33rd annual rma conference on securities...

En te rp r i se R isk • Cred i t R i sk • Ma rke t R i sk • Ope ra t i ona l R i sk • Regu la to r y Comp l i a nce • Secu r i t i e s Lend i ng

JOIN. ENGAGE. LEAD.

33RD ANNUAL RMA CONFERENCEON SECURITIES LENDING

The ORIGINAL industry wide conference sponsored and developed by securities lending and borrowing professionals for securities lending and borrowing professionals.

Boca Raton Resort & Club Boca Raton, FL October 10–13, 2016


Michael KelleherConference Co-chairJ.P. MorganNew York, NY

Patrick MorrisseyConference Co-chairVanguardMalvern, PA

Michael Kelleher Patrick Morrissey

We are honored to invite you to RMA’s 33rd Annual Conference on Securities Lending, the industry’s premier securities lending conference. The conference will take place from October 10-13, 2016 at Boca Raton Resort & Club in Boca Raton, Florida. Join industry leaders like yourself from agent lenders, borrowers, beneficial owners, and hedge funds and engage in forward-looking discussions on regulatory and market influences affecting our business. Additionally, the conference gives you an unmatched opportunity to meet and network with your significant counterparties.

The conference steering committee has developed an extensive business program providing practical solutions to current industry challenges you are facing designed to be immediately put into action. The steering committee as well as the moderators and panelists are industry experts representing a wide range of experience. Take advantage of Tuesday’s preconference sessions discussing the consequences of new regulatory, legal and capital reforms (including the Dodd-Frank Act, Basel III, and the FSB Shadow Banking Reform) as well as liquidity, financing, and balance sheet issues affecting securities lending. Other scheduled sessions will debate issues relating to industry documentation, including the ISDA Stay Protocol, data and transparency as well as operations and technology issues facing your institution.

To highlight this year’s conference, we are privileged to welcome two keynote speakers beginning with Anthony Scaramucci, Founder and Co-Managing Partner of SkyBridge Capital on Wednesday, October 12. Thursday we will welcome Glenn Booraem, Principal and Fund Controller at Vanguard.

Additional conference sessions will give you insight into money market reform, cash vs. noncash collateral, liquidity in the fixed income market, prime brokers’ trade strategy, and changes in the value chain. The conference will conclude with industry leaders debating the future of securities finance. We encourage you to attend these sessions and actively participate in the discussions to promote dialogue, share ideas, and debate the challenges facing our industry. Please take a moment to review the business program and information provided.

To make the most of your conference experience, join your peers as the conference opens with the Welcome to Boca Networking Reception on Monday, October 10th and stay following the business program for the closing reception on Thursday evening.

There are no forms to complete, just visit www.rmahq.org/asl2016 to register for the conference and make your hotel reservations.

We look forward to seeing you in Boca Raton!

Sincerely,

CONFERENCECOMMITTEE:Fran Garritt, RMAGlenn Horner, State StreetChristopher Kunkle, BMO Global Asset ManagementJudith Polzer, J.P. MorganThomas Poppey, Brown Brothers HarrimanJason Strofs, BlackRockMark Whipple, Goldman Sachs Agency Lending


CONFERENCE SPEAKERS

Glenn BooraemPrincipal and Fund Treasurer, Vanguard Group

Glenn Booraem, principal of the Vanguard Group, Inc. and the treasurer of each of the Vanguard Funds, has worked for Vanguard since 1989. He currently oversees the firm’s corporate governance program covering approximately US$2 trillion in equity market value. He also is responsible for global fund accounting operations, security valuation, and fund compliance monitoring for the Vanguard funds. For the past 5 years (2011–2015), he has been listed on the NACD’s Directorship 100 list of the “most influential people in corporate governance.” Booream earned a B.B.A. from Temple University and is a graduate of the Advanced Management Program at Harvard Business School.

JOIN. ENGAGE. LEAD.

SPEAKERS:• Emmanuel Aidoo, Director, Credit Suisse

• Andrea Aguiar, Executive Director, Morgan Stanley

• John W. Arnesen, Global Head Agency Lending, BNP Paribas

• Viktoria Baklanova, Senior Financial Analyst, US Treasury

• Alexander P. Blanchard, Head of US Repo, Goldman Sachs & Co

• Alina Casner, Senior Managing Councel & Managing Director, BNY Mellon

• Brendan P. Cusick, Managing Director, UBS

• Sean F. Dillon, Managing Director, State Street Global Advisors

• Bogdan Fleschiu, Executive Director, Investor Services, J.P. Morgan

• Robert Fort, Jr. Managing Director, BNY Mellon

• Duncan Foster, Executive Director, Morgan Stanley

• Fran Garritt, Director, Securities Lending, RMA

• Keith Haberlin, Senior Vice President, Brown Brothers Harriman

• Patrick Hennessey, Director, BlackRock

• Glenn Horner, Chairman, Committee on Securities Lending, RMA

• Patricia Hostin, Director, BlackRock

• Christopher Kunkle, Managing Director, BMO Global Asset Management

• Sue Ljekperic, Director, UBS Investment Bank

• Gregory J. Lyons, Partner, Debevoise & Plimpton LLP

• James Malgieri, Collateral Management and Segregation, BNY Mellon

• Michael P. McAuley, Managing Director, BNY Mellon

• Tamela Merriweather, SVP, Senior Managing Legal Counsel, Northern Trust

• Gene Meshechek, Global Head of Fixed Income, BlackRock

• Kristin Anne Missil, Senior Vice President, Northern Trust

• Frederick Nadd-Aubert, Managing Director, Credit Suisse

• John Nicholson, Managing Director, Citi

• Patrick O’Callaghan, Vice President, Goldman Sachs Asset Management

• Brian O’Hagen, Managing Director, Barclays Capital

• Tejash M. Patel, Managing Director, Morgan Stanley

• Thomas Poppey, Senior Vice President, Brown Brothers Harriman & Co

• Matthew Puscar, Executive Director, J.P. Morgan

• Robert Reardon, Jr., Executive Director, Morgan Stanley

• Anthony Schiavo, Managing Director, Morgan Stanley

• John D. Schwartz, Executive Director, J.P. Morgan

• Lisa Stephenson, Executive Director/Assistant General Counsel, J.P. Morgan

• Gregory Szabo, Director, Credit Suisse

• Martin Tell, Senior Managing Director, State Street

• John Tobin, Asset Manager, J.P. Morgan

• Jane M. Wagner, Senior Counsel, Vanguard Group Inc.

• Mark Wendland, Head of Global Fixed Income Finance, Citadel LLC

• Chen Xu, Associate, Debevoise & Plimpton LLP

• Robert S. Zekraus, Director, Scotiabank

Anthony ScaramucciFounder & Managing Partner, SkyBridge Capital Anthony Scaramucci is founder and managing partner of SkyBridge Capital. He hosts the television show Wall Street Week, and authored The Little Book of Hedge Funds: What You Need to Know about Hedge Funds but the Managers Won’t Tell You and Goodbye Gordon Gekko: How to Find Your Fortune without Losing Your Soul. Prior to founding SkyBridge, Scaramucci co-founded investment partnership Oscar Capital Management. He has served as a managing director in Lehman Brothers’ Investment Management Division and as a vice president in Private Wealth Management at Goldman Sachs & Co. He is vice chair of the Kennedy Center Corporate Fund Board, a board member of the Brain Tumor Foundation, a board member of Business Executives for National Security, and a trustee of the United States Olympic and Paralympic Foundation. Scaramucci holds a B.A. in Economics from Tufts University and a J.D. from Harvard Law School.

KEYNOTE SPEAKERS:

Thank you to our Conference Speakers who are Industry experts and represent a wide range of experience and expertise in many areas of our industry. For the current agenda and more conference information visit the conference website at www.rmahq.org/ASL2016.

THANK YOU TO OUR SPONSORS

THANK YOU TO OUR SPONSORS

DATALENDOUR INNOVATION. YOUR ADVANTAGE.

MONDAY, OCTOBER 108:00–10:00 p.m. Welcome ReceptionJoin us for food, drinks, Monday Night Football and MLB play-offs.Co-sponsored by: • Broadridge Financial Solutions• Pirum• Wells Fargo Advisors, LLC

TUESDAY, OCTOBER 1112:00–12:30 p.m. Light Lunch and refreshments Sponsored by: • ABN AMRO Clearing

12:30–2:00 p.m. Securities Lending and Borrowing Legal and Regulatory Round Table Overview of legal, tax and regulatory challenges facing the industry.

Capital and Liquidity Regulatory Issues Get updates on various capital and liquidity issues—single counterparty credit limits (SCCL), net stable funding ratio (NSFR), liquidity coverage ratio (LCR), supplemental leverage ratio (SLR), and risk-weighted assets (RWA)—affecting lending clients, broker dealers and agent lenders. Learn about possible divergence in the US and Europe, and standardized vs. advanced approaches to risk and exposure issues. Moderator: • Greg Lyons, Partner, Debevoise & Plimpton LLP

Industry Documentation and the ISDA Stay Protocol Learn about resolution planning, including the ISDA Stay Protocol, and an update on various jurisdictions. Gain insight into requests from broker dealers (primarily foreign) to move from transfer of title to pledge and learn about the impact to the business and documentation. Discover what impact Brexit will have on documentation.

Moderator: • Chen Xu, Associate, Debevoise & Plimpton LLC

2:00–2:30 p.m. Coffee Break Sponsored by: • ABN AMRO Clearing

2:30–3:00 p.m. RMA and SIFMA Update Get updates on the association’s activities, including OBFR, single counterparty credit limits, ISDA Stay Protocol, and various industry comment letters to regulators. Participants: • Fran Garritt, Director, Securities Lending, RMA• Glenn Horner, Chairman, Committee on Securities Lending, RMA

3:00–3:30 p.m. Securities Lending Operations and Technology Focus The following sessions will provide insight on current and future regulatory and market challenges on operations and technology.

Blockchain and Its Future Impact to YouDistributed ledgers offers a new approach to data management and sharing, which is proposed as a solution to many of the inefficiencies afflicting the industry, especially around clearance and settlement. The opportunity is a new architecture, where all capital market participants work from common datasets, in near real-time, and where supporting operations are either streamlined or made redundant. Moderator: • Emmanuel Aidoo, Director, Credit Suisse

3:30–4:00 p.m. Transparency and Disclosure: What Is the Impact of Data?Learn about data requirements and updates from FSB, SEC, EU, and OFR, including specific updates on the OFR pilot and SFTR. Everyone should be aware that SFTR is not only a EU concern; it will impact everyone’s business and requirements, including in the U.S. proposed changes to ALD will be discussed as well. Learn how the various data initiatives will affect the industry’s LEI program and its timeline. Moderator: • Kristin Missil, Senior Vice President, Northern Trust

4:00–5:00 p.m. Future Market and Regulatory Impacts on Securities Lending OperationsHear how agents and B/Ds determine their various system needs: automated trading, next generation software, and T+2 infrastructure. In the U.S., as the use of noncash collateral increases, what is the capacity impact of bilateral trades and will there be a drive to tri-party as noncash collateral increases? What is the role of vendors on post trade activity and what systems needs of the industry are not currently being addressed? Moderator: • Matthew Puscar, Executive Director, J.P. Morgan

6:00–8:00 p.m. Gala Cocktail ReceptionSponsored by: • BNY Mellon • Credit Suisse• E*Trade• Eurex Clearing • ICBC Financial Services• J.P. Morgan • Mizuho Securities USA, Inc • Morgan Stanley• South Street Securities• State Street

BUSINESS PROGRAM

Liquidity and capital rules, along with money market reform, are leading to structural changes in the mix of collateral and the reinvestment process for cash collateral.

WEDNESDAY, OCTOBER 127:30–8:45 a.m. Buffet BreakfastSponsored by: • Scotiabank

8:45–9:00 a.m. WelcomeMichael Kelleher Co-chair, J.P. MorganPatrick Morrissey, Co-chair, Vanguard

9:00–9:45 a.m. Money Market Reform and the Impact on CashThis October, money market reform–including floating rate NAV, gates, and fees–will be implemented. How will this impact the yield curve and liquidity, and will the industry trend towards separately managed accounts? What will agent lender’s resulting product mix be for their clients? How will this affect the amount of liquidity in cash reinvestment pools, and what will be the capital at risk for borrowers? Moderator: • Sean Dillon, Managing Director, State Street Global Advisors

9:45–10:30 a.m. Cash vs. Noncash Collateral Discussion Regulation is giving way to new methods of collateralizing trades. So where is this market headed? Learn about the rise of other noncash collateral, such as ETFs, and what a portfolio of collateral will look like in the future. How will it work operationally and what are areas of inefficiency and current industry needs that should be addressed? What are some of the impacts on capital and risk as the market settles, what about capital gains moving from fixed income to floating, and how does this move affect other asset classes? Moderator: • Frederick Nadd-Aubert, Managing Director, Credit Suisse

10:30–11:00 a.m. Coffee Break with the ExhibitorsCo-sponsored by:

• BNP Paribas• Brown Brothers Harriman & Co• Deutsche Bank Securities Inc.• Natixis• OCC• Pleeco• Transcend Street Solutions Inc.

11:00–12:00 p.m. Keynote Anthony Scaramucci, Founder and Co-Managing Partner, SkyBridge Capital

12:00–1:00 p.m. Fixed Income Markets and Global LiquidityFed interest rate policy, regulations, money market reform, and geopolitical risks have affected the structure of repo, treasuries, and the overall fixed income market? What impact have these factors had on the supply and demand for liquidity? What does this mean for central banks and their ability to transmit monetary policy? How will this affect global liquidity?

Moderator: • Alexander Blanchard, Head of US Repo, Goldman Sachs & Co

Business Program Adjourns for the Day

1:30–4:30 p.m. Tennis Tournament Sponsored by: • IHS Markit

5:30–7:30 p.m. RBC Reception Sponsored by: • RBC

THURSDAY, OCTOBER 137:30–8:45 a.m. Buffet BreakfastCo-sponsored by: • Dexia Credit Local• National Bank of Canada Financial Inc.

8:45–9:45 a.m. Prime Broker Participants and Trade Strategy Given the complexity of prime broker balance sheets: where they are domiciled, how they are organized, and the message of their hedge fund clients, what are their various trading strategies? Learn how these brokers have incorporated the following approaches: total return swaps, single stock futures, physical securities lending, and the pros and cons of each instrument. Which is most desirable given the current market and regulatory pressure? Where does each one fall short and what dictates the financing outcome? Moderator: • Tejash Patel, Managing Director, Morgan Stanley

9:45–10:45 a.m. Glenn Booraem, Principal & Fund Treasurer, Vanguard

10:45–11:15 a.m. Coffee Break with the ExhibitorsCo-sponsored by: • BNP Paribas• Brown Brothers Harriman & Co• Deutsche Bank Securities Inc.• Natixis• OCC• Pleeco• Transcend Street Solutions Inc.

11:15–12:00 p.m. Changes to the Traditional Value ChainAs markets change, how are business models changing? Learn how the industry is responding to recent trends, including peer-to-peer lending and situations where prime brokers act like agents and where agents act like prime brokers. Do different methods results in the same value proposition for your client? If so, how does it impact borrowers from a capital standpoint? What does this mean for agents with respect to regulatory oversight, their relationships with beneficial owners, and indemnification? Moderator: • John Arnesen, Global Head Agency Lending, BNP Paribas

12:00–1:00 p.m. Current and Future State of Securities Finance Hear industry leaders summarize topics discussed during the conference and their concerns about future developments affecting your institution every day. Discussion will include the regulatory impact on the industry, hedge fund demand, and how participants justify their fees. How are capital and balance sheets causing institutions to change their strategies? Panelists will also discuss market turbulence, such as Brexit, the erosion of the European securities lending markets, and emerging markets. Moderator:• Keith Haberlin, Senior Vice President, Brown Brothers Harriman

1:00–1:15 p.m. Closing Remarks and AcknowledgmentsBusiness program adjourns for the day.

1:30 p.m. Golf Tournament

Sponsored by: • BMO Global Asset Management

6:30–9:30 p.m. Reception

BUSINESS PROGRAM

CONFERENCE INFORMATION


Registrations are accepted throughout the conference. However, for your name to appear in the program binder, you must register on or before Friday, September 2, 2016.

To register for the conference, visit RMA’s website at www.rmahq.org/asl2016 and scroll down to the Conference Registration button.

Conference Registration Fees: After August 5, 2016: $1,900 Guest* of registered conference attendee: $275

*Please note: a guest is a spouse, significant other, or friend of a registered conference attendee and is not in the industry or in an industry-related position.

Name Badges

Attendees and guest MUST wear name badges to all conference sessions and events to gain admittance. Replacement badges will not be issued. No exceptions will be made. We appreciate your cooperation.

Receptions

All receptions are open to registered attendees and spouse/guests. Participants are responsible for making their own arrangements for all other meals.

Attire

Dress for the conference is business casual. We suggest bringing a light sweater or blazer to the business program so that you are prepared for variances in room temperatures.

Weather

The average temperature during the day in October is about 85° and in the evening around 70°.

Transportation

West Palm Beach Airport: approx. 28 miles. Fort Lauderdale/Hollywood International Airport: approx. 24 miles.

Speaker Presentations

Presentations will be available to download from two onsite Internet Kiosks, compliments of Northern Trust, to USB Flash Drives, compliments of ING Financial Markets LLC. RMA will not provide print copies.

Sponsorship Opportunities

If your organization is interested in sponsoring or exhibiting, please contact Kimberly Gordon at [email protected] for details.

System Technology Exhibits

We are pleased to offer opportunities for exhibits during the conference. Exhibit space is on a first-come, first-served basis. There is no exhibition fee, however, exhibiting companies must register a minimum of two representatives to manage the exhibit booth during conference hours and must complete an exhibitor agreement. If interested in exhibiting, email Kimberly Gordon at [email protected]. Exhibition days and times:• Wednesday, October 12, 7:45 a.m. – 1:00 p.m. • Thursday, October 13, 7:45 a.m. – 1:00 p.m.

Conference Exhibitors

• 4sight Financial Software • Broadridge Financial Solutions• EquiLend • FIS• Helix Financial Systems • IHS Markit• ION• Pleeco• Stonewain Systems Inc.• Trading Apps• Transcend Street Solutions, Inc. Please be sure to visit with our conference exhibitors during breakfast, coffee breaks, and throughout the conference.

Boca Discounts For Private Meetings

RMA has negotiated discounts with The Boca Raton Resort and Club for your private events and/or meetings that you conduct over the conference dates. The negotiated rates are: • 10% discount on published banquet food

and beverage pricing.• 10% discount on Boca by Design

(excludes labor and floor plans). Boca by Design provides DMC services, floral arrangements, and theme events.

• 10% discount on PSAV (excludes labor and rigging) on AV equipment rental

Email Jessica Galloway, convention services manager at [email protected] for more information and to take advantage of the discounts listed. Be sure to mention that you are with the RMA Annual Conference on Securities Lending to receive these discounts. A Private Event is an invitation-only outing, dinner party, or reception hosted by an organization or group other than RMA. Private events are not considered part of the conference program agenda and, as such, should not be held during or interfere with the conference program or sponsored events. Please refrain from holding events on Monday evening before 10:00 p.m. If your organization is planning an event for Tuesday, Wednesday, or Thursday evening, please plan to start the event for 7:30 p.m. or later. We ask that you please support the sponsors of all the conference events by recognizing their financial commitment to the particular event (food/beverage cost) and the conference. RMA appreciates your cooperation in refraining from scheduling other events, such as golf outings or special tours, during the conference business program. If you need assistance in planning an event at the Boca Raton Resort & Club, please contact Jessica Galloway, convention services manager at [email protected].

The various regulations that are being implemented have begun to have a profound impact on the securities lending market. While such regulations represent a threat to long standing industry practices, those entities that remain flexible and innovative will find new opportunities to prosper.

CONFERENCE INFORMATION

DATES TO REMEMBER

JOIN. ENGAGE. LEAD.En te rp r i se R isk • Cred i t R i sk • Ma rke t R i sk • Ope ra t i ona l R i sk • Regu la to r y Comp l i a nce • Secu r i t i e s Lend i ng

Bottled water: – EquiLendDelegate booklet – BM&F BovespaDelegate lanyards – FIS Notepads – Trading Apps Delegate bags – Stonewain Systems Inc. Flash drives – ING Financial Markets Internet kiosks – Northern Trust Hotel key cards – Eurex Clearing

SEPTEMBER 2, 2016 • Reservation cut-off date: Reservations received after this date will be accepted

based on hotel availability. Please be sure to book your reservation as early as possible! All changes/modifications and/or cancellations of hotel reservations must be emailed to [email protected].

• Registration vs. housing deadline: Any individual with a reservation at the conference rate must be a registered conference attendee with RMA not later than 5:00 p.m. (EST). RMA reserves the right to request that you cancel your hotel reservation or be charged the hotel rack rate.

SEPTEMBER 16, 2016• Full refund deadline: Written cancellations must be received by this date in

order to receive a full registration refund. Cancellations received after September 16 but before October 3 are subject to a service fee equal to 50% of the registration fee.

Note: Please read and keep your reservation and registration confirmations. These documents will have all of the important information you will

need for the conference.

Find us on Twitter and LinkedIn!

@RMASECLENDING #RMASL33

SPECIAL THANKSTO OUR PRODUCT SPONSORS

OCTOBER 3, 2016• This is the deadline for cancellations: Registration

fees (including those for spouse/guest) will not be refunded after this date. Substitutions from within the same organization can be made at any time.

SPONSORED NETWORKING/SPORTING EVENTS


Golf Tournament Sponsored by: BMO Global Asset ManagementGreen fees, cart rental, golf balls, tournament fees, and round trip transportation provided by sponsor. A boxed lunch and soft drink will also be provided for all players. Players are responsible for shoe and golf rentals.

Where: Boca Raton Resort & Club Golf CourseWhen: Thursday, October 13 Start time: 1:30 p.m.

Mixed Round Robin Tennis Tournament Sponsored by: IHS MarkitCourt fees, tennis balls, racquet rental, pro fees, snacks, and beverages provided by Markit.

Where: Boca Raton Resort & Club Tennis CourtsWhen: Wednesday, October 12 Start time: 1:30 p.m.

To register for a networking sporting event, check the appreciate box when completing your registration. Space is limited, be sure to register early and secure a spot. Please be mindful of the cost incurred by our sponsors when registering for these events. If you must cancel, email Kimberly Gordon at [email protected] as soon as possible as there are individuals on a wait list who will gladly take your place with appropriate advance notice.

The conference is a venue to BRING THE INDUSTRY TOGETHER, talk about employing

strategies, and correcting issues.

JOIN. ENGAGE. LEAD.

HOTEL ACCOMMODATIONS

Hotel Rates and Room TypesBoca Raton Resort and Club 501 East Camino Real Boca Raton, FLTel: 561-447-3175Reservation Coordinator: Matt Crossman at [email protected]

Room Types: • Cloister Traditional: $199.00 single/double + applicable taxes• Bungalow Rooms: $204.00 single/double + applicable taxes• Newly Renovated Luxury Cloister Estate: $229.00 single/double +

applicable taxes• Tower Room: $299.00 single/double + applicable taxes• Tower Jr Suite: $429.00 single/double + applicable taxes Boca Beach Club:Room Types/Rates:

• Beach Club Standard: $269.00 single/double + applicable taxes• Beach Club Ocean Vista: $379.00 single/double + applicable taxes• Bungalow One Bedroom Suite: $529.00 single/double + applicable taxes• Yacht Club Waterway: $429.00 single/double + applicable taxes• Yacht Club Commodore Lounge, privileges included: $569.00 single/

double + applicable taxes

501 East Camino Real Boca Raton, FLTel: 561-447-3175Reservation Coordinator: Matt Crossman at [email protected]

$20 DAILY RESORT FEE IS WAIVED COMPLIMENTS OF RMA FOR ALL REGISTERED CONFERENCE ATTENDEES.Upon check in at the Boca Resort you’ll receive a beautiful Conference Hotel Key Card sponsored by Eurex Clearing.

Hotel Reservations are available online until September 2, 2016. To reserve a room, click the Information Tab on the website, www.rmahq.org/asl2016. Click on the Book a Room button to make a reservation. A credit card is required at time of booking. This is a secure transaction using security and encryption coding software to protect the data provided and your privacy. Upon completion of your housing reservation you will receive a confirmation via email.

Hotel Cancellation Policy• A one-night deposit is required at the time of booking.• Your deposit is refundable if you cancel your reservation fourteen

(14) days or more prior to arrival. • Cancellations made less than fourteen (14) days but more than

seven (7) days will be charged the one night’s deposit.• Cancellations made less than seven (7) days and no shows will be

charged the full stay.

Please note: during the booking process and in the reservation confirmation you will see the standard resort cancellation policy listed. For RMA, the following policy will apply. RMA has included the resort fee in the room rate. All changes/modifications and cancellations must be emailed to Matt Crossman at [email protected]

Nestled in a Mediterranean inspired historic village and just a few steps from the stunning South Florida coastline, Boca Raton Resort and Club, a Waldorf Astoria Resort, is your luxurious home away from home. Many of its charming and sophisticated guest rooms come with a view of the Atlantic Ocean, Intercoastal Waterway, or the marina, and all guest rooms offer the latest amenities for your comfort. The hotel also provides concierge services to cater to your every need.


Reservations will be accepted until Friday, September 2!BOCA RATON RESORT AND CLUB

Rules and regulations are in various stages between proposed, finalized, and implemented. The compound effect of these various rules is an increased burden on operations and technology.


DATES AND LOCATIONS OF FUTURE CONFERENCES AND FORUMS

Please note: The dates and locations are provided for your information only. Hotel reservations will not be accepted at any hotel before RMA’s release date.

Visit these websites for registration details as they become available!

www.rmahq.orgwww.paslaonline.com

RMA STAFFFran Garritt Director [email protected]

Paul Guinan Manager [email protected]

Kimberly Gordon [email protected]

Rosemarie Casler Registrar [email protected]

RMA CONFERENCE ON SECURITIES LENDING34th Annual October 9–12, 2017The Ritz-Carlton, NaplesNaples, FL

35th Annual October 8–11, 2018The Ritz-Carlton Key Biscayne, MiamiKey Biscayne, FL

PASLA/RMA CONFERENCE ON ASIAN SECURITIES LENDING14th Annual 7–9 March 2017Conrad SeoulSouth Korea

THANKS TO OUR MEDIA PARTNERS:

JOIN. ENGAGE. LEAD.

33rd annual rma conference on securities...

Documents