAEA Safety Standards for

ensuring safety and enhancing international

confidence.

Development of the Safety Infrastructure Guide

DS424

Roadmap to apply the entire set of IAEA Safety Standards in countries

embarking on nuclear power

Page 3: 23 January 2016 Gustavo C ARUSO Head, Regulatory Activities Section Division of Nuclear Installations Safety Department of Nuclear Safety and Security

3IAEA – SAFETY INFRASTRUCTUREMay 3, 2023

Extract from DG’s 2008 General Conference speech: “Every country has the right to introduce nuclear power, as well as the responsibility to do it right.”

Position of the IAEAPosition of the IAEA

Principle 1: Responsibility for safety

Principle 2: Role of government

Principle 3: Leadership for safety

Page 4: 23 January 2016 Gustavo C ARUSO Head, Regulatory Activities Section Division of Nuclear Installations Safety Department of Nuclear Safety and Security

4IAEA – SAFETY INFRASTRUCTUREMay 3, 2023

Main phases of the safety infrastructure Main phases of the safety infrastructure development in the lifetime of a nuclear development in the lifetime of a nuclear power plant (based on INSAG-22)power plant (based on INSAG-22)

Phase 1

Safety infrastructure

before deciding to launch a

nuclear power programme

1~3 years

Phase 5Safety

infrastructure during

decommissio-ning and waste management

phases of a NPP

20~100+ years

Phase 3

Safety infrastructure

before commissioning and operation

7~10 years

Phase 4

Safety infrastructure

during operation of the

NPP

40~60 years

Phase 2

Safety infrastructure

before bidding process

3~7 years

Positive decision

Negative decision

The safety-related elements of the rationale for the negative decision have to

be clearly identified and

stated.

Safety Infrastructure Guide (DS424) constitutes a “Road-map” to apply the entire set of IAEA safety principles and requirements progressively during Phases 1, 2 and 3 of the implementation of a nuclear power programme.

Page 5: 23 January 2016 Gustavo C ARUSO Head, Regulatory Activities Section Division of Nuclear Installations Safety Department of Nuclear Safety and Security

5IAEA – SAFETY INFRASTRUCTUREMay 3, 2023

“Milestones” document IAEA NG-G-3.1

IAEA SAFETY STANDARDS

GUIDES

REQUIREMENTS

FUNDAMENTALS

IAEA Nuclear Power Support Group’s

BROCHURE

International Nuclear Safety Group’sREPORT-22

The central role of the Safety The central role of the Safety Infrastructure Guide DS424Infrastructure Guide DS424

Page 6: 23 January 2016 Gustavo C ARUSO Head, Regulatory Activities Section Division of Nuclear Installations Safety Department of Nuclear Safety and Security

6IAEA – SAFETY INFRASTRUCTUREMay 3, 2023

The main 3 roles of DS424The main 3 roles of DS424

1. Road-map to gradually apply the IAEA Safety Standards.

Page 7: 23 January 2016 Gustavo C ARUSO Head, Regulatory Activities Section Division of Nuclear Installations Safety Department of Nuclear Safety and Security

7IAEA – SAFETY INFRASTRUCTUREMay 3, 2023

The Structure of the Safety The Structure of the Safety Infrastructure Guide DS424Infrastructure Guide DS424

The Safety Infrastructure Guide (DS424) is structured in

accordance with the IAEA Safety Requirements.

Primarily used to help in enhancing newcomers’ Safety Infrastructure

and Capacity Building.

Providing and facilitating international cooperation and

coordination for building nuclear safety infrastructure.

Page 8: 23 January 2016 Gustavo C ARUSO Head, Regulatory Activities Section Division of Nuclear Installations Safety Department of Nuclear Safety and Security

8IAEA – SAFETY INFRASTRUCTUREMay 3, 2023

1 - National policy and strategy 2 - Global nuclear safety régime 3 - Legal framework 4 - Regulatory framework 5 - Transparency and openness 6 - Funding and financing 7 - External support organizations and

contractors 8 - Leadership and management for safety 9 - Human resources development10 - Research for safety and regulatory purposes11 - Radiation protection12 - Safety assessment13 - Safety of radioactive waste, spent fuel

management and decommissioning14 - Emergency preparedness and response15 - Operating organization16 - Site survey, site selection and evaluation17 - Design safety18 - Preparation for commissioning19 - Transport safety20 - Interfaces with nuclear security

GSR Part 5

NS-R-3

GSR Part 4

WS-R-5

GS-R-2

TS-R-1

GS-R-3

The 20 chapters of theSAFETY INFRASTRUCTURE

Guide DS424

GS-R-1

BSS-115

NS-R-2

NS-R-1

Page 9: 23 January 2016 Gustavo C ARUSO Head, Regulatory Activities Section Division of Nuclear Installations Safety Department of Nuclear Safety and Security

9IAEA – SAFETY INFRASTRUCTUREMay 3, 2023

Phase 1 Phase 2

Contract

Application for construction license

First concrete

Safety evaluation of the bids

Preparation of safety docum

entation

Assessm

ent by the regulatory body

Construction

phase

Issuance of thenuclear law

Issuance of safety

requirements needed for bid specification

Establishing the basic regulatory fram

ework

Site preparation

Fuel delivery

Issuance of theconstruction licence

Phase 3

1~3 years 3~7 years 7~10 years

Initial site survey

Environmental impact

assessment

Ready to invite bids

Ready to make a decision on whether or not to introduce nuclear power

Ready to commission and operate the first NPP

Some steps important to safety described Some steps important to safety described in the Safety Infrastructure Guidein the Safety Infrastructure Guide

Page 10: 23 January 2016 Gustavo C ARUSO Head, Regulatory Activities Section Division of Nuclear Installations Safety Department of Nuclear Safety and Security

10IAEA – SAFETY INFRASTRUCTUREMay 3, 2023

Involvement of the main entitiesInvolvement of the main entities

Involvement of the Government

Ready to invite bids

Ready to commission and operate the first NPP

Ready to make a decision on whether or not to introduce nuclear power

Phase 1 Phase 2 Phase 3

Involvement of the Regulatory Body in nuclear power activitiesestablishment

Involvement of the Operating Organizationestablishment

1~3 years 3~7 years 7~10 years

Page 11: 23 January 2016 Gustavo C ARUSO Head, Regulatory Activities Section Division of Nuclear Installations Safety Department of Nuclear Safety and Security

11IAEA – SAFETY INFRASTRUCTUREMay 3, 2023

The main 3 roles of DS424The main 3 roles of DS424

1. Road-map to gradually apply the IAEA Safety Standards.

2. Terms of reference to tailor the Safety Review Services.

Page 12: 23 January 2016 Gustavo C ARUSO Head, Regulatory Activities Section Division of Nuclear Installations Safety Department of Nuclear Safety and Security

12IAEA – SAFETY INFRASTRUCTUREMay 3, 2023

Importance of coordinationImportance of coordination

IAEA safety review missions based on internationally agreed safety standards are well established and are the best tools to build up confidence on the capacity of a country to develop safe nuclear energy.

Page 13: 23 January 2016 Gustavo C ARUSO Head, Regulatory Activities Section Division of Nuclear Installations Safety Department of Nuclear Safety and Security

13IAEA – SAFETY INFRASTRUCTUREMay 3, 2023

INIR Mission INIR Mission

Holistic reviews against the Milestones(Integrated Nuclear Infrastructure

Review)

Ph 1 OperationPh

2Ph 3

IRRSMissi

on

Safety peer reviews against the Safety Standards

(to address the safety-related infrastructure) Safety

Missionspre-OSART,

IRRS…

SitingMissio

n

Coordinating Safety reviews and Coordinating Safety reviews and Holistic reviews (INIR missions)Holistic reviews (INIR missions)

Page 14: 23 January 2016 Gustavo C ARUSO Head, Regulatory Activities Section Division of Nuclear Installations Safety Department of Nuclear Safety and Security

14IAEA – SAFETY INFRASTRUCTUREMay 3, 2023

Promote sharing ofPromote sharing of experienceexperience and and exchange of exchange of lessons learntlessons learnt among among senior regulatorssenior regulators

Promote the application of the IAEA Promote the application of the IAEA Safety Requirements and Safety Requirements and harmonizationharmonization of regulatory of regulatory approaches among Member Statesapproaches among Member States

IRRS ObjectivesIRRS Objectives

Page 15: 23 January 2016 Gustavo C ARUSO Head, Regulatory Activities Section Division of Nuclear Installations Safety Department of Nuclear Safety and Security

15IAEA – SAFETY INFRASTRUCTUREMay 3, 2023

Provide requesting Member States Provide requesting Member States with an with an objective reviewobjective review (Technical (Technical and Policy issues) of their regulatory and Policy issues) of their regulatory practices with respect topractices with respect to international safety standardsinternational safety standards

Provide the host country withProvide the host country with recommendations, suggestionsrecommendations, suggestions for for improvementsimprovements

IRRS ObjectivesIRRS Objectives

Page 16: 23 January 2016 Gustavo C ARUSO Head, Regulatory Activities Section Division of Nuclear Installations Safety Department of Nuclear Safety and Security

16IAEA – SAFETY INFRASTRUCTUREMay 3, 2023

IAEA IRRS IAEA IRRS PROGRAMMEPROGRAMME

• Romania, IRRS, UK, Romania, IRRS, UK, France, France, 20062006• Australia, Japan, Mexico, Australia, Japan, Mexico, 20072007 • Spain, Ukraine, Germany, Spain, Ukraine, Germany, 20082008• France (F), Canada, UK (2France (F), Canada, UK (2ndnd Mission), Russia, Mission), Russia,

VietnamVietnam, , 20092009• Japan (F), Iran, China, United States, Japan (F), Iran, China, United States, PolandPoland, ,

Pakistan, Pakistan, 20102010• Switzerland, Switzerland, UAEUAE, Slovenia, Spain (F), Korea, , Slovenia, Spain (F), Korea,

Slovakia, (+F) Slovakia, (+F) 20112011• Sweden, Bulgaria, Finland, Czech Rep., Sweden, Bulgaria, Finland, Czech Rep., Embarking Embarking

CountriesCountries, (+F), , (+F), 20122012• Hungary, Belgium, Netherlands, Brazil, South Africa, Hungary, Belgium, Netherlands, Brazil, South Africa,

Embarking Countries ….. Follow-ups, (2013/14)Embarking Countries ….. Follow-ups, (2013/14) • ++ Ongoing Requests from Smaller Programmes Ongoing Requests from Smaller Programmes

Page 17: 23 January 2016 Gustavo C ARUSO Head, Regulatory Activities Section Division of Nuclear Installations Safety Department of Nuclear Safety and Security

17IAEA – SAFETY INFRASTRUCTUREMay 3, 2023

The main 3 roles of DS424The main 3 roles of DS424

1. Road-map to gradually apply the IAEA Safety Standards.

2. Terms of reference to tailor the Safety Review Services.

3. Training framework for embarking countries.

Page 18: 23 January 2016 Gustavo C ARUSO Head, Regulatory Activities Section Division of Nuclear Installations Safety Department of Nuclear Safety and Security

18IAEA – SAFETY INFRASTRUCTUREMay 3, 2023

Phasing the Training ProgrammePhasing the Training Programme

Phase 1

M1: decision

Phase 2 Phase 3

M3: commissioning

Operation

Before contract After contract

IAEA plays amore relevant role

Most of the trainingprovided by the vendor

and by the RB that have licensed a similar facility

M2: call for tenders

Page 19: 23 January 2016 Gustavo C ARUSO Head, Regulatory Activities Section Division of Nuclear Installations Safety Department of Nuclear Safety and Security

19IAEA – SAFETY INFRASTRUCTUREMay 3, 2023

Conclusion: the main 3 roles of the Conclusion: the main 3 roles of the Safety Infrastructure Guide DS424Safety Infrastructure Guide DS424

1. Road-map to gradually apply the IAEA Safety Standards.

2. Terms of reference to tailor the Safety Review Services.

3. Training framework for embarking countries.

Page 20: 23 January 2016 Gustavo C ARUSO Head, Regulatory Activities Section Division of Nuclear Installations Safety Department of Nuclear Safety and Security

20IAEA – SAFETY INFRASTRUCTUREMay 3, 2023

Support to Member States on Support to Member States on Nuclear SafetyNuclear Safety

PHASE 1

•Workshops on Safety Infrastructure (Guide DS424)

• Experts Missions on Siting of NPPs

• Site Evaluation Review Service

• Expert Missions on Governmental and Regulatory Framework

• Workshops on Management of Safety

• Expert Safety Missions on Capacity Building

Page 21: 23 January 2016 Gustavo C ARUSO Head, Regulatory Activities Section Division of Nuclear Installations Safety Department of Nuclear Safety and Security

21IAEA – SAFETY INFRASTRUCTUREMay 3, 2023

Support to Member States on Support to Member States on Nuclear SafetyNuclear Safety

PHASE 2

• Expert Safety Missions on Capacity Building

• Integrated Regulatory Review Service (IRRS)

•PHASE 3

• Expert Safety Missions on Capacity Building

• OSART (NPP Construction)

Page 22: 23 January 2016 Gustavo C ARUSO Head, Regulatory Activities Section Division of Nuclear Installations Safety Department of Nuclear Safety and Security

22IAEA – SAFETY INFRASTRUCTUREMay 3, 2023

Thank you for your attention.

IAEA – Safety Infrastructure – [email protected]