990-pf return of private foundation12 investments - mortgage loans mmmmmmmmmmmmmmmm 13 investments -...

162
OMB No. 1545-0052 Return of Private Foundation Form 990-PF or Section 4947(a)(1) Nonexempt Charitable Trust Treated as a Private Foundation Department of the Treasury Internal Revenue Service Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements. À¾µµ , 2011, and ending , 20 For calendar year 2011 or tax year beginning Name of foundation A Employer identification number Telephone number (see instructions) Number and street (or P.O. box number if mail is not delivered to street address) Room/suite B City or town, state, and ZIP code If exemption application is pending, check here C I mmmmmmm I G Check all that apply: Initial return Initial return of a former public charity D 1. Foreign organizations, check here m 2. Foreign organizations meeting the 85% test, check here and attach computation Final return Address change Amended return I Name change mmmmmmmmm H Check type of organization: Section 501(c)(3) exempt private foundation If private foundation status was terminated under section 507(b)(1)(A), check here E I Other taxable private foundation Section 4947(a)(1) nonexempt charitable trust m I Fair market value of all assets at end J Accounting method: Cash Accrual If the foundation is in a 60-month termination under section 507(b)(1)(B), check here F I of year (from Part II, col. (c), line Other (specify) m I (Part I, column (d) must be on cash basis.) 16) $ (d) Disbursements Analysis of Revenue and Expenses (The Part I (a) Revenue and (b) Net investment (c) Adjusted net for charitable total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) expenses per income income purposes books (cash basis only) 1 Contributions, gifts, grants, etc., received (attach schedule) m if the foundation is not required to attach Sch. B I Check 2 mmmmmmmmm 3 Interest on savings and temporary cash investments 4 Dividends and interest from securities mmmm 5a Gross rents mmmmmmmmmmmmmmmmm b Net rental income or (loss) 6a Net gain or (loss) from sale of assets not on line 10 b Gross sales price for all assets on line 6a 7 Capital gain net income (from Part IV, line 2) m Revenue 8 Net short-term capital gain mmmmmmmmm mmmmmmmmmmmm 9 Income modifications a Gross sales less returns 10 mmmmm and allowances b Less: Cost of goods sold m c Gross profit or (loss) (attach schedule) mmmm 11 Other income (attach schedule) mmmmmmm 12 Total. Add lines 1 through 11 mmmmmmmm 13 Compensation of officers, directors, trustees, etc. mm 14 Other employee salaries and wages mmmmm 15 Pension plans, employee benefits mmmmmm 16a Legal fees (attach schedule) mmmmmmmmm b Accounting fees (attach schedule) mmmmmm c Other professional fees (attach schedule) mmm 17 Interest mmmmmmmmmmmmmmmmmmm 18 Taxes (attach schedule) (see instructions) mmmmmm 19 Depreciation (attach schedule) and depletion m 20 Occupancy mmmmmmmmmmmmmmmmm 21 Travel, conferences, and meetings mmmmmm 22 Printing and publications mmmmmmmmmm 23 Other expenses (attach schedule) mmmmmm 24 Total operating and administrative expenses. Add lines 13 through 23 mmmmmmmmmm Operating and Administrative Expenses 25 Contributions, gifts, grants paid mmmmmmm 26 Total expenses and disbursements. Add lines 24 and 25 27 Subtract line 26 from line 12: a Excess of revenue over expenses and disbursements mm b Net investment income (if negative, enter -0-) c Adjusted net income (if negative, enter -0-) mm JSA For Paperwork Reduction Act Notice, see instructions. Form 990-PF (2011) 1E1410 1.000 ALFRED P. SLOAN FOUNDATION ALFRED P. SLOAN FOUNDATION ALFRED P. SLOAN FOUNDATION 13-1623877 13-1623877 13-1623877 (212 212 212) 649 649 649-1649 1649 1649 630 FIFTH AVENUE 630 FIFTH AVENUE 630 FIFTH AVENUE 2550 2550 2550 NEW YORK, NY 10111 NEW YORK, NY 10111 NEW YORK, NY 10111 X X HYBRID ACCRUAL HYBRID ACCRUAL HYBRID ACCRUAL 1,653,512,812. 1,653,512,812. 1,653,512,812. 11,343,163. 11,343,163. 11,343,163. 20,425,424. 20,425,424. 20,425,424. 1,957,316. 1,957,316. 1,957,316. 8,668,215. 8,668,215. 8,668,215. 36,089,998. 36,089,998. 36,089,998. 1,257,369,401. 1,257,369,401. 1,257,369,401. 68,211,959. 68,211,959. 68,211,959. 674,613. 674,613. 674,613. 9,600,582. 9,600,582. 9,600,582. ATCH 1 ATCH 1 ATCH 1 50,065,090. 50,065,090. 50,065,090. 106,906,180. 106,906,180. 106,906,180. 3,047,380. 3,047,380. 3,047,380. 1,806,552. 1,806,552. 1,806,552. 956,581. 956,581. 956,581. 3,402,580. 3,402,580. 3,402,580. 1,001,128. 1,001,128. 1,001,128. 2,335,842. 2,335,842. 2,335,842. 3,290,094. 3,290,094. 3,290,094. 991,565. 991,565. 991,565. 1,082,181. 1,082,181. 1,082,181. 198,688. 198,688. 198,688. 89,040. 89,040. 89,040. 69,387. 69,387. 69,387. ATCH 2 ATCH 2 ATCH 2 106,740. 106,740. 106,740. 43,865. 43,865. 43,865. 28,875. 28,875. 28,875. ATCH 3 ATCH 3 ATCH 3 3,581,466. 3,581,466. 3,581,466. 3,243,245. 3,243,245. 3,243,245. 305,500. 305,500. 305,500. * ** ** ** 1,000,000. 1,000,000. 1,000,000. 1,682,983. 1,682,983. 1,682,983. 257,719. 257,719. 257,719. 1,422,661. 1,422,661. 1,422,661. 778,482. 778,482. 778,482. 128,484. 128,484. 128,484. 622,025. 622,025. 622,025. 37,934. 37,934. 37,934. 12,569. 12,569. 12,569. 25,365. 25,365. 25,365. ATCH 6 ATCH 6 ATCH 6 1,591,147. 1,591,147. 1,591,147. 11,464,329. 11,464,329. 11,464,329. 1,833,704. 1,833,704. 1,833,704. 18,717,494. 18,717,494. 18,717,494. 19,038,496. 19,038,496. 19,038,496. 8,682,121. 8,682,121. 8,682,121. 82,073,317. 82,073,317. 82,073,317. 75,008,312. 75,008,312. 75,008,312. 100,790,811. 100,790,811. 100,790,811. 19,038,496. 19,038,496. 19,038,496. 0 83,690,433. 83,690,433. 83,690,433. -50,725,721. -50,725,721. -50,725,721. 87,867,684. 87,867,684. 87,867,684. ATCH 4 ATCH 4 ATCH 4 * ** ** ** ATCH 5 ATCH 5 ATCH 5 76692K 700J 76692K 700J 76692K 700J 11/15/2012 11/15/2012 11/15/2012 10:22:12 AM 10:22:12 AM 10:22:12 AM V 11-6.1 V 11-6.1 V 11-6.1 0170665-00002 0170665-00002 0170665-00002

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Page 1: 990-PF Return of Private Foundation12 Investments - mortgage loans mmmmmmmmmmmmmmmm 13 Investments - other (attach schedule) mmmmmmmmmmmmm 14 Land, buildings, and I equipment: basis

OMB No. 1545-0052Return of Private FoundationForm 990-PF or Section 4947(a)(1) Nonexempt Charitable Trust

Treated as a Private FoundationDepartment of the TreasuryInternal Revenue Service Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements. À¾µµ

, 2011, and ending , 20For calendar year 2011 or tax year beginning

Name of foundation A Employer identification number

Telephone number (see instructions)Number and street (or P.O. box number if mail is not delivered to street address) Room/suite B

City or town, state, and ZIP code

If exemption application ispending, check here

C Im m m m m m mIG Check all that apply: Initial return Initial return of a former public charity D 1. Foreign organizations, check here m

2. Foreign organizations meeting the

85% test, check here and attach

computation

Final return

Address change

Amended return

IName change m m m m m m m m mH Check type of organization: Section 501(c)(3) exempt private foundation

If private foundation status was terminated

under section 507(b)(1)(A), check here

E IOther taxable private foundationSection 4947(a)(1) nonexempt charitable trust mI Fair market value of all assets at end J Accounting method: Cash Accrual If the foundation is in a 60-month termination

under section 507(b)(1)(B), check here

F

Iof year (from Part II, col. (c), line Other (specify) mI (Part I, column (d) must be on cash basis.)16) $

(d) DisbursementsAnalysis of Revenue and Expenses (The Part I (a) Revenue and (b) Net investment (c) Adjusted net for charitabletotal of amounts in columns (b), (c), and (d)

may not necessarily equal the amounts incolumn (a) (see instructions).)

expenses per income income purposesbooks

(cash basis only)

1 Contributions, gifts, grants, etc., received (attach schedule) mif the foundation is not required toattach Sch. BICheck2 m m m m m m m m m

3 Interest on savings and temporary cash investments

4 Dividends and interest from securities m m m m5 a Gross rents m m m m m m m m m m m m m m m m m

b Net rental income or (loss)

6 a Net gain or (loss) from sale of assets not on line 10b Gross sales price for all

assets on line 6a

7 Capital gain net income (from Part IV, line 2) m

Re

ve

nu

e

8 Net short-term capital gain m m m m m m m m mm m m m m m m m m m m m9 Income modificationsa Gross sales less returns10 m m m m mand allowances

b Less: Cost of goods sold mc Gross profit or (loss) (attach schedule) m m m m

11 Other income (attach schedule) m m m m m m m12 Total. Add lines 1 through 11 m m m m m m m m13 Compensation of officers, directors, trustees, etc. m m14 Other employee salaries and wages m m m m m15 Pension plans, employee benefits m m m m m m16a Legal fees (attach schedule) m m m m m m m m m

b Accounting fees (attach schedule) m m m m m mc Other professional fees (attach schedule) m m m

17 Interest m m m m m m m m m m m m m m m m m m m18 Taxes (attach schedule) (see instructions) m m m m m m19 Depreciation (attach schedule) and depletion m20 Occupancy m m m m m m m m m m m m m m m m m21 Travel, conferences, and meetings m m m m m m22 Printing and publications m m m m m m m m m m23 Other expenses (attach schedule) m m m m m m24 Total operating and administrative expenses.

Add lines 13 through 23 m m m m m m m m m m

Op

era

tin

g a

nd

Ad

min

istr

ati

ve E

xp

en

ses

25 Contributions, gifts, grants paid m m m m m m m26 Total expenses and disbursements. Add lines 24 and 25

27 Subtract line 26 from line 12:

a Excess of revenue over expenses and disbursements m mb Net investment income (if negative, enter -0-)

c Adjusted net income (if negative, enter -0-) m mJSAFor Paperwork Reduction Act Notice, see instructions. Form 990-PF (2011)

1E1410 1.000

ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

(((212212212))) 649649649---164916491649

630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUE 255025502550

NEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

XXX

XXX HYBRID ACCRUALHYBRID ACCRUALHYBRID ACCRUAL

1,653,512,812.1,653,512,812.1,653,512,812.

11,343,163.11,343,163.11,343,163. 20,425,424.20,425,424.20,425,424.

1,957,316.1,957,316.1,957,316. 8,668,215.8,668,215.8,668,215.

36,089,998.36,089,998.36,089,998.

1,257,369,401.1,257,369,401.1,257,369,401.

68,211,959.68,211,959.68,211,959.

674,613.674,613.674,613. 9,600,582.9,600,582.9,600,582. ATCH 1ATCH 1ATCH 150,065,090.50,065,090.50,065,090. 106,906,180.106,906,180.106,906,180.

3,047,380.3,047,380.3,047,380. 1,806,552.1,806,552.1,806,552. 956,581.956,581.956,581.

3,402,580.3,402,580.3,402,580. 1,001,128.1,001,128.1,001,128. 2,335,842.2,335,842.2,335,842.

3,290,094.3,290,094.3,290,094. 991,565.991,565.991,565. 1,082,181.1,082,181.1,082,181.

198,688.198,688.198,688. 89,040.89,040.89,040. 69,387.69,387.69,387.ATCH 2ATCH 2ATCH 2106,740.106,740.106,740. 43,865.43,865.43,865. 28,875.28,875.28,875.ATCH 3ATCH 3ATCH 3

3,581,466.3,581,466.3,581,466. 3,243,245.3,243,245.3,243,245. 305,500.305,500.305,500.***

****** 1,000,000.1,000,000.1,000,000.

1,682,983.1,682,983.1,682,983. 257,719.257,719.257,719. 1,422,661.1,422,661.1,422,661.

778,482.778,482.778,482. 128,484.128,484.128,484. 622,025.622,025.622,025.

37,934.37,934.37,934. 12,569.12,569.12,569. 25,365.25,365.25,365.

ATCH 6ATCH 6ATCH 6 1,591,147.1,591,147.1,591,147. 11,464,329.11,464,329.11,464,329. 1,833,704.1,833,704.1,833,704.

18,717,494.18,717,494.18,717,494. 19,038,496.19,038,496.19,038,496. 8,682,121.8,682,121.8,682,121.

82,073,317.82,073,317.82,073,317. 75,008,312.75,008,312.75,008,312.

100,790,811.100,790,811.100,790,811. 19,038,496.19,038,496.19,038,496. 000 83,690,433.83,690,433.83,690,433.

-50,725,721.-50,725,721.-50,725,721.

87,867,684.87,867,684.87,867,684.

ATCH 4ATCH 4ATCH 4*** ****** ATCH 5ATCH 5ATCH 576692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

Page 2: 990-PF Return of Private Foundation12 Investments - mortgage loans mmmmmmmmmmmmmmmm 13 Investments - other (attach schedule) mmmmmmmmmmmmm 14 Land, buildings, and I equipment: basis

Form 990-PF (2011) Page 2Attached schedules and amounts in thedescription column should be for end-of-yearamounts only. (See instructions.)

Beginning of year End of yearBalance Sheets Part II

(a) Book Value (b) Book Value (c) Fair Market Value

1 Cash - non-interest-bearing m m m m m m m m m m m m m m m m m m2 Savings and temporary cash investments m m m m m m m m m m m

I3 Accounts receivable

ILess: allowance for doubtful accounts

I4 Pledges receivable

ILess: allowance for doubtful accounts

5 Grants receivable m m m m m m m m m m m m m m m m m m m m m m6 Receivables due from officers, directors, trustees, and other

disqualified persons (attach schedule) (see instructions) m m m mI7 Other notes and loans receivable (attach schedule)

ILess: allowance for doubtful accounts

8 Inventories for sale or use m m m m m m m m m m m m m m m m m m9 Prepaid expenses and deferred charges m m m m m m m m m m m m

a10 Investments - U.S. and state government obligations (attach schedule)As

se

ts

m mb Investments - corporate stock (attach schedule) m m m m m m m mc Investments - corporate bonds (attach schedule) m m m m m m m m

11 Investments - land, buildings, Iand equipment: basisLess: accumulated depreciation I(attach schedule)

12 Investments - mortgage loans m m m m m m m m m m m m m m m m13 Investments - other (attach schedule) m m m m m m m m m m m m m

Land, buildings, and14 Iequipment: basisLess: accumulated depreciationI(attach schedule)

I15 Other assets (describe )

Total assets (to be completed by all filers - see the16

instructions. Also, see page 1, item I) m m m m m m m m m m m m mAccounts payable and accrued expenses17 m m m m m m m m m m mGrants payable18 m m m m m m m m m m m m m m m m m m m m m m mDeferred revenue19 m m m m m m m m m m m m m m m m m m m m m m

20 Loans from officers, directors, trustees, and other disqualified persons mMortgages and other notes payable (attach schedule)21 m m m m m

Lia

bil

itie

s

IOther liabilities (describe )22

23 Total liabilities (add lines 17 through 22) m m m m m m m m m m mIFoundations that follow SFAS 117, check here

and complete lines 24 through 26 and lines 30 and 31.

24 Unrestricted m m m m m m m m m m m m m m m m m m m m m m m m m25 Temporarily restricted m m m m m m m m m m m m m m m m m m m m26 Permanently restricted m m m m m m m m m m m m m m m m m m m m

Foundations that do not follow SFAS 117,check here and complete lines 27 through 31. I

27 Capital stock, trust principal, or current funds m m m m m m m m m28 Paid-in or capital surplus, or land, bldg., and equipment fund m m m m m29 Retained earnings, accumulated income, endowment, or other funds m m30 Total net assets or fund balances (see instructions) m m m m m m31 Total liabilities and net assets/fund balances (seeN

et

As

se

ts o

r F

un

d B

ala

nces

instructions) m m m m m m m m m m m m m m m m m m m m m m m m mAnalysis of Changes in Net Assets or Fund Balances Part III

Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with1

end-of-year figure reported on prior year's return) 1m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mEnter amount from Part I, line 27a2 2m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m

IOther increases not included in line 2 (itemize)3 3

Add lines 1, 2, and 34 4m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mIDecreases not included in line 2 (itemize)5 5

Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 306 m m m m m 6

Form 990-PF (2011)

JSA

1E1420 1.000

ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

750.750.750. 750.750.750. 750.750.750.

51,813,467.51,813,467.51,813,467. 117,779,010.117,779,010.117,779,010. 117,013,591.117,013,591.117,013,591.

ATCH 7ATCH 7ATCH 7ATCHATCHATCH 105,591,850.105,591,850.105,591,850. 65,290,798.65,290,798.65,290,798. 65,626,154.65,626,154.65,626,154.

ATCH 8ATCH 8ATCH 8ATCHATCHATCH 157,350,016.157,350,016.157,350,016. 160,925,974.160,925,974.160,925,974. 163,356,824.163,356,824.163,356,824.

ATCH 9ATCH 9ATCH 9ATCHATCHATCH 971,249,912.971,249,912.971,249,912. 900,347,888.900,347,888.900,347,888. 1,307,515,493.1,307,515,493.1,307,515,493.

1,286,005,995.1,286,005,995.1,286,005,995. 1,244,344,420.1,244,344,420.1,244,344,420. 1,653,512,812.1,653,512,812.1,653,512,812.

58,598,501.58,598,501.58,598,501. 65,041,133.65,041,133.65,041,133.

9,620,977.9,620,977.9,620,977. 6,123,221.6,123,221.6,123,221.ATCH 10ATCH 10ATCH 10ATCHATCHATCH

68,219,478.68,219,478.68,219,478. 71,164,354.71,164,354.71,164,354.

XXX

1,217,786,517.1,217,786,517.1,217,786,517. 1,173,180,066.1,173,180,066.1,173,180,066.

1,217,786,517.1,217,786,517.1,217,786,517. 1,173,180,066.1,173,180,066.1,173,180,066.

1,286,005,995.1,286,005,995.1,286,005,995. 1,244,344,420.1,244,344,420.1,244,344,420.

1,217,786,517.1,217,786,517.1,217,786,517.

-50,725,721.-50,725,721.-50,725,721.

1,167,060,796.1,167,060,796.1,167,060,796.

ATTACHMENT 11ATTACHMENT 11ATTACHMENT 11 -6,119,270.-6,119,270.-6,119,270.

1,173,180,066.1,173,180,066.1,173,180,066.

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

Page 3: 990-PF Return of Private Foundation12 Investments - mortgage loans mmmmmmmmmmmmmmmm 13 Investments - other (attach schedule) mmmmmmmmmmmmm 14 Land, buildings, and I equipment: basis

Form 990-PF (2011) Page 3

Capital Gains and Losses for Tax on Investment Income Part IV (b) Howacquired

P-PurchaseD-Donation

(c) Date acquired

(mo., day, yr.)

(d) Date sold(mo., day, yr.)

(a) List and describe the kind(s) of property sold (e.g., real estate,

2-story brick warehouse; or common stock, 200 shs. MLC Co.)

1a

b

c

d

e

(g) Cost or other basis(f) Depreciation allowed (h) Gain or (loss)(e) Gross sales price

plus expense of sale(or allowable) (e) plus (f) minus (g)

a

b

c

d

e

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minuscol. (k), but not less than -0-) or(j) Adjusted basis (k) Excess of col. (i)

(i) F.M.V. as of 12/31/69 Losses (from col. (h))as of 12/31/69 over col. (j), if any

a

b

c

d

e

If gain, also enter in Part I, line 72 Capital gain net income or (net capital loss) $ & 2If (loss), enter -0- in Part I, line 7

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):

If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in &Part I, line 8 3m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income Part V

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.Yes No

1 Enter the appropriate amount in each column for each year; see the instructions before making any entries.(a) (d)

(b) (c)Base period years Distribution ratio

Adjusted qualifying distributions Net value of noncharitable-use assetsCalendar year (or tax year beginning in) (col. (b) divided by col. (c))

2010

2009

2008

2007

2006

2 Total of line 1, column (d) 2m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the

number of years the foundation has been in existence if less than 5 years 3m m m m m m m m m m m4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5 4m m m m m m m m m m5 Multiply line 4 by line 3 5m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m6 Enter 1% of net investment income (1% of Part I, line 27b) 6m m m m m m m m m m m m m m m m m m m m7 Add lines 5 and 6 7m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m8 Enter qualifying distributions from Part XII, line 4 8m m m m m m m m m m m m m m m m m m m m m m m m m

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See thePart VI instructions.

JSA Form 990-PF (2011)1E1430 1.000

ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

SEE PART IV SCHEDULESEE PART IV SCHEDULESEE PART IV SCHEDULE

68,211,959.68,211,959.68,211,959.

000

XXX

81,999,899.81,999,899.81,999,899. 1,614,406,033.1,614,406,033.1,614,406,033. 0.0507930.0507930.050793

77,884,158.77,884,158.77,884,158. 1,471,290,040.1,471,290,040.1,471,290,040. 0.0529360.0529360.052936

82,001,137.82,001,137.82,001,137. 1,729,493,738.1,729,493,738.1,729,493,738. 0.0474130.0474130.047413

80,399,468.80,399,468.80,399,468. 1,856,951,720.1,856,951,720.1,856,951,720. 0.0432960.0432960.043296

73,158,157.73,158,157.73,158,157. 1,641,875,841.1,641,875,841.1,641,875,841. 0.0445580.0445580.044558

0.2389960.2389960.238996

0.0477990.0477990.047799

1,705,440,140.1,705,440,140.1,705,440,140.

81,518,333.81,518,333.81,518,333.

878,677.878,677.878,677.

82,397,010.82,397,010.82,397,010.

83,690,433.83,690,433.83,690,433.

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

Page 4: 990-PF Return of Private Foundation12 Investments - mortgage loans mmmmmmmmmmmmmmmm 13 Investments - other (attach schedule) mmmmmmmmmmmmm 14 Land, buildings, and I equipment: basis

Form 990-PF (2011) Page 4

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions) Part VI

7I and enter "N/A" on line 1.Exempt operating foundations described in section 4940(d)(2), check here1a m m mDate of ruling or determination letter: (attach copy of letter if necessary - see instructions)

*b Domestic foundations that meet the section 4940(e) requirements in Part V, check 18Ihere and enter 1% of Part I, line 27b m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mc All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of

Part I, line 12, col. (b).9

2Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)2 m m m3Add lines 1 and 23 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m44 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) m m m55 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- m m m m m m m m m m m m m

6 Credits/Payments:

6aa 2011 estimated tax payments and 2010 overpayment credited to 2011 m m m m6bb Exempt foreign organizations - tax withheld at source m m m m m m m m m m m m m6cc Tax paid with application for extension of time to file (Form 8868) m m m m m m m6dd Backup withholding erroneously withheld m m m m m m m m m m m m m m m m m m

7Total credits and payments. Add lines 6a through 6d7 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m8Enter any penalty for underpayment of estimated tax. Check here8 if Form 2220 is attached m m m m m m mI 99 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed m m m m m m m m m m m m m m m mIOverpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid 1010 m m m m m m m m m m

I11 Enter the amount of line 10 to be: Credited to 2012 estimated tax IRefunded 11

Statements Regarding Activities Part VII-A

Yes NoDuring the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate1a

1aor intervene in any political campaign? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mb Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of the

1binstructions for definition)? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mIf the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials published or

distributed by the foundation in connection with the activities.

1cc Did the foundation file Form 1120-POL for this year? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m md Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

II (2)(1) On the foundation. On foundation managers.$ $

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposede

I $on foundation managers.

2Has the foundation engaged in any activities that have not previously been reported to the IRS?2 m m m m m m m m m m m m m m m mIf "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of3

3incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes m m m m m m m m m m m m4a4a Did the foundation have unrelated business gross income of $1,000 or more during the year? m m m m m m m m m m m m m m m m m4bIf "Yes," has it filed a tax return on Form 990-T for this year?b m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m5Was there a liquidation, termination, dissolution, or substantial contraction during the year?5 m m m m m m m m m m m m m m m m m m

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:6

% By language in the governing instrument, or

% By state legislation that effectively amends the governing instrument so that no mandatory directions that

6conflict with the state law remain in the governing instrument? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m77 Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV

I8a Enter the states to which the foundation reports or with which it is registered (see instructions)

b If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General

(or designate) of each state as required by General Instruction G? If "No," attach explanation 8bm m m m m m m m m m m m m m m m m m9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or

4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV)? If "Yes," complete

Part XIV 9m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m10 Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses 10m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mForm 990-PF (2011)

JSA

1E1440 1.000

ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

878,677.878,677.878,677.

XXX

878,677.878,677.878,677.

000

878,677.878,677.878,677.

1,832,989.1,832,989.1,832,989.

1,832,989.1,832,989.1,832,989.

954,312.954,312.954,312.

954,312.954,312.954,312.

XXX

XXX

XXX

XXX

XXXATCH 12ATCH 12ATCH 12XXX

XXX

XXX

XXX

XXX

CA,DE,NY,CA,DE,NY,CA,DE,NY,

XXX

XXX

XXX

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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Form 990-PF (2011) Page 5

Statements Regarding Activities (continued) Part VII-A

11

12

13

14

15

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule (see instructions) 11

12

13

m m m m m m m m m m m m m m m m m m m m m m m m mDid the foundation make a distribution to a donor advised fund over which the foundation or a disqualified

person had advisory privileges? If "Yes," attach statement (see instructions) m m m m m m m m m m m m m m m m m m m m m m m m mDid the foundation comply with the public inspection requirements for its annual returns and exemption application?

Website address

The books are in care of

Located at

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here

and enter the amount of tax-exempt interest received or accrued during the year

m m m m mII ITelephone no.

I IZIP + 4

Im m m m m m m m m m m m m m m m m mI 15m m m m m m m m m m m m m m m m m m

Yes No16 At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority

over a bank, securities, or other financial account in a foreign country? 16

1b

1c

2b

3b

4a

4b

m m m m m m m m m m m m m m m m m m m m m m m m m m mSee the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes," enter the name of

the foreign country IStatements Regarding Activities for Which Form 4720 May Be Required Part VII-B

Yes NoFile Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

1

2

3

4

a

b

c

a

b

c

a

b

a

b

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? Yes Nom m m m m m m m(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a

disqualified person? Yes Nom m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? Yes Nom m m m m m m(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? Yes Nom m m m m m m m(5) Transfer any income or assets to a disqualified person (or make any of either available for

the benefit or use of a disqualified person)? Yes Nom m m m m m m m m m m m m m m m m m m m m m m m m m m(6) Agree to pay money or property to a government official? (Exception. Check "No" if the

foundation agreed to make a grant to or to employ the official for a period after

termination of government service, if terminating within 90 days.) Yes Nom m m m m m m m m m m m m m m mIf any answer is "Yes" to 1a(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? m m m m m m m m m m m m m m m m m mIOrganizations relying on a current notice regarding disaster assistance check here m m m m m m m m m m m m m m

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts, that

were not corrected before the first day of the tax year beginning in 2011? m m m m m m m m m m m m m m m m m m m m m m m m m m mTaxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2011, did the foundation have any undistributed income (lines 6d and

6e, Part XIII) for tax year(s) beginning before 2011? Yes Nom m m m m m m m m m m m m m m m m m m m m m m m mIIf "Yes," list the years , , ,

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to

all years listed, answer "No" and attach statement - see instructions.) m m m m m m m m m m m m m m m m m m m m m m m m m m m m mIf the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

I , , ,

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise

at any time during the year? Yes Nom m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mIf "Yes," did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation or

disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved by the

Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3) the lapse of

the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if the

foundation had excess business holdings in 2011.) m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mDid the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? m m m m m m m mDid the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011? m mForm 990-PF (2011)

JSA

1E1450 1.000

ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

XXX

XXX

XXX

WWW.SLOAN.ORGWWW.SLOAN.ORGWWW.SLOAN.ORG

CHRISTOPHER SIACHRISTOPHER SIACHRISTOPHER SIA 212-649-1649212-649-1649212-649-1649

630 5TH AVENUE NEW YORK, NY630 5TH AVENUE NEW YORK, NY630 5TH AVENUE NEW YORK, NY 10111-024210111-024210111-0242

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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Form 990-PF (2011) Page 6

Statements Regarding Activities for Which Form 4720 May Be Required (continued) Part VII-B

5 a During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? Yes Nom m m m m m(2) Influence the outcome of any specific public election (see section 4955); or to carry on,

directly or indirectly, any voter registration drive? Yes Nom m m m m m m m m m m m m m m m m m m m m m m m(3) Provide a grant to an individual for travel, study, or other similar purposes? Yes Nom m m m m m m m m m m m(4) Provide a grant to an organization other than a charitable, etc., organization described in

section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions) Yes Nom m m m m m m m m m m m m m(5) Provide for any purpose other than religious, charitable, scientific, literary, or educational

purposes, or for the prevention of cruelty to children or animals? Yes Nom m m m m m m m m m m m m m m m mb If any answer is "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? 5b

6b

7b

m m m m m m m m m m m m m mIOrganizations relying on a current notice regarding disaster assistance check here m m m m m m m m m m m m m m m

c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax

because it maintained expenditure responsibility for the grant? Yes Nom m m m m m m m m m m m m m m m m m mIf "Yes," attach the statement required by Regulations section 53.4945-5(d).

6 a

b

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums

on a personal benefit contract? Yes Nom m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mDid the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?

If "Yes," did the foundation receive any proceeds or have any net income attributable to the transaction?

m m m m m m m m m m m m7 a Yes Nom m

b m m m m m m m m m m m mInformation About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,and Contractors

Part VIII

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).(b) Title, and average

hours per weekdevoted to position

(c) Compensation(If not paid, enter

-0-)

(d) Contributions toemployee benefit plans

and deferred compensation

(a) Name and address (e) Expense account,other allowances

2 Compensation of five highest-paid employees (other than those included on line 1 - see instructions). If none, enter"NONE."

(d) Contributions toemployee benefit

plans and deferredcompensation

(a) Name and address of each employee paid more than $50,000(b) Title, and average

hours per weekdevoted to position

(c) Compensation(e) Expense account,

other allowances

ITotal number of other employees paid over $50,000 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mForm 990-PF (2011)

JSA

1E1460 1.000

ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

XXX

XXX

XXX

XXX

XXX

XXX

ATTACHMENT 13ATTACHMENT 13ATTACHMENT 13 XXX

XXX

XXX

XXX

ATTACHMENT 14ATTACHMENT 14ATTACHMENT 14 2,749,880.2,749,880.2,749,880. 488,808.488,808.488,808. 000

ATTACHMENT 15ATTACHMENT 15ATTACHMENT 15 1,567,144.1,567,144.1,567,144. 358,661.358,661.358,661. 000

282828

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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Form 990-PF (2011) Page 7

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,and Contractors (continued)

Part VIII

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE."(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation

ITotal number of others receiving over $50,000 for professional services m m m m m m m m m m m m m m m m m m m m m mSummary of Direct Charitable Activities Part IX-A

List the foundation's four largest direct charitable activities during the tax year. Include relevant statistical information such as the number oforganizations and other beneficiaries served, conferences convened, research papers produced, etc.

Expenses

1

2

3

4

Summary of Program-Related Investments (see instructions) Part IX-B AmountDescribe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.

1

2

All other program-related investments. See instructions.

3

ITotal. Add lines 1 through 3 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mForm 990-PF (2011)

JSA

1E1465 1.000

ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

DALTON DISTRESSED MORTGAGEDALTON DISTRESSED MORTGAGEDALTON DISTRESSED MORTGAGE

LOS ANGELES, CA 90025LOS ANGELES, CA 90025LOS ANGELES, CA 90025 INVESTMENT MGMT FEEINVESTMENT MGMT FEEINVESTMENT MGMT FEE 1,014,777.1,014,777.1,014,777.

MARSICO CAPITALMARSICO CAPITALMARSICO CAPITAL

DENVER, CO 80202DENVER, CO 80202DENVER, CO 80202 INVESTMENT MGMT FEEINVESTMENT MGMT FEEINVESTMENT MGMT FEE 437,983.437,983.437,983.

SILCHESTER INTERNATIONAL INVESTORSSILCHESTER INTERNATIONAL INVESTORSSILCHESTER INTERNATIONAL INVESTORS

NEW YORK, NY 10017NEW YORK, NY 10017NEW YORK, NY 10017 INVESTMENT MGMT FEEINVESTMENT MGMT FEEINVESTMENT MGMT FEE 407,449.407,449.407,449.

PZENA INVESTMENT MANAGEMENT LLCPZENA INVESTMENT MANAGEMENT LLCPZENA INVESTMENT MANAGEMENT LLC

NEW YORK, NY 10036NEW YORK, NY 10036NEW YORK, NY 10036 INVESTMENT MGMT FEEINVESTMENT MGMT FEEINVESTMENT MGMT FEE 397,878.397,878.397,878.

BANK OF NEW YORK MELLONBANK OF NEW YORK MELLONBANK OF NEW YORK MELLON

EVERETT, MA 02149EVERETT, MA 02149EVERETT, MA 02149 INVESTMENT CUSTODYINVESTMENT CUSTODYINVESTMENT CUSTODY 351,038.351,038.351,038.

101010

SUPPORT FOR BASIC RESEARCHSUPPORT FOR BASIC RESEARCHSUPPORT FOR BASIC RESEARCH

SEE GENERAL EXPLANATION FOR ADDITIONAL INFORMATIONSEE GENERAL EXPLANATION FOR ADDITIONAL INFORMATIONSEE GENERAL EXPLANATION FOR ADDITIONAL INFORMATION

314,524.314,524.314,524.

PUBLIC UNDERSTANDING OF SCIENCEPUBLIC UNDERSTANDING OF SCIENCEPUBLIC UNDERSTANDING OF SCIENCE

SEE GENERAL EXPLANATION FOR ADDITIONAL INFORMATIONSEE GENERAL EXPLANATION FOR ADDITIONAL INFORMATIONSEE GENERAL EXPLANATION FOR ADDITIONAL INFORMATION

65,421.65,421.65,421.

ECONOMIC PERFORMANCE AND QUALITY OF LIFEECONOMIC PERFORMANCE AND QUALITY OF LIFEECONOMIC PERFORMANCE AND QUALITY OF LIFE

SEE GENERAL EXPLANATION FOR ADDITIONAL INFORMATIONSEE GENERAL EXPLANATION FOR ADDITIONAL INFORMATIONSEE GENERAL EXPLANATION FOR ADDITIONAL INFORMATION

124,704.124,704.124,704.

SELECTED NATIONAL ISSUESSELECTED NATIONAL ISSUESSELECTED NATIONAL ISSUES

SEE GENERAL EXPLANATION FOR ADDITIONAL INFORMATIONSEE GENERAL EXPLANATION FOR ADDITIONAL INFORMATIONSEE GENERAL EXPLANATION FOR ADDITIONAL INFORMATION

96,253.96,253.96,253.

NONENONENONE

NONENONENONENONENONENONE

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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Form 990-PF (2011) Page 8

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)

Part X

1

purposes:

Average monthly fair market value of securities

Average of monthly cash balances

Fair market value of all other assets (see instructions)

Total (add lines 1a, b, and c)

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

1a

1b

1c

1d

a

b

c

d

e

Acquisition indebtedness applicable to line 1 assets

Subtract line 2 from line 1d

m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mm m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m

m m m m m m m m m m m m m m m m m m m m m m m m m m mm m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m

1e

2

3

4

2

3

4

5

6

m m m m m m m m m m m m m m m m m m m m mm m m m m m m m m m m m m m m m m m m m m m m m m m m m

m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mCash deemed held for charitable activities. Enter 1 1/2 % of line 3 (for greater amount, see

instructions)

5m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

Minimum investment return. Enter 5% of line 56m mm m m m m m m m m m m m m m m m m m m m m m m m m m m m m m

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating Part XI

Ifoundations and certain foreign organizations check here and do not complete this part.)

11 Minimum investment return from Part X, line 6 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m2a

2b

2 a Tax on investment income for 2011 from Part VI, line 5 m m m m m m m mb Income tax for 2011. (This does not include the tax from Part VI.) m m m

2c

3

c Add lines 2a and 2b m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m3 Distributable amount before adjustments. Subtract line 2c from line 1 m m m m m m m m m m m m m m m m m m4 Recoveries of amounts treated as qualifying distributions 4

5

6

7

m m m m m m m m m m m m m m m m m m m m m m m m m5 Add lines 3 and 4 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m6 Deduction from distributable amount (see instructions) m m m m m m m m m m m m m m m m m m m m m m m m m m7 Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mline 1

Qualifying Distributions (see instructions) Part XII

1 Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc. - total from Part I, column (d), line 26

Program-related investments - total from Part IX-B

purposes

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)

Cash distribution test (attach the required schedule)

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income.

Enter 1% of Part I, line 27b (see instructions)

Adjusted qualifying distributions. Subtract line 5 from line 4

a

b

1a

1b

2

m m m m m m m m m m m m m m m m m2

m m m m m m m m m m m m m m m m m m m m m m m m m m m m mAmounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

3m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m

a

b

3a

3b

4

5

6

m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m4

5

m m m m m m m m m m m m m m m m m m m m m m m m m m mm m m m m m

6m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m

m m m m m m m m m m m m m m m m m m m m m m mNote. The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation

qualifies for the section 4940(e) reduction of tax in those years.

Form 990-PF (2011)

JSA

1E1470 1.000

ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

1,730,384,779.1,730,384,779.1,730,384,779.

1,026,531.1,026,531.1,026,531.

1,731,411,310.1,731,411,310.1,731,411,310.

1,731,411,310.1,731,411,310.1,731,411,310.

25,971,170.25,971,170.25,971,170.

1,705,440,140.1,705,440,140.1,705,440,140.

85,272,007.85,272,007.85,272,007.

85,272,007.85,272,007.85,272,007.

878,677.878,677.878,677.

878,677.878,677.878,677.

84,393,330.84,393,330.84,393,330.

673,083.673,083.673,083.

85,066,413.85,066,413.85,066,413.

85,066,413.85,066,413.85,066,413.

83,690,433.83,690,433.83,690,433.

83,690,433.83,690,433.83,690,433.

878,677.878,677.878,677.

82,811,756.82,811,756.82,811,756.

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

Page 9: 990-PF Return of Private Foundation12 Investments - mortgage loans mmmmmmmmmmmmmmmm 13 Investments - other (attach schedule) mmmmmmmmmmmmm 14 Land, buildings, and I equipment: basis

Form 990-PF (2011) Page 9

Undistributed Income (see instructions) Part XIII

(b)(a) (c) (d)

Years prior to 2010Corpus 2010 20111 Distributable amount for 2011 from Part XI,

line 7 m m m m m m m m m m m m m m m m m m m m mUndistributed income, if any, as of the end of 2011:2

a Enter amount for 2010 only m m m m m m m m m mTotal for prior years: 2 0 ,2 0 2 0b ,

3 Excess distributions carryover, if any, to 2011:

a From 2006 m m m m m mb From 2007 m m m m m mc From 2008 m m m m m md From 2009 m m m m m me From 2010 m m m m m mf Total of lines 3a through e m m m m m m m m m m m

4 Qualifying distributions for 2011 from Part XII,

Iline 4: $

a Applied to 2010, but not more than line 2a m m mb Applied to undistributed income of prior years

(Election required - see instructions) m m m m m m mc Treated as distributions out of corpus (Election

required - see instructions) m m m m m m m m m m md Applied to 2011 distributable amount m m m m me Remaining amount distributed out of corpus m m

5 Excess distributions carryover applied to 2011 m(If an amount appears in column (d), the sameamount must be shown in column (a).)

6 Enter the net total of each column asindicated below:

Corpus. Add lines 3f, 4c, and 4e. Subtract line 5a

Prior years' undistributed income. Subtractbline 4b from line 2b m m m m m m m m m m m m m m

c Enter the amount of prior years' undistributedincome for which a notice of deficiency has beenissued, or on which the section 4942(a) tax hasbeen previously assessed m m m m m m m m m m m m

d Subtract line 6c from line 6b. Taxableamount - see instructions m m m m m m m m m m m m

e Undistributed income for 2010. Subtract line4a from line 2a. Taxable amount - seeinstructions m m m m m m m m m m m m m m m m m mUndistributed income for 2011. Subtract lines

4d and 5 from line 1. This amount must be

distributed in 2012

f

m m m m m m m m m m m m m m7 Amounts treated as distributions out of corpus

to satisfy requirements imposed by section

170(b)(1)(F) or 4942(g)(3) (see instructions) m m m8 Excess distributions carryover from 2006 not

applied on line 5 or line 7 (see instructions) m m m9 Excess distributions carryover to 2012.

Subtract lines 7 and 8 from line 6a m m m m m m m10 Analysis of line 9:

a Excess from 2007 m m mb Excess from 2008 m m mc Excess from 2009 m m md Excess from 2010 m m me Excess from 2011 m m m

Form 990-PF (2011)

JSA

1E1480 1.000

ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

85,066,413.85,066,413.85,066,413.

29,361,568.29,361,568.29,361,568.

000999 000888 000777

83,690,433.83,690,433.83,690,433.

29,361,568.29,361,568.29,361,568.

54,328,865.54,328,865.54,328,865.

30,737,548.30,737,548.30,737,548.

000

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

Page 10: 990-PF Return of Private Foundation12 Investments - mortgage loans mmmmmmmmmmmmmmmm 13 Investments - other (attach schedule) mmmmmmmmmmmmm 14 Land, buildings, and I equipment: basis

Form 990-PF (2011) Page 10

Private Operating Foundations (see instructions and Part VII-A, question 9) Part XIV

1 a If the foundation has received a ruling or determination letter that it is a private operating

Ifoundation, and the ruling is effective for 2011, enter the date of the ruling m m m m m m m m m m m m mb Check box to indicate whether the foundation is a private operating foundation described in section 4942(j)(3) or 4942(j)(5)

Tax year Prior 3 years2 a Enter the lesser of the ad-

justed net income from PartI or the minimum investmentreturn from Part X for eachyear listed

(e) Total(a) 2011 (b) 2010 (c) 2009 (d) 2008

m m m m m m mb 85% of line 2a m m m m mc Qualifying distributions from Part

XII, line 4 for each year listed mAmounts included in line 2c not

used directly for active conduct

of exempt activities

d

m m m m me Qualifying distributions made

directly for active conduct of

exempt activities. Subtract line

2d from line 2c m m m m m m3 Complete 3a, b, or c for the

alternative test relied upon:

a "Assets" alternative test - enter:

(1) Value of all assets m m mValue of assets qualifying(2)under section

4942(j)(3)(B)(i) m m m m m"Endowment" alternative test-

enter 2/3 of minimum invest-

ment return shown in Part X,

line 6 for each year listed

b

m mc "Support" alternative test - enter:

Total support other than

gross investment income

(interest, dividends, rents,

payments on securities

loans (section 512(a)(5)),

or royalties)

(1)

m m m m m mSupport from general

public and 5 or more

exempt organizations as

provided in section 4942

(j)(3)(B)(iii)

(2)

m m m m m mLargest amount of sup-

port from an exempt

organization

(3)

m m m m mGross investment income(4) m

Supplementary Information (Complete this part only if the foundation had $5,000 or more in assetsat any time during the year - see instructions.)

Part XV

Information Regarding Foundation Managers:1

a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundationbefore the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of theownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:2

ICheck here if the foundation only makes contributions to preselected charitable organizations and does not acceptunsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations underother conditions, complete items 2a, b, c, and d.

a The name, address, and telephone number of the person to whom applications should be addressed:

b The form in which applications should be submitted and information and materials they should include:

c Any submission deadlines:

d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or otherfactors:

JSA Form 990-PF (2011)1E1490 1.000

ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

NOT APPLICABLENOT APPLICABLENOT APPLICABLE

N/AN/AN/A

N/AN/AN/A

ATTACHMENT 16ATTACHMENT 16ATTACHMENT 16

ATTACHMENT 17ATTACHMENT 17ATTACHMENT 17

ATTACHMENT 18ATTACHMENT 18ATTACHMENT 18

ATTACHMENT 19ATTACHMENT 19ATTACHMENT 19

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

Page 11: 990-PF Return of Private Foundation12 Investments - mortgage loans mmmmmmmmmmmmmmmm 13 Investments - other (attach schedule) mmmmmmmmmmmmm 14 Land, buildings, and I equipment: basis

Form 990-PF (2011) Page 11

Supplementary Information (continued) Part XV

3 Grants and Contributions Paid During the Year or Approved for Future PaymentIf recipient is an individual,show any relationship toany foundation manageror substantial contributor

Foundationstatus ofrecipient

Recipient Purpose of grant orcontribution

AmountName and address (home or business)

a Paid during the year

ITotal m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 3a

b Approved for future payment

ITotal m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 3b

Form 990-PF (2011)

JSA

1E1491 1.000

ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

75,008,312.75,008,312.75,008,312.

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

53,810,263.53,810,263.53,810,263.

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

Page 12: 990-PF Return of Private Foundation12 Investments - mortgage loans mmmmmmmmmmmmmmmm 13 Investments - other (attach schedule) mmmmmmmmmmmmm 14 Land, buildings, and I equipment: basis

Form 990-PF (2011) Page 12

Analysis of Income-Producing Activities Part XVI-A (e)

Related or exemptfunction income

(See instructions.)

Unrelated business income Excluded by section 512, 513, or 514Enter gross amounts unless otherwise indicated.

(a)

Business code

(b)

Amount

(d)

Amount

(c)

Exclusion code1 Program service revenue:

a

b

c

d

e

f

g Fees and contracts from government agencies

2 Membership dues and assessments m m m m m3 Interest on savings and temporary cash investments

4 Dividends and interest from securities m m m mNet rental income or (loss) from real estate:5

a Debt-financed property m m m m m m m m m mb Not debt-financed property m m m m m m m m

6 Net rental income or (loss) from personal property mOther investment income7 m m m m m m m m m m

8 Gain or (loss) from sales of assets other than inventory

9 Net income or (loss) from special events m m m10 Gross profit or (loss) from sales of inventory m m11 Other revenue: a

b

c

d

e

12 Subtotal. Add columns (b), (d), and (e) m m m m13 Total. Add line 12, columns (b), (d), and (e) 13m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m(See worksheet in line 13 instructions to verify calculations.)

Relationship of Activities to the Accomplishment of Exempt Purposes Part XVI-B

Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the

accomplishment of the foundation's exempt purposes (other than by providing funds for such purposes). (See instructions.)

Line No.

L

JSA Form 990-PF (2011)1E1492 1.000

ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

141414 11,343,163.11,343,163.11,343,163.

141414 1,957,316.1,957,316.1,957,316.

181818 36,089,998.36,089,998.36,089,998.

ROYALTIESROYALTIESROYALTIES 010101 1,531.1,531.1,531.

GRANT REFUNDSGRANT REFUNDSGRANT REFUNDS 010101 673,082.673,082.673,082.

50,065,090.50,065,090.50,065,090.

50,065,090.50,065,090.50,065,090.

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

Page 13: 990-PF Return of Private Foundation12 Investments - mortgage loans mmmmmmmmmmmmmmmm 13 Investments - other (attach schedule) mmmmmmmmmmmmm 14 Land, buildings, and I equipment: basis
Page 14: 990-PF Return of Private Foundation12 Investments - mortgage loans mmmmmmmmmmmmmmmm 13 Investments - other (attach schedule) mmmmmmmmmmmmm 14 Land, buildings, and I equipment: basis

FORM 990-PF - PART IVCAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME

PDate Date soldorKind of Property Description

acquiredDGross sale Depreciation Excess of GainCost or FMV Adj. basisprice less allowed/ FMV over orother as of as of

expenses of sale adj basis (loss)allowable basis 12/31/69 12/31/69

JSA1E1730 1.000

ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

COLCHESTER GLOBAL INVESTMENTSCOLCHESTER GLOBAL INVESTMENTSCOLCHESTER GLOBAL INVESTMENTS VARVARVAR VARVARVAR

111,732.111,732.111,732.

DODGE AND COXDODGE AND COXDODGE AND COX VARVARVAR VARVARVAR

-449,722.-449,722.-449,722.

PRIMARY CASHPRIMARY CASHPRIMARY CASH VARVARVAR VARVARVAR

3,357.3,357.3,357.

WELLINGTON TIPS & TRYSWELLINGTON TIPS & TRYSWELLINGTON TIPS & TRYS VARVARVAR VARVARVAR

809,462.809,462.809,462.

AG CAPITAL RECOVERY PARTNERSAG CAPITAL RECOVERY PARTNERSAG CAPITAL RECOVERY PARTNERS VARVARVAR VARVARVAR

30,352.30,352.30,352.

AG CAPITAL RECOVERY PARTNERS IIAG CAPITAL RECOVERY PARTNERS IIAG CAPITAL RECOVERY PARTNERS II VARVARVAR VARVARVAR

37,291.37,291.37,291.

CENTERBRIDGE CREDITCENTERBRIDGE CREDITCENTERBRIDGE CREDIT VARVARVAR VARVARVAR

64,004.64,004.64,004.

CLIFTON CASHCLIFTON CASHCLIFTON CASH VARVARVAR VARVARVAR

291,157.291,157.291,157.

DALTON DISTRESSED MORTGAGEDALTON DISTRESSED MORTGAGEDALTON DISTRESSED MORTGAGE VARVARVAR VARVARVAR

3,696,016.3,696,016.3,696,016.

OZ OVERSEAS FUND LTD.OZ OVERSEAS FUND LTD.OZ OVERSEAS FUND LTD. VARVARVAR VARVARVAR

121.121.121.

PRIVATVARDEPRIVATVARDEPRIVATVARDE VARVARVAR VARVARVAR

-655,892.-655,892.-655,892.

SPINNAKER GLOBALSPINNAKER GLOBALSPINNAKER GLOBAL VARVARVAR VARVARVAR

8,062,760.8,062,760.8,062,760.

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

Page 15: 990-PF Return of Private Foundation12 Investments - mortgage loans mmmmmmmmmmmmmmmm 13 Investments - other (attach schedule) mmmmmmmmmmmmm 14 Land, buildings, and I equipment: basis

FORM 990-PF - PART IVCAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME

PDate Date soldorKind of Property Description

acquiredDGross sale Depreciation Excess of GainCost or FMV Adj. basisprice less allowed/ FMV over orother as of as of

expenses of sale adj basis (loss)allowable basis 12/31/69 12/31/69

JSA1E1730 1.000

ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FARALLON CAPITALFARALLON CAPITALFARALLON CAPITAL VARVARVAR VARVARVAR

4,324,191.4,324,191.4,324,191.

KEYWISE CHINA FUNDKEYWISE CHINA FUNDKEYWISE CHINA FUND VARVARVAR VARVARVAR

-31,642.-31,642.-31,642.

BAIN CAPITAL FUND VIIBAIN CAPITAL FUND VIIBAIN CAPITAL FUND VII VARVARVAR VARVARVAR

1,127,140.1,127,140.1,127,140.

LONGREACH CAPITAL PARTNER ILONGREACH CAPITAL PARTNER ILONGREACH CAPITAL PARTNER I VARVARVAR VARVARVAR

-3,166.-3,166.-3,166.

ORCHID ASIA IVORCHID ASIA IVORCHID ASIA IV VARVARVAR VARVARVAR

361,733.361,733.361,733.

RESOURCE CAPITAL IVRESOURCE CAPITAL IVRESOURCE CAPITAL IV VARVARVAR VARVARVAR

5,395,648.5,395,648.5,395,648.

BROADREACH REALTY IBROADREACH REALTY IBROADREACH REALTY I VARVARVAR VARVARVAR

512,739.512,739.512,739.

HOPLITE CAPITALHOPLITE CAPITALHOPLITE CAPITAL VARVARVAR VARVARVAR

11654115.11654115.11654115.

MERCHANT'S GATEMERCHANT'S GATEMERCHANT'S GATE VARVARVAR VARVARVAR

1,253,725.1,253,725.1,253,725.

CAP GUARD INT'L EAFECAP GUARD INT'L EAFECAP GUARD INT'L EAFE VARVARVAR VARVARVAR

24,357.24,357.24,357.

GAOLING FEDERER, LTD.GAOLING FEDERER, LTD.GAOLING FEDERER, LTD. VARVARVAR VARVARVAR

8,411,817.8,411,817.8,411,817.

SILCHESTER INTERNATIONALSILCHESTER INTERNATIONALSILCHESTER INTERNATIONAL VARVARVAR VARVARVAR

300,395.300,395.300,395.

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

Page 16: 990-PF Return of Private Foundation12 Investments - mortgage loans mmmmmmmmmmmmmmmm 13 Investments - other (attach schedule) mmmmmmmmmmmmm 14 Land, buildings, and I equipment: basis

FORM 990-PF - PART IVCAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME

PDate Date soldorKind of Property Description

acquiredDGross sale Depreciation Excess of GainCost or FMV Adj. basisprice less allowed/ FMV over orother as of as of

expenses of sale adj basis (loss)allowable basis 12/31/69 12/31/69

JSA1E1730 1.000

ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

MARSICO CAPITAL MANAGEMENTMARSICO CAPITAL MANAGEMENTMARSICO CAPITAL MANAGEMENT VARVARVAR VARVARVAR

13176325.13176325.13176325.

PZENA INVESTMENT MANAGEMENTPZENA INVESTMENT MANAGEMENTPZENA INVESTMENT MANAGEMENT VARVARVAR VARVARVAR

5,268,240.5,268,240.5,268,240.

BCM CAPITAL PARTNERSBCM CAPITAL PARTNERSBCM CAPITAL PARTNERS VARVARVAR VARVARVAR

12,547.12,547.12,547.

CITICORP MEZZANINE PARTNERSCITICORP MEZZANINE PARTNERSCITICORP MEZZANINE PARTNERS VARVARVAR VARVARVAR

-21814787.-21814787.-21814787.

HIGHFIELDS CAP IVHIGHFIELDS CAP IVHIGHFIELDS CAP IV VARVARVAR VARVARVAR

2,892,222.2,892,222.2,892,222.

SATELLITE OVERSEAS FUNDSATELLITE OVERSEAS FUNDSATELLITE OVERSEAS FUND VARVARVAR VARVARVAR

15,130.15,130.15,130.

SHORT TERM CASHSHORT TERM CASHSHORT TERM CASH VARVARVAR VARVARVAR

66,998.66,998.66,998.

TIGER ASIATIGER ASIATIGER ASIA VARVARVAR VARVARVAR

-7407312.-7407312.-7407312.

WCAS XIWCAS XIWCAS XI VARVARVAR VARVARVAR

-417,898.-417,898.-417,898.

WCAS XWCAS XWCAS X VARVARVAR VARVARVAR

-1033157.-1033157.-1033157.

GAINS FROM K-1'S NOT ON BOOKSGAINS FROM K-1'S NOT ON BOOKSGAINS FROM K-1'S NOT ON BOOKS VARVARVAR VARVARVAR

47412594.47412594.47412594.

UNREALIZED LOSSES FOR BOOK PURPOSESUNREALIZED LOSSES FOR BOOK PURPOSESUNREALIZED LOSSES FOR BOOK PURPOSES

-15134066.-15134066.-15134066.

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

Page 17: 990-PF Return of Private Foundation12 Investments - mortgage loans mmmmmmmmmmmmmmmm 13 Investments - other (attach schedule) mmmmmmmmmmmmm 14 Land, buildings, and I equipment: basis

FORM 990-PF - PART IVCAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME

PDate Date soldorKind of Property Description

acquiredDGross sale Depreciation Excess of GainCost or FMV Adj. basisprice less allowed/ FMV over orother as of as of

expenses of sale adj basis (loss)allowable basis 12/31/69 12/31/69

JSA1E1730 1.000

ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

GAINS REPORTED ON 990-TGAINS REPORTED ON 990-TGAINS REPORTED ON 990-T VARVARVAR VARVARVAR

-156,567.-156,567.-156,567.

TOTAL GAIN(LOSS) ................................................TOTAL GAIN(LOSS) ................................................TOTAL GAIN(LOSS) ................................................ 68211959.68211959.68211959.

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

Page 18: 990-PF Return of Private Foundation12 Investments - mortgage loans mmmmmmmmmmmmmmmm 13 Investments - other (attach schedule) mmmmmmmmmmmmm 14 Land, buildings, and I equipment: basis

ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF - GENERAL EXPLANATION ATTACHMENTFORM 990PF - GENERAL EXPLANATION ATTACHMENTFORM 990PF - GENERAL EXPLANATION ATTACHMENT

SUPPORT FOR BASIC RESEARCHSUPPORT FOR BASIC RESEARCHSUPPORT FOR BASIC RESEARCHPART IX-A, LINE 1PART IX-A, LINE 1PART IX-A, LINE 1

THE FOUNDATION BELIEVES THAT A CAREFULLY REASONED AND SYSTEMATICTHE FOUNDATION BELIEVES THAT A CAREFULLY REASONED AND SYSTEMATICTHE FOUNDATION BELIEVES THAT A CAREFULLY REASONED AND SYSTEMATICUNDERSTANDING OF THE FORCES OF NATURE AND SOCIETY, WHEN APPLIEDUNDERSTANDING OF THE FORCES OF NATURE AND SOCIETY, WHEN APPLIEDUNDERSTANDING OF THE FORCES OF NATURE AND SOCIETY, WHEN APPLIEDINVENTIVELY AND WISELY, CAN LEAD TO A BETTER WORLD FOR ALL. GRANTMAKINGINVENTIVELY AND WISELY, CAN LEAD TO A BETTER WORLD FOR ALL. GRANTMAKINGINVENTIVELY AND WISELY, CAN LEAD TO A BETTER WORLD FOR ALL. GRANTMAKINGINITIATIVES IN STEM RESEARCH SEEK TO EXPAND THAT UNDERSTANDING BY FUNDINGINITIATIVES IN STEM RESEARCH SEEK TO EXPAND THAT UNDERSTANDING BY FUNDINGINITIATIVES IN STEM RESEARCH SEEK TO EXPAND THAT UNDERSTANDING BY FUNDINGORIGINAL, HIGH-QUALITY RESEARCH IN SCIENCE, TECHNOLOGY, ENGINEERING, ANDORIGINAL, HIGH-QUALITY RESEARCH IN SCIENCE, TECHNOLOGY, ENGINEERING, ANDORIGINAL, HIGH-QUALITY RESEARCH IN SCIENCE, TECHNOLOGY, ENGINEERING, ANDMATHEMATICS. ALSO FUNDED THROUGH THIS AREA ARE PROGRAMS THAT EXAMINE THEMATHEMATICS. ALSO FUNDED THROUGH THIS AREA ARE PROGRAMS THAT EXAMINE THEMATHEMATICS. ALSO FUNDED THROUGH THIS AREA ARE PROGRAMS THAT EXAMINE THEETHICAL AND SOCIETAL RISKS ASSOCIATED WITH THE PURSUIT OF SCIENTIFICETHICAL AND SOCIETAL RISKS ASSOCIATED WITH THE PURSUIT OF SCIENTIFICETHICAL AND SOCIETAL RISKS ASSOCIATED WITH THE PURSUIT OF SCIENTIFICKNOWLEDGE AND REGULATORY MEASURES DESIGNED TO MITIGATE THOSE RISKS.KNOWLEDGE AND REGULATORY MEASURES DESIGNED TO MITIGATE THOSE RISKS.KNOWLEDGE AND REGULATORY MEASURES DESIGNED TO MITIGATE THOSE RISKS.

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF - GENERAL EXPLANATION ATTACHMENTFORM 990PF - GENERAL EXPLANATION ATTACHMENTFORM 990PF - GENERAL EXPLANATION ATTACHMENT

SUPPORT FOR PUBLIC UNDERSTANDING OF SCIENCESUPPORT FOR PUBLIC UNDERSTANDING OF SCIENCESUPPORT FOR PUBLIC UNDERSTANDING OF SCIENCEPART IX-A, LINE 2PART IX-A, LINE 2PART IX-A, LINE 2

GRANTMAKING IN THIS PROGRAM AIMS TO ENHANCE PEOPLE'S LIVES BY PROVIDING AGRANTMAKING IN THIS PROGRAM AIMS TO ENHANCE PEOPLE'S LIVES BY PROVIDING AGRANTMAKING IN THIS PROGRAM AIMS TO ENHANCE PEOPLE'S LIVES BY PROVIDING ABETTER UNDERSTANDING OF THE INCREASINGLY SCIENTIFIC AND TECHNOLOGICALBETTER UNDERSTANDING OF THE INCREASINGLY SCIENTIFIC AND TECHNOLOGICALBETTER UNDERSTANDING OF THE INCREASINGLY SCIENTIFIC AND TECHNOLOGICALENVIRONMENT IN WHICH WE LIVE, AND TO CONVEY SOME OF THE CHALLENGES ANDENVIRONMENT IN WHICH WE LIVE, AND TO CONVEY SOME OF THE CHALLENGES ANDENVIRONMENT IN WHICH WE LIVE, AND TO CONVEY SOME OF THE CHALLENGES ANDREWARDS OF THE SCIENTIFIC AND TECHNOLOGICAL ENTERPRISE AND OF THE LIVESREWARDS OF THE SCIENTIFIC AND TECHNOLOGICAL ENTERPRISE AND OF THE LIVESREWARDS OF THE SCIENTIFIC AND TECHNOLOGICAL ENTERPRISE AND OF THE LIVESOF THE MEN AND WOMEN WHO UNDERTAKE IT. THE PROGRAM SUPPORTS THE USE OFOF THE MEN AND WOMEN WHO UNDERTAKE IT. THE PROGRAM SUPPORTS THE USE OFOF THE MEN AND WOMEN WHO UNDERTAKE IT. THE PROGRAM SUPPORTS THE USE OFBOOKS, FILM, RADIO, TELEVISION, THEATER, AND OTHER EFFORTS TO REACH ABOOKS, FILM, RADIO, TELEVISION, THEATER, AND OTHER EFFORTS TO REACH ABOOKS, FILM, RADIO, TELEVISION, THEATER, AND OTHER EFFORTS TO REACH AWIDE GENERAL AUDIENCE.WIDE GENERAL AUDIENCE.WIDE GENERAL AUDIENCE.

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF - GENERAL EXPLANATION ATTACHMENTFORM 990PF - GENERAL EXPLANATION ATTACHMENTFORM 990PF - GENERAL EXPLANATION ATTACHMENT

SUPPORT FOR ECONOMIC PERFORMANCE AND QUALITY OF LIFESUPPORT FOR ECONOMIC PERFORMANCE AND QUALITY OF LIFESUPPORT FOR ECONOMIC PERFORMANCE AND QUALITY OF LIFEPART IX-A, LINE 3PART IX-A, LINE 3PART IX-A, LINE 3

THE ALFRED P. SLOAN FOUNDATION BELIEVES THAT A THEORY-BASED,THE ALFRED P. SLOAN FOUNDATION BELIEVES THAT A THEORY-BASED,THE ALFRED P. SLOAN FOUNDATION BELIEVES THAT A THEORY-BASED,EMPIRICALLY-TESTED UNDERSTANDING OF THE U.S. ECONOMY AND THE U.S.EMPIRICALLY-TESTED UNDERSTANDING OF THE U.S. ECONOMY AND THE U.S.EMPIRICALLY-TESTED UNDERSTANDING OF THE U.S. ECONOMY AND THE U.S.WORKFORCE IS ESSENTIAL TO IMPROVING THE LIVES OF ALL AMERICANS. IN THISWORKFORCE IS ESSENTIAL TO IMPROVING THE LIVES OF ALL AMERICANS. IN THISWORKFORCE IS ESSENTIAL TO IMPROVING THE LIVES OF ALL AMERICANS. IN THISPROGRAM AREA, THE FOUNDATION FUNDS GRANTS TO SUPPORT HIGH-QUALITYPROGRAM AREA, THE FOUNDATION FUNDS GRANTS TO SUPPORT HIGH-QUALITYPROGRAM AREA, THE FOUNDATION FUNDS GRANTS TO SUPPORT HIGH-QUALITYRESEARCH AND PROGRAMS TO ENHANCE U.S. ECONOMIC PERFORMANCE AND THERESEARCH AND PROGRAMS TO ENHANCE U.S. ECONOMIC PERFORMANCE AND THERESEARCH AND PROGRAMS TO ENHANCE U.S. ECONOMIC PERFORMANCE AND THEQUALITY OF AMERICAN LIFE.QUALITY OF AMERICAN LIFE.QUALITY OF AMERICAN LIFE.

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF - GENERAL EXPLANATION ATTACHMENTFORM 990PF - GENERAL EXPLANATION ATTACHMENTFORM 990PF - GENERAL EXPLANATION ATTACHMENT

SUPPORT FOR SELECTED NATIONAL ISSUESSUPPORT FOR SELECTED NATIONAL ISSUESSUPPORT FOR SELECTED NATIONAL ISSUESPART IX-A, LINE 4PART IX-A, LINE 4PART IX-A, LINE 4

THE ALFRED P. SLOAN FOUNDATION RECOGNIZES THAT THERE ARE SELECTTHE ALFRED P. SLOAN FOUNDATION RECOGNIZES THAT THERE ARE SELECTTHE ALFRED P. SLOAN FOUNDATION RECOGNIZES THAT THERE ARE SELECTOPPORTUNITIES OUTSIDE OF SCIENCE, EDUCATION, AND ECONOMICS IN WHICH ITOPPORTUNITIES OUTSIDE OF SCIENCE, EDUCATION, AND ECONOMICS IN WHICH ITOPPORTUNITIES OUTSIDE OF SCIENCE, EDUCATION, AND ECONOMICS IN WHICH ITCAN CREATE AN IMPORTANT BENEFIT TO SOCIETY. ITS SELECT PROJECTS PROGRAMCAN CREATE AN IMPORTANT BENEFIT TO SOCIETY. ITS SELECT PROJECTS PROGRAMCAN CREATE AN IMPORTANT BENEFIT TO SOCIETY. ITS SELECT PROJECTS PROGRAMAREA LOOKS FOR UNIQUE OPPORTUNITIES WHERE FOUNDATION FUNDS PROMISE TOAREA LOOKS FOR UNIQUE OPPORTUNITIES WHERE FOUNDATION FUNDS PROMISE TOAREA LOOKS FOR UNIQUE OPPORTUNITIES WHERE FOUNDATION FUNDS PROMISE TOADVANCE A SIGNIFICANT NATIONAL OR INTERNATIONAL INTEREST.ADVANCE A SIGNIFICANT NATIONAL OR INTERNATIONAL INTEREST.ADVANCE A SIGNIFICANT NATIONAL OR INTERNATIONAL INTEREST.

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF - GENERAL EXPLANATION ATTACHMENTFORM 990PF - GENERAL EXPLANATION ATTACHMENTFORM 990PF - GENERAL EXPLANATION ATTACHMENT

SUMMARY OF DIRECT CHARITABLE ACTIVITIESSUMMARY OF DIRECT CHARITABLE ACTIVITIESSUMMARY OF DIRECT CHARITABLE ACTIVITIESPART IX-APART IX-APART IX-A

DURING THE COURSE OF THE YEAR, THE FOUNDATION CONDUCTS A NUMBER OFDURING THE COURSE OF THE YEAR, THE FOUNDATION CONDUCTS A NUMBER OFDURING THE COURSE OF THE YEAR, THE FOUNDATION CONDUCTS A NUMBER OFCONFERENCES AND SEMINARS IN LINE WITH ITS PROGRAM INTERESTS. INCONFERENCES AND SEMINARS IN LINE WITH ITS PROGRAM INTERESTS. INCONFERENCES AND SEMINARS IN LINE WITH ITS PROGRAM INTERESTS. INADDITION, IT ALSO PUBLISHES AND DISSEMINATES THE RESULTS OF SUCHADDITION, IT ALSO PUBLISHES AND DISSEMINATES THE RESULTS OF SUCHADDITION, IT ALSO PUBLISHES AND DISSEMINATES THE RESULTS OF SUCHRESEARCH, REPORTS OF EDUCATIONAL CONFERENCES, OR SIMILAR EDUCATIONALRESEARCH, REPORTS OF EDUCATIONAL CONFERENCES, OR SIMILAR EDUCATIONALRESEARCH, REPORTS OF EDUCATIONAL CONFERENCES, OR SIMILAR EDUCATIONALMATERIAL. IT IS IMPOSSIBLE TO QUANTIFY THE NUMBER OF BENEFICIARIESMATERIAL. IT IS IMPOSSIBLE TO QUANTIFY THE NUMBER OF BENEFICIARIESMATERIAL. IT IS IMPOSSIBLE TO QUANTIFY THE NUMBER OF BENEFICIARIESSERVED.SERVED.SERVED.

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

ATTACHMENT 1ATTACHMENT 1ATTACHMENT 1

FORM 990PF, PART I - OTHER INCOMEFORM 990PF, PART I - OTHER INCOMEFORM 990PF, PART I - OTHER INCOME

REVENUEREVENUEREVENUEANDANDAND NETNETNET

EXPENSESEXPENSESEXPENSES INVESTMENTINVESTMENTINVESTMENTDESCRIPTIONDESCRIPTIONDESCRIPTION PER BOOKSPER BOOKSPER BOOKS INCOMEINCOMEINCOMEGRANT REFUNDS:GRANT REFUNDS:GRANT REFUNDS: FELLOWSHIP PROGRAMS FELLOWSHIP PROGRAMS FELLOWSHIP PROGRAMS 40,356.40,356.40,356. OTHER THAN FELLOWSHIP PROGRAMS OTHER THAN FELLOWSHIP PROGRAMS OTHER THAN FELLOWSHIP PROGRAMS 357,897.357,897.357,897. RECV'D WITH GRANT TRANSFERS RECV'D WITH GRANT TRANSFERS RECV'D WITH GRANT TRANSFERS 274,829.274,829.274,829.ROYALTY INC: BOOKS, VIDEOS, SOFTWAREROYALTY INC: BOOKS, VIDEOS, SOFTWAREROYALTY INC: BOOKS, VIDEOS, SOFTWARE 1,531.1,531.1,531.INCOME FROM LP INVESTMENTS NOT INCLUDEDINCOME FROM LP INVESTMENTS NOT INCLUDEDINCOME FROM LP INVESTMENTS NOT INCLUDEDABOVEABOVEABOVE 9,600,582.9,600,582.9,600,582.

TOTALSTOTALSTOTALS 674,613.674,613.674,613. 9,600,582.9,600,582.9,600,582.

ATTACHMENT 1ATTACHMENT 1ATTACHMENT 1

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

ATTACHMENT 2ATTACHMENT 2ATTACHMENT 2

FORM 990PF, PART I - LEGAL FEESFORM 990PF, PART I - LEGAL FEESFORM 990PF, PART I - LEGAL FEES

REVENUEREVENUEREVENUEANDANDAND NETNETNET ADJUSTEDADJUSTEDADJUSTED

EXPENSESEXPENSESEXPENSES INVESTMENTINVESTMENTINVESTMENT NETNETNET CHARITABLECHARITABLECHARITABLEDESCRIPTIONDESCRIPTIONDESCRIPTION PER BOOKSPER BOOKSPER BOOKS INCOMEINCOMEINCOME INCOMEINCOMEINCOME PURPOSESPURPOSESPURPOSES

CSC UNITED STATES CORPCSC UNITED STATES CORPCSC UNITED STATES CORP 928.928.928. 22.22.22. 906.906.906.DELAWARE SECRETARY OF STATEDELAWARE SECRETARY OF STATEDELAWARE SECRETARY OF STATE 716.716.716. 716.716.716.FULLER & FULLER LLPFULLER & FULLER LLPFULLER & FULLER LLP 5,255.5,255.5,255. 2,085.2,085.2,085. 3,170.3,170.3,170.MARGARET SHAW, ESQ.MARGARET SHAW, ESQ.MARGARET SHAW, ESQ. 12,750.12,750.12,750. 5,133.5,133.5,133. 7,617.7,617.7,617.PATTERSON BELKNAPPATTERSON BELKNAPPATTERSON BELKNAP 144,645.144,645.144,645. 52,028.52,028.52,028. 80,279.80,279.80,279.SHEARMAN & STERLINGSHEARMAN & STERLINGSHEARMAN & STERLING 7,192.7,192.7,192. 2,569.2,569.2,569. 3,902.3,902.3,902.SIMPSON THATCHERSIMPSON THATCHERSIMPSON THATCHER 27,202.27,202.27,202. 27,203.27,203.27,203. -27,203.-27,203.-27,203.

TOTALSTOTALSTOTALS 198,688.198,688.198,688. 89,040.89,040.89,040. 69,387.69,387.69,387.

ATTACHMENT 2ATTACHMENT 2ATTACHMENT 2

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

ATTACHMENT 3ATTACHMENT 3ATTACHMENT 3

FORM 990PF, PART I - ACCOUNTING FEESFORM 990PF, PART I - ACCOUNTING FEESFORM 990PF, PART I - ACCOUNTING FEES

REVENUEREVENUEREVENUEANDANDAND NETNETNET ADJUSTEDADJUSTEDADJUSTED

EXPENSESEXPENSESEXPENSES INVESTMENTINVESTMENTINVESTMENT NETNETNET CHARITABLECHARITABLECHARITABLEDESCRIPTIONDESCRIPTIONDESCRIPTION PER BOOKSPER BOOKSPER BOOKS INCOMEINCOMEINCOME INCOMEINCOMEINCOME PURPOSESPURPOSESPURPOSES

GRANT THORNTON LLPGRANT THORNTON LLPGRANT THORNTON LLP 51,740.51,740.51,740. 16,365.16,365.16,365. 1,375.1,375.1,375.KPMGKPMGKPMG 55,000.55,000.55,000. 27,500.27,500.27,500. 27,500.27,500.27,500.

TOTALSTOTALSTOTALS 106,740.106,740.106,740. 43,865.43,865.43,865. 28,875.28,875.28,875.

ATTACHMENT 3ATTACHMENT 3ATTACHMENT 3

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

ATTACHMENT 4ATTACHMENT 4ATTACHMENT 4

FORM 990PF, PART I - OTHER PROFESSIONAL FEESFORM 990PF, PART I - OTHER PROFESSIONAL FEESFORM 990PF, PART I - OTHER PROFESSIONAL FEES

REVENUEREVENUEREVENUEANDANDAND NETNETNET

EXPENSESEXPENSESEXPENSES INVESTMENTINVESTMENTINVESTMENT CHARITABLECHARITABLECHARITABLEDESCRIPTIONDESCRIPTIONDESCRIPTION PER BOOKSPER BOOKSPER BOOKS INCOMEINCOMEINCOME PURPOSESPURPOSESPURPOSES

BANK OF NEW YORK MELLONBANK OF NEW YORK MELLONBANK OF NEW YORK MELLON 351,038.351,038.351,038. 351,038.351,038.351,038.BACKSTOP SOLUTIONS GROUP, LLCBACKSTOP SOLUTIONS GROUP, LLCBACKSTOP SOLUTIONS GROUP, LLC 31,850.31,850.31,850. 31,850.31,850.31,850.BLOOMBERG, LLPBLOOMBERG, LLPBLOOMBERG, LLP 23,258.23,258.23,258. 23,258.23,258.23,258.BURGISS GROUPBURGISS GROUPBURGISS GROUP 12,700.12,700.12,700. 12,700.12,700.12,700.CAMBRIDGE ASSOCIATESCAMBRIDGE ASSOCIATESCAMBRIDGE ASSOCIATES 26,750.26,750.26,750. 26,750.26,750.26,750.CAP GUARD INTERNATIONALCAP GUARD INTERNATIONALCAP GUARD INTERNATIONAL 731.731.731. 731.731.731.CLIFTON MCP HEDGECLIFTON MCP HEDGECLIFTON MCP HEDGE 7,402.7,402.7,402. 7,402.7,402.7,402.COLCHESTER GLOBALCOLCHESTER GLOBALCOLCHESTER GLOBAL 289,451.289,451.289,451. 289,451.289,451.289,451.DALTON DISTRESSED MORTGAGEDALTON DISTRESSED MORTGAGEDALTON DISTRESSED MORTGAGE 1,014,777.1,014,777.1,014,777. 1,014,777.1,014,777.1,014,777.DAVIS, MENDEL & REGENSTEINDAVIS, MENDEL & REGENSTEINDAVIS, MENDEL & REGENSTEIN 25,000.25,000.25,000. 25,000.25,000.25,000.DODGE AND COXDODGE AND COXDODGE AND COX 122,752.122,752.122,752. 122,752.122,752.122,752.MARSICO CAPITALMARSICO CAPITALMARSICO CAPITAL 437,983.437,983.437,983. 437,983.437,983.437,983.NEW YORK STOCK EXCHANGE, INCNEW YORK STOCK EXCHANGE, INCNEW YORK STOCK EXCHANGE, INC 2,046.2,046.2,046. 2,046.2,046.2,046.PROA PARTNERSPROA PARTNERSPROA PARTNERS 54.54.54. 54.54.54.PZENA INVESTMENT MANAGEMENTPZENA INVESTMENT MANAGEMENTPZENA INVESTMENT MANAGEMENT 397,878.397,878.397,878. 397,878.397,878.397,878.WELLINGTON TIPS & TREASURYSWELLINGTON TIPS & TREASURYSWELLINGTON TIPS & TREASURYS 124,848.124,848.124,848. 124,848.124,848.124,848.SILCHESTER INTERNATIONALSILCHESTER INTERNATIONALSILCHESTER INTERNATIONAL 407,448.407,448.407,448. 407,448.407,448.407,448.ROCKEFELLER UNIVERSITYROCKEFELLER UNIVERSITYROCKEFELLER UNIVERSITY 305,500.305,500.305,500. 305,500.305,500.305,500.ALLOCATED TO UBIALLOCATED TO UBIALLOCATED TO UBI -32,721.-32,721.-32,721.

TOTALSTOTALSTOTALS 3,581,466.3,581,466.3,581,466. 3,243,245.3,243,245.3,243,245. 305,500.305,500.305,500.

ATTACHMENT 4ATTACHMENT 4ATTACHMENT 4

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

ATTACHMENT 5ATTACHMENT 5ATTACHMENT 5

FORM 990PF, PART I - TAXESFORM 990PF, PART I - TAXESFORM 990PF, PART I - TAXES

REVENUEREVENUEREVENUEANDANDAND

EXPENSESEXPENSESEXPENSESDESCRIPTIONDESCRIPTIONDESCRIPTION PER BOOKSPER BOOKSPER BOOKS

PROVISION FOR EXCISE TAXPROVISION FOR EXCISE TAXPROVISION FOR EXCISE TAX 1,000,000.1,000,000.1,000,000.

TOTALSTOTALSTOTALS 1,000,000.1,000,000.1,000,000.

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

ATTACHMENT 6ATTACHMENT 6ATTACHMENT 6

FORM 990PF, PART I - OTHER EXPENSESFORM 990PF, PART I - OTHER EXPENSESFORM 990PF, PART I - OTHER EXPENSES

REVENUEREVENUEREVENUEANDANDAND NETNETNET

EXPENSESEXPENSESEXPENSES INVESTMENTINVESTMENTINVESTMENT CHARITABLECHARITABLECHARITABLEDESCRIPTIONDESCRIPTIONDESCRIPTION PER BOOKSPER BOOKSPER BOOKS INCOMEINCOMEINCOME PURPOSESPURPOSESPURPOSESHONORARIAHONORARIAHONORARIA 567,808.567,808.567,808. 14,671.14,671.14,671. 541,480.541,480.541,480.PROGRAM OUTREACHPROGRAM OUTREACHPROGRAM OUTREACH 96,321.96,321.96,321. 97,849.97,849.97,849.OTHER PROGRAM EXPENSESOTHER PROGRAM EXPENSESOTHER PROGRAM EXPENSES 621,227.621,227.621,227.COMPUTER SYSTEM SUPPORTCOMPUTER SYSTEM SUPPORTCOMPUTER SYSTEM SUPPORT 187,137.187,137.187,137. 74,334.74,334.74,334. 110,302.110,302.110,302.TELEPHONE & POSTAGETELEPHONE & POSTAGETELEPHONE & POSTAGE 126,754.126,754.126,754. 49,404.49,404.49,404. 73,212.73,212.73,212.BOOKS AND SUBSCRIPTIONSBOOKS AND SUBSCRIPTIONSBOOKS AND SUBSCRIPTIONS 40,907.40,907.40,907. 5,472.5,472.5,472. 35,435.35,435.35,435.INSURANCEINSURANCEINSURANCE 63,257.63,257.63,257. 25,467.25,467.25,467. 37,790.37,790.37,790.ELECTRICITYELECTRICITYELECTRICITY 14,098.14,098.14,098. 4,625.4,625.4,625. 9,473.9,473.9,473.SUPPLIES AND SERVICESSUPPLIES AND SERVICESSUPPLIES AND SERVICES 286,512.286,512.286,512. 167,399.167,399.167,399. 106,121.106,121.106,121.FURNITURE AND EQUIPMENTFURNITURE AND EQUIPMENTFURNITURE AND EQUIPMENT 135,595.135,595.135,595. 133,615.133,615.133,615.PLACEMENT FEESPLACEMENT FEESPLACEMENT FEES 32,144.32,144.32,144. 32,144.32,144.32,144.TRAININGTRAININGTRAINING 40,614.40,614.40,614. 5,756.5,756.5,756. 35,056.35,056.35,056.EXPENSES OF LTD PARTNERSHIPSEXPENSES OF LTD PARTNERSHIPSEXPENSES OF LTD PARTNERSHIPS 11,117,201.11,117,201.11,117,201.

TOTALSTOTALSTOTALS 1,591,147.1,591,147.1,591,147. 11,464,329.11,464,329.11,464,329. 1,833,704.1,833,704.1,833,704.

ATTACHMENT 6ATTACHMENT 6ATTACHMENT 6

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

ATTACHMENT 7ATTACHMENT 7ATTACHMENT 7

FORM 990PF, PART II - CORPORATE STOCKFORM 990PF, PART II - CORPORATE STOCKFORM 990PF, PART II - CORPORATE STOCK

ENDINGENDINGENDING ENDINGENDINGENDINGDESCRIPTIONDESCRIPTIONDESCRIPTION BOOK VALUEBOOK VALUEBOOK VALUE FMVFMVFMV

DOMESTIC EQUITIESDOMESTIC EQUITIESDOMESTIC EQUITIES 65,290,798.65,290,798.65,290,798. 65,626,154.65,626,154.65,626,154.

TOTALSTOTALSTOTALS 65,290,798.65,290,798.65,290,798. 65,626,154.65,626,154.65,626,154.

ATTACHMENT 7ATTACHMENT 7ATTACHMENT 7

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

ATTACHMENT 8ATTACHMENT 8ATTACHMENT 8

FORM 990PF, PART II - CORPORATE BONDSFORM 990PF, PART II - CORPORATE BONDSFORM 990PF, PART II - CORPORATE BONDS

ENDINGENDINGENDING ENDINGENDINGENDINGDESCRIPTIONDESCRIPTIONDESCRIPTION BOOK VALUEBOOK VALUEBOOK VALUE FMVFMVFMV

FIXED INCOMEFIXED INCOMEFIXED INCOME 160,925,974.160,925,974.160,925,974. 163,356,824.163,356,824.163,356,824.

TOTALSTOTALSTOTALS 160,925,974.160,925,974.160,925,974. 163,356,824.163,356,824.163,356,824.

ATTACHMENT 8ATTACHMENT 8ATTACHMENT 8

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

ATTACHMENT 9ATTACHMENT 9ATTACHMENT 9

FORM 990PF, PART II - OTHER INVESTMENTSFORM 990PF, PART II - OTHER INVESTMENTSFORM 990PF, PART II - OTHER INVESTMENTS

ENDINGENDINGENDING ENDINGENDINGENDINGDESCRIPTIONDESCRIPTIONDESCRIPTION BOOK VALUEBOOK VALUEBOOK VALUE FMVFMVFMV

REAL ESTATEREAL ESTATEREAL ESTATE 64,286,496.64,286,496.64,286,496. 60,050,751.60,050,751.60,050,751.PRIVATE EQUITYPRIVATE EQUITYPRIVATE EQUITY 221,069,851.221,069,851.221,069,851. 296,679,055.296,679,055.296,679,055.GLOBAL SOVEREIGN BOND FUNDGLOBAL SOVEREIGN BOND FUNDGLOBAL SOVEREIGN BOND FUND 33,127,783.33,127,783.33,127,783. 55,379,915.55,379,915.55,379,915.DOMESTIC EQUITYDOMESTIC EQUITYDOMESTIC EQUITY 64,256,814.64,256,814.64,256,814. 101,392,252.101,392,252.101,392,252.LONG/SHORT EQUITYLONG/SHORT EQUITYLONG/SHORT EQUITY 79,376,039.79,376,039.79,376,039. 151,279,366.151,279,366.151,279,366.INTERNATIONAL EQUITYINTERNATIONAL EQUITYINTERNATIONAL EQUITY 111,207,081.111,207,081.111,207,081. 212,190,415.212,190,415.212,190,415.INDEPENDENT RETURNINDEPENDENT RETURNINDEPENDENT RETURN 327,023,824.327,023,824.327,023,824. 430,543,739.430,543,739.430,543,739.

TOTALSTOTALSTOTALS 900,347,888.900,347,888.900,347,888. 1,307,515,493.1,307,515,493.1,307,515,493.

ATTACHMENT 9ATTACHMENT 9ATTACHMENT 9

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

ATTACHMENT 10ATTACHMENT 10ATTACHMENT 10

FORM 990PF, PART II - OTHER LIABILITIESFORM 990PF, PART II - OTHER LIABILITIESFORM 990PF, PART II - OTHER LIABILITIES

ENDINGENDINGENDING

DESCRIPTIONDESCRIPTIONDESCRIPTION BOOK VALUEBOOK VALUEBOOK VALUE

DEFERRED COMPENSATIONDEFERRED COMPENSATIONDEFERRED COMPENSATION 885,368.885,368.885,368.

ACCRUED FEDERAL EXCISE TAXACCRUED FEDERAL EXCISE TAXACCRUED FEDERAL EXCISE TAX 1,556,284.1,556,284.1,556,284.

ACCRUED POST RETIREMENT BENEFIT OBLIGATIONACCRUED POST RETIREMENT BENEFIT OBLIGATIONACCRUED POST RETIREMENT BENEFIT OBLIGATION 3,537,474.3,537,474.3,537,474.

ACCRUED EXPENSES PAYABLEACCRUED EXPENSES PAYABLEACCRUED EXPENSES PAYABLE 144,095.144,095.144,095.

TOTALSTOTALSTOTALS 6,123,221.6,123,221.6,123,221.

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

ATTACHMENT 11ATTACHMENT 11ATTACHMENT 11

FORM 990PF, PART III - OTHER DECREASES IN NET WORTH OR FUND BALANCESFORM 990PF, PART III - OTHER DECREASES IN NET WORTH OR FUND BALANCESFORM 990PF, PART III - OTHER DECREASES IN NET WORTH OR FUND BALANCES

DESCRIPTIONDESCRIPTIONDESCRIPTION AMOUNTAMOUNTAMOUNT

AMOUNTS NOT YET RECOGNIZED AS AAMOUNTS NOT YET RECOGNIZED AS AAMOUNTS NOT YET RECOGNIZED AS A COMPONENT OF NET PERIODIC BENEFIT COST COMPONENT OF NET PERIODIC BENEFIT COST COMPONENT OF NET PERIODIC BENEFIT COST -6,119,270.-6,119,270.-6,119,270.

TOTALTOTALTOTAL -6,119,270.-6,119,270.-6,119,270.

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

ATTACHMENT 12ATTACHMENT 12ATTACHMENT 12

FORM 990PF, PART VII-A, LINE 3 - CONFORMED COPY OF THE CHANGESFORM 990PF, PART VII-A, LINE 3 - CONFORMED COPY OF THE CHANGESFORM 990PF, PART VII-A, LINE 3 - CONFORMED COPY OF THE CHANGES

THE FOUNDATION AMENDED THE CERTIFICATE OF INCORPORATION AND THETHE FOUNDATION AMENDED THE CERTIFICATE OF INCORPORATION AND THETHE FOUNDATION AMENDED THE CERTIFICATE OF INCORPORATION AND THEBYLAWS.BYLAWS.BYLAWS.

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

ATTACHMENT 13ATTACHMENT 13ATTACHMENT 13

FORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENTFORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENTFORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENT

GRANTEE'S NAME:GRANTEE'S NAME:GRANTEE'S NAME: ARIUS ASSOCIATIONARIUS ASSOCIATIONARIUS ASSOCIATIONGRANTEE'S ADDRESS:GRANTEE'S ADDRESS:GRANTEE'S ADDRESS: TAFERNSTRASSE 11 5405TAFERNSTRASSE 11 5405TAFERNSTRASSE 11 5405CITY, STATE & ZIP:CITY, STATE & ZIP:CITY, STATE & ZIP: BADENBADENBADENFOREIGN COUNTRY:FOREIGN COUNTRY:FOREIGN COUNTRY: SWITZERLANDSWITZERLANDSWITZERLANDGRANT DATE:GRANT DATE:GRANT DATE: 05/26/201005/26/201005/26/2010GRANT AMOUNT:GRANT AMOUNT:GRANT AMOUNT: 73,128.73,128.73,128.GRANT PURPOSE:GRANT PURPOSE:GRANT PURPOSE: TO FUND PROMOTION OF MULTINATIONAL HIGH LEVEL WASTETO FUND PROMOTION OF MULTINATIONAL HIGH LEVEL WASTETO FUND PROMOTION OF MULTINATIONAL HIGH LEVEL WASTE

REPOSITORIES OUTSIDE EUROPEREPOSITORIES OUTSIDE EUROPEREPOSITORIES OUTSIDE EUROPEAMOUNT EXPENDED:AMOUNT EXPENDED:AMOUNT EXPENDED: 73,128.73,128.73,128.ANY DIVERSION?ANY DIVERSION?ANY DIVERSION? NONONODATES OF REPORTS:DATES OF REPORTS:DATES OF REPORTS: 9/7/2011 AND 9/8/20119/7/2011 AND 9/8/20119/7/2011 AND 9/8/2011VERIFICATION DATE:VERIFICATION DATE:VERIFICATION DATE: 09/08/201109/08/201109/08/2011RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:

GRANTEE'S NAME:GRANTEE'S NAME:GRANTEE'S NAME: ARIUS ASSOCIATIONARIUS ASSOCIATIONARIUS ASSOCIATIONGRANTEE'S ADDRESS:GRANTEE'S ADDRESS:GRANTEE'S ADDRESS: TAFERNSTRASSE 11 5405TAFERNSTRASSE 11 5405TAFERNSTRASSE 11 5405CITY, STATE & ZIP:CITY, STATE & ZIP:CITY, STATE & ZIP: BADENBADENBADENFOREIGN COUNTRY:FOREIGN COUNTRY:FOREIGN COUNTRY: SWITZERLANDSWITZERLANDSWITZERLANDGRANT DATE:GRANT DATE:GRANT DATE: 06/21/201106/21/201106/21/2011GRANT AMOUNT:GRANT AMOUNT:GRANT AMOUNT: 150,000.150,000.150,000.GRANT PURPOSE:GRANT PURPOSE:GRANT PURPOSE: TO SUPPORT CONTINUED EFFORTS TO LAUNCH REGIONALTO SUPPORT CONTINUED EFFORTS TO LAUNCH REGIONALTO SUPPORT CONTINUED EFFORTS TO LAUNCH REGIONAL

REPOSITORY WORKING GROUPSREPOSITORY WORKING GROUPSREPOSITORY WORKING GROUPSAMOUNT EXPENDED:AMOUNT EXPENDED:AMOUNT EXPENDED: 68,614.68,614.68,614.ANY DIVERSION?ANY DIVERSION?ANY DIVERSION? NONONODATES OF REPORTS:DATES OF REPORTS:DATES OF REPORTS: 6/28/20126/28/20126/28/2012VERIFICATION DATE:VERIFICATION DATE:VERIFICATION DATE:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:

GRANTEE'S NAME:GRANTEE'S NAME:GRANTEE'S NAME: ECLIPSE TV PRODUCTIONECLIPSE TV PRODUCTIONECLIPSE TV PRODUCTIONGRANTEE'S ADDRESS:GRANTEE'S ADDRESS:GRANTEE'S ADDRESS: 100 HUGUENOT AVE APT 6A100 HUGUENOT AVE APT 6A100 HUGUENOT AVE APT 6ACITY, STATE & ZIP:CITY, STATE & ZIP:CITY, STATE & ZIP: ENGLEWOOD, NJ 30305-1533ENGLEWOOD, NJ 30305-1533ENGLEWOOD, NJ 30305-1533GRANT DATE:GRANT DATE:GRANT DATE: 07/14/200807/14/200807/14/2008GRANT AMOUNT:GRANT AMOUNT:GRANT AMOUNT: 110,000.110,000.110,000.GRANT PURPOSE:GRANT PURPOSE:GRANT PURPOSE: TO ESTABLISH A VIDEO AND AUDIO ARCHIVE ON THE ORIGINSTO ESTABLISH A VIDEO AND AUDIO ARCHIVE ON THE ORIGINSTO ESTABLISH A VIDEO AND AUDIO ARCHIVE ON THE ORIGINS

AND EARLY OPERATIONS OF EOL FOR HIST,EDUC,POAND EARLY OPERATIONS OF EOL FOR HIST,EDUC,POAND EARLY OPERATIONS OF EOL FOR HIST,EDUC,POAMOUNT EXPENDED:AMOUNT EXPENDED:AMOUNT EXPENDED: 110,000.110,000.110,000.ANY DIVERSION?ANY DIVERSION?ANY DIVERSION? NONONODATES OF REPORTS:DATES OF REPORTS:DATES OF REPORTS: 2/18/2011 AND 4/5/20112/18/2011 AND 4/5/20112/18/2011 AND 4/5/2011VERIFICATION DATE:VERIFICATION DATE:VERIFICATION DATE: 04/05/201104/05/201104/05/2011RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:

GRANTEE'S NAME:GRANTEE'S NAME:GRANTEE'S NAME: ASSOC. OF METROPOLITAN WATER AGENCIESASSOC. OF METROPOLITAN WATER AGENCIESASSOC. OF METROPOLITAN WATER AGENCIESGRANTEE'S ADDRESS:GRANTEE'S ADDRESS:GRANTEE'S ADDRESS: 1620 I STREET, NW SUITE 5001620 I STREET, NW SUITE 5001620 I STREET, NW SUITE 500CITY, STATE & ZIP:CITY, STATE & ZIP:CITY, STATE & ZIP: WASHINGTON, DC 20006-4027WASHINGTON, DC 20006-4027WASHINGTON, DC 20006-4027GRANT DATE:GRANT DATE:GRANT DATE: 09/08/201009/08/201009/08/2010GRANT AMOUNT:GRANT AMOUNT:GRANT AMOUNT: 125,000.125,000.125,000.GRANT PURPOSE:GRANT PURPOSE:GRANT PURPOSE: TO CONDUCT A CASE STUDY OF THE MAY 1, 2010 CATASTROPHICTO CONDUCT A CASE STUDY OF THE MAY 1, 2010 CATASTROPHICTO CONDUCT A CASE STUDY OF THE MAY 1, 2010 CATASTROPHIC

WATER MAIN BREAK IN BOSTONWATER MAIN BREAK IN BOSTONWATER MAIN BREAK IN BOSTONAMOUNT EXPENDED:AMOUNT EXPENDED:AMOUNT EXPENDED: 125,000.125,000.125,000.ANY DIVERSION?ANY DIVERSION?ANY DIVERSION? NONONO

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

ATTACHMENT 13 (CONT'D)ATTACHMENT 13 (CONT'D)ATTACHMENT 13 (CONT'D)

FORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENTFORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENTFORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENT

DATES OF REPORTS:DATES OF REPORTS:DATES OF REPORTS: 4/29/2011 AND 1/30/20124/29/2011 AND 1/30/20124/29/2011 AND 1/30/2012VERIFICATION DATE:VERIFICATION DATE:VERIFICATION DATE: 04/29/201104/29/201104/29/2011RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:

GRANTEE'S NAME:GRANTEE'S NAME:GRANTEE'S NAME: UNIVERSIDAD DE CONCEPCIONUNIVERSIDAD DE CONCEPCIONUNIVERSIDAD DE CONCEPCIONGRANTEE'S ADDRESS:GRANTEE'S ADDRESS:GRANTEE'S ADDRESS: CAMPUS UNIVERSITARIOCAMPUS UNIVERSITARIOCAMPUS UNIVERSITARIOCITY, STATE & ZIP:CITY, STATE & ZIP:CITY, STATE & ZIP: P.O. BOX 160CP.O. BOX 160CP.O. BOX 160CFOREIGN PROVINCE:FOREIGN PROVINCE:FOREIGN PROVINCE: CONCEPCIONCONCEPCIONCONCEPCIONFOREIGN COUNTRY:FOREIGN COUNTRY:FOREIGN COUNTRY: CHILECHILECHILEGRANT DATE:GRANT DATE:GRANT DATE: 06/18/201006/18/201006/18/2010GRANT AMOUNT:GRANT AMOUNT:GRANT AMOUNT: 50,000.50,000.50,000.GRANT PURPOSE:GRANT PURPOSE:GRANT PURPOSE: TO COMPLETE AND DISSEMINATE WORK OF THE CENSUS OFTO COMPLETE AND DISSEMINATE WORK OF THE CENSUS OFTO COMPLETE AND DISSEMINATE WORK OF THE CENSUS OF

MARINE LIFE IN CHILE.MARINE LIFE IN CHILE.MARINE LIFE IN CHILE.AMOUNT EXPENDED:AMOUNT EXPENDED:AMOUNT EXPENDED: 50,000.50,000.50,000.ANY DIVERSION?ANY DIVERSION?ANY DIVERSION? NONONODATES OF REPORTS:DATES OF REPORTS:DATES OF REPORTS: 1/3/20111/3/20111/3/2011VERIFICATION DATE:VERIFICATION DATE:VERIFICATION DATE: 01/03/201101/03/201101/03/2011RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:

GRANTEE'S NAME:GRANTEE'S NAME:GRANTEE'S NAME: LANDCARE RESEARCH NEW ZEALAND LIMITEDLANDCARE RESEARCH NEW ZEALAND LIMITEDLANDCARE RESEARCH NEW ZEALAND LIMITEDGRANTEE'S ADDRESS:GRANTEE'S ADDRESS:GRANTEE'S ADDRESS: P.O. BOX 40 7640P.O. BOX 40 7640P.O. BOX 40 7640CITY, STATE & ZIP:CITY, STATE & ZIP:CITY, STATE & ZIP: LINCOLNLINCOLNLINCOLNFOREIGN PROVINCE:FOREIGN PROVINCE:FOREIGN PROVINCE: CANTERBURYCANTERBURYCANTERBURYFOREIGN COUNTRY:FOREIGN COUNTRY:FOREIGN COUNTRY: NEW ZEALANDNEW ZEALANDNEW ZEALANDGRANT DATE:GRANT DATE:GRANT DATE: 07/12/201007/12/201007/12/2010GRANT AMOUNT:GRANT AMOUNT:GRANT AMOUNT: 116,260.116,260.116,260.GRANT PURPOSE:GRANT PURPOSE:GRANT PURPOSE: TO IDENTIFY & DISSEMINATE LESSONS LEARNED ABOUT THETO IDENTIFY & DISSEMINATE LESSONS LEARNED ABOUT THETO IDENTIFY & DISSEMINATE LESSONS LEARNED ABOUT THE

ORG & CONDUCT OF INTERNATL SCIENTIFIC PROGSORG & CONDUCT OF INTERNATL SCIENTIFIC PROGSORG & CONDUCT OF INTERNATL SCIENTIFIC PROGSAMOUNT EXPENDED:AMOUNT EXPENDED:AMOUNT EXPENDED: 116,260.116,260.116,260.ANY DIVERSION?ANY DIVERSION?ANY DIVERSION? NONONODATES OF REPORTS:DATES OF REPORTS:DATES OF REPORTS: 10/26/2011 AND 11/30/201110/26/2011 AND 11/30/201110/26/2011 AND 11/30/2011VERIFICATION DATE:VERIFICATION DATE:VERIFICATION DATE: 11/30/201111/30/201111/30/2011RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:

GRANTEE'S NAME:GRANTEE'S NAME:GRANTEE'S NAME: MONGOLIAN AMERICAN SCIENTIFIC RESEARCHMONGOLIAN AMERICAN SCIENTIFIC RESEARCHMONGOLIAN AMERICAN SCIENTIFIC RESEARCHGRANTEE'S ADDRESS:GRANTEE'S ADDRESS:GRANTEE'S ADDRESS: CHINGELTEI DISTCHINGELTEI DISTCHINGELTEI DISTCITY, STATE & ZIP:CITY, STATE & ZIP:CITY, STATE & ZIP: BAGA TOIRUU 3/9BAGA TOIRUU 3/9BAGA TOIRUU 3/9FOREIGN PROVINCE:FOREIGN PROVINCE:FOREIGN PROVINCE: ULAANBAATARULAANBAATARULAANBAATARFOREIGN COUNTRY:FOREIGN COUNTRY:FOREIGN COUNTRY: MONGOLIAMONGOLIAMONGOLIAGRANT DATE:GRANT DATE:GRANT DATE: 10/27/201010/27/201010/27/2010GRANT AMOUNT:GRANT AMOUNT:GRANT AMOUNT: 75,000.75,000.75,000.GRANT PURPOSE:GRANT PURPOSE:GRANT PURPOSE: TO FUND A CONFERENCE ON FRESH & SPENT FUEL-MANAGEMENTTO FUND A CONFERENCE ON FRESH & SPENT FUEL-MANAGEMENTTO FUND A CONFERENCE ON FRESH & SPENT FUEL-MANAGEMENT

AND REGIONAL NUCLEAR COOPERATION.AND REGIONAL NUCLEAR COOPERATION.AND REGIONAL NUCLEAR COOPERATION.AMOUNT EXPENDED:AMOUNT EXPENDED:AMOUNT EXPENDED: 75,000.75,000.75,000.ANY DIVERSION?ANY DIVERSION?ANY DIVERSION? NONONODATES OF REPORTS:DATES OF REPORTS:DATES OF REPORTS: 1/19/20121/19/20121/19/2012VERIFICATION DATE:VERIFICATION DATE:VERIFICATION DATE:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

ATTACHMENT 13 (CONT'D)ATTACHMENT 13 (CONT'D)ATTACHMENT 13 (CONT'D)

FORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENTFORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENTFORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENT

GRANTEE'S NAME:GRANTEE'S NAME:GRANTEE'S NAME: NEW ENGLAND STATES GOVERNMENT FINANCESNEW ENGLAND STATES GOVERNMENT FINANCESNEW ENGLAND STATES GOVERNMENT FINANCESGRANTEE'S ADDRESS:GRANTEE'S ADDRESS:GRANTEE'S ADDRESS: 145 TAUNTON AVENUE145 TAUNTON AVENUE145 TAUNTON AVENUECITY, STATE & ZIP:CITY, STATE & ZIP:CITY, STATE & ZIP: EAST PROVIDENCE, RI 02914EAST PROVIDENCE, RI 02914EAST PROVIDENCE, RI 02914GRANT DATE:GRANT DATE:GRANT DATE: 09/10/200709/10/200709/10/2007GRANT AMOUNT:GRANT AMOUNT:GRANT AMOUNT: 150,000.150,000.150,000.GRANT PURPOSE:GRANT PURPOSE:GRANT PURPOSE: TO HELP LAUNCH THE NEW ENGLAND STATES PERFORMANCETO HELP LAUNCH THE NEW ENGLAND STATES PERFORMANCETO HELP LAUNCH THE NEW ENGLAND STATES PERFORMANCE

MEASUREMENT PILOTMEASUREMENT PILOTMEASUREMENT PILOTAMOUNT EXPENDED:AMOUNT EXPENDED:AMOUNT EXPENDED: 150,000.150,000.150,000.ANY DIVERSION?ANY DIVERSION?ANY DIVERSION? NONONODATES OF REPORTS:DATES OF REPORTS:DATES OF REPORTS: 4/8/09, 4/9/09,5/7/10, 9/16/114/8/09, 4/9/09,5/7/10, 9/16/114/8/09, 4/9/09,5/7/10, 9/16/11VERIFICATION DATE:VERIFICATION DATE:VERIFICATION DATE: 09/16/201109/16/201109/16/2011RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:

GRANTEE'S NAME:GRANTEE'S NAME:GRANTEE'S NAME: AZAVEA, INC.AZAVEA, INC.AZAVEA, INC.GRANTEE'S ADDRESS:GRANTEE'S ADDRESS:GRANTEE'S ADDRESS: 340 N. 12TH STREET, SUITE 402340 N. 12TH STREET, SUITE 402340 N. 12TH STREET, SUITE 402CITY, STATE & ZIP:CITY, STATE & ZIP:CITY, STATE & ZIP: PHILADELPHIA, PA 19107PHILADELPHIA, PA 19107PHILADELPHIA, PA 19107GRANT DATE:GRANT DATE:GRANT DATE: 01/05/201101/05/201101/05/2011GRANT AMOUNT:GRANT AMOUNT:GRANT AMOUNT: 124,916.124,916.124,916.GRANT PURPOSE:GRANT PURPOSE:GRANT PURPOSE: TO READY PUBLIC MAPPING PROTOTYPE SOFTWARE FOR OPENTO READY PUBLIC MAPPING PROTOTYPE SOFTWARE FOR OPENTO READY PUBLIC MAPPING PROTOTYPE SOFTWARE FOR OPEN

USE IN REDISTRICTING PROCESSUSE IN REDISTRICTING PROCESSUSE IN REDISTRICTING PROCESSAMOUNT EXPENDED:AMOUNT EXPENDED:AMOUNT EXPENDED: 124,916.124,916.124,916.ANY DIVERSION?ANY DIVERSION?ANY DIVERSION? NONONODATES OF REPORTS:DATES OF REPORTS:DATES OF REPORTS: 6/30/20116/30/20116/30/2011VERIFICATION DATE:VERIFICATION DATE:VERIFICATION DATE: 06/30/201106/30/201106/30/2011RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:

GRANTEE'S NAME:GRANTEE'S NAME:GRANTEE'S NAME: ED REGISED REGISED REGISGRANTEE'S ADDRESS:GRANTEE'S ADDRESS:GRANTEE'S ADDRESS: 17302 HARBAUGH VALLEY ROAD17302 HARBAUGH VALLEY ROAD17302 HARBAUGH VALLEY ROADCITY, STATE & ZIP:CITY, STATE & ZIP:CITY, STATE & ZIP: SABILLASVILLE, MD 21780SABILLASVILLE, MD 21780SABILLASVILLE, MD 21780GRANT DATE:GRANT DATE:GRANT DATE: 01/05/201101/05/201101/05/2011GRANT AMOUNT:GRANT AMOUNT:GRANT AMOUNT: 40,800.40,800.40,800.GRANT PURPOSE:GRANT PURPOSE:GRANT PURPOSE: FOR RESEARCH AND WRITING OF A BOOK ON GENOMICFOR RESEARCH AND WRITING OF A BOOK ON GENOMICFOR RESEARCH AND WRITING OF A BOOK ON GENOMIC

ENGINEERING WITH GEORGE CHURCHENGINEERING WITH GEORGE CHURCHENGINEERING WITH GEORGE CHURCHAMOUNT EXPENDED:AMOUNT EXPENDED:AMOUNT EXPENDED: 35,250.35,250.35,250.ANY DIVERSION?ANY DIVERSION?ANY DIVERSION? NONONODATES OF REPORTS:DATES OF REPORTS:DATES OF REPORTS: 2/22/20122/22/20122/22/2012VERIFICATION DATE:VERIFICATION DATE:VERIFICATION DATE:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:

REFUNDED $5,550.REFUNDED $5,550.REFUNDED $5,550.

GRANTEE'S NAME:GRANTEE'S NAME:GRANTEE'S NAME: THE INTERNET ARCHIVETHE INTERNET ARCHIVETHE INTERNET ARCHIVEGRANTEE'S ADDRESS:GRANTEE'S ADDRESS:GRANTEE'S ADDRESS: P.O. BOX 29244P.O. BOX 29244P.O. BOX 29244CITY, STATE & ZIP:CITY, STATE & ZIP:CITY, STATE & ZIP: SAN FRANCISCO, CA 94129-0244SAN FRANCISCO, CA 94129-0244SAN FRANCISCO, CA 94129-0244GRANT DATE:GRANT DATE:GRANT DATE: 01/12/201101/12/201101/12/2011GRANT AMOUNT:GRANT AMOUNT:GRANT AMOUNT: 58,828.58,828.58,828.GRANT PURPOSE:GRANT PURPOSE:GRANT PURPOSE: TO SUPPORT A SUMMIT ON LINKED OPEN DATA IN LIBRARIES,TO SUPPORT A SUMMIT ON LINKED OPEN DATA IN LIBRARIES,TO SUPPORT A SUMMIT ON LINKED OPEN DATA IN LIBRARIES,

ARCHIVES, AND MUSEUMSARCHIVES, AND MUSEUMSARCHIVES, AND MUSEUMSAMOUNT EXPENDED:AMOUNT EXPENDED:AMOUNT EXPENDED: 58,828.58,828.58,828.ANY DIVERSION?ANY DIVERSION?ANY DIVERSION? NONONODATES OF REPORTS:DATES OF REPORTS:DATES OF REPORTS: 7/2/20127/2/20127/2/2012

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

ATTACHMENT 13 (CONT'D)ATTACHMENT 13 (CONT'D)ATTACHMENT 13 (CONT'D)

FORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENTFORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENTFORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENT

VERIFICATION DATE:VERIFICATION DATE:VERIFICATION DATE:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:

GRANTEE'S NAME:GRANTEE'S NAME:GRANTEE'S NAME: J. WILLIAM JONES CONSULTING ENGINEERSJ. WILLIAM JONES CONSULTING ENGINEERSJ. WILLIAM JONES CONSULTING ENGINEERSGRANTEE'S ADDRESS:GRANTEE'S ADDRESS:GRANTEE'S ADDRESS: 5561 OCEAN TERRACE DRIVE5561 OCEAN TERRACE DRIVE5561 OCEAN TERRACE DRIVECITY, STATE & ZIP:CITY, STATE & ZIP:CITY, STATE & ZIP: HUNTINGTON BEACH, CA 92648HUNTINGTON BEACH, CA 92648HUNTINGTON BEACH, CA 92648GRANT DATE:GRANT DATE:GRANT DATE: 06/21/201106/21/201106/21/2011GRANT AMOUNT:GRANT AMOUNT:GRANT AMOUNT: 325,250.325,250.325,250.GRANT PURPOSE:GRANT PURPOSE:GRANT PURPOSE: TO DISSEMINATE AND IMPLEMENT GUIDANCE TO ASSURE USE OFTO DISSEMINATE AND IMPLEMENT GUIDANCE TO ASSURE USE OFTO DISSEMINATE AND IMPLEMENT GUIDANCE TO ASSURE USE OF

RADIOACTIVE MATERIALS ARE ADEQUATELY SECURERADIOACTIVE MATERIALS ARE ADEQUATELY SECURERADIOACTIVE MATERIALS ARE ADEQUATELY SECUREAMOUNT EXPENDED:AMOUNT EXPENDED:AMOUNT EXPENDED: 325,250.325,250.325,250.ANY DIVERSION?ANY DIVERSION?ANY DIVERSION? NONONODATES OF REPORTS:DATES OF REPORTS:DATES OF REPORTS: 11/16/201111/16/201111/16/2011VERIFICATION DATE:VERIFICATION DATE:VERIFICATION DATE: 11/16/201111/16/201111/16/2011RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:

GRANTEE'S NAME:GRANTEE'S NAME:GRANTEE'S NAME: UNIVERSITY OF LEEDSUNIVERSITY OF LEEDSUNIVERSITY OF LEEDSGRANTEE'S ADDRESS:GRANTEE'S ADDRESS:GRANTEE'S ADDRESS: LEEDS, WEST YORKSHIRE LS2 9JTLEEDS, WEST YORKSHIRE LS2 9JTLEEDS, WEST YORKSHIRE LS2 9JTCITY, STATE & ZIP:CITY, STATE & ZIP:CITY, STATE & ZIP:FOREIGN PROVINCE:FOREIGN PROVINCE:FOREIGN PROVINCE: ENGLANDENGLANDENGLANDGRANT DATE:GRANT DATE:GRANT DATE: 01/19/201101/19/201101/19/2011GRANT AMOUNT:GRANT AMOUNT:GRANT AMOUNT: 60,000.60,000.60,000.GRANT PURPOSE:GRANT PURPOSE:GRANT PURPOSE: TO EXPLORE THE FEASIBILITY OF AN INTERNATIONAL ACADEMICTO EXPLORE THE FEASIBILITY OF AN INTERNATIONAL ACADEMICTO EXPLORE THE FEASIBILITY OF AN INTERNATIONAL ACADEMIC

NETWORK FOR MEASUREMENT OF THE FORECASTNETWORK FOR MEASUREMENT OF THE FORECASTNETWORK FOR MEASUREMENT OF THE FORECASTAMOUNT EXPENDED:AMOUNT EXPENDED:AMOUNT EXPENDED: 60,000.60,000.60,000.ANY DIVERSION?ANY DIVERSION?ANY DIVERSION? NONONODATES OF REPORTS:DATES OF REPORTS:DATES OF REPORTS: 12/22/201112/22/201112/22/2011VERIFICATION DATE:VERIFICATION DATE:VERIFICATION DATE: 12/22/201112/22/201112/22/2011RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:

GRANTEE'S NAME:GRANTEE'S NAME:GRANTEE'S NAME: MICHAEL LEMONICKMICHAEL LEMONICKMICHAEL LEMONICKGRANTEE'S ADDRESS:GRANTEE'S ADDRESS:GRANTEE'S ADDRESS: 249 CHERRY HILL ROAD249 CHERRY HILL ROAD249 CHERRY HILL ROADCITY, STATE & ZIP:CITY, STATE & ZIP:CITY, STATE & ZIP: PRINCETON, NJ 08540PRINCETON, NJ 08540PRINCETON, NJ 08540GRANT DATE:GRANT DATE:GRANT DATE: 08/17/201108/17/201108/17/2011GRANT AMOUNT:GRANT AMOUNT:GRANT AMOUNT: 55,000.55,000.55,000.GRANT PURPOSE:GRANT PURPOSE:GRANT PURPOSE: TO SUPPORT THE WRITING OF THE BOOK "MIRROR EARTH"TO SUPPORT THE WRITING OF THE BOOK "MIRROR EARTH"TO SUPPORT THE WRITING OF THE BOOK "MIRROR EARTH"AMOUNT EXPENDED:AMOUNT EXPENDED:AMOUNT EXPENDED: 55,000.55,000.55,000.ANY DIVERSION?ANY DIVERSION?ANY DIVERSION? NONONODATES OF REPORTS:DATES OF REPORTS:DATES OF REPORTS: 6/8/2012 AND 7/18/20126/8/2012 AND 7/18/20126/8/2012 AND 7/18/2012VERIFICATION DATE:VERIFICATION DATE:VERIFICATION DATE:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:

GRANTEE'S NAME:GRANTEE'S NAME:GRANTEE'S NAME: OPEN KNOWLEDGE FOUNDATIONOPEN KNOWLEDGE FOUNDATIONOPEN KNOWLEDGE FOUNDATIONGRANTEE'S ADDRESS:GRANTEE'S ADDRESS:GRANTEE'S ADDRESS: 37 PANTON STREET37 PANTON STREET37 PANTON STREETCITY, STATE & ZIP:CITY, STATE & ZIP:CITY, STATE & ZIP: CAMBRIDGE CB2 1HLCAMBRIDGE CB2 1HLCAMBRIDGE CB2 1HLFOREIGN PROVINCE:FOREIGN PROVINCE:FOREIGN PROVINCE: ENGLANDENGLANDENGLANDGRANT DATE:GRANT DATE:GRANT DATE: 12/05/201112/05/201112/05/2011GRANT AMOUNT:GRANT AMOUNT:GRANT AMOUNT: 124,315.124,315.124,315.GRANT PURPOSE:GRANT PURPOSE:GRANT PURPOSE: TO PROMOTE OPEN CONTENT AND OPEN DATA PRACTICES INTO PROMOTE OPEN CONTENT AND OPEN DATA PRACTICES INTO PROMOTE OPEN CONTENT AND OPEN DATA PRACTICES IN

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

ATTACHMENT 13 (CONT'D)ATTACHMENT 13 (CONT'D)ATTACHMENT 13 (CONT'D)

FORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENTFORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENTFORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENT

ECONOMICSECONOMICSECONOMICSAMOUNT EXPENDED:AMOUNT EXPENDED:AMOUNT EXPENDED:ANY DIVERSION?ANY DIVERSION?ANY DIVERSION? NONONODATES OF REPORTS:DATES OF REPORTS:DATES OF REPORTS:VERIFICATION DATE:VERIFICATION DATE:VERIFICATION DATE:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:

GRANTEE'S NAME:GRANTEE'S NAME:GRANTEE'S NAME: SOCIAL SCIENCE RESEARCH NETWORKSOCIAL SCIENCE RESEARCH NETWORKSOCIAL SCIENCE RESEARCH NETWORKGRANTEE'S ADDRESS:GRANTEE'S ADDRESS:GRANTEE'S ADDRESS:CITY, STATE & ZIP:CITY, STATE & ZIP:CITY, STATE & ZIP: ROCHESTER, NY 14618ROCHESTER, NY 14618ROCHESTER, NY 14618GRANT DATE:GRANT DATE:GRANT DATE: 12/05/201112/05/201112/05/2011GRANT AMOUNT:GRANT AMOUNT:GRANT AMOUNT: 60,490.60,490.60,490.GRANT PURPOSE:GRANT PURPOSE:GRANT PURPOSE: TO DEVELOP A PLAN FOR EXTENDING THE SOCIAL SCIENCETO DEVELOP A PLAN FOR EXTENDING THE SOCIAL SCIENCETO DEVELOP A PLAN FOR EXTENDING THE SOCIAL SCIENCE

RESEARCH NETWORKS SCOPE TO INCLUDE RESEARCHRESEARCH NETWORKS SCOPE TO INCLUDE RESEARCHRESEARCH NETWORKS SCOPE TO INCLUDE RESEARCHAMOUNT EXPENDED:AMOUNT EXPENDED:AMOUNT EXPENDED:ANY DIVERSION?ANY DIVERSION?ANY DIVERSION? NONONODATES OF REPORTS:DATES OF REPORTS:DATES OF REPORTS:VERIFICATION DATE:VERIFICATION DATE:VERIFICATION DATE:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:

GRANTEE'S NAME:GRANTEE'S NAME:GRANTEE'S NAME: STUART FIRESTEINSTUART FIRESTEINSTUART FIRESTEINGRANTEE'S ADDRESS:GRANTEE'S ADDRESS:GRANTEE'S ADDRESS: 923 FAIRCHILD MC2438923 FAIRCHILD MC2438923 FAIRCHILD MC2438CITY, STATE & ZIP:CITY, STATE & ZIP:CITY, STATE & ZIP: NEW YORK, NY 10027NEW YORK, NY 10027NEW YORK, NY 10027GRANT DATE:GRANT DATE:GRANT DATE: 03/30/201103/30/201103/30/2011GRANT AMOUNT:GRANT AMOUNT:GRANT AMOUNT: 40,000.40,000.40,000.GRANT PURPOSE:GRANT PURPOSE:GRANT PURPOSE: FOR RESEARCH AND WRITING OF A BOOK ON THE VALUE OFFOR RESEARCH AND WRITING OF A BOOK ON THE VALUE OFFOR RESEARCH AND WRITING OF A BOOK ON THE VALUE OF

IGNORANCE IN SCIENCEIGNORANCE IN SCIENCEIGNORANCE IN SCIENCEAMOUNT EXPENDED:AMOUNT EXPENDED:AMOUNT EXPENDED: 40,000.40,000.40,000.ANY DIVERSION?ANY DIVERSION?ANY DIVERSION? NONONODATES OF REPORTS:DATES OF REPORTS:DATES OF REPORTS: 6/20/20126/20/20126/20/2012VERIFICATION DATE:VERIFICATION DATE:VERIFICATION DATE:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:

GRANTEE'S NAME:GRANTEE'S NAME:GRANTEE'S NAME: UNIVERSITY OF WARWICKUNIVERSITY OF WARWICKUNIVERSITY OF WARWICKGRANTEE'S ADDRESS:GRANTEE'S ADDRESS:GRANTEE'S ADDRESS: GIBBET HILL ROADGIBBET HILL ROADGIBBET HILL ROADCITY, STATE & ZIP:CITY, STATE & ZIP:CITY, STATE & ZIP: COVENTRY CV4 8UWCOVENTRY CV4 8UWCOVENTRY CV4 8UWFOREIGN PROVINCE:FOREIGN PROVINCE:FOREIGN PROVINCE: ENGLANDENGLANDENGLANDGRANT DATE:GRANT DATE:GRANT DATE: 10/18/201110/18/201110/18/2011GRANT AMOUNT:GRANT AMOUNT:GRANT AMOUNT: 561,672.561,672.561,672.GRANT PURPOSE:GRANT PURPOSE:GRANT PURPOSE: TO DEVELOP MATHEMATICAL FOUNDATIONS AND APPLICATIONSTO DEVELOP MATHEMATICAL FOUNDATIONS AND APPLICATIONSTO DEVELOP MATHEMATICAL FOUNDATIONS AND APPLICATIONS

FOR THE CONTROL THEORY OF COMPLEX SYSTEMSFOR THE CONTROL THEORY OF COMPLEX SYSTEMSFOR THE CONTROL THEORY OF COMPLEX SYSTEMSAMOUNT EXPENDED:AMOUNT EXPENDED:AMOUNT EXPENDED: 371,499.371,499.371,499.ANY DIVERSION?ANY DIVERSION?ANY DIVERSION? NONONODATES OF REPORTS:DATES OF REPORTS:DATES OF REPORTS:VERIFICATION DATE:VERIFICATION DATE:VERIFICATION DATE:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:

GRANTEE'S NAME:GRANTEE'S NAME:GRANTEE'S NAME: FRIENDS OF THE INT'L MATHEMATICAL UNIONFRIENDS OF THE INT'L MATHEMATICAL UNIONFRIENDS OF THE INT'L MATHEMATICAL UNIONGRANTEE'S ADDRESS:GRANTEE'S ADDRESS:GRANTEE'S ADDRESS: 201 CHARLES ST.201 CHARLES ST.201 CHARLES ST.

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

ATTACHMENT 13 (CONT'D)ATTACHMENT 13 (CONT'D)ATTACHMENT 13 (CONT'D)

FORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENTFORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENTFORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENT

CITY, STATE & ZIP:CITY, STATE & ZIP:CITY, STATE & ZIP: PROVIDENCE, RI 02904PROVIDENCE, RI 02904PROVIDENCE, RI 02904GRANT DATE:GRANT DATE:GRANT DATE: 12/05/201112/05/201112/05/2011GRANT AMOUNT:GRANT AMOUNT:GRANT AMOUNT: 73,000.73,000.73,000.GRANT PURPOSE:GRANT PURPOSE:GRANT PURPOSE: TO BRING INTERNATIONAL PARTICIPANTS AND PERSPECTIVES TOTO BRING INTERNATIONAL PARTICIPANTS AND PERSPECTIVES TOTO BRING INTERNATIONAL PARTICIPANTS AND PERSPECTIVES TO

THE PLANNING OF A MATHEMATICAL LIBRARY.THE PLANNING OF A MATHEMATICAL LIBRARY.THE PLANNING OF A MATHEMATICAL LIBRARY.AMOUNT EXPENDED:AMOUNT EXPENDED:AMOUNT EXPENDED: 73,000.73,000.73,000.ANY DIVERSION?ANY DIVERSION?ANY DIVERSION? NONONODATES OF REPORTS:DATES OF REPORTS:DATES OF REPORTS:VERIFICATION DATE:VERIFICATION DATE:VERIFICATION DATE:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:

GRANTEE'S NAME:GRANTEE'S NAME:GRANTEE'S NAME: INSTITUTE FOR NEW ECONOMIC THINKINGINSTITUTE FOR NEW ECONOMIC THINKINGINSTITUTE FOR NEW ECONOMIC THINKINGGRANTEE'S ADDRESS:GRANTEE'S ADDRESS:GRANTEE'S ADDRESS: 570 LEXINGTON AVENUE, 18TH FLOOR570 LEXINGTON AVENUE, 18TH FLOOR570 LEXINGTON AVENUE, 18TH FLOORCITY, STATE & ZIP:CITY, STATE & ZIP:CITY, STATE & ZIP: NEW YORK, NY 10022NEW YORK, NY 10022NEW YORK, NY 10022GRANT DATE:GRANT DATE:GRANT DATE: 03/15/201103/15/201103/15/2011GRANT AMOUNT:GRANT AMOUNT:GRANT AMOUNT: 15,108.15,108.15,108.GRANT PURPOSE:GRANT PURPOSE:GRANT PURPOSE: TO SUPPORT THE PARTICIPATION OF STUDENTS IN A MAJORTO SUPPORT THE PARTICIPATION OF STUDENTS IN A MAJORTO SUPPORT THE PARTICIPATION OF STUDENTS IN A MAJOR

CONFERENCE ON NEW ECONOMIC THINKING.CONFERENCE ON NEW ECONOMIC THINKING.CONFERENCE ON NEW ECONOMIC THINKING.AMOUNT EXPENDED:AMOUNT EXPENDED:AMOUNT EXPENDED: 15,108.15,108.15,108.ANY DIVERSION?ANY DIVERSION?ANY DIVERSION? NONONODATES OF REPORTS:DATES OF REPORTS:DATES OF REPORTS: 7/28/20117/28/20117/28/2011VERIFICATION DATE:VERIFICATION DATE:VERIFICATION DATE: 07/28/201107/28/201107/28/2011RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:RESULTS OF VERIFICATION:

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEESFORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEESFORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES ATTACHMENT 14ATTACHMENT 14ATTACHMENT 14

CONTRIBUTIONSCONTRIBUTIONSCONTRIBUTIONS EXPENSE ACCTEXPENSE ACCTEXPENSE ACCT

TITLE AND AVERAGE HOURS PERTITLE AND AVERAGE HOURS PERTITLE AND AVERAGE HOURS PER TO EMPLOYEETO EMPLOYEETO EMPLOYEE AND OTHERAND OTHERAND OTHER

NAME AND ADDRESSNAME AND ADDRESSNAME AND ADDRESS WEEK DEVOTED TO POSITIONWEEK DEVOTED TO POSITIONWEEK DEVOTED TO POSITION COMPENSATIONCOMPENSATIONCOMPENSATION BENEFIT PLANSBENEFIT PLANSBENEFIT PLANS ALLOWANCESALLOWANCESALLOWANCES

PAUL L. JOSKOWPAUL L. JOSKOWPAUL L. JOSKOW TRUSTEE/PRESIDENTTRUSTEE/PRESIDENTTRUSTEE/PRESIDENT 698,961.698,961.698,961. 75,369.75,369.75,369. 000

630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUE 40.0040.0040.00

NEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

WILLIAM B. PETERSENWILLIAM B. PETERSENWILLIAM B. PETERSEN VP/CHIEF INVESTMENT OFFICERVP/CHIEF INVESTMENT OFFICERVP/CHIEF INVESTMENT OFFICER 755,244.755,244.755,244. 85,376.85,376.85,376. 000

630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUE 40.0040.0040.00

NEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

CHRISTOPHER T. SIACHRISTOPHER T. SIACHRISTOPHER T. SIA TREASURER/CHIEF TECH OFFICERTREASURER/CHIEF TECH OFFICERTREASURER/CHIEF TECH OFFICER 195,000.195,000.195,000. 79,002.79,002.79,002. 000

630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUE 40.0040.0040.00

NEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

LEISLE LINLEISLE LINLEISLE LIN VP FINANCE/BOARD SECRETARYVP FINANCE/BOARD SECRETARYVP FINANCE/BOARD SECRETARY 297,000.297,000.297,000. 85,919.85,919.85,919. 000

630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUE 40.0040.0040.00

NEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

STEPHEN L. BROWNSTEPHEN L. BROWNSTEPHEN L. BROWN TRUSTEE/CHAIRMANTRUSTEE/CHAIRMANTRUSTEE/CHAIRMAN 28,000.28,000.28,000. 000 000

630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUE 2.002.002.00

NEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

SANDRA O. MOOSESANDRA O. MOOSESANDRA O. MOOSE TRUSTEETRUSTEETRUSTEE 23,000.23,000.23,000. 000 000

630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUE 2.002.002.00

NEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

ATTACHMENT 14ATTACHMENT 14ATTACHMENT 14

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEESFORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEESFORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES ATTACHMENT 14 (CONT'D)ATTACHMENT 14 (CONT'D)ATTACHMENT 14 (CONT'D)

CONTRIBUTIONSCONTRIBUTIONSCONTRIBUTIONS EXPENSE ACCTEXPENSE ACCTEXPENSE ACCT

TITLE AND AVERAGE HOURS PERTITLE AND AVERAGE HOURS PERTITLE AND AVERAGE HOURS PER TO EMPLOYEETO EMPLOYEETO EMPLOYEE AND OTHERAND OTHERAND OTHER

NAME AND ADDRESSNAME AND ADDRESSNAME AND ADDRESS WEEK DEVOTED TO POSITIONWEEK DEVOTED TO POSITIONWEEK DEVOTED TO POSITION COMPENSATIONCOMPENSATIONCOMPENSATION BENEFIT PLANSBENEFIT PLANSBENEFIT PLANS ALLOWANCESALLOWANCESALLOWANCES

FREEMAN A. HRABOWSKI IIIFREEMAN A. HRABOWSKI IIIFREEMAN A. HRABOWSKI III TRUSTEETRUSTEETRUSTEE 25,500.25,500.25,500. 000 000

630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUE 2.002.002.00

NEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

MARTA TIENDAMARTA TIENDAMARTA TIENDA TRUSTEETRUSTEETRUSTEE 23,000.23,000.23,000. 000 000

630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUE 2.002.002.00

NEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

FREDERICK HENDERSONFREDERICK HENDERSONFREDERICK HENDERSON TRUSTEETRUSTEETRUSTEE 23,000.23,000.23,000. 000 000

630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUE 2.002.002.00

NEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

SHEILA E. WIDNALLSHEILA E. WIDNALLSHEILA E. WIDNALL TRUSTEETRUSTEETRUSTEE 18,000.18,000.18,000. 000 000

630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUE 2.002.002.00

NEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

GAIL M. PESYNAGAIL M. PESYNAGAIL M. PESYNA VP OF HR & PROGRAM MANAGEMENTVP OF HR & PROGRAM MANAGEMENTVP OF HR & PROGRAM MANAGEMENT 277,900.277,900.277,900. 72,756.72,756.72,756. 000

630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUE 40.0040.0040.00

NEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

DORON WEBERDORON WEBERDORON WEBER VICE PRESIDENT OF PROGRAMSVICE PRESIDENT OF PROGRAMSVICE PRESIDENT OF PROGRAMS 283,775.283,775.283,775. 90,386.90,386.90,386. 000

630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUE 40.0040.0040.00

NEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

ATTACHMENT 14ATTACHMENT 14ATTACHMENT 14

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEESFORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEESFORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES ATTACHMENT 14 (CONT'D)ATTACHMENT 14 (CONT'D)ATTACHMENT 14 (CONT'D)

CONTRIBUTIONSCONTRIBUTIONSCONTRIBUTIONS EXPENSE ACCTEXPENSE ACCTEXPENSE ACCT

TITLE AND AVERAGE HOURS PERTITLE AND AVERAGE HOURS PERTITLE AND AVERAGE HOURS PER TO EMPLOYEETO EMPLOYEETO EMPLOYEE AND OTHERAND OTHERAND OTHER

NAME AND ADDRESSNAME AND ADDRESSNAME AND ADDRESS WEEK DEVOTED TO POSITIONWEEK DEVOTED TO POSITIONWEEK DEVOTED TO POSITION COMPENSATIONCOMPENSATIONCOMPENSATION BENEFIT PLANSBENEFIT PLANSBENEFIT PLANS ALLOWANCESALLOWANCESALLOWANCES

JESSE AUSUBELJESSE AUSUBELJESSE AUSUBEL VICE PRESIDENT OF PROGRAMSVICE PRESIDENT OF PROGRAMSVICE PRESIDENT OF PROGRAMS 000 000 000

630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUE 40.0040.0040.00

NEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

JESSE AUSUBEL IS AN EMPLOYEE OF ROCKEFELLER UNIVERSITY. THE FOUNDATIONJESSE AUSUBEL IS AN EMPLOYEE OF ROCKEFELLER UNIVERSITY. THE FOUNDATIONJESSE AUSUBEL IS AN EMPLOYEE OF ROCKEFELLER UNIVERSITY. THE FOUNDATION

CONTRACTS WITH ROCKEFELLER UNIVERSITY FOR HIS SERVICES AS VICE PRESIDENTCONTRACTS WITH ROCKEFELLER UNIVERSITY FOR HIS SERVICES AS VICE PRESIDENTCONTRACTS WITH ROCKEFELLER UNIVERSITY FOR HIS SERVICES AS VICE PRESIDENT

OF PROGRAMS. PAYMENTS FOR A PORTION OF HIS TIME TOTALING $296,000 WEREOF PROGRAMS. PAYMENTS FOR A PORTION OF HIS TIME TOTALING $296,000 WEREOF PROGRAMS. PAYMENTS FOR A PORTION OF HIS TIME TOTALING $296,000 WERE

MADE TO ROCKEFELLER UNIVERSITY DURING THE YEAR, WHICH REPRESENTS AMADE TO ROCKEFELLER UNIVERSITY DURING THE YEAR, WHICH REPRESENTS AMADE TO ROCKEFELLER UNIVERSITY DURING THE YEAR, WHICH REPRESENTS A

PORTION OF HIS SALARY, NON FACULTY SALARIES, BENEFITS, OFFICE EXPENSESPORTION OF HIS SALARY, NON FACULTY SALARIES, BENEFITS, OFFICE EXPENSESPORTION OF HIS SALARY, NON FACULTY SALARIES, BENEFITS, OFFICE EXPENSES

AND UNIVERSITY OVERHEAD.AND UNIVERSITY OVERHEAD.AND UNIVERSITY OVERHEAD.

RICHARD BERNSTEINRICHARD BERNSTEINRICHARD BERNSTEIN TRUSTEETRUSTEETRUSTEE 25,500.25,500.25,500. 000 000

630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUE 2.002.002.00

NEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

MARY SCHMIDT CAMPBELLMARY SCHMIDT CAMPBELLMARY SCHMIDT CAMPBELL TRUSTEETRUSTEETRUSTEE 18,000.18,000.18,000. 000 000

630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUE 2.002.002.00

NEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

PETER S. KIMPETER S. KIMPETER S. KIM TRUSTEETRUSTEETRUSTEE 16,000.16,000.16,000. 000 000

630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUE 2.002.002.00

NEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

ATTACHMENT 14ATTACHMENT 14ATTACHMENT 14

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEESFORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEESFORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES ATTACHMENT 14 (CONT'D)ATTACHMENT 14 (CONT'D)ATTACHMENT 14 (CONT'D)

CONTRIBUTIONSCONTRIBUTIONSCONTRIBUTIONS EXPENSE ACCTEXPENSE ACCTEXPENSE ACCT

TITLE AND AVERAGE HOURS PERTITLE AND AVERAGE HOURS PERTITLE AND AVERAGE HOURS PER TO EMPLOYEETO EMPLOYEETO EMPLOYEE AND OTHERAND OTHERAND OTHER

NAME AND ADDRESSNAME AND ADDRESSNAME AND ADDRESS WEEK DEVOTED TO POSITIONWEEK DEVOTED TO POSITIONWEEK DEVOTED TO POSITION COMPENSATIONCOMPENSATIONCOMPENSATION BENEFIT PLANSBENEFIT PLANSBENEFIT PLANS ALLOWANCESALLOWANCESALLOWANCES

ROBERT LITTERMANROBERT LITTERMANROBERT LITTERMAN TRUSTEETRUSTEETRUSTEE 21,000.21,000.21,000. 000 000

630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUE 2.002.002.00

NEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

JAMES M. POTERBAJAMES M. POTERBAJAMES M. POTERBA TRUSTEETRUSTEETRUSTEE 21,000.21,000.21,000. 000 000

630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUE 2.002.002.00

NEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

GRAND TOTALSGRAND TOTALSGRAND TOTALS 2,749,880.2,749,880.2,749,880. 488,808.488,808.488,808. 000

ATTACHMENT 14ATTACHMENT 14ATTACHMENT 14

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

990PF, PART VIII - COMPENSATION OF THE FIVE HIGHEST PAID EMPLOYEES990PF, PART VIII - COMPENSATION OF THE FIVE HIGHEST PAID EMPLOYEES990PF, PART VIII - COMPENSATION OF THE FIVE HIGHEST PAID EMPLOYEESATTACHMENT 15ATTACHMENT 15ATTACHMENT 15

TITLE AND AVERAGETITLE AND AVERAGETITLE AND AVERAGE CONTRIBUTIONSCONTRIBUTIONSCONTRIBUTIONS EXPENSE ACCTEXPENSE ACCTEXPENSE ACCTHOURS PER WEEKHOURS PER WEEKHOURS PER WEEK TO EMPLOYEETO EMPLOYEETO EMPLOYEE AND OTHERAND OTHERAND OTHER

NAME AND ADDRESSNAME AND ADDRESSNAME AND ADDRESS DEVOTED TO POSITIONDEVOTED TO POSITIONDEVOTED TO POSITION COMPENSATIONCOMPENSATIONCOMPENSATION BENEFIT PLANSBENEFIT PLANSBENEFIT PLANS ALLOWANCESALLOWANCESALLOWANCES

JOSEPH S. BOHRERJOSEPH S. BOHRERJOSEPH S. BOHRER INVESTMENT DIRECTORINVESTMENT DIRECTORINVESTMENT DIRECTOR 453,094.453,094.453,094. 58,965.58,965.58,965. 000C/O ALFRED P. SLOAN FOUNDATIONC/O ALFRED P. SLOAN FOUNDATIONC/O ALFRED P. SLOAN FOUNDATION 40.0040.0040.00630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUENEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

DANIEL L. GOROFFDANIEL L. GOROFFDANIEL L. GOROFF PROGRAM DIRECTORPROGRAM DIRECTORPROGRAM DIRECTOR 265,562.265,562.265,562. 67,655.67,655.67,655. 000C/O ALFRED P. SLOAN FOUNDATIONC/O ALFRED P. SLOAN FOUNDATIONC/O ALFRED P. SLOAN FOUNDATION 40.0040.0040.00630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUENEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

KATHLEEN E. CHRISTENSENKATHLEEN E. CHRISTENSENKATHLEEN E. CHRISTENSEN PROGRAM DIRECTORPROGRAM DIRECTORPROGRAM DIRECTOR 270,562.270,562.270,562. 88,375.88,375.88,375. 000C/O ALFRED P. SLOAN FOUNDATIONC/O ALFRED P. SLOAN FOUNDATIONC/O ALFRED P. SLOAN FOUNDATION 40.0040.0040.00630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUENEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

JENNIFER HELLERJENNIFER HELLERJENNIFER HELLER INVESTMENT DIRECTORINVESTMENT DIRECTORINVESTMENT DIRECTOR 345,926.345,926.345,926. 68,627.68,627.68,627. 000C/O ALFRED P. SLOAN FOUNDATIONC/O ALFRED P. SLOAN FOUNDATIONC/O ALFRED P. SLOAN FOUNDATION 40.0040.0040.00630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUENEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

PAULA OLSIEWSKIPAULA OLSIEWSKIPAULA OLSIEWSKI PROGRAM DIRECTORPROGRAM DIRECTORPROGRAM DIRECTOR 232,000.232,000.232,000. 75,039.75,039.75,039. 000C/O ALFRED P. SLOAN FOUNDATIONC/O ALFRED P. SLOAN FOUNDATIONC/O ALFRED P. SLOAN FOUNDATION 40.0040.0040.00630 FIFTH AVENUE630 FIFTH AVENUE630 FIFTH AVENUENEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111

TOTAL COMPENSATIONTOTAL COMPENSATIONTOTAL COMPENSATION 1,567,144.1,567,144.1,567,144. 358,661.358,661.358,661. 000

ATTACHMENT 15ATTACHMENT 15ATTACHMENT 15

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

ATTACHMENT 16ATTACHMENT 16ATTACHMENT 16

FORM 990PF, PART XV - NAME, ADDRESS AND PHONE FOR APPLICATIONSFORM 990PF, PART XV - NAME, ADDRESS AND PHONE FOR APPLICATIONSFORM 990PF, PART XV - NAME, ADDRESS AND PHONE FOR APPLICATIONS

MR. PAUL L. JOSKOW - GRANTSMR. PAUL L. JOSKOW - GRANTSMR. PAUL L. JOSKOW - GRANTS630 FIFTH AVENUE, SUITE 2550630 FIFTH AVENUE, SUITE 2550630 FIFTH AVENUE, SUITE 2550NEW YORK, NY 10111NEW YORK, NY 10111NEW YORK, NY 10111212-649-1649212-649-1649212-649-1649

MS. ERICA STELLA - FELLOWSHIPSMS. ERICA STELLA - FELLOWSHIPSMS. ERICA STELLA - FELLOWSHIPS630 FIFTH AVENUE, SUITE 2550630 FIFTH AVENUE, SUITE 2550630 FIFTH AVENUE, SUITE 2550NEW YORK, NY 1011NEW YORK, NY 1011NEW YORK, NY 1011212-649-1649212-649-1649212-649-1649

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

ATTACHMENT 17ATTACHMENT 17ATTACHMENT 17

990PF, PART XV - FORM AND CONTENTS OF SUBMITTED APPLICATIONS990PF, PART XV - FORM AND CONTENTS OF SUBMITTED APPLICATIONS990PF, PART XV - FORM AND CONTENTS OF SUBMITTED APPLICATIONS

GRANTS:GRANTS:GRANTS:

INFORMATION ABOUT THE APPLICANT, THE WORK THE APPLICANT PROPOSES TOINFORMATION ABOUT THE APPLICANT, THE WORK THE APPLICANT PROPOSES TOINFORMATION ABOUT THE APPLICANT, THE WORK THE APPLICANT PROPOSES TODO, THE COSTS AND DURATION OF THE WORK, AND THE TAX STATUS OF THEDO, THE COSTS AND DURATION OF THE WORK, AND THE TAX STATUS OF THEDO, THE COSTS AND DURATION OF THE WORK, AND THE TAX STATUS OF THEORGANIZATION THAT WOULD ADMINISTER THE GRANT. THE APPLICATIONORGANIZATION THAT WOULD ADMINISTER THE GRANT. THE APPLICATIONORGANIZATION THAT WOULD ADMINISTER THE GRANT. THE APPLICATIONSHOULD NOT EXCEED 20 DOUBLE-SPACED PAGES. PROPOSALS BY E-MAIL ARESHOULD NOT EXCEED 20 DOUBLE-SPACED PAGES. PROPOSALS BY E-MAIL ARESHOULD NOT EXCEED 20 DOUBLE-SPACED PAGES. PROPOSALS BY E-MAIL AREACCEPTED.ACCEPTED.ACCEPTED.

FELLOWSHIPS:FELLOWSHIPS:FELLOWSHIPS:

CANDIDATES ARE NOMINATED BY DEPARTMENT HEADS OR OTHER SENIOR SCHOLARS.CANDIDATES ARE NOMINATED BY DEPARTMENT HEADS OR OTHER SENIOR SCHOLARS.CANDIDATES ARE NOMINATED BY DEPARTMENT HEADS OR OTHER SENIOR SCHOLARS.DIRECT APPLICATIONS ARE NOT ACCEPTED. NOMINATION FORMS ARE AVAILABLEDIRECT APPLICATIONS ARE NOT ACCEPTED. NOMINATION FORMS ARE AVAILABLEDIRECT APPLICATIONS ARE NOT ACCEPTED. NOMINATION FORMS ARE AVAILABLEON REQUEST ADDRESSED TO MS. ERICA STELLA OR ONLINE TOON REQUEST ADDRESSED TO MS. ERICA STELLA OR ONLINE TOON REQUEST ADDRESSED TO MS. ERICA STELLA OR ONLINE TOWWW.SLOAN.ORG/FELLOWSHIPS. IN ADDITION TO THIS FORM, THE NOMINATORWWW.SLOAN.ORG/FELLOWSHIPS. IN ADDITION TO THIS FORM, THE NOMINATORWWW.SLOAN.ORG/FELLOWSHIPS. IN ADDITION TO THIS FORM, THE NOMINATORSHOULD SUBMIT A LETTER DESCRIBING THE CANDIDATE'S QUALIFICATIONS ANDSHOULD SUBMIT A LETTER DESCRIBING THE CANDIDATE'S QUALIFICATIONS ANDSHOULD SUBMIT A LETTER DESCRIBING THE CANDIDATE'S QUALIFICATIONS ANDMUST SEE THAT THE FOUNDATION RECEIVES 3 SUPPORTING LETTERS DIRECTLYMUST SEE THAT THE FOUNDATION RECEIVES 3 SUPPORTING LETTERS DIRECTLYMUST SEE THAT THE FOUNDATION RECEIVES 3 SUPPORTING LETTERS DIRECTLYFROM OTHER SCHOLARS, PREFERABLY NOT AT THE SAME INSTITUTION. A CV, AFROM OTHER SCHOLARS, PREFERABLY NOT AT THE SAME INSTITUTION. A CV, AFROM OTHER SCHOLARS, PREFERABLY NOT AT THE SAME INSTITUTION. A CV, ALIST OF THE CANDIDATE'S PUBLICATIONS, A ONE PAGE STATEMENT AS WELL ASLIST OF THE CANDIDATE'S PUBLICATIONS, A ONE PAGE STATEMENT AS WELL ASLIST OF THE CANDIDATE'S PUBLICATIONS, A ONE PAGE STATEMENT AS WELL ASONE COPY OF EACH OF NO MORE THAN TWO REPRESENTATIVE PUBLICATIONSONE COPY OF EACH OF NO MORE THAN TWO REPRESENTATIVE PUBLICATIONSONE COPY OF EACH OF NO MORE THAN TWO REPRESENTATIVE PUBLICATIONSSHOULD ACCOMPANY THE NOMINATION FORM AND LETTER.SHOULD ACCOMPANY THE NOMINATION FORM AND LETTER.SHOULD ACCOMPANY THE NOMINATION FORM AND LETTER.

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

ATTACHMENT 18ATTACHMENT 18ATTACHMENT 18

990PF, PART XV - SUBMISSION DEADLINES990PF, PART XV - SUBMISSION DEADLINES990PF, PART XV - SUBMISSION DEADLINES

GRANTS: NONEGRANTS: NONEGRANTS: NONE

FELLOWSHIPS: NOMINATIONS ARE DUE BY SEPTEMBER 15 FOR THOSE AWARDSFELLOWSHIPS: NOMINATIONS ARE DUE BY SEPTEMBER 15 FOR THOSE AWARDSFELLOWSHIPS: NOMINATIONS ARE DUE BY SEPTEMBER 15 FOR THOSE AWARDSWHICH ARE AWARDED THE FOLLOWING SEPTEMBER.WHICH ARE AWARDED THE FOLLOWING SEPTEMBER.WHICH ARE AWARDED THE FOLLOWING SEPTEMBER.

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

ATTACHMENT 19ATTACHMENT 19ATTACHMENT 19

990PF, PART XV - RESTRICTIONS OR LIMITATIONS ON AWARDS990PF, PART XV - RESTRICTIONS OR LIMITATIONS ON AWARDS990PF, PART XV - RESTRICTIONS OR LIMITATIONS ON AWARDS

GRANTS:GRANTS:GRANTS:

THE FOUNDATION'S MAIN INTERESTS ARE IN SCIENCE AND TECHNOLOGY;THE FOUNDATION'S MAIN INTERESTS ARE IN SCIENCE AND TECHNOLOGY;THE FOUNDATION'S MAIN INTERESTS ARE IN SCIENCE AND TECHNOLOGY;STANDARDS OF LIVING AND ECONOMIC PERFORMANCE; EDUCATION AND CAREERS INSTANDARDS OF LIVING AND ECONOMIC PERFORMANCE; EDUCATION AND CAREERS INSTANDARDS OF LIVING AND ECONOMIC PERFORMANCE; EDUCATION AND CAREERS INSCIENCES AND TECHNOLOGY AND SELECTED NATIONAL ISSUES. THESCIENCES AND TECHNOLOGY AND SELECTED NATIONAL ISSUES. THESCIENCES AND TECHNOLOGY AND SELECTED NATIONAL ISSUES. THEFOUNDATION'S ACTIVITIES DO NOT EXTEND TO THE HUMANITIES, RELIGION,FOUNDATION'S ACTIVITIES DO NOT EXTEND TO THE HUMANITIES, RELIGION,FOUNDATION'S ACTIVITIES DO NOT EXTEND TO THE HUMANITIES, RELIGION,THE CREATIVE OR PERFORMING ARTS, OR TO MEDICAL RESEARCH OR HEALTHCARE.THE CREATIVE OR PERFORMING ARTS, OR TO MEDICAL RESEARCH OR HEALTHCARE.THE CREATIVE OR PERFORMING ARTS, OR TO MEDICAL RESEARCH OR HEALTHCARE.GRANTS ARE NOT MADE FOR ENDOWMENTS OR FOR BUILDINGS OR EQUIPMENT, ANDGRANTS ARE NOT MADE FOR ENDOWMENTS OR FOR BUILDINGS OR EQUIPMENT, ANDGRANTS ARE NOT MADE FOR ENDOWMENTS OR FOR BUILDINGS OR EQUIPMENT, ANDARE ONLY OCCASIONALLY MADE FOR GENERAL SUPPORT OR FOR ACTIVITIESARE ONLY OCCASIONALLY MADE FOR GENERAL SUPPORT OR FOR ACTIVITIESARE ONLY OCCASIONALLY MADE FOR GENERAL SUPPORT OR FOR ACTIVITIESOUTSIDE THE UNITED STATES. APPLICATIONS CAN BE MADE AT ANY TIME FOROUTSIDE THE UNITED STATES. APPLICATIONS CAN BE MADE AT ANY TIME FOROUTSIDE THE UNITED STATES. APPLICATIONS CAN BE MADE AT ANY TIME FORSUPPORT OF ACTIVITIES RELATED TO THE RANGE OF INTERESTS INDICATEDSUPPORT OF ACTIVITIES RELATED TO THE RANGE OF INTERESTS INDICATEDSUPPORT OF ACTIVITIES RELATED TO THE RANGE OF INTERESTS INDICATEDABOVE. GRANTS OF $125,000 OR LESS ARE MADE THROUGHOUT THE YEAR BY THEABOVE. GRANTS OF $125,000 OR LESS ARE MADE THROUGHOUT THE YEAR BY THEABOVE. GRANTS OF $125,000 OR LESS ARE MADE THROUGHOUT THE YEAR BY THEOFFICERS OF THE FOUNDATION.OFFICERS OF THE FOUNDATION.OFFICERS OF THE FOUNDATION.

FELLOWSHIPS:FELLOWSHIPS:FELLOWSHIPS:

THE ALFRED P. SLOAN RESEARCH FELLOWSHIPS SEEK TO STIMULATE FUNDAMENTALTHE ALFRED P. SLOAN RESEARCH FELLOWSHIPS SEEK TO STIMULATE FUNDAMENTALTHE ALFRED P. SLOAN RESEARCH FELLOWSHIPS SEEK TO STIMULATE FUNDAMENTALRESEARCH BY EARLY-CAREER SCIENTISTS AND SCHOLARS OF OUTSTANDINGRESEARCH BY EARLY-CAREER SCIENTISTS AND SCHOLARS OF OUTSTANDINGRESEARCH BY EARLY-CAREER SCIENTISTS AND SCHOLARS OF OUTSTANDINGPROMISE. THESE TWO-YEAR FELLOWSHIPS ARE AWARDED YEARLY TO 118PROMISE. THESE TWO-YEAR FELLOWSHIPS ARE AWARDED YEARLY TO 118PROMISE. THESE TWO-YEAR FELLOWSHIPS ARE AWARDED YEARLY TO 118RESEARCHERS IN RECOGNITION OF DISTINGUISHED PERFORMNANCE AND A UNIQUERESEARCHERS IN RECOGNITION OF DISTINGUISHED PERFORMNANCE AND A UNIQUERESEARCHERS IN RECOGNITION OF DISTINGUISHED PERFORMNANCE AND A UNIQUEPOTENTIAL TO MAKE SUBSTANTIAL CONTRIBUTIONS TO THEIR FIELD. CANDIDATESPOTENTIAL TO MAKE SUBSTANTIAL CONTRIBUTIONS TO THEIR FIELD. CANDIDATESPOTENTIAL TO MAKE SUBSTANTIAL CONTRIBUTIONS TO THEIR FIELD. CANDIDATESFOR SLOAN RESEARCH FELLOWSHIPS MAY BE NO MORE THAN SIX YEARS FROMFOR SLOAN RESEARCH FELLOWSHIPS MAY BE NO MORE THAN SIX YEARS FROMFOR SLOAN RESEARCH FELLOWSHIPS MAY BE NO MORE THAN SIX YEARS FROMCOMPLETION OF THEIR PH.D. AS OF THE YEAR OF NOMINATION UNLESSCOMPLETION OF THEIR PH.D. AS OF THE YEAR OF NOMINATION UNLESSCOMPLETION OF THEIR PH.D. AS OF THE YEAR OF NOMINATION UNLESSSPECIAL CIRCUMSTANCES SUCH AS MILITARY SERVICE, A CHANGE OF FIELD ORSPECIAL CIRCUMSTANCES SUCH AS MILITARY SERVICE, A CHANGE OF FIELD ORSPECIAL CIRCUMSTANCES SUCH AS MILITARY SERVICE, A CHANGE OF FIELD ORCHILD REARING ARE INVOLVED OR UNLESS THEY HAVE HELD A FACULTYCHILD REARING ARE INVOLVED OR UNLESS THEY HAVE HELD A FACULTYCHILD REARING ARE INVOLVED OR UNLESS THEY HAVE HELD A FACULTYAPPOINTMENT FOR LESS THAN TWO YEARS. THEY ARE REQUIRED TO HOLD AAPPOINTMENT FOR LESS THAN TWO YEARS. THEY ARE REQUIRED TO HOLD AAPPOINTMENT FOR LESS THAN TWO YEARS. THEY ARE REQUIRED TO HOLD APH.D. (OR EQUIVALENT) IN CHEMISTRY, PHYSICS, MATHEMATICS, ECONOMICS,PH.D. (OR EQUIVALENT) IN CHEMISTRY, PHYSICS, MATHEMATICS, ECONOMICS,PH.D. (OR EQUIVALENT) IN CHEMISTRY, PHYSICS, MATHEMATICS, ECONOMICS,COMPUTER SCIENCE, NEUROSCIENCE, OR COMPUTATIONAL AND EVOLUTIONARYCOMPUTER SCIENCE, NEUROSCIENCE, OR COMPUTATIONAL AND EVOLUTIONARYCOMPUTER SCIENCE, NEUROSCIENCE, OR COMPUTATIONAL AND EVOLUTIONARYMOLECULAR BIOLOGY OR IN A RELATED INTERDISCIPLINARY FIELD. THEY MUSTMOLECULAR BIOLOGY OR IN A RELATED INTERDISCIPLINARY FIELD. THEY MUSTMOLECULAR BIOLOGY OR IN A RELATED INTERDISCIPLINARY FIELD. THEY MUSTBE MEMBERS OF THE REGULAR FACULTY OF A COLLEGE OR UNIVERSITY IN THEBE MEMBERS OF THE REGULAR FACULTY OF A COLLEGE OR UNIVERSITY IN THEBE MEMBERS OF THE REGULAR FACULTY OF A COLLEGE OR UNIVERSITY IN THEUNITED STATES OR CANADA.UNITED STATES OR CANADA.UNITED STATES OR CANADA.

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

ADLER PLANETARIUMADLER PLANETARIUMADLER PLANETARIUM NONENONENONE 636,484.636,484.636,484.TO DEMONSTRATE THE ABILITY OF DATA ANALYSISTO DEMONSTRATE THE ABILITY OF DATA ANALYSISTO DEMONSTRATE THE ABILITY OF DATA ANALYSIS

THROUGH CITIZEN SCIENCE TO MAKE SIGNIFICANTTHROUGH CITIZEN SCIENCE TO MAKE SIGNIFICANTTHROUGH CITIZEN SCIENCE TO MAKE SIGNIFICANT

CONTRIBUTIONS ACROSS THE WIDEST POSSIBLE RANGE OFCONTRIBUTIONS ACROSS THE WIDEST POSSIBLE RANGE OFCONTRIBUTIONS ACROSS THE WIDEST POSSIBLE RANGE OF

RESEARCH AREASRESEARCH AREASRESEARCH AREAS

1300 S LAKE SHORE DRIVE1300 S LAKE SHORE DRIVE1300 S LAKE SHORE DRIVE 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

CHICAGO, IL 60610CHICAGO, IL 60610CHICAGO, IL 60610

UNIVERSITY OF ALASKA, ANCHORAGEUNIVERSITY OF ALASKA, ANCHORAGEUNIVERSITY OF ALASKA, ANCHORAGE NONENONENONE 64,000.64,000.64,000.TO FUND FOR AN ADDITIONAL THREE YEARS THETO FUND FOR AN ADDITIONAL THREE YEARS THETO FUND FOR AN ADDITIONAL THREE YEARS THE

RECRUITMENT AND RETENTION PORTION OF THE SLOANRECRUITMENT AND RETENTION PORTION OF THE SLOANRECRUITMENT AND RETENTION PORTION OF THE SLOAN

INDIGENOUS GRADUATE PARTNERSHIP PROGRAM AT THEINDIGENOUS GRADUATE PARTNERSHIP PROGRAM AT THEINDIGENOUS GRADUATE PARTNERSHIP PROGRAM AT THE

UNIVERSITY OF ALASKAUNIVERSITY OF ALASKAUNIVERSITY OF ALASKA

3211 PROVIDENCE DRIVE3211 PROVIDENCE DRIVE3211 PROVIDENCE DRIVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

ANCHORAGE, AK 99508ANCHORAGE, AK 99508ANCHORAGE, AK 99508

THE ALEXANDRIA ARCHIVE INSTITUTETHE ALEXANDRIA ARCHIVE INSTITUTETHE ALEXANDRIA ARCHIVE INSTITUTE NONENONENONE 109,850.109,850.109,850.TO PROMOTE GREATER PROFESSIONAL ACCEPTANCE ANDTO PROMOTE GREATER PROFESSIONAL ACCEPTANCE ANDTO PROMOTE GREATER PROFESSIONAL ACCEPTANCE AND

RECOGNITION FOR SCIENTIFIC DATA DISSEMINATION BYRECOGNITION FOR SCIENTIFIC DATA DISSEMINATION BYRECOGNITION FOR SCIENTIFIC DATA DISSEMINATION BY

DEVELOPING EDITORIAL PROCESSES THAT ENHANCE DATADEVELOPING EDITORIAL PROCESSES THAT ENHANCE DATADEVELOPING EDITORIAL PROCESSES THAT ENHANCE DATA

QUALITY AND USABILITYQUALITY AND USABILITYQUALITY AND USABILITY

125 EL VERANO WAY125 EL VERANO WAY125 EL VERANO WAY 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

SAN FRANCISCO, CA 94127SAN FRANCISCO, CA 94127SAN FRANCISCO, CA 94127

AMERICAN ACADEMY OF ARTS AND SCIENCESAMERICAN ACADEMY OF ARTS AND SCIENCESAMERICAN ACADEMY OF ARTS AND SCIENCES NONENONENONE 141,000.141,000.141,000.TO IDENTIFY AND PROMOTE MEASURES THAT WILL LIMITTO IDENTIFY AND PROMOTE MEASURES THAT WILL LIMITTO IDENTIFY AND PROMOTE MEASURES THAT WILL LIMIT

THE SECURITY AND PROLIFERATION RISKS INHERENT INTHE SECURITY AND PROLIFERATION RISKS INHERENT INTHE SECURITY AND PROLIFERATION RISKS INHERENT IN

THE GLOBAL EXPANSION OF NUCLEAR POWERTHE GLOBAL EXPANSION OF NUCLEAR POWERTHE GLOBAL EXPANSION OF NUCLEAR POWER

NORTON'S WOODS,136 IRVING STREETNORTON'S WOODS,136 IRVING STREETNORTON'S WOODS,136 IRVING STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

CAMBRIDGE, MA 02138CAMBRIDGE, MA 02138CAMBRIDGE, MA 02138

AMERICAN CHEMICAL SOCIETYAMERICAN CHEMICAL SOCIETYAMERICAN CHEMICAL SOCIETY NONENONENONE 18,000.18,000.18,000.TO FUND FOR THREE YEARS AN AWARD RECOGNIZING ATO FUND FOR THREE YEARS AN AWARD RECOGNIZING ATO FUND FOR THREE YEARS AN AWARD RECOGNIZING A

DISTINGUISHED MINORITY CHEMIST WHILE THE AMERICANDISTINGUISHED MINORITY CHEMIST WHILE THE AMERICANDISTINGUISHED MINORITY CHEMIST WHILE THE AMERICAN

CHEMICAL SOCIETY RAISES FUNDS TO ENDOW THE AWARDCHEMICAL SOCIETY RAISES FUNDS TO ENDOW THE AWARDCHEMICAL SOCIETY RAISES FUNDS TO ENDOW THE AWARD

1155 SIXTEENTH STREET, NW1155 SIXTEENTH STREET, NW1155 SIXTEENTH STREET, NW 509(A)(2)509(A)(2)509(A)(2)

WASHINGTON, DC 20036WASHINGTON, DC 20036WASHINGTON, DC 20036

AMERICAN COUNCIL ON EDUCATIONAMERICAN COUNCIL ON EDUCATIONAMERICAN COUNCIL ON EDUCATION NONENONENONE 348,921.348,921.348,921.WASHINGTON, DC 20036-1193TO SUPPORT ANWASHINGTON, DC 20036-1193TO SUPPORT ANWASHINGTON, DC 20036-1193TO SUPPORT AN

INVITATIONAL CONFERENCE AND AWARDS PROGRAM ON THEINVITATIONAL CONFERENCE AND AWARDS PROGRAM ON THEINVITATIONAL CONFERENCE AND AWARDS PROGRAM ON THE

CULMINATING STAGE OF FACULTY CAREERS IN HIGHERCULMINATING STAGE OF FACULTY CAREERS IN HIGHERCULMINATING STAGE OF FACULTY CAREERS IN HIGHER

EDUCATIONEDUCATIONEDUCATION

ONE DUPONT CIRCLE, NW, SUITE 800ONE DUPONT CIRCLE, NW, SUITE 800ONE DUPONT CIRCLE, NW, SUITE 800 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036-1193WASHINGTON, DC 20036-1193WASHINGTON, DC 20036-1193

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

AMERICAN COUNCIL ON EDUCATIONAMERICAN COUNCIL ON EDUCATIONAMERICAN COUNCIL ON EDUCATION NONENONENONE 394,290.394,290.394,290.TO CONDUCT A FOURTH ROUND OF THE ALFRED P. SLOANTO CONDUCT A FOURTH ROUND OF THE ALFRED P. SLOANTO CONDUCT A FOURTH ROUND OF THE ALFRED P. SLOAN

AWARDS FOR FACULTY CAREER FLEXIBILITY WITH AAWARDS FOR FACULTY CAREER FLEXIBILITY WITH AAWARDS FOR FACULTY CAREER FLEXIBILITY WITH A

FOCUS ON SCHOOLS OF MEDICINE AND TO CONTINUE TOFOCUS ON SCHOOLS OF MEDICINE AND TO CONTINUE TOFOCUS ON SCHOOLS OF MEDICINE AND TO CONTINUE TO

DISSEMINATE BEST PRACTICES AND LESSONS LEARNEDDISSEMINATE BEST PRACTICES AND LESSONS LEARNEDDISSEMINATE BEST PRACTICES AND LESSONS LEARNED

FROM THE WINNING INSTITUTIONS THROUGHOUT HIGHERFROM THE WINNING INSTITUTIONS THROUGHOUT HIGHERFROM THE WINNING INSTITUTIONS THROUGHOUT HIGHER

EDUCATIONEDUCATIONEDUCATION

ONE DUPONT CIRCLE, NW, SUITE 800ONE DUPONT CIRCLE, NW, SUITE 800ONE DUPONT CIRCLE, NW, SUITE 800 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036-1193WASHINGTON, DC 20036-1193WASHINGTON, DC 20036-1193

AMERICAN FILM INSTITUTE INC.AMERICAN FILM INSTITUTE INC.AMERICAN FILM INSTITUTE INC. NONENONENONE 90,000.90,000.90,000.FOR SCREENWRITING AND PRODUCTION OF SCIENCE ANDFOR SCREENWRITING AND PRODUCTION OF SCIENCE ANDFOR SCREENWRITING AND PRODUCTION OF SCIENCE AND

TECHNOLOGY FILMS BY THE TOP FILM STUDENTSTECHNOLOGY FILMS BY THE TOP FILM STUDENTSTECHNOLOGY FILMS BY THE TOP FILM STUDENTS2021 NORTH WESTERN AVENUE2021 NORTH WESTERN AVENUE2021 NORTH WESTERN AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

LOS ANGELES, CA 90027LOS ANGELES, CA 90027LOS ANGELES, CA 90027

AMERICAN INDIAN COLLEGE FUNDAMERICAN INDIAN COLLEGE FUNDAMERICAN INDIAN COLLEGE FUND NONENONENONE 100,000.100,000.100,000.TO INCREASE THE NUMBER OF FACULTY WHO POSSESSTO INCREASE THE NUMBER OF FACULTY WHO POSSESSTO INCREASE THE NUMBER OF FACULTY WHO POSSESS

GRADUATE DEGREES IN MATHEMATICS, NATURAL SCIENCE,GRADUATE DEGREES IN MATHEMATICS, NATURAL SCIENCE,GRADUATE DEGREES IN MATHEMATICS, NATURAL SCIENCE,

AND ENGINEERING AT TRIBAL COLLEGES ANDAND ENGINEERING AT TRIBAL COLLEGES ANDAND ENGINEERING AT TRIBAL COLLEGES AND

UNIVERSITIESUNIVERSITIESUNIVERSITIES

8333 GREENWOOD BLVD.8333 GREENWOOD BLVD.8333 GREENWOOD BLVD. 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

DENVER, CO 80221DENVER, CO 80221DENVER, CO 80221

AMERICAN MUSEUM OF NATURAL HISTORYAMERICAN MUSEUM OF NATURAL HISTORYAMERICAN MUSEUM OF NATURAL HISTORY NONENONENONE 250,000.250,000.250,000.TO FOSTER APPLICATIONS OF DNA BARCODING FORTO FOSTER APPLICATIONS OF DNA BARCODING FORTO FOSTER APPLICATIONS OF DNA BARCODING FOR

CONSERVING BIODIVERSITY, REDUCING CONSUMER FRAUD,CONSERVING BIODIVERSITY, REDUCING CONSUMER FRAUD,CONSERVING BIODIVERSITY, REDUCING CONSUMER FRAUD,

AND PROTECTING HUMAN HEALTHAND PROTECTING HUMAN HEALTHAND PROTECTING HUMAN HEALTH

CENTRAL PARK WEST AT 79TH STREETCENTRAL PARK WEST AT 79TH STREETCENTRAL PARK WEST AT 79TH STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10024NEW YORK, NY 10024NEW YORK, NY 10024

AMERICAN MUSEUM OF THE MOVING IMAGEAMERICAN MUSEUM OF THE MOVING IMAGEAMERICAN MUSEUM OF THE MOVING IMAGE NONENONENONE 83,890.83,890.83,890.TO SHOWCASE AWARD-WINNING STUDENT FILMS AND TOTO SHOWCASE AWARD-WINNING STUDENT FILMS AND TOTO SHOWCASE AWARD-WINNING STUDENT FILMS AND TO

MAINTAIN A GO-TO SITE FOR ALL SLOAN FILM ANDMAINTAIN A GO-TO SITE FOR ALL SLOAN FILM ANDMAINTAIN A GO-TO SITE FOR ALL SLOAN FILM AND

TELEVISION PROJECTS AND FOR ALL SLOAN FILMTELEVISION PROJECTS AND FOR ALL SLOAN FILMTELEVISION PROJECTS AND FOR ALL SLOAN FILM

PROGRAM PARTICIPANTSPROGRAM PARTICIPANTSPROGRAM PARTICIPANTS

36-01 35TH AVENUE36-01 35TH AVENUE36-01 35TH AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

ASTORIA, NY 11106ASTORIA, NY 11106ASTORIA, NY 11106

AMERICAN SOCIETY FOR ENGINEERING EDUCATIONAMERICAN SOCIETY FOR ENGINEERING EDUCATIONAMERICAN SOCIETY FOR ENGINEERING EDUCATION NONENONENONE 228,536.228,536.228,536.TO ENABLE THE AMERICAN SOCIETY FOR ENGINEERINGTO ENABLE THE AMERICAN SOCIETY FOR ENGINEERINGTO ENABLE THE AMERICAN SOCIETY FOR ENGINEERING

EDUCATION TO LAUNCH A PROGRAM TO ROUTINELYEDUCATION TO LAUNCH A PROGRAM TO ROUTINELYEDUCATION TO LAUNCH A PROGRAM TO ROUTINELY

COLLECT AND REPORT DATA ON UNDERGRADUATECOLLECT AND REPORT DATA ON UNDERGRADUATECOLLECT AND REPORT DATA ON UNDERGRADUATE

ENGINEERING COMPLETION RATES AND TIME-TO-DEGREEENGINEERING COMPLETION RATES AND TIME-TO-DEGREEENGINEERING COMPLETION RATES AND TIME-TO-DEGREE

1818 N STREET, NW, SUITE 6001818 N STREET, NW, SUITE 6001818 N STREET, NW, SUITE 600 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036WASHINGTON, DC 20036WASHINGTON, DC 20036

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

AMERICAN UNIVERSITYAMERICAN UNIVERSITYAMERICAN UNIVERSITY NONENONENONE 207,665.207,665.207,665.TO CREATE A RESEARCH DATABASE BY SAMPLING ANDTO CREATE A RESEARCH DATABASE BY SAMPLING ANDTO CREATE A RESEARCH DATABASE BY SAMPLING AND

DIGITALLY PRESERVING PERSONAL BANKRUPTCY RECORDSDIGITALLY PRESERVING PERSONAL BANKRUPTCY RECORDSDIGITALLY PRESERVING PERSONAL BANKRUPTCY RECORDS

GOING BACK OVER A CENTURYGOING BACK OVER A CENTURYGOING BACK OVER A CENTURY

4400 MASSACHUSETTS AVENUE, NW4400 MASSACHUSETTS AVENUE, NW4400 MASSACHUSETTS AVENUE, NW 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

WASHINGTON, DC 20016-8061WASHINGTON, DC 20016-8061WASHINGTON, DC 20016-8061

ARIZONA BOARD OF REGENTS, THE UNIVERSITY OF ARIZONARIZONA BOARD OF REGENTS, THE UNIVERSITY OF ARIZONARIZONA BOARD OF REGENTS, THE UNIVERSITY OF ARIZON NONENONENONE 48,180.48,180.48,180.TO FUND, FOR AN ADDITIONAL THREE YEARS, THETO FUND, FOR AN ADDITIONAL THREE YEARS, THETO FUND, FOR AN ADDITIONAL THREE YEARS, THE

RECRUITMENT AND RETENTION PORTION OF THE SLOANRECRUITMENT AND RETENTION PORTION OF THE SLOANRECRUITMENT AND RETENTION PORTION OF THE SLOAN

INDIGENOUS GRADUATE PARTNERSHIP AT THE UNIVERSITYINDIGENOUS GRADUATE PARTNERSHIP AT THE UNIVERSITYINDIGENOUS GRADUATE PARTNERSHIP AT THE UNIVERSITY

OF ARIZONAOF ARIZONAOF ARIZONA

PO BOX 3308PO BOX 3308PO BOX 3308 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

TUCSON, AZ 85722-3308TUCSON, AZ 85722-3308TUCSON, AZ 85722-3308

BOSTON COLLEGE TRUSTEESBOSTON COLLEGE TRUSTEESBOSTON COLLEGE TRUSTEES NONENONENONE 1,031,832.1,031,832.1,031,832.FOR A RENEWAL GRANT FOR THE BOSTON COLLEGE CENTERFOR A RENEWAL GRANT FOR THE BOSTON COLLEGE CENTERFOR A RENEWAL GRANT FOR THE BOSTON COLLEGE CENTER

ON AGING AND WORKON AGING AND WORKON AGING AND WORK140 COMMONWEALTH AVENUE140 COMMONWEALTH AVENUE140 COMMONWEALTH AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CHESTNUT HILL, MA 2467CHESTNUT HILL, MA 2467CHESTNUT HILL, MA 2467

THE BROOKINGS INSTITUTIONTHE BROOKINGS INSTITUTIONTHE BROOKINGS INSTITUTION NONENONENONE 142,904.142,904.142,904.TO COMMISSION PAPERS, HOLD CONFERENCES, ANDTO COMMISSION PAPERS, HOLD CONFERENCES, ANDTO COMMISSION PAPERS, HOLD CONFERENCES, AND

PUBLISH A SERIES OF RESEARCH ARTICLES ONPUBLISH A SERIES OF RESEARCH ARTICLES ONPUBLISH A SERIES OF RESEARCH ARTICLES ON

FINANCIAL MARKETS AND INSTITUTIONS IN THEFINANCIAL MARKETS AND INSTITUTIONS IN THEFINANCIAL MARKETS AND INSTITUTIONS IN THE

JOURNAL: BROOKINGS PAPERS ON ECONOMIC ACTIVITYJOURNAL: BROOKINGS PAPERS ON ECONOMIC ACTIVITYJOURNAL: BROOKINGS PAPERS ON ECONOMIC ACTIVITY

1775 MASSACHUSETTS AVENUE, NW1775 MASSACHUSETTS AVENUE, NW1775 MASSACHUSETTS AVENUE, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036WASHINGTON, DC 20036WASHINGTON, DC 20036

THE BROOKINGS INSTITUTIONTHE BROOKINGS INSTITUTIONTHE BROOKINGS INSTITUTION NONENONENONE 302,674.302,674.302,674.FOR AN ANNUAL AND INDEPENDENT FORUM THAT WILLFOR AN ANNUAL AND INDEPENDENT FORUM THAT WILLFOR AN ANNUAL AND INDEPENDENT FORUM THAT WILL

IDENTIFY, ANALYZE, DISCUSS, AND PROMOTE OPTIONSIDENTIFY, ANALYZE, DISCUSS, AND PROMOTE OPTIONSIDENTIFY, ANALYZE, DISCUSS, AND PROMOTE OPTIONS

FOR INTERNATIONAL MONETARY REFORMFOR INTERNATIONAL MONETARY REFORMFOR INTERNATIONAL MONETARY REFORM

1775 MASSACHUSETTS AVENUE, NW1775 MASSACHUSETTS AVENUE, NW1775 MASSACHUSETTS AVENUE, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036WASHINGTON, DC 20036WASHINGTON, DC 20036

THE BROOKINGS INSTITUTIONTHE BROOKINGS INSTITUTIONTHE BROOKINGS INSTITUTION NONENONENONE 204,039.204,039.204,039.TO DEVELOP ESTIMATES OF HOW THE DECISION BYTO DEVELOP ESTIMATES OF HOW THE DECISION BYTO DEVELOP ESTIMATES OF HOW THE DECISION BY

AMERICAN WORKERS TO RETIRE LATER IMPACTS PUBLICAMERICAN WORKERS TO RETIRE LATER IMPACTS PUBLICAMERICAN WORKERS TO RETIRE LATER IMPACTS PUBLIC

BUDGETS AND THE ECONOMYBUDGETS AND THE ECONOMYBUDGETS AND THE ECONOMY

1775 MASSACHUSETTS AVENUE, NW1775 MASSACHUSETTS AVENUE, NW1775 MASSACHUSETTS AVENUE, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036WASHINGTON, DC 20036WASHINGTON, DC 20036

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

THE BROOKINGS INSTITUTIONTHE BROOKINGS INSTITUTIONTHE BROOKINGS INSTITUTION NONENONENONE 19,616.19,616.19,616.TO HOLD A MEETING TO ASSESS THE CURRENT STATE OFTO HOLD A MEETING TO ASSESS THE CURRENT STATE OFTO HOLD A MEETING TO ASSESS THE CURRENT STATE OF

RESEARCH IN INDUSTRIAL ORGANIZATION AND TORESEARCH IN INDUSTRIAL ORGANIZATION AND TORESEARCH IN INDUSTRIAL ORGANIZATION AND TO

EXPLORE WAYS TO MAKE THE FIELD MORE ENGAGED WITHEXPLORE WAYS TO MAKE THE FIELD MORE ENGAGED WITHEXPLORE WAYS TO MAKE THE FIELD MORE ENGAGED WITH

LIVE EMPIRICAL AND POLICY ISSUESLIVE EMPIRICAL AND POLICY ISSUESLIVE EMPIRICAL AND POLICY ISSUES

1775 MASSACHUSETTS AVENUE, NW1775 MASSACHUSETTS AVENUE, NW1775 MASSACHUSETTS AVENUE, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036WASHINGTON, DC 20036WASHINGTON, DC 20036

THE BROOKINGS INSTITUTIONTHE BROOKINGS INSTITUTIONTHE BROOKINGS INSTITUTION NONENONENONE 300,000.300,000.300,000.TO PUBLISH THROUGH BPEA FINANCIAL RESEARCH ANDTO PUBLISH THROUGH BPEA FINANCIAL RESEARCH ANDTO PUBLISH THROUGH BPEA FINANCIAL RESEARCH AND

ECONOMIC DATA THAT IS ACCESSIBLE, RELIABLE, ANDECONOMIC DATA THAT IS ACCESSIBLE, RELIABLE, ANDECONOMIC DATA THAT IS ACCESSIBLE, RELIABLE, AND

INFLUENTIALINFLUENTIALINFLUENTIAL

1775 MASSACHUSETTS AVENUE, NW1775 MASSACHUSETTS AVENUE, NW1775 MASSACHUSETTS AVENUE, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036WASHINGTON, DC 20036WASHINGTON, DC 20036

BROOKLYN ACADEMY OF MUSIC INCBROOKLYN ACADEMY OF MUSIC INCBROOKLYN ACADEMY OF MUSIC INC NONENONENONE 300,000.300,000.300,000.TO PRODUCE A FEATURE-LENGTH DOCUMENTARY ON ROBERTTO PRODUCE A FEATURE-LENGTH DOCUMENTARY ON ROBERTTO PRODUCE A FEATURE-LENGTH DOCUMENTARY ON ROBERT

WILSON AND PHILIP GLASS'S HISTORIC OPERA,WILSON AND PHILIP GLASS'S HISTORIC OPERA,WILSON AND PHILIP GLASS'S HISTORIC OPERA,

EINSTEIN ON THE BEACH, AND DISTRIBUTE IT FOREINSTEIN ON THE BEACH, AND DISTRIBUTE IT FOREINSTEIN ON THE BEACH, AND DISTRIBUTE IT FOR

INTERNATIONAL THEATRICAL RELEASE AND DOMESTICINTERNATIONAL THEATRICAL RELEASE AND DOMESTICINTERNATIONAL THEATRICAL RELEASE AND DOMESTIC

TELEVISION BROADCASTTELEVISION BROADCASTTELEVISION BROADCAST

30 LAFAYETTE AVENUE30 LAFAYETTE AVENUE30 LAFAYETTE AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

BROOKLYN, NY 11217BROOKLYN, NY 11217BROOKLYN, NY 11217

REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELE NONENONENONE 75,000.75,000.75,000.TO SUPPORT RESEARCH ON THE POLICIES ADOPTED BYTO SUPPORT RESEARCH ON THE POLICIES ADOPTED BYTO SUPPORT RESEARCH ON THE POLICIES ADOPTED BY

VARIOUS COUNTRIES TO SUSTAIN THE GROWTH OFVARIOUS COUNTRIES TO SUSTAIN THE GROWTH OFVARIOUS COUNTRIES TO SUSTAIN THE GROWTH OF

EMPLOYMENT AND PRODUCTIVITY ON BEHALF OF THEIREMPLOYMENT AND PRODUCTIVITY ON BEHALF OF THEIREMPLOYMENT AND PRODUCTIVITY ON BEHALF OF THEIR

CITIZENSCITIZENSCITIZENS

1995 UNIVERSITY AVENUE1995 UNIVERSITY AVENUE1995 UNIVERSITY AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BERKELEY, CA 94720BERKELEY, CA 94720BERKELEY, CA 94720

REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELE NONENONENONE 166,750.166,750.166,750.TO IMPROVE UNDERSTANDING OF COPYRIGHT ECONOMICSTO IMPROVE UNDERSTANDING OF COPYRIGHT ECONOMICSTO IMPROVE UNDERSTANDING OF COPYRIGHT ECONOMICS

IN THE DIGITALIN THE DIGITALIN THE DIGITAL1995 UNIVERSITY AVENUE1995 UNIVERSITY AVENUE1995 UNIVERSITY AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BERKELEY, CA 94720BERKELEY, CA 94720BERKELEY, CA 94720

REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELE NONENONENONE 187,962.187,962.187,962.RETIREMENT AMONG LATE-CAREER FACULTY AT THERETIREMENT AMONG LATE-CAREER FACULTY AT THERETIREMENT AMONG LATE-CAREER FACULTY AT THE

UNIVERSITY OF CALIFORNIAUNIVERSITY OF CALIFORNIAUNIVERSITY OF CALIFORNIA1995 UNIVERSITY AVENUE1995 UNIVERSITY AVENUE1995 UNIVERSITY AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BERKELEY, CA 94720BERKELEY, CA 94720BERKELEY, CA 94720

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELE NONENONENONE 57,500.57,500.57,500.TO STUDY ENERGY EFFICIENCY GAINS ANDTO STUDY ENERGY EFFICIENCY GAINS ANDTO STUDY ENERGY EFFICIENCY GAINS AND

PARTICIPATION RATES ASSOCIATED WITH THE FEDERALPARTICIPATION RATES ASSOCIATED WITH THE FEDERALPARTICIPATION RATES ASSOCIATED WITH THE FEDERAL

WEATHERIZATION ASSISTANCE PROGRAM THROUGHWEATHERIZATION ASSISTANCE PROGRAM THROUGHWEATHERIZATION ASSISTANCE PROGRAM THROUGH

RANDOMIZED-CONTROL TRIALS USING DATA FROMRANDOMIZED-CONTROL TRIALS USING DATA FROMRANDOMIZED-CONTROL TRIALS USING DATA FROM

MICHIGANMICHIGANMICHIGAN

1995 UNIVERSITY AVENUE1995 UNIVERSITY AVENUE1995 UNIVERSITY AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BERKELEY, CA 94720BERKELEY, CA 94720BERKELEY, CA 94720

REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELE NONENONENONE 414,317.414,317.414,317.TO COLLECT AND ANALYZE EXPERIMENTAL DATA FORTO COLLECT AND ANALYZE EXPERIMENTAL DATA FORTO COLLECT AND ANALYZE EXPERIMENTAL DATA FOR

POWERFUL STATISTICAL TESTS OF HOW WEATHERIZATIONPOWERFUL STATISTICAL TESTS OF HOW WEATHERIZATIONPOWERFUL STATISTICAL TESTS OF HOW WEATHERIZATION

AFFECTS HOUSEHOLD ENERGY EFFICIENCYAFFECTS HOUSEHOLD ENERGY EFFICIENCYAFFECTS HOUSEHOLD ENERGY EFFICIENCY

1995 UNIVERSITY AVENUE1995 UNIVERSITY AVENUE1995 UNIVERSITY AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BERKELEY, CA 94720BERKELEY, CA 94720BERKELEY, CA 94720

REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELE NONENONENONE 270,250.270,250.270,250.TO DEVELOP SOLUTIONS TO COPYRIGHT LAW OBSTACLESTO DEVELOP SOLUTIONS TO COPYRIGHT LAW OBSTACLESTO DEVELOP SOLUTIONS TO COPYRIGHT LAW OBSTACLES

TO COLLECT AND ANALYZE EXPERIMENTAL DATA FORTO COLLECT AND ANALYZE EXPERIMENTAL DATA FORTO COLLECT AND ANALYZE EXPERIMENTAL DATA FOR

POWERFUL STATISTICAL TESTS OF HOW WEATHERIZATIONPOWERFUL STATISTICAL TESTS OF HOW WEATHERIZATIONPOWERFUL STATISTICAL TESTS OF HOW WEATHERIZATION

AFFECTS HOUSEHOLD ENERGY EFFICIENCYAFFECTS HOUSEHOLD ENERGY EFFICIENCYAFFECTS HOUSEHOLD ENERGY EFFICIENCY

1995 UNIVERSITY AVENUE1995 UNIVERSITY AVENUE1995 UNIVERSITY AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BERKELEY, CA 94720BERKELEY, CA 94720BERKELEY, CA 94720

REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELE NONENONENONE 390,655.390,655.390,655.TO DEVELOP SOLUTIONS TO COPYRIGHT LAW OBSTACLESTO DEVELOP SOLUTIONS TO COPYRIGHT LAW OBSTACLESTO DEVELOP SOLUTIONS TO COPYRIGHT LAW OBSTACLES

FACING PUBLIC DIGITAL LIBRARY INITIATIVES ANDFACING PUBLIC DIGITAL LIBRARY INITIATIVES ANDFACING PUBLIC DIGITAL LIBRARY INITIATIVES AND

COORDINATE THEM WITH THE DIGITAL PUBLIC LIBRARYCOORDINATE THEM WITH THE DIGITAL PUBLIC LIBRARYCOORDINATE THEM WITH THE DIGITAL PUBLIC LIBRARY

OF AMERICA EFFORTOF AMERICA EFFORTOF AMERICA EFFORT

1995 UNIVERSITY AVENUE1995 UNIVERSITY AVENUE1995 UNIVERSITY AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BERKELEY, CA 94720BERKELEY, CA 94720BERKELEY, CA 94720

REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELE NONENONENONE 176,062.176,062.176,062.TO SUPPORT A PILOT STUDY TO EXAMINE THE MICROBIALTO SUPPORT A PILOT STUDY TO EXAMINE THE MICROBIALTO SUPPORT A PILOT STUDY TO EXAMINE THE MICROBIAL

PROFILES FOUND IN THE AIR, WATER, AND SURFACES OFPROFILES FOUND IN THE AIR, WATER, AND SURFACES OFPROFILES FOUND IN THE AIR, WATER, AND SURFACES OF

A NEONATAL INTENSIVE CARE UNIT AND COMPARE THEMA NEONATAL INTENSIVE CARE UNIT AND COMPARE THEMA NEONATAL INTENSIVE CARE UNIT AND COMPARE THEM

TO THE MICROBIAL PROFILES FROM THE GUT OFTO THE MICROBIAL PROFILES FROM THE GUT OFTO THE MICROBIAL PROFILES FROM THE GUT OF

PREMATURE INFANTSPREMATURE INFANTSPREMATURE INFANTS

1995 UNIVERSITY AVENUE1995 UNIVERSITY AVENUE1995 UNIVERSITY AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BERKELEY, CA 94720BERKELEY, CA 94720BERKELEY, CA 94720

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVISTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVISTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVIS NONENONENONE 299,405.299,405.299,405.DEVELOP A WEST COAST RESEARCH NETWORK AND PROGRAMDEVELOP A WEST COAST RESEARCH NETWORK AND PROGRAMDEVELOP A WEST COAST RESEARCH NETWORK AND PROGRAM

ON SCIENCE AND ENGINEERING WORKERSON SCIENCE AND ENGINEERING WORKERSON SCIENCE AND ENGINEERING WORKERS1 SHEILDS AVE1 SHEILDS AVE1 SHEILDS AVE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

DAVIS, CA 95616DAVIS, CA 95616DAVIS, CA 95616

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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Page 55: 990-PF Return of Private Foundation12 Investments - mortgage loans mmmmmmmmmmmmmmmm 13 Investments - other (attach schedule) mmmmmmmmmmmmm 14 Land, buildings, and I equipment: basis

ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVISTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVISTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVIS NONENONENONE 456,183.456,183.456,183.TO ESTABLISH AND SUPPORT THE MICRO BIOMES OFTO ESTABLISH AND SUPPORT THE MICRO BIOMES OFTO ESTABLISH AND SUPPORT THE MICRO BIOMES OF

BUILT ENVIRONMENTS NETWORK (MICROBE NET)BUILT ENVIRONMENTS NETWORK (MICROBE NET)BUILT ENVIRONMENTS NETWORK (MICROBE NET)1 SHEILDS AVE1 SHEILDS AVE1 SHEILDS AVE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

DAVIS, CA 95616DAVIS, CA 95616DAVIS, CA 95616

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVISTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVISTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVIS NONENONENONE 500,000.500,000.500,000.TO INITIATE THE RESEARCH OF THE TEAM OF THE DEEPTO INITIATE THE RESEARCH OF THE TEAM OF THE DEEPTO INITIATE THE RESEARCH OF THE TEAM OF THE DEEP

CARBON OBSERVATORY CONCERNED WITH BASIC PHYSICSCARBON OBSERVATORY CONCERNED WITH BASIC PHYSICSCARBON OBSERVATORY CONCERNED WITH BASIC PHYSICS

AND CHEMISTRY OF CARBON AT THE EXTREME PRESSUREAND CHEMISTRY OF CARBON AT THE EXTREME PRESSUREAND CHEMISTRY OF CARBON AT THE EXTREME PRESSURE

AND TEMPERATURE CONDITIONS OF EARTH'S INTERIORAND TEMPERATURE CONDITIONS OF EARTH'S INTERIORAND TEMPERATURE CONDITIONS OF EARTH'S INTERIOR

1 SHEILDS AVE1 SHEILDS AVE1 SHEILDS AVE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

DAVIS, CA 95616DAVIS, CA 95616DAVIS, CA 95616

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVISTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVISTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVIS NONENONENONE 200,000.200,000.200,000.TO ENABLE INTERNATIONAL ECONOMIC COMPARISONS BYTO ENABLE INTERNATIONAL ECONOMIC COMPARISONS BYTO ENABLE INTERNATIONAL ECONOMIC COMPARISONS BY

SUPPORTING THE PENN WORLD TABLE'S NEXTSUPPORTING THE PENN WORLD TABLE'S NEXTSUPPORTING THE PENN WORLD TABLE'S NEXT

GENERATIONGENERATIONGENERATION

1 SHEILDS AVE1 SHEILDS AVE1 SHEILDS AVE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

DAVIS, CA 95616DAVIS, CA 95616DAVIS, CA 95616

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, LOS ATHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, LOS ATHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, LOS A NONENONENONE 141,707.141,707.141,707.TO IMPROVE OUR UNDERSTANDING OF HOWTO IMPROVE OUR UNDERSTANDING OF HOWTO IMPROVE OUR UNDERSTANDING OF HOW

INTERGENERATIONAL SUPPORT FOR PARENTS, ADULTINTERGENERATIONAL SUPPORT FOR PARENTS, ADULTINTERGENERATIONAL SUPPORT FOR PARENTS, ADULT

CHILDREN, AND GRANDCHILDREN INFLUENCES LABORCHILDREN, AND GRANDCHILDREN INFLUENCES LABORCHILDREN, AND GRANDCHILDREN INFLUENCES LABOR

SUPPLY OF OLDER ADULTS NEARING RETIREMENTSUPPLY OF OLDER ADULTS NEARING RETIREMENTSUPPLY OF OLDER ADULTS NEARING RETIREMENT

405 HILGARD AVENUE405 HILGARD AVENUE405 HILGARD AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

LOS ANGELES, CA 90095LOS ANGELES, CA 90095LOS ANGELES, CA 90095

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, LOS ATHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, LOS ATHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, LOS A NONENONENONE 475,897.475,897.475,897.TO CONDUCT ETHNOGRAPHIC RESEARCH OF SCIENTIFICTO CONDUCT ETHNOGRAPHIC RESEARCH OF SCIENTIFICTO CONDUCT ETHNOGRAPHIC RESEARCH OF SCIENTIFIC

INFORMATION AND DATA PRACTICESINFORMATION AND DATA PRACTICESINFORMATION AND DATA PRACTICES405 HILGARD AVENUE405 HILGARD AVENUE405 HILGARD AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

LOS ANGELES, CA 90095LOS ANGELES, CA 90095LOS ANGELES, CA 90095

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, RIVERTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, RIVERTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, RIVER NONENONENONE 495,653.495,653.495,653.TO PROVIDE TOOLS AND A DATA ARCHIVE FOR ANALYZINGTO PROVIDE TOOLS AND A DATA ARCHIVE FOR ANALYZINGTO PROVIDE TOOLS AND A DATA ARCHIVE FOR ANALYZING

SEQUENCE DATA OF MICROBIAL COMMUNITIES IN THESEQUENCE DATA OF MICROBIAL COMMUNITIES IN THESEQUENCE DATA OF MICROBIAL COMMUNITIES IN THE

INDOOR ENVIRONMENTINDOOR ENVIRONMENTINDOOR ENVIRONMENT

900 UNIVERSITY AVENUE900 UNIVERSITY AVENUE900 UNIVERSITY AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

RIVERSIDE, CA 92521RIVERSIDE, CA 92521RIVERSIDE, CA 92521

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACECARNEGIE ENDOWMENT FOR INTERNATIONAL PEACECARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE NONENONENONE 125,000.125,000.125,000.TO PROVIDE FURTHER SUPPORT TO THE CARNEGIETO PROVIDE FURTHER SUPPORT TO THE CARNEGIETO PROVIDE FURTHER SUPPORT TO THE CARNEGIE

ENDOWMENT'S PROJECT TO DEVELOP VOLUNTARYENDOWMENT'S PROJECT TO DEVELOP VOLUNTARYENDOWMENT'S PROJECT TO DEVELOP VOLUNTARY

PRINCIPLES OF CONDUCT FOR NUCLEAR REACTORPRINCIPLES OF CONDUCT FOR NUCLEAR REACTORPRINCIPLES OF CONDUCT FOR NUCLEAR REACTOR

VENDORSVENDORSVENDORS

1779 MASSACHUSETTS AVENUE, NW1779 MASSACHUSETTS AVENUE, NW1779 MASSACHUSETTS AVENUE, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036WASHINGTON, DC 20036WASHINGTON, DC 20036

CARNEGIE INSTITUTION OF WASHINGTONCARNEGIE INSTITUTION OF WASHINGTONCARNEGIE INSTITUTION OF WASHINGTON NONENONENONE 900,000.900,000.900,000.TO INITIATE THE RESERVOIRS AND FLUXES DIRECTORATETO INITIATE THE RESERVOIRS AND FLUXES DIRECTORATETO INITIATE THE RESERVOIRS AND FLUXES DIRECTORATE

OF THE DEEP CARBON OBSERVATORYOF THE DEEP CARBON OBSERVATORYOF THE DEEP CARBON OBSERVATORY1530 P STREET, N.W.1530 P STREET, N.W.1530 P STREET, N.W. 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

WASHINGTON, DC 20005WASHINGTON, DC 20005WASHINGTON, DC 20005

CARNEGIE MELLON UNIVERSITYCARNEGIE MELLON UNIVERSITYCARNEGIE MELLON UNIVERSITY NONENONENONE 96,761.96,761.96,761.TO ENCOURAGE TOP FILM STUDENTS TO WRITETO ENCOURAGE TOP FILM STUDENTS TO WRITETO ENCOURAGE TOP FILM STUDENTS TO WRITE

SCREENPLAYS ABOUT SCIENCE AND TECHNOLOGY AND TOSCREENPLAYS ABOUT SCIENCE AND TECHNOLOGY AND TOSCREENPLAYS ABOUT SCIENCE AND TECHNOLOGY AND TO

HELP THEIR CAREERSHELP THEIR CAREERSHELP THEIR CAREERS

5000 FORBES AVENUE5000 FORBES AVENUE5000 FORBES AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

PITTSBURGH, PA 15213-3890PITTSBURGH, PA 15213-3890PITTSBURGH, PA 15213-3890

CARNEGIE MELLON UNIVERSITYCARNEGIE MELLON UNIVERSITYCARNEGIE MELLON UNIVERSITY NONENONENONE 114,620.114,620.114,620.TO CONDUCT AND PROMOTE RESEARCH ON THE CREDITTO CONDUCT AND PROMOTE RESEARCH ON THE CREDITTO CONDUCT AND PROMOTE RESEARCH ON THE CREDIT

RATING INDUSTRY AND ITS REGULATIONRATING INDUSTRY AND ITS REGULATIONRATING INDUSTRY AND ITS REGULATION5000 FORBES AVENUE5000 FORBES AVENUE5000 FORBES AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

PITTSBURGH, PA 15213-3890PITTSBURGH, PA 15213-3890PITTSBURGH, PA 15213-3890

CENTER FOR NEW AMERICAN SECURITY INCCENTER FOR NEW AMERICAN SECURITY INCCENTER FOR NEW AMERICAN SECURITY INC NONENONENONE 54,000.54,000.54,000.TO FURTHER EXAMINE AUM SHINRIKYO'S ATTEMPTS TOTO FURTHER EXAMINE AUM SHINRIKYO'S ATTEMPTS TOTO FURTHER EXAMINE AUM SHINRIKYO'S ATTEMPTS TO

USE ANTHRAX TO ATTACK TOKYOUSE ANTHRAX TO ATTACK TOKYOUSE ANTHRAX TO ATTACK TOKYO1301 PENNSYLVANIA AVENUE, SUITE 4031301 PENNSYLVANIA AVENUE, SUITE 4031301 PENNSYLVANIA AVENUE, SUITE 403 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

WASHINGTON, DC 20004WASHINGTON, DC 20004WASHINGTON, DC 20004

CENTER FOR INDEPENDENT DOCUMENTARY, INC.CENTER FOR INDEPENDENT DOCUMENTARY, INC.CENTER FOR INDEPENDENT DOCUMENTARY, INC. NONENONENONE 215,000.215,000.215,000.TO SUPPORT THE PRODUCTION OF A PBS DOCUMENTARY ONTO SUPPORT THE PRODUCTION OF A PBS DOCUMENTARY ONTO SUPPORT THE PRODUCTION OF A PBS DOCUMENTARY ON

"COMING OF AGE IN AGING AMERICA""COMING OF AGE IN AGING AMERICA""COMING OF AGE IN AGING AMERICA"680 S MAIN ST680 S MAIN ST680 S MAIN ST 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

SHARON, MA 02067-2868SHARON, MA 02067-2868SHARON, MA 02067-2868

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

THE CHEMICAL HERITAGE FOUNDATIONTHE CHEMICAL HERITAGE FOUNDATIONTHE CHEMICAL HERITAGE FOUNDATION NONENONENONE 255,000.255,000.255,000.TO INCREASE AWARENESS OF THE ROLE OF WOMEN INTO INCREASE AWARENESS OF THE ROLE OF WOMEN INTO INCREASE AWARENESS OF THE ROLE OF WOMEN IN

CHEMISTRY DURING THE INTERNATIONAL YEAR OFCHEMISTRY DURING THE INTERNATIONAL YEAR OFCHEMISTRY DURING THE INTERNATIONAL YEAR OF

CHEMISTRYCHEMISTRYCHEMISTRY

315 CHESTNUT STREET315 CHESTNUT STREET315 CHESTNUT STREET 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

PHILADELPHIA, PA 19106PHILADELPHIA, PA 19106PHILADELPHIA, PA 19106

THE UNIVERSITY OF CHICAGOTHE UNIVERSITY OF CHICAGOTHE UNIVERSITY OF CHICAGO NONENONENONE 141,450.141,450.141,450.TO FUND A PILOT PROJECT TO EXAMINE THE MICROTO FUND A PILOT PROJECT TO EXAMINE THE MICROTO FUND A PILOT PROJECT TO EXAMINE THE MICRO

BIOME ASSOCIATED WITH SURFACES IN THE HOMEBIOME ASSOCIATED WITH SURFACES IN THE HOMEBIOME ASSOCIATED WITH SURFACES IN THE HOME5801 SOUTH ELLIS AVENUE5801 SOUTH ELLIS AVENUE5801 SOUTH ELLIS AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CHICAGO, IL 60637CHICAGO, IL 60637CHICAGO, IL 60637

THE UNIVERSITY OF CHICAGOTHE UNIVERSITY OF CHICAGOTHE UNIVERSITY OF CHICAGO NONENONENONE 331,890.331,890.331,890.TO CONSTRUCT AND CALIBRATE MODELS FOR ANALYZINGTO CONSTRUCT AND CALIBRATE MODELS FOR ANALYZINGTO CONSTRUCT AND CALIBRATE MODELS FOR ANALYZING

HOW THE FINANCIAL SECTOR AND ITS REGULATION CANHOW THE FINANCIAL SECTOR AND ITS REGULATION CANHOW THE FINANCIAL SECTOR AND ITS REGULATION CAN

INFLUENCE THE MACRO ECONOMYINFLUENCE THE MACRO ECONOMYINFLUENCE THE MACRO ECONOMY

5801 SOUTH ELLIS AVENUE5801 SOUTH ELLIS AVENUE5801 SOUTH ELLIS AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CHICAGO, IL 60637CHICAGO, IL 60637CHICAGO, IL 60637

RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEWRESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEWRESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW NONENONENONE 500,000.500,000.500,000.TO ENCOURAGE AND SUPPORT PROMISING EARLY CAREERTO ENCOURAGE AND SUPPORT PROMISING EARLY CAREERTO ENCOURAGE AND SUPPORT PROMISING EARLY CAREER

SCIENTISTS AT BOTH STUDENT AND FACULTY LEVELSSCIENTISTS AT BOTH STUDENT AND FACULTY LEVELSSCIENTISTS AT BOTH STUDENT AND FACULTY LEVELS

THROUGH TWO AWARDS PROGRAMS: A SUMMERTHROUGH TWO AWARDS PROGRAMS: A SUMMERTHROUGH TWO AWARDS PROGRAMS: A SUMMER

UNDERGRADUATE RESEARCH PROGRAM AND A JUNIORUNDERGRADUATE RESEARCH PROGRAM AND A JUNIORUNDERGRADUATE RESEARCH PROGRAM AND A JUNIOR

FACULTY FELLOWSHIP PROGRAMFACULTY FELLOWSHIP PROGRAMFACULTY FELLOWSHIP PROGRAM

230 WEST 41ST STREET230 WEST 41ST STREET230 WEST 41ST STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10036NEW YORK, NY 10036NEW YORK, NY 10036

CLEAN AIR TASK FORCE, INC.CLEAN AIR TASK FORCE, INC.CLEAN AIR TASK FORCE, INC. NONENONENONE 150,000.150,000.150,000.TO ORGANIZE THE FORMULATION OF A STUDY GROUP, ATO ORGANIZE THE FORMULATION OF A STUDY GROUP, ATO ORGANIZE THE FORMULATION OF A STUDY GROUP, A

RESEARCH FRAMEWORK, AND A REQUEST-FOR-PROPOSALSRESEARCH FRAMEWORK, AND A REQUEST-FOR-PROPOSALSRESEARCH FRAMEWORK, AND A REQUEST-FOR-PROPOSALS

TO INVESTIGATE THE ENERGY EFFICIENCY PARADOXTO INVESTIGATE THE ENERGY EFFICIENCY PARADOXTO INVESTIGATE THE ENERGY EFFICIENCY PARADOX

18 TREMONT STREET, SUITE 53018 TREMONT STREET, SUITE 53018 TREMONT STREET, SUITE 530 509(A)(2)509(A)(2)509(A)(2)

BOSTON, MA 2108BOSTON, MA 2108BOSTON, MA 2108

COLD SPRING HARBOR LABORATORYCOLD SPRING HARBOR LABORATORYCOLD SPRING HARBOR LABORATORY NONENONENONE 150,000.150,000.150,000.TO SUPPORT A PILOT PROJECT FOR DNA BARCODINGTO SUPPORT A PILOT PROJECT FOR DNA BARCODINGTO SUPPORT A PILOT PROJECT FOR DNA BARCODING

EXPERIMENTS BY NEW YORK CITY HIGH SCHOOLEXPERIMENTS BY NEW YORK CITY HIGH SCHOOLEXPERIMENTS BY NEW YORK CITY HIGH SCHOOL

STUDENTSSTUDENTSSTUDENTS

PO BOX 534PO BOX 534PO BOX 534 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

COLD SPRING HARBOR, NY 11724-0534COLD SPRING HARBOR, NY 11724-0534COLD SPRING HARBOR, NY 11724-0534

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

THE REGENTS OF THE UNIVERSITY OF COLORADOTHE REGENTS OF THE UNIVERSITY OF COLORADOTHE REGENTS OF THE UNIVERSITY OF COLORADO NONENONENONE 10,000.10,000.10,000.TO UNDERSTAND CORPORATE ATTITUDES TOWARDSTO UNDERSTAND CORPORATE ATTITUDES TOWARDSTO UNDERSTAND CORPORATE ATTITUDES TOWARDS

E-LEARNINGE-LEARNINGE-LEARNING1800 GRANT STREET1800 GRANT STREET1800 GRANT STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BOULDER, CO 80309-0572BOULDER, CO 80309-0572BOULDER, CO 80309-0572

THE REGENTS OF THE UNIVERSITY OF COLORADOTHE REGENTS OF THE UNIVERSITY OF COLORADOTHE REGENTS OF THE UNIVERSITY OF COLORADO NONENONENONE 147,317.147,317.147,317.ANALYZING SEQUENCE DATA OF MICROBIAL COMMUNITIESANALYZING SEQUENCE DATA OF MICROBIAL COMMUNITIESANALYZING SEQUENCE DATA OF MICROBIAL COMMUNITIES

IN THE INDOOR ENVIRONMENTIN THE INDOOR ENVIRONMENTIN THE INDOOR ENVIRONMENT1800 GRANT STREET1800 GRANT STREET1800 GRANT STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BOULDER, CO 80309-0572BOULDER, CO 80309-0572BOULDER, CO 80309-0572

THE REGENTS OF THE UNIVERSITY OF COLORADOTHE REGENTS OF THE UNIVERSITY OF COLORADOTHE REGENTS OF THE UNIVERSITY OF COLORADO NONENONENONE 64,121.64,121.64,121.TO CONDUCT A PILOT STUDY TO EXAMINE THE DIVERSITYTO CONDUCT A PILOT STUDY TO EXAMINE THE DIVERSITYTO CONDUCT A PILOT STUDY TO EXAMINE THE DIVERSITY

AND STRUCTURE OF BACTERIAL COMMUNITIES INAND STRUCTURE OF BACTERIAL COMMUNITIES INAND STRUCTURE OF BACTERIAL COMMUNITIES IN

KITCHENSKITCHENSKITCHENS

1800 GRANT STREET1800 GRANT STREET1800 GRANT STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BOULDER, CO 80309-0572BOULDER, CO 80309-0572BOULDER, CO 80309-0572

THE REGENTS OF THE UNIVERSITY OF COLORADOTHE REGENTS OF THE UNIVERSITY OF COLORADOTHE REGENTS OF THE UNIVERSITY OF COLORADO NONENONENONE 800,000.800,000.800,000.TO ASSESS THE MICROBIOLOGY OF MUNICIPAL WATERTO ASSESS THE MICROBIOLOGY OF MUNICIPAL WATERTO ASSESS THE MICROBIOLOGY OF MUNICIPAL WATER

DELIVERY SYSTEMS IN THE U.S.DELIVERY SYSTEMS IN THE U.S.DELIVERY SYSTEMS IN THE U.S.1800 GRANT STREET1800 GRANT STREET1800 GRANT STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BOULDER, CO 80309-0572BOULDER, CO 80309-0572BOULDER, CO 80309-0572

THE REGENTS OF THE UNIVERSITY OF COLORADOTHE REGENTS OF THE UNIVERSITY OF COLORADOTHE REGENTS OF THE UNIVERSITY OF COLORADO NONENONENONE 400,000.400,000.400,000.TO ORGANIZE AND CONVENE THREE ANNUAL MEETINGS ONTO ORGANIZE AND CONVENE THREE ANNUAL MEETINGS ONTO ORGANIZE AND CONVENE THREE ANNUAL MEETINGS ON

THE MICROBIOLOGY OF THE BUILT ENVIRONMENTTHE MICROBIOLOGY OF THE BUILT ENVIRONMENTTHE MICROBIOLOGY OF THE BUILT ENVIRONMENT1800 GRANT STREET1800 GRANT STREET1800 GRANT STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BOULDER, CO 80309-0572BOULDER, CO 80309-0572BOULDER, CO 80309-0572

THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OFTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OFTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NONENONENONE 75,108.75,108.75,108.FOR A PILOT PRODUCTION GRANT TO ENCOURAGE THEFOR A PILOT PRODUCTION GRANT TO ENCOURAGE THEFOR A PILOT PRODUCTION GRANT TO ENCOURAGE THE

NEXT GENERATION OF FILMMAKERS TO INCORPORATENEXT GENERATION OF FILMMAKERS TO INCORPORATENEXT GENERATION OF FILMMAKERS TO INCORPORATE

SCIENCE AND TECHNOLOGY THEMES INTO STORYTELLINGSCIENCE AND TECHNOLOGY THEMES INTO STORYTELLINGSCIENCE AND TECHNOLOGY THEMES INTO STORYTELLING

FOR THE WORLD WIDE WEBFOR THE WORLD WIDE WEBFOR THE WORLD WIDE WEB

1210 AMSTERDAM AVENUE1210 AMSTERDAM AVENUE1210 AMSTERDAM AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10027NEW YORK, NY 10027NEW YORK, NY 10027

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OFTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OFTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NONENONENONE 124,948.124,948.124,948.TO CONDUCT BEHAVIORAL RESEARCH ON DECISION-MAKINGTO CONDUCT BEHAVIORAL RESEARCH ON DECISION-MAKINGTO CONDUCT BEHAVIORAL RESEARCH ON DECISION-MAKING

BY CONSUMERS THAT INFORMS THE DESIGN OF HEALTHBY CONSUMERS THAT INFORMS THE DESIGN OF HEALTHBY CONSUMERS THAT INFORMS THE DESIGN OF HEALTH

INSURANCE EXCHANGESINSURANCE EXCHANGESINSURANCE EXCHANGES

1210 AMSTERDAM AVENUE1210 AMSTERDAM AVENUE1210 AMSTERDAM AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10027NEW YORK, NY 10027NEW YORK, NY 10027

THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OFTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OFTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NONENONENONE 124,996.124,996.124,996.TO CREATE A GRAPHICAL, OPEN-SOURCE CITATION STYLETO CREATE A GRAPHICAL, OPEN-SOURCE CITATION STYLETO CREATE A GRAPHICAL, OPEN-SOURCE CITATION STYLE

LANGUAGE (CSL) EDITOR THAT CAN BE USED TOLANGUAGE (CSL) EDITOR THAT CAN BE USED TOLANGUAGE (CSL) EDITOR THAT CAN BE USED TO

DEVELOP, EDIT, AND CUSTOMIZE BIBLIOGRAPHICDEVELOP, EDIT, AND CUSTOMIZE BIBLIOGRAPHICDEVELOP, EDIT, AND CUSTOMIZE BIBLIOGRAPHIC

REFERENCE STYLESREFERENCE STYLESREFERENCE STYLES

1210 AMSTERDAM AVENUE1210 AMSTERDAM AVENUE1210 AMSTERDAM AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10027NEW YORK, NY 10027NEW YORK, NY 10027

CONNECTICUT PUBLIC BROADCASTING INCCONNECTICUT PUBLIC BROADCASTING INCCONNECTICUT PUBLIC BROADCASTING INC NONENONENONE 600,000.600,000.600,000.FOR PRODUCTION, BROADCAST, AND OUTREACH FOR AFOR PRODUCTION, BROADCAST, AND OUTREACH FOR AFOR PRODUCTION, BROADCAST, AND OUTREACH FOR A

TWO-PART PUBLIC TELEVISION SERIES ABOUT WHATTWO-PART PUBLIC TELEVISION SERIES ABOUT WHATTWO-PART PUBLIC TELEVISION SERIES ABOUT WHAT

IMPACT THE SCIENCE BEHIND BRAIN SCANS COULD ORIMPACT THE SCIENCE BEHIND BRAIN SCANS COULD ORIMPACT THE SCIENCE BEHIND BRAIN SCANS COULD OR

SHOULD HAVE ON THE CRIMINAL JUSTICE SYSTEMSHOULD HAVE ON THE CRIMINAL JUSTICE SYSTEMSHOULD HAVE ON THE CRIMINAL JUSTICE SYSTEM

1049 ASYLUM AVENUE1049 ASYLUM AVENUE1049 ASYLUM AVENUE 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

HARTFORD, CT 06105-2411HARTFORD, CT 06105-2411HARTFORD, CT 06105-2411

CONSORTIUM FOR OCEAN LEADERSHIP INC.CONSORTIUM FOR OCEAN LEADERSHIP INC.CONSORTIUM FOR OCEAN LEADERSHIP INC. NONENONENONE 400,000.400,000.400,000.TO DISSEMINATE AND ASSURE THE LEGACIES OF THETO DISSEMINATE AND ASSURE THE LEGACIES OF THETO DISSEMINATE AND ASSURE THE LEGACIES OF THE

CENSUS OF MARINE LIFECENSUS OF MARINE LIFECENSUS OF MARINE LIFE1201 NEW YORK AVENUE, NW, SUITE 4001201 NEW YORK AVENUE, NW, SUITE 4001201 NEW YORK AVENUE, NW, SUITE 400 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20005WASHINGTON, DC 20005WASHINGTON, DC 20005

COOLIDGE CORNER THEATRE FOUNDATION INCCOOLIDGE CORNER THEATRE FOUNDATION INCCOOLIDGE CORNER THEATRE FOUNDATION INC NONENONENONE 231,713.231,713.231,713.TO SUPPORT COOLIDGE CORNER THEATRE'S SCIENCE ONTO SUPPORT COOLIDGE CORNER THEATRE'S SCIENCE ONTO SUPPORT COOLIDGE CORNER THEATRE'S SCIENCE ON

SCREEN SERIES AND EXPAND IT WITH SMALL GRANTS TOSCREEN SERIES AND EXPAND IT WITH SMALL GRANTS TOSCREEN SERIES AND EXPAND IT WITH SMALL GRANTS TO

40 THEATERS NATIONWIDE40 THEATERS NATIONWIDE40 THEATERS NATIONWIDE

290 HARVARD STREET290 HARVARD STREET290 HARVARD STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

BROOKLINE, MA 2446BROOKLINE, MA 2446BROOKLINE, MA 2446

CORNELL UNIVERSITYCORNELL UNIVERSITYCORNELL UNIVERSITY NONENONENONE 92,274.92,274.92,274.TO DEVELOP, TEST, AND PROPAGATE INNOVATIVETO DEVELOP, TEST, AND PROPAGATE INNOVATIVETO DEVELOP, TEST, AND PROPAGATE INNOVATIVE

BAYESIAN METHODS FOR ESTIMATING AND INSTITUTIONSBAYESIAN METHODS FOR ESTIMATING AND INSTITUTIONSBAYESIAN METHODS FOR ESTIMATING AND INSTITUTIONS410 THURSTON AVE410 THURSTON AVE410 THURSTON AVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

ITHACA, NY 14853ITHACA, NY 14853ITHACA, NY 14853

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

CORPORATE VOICES FOR WORKING FAMILIESCORPORATE VOICES FOR WORKING FAMILIESCORPORATE VOICES FOR WORKING FAMILIES NONENONENONE 20,000.20,000.20,000.TO INTRODUCE WORKPLACE FLEXIBILITY AS A RELEVANTTO INTRODUCE WORKPLACE FLEXIBILITY AS A RELEVANTTO INTRODUCE WORKPLACE FLEXIBILITY AS A RELEVANT

CORPORATE RESPONSIBILITY (CR) GAGE, INTEGRATECORPORATE RESPONSIBILITY (CR) GAGE, INTEGRATECORPORATE RESPONSIBILITY (CR) GAGE, INTEGRATE

WORKPLACE FLEXIBILITY METRICS INTO EMERGINGWORKPLACE FLEXIBILITY METRICS INTO EMERGINGWORKPLACE FLEXIBILITY METRICS INTO EMERGING

CORPORATE RESPONSIBILITY REPORTING FRAMEWORKSCORPORATE RESPONSIBILITY REPORTING FRAMEWORKSCORPORATE RESPONSIBILITY REPORTING FRAMEWORKS

MAIL STOP 1899, L STREET NW, SUITE 250MAIL STOP 1899, L STREET NW, SUITE 250MAIL STOP 1899, L STREET NW, SUITE 250 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036WASHINGTON, DC 20036WASHINGTON, DC 20036

COUNCIL OF GRADUATE SCHOOLSCOUNCIL OF GRADUATE SCHOOLSCOUNCIL OF GRADUATE SCHOOLS NONENONENONE 305,221.305,221.305,221.TO LAUNCH A PROJECT FOCUSING ON COMPLETION ANDTO LAUNCH A PROJECT FOCUSING ON COMPLETION ANDTO LAUNCH A PROJECT FOCUSING ON COMPLETION AND

ATTRITION IN STEM MASTER'S PROGRAMSATTRITION IN STEM MASTER'S PROGRAMSATTRITION IN STEM MASTER'S PROGRAMSONE DUPONT CIRCLE, NW, SUITE 230ONE DUPONT CIRCLE, NW, SUITE 230ONE DUPONT CIRCLE, NW, SUITE 230 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036-1173WASHINGTON, DC 20036-1173WASHINGTON, DC 20036-1173

COUNCIL OF GRADUATE SCHOOLSCOUNCIL OF GRADUATE SCHOOLSCOUNCIL OF GRADUATE SCHOOLS NONENONENONE 300,000.300,000.300,000.TO CONTINUE AND COMPLETE THE WORK OF THE COUNCILTO CONTINUE AND COMPLETE THE WORK OF THE COUNCILTO CONTINUE AND COMPLETE THE WORK OF THE COUNCIL

OF GRADUATE SCHOOLS TO INSTITUTIONALIZE ANDOF GRADUATE SCHOOLS TO INSTITUTIONALIZE ANDOF GRADUATE SCHOOLS TO INSTITUTIONALIZE AND

PROMOTE THE PROFESSIONAL SCIENCE MASTER'S (PSM)PROMOTE THE PROFESSIONAL SCIENCE MASTER'S (PSM)PROMOTE THE PROFESSIONAL SCIENCE MASTER'S (PSM)

AS A REGULAR FEATURE OF GRADUATE EDUCATIONAS A REGULAR FEATURE OF GRADUATE EDUCATIONAS A REGULAR FEATURE OF GRADUATE EDUCATION

ONE DUPONT CIRCLE, NW, SUITE 230ONE DUPONT CIRCLE, NW, SUITE 230ONE DUPONT CIRCLE, NW, SUITE 230 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036-1173WASHINGTON, DC 20036-1173WASHINGTON, DC 20036-1173

COUNCIL ON FOREIGN RELATIONS, INC.COUNCIL ON FOREIGN RELATIONS, INC.COUNCIL ON FOREIGN RELATIONS, INC. NONENONENONE 748,179.748,179.748,179.TO CONDUCT A PROGRAM OF RESEARCH AND PUBLICATIONTO CONDUCT A PROGRAM OF RESEARCH AND PUBLICATIONTO CONDUCT A PROGRAM OF RESEARCH AND PUBLICATION

ON ENERGY SECURITY, ESPECIALLY RELATED TO OILON ENERGY SECURITY, ESPECIALLY RELATED TO OILON ENERGY SECURITY, ESPECIALLY RELATED TO OIL58 EAST 68TH STREET58 EAST 68TH STREET58 EAST 68TH STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10065NEW YORK, NY 10065NEW YORK, NY 10065

COUNCIL ON FOUNDATIONSCOUNCIL ON FOUNDATIONSCOUNCIL ON FOUNDATIONS NONENONENONE 45,000.45,000.45,000.TO SUPPORT WORK ON BEHALF OF THE NONPROFIT ANDTO SUPPORT WORK ON BEHALF OF THE NONPROFIT ANDTO SUPPORT WORK ON BEHALF OF THE NONPROFIT AND

CHARITABLE COMMUNITYCHARITABLE COMMUNITYCHARITABLE COMMUNITY2121 CRYSTAL DRIVE, SUITE 7002121 CRYSTAL DRIVE, SUITE 7002121 CRYSTAL DRIVE, SUITE 700 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

ARLINGTON, VA 22202ARLINGTON, VA 22202ARLINGTON, VA 22202

CREATIVE COMMONS CORPORATIONCREATIVE COMMONS CORPORATIONCREATIVE COMMONS CORPORATION NONENONENONE 250,917.250,917.250,917.TO DEFINE THE MAIN ISSUES AND CHALLENGES OFTO DEFINE THE MAIN ISSUES AND CHALLENGES OFTO DEFINE THE MAIN ISSUES AND CHALLENGES OF

ENABLING A LARGE-SCALE SCIENCE COMMONS AND ANENABLING A LARGE-SCALE SCIENCE COMMONS AND ANENABLING A LARGE-SCALE SCIENCE COMMONS AND AN

ACHIEVABLE STRATEGIC PLAN FOR CREATIVE COMMONSACHIEVABLE STRATEGIC PLAN FOR CREATIVE COMMONSACHIEVABLE STRATEGIC PLAN FOR CREATIVE COMMONS

444 CASTRO STREET, SUITE 900444 CASTRO STREET, SUITE 900444 CASTRO STREET, SUITE 900 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

MOUNTAIN VIEW, CA 94041MOUNTAIN VIEW, CA 94041MOUNTAIN VIEW, CA 94041

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

TRUSTEES OF DARTMOUTH COLLEGETRUSTEES OF DARTMOUTH COLLEGETRUSTEES OF DARTMOUTH COLLEGE NONENONENONE 54,333.54,333.54,333.TO CREATE AND STUDY NETWORK MODELS OF SYSTEMICTO CREATE AND STUDY NETWORK MODELS OF SYSTEMICTO CREATE AND STUDY NETWORK MODELS OF SYSTEMIC

RISK IN BANKING AND FINANCERISK IN BANKING AND FINANCERISK IN BANKING AND FINANCE14 N MAIN STREET14 N MAIN STREET14 N MAIN STREET 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

HANOVER, NH 03755HANOVER, NH 03755HANOVER, NH 03755

FEDORA COMMONS INC. (D.B.A. DURASPACE)FEDORA COMMONS INC. (D.B.A. DURASPACE)FEDORA COMMONS INC. (D.B.A. DURASPACE) NONENONENONE 497,433.497,433.497,433.TO DEVELOP AND DEPLOY A "DIRECT-TO-RESEARCHER"TO DEVELOP AND DEPLOY A "DIRECT-TO-RESEARCHER"TO DEVELOP AND DEPLOY A "DIRECT-TO-RESEARCHER"

CLOUD-BASED DATA PLATFORMCLOUD-BASED DATA PLATFORMCLOUD-BASED DATA PLATFORMP.O. BOX 7144P.O. BOX 7144P.O. BOX 7144 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

ITHACA, NY 14850ITHACA, NY 14850ITHACA, NY 14850

EAST CAROLINA UNIVERSITY FOUNDATION INCEAST CAROLINA UNIVERSITY FOUNDATION INCEAST CAROLINA UNIVERSITY FOUNDATION INC NONENONENONE 800,000.800,000.800,000.TO DEVELOP THE DEEP CARBON OBSERVATORY'S DEEPTO DEVELOP THE DEEP CARBON OBSERVATORY'S DEEPTO DEVELOP THE DEEP CARBON OBSERVATORY'S DEEP

LIFE DIRECTORATELIFE DIRECTORATELIFE DIRECTORATE2200 SOUTH CHALRES BLVD2200 SOUTH CHALRES BLVD2200 SOUTH CHALRES BLVD 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

GREENVILLE, NC 27858GREENVILLE, NC 27858GREENVILLE, NC 27858

ENSEMBLE STUDIO THEATRE, INC.ENSEMBLE STUDIO THEATRE, INC.ENSEMBLE STUDIO THEATRE, INC. NONENONENONE 567,000.567,000.567,000.TO COMMISSION, DEVELOP, PRODUCE AND DISSEMINATETO COMMISSION, DEVELOP, PRODUCE AND DISSEMINATETO COMMISSION, DEVELOP, PRODUCE AND DISSEMINATE

NEW SCIENCE PLAYS IN NEW YORK AND ACROSS THENEW SCIENCE PLAYS IN NEW YORK AND ACROSS THENEW SCIENCE PLAYS IN NEW YORK AND ACROSS THE

COUNTRYCOUNTRYCOUNTRY

549 WEST 52ND STREET549 WEST 52ND STREET549 WEST 52ND STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10019NEW YORK, NY 10019NEW YORK, NY 10019

FAMILIES AND WORK INSTITUTE, INC.FAMILIES AND WORK INSTITUTE, INC.FAMILIES AND WORK INSTITUTE, INC. NONENONENONE 1,600,000.1,600,000.1,600,000.TO SUPPORT DEVELOPMENT OF FLEXIBILITY ONLINE TOTO SUPPORT DEVELOPMENT OF FLEXIBILITY ONLINE TOTO SUPPORT DEVELOPMENT OF FLEXIBILITY ONLINE TO

ADVANCE ADOPTION OF A FLEXIBLE WORK PROGRAMADVANCE ADOPTION OF A FLEXIBLE WORK PROGRAMADVANCE ADOPTION OF A FLEXIBLE WORK PROGRAM267 FIFTH AVENUE - 2ND FLOOR267 FIFTH AVENUE - 2ND FLOOR267 FIFTH AVENUE - 2ND FLOOR 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10016NEW YORK, NY 10016NEW YORK, NY 10016

FILM INDEPENDENT, INC.FILM INDEPENDENT, INC.FILM INDEPENDENT, INC. NONENONENONE 110,000.110,000.110,000.TO DEVELOP SCIENCE SCRIPTS AND SUPPORT PRODUCINGTO DEVELOP SCIENCE SCRIPTS AND SUPPORT PRODUCINGTO DEVELOP SCIENCE SCRIPTS AND SUPPORT PRODUCING

TEAMS DEVELOPING SLOAN-WORTHY FEATURE FILMSTEAMS DEVELOPING SLOAN-WORTHY FEATURE FILMSTEAMS DEVELOPING SLOAN-WORTHY FEATURE FILMS9911 W. PICO BOULEVARD, 11TH FLOOR9911 W. PICO BOULEVARD, 11TH FLOOR9911 W. PICO BOULEVARD, 11TH FLOOR 509(A)(2)509(A)(2)509(A)(2)

LOS ANGELES, CA 90035LOS ANGELES, CA 90035LOS ANGELES, CA 90035

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

STUART FIRESTEINSTUART FIRESTEINSTUART FIRESTEIN NONENONENONE 40,000.40,000.40,000.FOR RESEARCH AND WRITING OF A BOOK ON THE VALUEFOR RESEARCH AND WRITING OF A BOOK ON THE VALUEFOR RESEARCH AND WRITING OF A BOOK ON THE VALUE

OF IGNORANCE IN SCIENCEOF IGNORANCE IN SCIENCEOF IGNORANCE IN SCIENCE923 FAIRCHILD MC2438923 FAIRCHILD MC2438923 FAIRCHILD MC2438 INDIVIDUALINDIVIDUALINDIVIDUAL

NEW YORK, NY 10027NEW YORK, NY 10027NEW YORK, NY 10027

FOUNDATION CENTERFOUNDATION CENTERFOUNDATION CENTER NONENONENONE 65,000.65,000.65,000.TO SUPPORT WORK ON BEHALF OF THE NONPROFIT ANDTO SUPPORT WORK ON BEHALF OF THE NONPROFIT ANDTO SUPPORT WORK ON BEHALF OF THE NONPROFIT AND

CHARITABLE COMMUNITYCHARITABLE COMMUNITYCHARITABLE COMMUNITY79 FIFTH AVENUE79 FIFTH AVENUE79 FIFTH AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10003NEW YORK, NY 10003NEW YORK, NY 10003

FRIENDS OF THE INTERNATIONAL MATHEMATICAL UNIONFRIENDS OF THE INTERNATIONAL MATHEMATICAL UNIONFRIENDS OF THE INTERNATIONAL MATHEMATICAL UNION NONENONENONE 73,000.73,000.73,000.TO BRING INTERNATIONAL PARTICIPANTS,TO BRING INTERNATIONAL PARTICIPANTS,TO BRING INTERNATIONAL PARTICIPANTS,

PERSPECTIVES, AND POTENTIAL PARTNERS TO THEPERSPECTIVES, AND POTENTIAL PARTNERS TO THEPERSPECTIVES, AND POTENTIAL PARTNERS TO THE

PLANNING OF A MATHEMATICAL HERITAGE LIBRARYPLANNING OF A MATHEMATICAL HERITAGE LIBRARYPLANNING OF A MATHEMATICAL HERITAGE LIBRARY

201 CHARLES ST.201 CHARLES ST.201 CHARLES ST. 501 C 3 PRI NON OP FDN501 C 3 PRI NON OP FDN501 C 3 PRI NON OP FDN

PROVIDENCE, RI 2904PROVIDENCE, RI 2904PROVIDENCE, RI 2904

FUND FOR PUBLIC HEALTH IN NEW YORK, INC.FUND FOR PUBLIC HEALTH IN NEW YORK, INC.FUND FOR PUBLIC HEALTH IN NEW YORK, INC. NONENONENONE 792,244.792,244.792,244.TO IMPROVE NYC'S DEPARTMENT OF HEALTH AND MENTALTO IMPROVE NYC'S DEPARTMENT OF HEALTH AND MENTALTO IMPROVE NYC'S DEPARTMENT OF HEALTH AND MENTAL

HYGIENE'S SYNDROMIC SURVEILLANCE SYSTEMSHYGIENE'S SYNDROMIC SURVEILLANCE SYSTEMSHYGIENE'S SYNDROMIC SURVEILLANCE SYSTEMS22 CORTLANDT STREET, SUITE 110322 CORTLANDT STREET, SUITE 110322 CORTLANDT STREET, SUITE 1103 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

NEW YORK, NY 10007-3160NEW YORK, NY 10007-3160NEW YORK, NY 10007-3160

FUND FOR THE CITY OF NEW YORK, INC.FUND FOR THE CITY OF NEW YORK, INC.FUND FOR THE CITY OF NEW YORK, INC. NONENONENONE 260,000.260,000.260,000.SUPPORT FOR SLOAN AWARDS FOR EXCELLENCE INSUPPORT FOR SLOAN AWARDS FOR EXCELLENCE INSUPPORT FOR SLOAN AWARDS FOR EXCELLENCE IN

TEACHING SCIENCE AND MATHEMATICS IN NEW YORK CITYTEACHING SCIENCE AND MATHEMATICS IN NEW YORK CITYTEACHING SCIENCE AND MATHEMATICS IN NEW YORK CITY

PUBLIC HIGH SCHOOLSPUBLIC HIGH SCHOOLSPUBLIC HIGH SCHOOLS

121 AVENUE OF THE AMERICAS121 AVENUE OF THE AMERICAS121 AVENUE OF THE AMERICAS 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10013NEW YORK, NY 10013NEW YORK, NY 10013

FUND FOR THE CITY OF NEW YORK, INC.FUND FOR THE CITY OF NEW YORK, INC.FUND FOR THE CITY OF NEW YORK, INC. NONENONENONE 150,000.150,000.150,000.TO CONTINUE SUPPORT FOR THE SLOAN PUBLIC SERVICETO CONTINUE SUPPORT FOR THE SLOAN PUBLIC SERVICETO CONTINUE SUPPORT FOR THE SLOAN PUBLIC SERVICE

AWARDSAWARDSAWARDS121 AVENUE OF THE AMERICAS121 AVENUE OF THE AMERICAS121 AVENUE OF THE AMERICAS 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10013NEW YORK, NY 10013NEW YORK, NY 10013

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

FUND FOR THE CITY OF NEW YORK, INC.FUND FOR THE CITY OF NEW YORK, INC.FUND FOR THE CITY OF NEW YORK, INC. NONENONENONE 250,000.250,000.250,000.TO PROVIDE PARTIAL SUPPORT FOR THE SLOAN PUBLICTO PROVIDE PARTIAL SUPPORT FOR THE SLOAN PUBLICTO PROVIDE PARTIAL SUPPORT FOR THE SLOAN PUBLIC

SERVICE AWARDS PROGRAMSERVICE AWARDS PROGRAMSERVICE AWARDS PROGRAM121 AVENUE OF THE AMERICAS121 AVENUE OF THE AMERICAS121 AVENUE OF THE AMERICAS 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10013NEW YORK, NY 10013NEW YORK, NY 10013

GEORGE MASON UNIVERSITYGEORGE MASON UNIVERSITYGEORGE MASON UNIVERSITY NONENONENONE 615,734.615,734.615,734.TO CONTINUE SUPPORT FOR THE SLOAN PUBLIC SERVICETO CONTINUE SUPPORT FOR THE SLOAN PUBLIC SERVICETO CONTINUE SUPPORT FOR THE SLOAN PUBLIC SERVICE

A TO PIONEER NEW METHODS FOR CAPTURING ANDA TO PIONEER NEW METHODS FOR CAPTURING ANDA TO PIONEER NEW METHODS FOR CAPTURING AND

HIGHLIGHTING ONLINE SCHOLARLY MATERIALS IN WAYSHIGHLIGHTING ONLINE SCHOLARLY MATERIALS IN WAYSHIGHLIGHTING ONLINE SCHOLARLY MATERIALS IN WAYS

THAT ARE USEFUL TO RESEARCH COMMUNITIESTHAT ARE USEFUL TO RESEARCH COMMUNITIESTHAT ARE USEFUL TO RESEARCH COMMUNITIES

4400 UNIVERSITY DRIVE4400 UNIVERSITY DRIVE4400 UNIVERSITY DRIVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

FAIRFAX, VA 22030FAIRFAX, VA 22030FAIRFAX, VA 22030

GEORGE MASON UNIVERSITYGEORGE MASON UNIVERSITYGEORGE MASON UNIVERSITY NONENONENONE 379,704.379,704.379,704.TO PROVIDE UPDATED SOFTWARE, DATA, AND EDUCATIONTO PROVIDE UPDATED SOFTWARE, DATA, AND EDUCATIONTO PROVIDE UPDATED SOFTWARE, DATA, AND EDUCATION

THAT FACILITATE PUBLIC PARTICIPATION IN THETHAT FACILITATE PUBLIC PARTICIPATION IN THETHAT FACILITATE PUBLIC PARTICIPATION IN THE

REDISTRICTING OF NEW YORK STATEREDISTRICTING OF NEW YORK STATEREDISTRICTING OF NEW YORK STATE

4400 UNIVERSITY DRIVE4400 UNIVERSITY DRIVE4400 UNIVERSITY DRIVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

FAIRFAX, VA 22030FAIRFAX, VA 22030FAIRFAX, VA 22030

GEORGETOWN UNIVERSITYGEORGETOWN UNIVERSITYGEORGETOWN UNIVERSITY NONENONENONE 141,551.141,551.141,551.TO SUPPORT A PROGRAM OF RESEARCH, REPORTS, EXPERTTO SUPPORT A PROGRAM OF RESEARCH, REPORTS, EXPERTTO SUPPORT A PROGRAM OF RESEARCH, REPORTS, EXPERT

ROUNDTABLES, AND PUBLIC BRIEFINGS ON BESTROUNDTABLES, AND PUBLIC BRIEFINGS ON BESTROUNDTABLES, AND PUBLIC BRIEFINGS ON BEST

PRACTICES RELATED TO CURRENT AND FUTUREPRACTICES RELATED TO CURRENT AND FUTUREPRACTICES RELATED TO CURRENT AND FUTURE

MANAGEMENT OF BOTH TEMPORARY AND PERMANENTMANAGEMENT OF BOTH TEMPORARY AND PERMANENTMANAGEMENT OF BOTH TEMPORARY AND PERMANENT

PROGRAMS FOR IMMIGRATION OF SKILLED WORKERS TOPROGRAMS FOR IMMIGRATION OF SKILLED WORKERS TOPROGRAMS FOR IMMIGRATION OF SKILLED WORKERS TO

THE U.STHE U.STHE U.S

37TH & O STREET, NW37TH & O STREET, NW37TH & O STREET, NW 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

WASHINGTON, DC 20057WASHINGTON, DC 20057WASHINGTON, DC 20057

RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEWRESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEWRESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW NONENONENONE 75,000.75,000.75,000.ASSESS EFFECTIVENESS AND IMPACT OF SLOANASSESS EFFECTIVENESS AND IMPACT OF SLOANASSESS EFFECTIVENESS AND IMPACT OF SLOAN

ANYTIME/ANYPLACE EDUCATION PROGRAMANYTIME/ANYPLACE EDUCATION PROGRAMANYTIME/ANYPLACE EDUCATION PROGRAM365 FIFTH AVENUE365 FIFTH AVENUE365 FIFTH AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10016-4309NEW YORK, NY 10016-4309NEW YORK, NY 10016-4309

RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEWRESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEWRESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW NONENONENONE 107,500.107,500.107,500.TO DEVELOP AND TEST WITH THE MODERN LANGUAGETO DEVELOP AND TEST WITH THE MODERN LANGUAGETO DEVELOP AND TEST WITH THE MODERN LANGUAGE

ASSOCIATION (MLA) AN ALPHA VERSION OF AASSOCIATION (MLA) AN ALPHA VERSION OF AASSOCIATION (MLA) AN ALPHA VERSION OF A

"COMMONS-IN-A-BOX" SOFTWARE TOOL FOR SCHOLARLY"COMMONS-IN-A-BOX" SOFTWARE TOOL FOR SCHOLARLY"COMMONS-IN-A-BOX" SOFTWARE TOOL FOR SCHOLARLY

COMMUNITIES FIRST DEVELOPED AT CITY UNIVERSITY OFCOMMUNITIES FIRST DEVELOPED AT CITY UNIVERSITY OFCOMMUNITIES FIRST DEVELOPED AT CITY UNIVERSITY OF

NEW YORKNEW YORKNEW YORK

365 FIFTH AVENUE365 FIFTH AVENUE365 FIFTH AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10016-4309NEW YORK, NY 10016-4309NEW YORK, NY 10016-4309

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

GREATER WASHINGTON EDUCATIONAL TELECOMMUNICATIONSGREATER WASHINGTON EDUCATIONAL TELECOMMUNICATIONSGREATER WASHINGTON EDUCATIONAL TELECOMMUNICATIONS NONENONENONE 750,000.750,000.750,000.FOR HIGH QUALITY ON-AIR AND ONLINE COVERAGE ONFOR HIGH QUALITY ON-AIR AND ONLINE COVERAGE ONFOR HIGH QUALITY ON-AIR AND ONLINE COVERAGE ON

PBS'S NEWS HOUR TO ENHANCE ECONOMIC AND FINANCIALPBS'S NEWS HOUR TO ENHANCE ECONOMIC AND FINANCIALPBS'S NEWS HOUR TO ENHANCE ECONOMIC AND FINANCIAL

LITERACYLITERACYLITERACY

2775 SOUTH QUINCY STREET2775 SOUTH QUINCY STREET2775 SOUTH QUINCY STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

ARLINGTON, VA 22206ARLINGTON, VA 22206ARLINGTON, VA 22206

GUIDESTAR USA, INC.GUIDESTAR USA, INC.GUIDESTAR USA, INC. NONENONENONE 5,000.5,000.5,000.TO SUPPORT WORK ON BEHALF OF THE NONPROFIT ANDTO SUPPORT WORK ON BEHALF OF THE NONPROFIT ANDTO SUPPORT WORK ON BEHALF OF THE NONPROFIT AND

CHARITABLE COMMUNITYCHARITABLE COMMUNITYCHARITABLE COMMUNITY4801 COURTHOUSE STREET, SUITE 2204801 COURTHOUSE STREET, SUITE 2204801 COURTHOUSE STREET, SUITE 220 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WILLIAMSBURG, VA 23188WILLIAMSBURG, VA 23188WILLIAMSBURG, VA 23188

HAMPTONS INTERNATIONAL FILM FESTIVALHAMPTONS INTERNATIONAL FILM FESTIVALHAMPTONS INTERNATIONAL FILM FESTIVAL NONENONENONE 225,716.225,716.225,716.TO COMMISSION AND SPOTLIGHT SCIENCE ANDTO COMMISSION AND SPOTLIGHT SCIENCE ANDTO COMMISSION AND SPOTLIGHT SCIENCE AND

TECHNOLOGY FILMS AND TO DEVELOP SCIENCE ANDTECHNOLOGY FILMS AND TO DEVELOP SCIENCE ANDTECHNOLOGY FILMS AND TO DEVELOP SCIENCE AND

TECHNOLOGY SCREENPLAYSTECHNOLOGY SCREENPLAYSTECHNOLOGY SCREENPLAYS

3 NEWTOWN MEWS3 NEWTOWN MEWS3 NEWTOWN MEWS 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

EAST HAMPTON, NY 11937EAST HAMPTON, NY 11937EAST HAMPTON, NY 11937

PRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGE NONENONENONE 93,299.93,299.93,299.TO STUDY BEHAVIORAL FACTORS THAT INFLUENCETO STUDY BEHAVIORAL FACTORS THAT INFLUENCETO STUDY BEHAVIORAL FACTORS THAT INFLUENCE

CONSUMERS' ENERGY UTILIZATION AND EFFICIENCYCONSUMERS' ENERGY UTILIZATION AND EFFICIENCYCONSUMERS' ENERGY UTILIZATION AND EFFICIENCY

CHOICESCHOICESCHOICES

399 HARVARD STREET399 HARVARD STREET399 HARVARD STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CAMBRIDGE, MA 02138CAMBRIDGE, MA 02138CAMBRIDGE, MA 02138

PRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGE NONENONENONE 155,278.155,278.155,278.TO PRODUCE A PUBLICLY AVAILABLE DATABASE THATTO PRODUCE A PUBLICLY AVAILABLE DATABASE THATTO PRODUCE A PUBLICLY AVAILABLE DATABASE THAT

LINKS 2010 CENSUS RESULTS WITH ELECTION RETURNSLINKS 2010 CENSUS RESULTS WITH ELECTION RETURNSLINKS 2010 CENSUS RESULTS WITH ELECTION RETURNS

AT THE PRECINCT LEVELAT THE PRECINCT LEVELAT THE PRECINCT LEVEL

399 HARVARD STREET399 HARVARD STREET399 HARVARD STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CAMBRIDGE, MA 02138CAMBRIDGE, MA 02138CAMBRIDGE, MA 02138

PRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGE NONENONENONE 1,313,890.1,313,890.1,313,890.FOR AN INTENSE TWO-YEAR PROCESS OF WORKSHOPS,FOR AN INTENSE TWO-YEAR PROCESS OF WORKSHOPS,FOR AN INTENSE TWO-YEAR PROCESS OF WORKSHOPS,

MEETINGS, PLENARIES, RESEARCH, PILOTMEETINGS, PLENARIES, RESEARCH, PILOTMEETINGS, PLENARIES, RESEARCH, PILOT

DIGITIZATION, PROTOTYPE DEVELOPMENT, ANDDIGITIZATION, PROTOTYPE DEVELOPMENT, ANDDIGITIZATION, PROTOTYPE DEVELOPMENT, AND

COMMUNITY BUILDING THAT WILL RESULT IN THE LAUNCHCOMMUNITY BUILDING THAT WILL RESULT IN THE LAUNCHCOMMUNITY BUILDING THAT WILL RESULT IN THE LAUNCH

OF THE DIGITAL PUBLIC LIBRARY OF AMERICAOF THE DIGITAL PUBLIC LIBRARY OF AMERICAOF THE DIGITAL PUBLIC LIBRARY OF AMERICA

399 HARVARD STREET399 HARVARD STREET399 HARVARD STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CAMBRIDGE, MA 02138CAMBRIDGE, MA 02138CAMBRIDGE, MA 02138

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

HASTINGS CENTER INCHASTINGS CENTER INCHASTINGS CENTER INC NONENONENONE 248,536.248,536.248,536.TO PROVIDE RENEWED SUPPORT TO INVESTIGATE ETHICALTO PROVIDE RENEWED SUPPORT TO INVESTIGATE ETHICALTO PROVIDE RENEWED SUPPORT TO INVESTIGATE ETHICAL

ISSUES IN SYNTHETIC BIOLOGYISSUES IN SYNTHETIC BIOLOGYISSUES IN SYNTHETIC BIOLOGY21 MALCOLM GORDON ROAD21 MALCOLM GORDON ROAD21 MALCOLM GORDON ROAD 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

GARRISON, NY 10524GARRISON, NY 10524GARRISON, NY 10524

THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ILLINOITHE BOARD OF TRUSTEES OF THE UNIVERSITY OF ILLINOITHE BOARD OF TRUSTEES OF THE UNIVERSITY OF ILLINOI NONENONENONE 50,000.50,000.50,000.TO PUBLISH VOLUMES THREE AND FOUR OF RAMANUJAN'STO PUBLISH VOLUMES THREE AND FOUR OF RAMANUJAN'STO PUBLISH VOLUMES THREE AND FOUR OF RAMANUJAN'S

LOST NOTEBOOK AND TO MAKE SUBSTANTIAL PROGRESS ONLOST NOTEBOOK AND TO MAKE SUBSTANTIAL PROGRESS ONLOST NOTEBOOK AND TO MAKE SUBSTANTIAL PROGRESS ON

THE FIFTH AND FINAL VOLUMETHE FIFTH AND FINAL VOLUMETHE FIFTH AND FINAL VOLUME

601 EAST JOHN STREET601 EAST JOHN STREET601 EAST JOHN STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CHAMPAIGN, IL 61820CHAMPAIGN, IL 61820CHAMPAIGN, IL 61820

INDEPENDENT SECTORINDEPENDENT SECTORINDEPENDENT SECTOR NONENONENONE 17,500.17,500.17,500.TO SUPPORT WORK ON BEHALF OF THE NONPROFIT ANDTO SUPPORT WORK ON BEHALF OF THE NONPROFIT ANDTO SUPPORT WORK ON BEHALF OF THE NONPROFIT AND

CHARITABLE COMMUNITYCHARITABLE COMMUNITYCHARITABLE COMMUNITY1200 EIGHTEENTH STREET, NW1200 EIGHTEENTH STREET, NW1200 EIGHTEENTH STREET, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036WASHINGTON, DC 20036WASHINGTON, DC 20036

INDIANA UNIVERSITYINDIANA UNIVERSITYINDIANA UNIVERSITY NONENONENONE 229,354.229,354.229,354.TO DESIGN A PROTOTYPE SYSTEM THAT DEMONSTRATESTO DESIGN A PROTOTYPE SYSTEM THAT DEMONSTRATESTO DESIGN A PROTOTYPE SYSTEM THAT DEMONSTRATES

NON-CONSUMPTIVE, COMPUTATIONAL ACCESS TO ANON-CONSUMPTIVE, COMPUTATIONAL ACCESS TO ANON-CONSUMPTIVE, COMPUTATIONAL ACCESS TO A

RESTRICTED FULL-TEXT CORPUSRESTRICTED FULL-TEXT CORPUSRESTRICTED FULL-TEXT CORPUS

107 SOUTH INDIANA AVE107 SOUTH INDIANA AVE107 SOUTH INDIANA AVE 509(A)(2)509(A)(2)509(A)(2)

BLOOMINGTON, IN 47405BLOOMINGTON, IN 47405BLOOMINGTON, IN 47405

INSTITUTE OF INTERNATIONAL EDUCATION INCINSTITUTE OF INTERNATIONAL EDUCATION INCINSTITUTE OF INTERNATIONAL EDUCATION INC NONENONENONE 250,000.250,000.250,000.TO PROVIDE LIFE-SAVING FELLOWSHIPS AND ACADEMICTO PROVIDE LIFE-SAVING FELLOWSHIPS AND ACADEMICTO PROVIDE LIFE-SAVING FELLOWSHIPS AND ACADEMIC

PLACEMENTS FOR PERSECUTED SCHOLARS SO THEY CANPLACEMENTS FOR PERSECUTED SCHOLARS SO THEY CANPLACEMENTS FOR PERSECUTED SCHOLARS SO THEY CAN

CONTINUE THEIR WORK BEFORE RETURNING TO THEIRCONTINUE THEIR WORK BEFORE RETURNING TO THEIRCONTINUE THEIR WORK BEFORE RETURNING TO THEIR

NATIVE COUNTRIES WHEN IT IS SAFE TO DO SONATIVE COUNTRIES WHEN IT IS SAFE TO DO SONATIVE COUNTRIES WHEN IT IS SAFE TO DO SO

809 UNITED NATIONS PLAZA809 UNITED NATIONS PLAZA809 UNITED NATIONS PLAZA 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

NEW YORK, NY 10017NEW YORK, NY 10017NEW YORK, NY 10017

IODP MANAGEMENT INTERNATIONAL, INC.IODP MANAGEMENT INTERNATIONAL, INC.IODP MANAGEMENT INTERNATIONAL, INC. NONENONENONE 400,000.400,000.400,000.TO DEVELOP THE ROADMAP, MANAGEMENT, AND SUPPORTTO DEVELOP THE ROADMAP, MANAGEMENT, AND SUPPORTTO DEVELOP THE ROADMAP, MANAGEMENT, AND SUPPORT

FOR A BOREHOLE INTO EARTH'S MANTLEFOR A BOREHOLE INTO EARTH'S MANTLEFOR A BOREHOLE INTO EARTH'S MANTLE1001 CONNECTICUT AVENUE, NW, SUITE 5041001 CONNECTICUT AVENUE, NW, SUITE 5041001 CONNECTICUT AVENUE, NW, SUITE 504 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036WASHINGTON, DC 20036WASHINGTON, DC 20036

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

J. WILLIAM JONES CONSULTING ENGINEERS, INC.J. WILLIAM JONES CONSULTING ENGINEERS, INC.J. WILLIAM JONES CONSULTING ENGINEERS, INC. NONENONENONE 325,250.325,250.325,250.TO DISSEMINATE AND IMPLEMENT GUIDANCE TO ASSURETO DISSEMINATE AND IMPLEMENT GUIDANCE TO ASSURETO DISSEMINATE AND IMPLEMENT GUIDANCE TO ASSURE

MEDICAL, INDUSTRIAL, AND ACADEMIC NUCLEARMEDICAL, INDUSTRIAL, AND ACADEMIC NUCLEARMEDICAL, INDUSTRIAL, AND ACADEMIC NUCLEAR

FACILITIES' USE OF RADIOACTIVE MATERIALS ISFACILITIES' USE OF RADIOACTIVE MATERIALS ISFACILITIES' USE OF RADIOACTIVE MATERIALS IS

ADEQUATELY SECURE AND RESILIENT TO MAN-MADE ANDADEQUATELY SECURE AND RESILIENT TO MAN-MADE ANDADEQUATELY SECURE AND RESILIENT TO MAN-MADE AND

NATURAL HAZARDSNATURAL HAZARDSNATURAL HAZARDS

5561 OCEAN TERRACE DRIVE5561 OCEAN TERRACE DRIVE5561 OCEAN TERRACE DRIVE NON 501 (C) (3)NON 501 (C) (3)NON 501 (C) (3)

HUNTINGTON BEACH, CA 92648HUNTINGTON BEACH, CA 92648HUNTINGTON BEACH, CA 92648

LA THEATRE WORKSLA THEATRE WORKSLA THEATRE WORKS NONENONENONE 133,120.133,120.133,120.TO RECORD FOUR NEW SCIENCE PLAYS, INCLUDING TWOTO RECORD FOUR NEW SCIENCE PLAYS, INCLUDING TWOTO RECORD FOUR NEW SCIENCE PLAYS, INCLUDING TWO

NEW SLOAN-COMMISSIONED PLAYS FOR BROADCAST ONNEW SLOAN-COMMISSIONED PLAYS FOR BROADCAST ONNEW SLOAN-COMMISSIONED PLAYS FOR BROADCAST ON

PUBLIC RADIO AND FOR DISTRIBUTION TO SCHOOLS,PUBLIC RADIO AND FOR DISTRIBUTION TO SCHOOLS,PUBLIC RADIO AND FOR DISTRIBUTION TO SCHOOLS,

LIBRARIES, AND ONLINE RETAIL PARTNERSLIBRARIES, AND ONLINE RETAIL PARTNERSLIBRARIES, AND ONLINE RETAIL PARTNERS

681 VENICE BOULEVARD681 VENICE BOULEVARD681 VENICE BOULEVARD 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

VENICE, CA 90291VENICE, CA 90291VENICE, CA 90291

MICHAEL LEMONICKMICHAEL LEMONICKMICHAEL LEMONICK NONENONENONE 55,000.55,000.55,000.TO SUPPORT THE WRITING OF THE BOOK "MIRRORTO SUPPORT THE WRITING OF THE BOOK "MIRRORTO SUPPORT THE WRITING OF THE BOOK "MIRROR

EARTH," A POPULAR ACCOUNT OF THE SEARCH FOREARTH," A POPULAR ACCOUNT OF THE SEARCH FOREARTH," A POPULAR ACCOUNT OF THE SEARCH FOR

EARTHLIKE PLANETS BEYOND THE SUN AND THEEARTHLIKE PLANETS BEYOND THE SUN AND THEEARTHLIKE PLANETS BEYOND THE SUN AND THE

TECHNOLOGY ENABLING THE SEARCHTECHNOLOGY ENABLING THE SEARCHTECHNOLOGY ENABLING THE SEARCH

249 CHERRY HILL ROAD249 CHERRY HILL ROAD249 CHERRY HILL ROAD INDIVIDUALINDIVIDUALINDIVIDUAL

PRINCETON, NJ 8540PRINCETON, NJ 8540PRINCETON, NJ 8540

LYRASISLYRASISLYRASIS NONENONENONE 250,000.250,000.250,000.FOR CONTINUED DIGITIZATION OF MEMBER COLLECTIONSFOR CONTINUED DIGITIZATION OF MEMBER COLLECTIONSFOR CONTINUED DIGITIZATION OF MEMBER COLLECTIONS

AND DEVELOPMENT OF A SELF-SUSTAINING REGIONALAND DEVELOPMENT OF A SELF-SUSTAINING REGIONALAND DEVELOPMENT OF A SELF-SUSTAINING REGIONAL

SCANNING CENTERSCANNING CENTERSCANNING CENTER

3000 MARKET STREET, SUITE 2003000 MARKET STREET, SUITE 2003000 MARKET STREET, SUITE 200 509(A)(2)509(A)(2)509(A)(2)

PHILADELPHIA, PA 19104-2801PHILADELPHIA, PA 19104-2801PHILADELPHIA, PA 19104-2801

MANHATTAN THEATRE CLUBMANHATTAN THEATRE CLUBMANHATTAN THEATRE CLUB NONENONENONE 200,000.200,000.200,000.TO COMMISSION, DEVELOP, AND PRODUCE SCIENCE ANDTO COMMISSION, DEVELOP, AND PRODUCE SCIENCE ANDTO COMMISSION, DEVELOP, AND PRODUCE SCIENCE AND

TECHNOLOGY PLAYSTECHNOLOGY PLAYSTECHNOLOGY PLAYS311 WEST 43RD STREET, 8TH FLOOR311 WEST 43RD STREET, 8TH FLOOR311 WEST 43RD STREET, 8TH FLOOR 509(A)(2)509(A)(2)509(A)(2)

NEW YORK, NY 10036NEW YORK, NY 10036NEW YORK, NY 10036

MARINE BIOLOGICAL LABORATORYMARINE BIOLOGICAL LABORATORYMARINE BIOLOGICAL LABORATORY NONENONENONE 302,452.302,452.302,452.TO PROVIDE TOOLS AND A DATA ARCHIVE FOR ANALYZINGTO PROVIDE TOOLS AND A DATA ARCHIVE FOR ANALYZINGTO PROVIDE TOOLS AND A DATA ARCHIVE FOR ANALYZING

SEQUENCE DATA OF MICROBIAL COMMUNITIES IN THESEQUENCE DATA OF MICROBIAL COMMUNITIES IN THESEQUENCE DATA OF MICROBIAL COMMUNITIES IN THE

INDOOR ENVIRONMENTINDOOR ENVIRONMENTINDOOR ENVIRONMENT

MBL STREETMBL STREETMBL STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WOODS HOLE, MA 2543WOODS HOLE, MA 2543WOODS HOLE, MA 2543

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

UNIVERSITY OF MARYLAND, COLLEGE PARKUNIVERSITY OF MARYLAND, COLLEGE PARKUNIVERSITY OF MARYLAND, COLLEGE PARK NONENONENONE 300,000.300,000.300,000.TO COMPILE, STUDY, AND OPENLY DISTRIBUTE ATO COMPILE, STUDY, AND OPENLY DISTRIBUTE ATO COMPILE, STUDY, AND OPENLY DISTRIBUTE A

NATIONALLY STANDARDIZED DATABASE OF GOVERNMENTNATIONALLY STANDARDIZED DATABASE OF GOVERNMENTNATIONALLY STANDARDIZED DATABASE OF GOVERNMENT

HEALTH INSPECTORS' RESTAURANT RATINGSHEALTH INSPECTORS' RESTAURANT RATINGSHEALTH INSPECTORS' RESTAURANT RATINGS

7950 BALTIMORE AVE7950 BALTIMORE AVE7950 BALTIMORE AVE 170(B)(1)(A)(III)170(B)(1)(A)(III)170(B)(1)(A)(III)

COLLEGE PARK, MD 20742COLLEGE PARK, MD 20742COLLEGE PARK, MD 20742

MASSACHUSETTS INSTITUTE OF TECHNOLOGYMASSACHUSETTS INSTITUTE OF TECHNOLOGYMASSACHUSETTS INSTITUTE OF TECHNOLOGY NONENONENONE 73,000.73,000.73,000.TO EXAMINE THE EFFECTS OF GLOBALIZATION ON U.S.TO EXAMINE THE EFFECTS OF GLOBALIZATION ON U.S.TO EXAMINE THE EFFECTS OF GLOBALIZATION ON U.S.

DOMESTIC REGULATORY POLICIES, COMPLIANCE, ANDDOMESTIC REGULATORY POLICIES, COMPLIANCE, ANDDOMESTIC REGULATORY POLICIES, COMPLIANCE, AND

ECONOMICS IN BIOPHARMACEUTICAL PRODUCTECONOMICS IN BIOPHARMACEUTICAL PRODUCTECONOMICS IN BIOPHARMACEUTICAL PRODUCT

MANUFACTURINGMANUFACTURINGMANUFACTURING

77 MASSACHUSETTS AVENUE77 MASSACHUSETTS AVENUE77 MASSACHUSETTS AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CAMBRIDGE, MA 2139CAMBRIDGE, MA 2139CAMBRIDGE, MA 2139

MASSACHUSETTS INSTITUTE OF TECHNOLOGYMASSACHUSETTS INSTITUTE OF TECHNOLOGYMASSACHUSETTS INSTITUTE OF TECHNOLOGY NONENONENONE 335,000.335,000.335,000.TO CREATE A NEW EXECUTIVE-LEVEL COURSE DESIGNEDTO CREATE A NEW EXECUTIVE-LEVEL COURSE DESIGNEDTO CREATE A NEW EXECUTIVE-LEVEL COURSE DESIGNED

TO PROMOTE THE SAFE AND RESPONSIBLE USE OFTO PROMOTE THE SAFE AND RESPONSIBLE USE OFTO PROMOTE THE SAFE AND RESPONSIBLE USE OF

NUCLEAR POWER WORLDWIDENUCLEAR POWER WORLDWIDENUCLEAR POWER WORLDWIDE

77 MASSACHUSETTS AVENUE77 MASSACHUSETTS AVENUE77 MASSACHUSETTS AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CAMBRIDGE, MA 2139CAMBRIDGE, MA 2139CAMBRIDGE, MA 2139

MASSACHUSETTS INSTITUTE OF TECHNOLOGYMASSACHUSETTS INSTITUTE OF TECHNOLOGYMASSACHUSETTS INSTITUTE OF TECHNOLOGY NONENONENONE 200,000.200,000.200,000.TO ASSESS WHETHER AND TO WHAT EXTENT THE LOSS OFTO ASSESS WHETHER AND TO WHAT EXTENT THE LOSS OFTO ASSESS WHETHER AND TO WHAT EXTENT THE LOSS OF

DOMESTIC MANUFACTURING DUE TO TRADE WITH CHINADOMESTIC MANUFACTURING DUE TO TRADE WITH CHINADOMESTIC MANUFACTURING DUE TO TRADE WITH CHINA

AFFECTS THE PRODUCTIVITY OF OTHER U.S. FIRMS INAFFECTS THE PRODUCTIVITY OF OTHER U.S. FIRMS INAFFECTS THE PRODUCTIVITY OF OTHER U.S. FIRMS IN

THE SAME GEOGRAPHICAL AREATHE SAME GEOGRAPHICAL AREATHE SAME GEOGRAPHICAL AREA

77 MASSACHUSETTS AVENUE77 MASSACHUSETTS AVENUE77 MASSACHUSETTS AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CAMBRIDGE, MA 2139CAMBRIDGE, MA 2139CAMBRIDGE, MA 2139

UNIVERSITY OF MASSACHUSETTS, LOWELLUNIVERSITY OF MASSACHUSETTS, LOWELLUNIVERSITY OF MASSACHUSETTS, LOWELL NONENONENONE 31,000.31,000.31,000.SUPPORT FOR DEVELOPMENT OF A UNIVERSITY OFSUPPORT FOR DEVELOPMENT OF A UNIVERSITY OFSUPPORT FOR DEVELOPMENT OF A UNIVERSITY OF

MASSACHUSETTS SYSTEM-WIDE PROFESSIONAL SCIENCEMASSACHUSETTS SYSTEM-WIDE PROFESSIONAL SCIENCEMASSACHUSETTS SYSTEM-WIDE PROFESSIONAL SCIENCE

MASTER'S (PSM) DEGREE INITIATIVEMASTER'S (PSM) DEGREE INITIATIVEMASTER'S (PSM) DEGREE INITIATIVE

ONE UNIVERSITY AVENUEONE UNIVERSITY AVENUEONE UNIVERSITY AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

LOWELL, MA 1854LOWELL, MA 1854LOWELL, MA 1854

MENTORNETMENTORNETMENTORNET NONENONENONE 60,000.60,000.60,000.TO DEVELOP AND LAUNCH A CAMPAIGN ON WEB-BASEDTO DEVELOP AND LAUNCH A CAMPAIGN ON WEB-BASEDTO DEVELOP AND LAUNCH A CAMPAIGN ON WEB-BASED

SOCIAL CHANNELS TO RECRUIT STUDENTS DIRECTLY INTOSOCIAL CHANNELS TO RECRUIT STUDENTS DIRECTLY INTOSOCIAL CHANNELS TO RECRUIT STUDENTS DIRECTLY INTO

MENTOR NET'S MENTORING PROGRAMMENTOR NET'S MENTORING PROGRAMMENTOR NET'S MENTORING PROGRAM

840 WEST CALIFORNIA AVENUE, SUITE 200840 WEST CALIFORNIA AVENUE, SUITE 200840 WEST CALIFORNIA AVENUE, SUITE 200 509(A)(2)509(A)(2)509(A)(2)

SUNNYVALE, CA 94086SUNNYVALE, CA 94086SUNNYVALE, CA 94086

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

MICHIGAN STATE UNIVERSITYMICHIGAN STATE UNIVERSITYMICHIGAN STATE UNIVERSITY NONENONENONE 206,617.206,617.206,617.TO FILL A GAP IN RESEARCH BY INVESTIGATING HOWTO FILL A GAP IN RESEARCH BY INVESTIGATING HOWTO FILL A GAP IN RESEARCH BY INVESTIGATING HOW

THE "EMPLOYMENT ENVIRONMENT" PROMOTES OR IMPEDESTHE "EMPLOYMENT ENVIRONMENT" PROMOTES OR IMPEDESTHE "EMPLOYMENT ENVIRONMENT" PROMOTES OR IMPEDES

THE ABILITY OF INDIVIDUALS TO REMAIN AT WORK PASTTHE ABILITY OF INDIVIDUALS TO REMAIN AT WORK PASTTHE ABILITY OF INDIVIDUALS TO REMAIN AT WORK PAST

TRADITIONAL AGES OF RETIREMENTTRADITIONAL AGES OF RETIREMENTTRADITIONAL AGES OF RETIREMENT

840 SERVICE ROAD840 SERVICE ROAD840 SERVICE ROAD 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

EAST LANSING, MI 48824EAST LANSING, MI 48824EAST LANSING, MI 48824

THE REGENTS OF THE UNIVERSITY OF MICHIGANTHE REGENTS OF THE UNIVERSITY OF MICHIGANTHE REGENTS OF THE UNIVERSITY OF MICHIGAN NONENONENONE 43,674.43,674.43,674.DEMOCRATIZING ACCESS TO THE AMERICAN COMMUNITYDEMOCRATIZING ACCESS TO THE AMERICAN COMMUNITYDEMOCRATIZING ACCESS TO THE AMERICAN COMMUNITY

SURVEYSURVEYSURVEY503 THOMPSON STREET503 THOMPSON STREET503 THOMPSON STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

ANN ARBOR, MI 48109-1274ANN ARBOR, MI 48109-1274ANN ARBOR, MI 48109-1274

THE REGENTS OF THE UNIVERSITY OF MICHIGANTHE REGENTS OF THE UNIVERSITY OF MICHIGANTHE REGENTS OF THE UNIVERSITY OF MICHIGAN NONENONENONE 998,742.998,742.998,742.TO CREATE AND ANALYZE DATASETS THAT COMBINE THETO CREATE AND ANALYZE DATASETS THAT COMBINE THETO CREATE AND ANALYZE DATASETS THAT COMBINE THE

HEALTH AND RETIREMENT STUDY (HRS) WITH DATA FROMHEALTH AND RETIREMENT STUDY (HRS) WITH DATA FROMHEALTH AND RETIREMENT STUDY (HRS) WITH DATA FROM

THE CENSUS BUREAU FROM THE FIRMS WHERE HRSTHE CENSUS BUREAU FROM THE FIRMS WHERE HRSTHE CENSUS BUREAU FROM THE FIRMS WHERE HRS

RESPONDENTS HAVE WORKEDRESPONDENTS HAVE WORKEDRESPONDENTS HAVE WORKED

503 THOMPSON STREET503 THOMPSON STREET503 THOMPSON STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

ANN ARBOR, MI 48109-1274ANN ARBOR, MI 48109-1274ANN ARBOR, MI 48109-1274

THE REGENTS OF THE UNIVERSITY OF MICHIGANTHE REGENTS OF THE UNIVERSITY OF MICHIGANTHE REGENTS OF THE UNIVERSITY OF MICHIGAN NONENONENONE 200,000.200,000.200,000.TO MODEL HOW U.S. LABOR MARKETS FOR SCIENTISTSTO MODEL HOW U.S. LABOR MARKETS FOR SCIENTISTSTO MODEL HOW U.S. LABOR MARKETS FOR SCIENTISTS

AND ENGINEERS RESPOND TO IMMIGRATION AND OTHERAND ENGINEERS RESPOND TO IMMIGRATION AND OTHERAND ENGINEERS RESPOND TO IMMIGRATION AND OTHER

FACTORSFACTORSFACTORS

503 THOMPSON STREET503 THOMPSON STREET503 THOMPSON STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

ANN ARBOR, MI 48109-1274ANN ARBOR, MI 48109-1274ANN ARBOR, MI 48109-1274

THE PRESIDENT AND FELLOWS OF MIDDLEBURY COLLEGETHE PRESIDENT AND FELLOWS OF MIDDLEBURY COLLEGETHE PRESIDENT AND FELLOWS OF MIDDLEBURY COLLEGE NONENONENONE 73,140.73,140.73,140.TO ENABLE THE MONTEREY INSTITUTE OF INTERNATIONALTO ENABLE THE MONTEREY INSTITUTE OF INTERNATIONALTO ENABLE THE MONTEREY INSTITUTE OF INTERNATIONAL

STUDIES EXPAND THE SCIENCE-BASED COURSES OFFEREDSTUDIES EXPAND THE SCIENCE-BASED COURSES OFFEREDSTUDIES EXPAND THE SCIENCE-BASED COURSES OFFERED

IN ITS MASTERS DEGREE IN NONPROLIFERATION ANDIN ITS MASTERS DEGREE IN NONPROLIFERATION ANDIN ITS MASTERS DEGREE IN NONPROLIFERATION AND

TERRORISM STUDIESTERRORISM STUDIESTERRORISM STUDIES

38 COLLEGE STREET38 COLLEGE STREET38 COLLEGE STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

MIDDLEBURY, VT 5753MIDDLEBURY, VT 5753MIDDLEBURY, VT 5753

THE PRESIDENT AND FELLOWS OF MIDDLEBURY COLLEGETHE PRESIDENT AND FELLOWS OF MIDDLEBURY COLLEGETHE PRESIDENT AND FELLOWS OF MIDDLEBURY COLLEGE NONENONENONE 73,094.73,094.73,094.TO ENABLE THE MONTEREY INSTITUTE OF INTERNATIONALTO ENABLE THE MONTEREY INSTITUTE OF INTERNATIONALTO ENABLE THE MONTEREY INSTITUTE OF INTERNATIONAL

STUDIES TO PROVIDE NONPROLIFERATION EDUCATION ANDSTUDIES TO PROVIDE NONPROLIFERATION EDUCATION ANDSTUDIES TO PROVIDE NONPROLIFERATION EDUCATION AND

TRAINING FOR DIPLOMATS, GOVERNMENT OFFICIALS ANDTRAINING FOR DIPLOMATS, GOVERNMENT OFFICIALS ANDTRAINING FOR DIPLOMATS, GOVERNMENT OFFICIALS AND

MID-CAREER PROFESSIONALS AT INTERNATIONALMID-CAREER PROFESSIONALS AT INTERNATIONALMID-CAREER PROFESSIONALS AT INTERNATIONAL

ORGANIZATIONSORGANIZATIONSORGANIZATIONS

38 COLLEGE STREET38 COLLEGE STREET38 COLLEGE STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

MIDDLEBURY, VT 5753MIDDLEBURY, VT 5753MIDDLEBURY, VT 5753

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

MINNESOTA STATE COLLEGES AND UNIVERSITIES FOUNDATIMINNESOTA STATE COLLEGES AND UNIVERSITIES FOUNDATIMINNESOTA STATE COLLEGES AND UNIVERSITIES FOUNDATI NONENONENONE 49,802.49,802.49,802.TO SUPPORT A PLANNING PROJECT FOR THE REGIONALTO SUPPORT A PLANNING PROJECT FOR THE REGIONALTO SUPPORT A PLANNING PROJECT FOR THE REGIONAL

PSM INITIATIVE IN MINNESOTA, NORTH DAKOTA, ANDPSM INITIATIVE IN MINNESOTA, NORTH DAKOTA, ANDPSM INITIATIVE IN MINNESOTA, NORTH DAKOTA, AND

WISCONSINWISCONSINWISCONSIN

30 SEVENTH STREET EAST, SUITE 35030 SEVENTH STREET EAST, SUITE 35030 SEVENTH STREET EAST, SUITE 350 170(B)(1)(A)(IV)170(B)(1)(A)(IV)170(B)(1)(A)(IV)

SAINT PAUL, MN 55101SAINT PAUL, MN 55101SAINT PAUL, MN 55101

MUSEUM OF MATHEMATICSMUSEUM OF MATHEMATICSMUSEUM OF MATHEMATICS NONENONENONE 200,000.200,000.200,000.TO EQUIP SCIENCE FESTIVALS WITH PORTABLE,TO EQUIP SCIENCE FESTIVALS WITH PORTABLE,TO EQUIP SCIENCE FESTIVALS WITH PORTABLE,

INTERACTIVE, AND HANDS-ON MATHEMATICALINTERACTIVE, AND HANDS-ON MATHEMATICALINTERACTIVE, AND HANDS-ON MATHEMATICAL

ACTIVITIESACTIVITIESACTIVITIES

134 WEST 29TH STREET134 WEST 29TH STREET134 WEST 29TH STREET 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

NEW YORK, NY 10001NEW YORK, NY 10001NEW YORK, NY 10001

NATIONAL ACADEMY OF SCIENCESNATIONAL ACADEMY OF SCIENCESNATIONAL ACADEMY OF SCIENCES NONENONENONE 394,324.394,324.394,324.TO PROVIDE PARTIAL SUPPORT FOR AN INTERNATIONALTO PROVIDE PARTIAL SUPPORT FOR AN INTERNATIONALTO PROVIDE PARTIAL SUPPORT FOR AN INTERNATIONAL

SYMPOSIA SERIES ON SYNTHETIC BIOLOGYSYMPOSIA SERIES ON SYNTHETIC BIOLOGYSYMPOSIA SERIES ON SYNTHETIC BIOLOGY2101 CONSTITUTION AVENUE, NW2101 CONSTITUTION AVENUE, NW2101 CONSTITUTION AVENUE, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20418WASHINGTON, DC 20418WASHINGTON, DC 20418

NATIONAL ACADEMY OF SCIENCESNATIONAL ACADEMY OF SCIENCESNATIONAL ACADEMY OF SCIENCES NONENONENONE 200,000.200,000.200,000.TO DEVELOP, ANALYZE, AND PROMOTE STANDARDS FORTO DEVELOP, ANALYZE, AND PROMOTE STANDARDS FORTO DEVELOP, ANALYZE, AND PROMOTE STANDARDS FOR

THE CITATION AND ATTRIBUTION OF DATA SETS BYTHE CITATION AND ATTRIBUTION OF DATA SETS BYTHE CITATION AND ATTRIBUTION OF DATA SETS BY

RESEARCH COMMUNITIESRESEARCH COMMUNITIESRESEARCH COMMUNITIES

2101 CONSTITUTION AVENUE, NW2101 CONSTITUTION AVENUE, NW2101 CONSTITUTION AVENUE, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20418WASHINGTON, DC 20418WASHINGTON, DC 20418

NATIONAL ACADEMY OF SCIENCESNATIONAL ACADEMY OF SCIENCESNATIONAL ACADEMY OF SCIENCES NONENONENONE 275,000.275,000.275,000.TO STUDY THE FEASIBILITY OF AN ONLINE AND OPENTO STUDY THE FEASIBILITY OF AN ONLINE AND OPENTO STUDY THE FEASIBILITY OF AN ONLINE AND OPEN

ACCESS MATHEMATICAL HERITAGE LIBRARYACCESS MATHEMATICAL HERITAGE LIBRARYACCESS MATHEMATICAL HERITAGE LIBRARY2101 CONSTITUTION AVENUE, NW2101 CONSTITUTION AVENUE, NW2101 CONSTITUTION AVENUE, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20418WASHINGTON, DC 20418WASHINGTON, DC 20418

NATIONAL ACADEMY OF SCIENCESNATIONAL ACADEMY OF SCIENCESNATIONAL ACADEMY OF SCIENCES NONENONENONE 300,000.300,000.300,000.TO STUDY GLOBAL COMPETITION FOR TALENT BYTO STUDY GLOBAL COMPETITION FOR TALENT BYTO STUDY GLOBAL COMPETITION FOR TALENT BY

COMPARING THE HIGH-SKILLED IMMIGRATION POLICIESCOMPARING THE HIGH-SKILLED IMMIGRATION POLICIESCOMPARING THE HIGH-SKILLED IMMIGRATION POLICIES

OF INDUSTRIALIZED NATIONSOF INDUSTRIALIZED NATIONSOF INDUSTRIALIZED NATIONS

2101 CONSTITUTION AVENUE, NW2101 CONSTITUTION AVENUE, NW2101 CONSTITUTION AVENUE, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20418WASHINGTON, DC 20418WASHINGTON, DC 20418

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

NATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEERNATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEERNATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEER NONENONENONE 1,775,000.1,775,000.1,775,000.TO FUND NEW OBLIGATIONS IN THE MINORITY PH.D.TO FUND NEW OBLIGATIONS IN THE MINORITY PH.D.TO FUND NEW OBLIGATIONS IN THE MINORITY PH.D.

PROGRAM AND THE AMERICAN INDIAN GRADUATE PROGRAMPROGRAM AND THE AMERICAN INDIAN GRADUATE PROGRAMPROGRAM AND THE AMERICAN INDIAN GRADUATE PROGRAM

FROM JULY 1, 2008 THROUGH JUNE 30, 2009FROM JULY 1, 2008 THROUGH JUNE 30, 2009FROM JULY 1, 2008 THROUGH JUNE 30, 2009

440 HAMILTON AVENUE, SUITE 302440 HAMILTON AVENUE, SUITE 302440 HAMILTON AVENUE, SUITE 302 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WHITE PLAINS, NY 10601-1813WHITE PLAINS, NY 10601-1813WHITE PLAINS, NY 10601-1813

NATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEERNATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEERNATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEER NONENONENONE 1,060,000.1,060,000.1,060,000.TO FUND NEW OBLIGATIONS IN THE MINORITY PH.D.TO FUND NEW OBLIGATIONS IN THE MINORITY PH.D.TO FUND NEW OBLIGATIONS IN THE MINORITY PH.D.

PROGRAM AND THE SLOAN INDIGENOUS GRADUATE PROGRAMPROGRAM AND THE SLOAN INDIGENOUS GRADUATE PROGRAMPROGRAM AND THE SLOAN INDIGENOUS GRADUATE PROGRAM

FROM JULY 1, 2009, THROUGH JUNE 30, 2010FROM JULY 1, 2009, THROUGH JUNE 30, 2010FROM JULY 1, 2009, THROUGH JUNE 30, 2010

440 HAMILTON AVENUE, SUITE 302440 HAMILTON AVENUE, SUITE 302440 HAMILTON AVENUE, SUITE 302 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WHITE PLAINS, NY 10601-1813WHITE PLAINS, NY 10601-1813WHITE PLAINS, NY 10601-1813

NATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEERNATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEERNATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEER NONENONENONE 1,255,000.1,255,000.1,255,000.TO FUND NEW OBLIGATIONS INCURRED IN THE SLOANTO FUND NEW OBLIGATIONS INCURRED IN THE SLOANTO FUND NEW OBLIGATIONS INCURRED IN THE SLOAN

MINORITY PH.D. PROGRAM AND THE SLOAN INDIGENOUSMINORITY PH.D. PROGRAM AND THE SLOAN INDIGENOUSMINORITY PH.D. PROGRAM AND THE SLOAN INDIGENOUS

GRADUATE PARTNERSHIP PROGRAM FROM JULY 1, 2010GRADUATE PARTNERSHIP PROGRAM FROM JULY 1, 2010GRADUATE PARTNERSHIP PROGRAM FROM JULY 1, 2010

THROUGH JULY 1, 2012THROUGH JULY 1, 2012THROUGH JULY 1, 2012

440 HAMILTON AVENUE, SUITE 302440 HAMILTON AVENUE, SUITE 302440 HAMILTON AVENUE, SUITE 302 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WHITE PLAINS, NY 10601-1813WHITE PLAINS, NY 10601-1813WHITE PLAINS, NY 10601-1813

NATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEERNATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEERNATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEER NONENONENONE 1,299,500.1,299,500.1,299,500.TO FUND NEW OBLIGATIONS IN THE MINORITY PH.D.TO FUND NEW OBLIGATIONS IN THE MINORITY PH.D.TO FUND NEW OBLIGATIONS IN THE MINORITY PH.D.

PROGRAM AND THE SLOAN INDIGENOUS GRADUATEPROGRAM AND THE SLOAN INDIGENOUS GRADUATEPROGRAM AND THE SLOAN INDIGENOUS GRADUATE

PARTNERSHIP PROGRAM FROM JULY 1, 2011 TO JULYPARTNERSHIP PROGRAM FROM JULY 1, 2011 TO JULYPARTNERSHIP PROGRAM FROM JULY 1, 2011 TO JULY

1,20121,20121,2012

440 HAMILTON AVENUE, SUITE 302440 HAMILTON AVENUE, SUITE 302440 HAMILTON AVENUE, SUITE 302 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WHITE PLAINS, NY 10601-1813WHITE PLAINS, NY 10601-1813WHITE PLAINS, NY 10601-1813

NATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEERNATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEERNATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEER NONENONENONE 195,249.195,249.195,249.TO ENABLE THE NATIONAL ACTION COUNCIL FORTO ENABLE THE NATIONAL ACTION COUNCIL FORTO ENABLE THE NATIONAL ACTION COUNCIL FOR

MINORITIES IN ENGINEERING TO CONTINUEMINORITIES IN ENGINEERING TO CONTINUEMINORITIES IN ENGINEERING TO CONTINUE

ADMINISTERING THE SLOAN MINORITY PH.D. PROGRAMADMINISTERING THE SLOAN MINORITY PH.D. PROGRAMADMINISTERING THE SLOAN MINORITY PH.D. PROGRAM

AND SLOAN INDIGENOUS GRADUATE PARTNERSHIP PROGRAMAND SLOAN INDIGENOUS GRADUATE PARTNERSHIP PROGRAMAND SLOAN INDIGENOUS GRADUATE PARTNERSHIP PROGRAM

FOR AN ADDITIONAL THREE YEARSFOR AN ADDITIONAL THREE YEARSFOR AN ADDITIONAL THREE YEARS

440 HAMILTON AVENUE, SUITE 302440 HAMILTON AVENUE, SUITE 302440 HAMILTON AVENUE, SUITE 302 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WHITE PLAINS, NY 10601-1813WHITE PLAINS, NY 10601-1813WHITE PLAINS, NY 10601-1813

NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC. NONENONENONE 250,000.250,000.250,000.TO FOSTER MULTILATERAL COOPERATION IN TRADE,TO FOSTER MULTILATERAL COOPERATION IN TRADE,TO FOSTER MULTILATERAL COOPERATION IN TRADE,

FINANCIAL REGULATION, AND MACROECONOMIC POLICY BYFINANCIAL REGULATION, AND MACROECONOMIC POLICY BYFINANCIAL REGULATION, AND MACROECONOMIC POLICY BY

ORGANIZING A FORUM FOR LEADING ACADEMICS ANDORGANIZING A FORUM FOR LEADING ACADEMICS ANDORGANIZING A FORUM FOR LEADING ACADEMICS AND

OFFICIALSOFFICIALSOFFICIALS

1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC. NONENONENONE 59,570.59,570.59,570.TO CONVENE CONFERENCES ON THE MEASUREMENT OFTO CONVENE CONFERENCES ON THE MEASUREMENT OFTO CONVENE CONFERENCES ON THE MEASUREMENT OF

SYSTEMIC RISK AND LIQUIDITYSYSTEMIC RISK AND LIQUIDITYSYSTEMIC RISK AND LIQUIDITY1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398

NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC. NONENONENONE 255,760.255,760.255,760.TO SUPPORT SUMMER INSTITUTES RUN BY THE NATIONALTO SUPPORT SUMMER INSTITUTES RUN BY THE NATIONALTO SUPPORT SUMMER INSTITUTES RUN BY THE NATIONAL

BUREAU OF ECONOMIC RESEARCHBUREAU OF ECONOMIC RESEARCHBUREAU OF ECONOMIC RESEARCH1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398

NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC. NONENONENONE 279,532.279,532.279,532.TO INITIATE AND ORGANIZE RESEARCH ON THETO INITIATE AND ORGANIZE RESEARCH ON THETO INITIATE AND ORGANIZE RESEARCH ON THE

ECONOMICS OF DIGITAL INFORMATIONECONOMICS OF DIGITAL INFORMATIONECONOMICS OF DIGITAL INFORMATION1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398

NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC. NONENONENONE 331,085.331,085.331,085.TO SUPPORT RESEARCH ON THE BARRIERS TO WORKINGTO SUPPORT RESEARCH ON THE BARRIERS TO WORKINGTO SUPPORT RESEARCH ON THE BARRIERS TO WORKING

LONGER AND HOW TO FACILITATE WORK AT OLDER AGESLONGER AND HOW TO FACILITATE WORK AT OLDER AGESLONGER AND HOW TO FACILITATE WORK AT OLDER AGES1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398

NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC. NONENONENONE 150,000.150,000.150,000.TO ADVANCE UNDERSTANDING OF HOUSEHOLD FINANCIALTO ADVANCE UNDERSTANDING OF HOUSEHOLD FINANCIALTO ADVANCE UNDERSTANDING OF HOUSEHOLD FINANCIAL

BEHAVIOR AND POLICYBEHAVIOR AND POLICYBEHAVIOR AND POLICY1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398

NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC. NONENONENONE 148,350.148,350.148,350.TO SUPPORT FELLOWSHIPS FOR PH.D. STUDENTS WORKINGTO SUPPORT FELLOWSHIPS FOR PH.D. STUDENTS WORKINGTO SUPPORT FELLOWSHIPS FOR PH.D. STUDENTS WORKING

ON THE ECONOMICS OF WORKING LONGERON THE ECONOMICS OF WORKING LONGERON THE ECONOMICS OF WORKING LONGER1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC. NONENONENONE 154,014.154,014.154,014.TO INVESTIGATE THE STRUCTURE AND PERFORMANCE OFTO INVESTIGATE THE STRUCTURE AND PERFORMANCE OFTO INVESTIGATE THE STRUCTURE AND PERFORMANCE OF

LABOR MARKETS IN THE AFTERMATH OF THE GREATLABOR MARKETS IN THE AFTERMATH OF THE GREATLABOR MARKETS IN THE AFTERMATH OF THE GREAT

RECESSIONRECESSIONRECESSION

1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398

NATIONAL INFORMATION STANDARDS ORGANIZATIONNATIONAL INFORMATION STANDARDS ORGANIZATIONNATIONAL INFORMATION STANDARDS ORGANIZATION NONENONENONE 222,706.222,706.222,706.TO DEVELOP A NEW SPECIFICATION FOR THE REAL-TIMETO DEVELOP A NEW SPECIFICATION FOR THE REAL-TIMETO DEVELOP A NEW SPECIFICATION FOR THE REAL-TIME

SYNCHRONIZATION OF WEB RESOURCES HOUSED INSYNCHRONIZATION OF WEB RESOURCES HOUSED INSYNCHRONIZATION OF WEB RESOURCES HOUSED IN

SEPARATE REPOSITORIESSEPARATE REPOSITORIESSEPARATE REPOSITORIES

1 N CHARLES ST STE 19051 N CHARLES ST STE 19051 N CHARLES ST STE 1905 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

BALTIMORE, MD 21201-3727BALTIMORE, MD 21201-3727BALTIMORE, MD 21201-3727

NATIONAL PARTNERSHIP FOR WOMEN AND FAMILIES, INC.NATIONAL PARTNERSHIP FOR WOMEN AND FAMILIES, INC.NATIONAL PARTNERSHIP FOR WOMEN AND FAMILIES, INC. NONENONENONE 15,000.15,000.15,000.TO CREATE AN INFORMATION HUB ON EXISTING ANDTO CREATE AN INFORMATION HUB ON EXISTING ANDTO CREATE AN INFORMATION HUB ON EXISTING AND

PENDING WORK-FAMILY LEGISLATION AT THE STATEPENDING WORK-FAMILY LEGISLATION AT THE STATEPENDING WORK-FAMILY LEGISLATION AT THE STATE

LEVEL FOR DECISION MAKERS, POLICY EXPERTS,LEVEL FOR DECISION MAKERS, POLICY EXPERTS,LEVEL FOR DECISION MAKERS, POLICY EXPERTS,

RESEARCHERS, ADVOCATES, THE MEDIA, AND THERESEARCHERS, ADVOCATES, THE MEDIA, AND THERESEARCHERS, ADVOCATES, THE MEDIA, AND THE

PUBLICPUBLICPUBLIC

1875 CONNECTICUT AVENUE NW1875 CONNECTICUT AVENUE NW1875 CONNECTICUT AVENUE NW 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

WASHINGTON, DC 20009WASHINGTON, DC 20009WASHINGTON, DC 20009

NUS AMERICA FOUNDATION INCNUS AMERICA FOUNDATION INCNUS AMERICA FOUNDATION INC NONENONENONE 125,000.125,000.125,000.PLANNING GRANT TO ESTABLISH A SOUTH ASIAN SCIENCEPLANNING GRANT TO ESTABLISH A SOUTH ASIAN SCIENCEPLANNING GRANT TO ESTABLISH A SOUTH ASIAN SCIENCE

ENGAGEMENT PROJECTENGAGEMENT PROJECTENGAGEMENT PROJECT440 NORTH WOLFE ROAD440 NORTH WOLFE ROAD440 NORTH WOLFE ROAD 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

SUNNYVALE, CA 94085-3869SUNNYVALE, CA 94085-3869SUNNYVALE, CA 94085-3869

NEW AMERICA FOUNDATIONNEW AMERICA FOUNDATIONNEW AMERICA FOUNDATION NONENONENONE 90,000.90,000.90,000.FINAL GRANT TO THE NEW AMERICA FOUNDATIONFINAL GRANT TO THE NEW AMERICA FOUNDATIONFINAL GRANT TO THE NEW AMERICA FOUNDATION

SUPPORTING WORKPLACE FLEXIBILITY 2010SUPPORTING WORKPLACE FLEXIBILITY 2010SUPPORTING WORKPLACE FLEXIBILITY 20101899 L ST. NW 4TH FLOOR1899 L ST. NW 4TH FLOOR1899 L ST. NW 4TH FLOOR 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036WASHINGTON, DC 20036WASHINGTON, DC 20036

NEW MEDIA STUDIONEW MEDIA STUDIONEW MEDIA STUDIO NONENONENONE 32,450.32,450.32,450.TO BUILD AND TEST AN OPEN-SOURCE, ACTIVETO BUILD AND TEST AN OPEN-SOURCE, ACTIVETO BUILD AND TEST AN OPEN-SOURCE, ACTIVE

ARCHIVING SERVICE FOR SCIENCE/ENGINEERING MEETINGARCHIVING SERVICE FOR SCIENCE/ENGINEERING MEETINGARCHIVING SERVICE FOR SCIENCE/ENGINEERING MEETING

POSTERSPOSTERSPOSTERS

417 SAMARKAND DRIVE417 SAMARKAND DRIVE417 SAMARKAND DRIVE 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

SANTA BARBARA, CA 93105-3339SANTA BARBARA, CA 93105-3339SANTA BARBARA, CA 93105-3339

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

NEW VENTURE FUNDNEW VENTURE FUNDNEW VENTURE FUND NONENONENONE 124,781.124,781.124,781.TO STUDY FINANCIAL INSTITUTIONS' USE OFTO STUDY FINANCIAL INSTITUTIONS' USE OFTO STUDY FINANCIAL INSTITUTIONS' USE OF

OBFUSCATION IN MARKETING CREDIT CARDS TOOBFUSCATION IN MARKETING CREDIT CARDS TOOBFUSCATION IN MARKETING CREDIT CARDS TO

CONSUMERSCONSUMERSCONSUMERS

734 15TH STREET, NW734 15TH STREET, NW734 15TH STREET, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20005-1029WASHINGTON, DC 20005-1029WASHINGTON, DC 20005-1029

NEW VENTURE FUNDNEW VENTURE FUNDNEW VENTURE FUND NONENONENONE 71,275.71,275.71,275.TO CATALYZE EMPIRICAL RESEARCH ON HOW OBFUSCATEDTO CATALYZE EMPIRICAL RESEARCH ON HOW OBFUSCATEDTO CATALYZE EMPIRICAL RESEARCH ON HOW OBFUSCATED

MARKETS RESPOND TO SMART DISCLOSURE POLICIESMARKETS RESPOND TO SMART DISCLOSURE POLICIESMARKETS RESPOND TO SMART DISCLOSURE POLICIES734 15TH STREET, NW734 15TH STREET, NW734 15TH STREET, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20005-1029WASHINGTON, DC 20005-1029WASHINGTON, DC 20005-1029

NEW YORK BOTANICAL GARDENNEW YORK BOTANICAL GARDENNEW YORK BOTANICAL GARDEN NONENONENONE 250,000.250,000.250,000.TO FOSTER APPLICATIONS OF DNA BARCODING FORTO FOSTER APPLICATIONS OF DNA BARCODING FORTO FOSTER APPLICATIONS OF DNA BARCODING FOR

CONSERVING BIODIVERSITY, REDUCING CONSUMER FRAUD,CONSERVING BIODIVERSITY, REDUCING CONSUMER FRAUD,CONSERVING BIODIVERSITY, REDUCING CONSUMER FRAUD,

AND PROTECTING HUMAN HEALTHAND PROTECTING HUMAN HEALTHAND PROTECTING HUMAN HEALTH

2900 SOUTHERN BOULEVARD2900 SOUTHERN BOULEVARD2900 SOUTHERN BOULEVARD 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

BRONX, NY 10458-5126BRONX, NY 10458-5126BRONX, NY 10458-5126

NEW YORK LAW SCHOOLNEW YORK LAW SCHOOLNEW YORK LAW SCHOOL NONENONENONE 384,675.384,675.384,675.TO EXPLORE OPEN SCHEMES FOR IDENTIFYINGTO EXPLORE OPEN SCHEMES FOR IDENTIFYINGTO EXPLORE OPEN SCHEMES FOR IDENTIFYING

CORPORATIONS, TRACKING THEIR RELATIONSHIPS, ANDCORPORATIONS, TRACKING THEIR RELATIONSHIPS, ANDCORPORATIONS, TRACKING THEIR RELATIONSHIPS, AND

LINKING DATA ABOUT THEMLINKING DATA ABOUT THEMLINKING DATA ABOUT THEM

185 WEST BROADWAY185 WEST BROADWAY185 WEST BROADWAY 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

NEW YORK, NY 10013NEW YORK, NY 10013NEW YORK, NY 10013

NEW YORK UNIVERSITYNEW YORK UNIVERSITYNEW YORK UNIVERSITY NONENONENONE 251,300.251,300.251,300.FOR SCREENWRITING AND PRODUCTION OF SCIENCE ANDFOR SCREENWRITING AND PRODUCTION OF SCIENCE ANDFOR SCREENWRITING AND PRODUCTION OF SCIENCE AND

TECHNOLOGY FILMS BY TOP FILM STUDENTSTECHNOLOGY FILMS BY TOP FILM STUDENTSTECHNOLOGY FILMS BY TOP FILM STUDENTS70 WASHINGTON SQUARE NORTH70 WASHINGTON SQUARE NORTH70 WASHINGTON SQUARE NORTH 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10012-1019NEW YORK, NY 10012-1019NEW YORK, NY 10012-1019

NEW YORK UNIVERSITYNEW YORK UNIVERSITYNEW YORK UNIVERSITY NONENONENONE 237,981.237,981.237,981.TO ESTABLISH A CENTER FOR MATHEMATICAL TALENT TOTO ESTABLISH A CENTER FOR MATHEMATICAL TALENT TOTO ESTABLISH A CENTER FOR MATHEMATICAL TALENT TO

WORK WITH STUDENTS FROM NYC SCHOOLSWORK WITH STUDENTS FROM NYC SCHOOLSWORK WITH STUDENTS FROM NYC SCHOOLS70 WASHINGTON SQUARE NORTH70 WASHINGTON SQUARE NORTH70 WASHINGTON SQUARE NORTH 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10012-1019NEW YORK, NY 10012-1019NEW YORK, NY 10012-1019

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

NEW YORK UNIVERSITYNEW YORK UNIVERSITYNEW YORK UNIVERSITY NONENONENONE 160,046.160,046.160,046.TO RANK GLOBAL FINANCIAL FIRMS ACCORDING TO THETO RANK GLOBAL FINANCIAL FIRMS ACCORDING TO THETO RANK GLOBAL FINANCIAL FIRMS ACCORDING TO THE

SYSTEMIC RISK THEY POSE FOR THE WORLD ECONOMYSYSTEMIC RISK THEY POSE FOR THE WORLD ECONOMYSYSTEMIC RISK THEY POSE FOR THE WORLD ECONOMY70 WASHINGTON SQUARE NORTH70 WASHINGTON SQUARE NORTH70 WASHINGTON SQUARE NORTH 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10012-1019NEW YORK, NY 10012-1019NEW YORK, NY 10012-1019

NEW YORK UNIVERSITYNEW YORK UNIVERSITYNEW YORK UNIVERSITY NONENONENONE 158,133.158,133.158,133.FOR AN ANNUAL FEATURE FILM PRODUCTION GRANT OVERFOR AN ANNUAL FEATURE FILM PRODUCTION GRANT OVERFOR AN ANNUAL FEATURE FILM PRODUCTION GRANT OVER

THREE YEARS TO ENABLE FILM STUDENTS TO SHOOT ATHREE YEARS TO ENABLE FILM STUDENTS TO SHOOT ATHREE YEARS TO ENABLE FILM STUDENTS TO SHOOT A

FIRST FEATURE FILM ABOUT SCIENCE AND TECHNOLOGYFIRST FEATURE FILM ABOUT SCIENCE AND TECHNOLOGYFIRST FEATURE FILM ABOUT SCIENCE AND TECHNOLOGY

70 WASHINGTON SQUARE NORTH70 WASHINGTON SQUARE NORTH70 WASHINGTON SQUARE NORTH 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10012-1019NEW YORK, NY 10012-1019NEW YORK, NY 10012-1019

NORTH CAROLINA STATE UNIVERSITYNORTH CAROLINA STATE UNIVERSITYNORTH CAROLINA STATE UNIVERSITY NONENONENONE 178,778.178,778.178,778.TO EXPAND AND MAKE SUSTAINABLE OVER THE LONG TERMTO EXPAND AND MAKE SUSTAINABLE OVER THE LONG TERMTO EXPAND AND MAKE SUSTAINABLE OVER THE LONG TERM

THE UNIVERSITY OF NORTH CAROLINA SYSTEM-WIDETHE UNIVERSITY OF NORTH CAROLINA SYSTEM-WIDETHE UNIVERSITY OF NORTH CAROLINA SYSTEM-WIDE

PROFESSIONAL SCIENCE MASTER'S INITIATIVEPROFESSIONAL SCIENCE MASTER'S INITIATIVEPROFESSIONAL SCIENCE MASTER'S INITIATIVE

2200 HILLSBOROUGH2200 HILLSBOROUGH2200 HILLSBOROUGH 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

RALEIGH, NC 27695RALEIGH, NC 27695RALEIGH, NC 27695

UNIVERSITY OF NOTRE DAMEUNIVERSITY OF NOTRE DAMEUNIVERSITY OF NOTRE DAME NONENONENONE 115,527.115,527.115,527.TO CONDUCT A CASE STUDY OF THE INFLUX OFTO CONDUCT A CASE STUDY OF THE INFLUX OFTO CONDUCT A CASE STUDY OF THE INFLUX OF

MATHEMATICIANS FROM EASTERN EUROPE TO THE U.S. INMATHEMATICIANS FROM EASTERN EUROPE TO THE U.S. INMATHEMATICIANS FROM EASTERN EUROPE TO THE U.S. IN

THE 1990S TO GAIN INSIGHT INTO EFFECTS OFTHE 1990S TO GAIN INSIGHT INTO EFFECTS OFTHE 1990S TO GAIN INSIGHT INTO EFFECTS OF

HIGH-SKILL IMMIGRATIONHIGH-SKILL IMMIGRATIONHIGH-SKILL IMMIGRATION

220 MAIN BUILDING220 MAIN BUILDING220 MAIN BUILDING 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NOTRE DAME, IN 46556NOTRE DAME, IN 46556NOTRE DAME, IN 46556

OHIO STATE UNIVERSITYOHIO STATE UNIVERSITYOHIO STATE UNIVERSITY NONENONENONE 1,000,000.1,000,000.1,000,000.TO INITIATE THE DEEP ENERGY DIRECTORATE OF THETO INITIATE THE DEEP ENERGY DIRECTORATE OF THETO INITIATE THE DEEP ENERGY DIRECTORATE OF THE

DEEP CARBON OBSERVATORY WITH STUDIESDEEP CARBON OBSERVATORY WITH STUDIESDEEP CARBON OBSERVATORY WITH STUDIES

DIFFERENTIATING A BIOGENIC FROM BIOGENIC SOURCESDIFFERENTIATING A BIOGENIC FROM BIOGENIC SOURCESDIFFERENTIATING A BIOGENIC FROM BIOGENIC SOURCES

OF HYDROCARBONSOF HYDROCARBONSOF HYDROCARBONS

1960 KENNY ROAD1960 KENNY ROAD1960 KENNY ROAD 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

COLUMBUS, OH 43210COLUMBUS, OH 43210COLUMBUS, OH 43210

OPEN KNOWLEDGE COMMONS INC.OPEN KNOWLEDGE COMMONS INC.OPEN KNOWLEDGE COMMONS INC. NONENONENONE 697,560.697,560.697,560.TO CREATE THE FIRST PHASE OF A UNIVERSAL OPENTO CREATE THE FIRST PHASE OF A UNIVERSAL OPENTO CREATE THE FIRST PHASE OF A UNIVERSAL OPEN

DIGITAL LIBRARY ON THE HISTORY OF MEDICINE FROMDIGITAL LIBRARY ON THE HISTORY OF MEDICINE FROMDIGITAL LIBRARY ON THE HISTORY OF MEDICINE FROM

THE COLLECTIONS OF FIVE LEADING INSTITUTIONSTHE COLLECTIONS OF FIVE LEADING INSTITUTIONSTHE COLLECTIONS OF FIVE LEADING INSTITUTIONS

700 BOYLSTON STREET700 BOYLSTON STREET700 BOYLSTON STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

BOSTON, MA 2116BOSTON, MA 2116BOSTON, MA 2116

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

OPEN KNOWLEDGE COMMONS INC.OPEN KNOWLEDGE COMMONS INC.OPEN KNOWLEDGE COMMONS INC. NONENONENONE 165,000.165,000.165,000.TO SUPPORT THE OPEN KNOWLEDGE COMMONS IN UNITINGTO SUPPORT THE OPEN KNOWLEDGE COMMONS IN UNITINGTO SUPPORT THE OPEN KNOWLEDGE COMMONS IN UNITING

THE LIBRARY COMMUNITY AND THE PUBLIC BEHIND THETHE LIBRARY COMMUNITY AND THE PUBLIC BEHIND THETHE LIBRARY COMMUNITY AND THE PUBLIC BEHIND THE

IMPLEMENTATION OF A UNIVERSAL DIGITAL LIBRARYIMPLEMENTATION OF A UNIVERSAL DIGITAL LIBRARYIMPLEMENTATION OF A UNIVERSAL DIGITAL LIBRARY

700 BOYLSTON STREET700 BOYLSTON STREET700 BOYLSTON STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

BOSTON, MA 2116BOSTON, MA 2116BOSTON, MA 2116

OREGON STATE UNIVERSITYOREGON STATE UNIVERSITYOREGON STATE UNIVERSITY NONENONENONE 27,110.27,110.27,110.SUPPORT FOR IMPLEMENTATION OF OREGON'S STATEWIDESUPPORT FOR IMPLEMENTATION OF OREGON'S STATEWIDESUPPORT FOR IMPLEMENTATION OF OREGON'S STATEWIDE

STRATEGY FOR GROWTH IN PROFESSIONAL SCIENCESTRATEGY FOR GROWTH IN PROFESSIONAL SCIENCESTRATEGY FOR GROWTH IN PROFESSIONAL SCIENCE

MASTER'S (PSM) DEGREE PROGRAMSMASTER'S (PSM) DEGREE PROGRAMSMASTER'S (PSM) DEGREE PROGRAMS

2082 CORDLEY HALL2082 CORDLEY HALL2082 CORDLEY HALL 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CORVALLIS, OR 97331-2902CORVALLIS, OR 97331-2902CORVALLIS, OR 97331-2902

OREGON STATE UNIVERSITYOREGON STATE UNIVERSITYOREGON STATE UNIVERSITY NONENONENONE 350,000.350,000.350,000.TO HELP THE DEEP CARBON OBSERVATORY BEGINTO HELP THE DEEP CARBON OBSERVATORY BEGINTO HELP THE DEEP CARBON OBSERVATORY BEGIN

CHARACTERIZING DIVERSITY OF DEEP LIFE INCHARACTERIZING DIVERSITY OF DEEP LIFE INCHARACTERIZING DIVERSITY OF DEEP LIFE IN

CONTINENTAL AND MARINE ENVIRONMENTS USING DNACONTINENTAL AND MARINE ENVIRONMENTS USING DNACONTINENTAL AND MARINE ENVIRONMENTS USING DNA

SEQUENCING TECHNOLOGYSEQUENCING TECHNOLOGYSEQUENCING TECHNOLOGY

2082 CORDLEY HALL2082 CORDLEY HALL2082 CORDLEY HALL 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CORVALLIS, OR 97331-2902CORVALLIS, OR 97331-2902CORVALLIS, OR 97331-2902

UNIVERSITY OF OREGONUNIVERSITY OF OREGONUNIVERSITY OF OREGON NONENONENONE 500,000.500,000.500,000.TO FUND THE CENTER FOR MICROBIAL ECOLOGY OFTO FUND THE CENTER FOR MICROBIAL ECOLOGY OFTO FUND THE CENTER FOR MICROBIAL ECOLOGY OF

INDOOR ENVIRONMENTSINDOOR ENVIRONMENTSINDOOR ENVIRONMENTS677 EAST 12TH AVE, SUITE 400677 EAST 12TH AVE, SUITE 400677 EAST 12TH AVE, SUITE 400 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

EUGENE, OR 97403-1226EUGENE, OR 97403-1226EUGENE, OR 97403-1226

TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIATRUSTEES OF THE UNIVERSITY OF PENNSYLVANIATRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA NONENONENONE 294,443.294,443.294,443.TO SUPPORT A FINAL GRANT TO THE SLOAN WORK &TO SUPPORT A FINAL GRANT TO THE SLOAN WORK &TO SUPPORT A FINAL GRANT TO THE SLOAN WORK &

FAMILY RESEARCH NETWORK TO ENSURE ITS LONG TERMFAMILY RESEARCH NETWORK TO ENSURE ITS LONG TERMFAMILY RESEARCH NETWORK TO ENSURE ITS LONG TERM

SUSTAINABILITYSUSTAINABILITYSUSTAINABILITY

3451 WALNUT STREET3451 WALNUT STREET3451 WALNUT STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

PHILADELPHIA, PA 19104-6205PHILADELPHIA, PA 19104-6205PHILADELPHIA, PA 19104-6205

PETER G. PETERSON INSTITUTE FOR INTERNATIONAL ECONPETER G. PETERSON INSTITUTE FOR INTERNATIONAL ECONPETER G. PETERSON INSTITUTE FOR INTERNATIONAL ECON NONENONENONE 154,000.154,000.154,000.TO ANALYZE EMPIRICAL LESSONS THAT COUNTRIES CANTO ANALYZE EMPIRICAL LESSONS THAT COUNTRIES CANTO ANALYZE EMPIRICAL LESSONS THAT COUNTRIES CAN

LEARN FROM THE FINANCIAL CRISIS ABOUT HOW TOLEARN FROM THE FINANCIAL CRISIS ABOUT HOW TOLEARN FROM THE FINANCIAL CRISIS ABOUT HOW TO

RESTRUCTURE THEIR FINANCIAL SECTORSRESTRUCTURE THEIR FINANCIAL SECTORSRESTRUCTURE THEIR FINANCIAL SECTORS

1750 MASSACHUSETTS AVENUE, NW1750 MASSACHUSETTS AVENUE, NW1750 MASSACHUSETTS AVENUE, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036-1903WASHINGTON, DC 20036-1903WASHINGTON, DC 20036-1903

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

PETER G. PETERSON INSTITUTE FOR INTERNATIONAL ECONPETER G. PETERSON INSTITUTE FOR INTERNATIONAL ECONPETER G. PETERSON INSTITUTE FOR INTERNATIONAL ECON NONENONENONE 115,520.115,520.115,520.TO CREATE AND LAUNCH AN INTERNATIONAL FINANCIALTO CREATE AND LAUNCH AN INTERNATIONAL FINANCIALTO CREATE AND LAUNCH AN INTERNATIONAL FINANCIAL

CRISIS DATABASE THAT PROVIDES OPEN ACCESSCRISIS DATABASE THAT PROVIDES OPEN ACCESSCRISIS DATABASE THAT PROVIDES OPEN ACCESS

INFORMATION ABOUT MANY COUNTRIES, MANY CENTURIES,INFORMATION ABOUT MANY COUNTRIES, MANY CENTURIES,INFORMATION ABOUT MANY COUNTRIES, MANY CENTURIES,

AND MANY VARIABLESAND MANY VARIABLESAND MANY VARIABLES

1750 MASSACHUSETTS AVENUE, NW1750 MASSACHUSETTS AVENUE, NW1750 MASSACHUSETTS AVENUE, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036-1903WASHINGTON, DC 20036-1903WASHINGTON, DC 20036-1903

PHILANTHROPY NEW YORK, INC.PHILANTHROPY NEW YORK, INC.PHILANTHROPY NEW YORK, INC. NONENONENONE 24,000.24,000.24,000.TO SUPPORT WORK ON BEHALF OF THE NONPROFIT ANDTO SUPPORT WORK ON BEHALF OF THE NONPROFIT ANDTO SUPPORT WORK ON BEHALF OF THE NONPROFIT AND

CHARITABLE COMMUNITYCHARITABLE COMMUNITYCHARITABLE COMMUNITY79 FIFTH AVENUE, 4TH FLOOR79 FIFTH AVENUE, 4TH FLOOR79 FIFTH AVENUE, 4TH FLOOR 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10003-3076NEW YORK, NY 10003-3076NEW YORK, NY 10003-3076

PLAYWRIGHTS HORIZONSPLAYWRIGHTS HORIZONSPLAYWRIGHTS HORIZONS NONENONENONE 100,000.100,000.100,000.TO COMMISSION NEW SCIENCE PLAYS WITH A POSSIBLETO COMMISSION NEW SCIENCE PLAYS WITH A POSSIBLETO COMMISSION NEW SCIENCE PLAYS WITH A POSSIBLE

PRODUCTION GRANTPRODUCTION GRANTPRODUCTION GRANT416 WEST 42ND STREET416 WEST 42ND STREET416 WEST 42ND STREET 509(A)(2)509(A)(2)509(A)(2)

NEW YORK, NY 10036-6809NEW YORK, NY 10036-6809NEW YORK, NY 10036-6809

POPULATION REFERENCE BUREAU, INC.POPULATION REFERENCE BUREAU, INC.POPULATION REFERENCE BUREAU, INC. NONENONENONE 102,000.102,000.102,000.DEVELOP AND MAKE WIDELY AVAILABLE NEWDEVELOP AND MAKE WIDELY AVAILABLE NEWDEVELOP AND MAKE WIDELY AVAILABLE NEW

CROSS-SECTIONAL AND LONGITUDINAL DATA FROM THECROSS-SECTIONAL AND LONGITUDINAL DATA FROM THECROSS-SECTIONAL AND LONGITUDINAL DATA FROM THE

AMERICAN COMMUNITY SURVEY ON THE LOCATION ANDAMERICAN COMMUNITY SURVEY ON THE LOCATION ANDAMERICAN COMMUNITY SURVEY ON THE LOCATION AND

MIGRATION OF THE SCIENCE AND ENGINEERINGMIGRATION OF THE SCIENCE AND ENGINEERINGMIGRATION OF THE SCIENCE AND ENGINEERING

WORKFORCE AT THE LEVEL OF CITIES, COUNTIES ANDWORKFORCE AT THE LEVEL OF CITIES, COUNTIES ANDWORKFORCE AT THE LEVEL OF CITIES, COUNTIES AND

METROPOLITAN AREASMETROPOLITAN AREASMETROPOLITAN AREAS

1875 CONNECTICUT AVENUE, NW, SUITE 5201875 CONNECTICUT AVENUE, NW, SUITE 5201875 CONNECTICUT AVENUE, NW, SUITE 520 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20009-5728WASHINGTON, DC 20009-5728WASHINGTON, DC 20009-5728

PRINCETON UNIVERSITY PRESSPRINCETON UNIVERSITY PRESSPRINCETON UNIVERSITY PRESS NONENONENONE 40,000.40,000.40,000.TO PUBLISH A NEW ATLAS OF GALAXIES BASED ON THETO PUBLISH A NEW ATLAS OF GALAXIES BASED ON THETO PUBLISH A NEW ATLAS OF GALAXIES BASED ON THE

SLOAN DIGITAL SKY SURVEY'S COLLECTION OFSLOAN DIGITAL SKY SURVEY'S COLLECTION OFSLOAN DIGITAL SKY SURVEY'S COLLECTION OF

FULL-COLOR, MULTI-WAVELENGTH, DIGITAL IMAGES OFFULL-COLOR, MULTI-WAVELENGTH, DIGITAL IMAGES OFFULL-COLOR, MULTI-WAVELENGTH, DIGITAL IMAGES OF

GALAXIESGALAXIESGALAXIES

41 WILLIAM STREET41 WILLIAM STREET41 WILLIAM STREET 509(A)(3)509(A)(3)509(A)(3)

PRINCETON, NJ 8540PRINCETON, NJ 8540PRINCETON, NJ 8540

PUBLIC LIBRARY OF SCIENCEPUBLIC LIBRARY OF SCIENCEPUBLIC LIBRARY OF SCIENCE NONENONENONE 353,393.353,393.353,393.TO DEVELOP, DEPLOY, AND PROMOTE ARTICLE LEVELTO DEVELOP, DEPLOY, AND PROMOTE ARTICLE LEVELTO DEVELOP, DEPLOY, AND PROMOTE ARTICLE LEVEL

METRICS TOOLS AND APPROACHESMETRICS TOOLS AND APPROACHESMETRICS TOOLS AND APPROACHES185 BERRY STREET, SUITE 1300185 BERRY STREET, SUITE 1300185 BERRY STREET, SUITE 1300 509(A)(2)509(A)(2)509(A)(2)

SAN FRANCISCO, CA 94107SAN FRANCISCO, CA 94107SAN FRANCISCO, CA 94107

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

PUBLIC MEDIA LABPUBLIC MEDIA LABPUBLIC MEDIA LAB NONENONENONE 398,918.398,918.398,918.TO PRODUCE AND BROADCAST A ONE-HOUR PBSTO PRODUCE AND BROADCAST A ONE-HOUR PBSTO PRODUCE AND BROADCAST A ONE-HOUR PBS

DOCUMENTARY "ADMIRAL RICKOVER AND THE NUCLEARDOCUMENTARY "ADMIRAL RICKOVER AND THE NUCLEARDOCUMENTARY "ADMIRAL RICKOVER AND THE NUCLEAR

NAVY"NAVY"NAVY"

5508 SURREY STREET5508 SURREY STREET5508 SURREY STREET 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

CHEVY CHASE, MD 20815CHEVY CHASE, MD 20815CHEVY CHASE, MD 20815

PURDUE UNIVERSITYPURDUE UNIVERSITYPURDUE UNIVERSITY NONENONENONE 48,773.48,773.48,773.TO FUND THE RECRUITMENT AND RETENTION PORTION OFTO FUND THE RECRUITMENT AND RETENTION PORTION OFTO FUND THE RECRUITMENT AND RETENTION PORTION OF

THE SLOAN INDIGENOUS GRADUATE PARTNERSHIP PROGRAMTHE SLOAN INDIGENOUS GRADUATE PARTNERSHIP PROGRAMTHE SLOAN INDIGENOUS GRADUATE PARTNERSHIP PROGRAM

AT PURDUE UNIVERSITY FOR AN ADDITIONAL THREEAT PURDUE UNIVERSITY FOR AN ADDITIONAL THREEAT PURDUE UNIVERSITY FOR AN ADDITIONAL THREE

YEARSYEARSYEARS

610 PURDUE MALL610 PURDUE MALL610 PURDUE MALL 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

WEST LAFAYETTE, IN 47907WEST LAFAYETTE, IN 47907WEST LAFAYETTE, IN 47907

RAND CORPORATIONRAND CORPORATIONRAND CORPORATION NONENONENONE 225,305.225,305.225,305.SANTA MONICA, CA 90407-2137TO UNDERSTAND THE ROLESANTA MONICA, CA 90407-2137TO UNDERSTAND THE ROLESANTA MONICA, CA 90407-2137TO UNDERSTAND THE ROLE

OF EMPLOYERS IN FACILITATING OR IMPEDINGOF EMPLOYERS IN FACILITATING OR IMPEDINGOF EMPLOYERS IN FACILITATING OR IMPEDING

CONTINUED EMPLOYMENT OF OLDER WORKERS FOLLOWINGCONTINUED EMPLOYMENT OF OLDER WORKERS FOLLOWINGCONTINUED EMPLOYMENT OF OLDER WORKERS FOLLOWING

ONSET OF A WORK-LIMITING DISABILITYONSET OF A WORK-LIMITING DISABILITYONSET OF A WORK-LIMITING DISABILITY

1700 MAIN STREET, P.O. BOX 21381700 MAIN STREET, P.O. BOX 21381700 MAIN STREET, P.O. BOX 2138 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

SANTA MONICA, CA 90407-2137SANTA MONICA, CA 90407-2137SANTA MONICA, CA 90407-2137

ED REGISED REGISED REGIS NONENONENONE 40,800.40,800.40,800.FOR RESEARCH AND WRITING OF A BOOK ON GENOMICFOR RESEARCH AND WRITING OF A BOOK ON GENOMICFOR RESEARCH AND WRITING OF A BOOK ON GENOMIC

ENGINEERING WITH GEORGE CHURCHENGINEERING WITH GEORGE CHURCHENGINEERING WITH GEORGE CHURCH17302 HARBAUGH VALLEY ROAD17302 HARBAUGH VALLEY ROAD17302 HARBAUGH VALLEY ROAD INDIVIDUALINDIVIDUALINDIVIDUAL

SABILLASVILLE, MD 21780SABILLASVILLE, MD 21780SABILLASVILLE, MD 21780

RESOURCES FOR THE FUTURE INCRESOURCES FOR THE FUTURE INCRESOURCES FOR THE FUTURE INC NONENONENONE 1,171,667.1,171,667.1,171,667.TO INFORM AND IMPROVE REGULATORY AND LEGISLATIVETO INFORM AND IMPROVE REGULATORY AND LEGISLATIVETO INFORM AND IMPROVE REGULATORY AND LEGISLATIVE

ACTIVITIES AFFECTING SHALE GAS DEVELOPMENTACTIVITIES AFFECTING SHALE GAS DEVELOPMENTACTIVITIES AFFECTING SHALE GAS DEVELOPMENT1616 P STREET, NW1616 P STREET, NW1616 P STREET, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036-1400WASHINGTON, DC 20036-1400WASHINGTON, DC 20036-1400

SAN DIEGO STATE UNIVERSITY FOUNDATIONSAN DIEGO STATE UNIVERSITY FOUNDATIONSAN DIEGO STATE UNIVERSITY FOUNDATION NONENONENONE 125,000.125,000.125,000.TO CONDUCT A PILOT STUDY TO EXAMINE WORKPLACETO CONDUCT A PILOT STUDY TO EXAMINE WORKPLACETO CONDUCT A PILOT STUDY TO EXAMINE WORKPLACE

ENVIRONMENTS USING VIRAL MET GENOMIC ANALYSISENVIRONMENTS USING VIRAL MET GENOMIC ANALYSISENVIRONMENTS USING VIRAL MET GENOMIC ANALYSIS5500 CAMPANILE DRIVE5500 CAMPANILE DRIVE5500 CAMPANILE DRIVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

SAN DIEGO, CA 92182SAN DIEGO, CA 92182SAN DIEGO, CA 92182

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

THE SCIENCE FESTIVAL FOUNDATIONTHE SCIENCE FESTIVAL FOUNDATIONTHE SCIENCE FESTIVAL FOUNDATION NONENONENONE 650,000.650,000.650,000.TO SUPPORT PROGRAMMING AND DISSEMINATION OF THETO SUPPORT PROGRAMMING AND DISSEMINATION OF THETO SUPPORT PROGRAMMING AND DISSEMINATION OF THE

WORLD SCIENCE FESTIVAL FOR TWO YEARSWORLD SCIENCE FESTIVAL FOR TWO YEARSWORLD SCIENCE FESTIVAL FOR TWO YEARS230 WEST 41 STREET, SUITE 1600230 WEST 41 STREET, SUITE 1600230 WEST 41 STREET, SUITE 1600 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10036NEW YORK, NY 10036NEW YORK, NY 10036

SCIENCE FRIDAY INITIATIVE INCSCIENCE FRIDAY INITIATIVE INCSCIENCE FRIDAY INITIATIVE INC NONENONENONE 210,000.210,000.210,000.TO SUPPORT SCIENCE FRIDAY AND ITSTO SUPPORT SCIENCE FRIDAY AND ITSTO SUPPORT SCIENCE FRIDAY AND ITS

SCIENCE-AND-ARTS STRAND ON AIR, ONLINE, ANDSCIENCE-AND-ARTS STRAND ON AIR, ONLINE, ANDSCIENCE-AND-ARTS STRAND ON AIR, ONLINE, AND

ON-DEMANDON-DEMANDON-DEMAND

140 GROVE STREET, SUITE 3I140 GROVE STREET, SUITE 3I140 GROVE STREET, SUITE 3I 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

STAMFORD, CT 6901STAMFORD, CT 6901STAMFORD, CT 6901

THE SLOAN CONSORTIUM, INC.THE SLOAN CONSORTIUM, INC.THE SLOAN CONSORTIUM, INC. NONENONENONE 800,000.800,000.800,000.FOR SUPPORT TO TRANSITION SLOAN-C INTO AFOR SUPPORT TO TRANSITION SLOAN-C INTO AFOR SUPPORT TO TRANSITION SLOAN-C INTO A

SELF-SUSTAINING SOCIETY FOR ONLINE EDUCATIONSELF-SUSTAINING SOCIETY FOR ONLINE EDUCATIONSELF-SUSTAINING SOCIETY FOR ONLINE EDUCATIONP.O. BOX 1238P.O. BOX 1238P.O. BOX 1238 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEWBURYPORT, MA 1950NEWBURYPORT, MA 1950NEWBURYPORT, MA 1950

SMITHSONIAN INSTITUTIONSMITHSONIAN INSTITUTIONSMITHSONIAN INSTITUTION NONENONENONE 700,000.700,000.700,000.AS A FINAL GRANT TO OPERATE THE CONSORTIUM FORAS A FINAL GRANT TO OPERATE THE CONSORTIUM FORAS A FINAL GRANT TO OPERATE THE CONSORTIUM FOR

THE BARCODE OF LIFE (COBL) TO ADVANCE RAPID,THE BARCODE OF LIFE (COBL) TO ADVANCE RAPID,THE BARCODE OF LIFE (COBL) TO ADVANCE RAPID,

INEXPENSIVE IDENTIFICATION OF SPECIES OF ANIMALS,INEXPENSIVE IDENTIFICATION OF SPECIES OF ANIMALS,INEXPENSIVE IDENTIFICATION OF SPECIES OF ANIMALS,

PLANTS, AND FUNGI USING MINIMAL DNA SEQUENCESPLANTS, AND FUNGI USING MINIMAL DNA SEQUENCESPLANTS, AND FUNGI USING MINIMAL DNA SEQUENCES

1000 JEFFERSON DR SOUTHWEST1000 JEFFERSON DR SOUTHWEST1000 JEFFERSON DR SOUTHWEST 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

WASHINGTON, DC 20013-7012WASHINGTON, DC 20013-7012WASHINGTON, DC 20013-7012

S H R M FOUNDATIONS H R M FOUNDATIONS H R M FOUNDATION NONENONENONE 681,548.681,548.681,548.TO SUPPORT CREATION OF NEW CONTENT AND EXPANDED,TO SUPPORT CREATION OF NEW CONTENT AND EXPANDED,TO SUPPORT CREATION OF NEW CONTENT AND EXPANDED,

ACCELERATED OUTREACH TARGETED TO HRACCELERATED OUTREACH TARGETED TO HRACCELERATED OUTREACH TARGETED TO HR

PROFESSIONALS, EMPLOYERS, AND EMPLOYEES TOPROFESSIONALS, EMPLOYERS, AND EMPLOYEES TOPROFESSIONALS, EMPLOYERS, AND EMPLOYEES TO

ADVANCE WORKPLACE FLEXIBILITYADVANCE WORKPLACE FLEXIBILITYADVANCE WORKPLACE FLEXIBILITY

1800 DUKE STREET1800 DUKE STREET1800 DUKE STREET 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

ALEXANDRIA, VA 22314-3499ALEXANDRIA, VA 22314-3499ALEXANDRIA, VA 22314-3499

UNIVERSITY OF SOUTH FLORIDA, BOARD OF TRUSTEES, AUNIVERSITY OF SOUTH FLORIDA, BOARD OF TRUSTEES, AUNIVERSITY OF SOUTH FLORIDA, BOARD OF TRUSTEES, A NONENONENONE 125,000.125,000.125,000.TO INSTITUTIONALIZE IN THE GRADUATE SCHOOLTO INSTITUTIONALIZE IN THE GRADUATE SCHOOLTO INSTITUTIONALIZE IN THE GRADUATE SCHOOL

EFFORTS TO INCREASE THE NUMBER OF AND ENHANCE THEEFFORTS TO INCREASE THE NUMBER OF AND ENHANCE THEEFFORTS TO INCREASE THE NUMBER OF AND ENHANCE THE

SUCCESS OF UNDERREPRESENTED MINORITY STEMSUCCESS OF UNDERREPRESENTED MINORITY STEMSUCCESS OF UNDERREPRESENTED MINORITY STEM

GRADUATE STUDENTS AT THE UNIVERSITY OF SOUTHGRADUATE STUDENTS AT THE UNIVERSITY OF SOUTHGRADUATE STUDENTS AT THE UNIVERSITY OF SOUTH

FLORIDAFLORIDAFLORIDA

12901 BRUCE B. DOWNS BLVD.12901 BRUCE B. DOWNS BLVD.12901 BRUCE B. DOWNS BLVD. 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

TAMPA, FL 33620TAMPA, FL 33620TAMPA, FL 33620

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

UNIVERSITY OF SOUTHERN CALIFORNIAUNIVERSITY OF SOUTHERN CALIFORNIAUNIVERSITY OF SOUTHERN CALIFORNIA NONENONENONE 187,074.187,074.187,074.FOR SCREENWRITING AND PRODUCTION OF SCIENCE ANDFOR SCREENWRITING AND PRODUCTION OF SCIENCE ANDFOR SCREENWRITING AND PRODUCTION OF SCIENCE AND

TECHNOLOGY FILMS BY TOP FILM STUDENTSTECHNOLOGY FILMS BY TOP FILM STUDENTSTECHNOLOGY FILMS BY TOP FILM STUDENTSUNIVERSITY PARKUNIVERSITY PARKUNIVERSITY PARK 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

LOS ANGELES, CA 90089LOS ANGELES, CA 90089LOS ANGELES, CA 90089

BOARD OF CONTROL FOR SOUTHERN REGIONAL EDUCATIONBOARD OF CONTROL FOR SOUTHERN REGIONAL EDUCATIONBOARD OF CONTROL FOR SOUTHERN REGIONAL EDUCATION NONENONENONE 192,372.192,372.192,372.TO FUND CONTINUED PARTICIPATION BY SLOAN SCHOLARSTO FUND CONTINUED PARTICIPATION BY SLOAN SCHOLARSTO FUND CONTINUED PARTICIPATION BY SLOAN SCHOLARS

AND ASSOCIATED FACULTY IN THE ANNUAL COMPACT FORAND ASSOCIATED FACULTY IN THE ANNUAL COMPACT FORAND ASSOCIATED FACULTY IN THE ANNUAL COMPACT FOR

FACULTY DIVERSITY'S INSTITUTE ON TEACHING ANDFACULTY DIVERSITY'S INSTITUTE ON TEACHING ANDFACULTY DIVERSITY'S INSTITUTE ON TEACHING AND

MENTORING AND THE 2010 CONFERENCE OF DIRECTORS OFMENTORING AND THE 2010 CONFERENCE OF DIRECTORS OFMENTORING AND THE 2010 CONFERENCE OF DIRECTORS OF

SLOAN MINORITY PROGRAMSSLOAN MINORITY PROGRAMSSLOAN MINORITY PROGRAMS

592 10TH STREET, NW592 10TH STREET, NW592 10TH STREET, NW 509(A)(2)509(A)(2)509(A)(2)

ATLANTA, GA 30318-5790ATLANTA, GA 30318-5790ATLANTA, GA 30318-5790

BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNBOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNBOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UN NONENONENONE 125,000.125,000.125,000.TO FUND DEVELOPMENT OF THE OPEN MONOGRAPH PRESSTO FUND DEVELOPMENT OF THE OPEN MONOGRAPH PRESSTO FUND DEVELOPMENT OF THE OPEN MONOGRAPH PRESS

PLATFORM, INCLUDING AN INNOVATIVE PRE-PUBLICATIONPLATFORM, INCLUDING AN INNOVATIVE PRE-PUBLICATIONPLATFORM, INCLUDING AN INNOVATIVE PRE-PUBLICATION

MODULEMODULEMODULE

369 NORTH-SOUTH AXIS369 NORTH-SOUTH AXIS369 NORTH-SOUTH AXIS 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

STANFORD, CA 94305STANFORD, CA 94305STANFORD, CA 94305

BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNBOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNBOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UN NONENONENONE 200,000.200,000.200,000.TO SUPPORT RESEARCH AND ANALYSIS OF THE ECONOMICSTO SUPPORT RESEARCH AND ANALYSIS OF THE ECONOMICSTO SUPPORT RESEARCH AND ANALYSIS OF THE ECONOMICS

OF SERIES VERSUS PARALLEL RETIREMENT INCOMEOF SERIES VERSUS PARALLEL RETIREMENT INCOMEOF SERIES VERSUS PARALLEL RETIREMENT INCOME

STRATEGIESSTRATEGIESSTRATEGIES

369 NORTH-SOUTH AXIS369 NORTH-SOUTH AXIS369 NORTH-SOUTH AXIS 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

STANFORD, CA 94305STANFORD, CA 94305STANFORD, CA 94305

BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNBOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNBOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UN NONENONENONE 473,451.473,451.473,451.TO DEVELOP PRACTICAL TECHNIQUES FOR ALLOWINGTO DEVELOP PRACTICAL TECHNIQUES FOR ALLOWINGTO DEVELOP PRACTICAL TECHNIQUES FOR ALLOWING

RESEARCHERS TO EXTRACT AGGREGATE STATISTICS FROMRESEARCHERS TO EXTRACT AGGREGATE STATISTICS FROMRESEARCHERS TO EXTRACT AGGREGATE STATISTICS FROM

LARGE DATASETS WHILE PROTECTING THE PRIVACY OFLARGE DATASETS WHILE PROTECTING THE PRIVACY OFLARGE DATASETS WHILE PROTECTING THE PRIVACY OF

INFORMATION CONTAINED IN INDIVIDUAL ENTRIESINFORMATION CONTAINED IN INDIVIDUAL ENTRIESINFORMATION CONTAINED IN INDIVIDUAL ENTRIES

369 NORTH-SOUTH AXIS369 NORTH-SOUTH AXIS369 NORTH-SOUTH AXIS 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

STANFORD, CA 94305STANFORD, CA 94305STANFORD, CA 94305

RESEARCH FOUNDATION OF STATE UNIVERSITY OF NEW YORRESEARCH FOUNDATION OF STATE UNIVERSITY OF NEW YORRESEARCH FOUNDATION OF STATE UNIVERSITY OF NEW YOR NONENONENONE 160,000.160,000.160,000.TO SUSTAIN THE PROFESSIONAL SCIENCE MASTER'STO SUSTAIN THE PROFESSIONAL SCIENCE MASTER'STO SUSTAIN THE PROFESSIONAL SCIENCE MASTER'S

INITIATIVE IN THE STATE UNIVERSITY OF NEW YORKINITIATIVE IN THE STATE UNIVERSITY OF NEW YORKINITIATIVE IN THE STATE UNIVERSITY OF NEW YORK7060 NEW YORK 1047060 NEW YORK 1047060 NEW YORK 104 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

OSWEGO, NY 13126OSWEGO, NY 13126OSWEGO, NY 13126

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

SUNDANCE INSTITUTESUNDANCE INSTITUTESUNDANCE INSTITUTE NONENONENONE 250,000.250,000.250,000.TO SUPPORT A PROGRAM OF SCIENCE AND TECHNOLOGYTO SUPPORT A PROGRAM OF SCIENCE AND TECHNOLOGYTO SUPPORT A PROGRAM OF SCIENCE AND TECHNOLOGY

FILMS, FILM PANELS, AND FILM FELLOWSHIPS ATFILMS, FILM PANELS, AND FILM FELLOWSHIPS ATFILMS, FILM PANELS, AND FILM FELLOWSHIPS AT

SUNDANCESUNDANCESUNDANCE

8530 WILSHIRE BOULEVARD, 3RD FLOOR8530 WILSHIRE BOULEVARD, 3RD FLOOR8530 WILSHIRE BOULEVARD, 3RD FLOOR 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

BEVERLY HILLS, CA 90211BEVERLY HILLS, CA 90211BEVERLY HILLS, CA 90211

SWARTHMORE COLLEGESWARTHMORE COLLEGESWARTHMORE COLLEGE NONENONENONE 115,802.115,802.115,802.TO LAUNCH A MULTI-CAMPUS PROJECT TO IMPROVETO LAUNCH A MULTI-CAMPUS PROJECT TO IMPROVETO LAUNCH A MULTI-CAMPUS PROJECT TO IMPROVE

UNDERSTANDING OF UNDERGRADUATE STUDENT MIGRATIONUNDERSTANDING OF UNDERGRADUATE STUDENT MIGRATIONUNDERSTANDING OF UNDERGRADUATE STUDENT MIGRATION

INTO AND OUT OF SCIENCE, ENGINEERING, ANDINTO AND OUT OF SCIENCE, ENGINEERING, ANDINTO AND OUT OF SCIENCE, ENGINEERING, AND

MATHEMATICS DISCIPLINESMATHEMATICS DISCIPLINESMATHEMATICS DISCIPLINES

500 COLLEGE AVENUE500 COLLEGE AVENUE500 COLLEGE AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

SWARTHMORE, PA 19081SWARTHMORE, PA 19081SWARTHMORE, PA 19081

TECHNOLOGY AFFINITY GROUP INCTECHNOLOGY AFFINITY GROUP INCTECHNOLOGY AFFINITY GROUP INC NONENONENONE 5,000.5,000.5,000.MEMBERSHIP DUESMEMBERSHIP DUESMEMBERSHIP DUES

23 BRIAR ROAD23 BRIAR ROAD23 BRIAR ROAD 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

WAYNE, PA 19087WAYNE, PA 19087WAYNE, PA 19087

UNIVERSITY OF TEXAS, AUSTINUNIVERSITY OF TEXAS, AUSTINUNIVERSITY OF TEXAS, AUSTIN NONENONENONE 774,652.774,652.774,652.TO DETERMINE THE CAPABILITY OF U.S. SHALE GAS TOTO DETERMINE THE CAPABILITY OF U.S. SHALE GAS TOTO DETERMINE THE CAPABILITY OF U.S. SHALE GAS TO

CONTRIBUTE SIGNIFICANTLY TO NATURAL GAS SUPPLYCONTRIBUTE SIGNIFICANTLY TO NATURAL GAS SUPPLYCONTRIBUTE SIGNIFICANTLY TO NATURAL GAS SUPPLY

OVER THE NEXT TWENTY YEARS, GIVEN VARIOUSOVER THE NEXT TWENTY YEARS, GIVEN VARIOUSOVER THE NEXT TWENTY YEARS, GIVEN VARIOUS

ASSUMPTIONS ABOUT NATURAL GAS PRICESASSUMPTIONS ABOUT NATURAL GAS PRICESASSUMPTIONS ABOUT NATURAL GAS PRICES

1 INNER CAMPUS DRIVE1 INNER CAMPUS DRIVE1 INNER CAMPUS DRIVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

AUSTIN, TX 78712AUSTIN, TX 78712AUSTIN, TX 78712

TRIBECA FILM INSTITUTE INCTRIBECA FILM INSTITUTE INCTRIBECA FILM INSTITUTE INC NONENONENONE 150,000.150,000.150,000.TO DEVELOP NEW SCIENCE AND TECHNOLOGY FEATURETO DEVELOP NEW SCIENCE AND TECHNOLOGY FEATURETO DEVELOP NEW SCIENCE AND TECHNOLOGY FEATURE

FILMS FOR PRODUCTION AND TO SHOWCASE SCIENCE ANDFILMS FOR PRODUCTION AND TO SHOWCASE SCIENCE ANDFILMS FOR PRODUCTION AND TO SHOWCASE SCIENCE AND

TECHNOLOGY FILMS AND HOLD PANELS AT THE TRIBECATECHNOLOGY FILMS AND HOLD PANELS AT THE TRIBECATECHNOLOGY FILMS AND HOLD PANELS AT THE TRIBECA

FILM FESTIVALFILM FESTIVALFILM FESTIVAL

75 SPRING STREET75 SPRING STREET75 SPRING STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10012NEW YORK, NY 10012NEW YORK, NY 10012

TRIBECA FILM INSTITUTE INCTRIBECA FILM INSTITUTE INCTRIBECA FILM INSTITUTE INC NONENONENONE 94,559.94,559.94,559.TO CREATE A TWO-YEAR PILOT TO ESTABLISH AN ANNUALTO CREATE A TWO-YEAR PILOT TO ESTABLISH AN ANNUALTO CREATE A TWO-YEAR PILOT TO ESTABLISH AN ANNUAL

SLOAN GRAND JURY PRIZE FOR THE BEST STUDENTSLOAN GRAND JURY PRIZE FOR THE BEST STUDENTSLOAN GRAND JURY PRIZE FOR THE BEST STUDENT

SCIENCE SCREENPLAY AND TO DEVELOP THIS SCRIPTSCIENCE SCREENPLAY AND TO DEVELOP THIS SCRIPTSCIENCE SCREENPLAY AND TO DEVELOP THIS SCRIPT

THROUGH THE TRIBECA/SLOAN FILMMAKER FUNDTHROUGH THE TRIBECA/SLOAN FILMMAKER FUNDTHROUGH THE TRIBECA/SLOAN FILMMAKER FUND

75 SPRING STREET75 SPRING STREET75 SPRING STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10012NEW YORK, NY 10012NEW YORK, NY 10012

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

TRIBECA FILM INSTITUTE INCTRIBECA FILM INSTITUTE INCTRIBECA FILM INSTITUTE INC NONENONENONE 330,700.330,700.330,700.TO HOLD THE TRIENNIAL SLOAN FILM SUMMIT,TO HOLD THE TRIENNIAL SLOAN FILM SUMMIT,TO HOLD THE TRIENNIAL SLOAN FILM SUMMIT,

DEVELOPING THE COMMUNITY AND HIGHLIGHTING THEDEVELOPING THE COMMUNITY AND HIGHLIGHTING THEDEVELOPING THE COMMUNITY AND HIGHLIGHTING THE

ACHIEVEMENTS OF SLOAN'S FILM PROGRAM INCLUDINGACHIEVEMENTS OF SLOAN'S FILM PROGRAM INCLUDINGACHIEVEMENTS OF SLOAN'S FILM PROGRAM INCLUDING

SIX FILM SCHOOLS, FOUR SCREENPLAY DEVELOPMENTSIX FILM SCHOOLS, FOUR SCREENPLAY DEVELOPMENTSIX FILM SCHOOLS, FOUR SCREENPLAY DEVELOPMENT

PROGRAMS, THREE FILM FESTIVALS, AND ASSOCIATEDPROGRAMS, THREE FILM FESTIVALS, AND ASSOCIATEDPROGRAMS, THREE FILM FESTIVALS, AND ASSOCIATED

FILM AND THEATER ARTISTSFILM AND THEATER ARTISTSFILM AND THEATER ARTISTS

75 SPRING STREET75 SPRING STREET75 SPRING STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10012NEW YORK, NY 10012NEW YORK, NY 10012

TRIBECA FILM INSTITUTE INCTRIBECA FILM INSTITUTE INCTRIBECA FILM INSTITUTE INC NONENONENONE 370,995.370,995.370,995.TO DEVELOP NEW SCIENCE AND TECHNOLOGY FILMS FORTO DEVELOP NEW SCIENCE AND TECHNOLOGY FILMS FORTO DEVELOP NEW SCIENCE AND TECHNOLOGY FILMS FOR

PRODUCTION AND TO SHOWCASE SCIENCE AND TECHNOLOGYPRODUCTION AND TO SHOWCASE SCIENCE AND TECHNOLOGYPRODUCTION AND TO SHOWCASE SCIENCE AND TECHNOLOGY

FILMS AND HOLD PANELS AND READINGS AT TRIBECAFILMS AND HOLD PANELS AND READINGS AT TRIBECAFILMS AND HOLD PANELS AND READINGS AT TRIBECA

75 SPRING STREET75 SPRING STREET75 SPRING STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10012NEW YORK, NY 10012NEW YORK, NY 10012

W E UPJOHN UNEMPLOYMENT TRUSTEE CORPORATIONW E UPJOHN UNEMPLOYMENT TRUSTEE CORPORATIONW E UPJOHN UNEMPLOYMENT TRUSTEE CORPORATION NONENONENONE 25,712.25,712.25,712.TO STUDY WAYS OF IMPROVING ECONOMIC MEASUREMENTS,TO STUDY WAYS OF IMPROVING ECONOMIC MEASUREMENTS,TO STUDY WAYS OF IMPROVING ECONOMIC MEASUREMENTS,

STATISTICS, AND INDICATORS RELATED TOSTATISTICS, AND INDICATORS RELATED TOSTATISTICS, AND INDICATORS RELATED TO

GLOBALIZATIONGLOBALIZATIONGLOBALIZATION

300 SOUTH WESTNEDGE AVENUE300 SOUTH WESTNEDGE AVENUE300 SOUTH WESTNEDGE AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

KALAMAZOO, MI 49007KALAMAZOO, MI 49007KALAMAZOO, MI 49007

THE URBAN INSTITUTETHE URBAN INSTITUTETHE URBAN INSTITUTE NONENONENONE 208,115.208,115.208,115.TO ASSESS DISINCENTIVES IN STATE AND LOCALTO ASSESS DISINCENTIVES IN STATE AND LOCALTO ASSESS DISINCENTIVES IN STATE AND LOCAL

DEFINED BENEFIT PENSION PLANS FOR WORKING LONGERDEFINED BENEFIT PENSION PLANS FOR WORKING LONGERDEFINED BENEFIT PENSION PLANS FOR WORKING LONGER2100 M STREET, NW2100 M STREET, NW2100 M STREET, NW 509(A)(2)509(A)(2)509(A)(2)

WASHINGTON, DC 20037WASHINGTON, DC 20037WASHINGTON, DC 20037

J. CRAIG VENTER INSTITUTEJ. CRAIG VENTER INSTITUTEJ. CRAIG VENTER INSTITUTE NONENONENONE 661,237.661,237.661,237.TO STUDY MICROBIAL GENOMICS IN THE INDOORTO STUDY MICROBIAL GENOMICS IN THE INDOORTO STUDY MICROBIAL GENOMICS IN THE INDOOR

ENVIRONMENT USING THE FIRST ROBOTIC PIPELINEENVIRONMENT USING THE FIRST ROBOTIC PIPELINEENVIRONMENT USING THE FIRST ROBOTIC PIPELINE

DEDICATED TO HIGH THROUGHPUT DNA AMPLIFICATIONDEDICATED TO HIGH THROUGHPUT DNA AMPLIFICATIONDEDICATED TO HIGH THROUGHPUT DNA AMPLIFICATION

FROM SINGLE CELLSFROM SINGLE CELLSFROM SINGLE CELLS

9704 MEDICAL CENTER DRIVE9704 MEDICAL CENTER DRIVE9704 MEDICAL CENTER DRIVE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

ROCKVILLE, MD 20850ROCKVILLE, MD 20850ROCKVILLE, MD 20850

J. CRAIG VENTER INSTITUTEJ. CRAIG VENTER INSTITUTEJ. CRAIG VENTER INSTITUTE NONENONENONE 146,734.146,734.146,734.TO EXAMINE SOCIETAL CONCERNS IN SYNTHETICTO EXAMINE SOCIETAL CONCERNS IN SYNTHETICTO EXAMINE SOCIETAL CONCERNS IN SYNTHETIC

GENOMICSGENOMICSGENOMICS9704 MEDICAL CENTER DRIVE9704 MEDICAL CENTER DRIVE9704 MEDICAL CENTER DRIVE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

ROCKVILLE, MD 20850ROCKVILLE, MD 20850ROCKVILLE, MD 20850

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

VIRGINIA POLYTECHNIC INSTITUTE AND STATE UNIVERSITVIRGINIA POLYTECHNIC INSTITUTE AND STATE UNIVERSITVIRGINIA POLYTECHNIC INSTITUTE AND STATE UNIVERSIT NONENONENONE 45,000.45,000.45,000.FOR A SLOAN INDUSTRY STUDIES FELLOWSHIP FOR JOHNFOR A SLOAN INDUSTRY STUDIES FELLOWSHIP FOR JOHNFOR A SLOAN INDUSTRY STUDIES FELLOWSHIP FOR JOHN

ERIC TAYLORERIC TAYLORERIC TAYLOR210 BURRUSS HALL210 BURRUSS HALL210 BURRUSS HALL 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BLACKSBURG, VA 24061-0123BLACKSBURG, VA 24061-0123BLACKSBURG, VA 24061-0123

UNIVERSITY OF WASHINGTONUNIVERSITY OF WASHINGTONUNIVERSITY OF WASHINGTON NONENONENONE 217,836.217,836.217,836.TO ASSESS IMPROVEMENTS RESULTING FROM ANDTO ASSESS IMPROVEMENTS RESULTING FROM ANDTO ASSESS IMPROVEMENTS RESULTING FROM AND

ANALYZING DATA COLLECTED BY THE PROJECT TO ACCESSANALYZING DATA COLLECTED BY THE PROJECT TO ACCESSANALYZING DATA COLLECTED BY THE PROJECT TO ACCESS

CLIMATE IN ENGINEERING (PACE)CLIMATE IN ENGINEERING (PACE)CLIMATE IN ENGINEERING (PACE)

1410 NORTHEAST CAMPUS PARKWAY1410 NORTHEAST CAMPUS PARKWAY1410 NORTHEAST CAMPUS PARKWAY 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

SEATTLE, WA 98195SEATTLE, WA 98195SEATTLE, WA 98195

WELLESLEY COLLEGEWELLESLEY COLLEGEWELLESLEY COLLEGE NONENONENONE 86,034.86,034.86,034.TO EXAMINE HOW FIRMS SHAPE THE IMMIGRATION OFTO EXAMINE HOW FIRMS SHAPE THE IMMIGRATION OFTO EXAMINE HOW FIRMS SHAPE THE IMMIGRATION OF

SCIENTISTS, ENGINEERS, AND OTHER HIGHLY SKILLEDSCIENTISTS, ENGINEERS, AND OTHER HIGHLY SKILLEDSCIENTISTS, ENGINEERS, AND OTHER HIGHLY SKILLED

WORKERS TO THE UNITED STATESWORKERS TO THE UNITED STATESWORKERS TO THE UNITED STATES

106 CENTRAL STREET106 CENTRAL STREET106 CENTRAL STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

WELLESLEY, MA 2181WELLESLEY, MA 2181WELLESLEY, MA 2181

WGBH EDUCATIONAL FOUNDATIONWGBH EDUCATIONAL FOUNDATIONWGBH EDUCATIONAL FOUNDATION NONENONENONE 900,000.900,000.900,000.TO PRODUCE 12 SCIENTIST PROFILES FOR PRIME TIMETO PRODUCE 12 SCIENTIST PROFILES FOR PRIME TIMETO PRODUCE 12 SCIENTIST PROFILES FOR PRIME TIME

BROADCAST ON NOVA SCIENCE NOW, TO PRODUCE ANDBROADCAST ON NOVA SCIENCE NOW, TO PRODUCE ANDBROADCAST ON NOVA SCIENCE NOW, TO PRODUCE AND

PROMOTE 32 ADDITIONAL SCIENTIST PROFILES FOR THEPROMOTE 32 ADDITIONAL SCIENTIST PROFILES FOR THEPROMOTE 32 ADDITIONAL SCIENTIST PROFILES FOR THE

AWARD-WINNING "THE SECRET LIFE OF SCIENTISTS ANDAWARD-WINNING "THE SECRET LIFE OF SCIENTISTS ANDAWARD-WINNING "THE SECRET LIFE OF SCIENTISTS AND

ENGINEERS" WEBSITE, AND TO INCREASE THE WEBSITE'SENGINEERS" WEBSITE, AND TO INCREASE THE WEBSITE'SENGINEERS" WEBSITE, AND TO INCREASE THE WEBSITE'S

AUDIENCEAUDIENCEAUDIENCE

ONE GUEST STREETONE GUEST STREETONE GUEST STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

BOSTON, MA 2135BOSTON, MA 2135BOSTON, MA 2135

WGBH EDUCATIONAL FOUNDATIONWGBH EDUCATIONAL FOUNDATIONWGBH EDUCATIONAL FOUNDATION NONENONENONE 1,000,000.1,000,000.1,000,000.TO RESEARCH AND PRODUCE FOUR HOURS OFTO RESEARCH AND PRODUCE FOUR HOURS OFTO RESEARCH AND PRODUCE FOUR HOURS OF

DOCUMENTARIES ON THE ROLE OF SCIENCE ANDDOCUMENTARIES ON THE ROLE OF SCIENCE ANDDOCUMENTARIES ON THE ROLE OF SCIENCE AND

TECHNOLOGY IN HISTORY FOR THE AMERICAN EXPERIENCETECHNOLOGY IN HISTORY FOR THE AMERICAN EXPERIENCETECHNOLOGY IN HISTORY FOR THE AMERICAN EXPERIENCE

WITH ANCILLARY OUTREACH INCLUDING TWO INTERACTIVEWITH ANCILLARY OUTREACH INCLUDING TWO INTERACTIVEWITH ANCILLARY OUTREACH INCLUDING TWO INTERACTIVE

GAMES AND MARKETING CAMPAIGNGAMES AND MARKETING CAMPAIGNGAMES AND MARKETING CAMPAIGN

ONE GUEST STREETONE GUEST STREETONE GUEST STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

BOSTON, MA 2135BOSTON, MA 2135BOSTON, MA 2135

WGBH EDUCATIONAL FOUNDATIONWGBH EDUCATIONAL FOUNDATIONWGBH EDUCATIONAL FOUNDATION NONENONENONE 600,000.600,000.600,000.TO RESEARCH, PRODUCE, AND BROADCAST A ONE-HOURTO RESEARCH, PRODUCE, AND BROADCAST A ONE-HOURTO RESEARCH, PRODUCE, AND BROADCAST A ONE-HOUR

PBS FRONTLINE DOCUMENTARY ABOUT THE IMPLICATIONSPBS FRONTLINE DOCUMENTARY ABOUT THE IMPLICATIONSPBS FRONTLINE DOCUMENTARY ABOUT THE IMPLICATIONS

OF THE FUKUSHIMA ACCIDENT FOR THE FUTURE OFOF THE FUKUSHIMA ACCIDENT FOR THE FUTURE OFOF THE FUKUSHIMA ACCIDENT FOR THE FUTURE OF

NUCLEAR POWER IN THE U.S.NUCLEAR POWER IN THE U.S.NUCLEAR POWER IN THE U.S.

ONE GUEST STREETONE GUEST STREETONE GUEST STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

BOSTON, MA 2135BOSTON, MA 2135BOSTON, MA 2135

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

WGBH EDUCATIONAL FOUNDATIONWGBH EDUCATIONAL FOUNDATIONWGBH EDUCATIONAL FOUNDATION NONENONENONE 700,000.700,000.700,000.FOR BROADCAST OF A 2-HOUR NOVA SPECIAL ON THEFOR BROADCAST OF A 2-HOUR NOVA SPECIAL ON THEFOR BROADCAST OF A 2-HOUR NOVA SPECIAL ON THE

DISCOVERY AND THE SCIENTIFIC ROLE OF THE ELEMENTSDISCOVERY AND THE SCIENTIFIC ROLE OF THE ELEMENTSDISCOVERY AND THE SCIENTIFIC ROLE OF THE ELEMENTS

IN THE PERIODIC TABLE WITH ENHANCED DIGITALIN THE PERIODIC TABLE WITH ENHANCED DIGITALIN THE PERIODIC TABLE WITH ENHANCED DIGITAL

OUTREACH AND MOBILE APPLICATIONOUTREACH AND MOBILE APPLICATIONOUTREACH AND MOBILE APPLICATION

ONE GUEST STREETONE GUEST STREETONE GUEST STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

BOSTON, MA 2135BOSTON, MA 2135BOSTON, MA 2135

WIKIMEDIA FOUNDATION, INC.WIKIMEDIA FOUNDATION, INC.WIKIMEDIA FOUNDATION, INC. NONENONENONE 1,000,000.1,000,000.1,000,000.TO HELP WIKIPEDIA DEVELOP AND SUSTAIN ITSTO HELP WIKIPEDIA DEVELOP AND SUSTAIN ITSTO HELP WIKIPEDIA DEVELOP AND SUSTAIN ITS

EDUCATIONAL MISSION WHILE CONSTANTLY IMPROVINGEDUCATIONAL MISSION WHILE CONSTANTLY IMPROVINGEDUCATIONAL MISSION WHILE CONSTANTLY IMPROVING

QUALITY, DIVERSITY, AND ACCESS TO KNOWLEDGE FORQUALITY, DIVERSITY, AND ACCESS TO KNOWLEDGE FORQUALITY, DIVERSITY, AND ACCESS TO KNOWLEDGE FOR

PEOPLE EVERYWHEREPEOPLE EVERYWHEREPEOPLE EVERYWHERE

149 NEW MONTGOMERY STREET, 3RD FLOOR149 NEW MONTGOMERY STREET, 3RD FLOOR149 NEW MONTGOMERY STREET, 3RD FLOOR 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

SAN FRANCISCO, CA 94105SAN FRANCISCO, CA 94105SAN FRANCISCO, CA 94105

UNIVERSITY OF WISCONSIN, MADISONUNIVERSITY OF WISCONSIN, MADISONUNIVERSITY OF WISCONSIN, MADISON NONENONENONE 45,000.45,000.45,000.TO MODEL AND EMPIRICALLY TEST FOR UNINTENDEDTO MODEL AND EMPIRICALLY TEST FOR UNINTENDEDTO MODEL AND EMPIRICALLY TEST FOR UNINTENDED

BEHAVIORAL CONSEQUENCES OF MEDICARE PART DBEHAVIORAL CONSEQUENCES OF MEDICARE PART DBEHAVIORAL CONSEQUENCES OF MEDICARE PART D

REGULATIONSREGULATIONSREGULATIONS

500 LINCOLN DRIVE500 LINCOLN DRIVE500 LINCOLN DRIVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

MADISON, WI 53706-1380MADISON, WI 53706-1380MADISON, WI 53706-1380

WNYC PUBLIC RADIOWNYC PUBLIC RADIOWNYC PUBLIC RADIO NONENONENONE 282,500.282,500.282,500.FOR PRODUCTION AND ENHANCED DISTRIBUTION OF RADIOFOR PRODUCTION AND ENHANCED DISTRIBUTION OF RADIOFOR PRODUCTION AND ENHANCED DISTRIBUTION OF RADIO

LAB, AN INNOVATIVE, POPULAR, SCIENCE-THEMED SHOWLAB, AN INNOVATIVE, POPULAR, SCIENCE-THEMED SHOWLAB, AN INNOVATIVE, POPULAR, SCIENCE-THEMED SHOW

ON PUBLIC RADIOON PUBLIC RADIOON PUBLIC RADIO

160 VARICK STREET160 VARICK STREET160 VARICK STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10013NEW YORK, NY 10013NEW YORK, NY 10013

WNYC PUBLIC RADIOWNYC PUBLIC RADIOWNYC PUBLIC RADIO NONENONENONE 250,000.250,000.250,000.TO MAKE SCIENCE AND TECHNOLOGY A REGULAR,TO MAKE SCIENCE AND TECHNOLOGY A REGULAR,TO MAKE SCIENCE AND TECHNOLOGY A REGULAR,

INTEGRAL FEATURE ON STUDIO 360INTEGRAL FEATURE ON STUDIO 360INTEGRAL FEATURE ON STUDIO 360160 VARICK STREET160 VARICK STREET160 VARICK STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10013NEW YORK, NY 10013NEW YORK, NY 10013

WOODROW WILSON INTERNATIONAL CENTER FOR SCHOLARSWOODROW WILSON INTERNATIONAL CENTER FOR SCHOLARSWOODROW WILSON INTERNATIONAL CENTER FOR SCHOLARS NONENONENONE 1,100,000.1,100,000.1,100,000.TO CONTINUE WORK TO IDENTIFY AND ADDRESS RISKSTO CONTINUE WORK TO IDENTIFY AND ADDRESS RISKSTO CONTINUE WORK TO IDENTIFY AND ADDRESS RISKS

ASSOCIATED WITH SYNTHETIC BIOLOGYASSOCIATED WITH SYNTHETIC BIOLOGYASSOCIATED WITH SYNTHETIC BIOLOGY1300 PENNSYLVANIA AVENUE, N.W.1300 PENNSYLVANIA AVENUE, N.W.1300 PENNSYLVANIA AVENUE, N.W. 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20004-3027WASHINGTON, DC 20004-3027WASHINGTON, DC 20004-3027

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

YALE UNIVERSITYYALE UNIVERSITYYALE UNIVERSITY NONENONENONE 184,000.184,000.184,000.TO PROVIDE RENEWED SUPPORT TO EXAMINE THE SOURCESTO PROVIDE RENEWED SUPPORT TO EXAMINE THE SOURCESTO PROVIDE RENEWED SUPPORT TO EXAMINE THE SOURCES

AND CHARACTER OF AIRBORNE BACTERIAL AND FUNGALAND CHARACTER OF AIRBORNE BACTERIAL AND FUNGALAND CHARACTER OF AIRBORNE BACTERIAL AND FUNGAL

PARTICLES IN THE INDOOR ENVIRONMENTPARTICLES IN THE INDOOR ENVIRONMENTPARTICLES IN THE INDOOR ENVIRONMENT

38 HILLHOUSE AVE38 HILLHOUSE AVE38 HILLHOUSE AVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW HAVEN, CT 6520NEW HAVEN, CT 6520NEW HAVEN, CT 6520

YALE UNIVERSITYYALE UNIVERSITYYALE UNIVERSITY NONENONENONE 59,514.59,514.59,514.TO CONSTRUCT AND TEST BEHAVIORAL MODELS OF HOWTO CONSTRUCT AND TEST BEHAVIORAL MODELS OF HOWTO CONSTRUCT AND TEST BEHAVIORAL MODELS OF HOW

BANKRUPTCY AND MORTGAGE DEFAULT REGULATIONSBANKRUPTCY AND MORTGAGE DEFAULT REGULATIONSBANKRUPTCY AND MORTGAGE DEFAULT REGULATIONS

IMPACT HOUSEHOLD FINANCIAL DECISIONSIMPACT HOUSEHOLD FINANCIAL DECISIONSIMPACT HOUSEHOLD FINANCIAL DECISIONS

38 HILLHOUSE AVE38 HILLHOUSE AVE38 HILLHOUSE AVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW HAVEN, CT 6520NEW HAVEN, CT 6520NEW HAVEN, CT 6520

AMERICAN CHEMICAL SOCIETYAMERICAN CHEMICAL SOCIETYAMERICAN CHEMICAL SOCIETY NONENONENONE 50,500.50,500.50,500.TO FUND A SURVEY OF GRADUATE STUDENT LIFE ANDTO FUND A SURVEY OF GRADUATE STUDENT LIFE ANDTO FUND A SURVEY OF GRADUATE STUDENT LIFE AND

CAREER PROSPECTS IN THE CHEMICAL SCIENCESCAREER PROSPECTS IN THE CHEMICAL SCIENCESCAREER PROSPECTS IN THE CHEMICAL SCIENCES1155 SIXTEENTH STREET, NW1155 SIXTEENTH STREET, NW1155 SIXTEENTH STREET, NW 509(A)(2)509(A)(2)509(A)(2)

WASHINGTON, DC 20036WASHINGTON, DC 20036WASHINGTON, DC 20036

AMERICAN COUNCIL ON EDUCATIONAMERICAN COUNCIL ON EDUCATIONAMERICAN COUNCIL ON EDUCATION NONENONENONE 49,157.49,157.49,157.TO DEVELOP COLLATERAL MATERIALS AND A STRATEGY TOTO DEVELOP COLLATERAL MATERIALS AND A STRATEGY TOTO DEVELOP COLLATERAL MATERIALS AND A STRATEGY TO

ENCOURAGE HIGHER EDUCATION LEADERS TO COMMIT TOENCOURAGE HIGHER EDUCATION LEADERS TO COMMIT TOENCOURAGE HIGHER EDUCATION LEADERS TO COMMIT TO

ADVANCING WORKPLACE FLEXIBILITY ON THEIR OWNADVANCING WORKPLACE FLEXIBILITY ON THEIR OWNADVANCING WORKPLACE FLEXIBILITY ON THEIR OWN

CAMPUSESCAMPUSESCAMPUSES

ONE DUPONT CIRCLE, NW, SUITE 800ONE DUPONT CIRCLE, NW, SUITE 800ONE DUPONT CIRCLE, NW, SUITE 800 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036-1193WASHINGTON, DC 20036-1193WASHINGTON, DC 20036-1193

AMERICAN INDIAN COLLEGE FUNDAMERICAN INDIAN COLLEGE FUNDAMERICAN INDIAN COLLEGE FUND NONENONENONE 50,000.50,000.50,000.TO INCREASE THE NUMBER OF FACULTY AT TRIBALTO INCREASE THE NUMBER OF FACULTY AT TRIBALTO INCREASE THE NUMBER OF FACULTY AT TRIBAL

COLLEGES AND UNIVERSITIES POSSESSING A PH.D. INCOLLEGES AND UNIVERSITIES POSSESSING A PH.D. INCOLLEGES AND UNIVERSITIES POSSESSING A PH.D. IN

MATHEMATICS, NATURAL SCIENCE, OR ENGINEERINGMATHEMATICS, NATURAL SCIENCE, OR ENGINEERINGMATHEMATICS, NATURAL SCIENCE, OR ENGINEERING

8333 GREENWOOD BLVD.8333 GREENWOOD BLVD.8333 GREENWOOD BLVD. 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

DENVER, CO 80221DENVER, CO 80221DENVER, CO 80221

AMERICAN PHYSICAL SOCIETYAMERICAN PHYSICAL SOCIETYAMERICAN PHYSICAL SOCIETY NONENONENONE 18,900.18,900.18,900.TO INCREASE AWARENESS OF THE CONTRIBUTIONS TOTO INCREASE AWARENESS OF THE CONTRIBUTIONS TOTO INCREASE AWARENESS OF THE CONTRIBUTIONS TO

PHYSICS OF WOMEN PHYSICISTSPHYSICS OF WOMEN PHYSICISTSPHYSICS OF WOMEN PHYSICISTS1 PHYSICS ELLIPSE1 PHYSICS ELLIPSE1 PHYSICS ELLIPSE 509(A)(2)509(A)(2)509(A)(2)

COLLEGE PARK, MD 20740COLLEGE PARK, MD 20740COLLEGE PARK, MD 20740

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

AMERICAN UNIVERSITYAMERICAN UNIVERSITYAMERICAN UNIVERSITY NONENONENONE 26,350.26,350.26,350.TO HOLD A WORKSHOP ON WHAT LIBRARIES CAN DO TODAYTO HOLD A WORKSHOP ON WHAT LIBRARIES CAN DO TODAYTO HOLD A WORKSHOP ON WHAT LIBRARIES CAN DO TODAY

TO TAKE ADVANTAGE OF DIGITIZATION AND BEST SERVETO TAKE ADVANTAGE OF DIGITIZATION AND BEST SERVETO TAKE ADVANTAGE OF DIGITIZATION AND BEST SERVE

THE SCHOLARLY COMMUNITY UNDER EXISTING LAWTHE SCHOLARLY COMMUNITY UNDER EXISTING LAWTHE SCHOLARLY COMMUNITY UNDER EXISTING LAW

4400 MASSACHUSETTS AVENUE, NW4400 MASSACHUSETTS AVENUE, NW4400 MASSACHUSETTS AVENUE, NW 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

WASHINGTON, DC 20016-8061WASHINGTON, DC 20016-8061WASHINGTON, DC 20016-8061

ARIZONA STATE UNIVERSITYARIZONA STATE UNIVERSITYARIZONA STATE UNIVERSITY NONENONENONE 15,000.15,000.15,000.TO PROVIDE TRAVEL SUPPORT FOR ATTENDEES AT ATO PROVIDE TRAVEL SUPPORT FOR ATTENDEES AT ATO PROVIDE TRAVEL SUPPORT FOR ATTENDEES AT A

CONFERENCE ON MACROECONOMIC THEORY ANDCONFERENCE ON MACROECONOMIC THEORY ANDCONFERENCE ON MACROECONOMIC THEORY AND

ENVIRONMENTAL ISSUESENVIRONMENTAL ISSUESENVIRONMENTAL ISSUES

1151 S FOREST AVE1151 S FOREST AVE1151 S FOREST AVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

TEMPE, AZ 85287-0705TEMPE, AZ 85287-0705TEMPE, AZ 85287-0705

ASSOCIATION OF AMERICAN UNIVERSITIESASSOCIATION OF AMERICAN UNIVERSITIESASSOCIATION OF AMERICAN UNIVERSITIES NONENONENONE 94,041.94,041.94,041.TO PLAN THE LAUNCH OF A SUSTAINABLE MEDIA OUTLETTO PLAN THE LAUNCH OF A SUSTAINABLE MEDIA OUTLETTO PLAN THE LAUNCH OF A SUSTAINABLE MEDIA OUTLET

FOR COMMUNICATING WITH THE PUBLIC ABOUT ACADEMICFOR COMMUNICATING WITH THE PUBLIC ABOUT ACADEMICFOR COMMUNICATING WITH THE PUBLIC ABOUT ACADEMIC

RESEARCH RESULTSRESEARCH RESULTSRESEARCH RESULTS

ONE DUPONT CIRCLE, NW, SUITE 730ONE DUPONT CIRCLE, NW, SUITE 730ONE DUPONT CIRCLE, NW, SUITE 730 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

WASHINGTON, DC 20036WASHINGTON, DC 20036WASHINGTON, DC 20036

AZAVEA, INC.AZAVEA, INC.AZAVEA, INC. NONENONENONE 124,916.124,916.124,916.TO READY PUBLIC MAPPING PROTOTYPE SOFTWARE FORTO READY PUBLIC MAPPING PROTOTYPE SOFTWARE FORTO READY PUBLIC MAPPING PROTOTYPE SOFTWARE FOR

OPEN USE IN THE REDISTRICTING PROCESSOPEN USE IN THE REDISTRICTING PROCESSOPEN USE IN THE REDISTRICTING PROCESS340 N. 12TH STREET, SUITE 402340 N. 12TH STREET, SUITE 402340 N. 12TH STREET, SUITE 402 NON-501(C)(3)NON-501(C)(3)NON-501(C)(3)

PHILADELPHIA, PA 19107PHILADELPHIA, PA 19107PHILADELPHIA, PA 19107

BIOBRICKS FOUNDATION INCORPORATEDBIOBRICKS FOUNDATION INCORPORATEDBIOBRICKS FOUNDATION INCORPORATED NONENONENONE 84,717.84,717.84,717.TO ENHANCE DISCUSSION OF ETHICAL, POLICY, ANDTO ENHANCE DISCUSSION OF ETHICAL, POLICY, ANDTO ENHANCE DISCUSSION OF ETHICAL, POLICY, AND

SOCIETAL DIMENSIONS AT THE 5TH ANNUALSOCIETAL DIMENSIONS AT THE 5TH ANNUALSOCIETAL DIMENSIONS AT THE 5TH ANNUAL

INTERNATIONAL MEETING OF THE SYNTHETIC BIOLOGYINTERNATIONAL MEETING OF THE SYNTHETIC BIOLOGYINTERNATIONAL MEETING OF THE SYNTHETIC BIOLOGY

COMMUNITYCOMMUNITYCOMMUNITY

955 MASSACHUSETTS AVENUE, #330955 MASSACHUSETTS AVENUE, #330955 MASSACHUSETTS AVENUE, #330 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

CAMBRIDGE, MA 2139CAMBRIDGE, MA 2139CAMBRIDGE, MA 2139

BROOKLYN ACADEMY OF MUSIC INCBROOKLYN ACADEMY OF MUSIC INCBROOKLYN ACADEMY OF MUSIC INC NONENONENONE 20,000.20,000.20,000.TO SUPPORT BAM'S SPECIAL 150TH ANNIVERSARYTO SUPPORT BAM'S SPECIAL 150TH ANNIVERSARYTO SUPPORT BAM'S SPECIAL 150TH ANNIVERSARY

EXHIBITION ON THE SHACKLETON TRANS-ANTARCTICEXHIBITION ON THE SHACKLETON TRANS-ANTARCTICEXHIBITION ON THE SHACKLETON TRANS-ANTARCTIC

EXPEDITION WITH ENHANCED SCIENTIFIC CONTEXTEXPEDITION WITH ENHANCED SCIENTIFIC CONTEXTEXPEDITION WITH ENHANCED SCIENTIFIC CONTEXT

30 LAFAYETTE AVENUE30 LAFAYETTE AVENUE30 LAFAYETTE AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

BROOKLYN, NY 11217BROOKLYN, NY 11217BROOKLYN, NY 11217

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

BROOKLYN ACADEMY OF MUSIC INCBROOKLYN ACADEMY OF MUSIC INCBROOKLYN ACADEMY OF MUSIC INC NONENONENONE 122,250.122,250.122,250.RESEARCH AND PLANNING FOR A FEATURE LENGTH FILMRESEARCH AND PLANNING FOR A FEATURE LENGTH FILMRESEARCH AND PLANNING FOR A FEATURE LENGTH FILM

AND TELEVISION BROADCAST ABOUT EINSTEIN ON THEAND TELEVISION BROADCAST ABOUT EINSTEIN ON THEAND TELEVISION BROADCAST ABOUT EINSTEIN ON THE

BEACHBEACHBEACH

30 LAFAYETTE AVENUE30 LAFAYETTE AVENUE30 LAFAYETTE AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

BROOKLYN, NY 11217BROOKLYN, NY 11217BROOKLYN, NY 11217

BUSINESS-HIGHER EDUCATION FORUMBUSINESS-HIGHER EDUCATION FORUMBUSINESS-HIGHER EDUCATION FORUM NONENONENONE 56,000.56,000.56,000.TO DEVELOP A PLAN FOR PILOTING STRATEGIES TOTO DEVELOP A PLAN FOR PILOTING STRATEGIES TOTO DEVELOP A PLAN FOR PILOTING STRATEGIES TO

INCREASE ENROLLMENT, PERSISTENCE, AND SUCCESSFULINCREASE ENROLLMENT, PERSISTENCE, AND SUCCESSFULINCREASE ENROLLMENT, PERSISTENCE, AND SUCCESSFUL

GRADUATION OF UNDERGRADUATE STUDENTS,GRADUATION OF UNDERGRADUATE STUDENTS,GRADUATION OF UNDERGRADUATE STUDENTS,

PARTICULARLY AMONG WOMEN AND UNDERREPRESENTEDPARTICULARLY AMONG WOMEN AND UNDERREPRESENTEDPARTICULARLY AMONG WOMEN AND UNDERREPRESENTED

MINORITIES (URMS), IN THE STEM DISCIPLINES INMINORITIES (URMS), IN THE STEM DISCIPLINES INMINORITIES (URMS), IN THE STEM DISCIPLINES IN

MARYLANDMARYLANDMARYLAND

2025 M STREET NW SUITE 8002025 M STREET NW SUITE 8002025 M STREET NW SUITE 800 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

WASHINGTON, DC 20036-0000WASHINGTON, DC 20036-0000WASHINGTON, DC 20036-0000

REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELE NONENONENONE 96,697.96,697.96,697.TO EXPLORE AND ENCOURAGE NEW APPLICATIONS OFTO EXPLORE AND ENCOURAGE NEW APPLICATIONS OFTO EXPLORE AND ENCOURAGE NEW APPLICATIONS OF

TRANSACTIONS COST ECONOMICSTRANSACTIONS COST ECONOMICSTRANSACTIONS COST ECONOMICS1995 UNIVERISTY AVENUE1995 UNIVERISTY AVENUE1995 UNIVERISTY AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BERKELEY, CA 94720BERKELEY, CA 94720BERKELEY, CA 94720

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, IRVINTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, IRVINTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, IRVIN NONENONENONE 119,756.119,756.119,756.TO EVALUATE HOW PUBLIC ACCESS TO MAPPING SOFTWARETO EVALUATE HOW PUBLIC ACCESS TO MAPPING SOFTWARETO EVALUATE HOW PUBLIC ACCESS TO MAPPING SOFTWARE

AND DATA, INCLUDING INITIATIVES SUPPORTED BYAND DATA, INCLUDING INITIATIVES SUPPORTED BYAND DATA, INCLUDING INITIATIVES SUPPORTED BY

FOUNDATION GRANTS, IMPACTS THE REDISTRICTINGFOUNDATION GRANTS, IMPACTS THE REDISTRICTINGFOUNDATION GRANTS, IMPACTS THE REDISTRICTING

PROCESSPROCESSPROCESS

IRVINEIRVINEIRVINE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

IRVINE, CA 92717IRVINE, CA 92717IRVINE, CA 92717

CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACECARNEGIE ENDOWMENT FOR INTERNATIONAL PEACECARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE NONENONENONE 19,800.19,800.19,800.TO FUND THE TRAVEL OF AMERICAN PARTICIPANTS IN ATO FUND THE TRAVEL OF AMERICAN PARTICIPANTS IN ATO FUND THE TRAVEL OF AMERICAN PARTICIPANTS IN A

CONFERENCE ON REPROCESSING IN NORTHEAST ASIA TOCONFERENCE ON REPROCESSING IN NORTHEAST ASIA TOCONFERENCE ON REPROCESSING IN NORTHEAST ASIA TO

BE HOSTED BY THE CHINA ARMS CONTROL ANDBE HOSTED BY THE CHINA ARMS CONTROL ANDBE HOSTED BY THE CHINA ARMS CONTROL AND

DISARMAMENT ASSOCIATIONDISARMAMENT ASSOCIATIONDISARMAMENT ASSOCIATION

1779 MASSACHUSETTS AVENUE, NW1779 MASSACHUSETTS AVENUE, NW1779 MASSACHUSETTS AVENUE, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036WASHINGTON, DC 20036WASHINGTON, DC 20036

CENTER FOR THE STUDY OF THE PRESIDENCYCENTER FOR THE STUDY OF THE PRESIDENCYCENTER FOR THE STUDY OF THE PRESIDENCY NONENONENONE 67,600.67,600.67,600.TO DESIGN AND RUN AN EXERCISE INVOLVINGTO DESIGN AND RUN AN EXERCISE INVOLVINGTO DESIGN AND RUN AN EXERCISE INVOLVING

HIGH-LEVEL PUBLIC AND PRIVATE SECTOR PARTICIPANTSHIGH-LEVEL PUBLIC AND PRIVATE SECTOR PARTICIPANTSHIGH-LEVEL PUBLIC AND PRIVATE SECTOR PARTICIPANTS

THAT SIMULATES A HYPOTHETICAL FINANCIAL CRISISTHAT SIMULATES A HYPOTHETICAL FINANCIAL CRISISTHAT SIMULATES A HYPOTHETICAL FINANCIAL CRISIS

1020 19TH STREET, NW1020 19TH STREET, NW1020 19TH STREET, NW 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

WASHINGTON, DC 20036WASHINGTON, DC 20036WASHINGTON, DC 20036

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

CODE FOR AMERICA LABS INC.CODE FOR AMERICA LABS INC.CODE FOR AMERICA LABS INC. NONENONENONE 50,000.50,000.50,000.TO SUPPORT THE 2011 CODE FOR AMERICA SUMMITTO SUPPORT THE 2011 CODE FOR AMERICA SUMMITTO SUPPORT THE 2011 CODE FOR AMERICA SUMMIT

85 2ND STREET, SUITE 71085 2ND STREET, SUITE 71085 2ND STREET, SUITE 710 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

SAN FRANCISCO, CA 94105SAN FRANCISCO, CA 94105SAN FRANCISCO, CA 94105

COLD SPRING HARBOR LABORATORYCOLD SPRING HARBOR LABORATORYCOLD SPRING HARBOR LABORATORY NONENONENONE 50,000.50,000.50,000.TO HELP DEVELOP A HISTORY OF THE HUMAN GENOMETO HELP DEVELOP A HISTORY OF THE HUMAN GENOMETO HELP DEVELOP A HISTORY OF THE HUMAN GENOME

PROJECTPROJECTPROJECTPO BOX 534PO BOX 534PO BOX 534 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

COLD SPRING HARBOR, NY 11724-0534COLD SPRING HARBOR, NY 11724-0534COLD SPRING HARBOR, NY 11724-0534

THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OFTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OFTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NONENONENONE 3,800.3,800.3,800.TO SUPPORT A COMMUNITY FORUM TO BRING TOGETHERTO SUPPORT A COMMUNITY FORUM TO BRING TOGETHERTO SUPPORT A COMMUNITY FORUM TO BRING TOGETHER

STAKEHOLDERS SUCH AS SCIENTISTS, JOURNAL EDITORS,STAKEHOLDERS SUCH AS SCIENTISTS, JOURNAL EDITORS,STAKEHOLDERS SUCH AS SCIENTISTS, JOURNAL EDITORS,

FUNDING AGENCIES, TO DISCUSS THE REPRODUCIBILITYFUNDING AGENCIES, TO DISCUSS THE REPRODUCIBILITYFUNDING AGENCIES, TO DISCUSS THE REPRODUCIBILITY

IN THE COMPUTATIONAL SCIENCESIN THE COMPUTATIONAL SCIENCESIN THE COMPUTATIONAL SCIENCES

1210 AMSTERDAM AVENUE1210 AMSTERDAM AVENUE1210 AMSTERDAM AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10027NEW YORK, NY 10027NEW YORK, NY 10027

CORNELL UNIVERSITYCORNELL UNIVERSITYCORNELL UNIVERSITY NONENONENONE 124,851.124,851.124,851.TO SUPPORT A PILOT PROJECT TO DEVELOP APPROPRIATETO SUPPORT A PILOT PROJECT TO DEVELOP APPROPRIATETO SUPPORT A PILOT PROJECT TO DEVELOP APPROPRIATE

DATASETS AND METHODOLOGY FOR EXAMINING HOWDATASETS AND METHODOLOGY FOR EXAMINING HOWDATASETS AND METHODOLOGY FOR EXAMINING HOW

DIFFERENT OWNERSHIP STRUCTURES-PARTICULARLYDIFFERENT OWNERSHIP STRUCTURES-PARTICULARLYDIFFERENT OWNERSHIP STRUCTURES-PARTICULARLY

PRIVATE EQUITY-AFFECT HOSPITAL PERFORMANCE ANDPRIVATE EQUITY-AFFECT HOSPITAL PERFORMANCE ANDPRIVATE EQUITY-AFFECT HOSPITAL PERFORMANCE AND

OUTCOMESOUTCOMESOUTCOMES

144 EAST AVE144 EAST AVE144 EAST AVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

ITHACA, NY 14853ITHACA, NY 14853ITHACA, NY 14853

COUNCIL ON LIBRARY AND INFORMATION RESOURCESCOUNCIL ON LIBRARY AND INFORMATION RESOURCESCOUNCIL ON LIBRARY AND INFORMATION RESOURCES NONENONENONE 117,567.117,567.117,567.TO ADDRESS THE NEED FOR SOUND DATA MANAGEMENTTO ADDRESS THE NEED FOR SOUND DATA MANAGEMENTTO ADDRESS THE NEED FOR SOUND DATA MANAGEMENT

PRACTICE THROUGHOUT THE ACADEMY BY MEANS OF APRACTICE THROUGHOUT THE ACADEMY BY MEANS OF APRACTICE THROUGHOUT THE ACADEMY BY MEANS OF A

RESEARCH PROJECT AIMED AT IDENTIFYING ALTERNATIVERESEARCH PROJECT AIMED AT IDENTIFYING ALTERNATIVERESEARCH PROJECT AIMED AT IDENTIFYING ALTERNATIVE

WAYS TO BUILD THE PROFESSIONAL CAPACITY TO HANDLEWAYS TO BUILD THE PROFESSIONAL CAPACITY TO HANDLEWAYS TO BUILD THE PROFESSIONAL CAPACITY TO HANDLE

DIGITAL DATADIGITAL DATADIGITAL DATA

1775 MASSACHUSETTS AVENUE, NW1775 MASSACHUSETTS AVENUE, NW1775 MASSACHUSETTS AVENUE, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036-2124WASHINGTON, DC 20036-2124WASHINGTON, DC 20036-2124

DREXEL UNIVERSITYDREXEL UNIVERSITYDREXEL UNIVERSITY NONENONENONE 100,591.100,591.100,591.TO ESTABLISH AN EVALUATION INFRASTRUCTURE THATTO ESTABLISH AN EVALUATION INFRASTRUCTURE THATTO ESTABLISH AN EVALUATION INFRASTRUCTURE THAT

WILL SERVE AS A MODEL FOR RESEARCH AND PRACTICEWILL SERVE AS A MODEL FOR RESEARCH AND PRACTICEWILL SERVE AS A MODEL FOR RESEARCH AND PRACTICE

IN INSTITUTIONAL, NATIONAL, AND INTERNATIONALIN INSTITUTIONAL, NATIONAL, AND INTERNATIONALIN INSTITUTIONAL, NATIONAL, AND INTERNATIONAL

LEADERSHIP DEVELOPMENT PROGRAMS, PARTICULARLYLEADERSHIP DEVELOPMENT PROGRAMS, PARTICULARLYLEADERSHIP DEVELOPMENT PROGRAMS, PARTICULARLY

THOSE FOCUSING ON WOMEN FACULTY IN ENGINEERING,THOSE FOCUSING ON WOMEN FACULTY IN ENGINEERING,THOSE FOCUSING ON WOMEN FACULTY IN ENGINEERING,

TECHNOLOGY, AND SCIENCE.TECHNOLOGY, AND SCIENCE.TECHNOLOGY, AND SCIENCE.

3201 ARCH STREET3201 ARCH STREET3201 ARCH STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

PHILADELPHIA, PA 19104-2875PHILADELPHIA, PA 19104-2875PHILADELPHIA, PA 19104-2875

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

FILM INDEPENDENT, INC.FILM INDEPENDENT, INC.FILM INDEPENDENT, INC. NONENONENONE 35,000.35,000.35,000.TO EXPEDITE ONE SCIENCE AND TECHNOLOGY FILM INTOTO EXPEDITE ONE SCIENCE AND TECHNOLOGY FILM INTOTO EXPEDITE ONE SCIENCE AND TECHNOLOGY FILM INTO

PRODUCTION WITH A FAST TRACK FELLOWSHIPPRODUCTION WITH A FAST TRACK FELLOWSHIPPRODUCTION WITH A FAST TRACK FELLOWSHIP9911 W. PICO BOULEVARD, 11TH FLOOR9911 W. PICO BOULEVARD, 11TH FLOOR9911 W. PICO BOULEVARD, 11TH FLOOR 509(A)(2)509(A)(2)509(A)(2)

LOS ANGELES, CA 90035LOS ANGELES, CA 90035LOS ANGELES, CA 90035

FRED FRIENDLY SEMINARS INCFRED FRIENDLY SEMINARS INCFRED FRIENDLY SEMINARS INC NONENONENONE 19,095.19,095.19,095.TO REBROADCAST THE PROGRAM MINDS ON THE EDGE:TO REBROADCAST THE PROGRAM MINDS ON THE EDGE:TO REBROADCAST THE PROGRAM MINDS ON THE EDGE:

FACING MENTAL ILLNESS, TO PUBLICIZE AVAILABLEFACING MENTAL ILLNESS, TO PUBLICIZE AVAILABLEFACING MENTAL ILLNESS, TO PUBLICIZE AVAILABLE

RESOURCES, AND TO ENCOURAGE DIALOGUE ABOUT THERESOURCES, AND TO ENCOURAGE DIALOGUE ABOUT THERESOURCES, AND TO ENCOURAGE DIALOGUE ABOUT THE

MENTAL HEALTH CARE SYSTEMMENTAL HEALTH CARE SYSTEMMENTAL HEALTH CARE SYSTEM

2950 BROADWAY2950 BROADWAY2950 BROADWAY 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10027NEW YORK, NY 10027NEW YORK, NY 10027

PRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGE NONENONENONE 125,000.125,000.125,000.TO BUILD ON THE MOMENTUM FROM THE RADCLIFFETO BUILD ON THE MOMENTUM FROM THE RADCLIFFETO BUILD ON THE MOMENTUM FROM THE RADCLIFFE

CONFERENCE AND DEVELOP THE DIGITAL PUBLIC LIBRARYCONFERENCE AND DEVELOP THE DIGITAL PUBLIC LIBRARYCONFERENCE AND DEVELOP THE DIGITAL PUBLIC LIBRARY

OF AMERICA THROUGH A SERIES OF WORKSHOPS ANDOF AMERICA THROUGH A SERIES OF WORKSHOPS ANDOF AMERICA THROUGH A SERIES OF WORKSHOPS AND

MEETINGSMEETINGSMEETINGS

399 HARVARD STREET399 HARVARD STREET399 HARVARD STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CAMBRIDGE, MA 2139CAMBRIDGE, MA 2139CAMBRIDGE, MA 2139

PRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGE NONENONENONE 89,570.89,570.89,570.TO ADVANCE UNDERSTANDING OF MARKET-BASEDTO ADVANCE UNDERSTANDING OF MARKET-BASEDTO ADVANCE UNDERSTANDING OF MARKET-BASED

APPROACHES TO ENVIRONMENTAL PROTECTION BYAPPROACHES TO ENVIRONMENTAL PROTECTION BYAPPROACHES TO ENVIRONMENTAL PROTECTION BY

EXAMINING THE LEGACY OF THE CLEAN AIR ACTEXAMINING THE LEGACY OF THE CLEAN AIR ACTEXAMINING THE LEGACY OF THE CLEAN AIR ACT

AMENDMENTS OF 1990 BY MEANS OF A TWO DAY WORKSHOPAMENDMENTS OF 1990 BY MEANS OF A TWO DAY WORKSHOPAMENDMENTS OF 1990 BY MEANS OF A TWO DAY WORKSHOP

AND REPORTAND REPORTAND REPORT

399 HARVARD STREET399 HARVARD STREET399 HARVARD STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CAMBRIDGE, MA 2139CAMBRIDGE, MA 2139CAMBRIDGE, MA 2139

PRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGE NONENONENONE 15,000.15,000.15,000.TO SUPPORT THE MICROSOFT RESEARCH ESCIENCETO SUPPORT THE MICROSOFT RESEARCH ESCIENCETO SUPPORT THE MICROSOFT RESEARCH ESCIENCE

WORKSHOP: TRANSFORMING SCHOLARLY COMMUNICATIONWORKSHOP: TRANSFORMING SCHOLARLY COMMUNICATIONWORKSHOP: TRANSFORMING SCHOLARLY COMMUNICATION399 HARVARD STREET399 HARVARD STREET399 HARVARD STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CAMBRIDGE, MA 2139CAMBRIDGE, MA 2139CAMBRIDGE, MA 2139

INDUSTRY STUDIES ASSOCIATIONINDUSTRY STUDIES ASSOCIATIONINDUSTRY STUDIES ASSOCIATION NONENONENONE 6,575.6,575.6,575.TO SUPPORT AND INSTITUTIONALIZE A WORKINGTO SUPPORT AND INSTITUTIONALIZE A WORKINGTO SUPPORT AND INSTITUTIONALIZE A WORKING

RELATIONSHIP BETWEEN INFORMS AND THE INDUSTRYRELATIONSHIP BETWEEN INFORMS AND THE INDUSTRYRELATIONSHIP BETWEEN INFORMS AND THE INDUSTRY

STUDIES ASSOCIATION THROUGH THE AWARD OF ANSTUDIES ASSOCIATION THROUGH THE AWARD OF ANSTUDIES ASSOCIATION THROUGH THE AWARD OF AN

INDUSTRY STUDIES BEST PAPER PRIZE AT INFORMSINDUSTRY STUDIES BEST PAPER PRIZE AT INFORMSINDUSTRY STUDIES BEST PAPER PRIZE AT INFORMS

ANNUAL CONFERENCESANNUAL CONFERENCESANNUAL CONFERENCES

PITTSBURGH UNIVERSITYPITTSBURGH UNIVERSITYPITTSBURGH UNIVERSITY 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

PITTSBURGH, PA 15260PITTSBURGH, PA 15260PITTSBURGH, PA 15260

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

INSTITUTE FOR NEW ECONOMIC THINKINGINSTITUTE FOR NEW ECONOMIC THINKINGINSTITUTE FOR NEW ECONOMIC THINKING NONENONENONE 15,108.15,108.15,108.TO SUPPORT THE PARTICIPATION OF STUDENTS IN ATO SUPPORT THE PARTICIPATION OF STUDENTS IN ATO SUPPORT THE PARTICIPATION OF STUDENTS IN A

MAJOR INTERNATIONAL CONFERENCE ON NEW ECONOMICMAJOR INTERNATIONAL CONFERENCE ON NEW ECONOMICMAJOR INTERNATIONAL CONFERENCE ON NEW ECONOMIC

THINKINGTHINKINGTHINKING

570 LEXINGTON AVENUE, 18TH FLOOR570 LEXINGTON AVENUE, 18TH FLOOR570 LEXINGTON AVENUE, 18TH FLOOR 501 C 3 PRI NON OP FDN501 C 3 PRI NON OP FDN501 C 3 PRI NON OP FDN

NEW YORK, NY 10022NEW YORK, NY 10022NEW YORK, NY 10022

INSTITUTE FOR OPERATIONS RESEARCH AND THE MANAGEMEINSTITUTE FOR OPERATIONS RESEARCH AND THE MANAGEMEINSTITUTE FOR OPERATIONS RESEARCH AND THE MANAGEME NONENONENONE 42,189.42,189.42,189.TO SUPPORT AND INSTITUTIONALIZE A WORKINGTO SUPPORT AND INSTITUTIONALIZE A WORKINGTO SUPPORT AND INSTITUTIONALIZE A WORKING

RELATIONSHIP BETWEEN INFORMS AND THE INDUSTRYRELATIONSHIP BETWEEN INFORMS AND THE INDUSTRYRELATIONSHIP BETWEEN INFORMS AND THE INDUSTRY

STUDIES ASSOCIATION THROUGH FORMAL ACADEMICSTUDIES ASSOCIATION THROUGH FORMAL ACADEMICSTUDIES ASSOCIATION THROUGH FORMAL ACADEMIC

PANELS AT INFORMS PRACTITIONER CONFERENCESPANELS AT INFORMS PRACTITIONER CONFERENCESPANELS AT INFORMS PRACTITIONER CONFERENCES

7240 PARKWAY DRIVE, SUITE 3007240 PARKWAY DRIVE, SUITE 3007240 PARKWAY DRIVE, SUITE 300 509(A)(2)509(A)(2)509(A)(2)

HANOVER, MD 21076HANOVER, MD 21076HANOVER, MD 21076

INSTITUTE FOR THE FUTUREINSTITUTE FOR THE FUTUREINSTITUTE FOR THE FUTURE NONENONENONE 75,000.75,000.75,000.TO TEST THE SCALABILITY AND PORTABILITY OFTO TEST THE SCALABILITY AND PORTABILITY OFTO TEST THE SCALABILITY AND PORTABILITY OF

SCIENCE HACK DAY EVENTS WORLDWIDESCIENCE HACK DAY EVENTS WORLDWIDESCIENCE HACK DAY EVENTS WORLDWIDE124 UNIVERSITY AVENUE, 2ND FLOOR124 UNIVERSITY AVENUE, 2ND FLOOR124 UNIVERSITY AVENUE, 2ND FLOOR 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

PALO ALTO, CA 94301PALO ALTO, CA 94301PALO ALTO, CA 94301

INSTITUTE FOR WOMEN'S POLICY RESEARCHINSTITUTE FOR WOMEN'S POLICY RESEARCHINSTITUTE FOR WOMEN'S POLICY RESEARCH NONENONENONE 20,000.20,000.20,000.TO BETTER UNDERSTAND THE RELATIONSHIP BETWEENTO BETTER UNDERSTAND THE RELATIONSHIP BETWEENTO BETTER UNDERSTAND THE RELATIONSHIP BETWEEN

EDUCATION AND EMPLOYMENT, EARNINGS, ANDEDUCATION AND EMPLOYMENT, EARNINGS, ANDEDUCATION AND EMPLOYMENT, EARNINGS, AND

OCCUPATIONS AMONG OLDER AMERICANSOCCUPATIONS AMONG OLDER AMERICANSOCCUPATIONS AMONG OLDER AMERICANS

1200 18TH STREET, NW, SUITE 3011200 18TH STREET, NW, SUITE 3011200 18TH STREET, NW, SUITE 301 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

WASHINGTON, DC 20036WASHINGTON, DC 20036WASHINGTON, DC 20036

THE INTERNET ARCHIVETHE INTERNET ARCHIVETHE INTERNET ARCHIVE NONENONENONE 58,828.58,828.58,828.TO SUPPORT A SUMMIT ON LINKED OPEN DATA INTO SUPPORT A SUMMIT ON LINKED OPEN DATA INTO SUPPORT A SUMMIT ON LINKED OPEN DATA IN

LIBRARIES, ARCHIVES, AND MUSEUMS (LOD-LAM), ASLIBRARIES, ARCHIVES, AND MUSEUMS (LOD-LAM), ASLIBRARIES, ARCHIVES, AND MUSEUMS (LOD-LAM), AS

WELL AS DISSEMINATION OF PROCEEDINGS AND OUTREACHWELL AS DISSEMINATION OF PROCEEDINGS AND OUTREACHWELL AS DISSEMINATION OF PROCEEDINGS AND OUTREACH

AROUND PILOT USE CASESAROUND PILOT USE CASESAROUND PILOT USE CASES

P.O. BOX 29244P.O. BOX 29244P.O. BOX 29244 501 C 3 PRIV OPER FDN501 C 3 PRIV OPER FDN501 C 3 PRIV OPER FDN

SAN FRANCISCO, CA 94129-0244SAN FRANCISCO, CA 94129-0244SAN FRANCISCO, CA 94129-0244

UNIVERSITY OF KANSAS CENTER FOR RESEARCH, INC.UNIVERSITY OF KANSAS CENTER FOR RESEARCH, INC.UNIVERSITY OF KANSAS CENTER FOR RESEARCH, INC. NONENONENONE 125,000.125,000.125,000.TO EVALUATE THE IMPACT OF THE SLOAN AWARDS FORTO EVALUATE THE IMPACT OF THE SLOAN AWARDS FORTO EVALUATE THE IMPACT OF THE SLOAN AWARDS FOR

FACULTY CAREER FLEXIBILITY IN MEDICAL SCHOOLS ONFACULTY CAREER FLEXIBILITY IN MEDICAL SCHOOLS ONFACULTY CAREER FLEXIBILITY IN MEDICAL SCHOOLS ON

INSTITUTIONS IN TERMS OF POLICIES RELATED TOINSTITUTIONS IN TERMS OF POLICIES RELATED TOINSTITUTIONS IN TERMS OF POLICIES RELATED TO

CAREER FLEXIBILITY AND FOR THEIR FACULTY IN TERMSCAREER FLEXIBILITY AND FOR THEIR FACULTY IN TERMSCAREER FLEXIBILITY AND FOR THEIR FACULTY IN TERMS

OF POLICY AWARENESS, PARTICIPATION, AND JOBOF POLICY AWARENESS, PARTICIPATION, AND JOBOF POLICY AWARENESS, PARTICIPATION, AND JOB

SATISFACTIONSATISFACTIONSATISFACTION

2385 IRVING HILL ROAD2385 IRVING HILL ROAD2385 IRVING HILL ROAD 170(B)(1)(A)(IV)170(B)(1)(A)(IV)170(B)(1)(A)(IV)

LAWRENCE, KS 66045-7563LAWRENCE, KS 66045-7563LAWRENCE, KS 66045-7563

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

LABOR PROJECT FOR WORKING FAMILIESLABOR PROJECT FOR WORKING FAMILIESLABOR PROJECT FOR WORKING FAMILIES NONENONENONE 15,134.15,134.15,134.TO PROVIDE TERMINAL FUNDING TO ENSURE THAT THETO PROVIDE TERMINAL FUNDING TO ENSURE THAT THETO PROVIDE TERMINAL FUNDING TO ENSURE THAT THE

ALFRED P. SLOAN FOUNDATION-FUNDED LEARN WORKALFRED P. SLOAN FOUNDATION-FUNDED LEARN WORKALFRED P. SLOAN FOUNDATION-FUNDED LEARN WORK

FAMILY NETWORK AND CONTRACT LANGUAGE DATABASE ISFAMILY NETWORK AND CONTRACT LANGUAGE DATABASE ISFAMILY NETWORK AND CONTRACT LANGUAGE DATABASE IS

INCORPORATED INTO THE LABOR PROJECT FOR WORKINGINCORPORATED INTO THE LABOR PROJECT FOR WORKINGINCORPORATED INTO THE LABOR PROJECT FOR WORKING

FAMILIESFAMILIESFAMILIES

2521 CHANNING WAY #55552521 CHANNING WAY #55552521 CHANNING WAY #5555 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

BERKELEY, CA 94720BERKELEY, CA 94720BERKELEY, CA 94720

LIBRARY FOUNDATION OF LOS ANGELESLIBRARY FOUNDATION OF LOS ANGELESLIBRARY FOUNDATION OF LOS ANGELES NONENONENONE 36,000.36,000.36,000.FOR PARTIAL SUPPORT FOR THREE-DAY CONFERENCE ONFOR PARTIAL SUPPORT FOR THREE-DAY CONFERENCE ONFOR PARTIAL SUPPORT FOR THREE-DAY CONFERENCE ON

THE ROLE OF U.S. PUBLIC LIBRARIES IN THE AGE OFTHE ROLE OF U.S. PUBLIC LIBRARIES IN THE AGE OFTHE ROLE OF U.S. PUBLIC LIBRARIES IN THE AGE OF

DIGITIZATION AND IN THE CREATION OF A DIGITALDIGITIZATION AND IN THE CREATION OF A DIGITALDIGITIZATION AND IN THE CREATION OF A DIGITAL

PUBLIC LIBRARYPUBLIC LIBRARYPUBLIC LIBRARY

630 WEST FIFTH STREET630 WEST FIFTH STREET630 WEST FIFTH STREET 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

LOS ANGELES, CA 90071LOS ANGELES, CA 90071LOS ANGELES, CA 90071

MICHIGAN STATE UNIVERSITYMICHIGAN STATE UNIVERSITYMICHIGAN STATE UNIVERSITY NONENONENONE 49,900.49,900.49,900.TO PRODUCE AN EDITED VOLUME AND BUILD A COMMUNITYTO PRODUCE AN EDITED VOLUME AND BUILD A COMMUNITYTO PRODUCE AN EDITED VOLUME AND BUILD A COMMUNITY

OF INTERNATIONAL SCHOLARS FOCUSED ON ANOF INTERNATIONAL SCHOLARS FOCUSED ON ANOF INTERNATIONAL SCHOLARS FOCUSED ON AN

INTERNATIONAL COMPARATIVE ANALYSIS OF THE IMPACTINTERNATIONAL COMPARATIVE ANALYSIS OF THE IMPACTINTERNATIONAL COMPARATIVE ANALYSIS OF THE IMPACT

OF WORKING-TIME CONFIGURATIONS ON OLDER WORKERSOF WORKING-TIME CONFIGURATIONS ON OLDER WORKERSOF WORKING-TIME CONFIGURATIONS ON OLDER WORKERS

840 SERVICE ROAD840 SERVICE ROAD840 SERVICE ROAD 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

EAST LANSING, MI 48824EAST LANSING, MI 48824EAST LANSING, MI 48824

THE REGENTS OF THE UNIVERSITY OF MICHIGANTHE REGENTS OF THE UNIVERSITY OF MICHIGANTHE REGENTS OF THE UNIVERSITY OF MICHIGAN NONENONENONE 15,000.15,000.15,000.TO SUPPORT TRAVEL COSTS FOR SPEAKERS AT THE2011TO SUPPORT TRAVEL COSTS FOR SPEAKERS AT THE2011TO SUPPORT TRAVEL COSTS FOR SPEAKERS AT THE2011

RISK SCIENCE SYMPOSIUMRISK SCIENCE SYMPOSIUMRISK SCIENCE SYMPOSIUM503 THOMPSON STREET503 THOMPSON STREET503 THOMPSON STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

ANN ARBOR, MI 48109-1274ANN ARBOR, MI 48109-1274ANN ARBOR, MI 48109-1274

MONTANA TECH OF THE UNIVERSITY OF MONTANAMONTANA TECH OF THE UNIVERSITY OF MONTANAMONTANA TECH OF THE UNIVERSITY OF MONTANA NONENONENONE 17,424.17,424.17,424.TO FUND FOR AN ADDITIONAL THREE YEARS THETO FUND FOR AN ADDITIONAL THREE YEARS THETO FUND FOR AN ADDITIONAL THREE YEARS THE

RECRUITMENT AND RETENTION PORTION OF THE SLOANRECRUITMENT AND RETENTION PORTION OF THE SLOANRECRUITMENT AND RETENTION PORTION OF THE SLOAN

INDIGENOUS GRADUATE PARTNERSHIP AT MONTANA TECHINDIGENOUS GRADUATE PARTNERSHIP AT MONTANA TECHINDIGENOUS GRADUATE PARTNERSHIP AT MONTANA TECH

1300 WEST PARK STREET1300 WEST PARK STREET1300 WEST PARK STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BUTTE, MT 59701-8997BUTTE, MT 59701-8997BUTTE, MT 59701-8997

UNIVERSITY OF MONTANAUNIVERSITY OF MONTANAUNIVERSITY OF MONTANA NONENONENONE 38,800.38,800.38,800.TO FUND AN ADDITIONAL THREE YEARS OF THETO FUND AN ADDITIONAL THREE YEARS OF THETO FUND AN ADDITIONAL THREE YEARS OF THE

NON-SCHOLARSHIP COMPONENT OF THE SLOAN INDIGENOUSNON-SCHOLARSHIP COMPONENT OF THE SLOAN INDIGENOUSNON-SCHOLARSHIP COMPONENT OF THE SLOAN INDIGENOUS

GRADUATE PARTNERSHIP AT THE UNIVERSITY OFGRADUATE PARTNERSHIP AT THE UNIVERSITY OFGRADUATE PARTNERSHIP AT THE UNIVERSITY OF

MONTANAMONTANAMONTANA

MISSOULA, MT 59812MISSOULA, MT 59812MISSOULA, MT 59812 170(B)(1)(A)(IV)170(B)(1)(A)(IV)170(B)(1)(A)(IV)

MISSOULA, MT 59812MISSOULA, MT 59812MISSOULA, MT 59812

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

NATIONAL OPINION RESEARCH CENTERNATIONAL OPINION RESEARCH CENTERNATIONAL OPINION RESEARCH CENTER NONENONENONE 52,650.52,650.52,650.TO COMPLETE PREPARATION OF A PROPOSAL FOR ATO COMPLETE PREPARATION OF A PROPOSAL FOR ATO COMPLETE PREPARATION OF A PROPOSAL FOR A

COMPREHENSIVE, RETROSPECTIVE EVALUATION OF NINECOMPREHENSIVE, RETROSPECTIVE EVALUATION OF NINECOMPREHENSIVE, RETROSPECTIVE EVALUATION OF NINE

MINORITY OR DIVERSITY SCHOLARSHIP PROGRAMS OFMINORITY OR DIVERSITY SCHOLARSHIP PROGRAMS OFMINORITY OR DIVERSITY SCHOLARSHIP PROGRAMS OF

EIGHT FOUNDATIONS AND GOVERNMENT AGENCIESEIGHT FOUNDATIONS AND GOVERNMENT AGENCIESEIGHT FOUNDATIONS AND GOVERNMENT AGENCIES

1155 EAST 60TH STREET1155 EAST 60TH STREET1155 EAST 60TH STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

CHICAGO, IL 60637CHICAGO, IL 60637CHICAGO, IL 60637

NATIONAL POSTDOCTORAL ASSOCIATIONNATIONAL POSTDOCTORAL ASSOCIATIONNATIONAL POSTDOCTORAL ASSOCIATION NONENONENONE 25,000.25,000.25,000.TO DEVELOP A SELF-SUSTAINING ONLINE RESOURCE TOTO DEVELOP A SELF-SUSTAINING ONLINE RESOURCE TOTO DEVELOP A SELF-SUSTAINING ONLINE RESOURCE TO

HELP PROSPECTIVE GRADUATE STUDENTS AND POSTDOCSHELP PROSPECTIVE GRADUATE STUDENTS AND POSTDOCSHELP PROSPECTIVE GRADUATE STUDENTS AND POSTDOCS

FIND PROGRAMS SUITED TO THEIR EDUCATIONAL GOALS,FIND PROGRAMS SUITED TO THEIR EDUCATIONAL GOALS,FIND PROGRAMS SUITED TO THEIR EDUCATIONAL GOALS,

DRAWING PRIMARILY UPON PENDING THE NRC ASSESSMENTDRAWING PRIMARILY UPON PENDING THE NRC ASSESSMENTDRAWING PRIMARILY UPON PENDING THE NRC ASSESSMENT

OF GRADUATE PROGRAMS AND ON OTHER RELEVANT DATAOF GRADUATE PROGRAMS AND ON OTHER RELEVANT DATAOF GRADUATE PROGRAMS AND ON OTHER RELEVANT DATA

SOURCESSOURCESSOURCES

1200 NEW YORK AVENUE, NW1200 NEW YORK AVENUE, NW1200 NEW YORK AVENUE, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20005WASHINGTON, DC 20005WASHINGTON, DC 20005

RESEARCH FOUNDATION OF STATE UNIVERSITY OF NEW YORRESEARCH FOUNDATION OF STATE UNIVERSITY OF NEW YORRESEARCH FOUNDATION OF STATE UNIVERSITY OF NEW YOR NONENONENONE 40,000.40,000.40,000.ON BEHALF OF THE NEIL D. LEVINE INSTITUTE FORON BEHALF OF THE NEIL D. LEVINE INSTITUTE FORON BEHALF OF THE NEIL D. LEVINE INSTITUTE FOR

SUPPORT FOR INNOVATE NEW YORK: MEDIA ANDSUPPORT FOR INNOVATE NEW YORK: MEDIA ANDSUPPORT FOR INNOVATE NEW YORK: MEDIA AND

COMMUNICATIONSCOMMUNICATIONSCOMMUNICATIONS

116 EAST 55TH STREET116 EAST 55TH STREET116 EAST 55TH STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10022NEW YORK, NY 10022NEW YORK, NY 10022

NEW JERSEY INSTITUTE OF TECHNOLOGY FOUNDATIONNEW JERSEY INSTITUTE OF TECHNOLOGY FOUNDATIONNEW JERSEY INSTITUTE OF TECHNOLOGY FOUNDATION NONENONENONE 25,850.25,850.25,850.AS SUPPORT FOR TALKS, PERFORMANCES, AND ARTISTICAS SUPPORT FOR TALKS, PERFORMANCES, AND ARTISTICAS SUPPORT FOR TALKS, PERFORMANCES, AND ARTISTIC

PRESENTATIONS ON THE ROLE OF BEAUTY ANDPRESENTATIONS ON THE ROLE OF BEAUTY ANDPRESENTATIONS ON THE ROLE OF BEAUTY AND

AESTHETICS IN DARWIN'S THEORIES OF SELECTIONAESTHETICS IN DARWIN'S THEORIES OF SELECTIONAESTHETICS IN DARWIN'S THEORIES OF SELECTION

UNIVERSITY HEIGHTSUNIVERSITY HEIGHTSUNIVERSITY HEIGHTS 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

NEWARK, NJ 07102-0000NEWARK, NJ 07102-0000NEWARK, NJ 07102-0000

NEW YORK COUNTY DISTRICT ATTORNEYNEW YORK COUNTY DISTRICT ATTORNEYNEW YORK COUNTY DISTRICT ATTORNEY NONENONENONE 65,000.65,000.65,000.TO SUPPORT A PILOT STUDY TO EXAMINE DIGITAL COURTTO SUPPORT A PILOT STUDY TO EXAMINE DIGITAL COURTTO SUPPORT A PILOT STUDY TO EXAMINE DIGITAL COURT

DOCUMENTS TO DETECT AND MEASURE THE PREVALENCE OFDOCUMENTS TO DETECT AND MEASURE THE PREVALENCE OFDOCUMENTS TO DETECT AND MEASURE THE PREVALENCE OF

PERJURY AND DEVELOP OPTIONS TO MITIGATE ITPERJURY AND DEVELOP OPTIONS TO MITIGATE ITPERJURY AND DEVELOP OPTIONS TO MITIGATE IT

163 WEST 125 ST163 WEST 125 ST163 WEST 125 ST TAX EXEMPT GOVERNMENTTAX EXEMPT GOVERNMENTTAX EXEMPT GOVERNMENT

NEW YORK, NY 10027NEW YORK, NY 10027NEW YORK, NY 10027

NEW YORK HALL OF SCIENCENEW YORK HALL OF SCIENCENEW YORK HALL OF SCIENCE NONENONENONE 65,000.65,000.65,000.AS A PLANNING GRANT TO DEVELOP AN INTERACTIVEAS A PLANNING GRANT TO DEVELOP AN INTERACTIVEAS A PLANNING GRANT TO DEVELOP AN INTERACTIVE

ELECTRONIC BOOK USING CASES FROM THE INNOCENCEELECTRONIC BOOK USING CASES FROM THE INNOCENCEELECTRONIC BOOK USING CASES FROM THE INNOCENCE

PROJECT TO EDUCATE THE PUBLIC ABOUT THE SCIENCEPROJECT TO EDUCATE THE PUBLIC ABOUT THE SCIENCEPROJECT TO EDUCATE THE PUBLIC ABOUT THE SCIENCE

OF DNA AND THE USE OF DNA EVIDENCE IN THEOF DNA AND THE USE OF DNA EVIDENCE IN THEOF DNA AND THE USE OF DNA EVIDENCE IN THE

CRIMINAL JUSTICE SYSTEMCRIMINAL JUSTICE SYSTEMCRIMINAL JUSTICE SYSTEM

47-01 111TH STREET47-01 111TH STREET47-01 111TH STREET 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

CORONA, NY 11368CORONA, NY 11368CORONA, NY 11368

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

THE NORTH CAROLINA A & T UNIVERSITY FOUNDATION INCTHE NORTH CAROLINA A & T UNIVERSITY FOUNDATION INCTHE NORTH CAROLINA A & T UNIVERSITY FOUNDATION INC NONENONENONE 25,000.25,000.25,000.TO ENABLE GRADUATE STUDENTS IN NORTH CAROLINATO ENABLE GRADUATE STUDENTS IN NORTH CAROLINATO ENABLE GRADUATE STUDENTS IN NORTH CAROLINA

A&T'S INDUSTRIAL AND SYSTEMS ENGINEERINGA&T'S INDUSTRIAL AND SYSTEMS ENGINEERINGA&T'S INDUSTRIAL AND SYSTEMS ENGINEERING

DEPARTMENT WHO HAVE COME FROM HBCUS TO HAVE ADEPARTMENT WHO HAVE COME FROM HBCUS TO HAVE ADEPARTMENT WHO HAVE COME FROM HBCUS TO HAVE A

SUMMER RESEARCH EXPERIENCE AT A MAJORITYSUMMER RESEARCH EXPERIENCE AT A MAJORITYSUMMER RESEARCH EXPERIENCE AT A MAJORITY

UNIVERSITY OR GOVERNMENT LABORATORYUNIVERSITY OR GOVERNMENT LABORATORYUNIVERSITY OR GOVERNMENT LABORATORY

200 N BENBOW ROAD200 N BENBOW ROAD200 N BENBOW ROAD 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

GREENSBORO, NC 27401-0000GREENSBORO, NC 27401-0000GREENSBORO, NC 27401-0000

OHIO STATE UNIVERSITYOHIO STATE UNIVERSITYOHIO STATE UNIVERSITY NONENONENONE 30,000.30,000.30,000.TO ENSURE THE U.S. PERSPECTIVE ON SOCIETAL ISSUESTO ENSURE THE U.S. PERSPECTIVE ON SOCIETAL ISSUESTO ENSURE THE U.S. PERSPECTIVE ON SOCIETAL ISSUES

IN SYNTHETIC BIOLOGY IS INCLUDED AT THE FIRSTIN SYNTHETIC BIOLOGY IS INCLUDED AT THE FIRSTIN SYNTHETIC BIOLOGY IS INCLUDED AT THE FIRST

SYNTHETIC BIOLOGY SCIENCE, ART, AND FILM FESTIVALSYNTHETIC BIOLOGY SCIENCE, ART, AND FILM FESTIVALSYNTHETIC BIOLOGY SCIENCE, ART, AND FILM FESTIVAL

"BIO: FICTION.""BIO: FICTION.""BIO: FICTION."

1960 KENNY ROAD1960 KENNY ROAD1960 KENNY ROAD 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

COLUMBUS, OH 43210COLUMBUS, OH 43210COLUMBUS, OH 43210

PLANETWORK NGO, INC. DBA PLANETWORK HYPOTHES.ISPLANETWORK NGO, INC. DBA PLANETWORK HYPOTHES.ISPLANETWORK NGO, INC. DBA PLANETWORK HYPOTHES.IS NONENONENONE 20,000.20,000.20,000.TO SUPPORT A WORKSHOP ON REPUTATION SYSTEMS ANDTO SUPPORT A WORKSHOP ON REPUTATION SYSTEMS ANDTO SUPPORT A WORKSHOP ON REPUTATION SYSTEMS AND

WEB ANNOTATIONWEB ANNOTATIONWEB ANNOTATION1230 MARKET STREET, SUITE 5171230 MARKET STREET, SUITE 5171230 MARKET STREET, SUITE 517 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

SAN FRANCISCO, CA 94114SAN FRANCISCO, CA 94114SAN FRANCISCO, CA 94114

POLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITYPOLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITYPOLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITY NONENONENONE 124,993.124,993.124,993.TO SUPPORT A PILOT PROJECT FOR A CYBER SECURITYTO SUPPORT A PILOT PROJECT FOR A CYBER SECURITYTO SUPPORT A PILOT PROJECT FOR A CYBER SECURITY

LECTURE SERIES IN NEW YORK CITYLECTURE SERIES IN NEW YORK CITYLECTURE SERIES IN NEW YORK CITYSIX METROTECH CENTERSIX METROTECH CENTERSIX METROTECH CENTER 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BROOKLYN, NY 11201BROOKLYN, NY 11201BROOKLYN, NY 11201

RENSSELAER POLYTECHNIC INSTITUTERENSSELAER POLYTECHNIC INSTITUTERENSSELAER POLYTECHNIC INSTITUTE NONENONENONE 80,000.80,000.80,000.TO DEVELOP THE DATA SCIENCE AND MANAGEMENTTO DEVELOP THE DATA SCIENCE AND MANAGEMENTTO DEVELOP THE DATA SCIENCE AND MANAGEMENT

DIMENSIONS OF THE DEEP CARBON OBSERVATORYDIMENSIONS OF THE DEEP CARBON OBSERVATORYDIMENSIONS OF THE DEEP CARBON OBSERVATORY110 8TH STREET110 8TH STREET110 8TH STREET 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

TROY, NY 12180-3590TROY, NY 12180-3590TROY, NY 12180-3590

UNIVERSITY OF RHODE ISLANDUNIVERSITY OF RHODE ISLANDUNIVERSITY OF RHODE ISLAND NONENONENONE 48,230.48,230.48,230.TO ANALYZE AND RECOMMEND PUBLIC ENGAGEMENTTO ANALYZE AND RECOMMEND PUBLIC ENGAGEMENTTO ANALYZE AND RECOMMEND PUBLIC ENGAGEMENT

STRATEGY FOR THE DEEP CARBON OBSERVATORYSTRATEGY FOR THE DEEP CARBON OBSERVATORYSTRATEGY FOR THE DEEP CARBON OBSERVATORY70 LOWER COLLEGE ROAD70 LOWER COLLEGE ROAD70 LOWER COLLEGE ROAD 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

KINGSTON, RI 2882KINGSTON, RI 2882KINGSTON, RI 2882

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

SMITHSONIAN INSTITUTIONSMITHSONIAN INSTITUTIONSMITHSONIAN INSTITUTION NONENONENONE 60,000.60,000.60,000.TO CONDUCT INTERNATIONAL DIALOGUES, ESPECIALLYTO CONDUCT INTERNATIONAL DIALOGUES, ESPECIALLYTO CONDUCT INTERNATIONAL DIALOGUES, ESPECIALLY

FOR THE AMERICAS, AND RELATED ACTIVITIES TOFOR THE AMERICAS, AND RELATED ACTIVITIES TOFOR THE AMERICAS, AND RELATED ACTIVITIES TO

EXPLORE THE FEASIBILITY OF AN INTERNATIONALEXPLORE THE FEASIBILITY OF AN INTERNATIONALEXPLORE THE FEASIBILITY OF AN INTERNATIONAL

ACADEMIC NETWORK FOR MEASUREMENT AND MONITORINGACADEMIC NETWORK FOR MEASUREMENT AND MONITORINGACADEMIC NETWORK FOR MEASUREMENT AND MONITORING

OF THE WORLD'S FORESTSOF THE WORLD'S FORESTSOF THE WORLD'S FORESTS

PO BOX 37012 SI BUILDING, ROOM 153PO BOX 37012 SI BUILDING, ROOM 153PO BOX 37012 SI BUILDING, ROOM 153 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

WASHINGTON, DC 20013-7012WASHINGTON, DC 20013-7012WASHINGTON, DC 20013-7012

SOCIAL SCIENCE RESEARCH NETWORKSOCIAL SCIENCE RESEARCH NETWORKSOCIAL SCIENCE RESEARCH NETWORK NONENONENONE 60,490.60,490.60,490.TO DEVELOP A PLAN FOR EXTENDING THE SOCIALTO DEVELOP A PLAN FOR EXTENDING THE SOCIALTO DEVELOP A PLAN FOR EXTENDING THE SOCIAL

SCIENCE RESEARCH NETWORK'S SCOPE TO INCLUDESCIENCE RESEARCH NETWORK'S SCOPE TO INCLUDESCIENCE RESEARCH NETWORK'S SCOPE TO INCLUDE

RESEARCH DATA AS WELL AS PREPRINT ARTICLESRESEARCH DATA AS WELL AS PREPRINT ARTICLESRESEARCH DATA AS WELL AS PREPRINT ARTICLES

2171 MONROE AVE2171 MONROE AVE2171 MONROE AVE NON-501(C)(3)NON-501(C)(3)NON-501(C)(3)

ROCHESTER, NY 14618ROCHESTER, NY 14618ROCHESTER, NY 14618

SOCIETY OF AMERICAN ARCHIVISTS FOUNDATIONSOCIETY OF AMERICAN ARCHIVISTS FOUNDATIONSOCIETY OF AMERICAN ARCHIVISTS FOUNDATION NONENONENONE 6,000.6,000.6,000.TO SUPPORT THE SOCIETY OF AMERICAN ARCHIVISTSTO SUPPORT THE SOCIETY OF AMERICAN ARCHIVISTSTO SUPPORT THE SOCIETY OF AMERICAN ARCHIVISTS

SENDING A MEMBER OF ITS INTELLECTUAL PROPERTYSENDING A MEMBER OF ITS INTELLECTUAL PROPERTYSENDING A MEMBER OF ITS INTELLECTUAL PROPERTY

WORKING GROUP TO THE WORLD INTELLECTUAL PROPERTYWORKING GROUP TO THE WORLD INTELLECTUAL PROPERTYWORKING GROUP TO THE WORLD INTELLECTUAL PROPERTY

ORGANIZATION'S COMMITTEE ON COPYRIGHT AND RELATEDORGANIZATION'S COMMITTEE ON COPYRIGHT AND RELATEDORGANIZATION'S COMMITTEE ON COPYRIGHT AND RELATED

RIGHTSRIGHTSRIGHTS

17 NORTH STATE STREET17 NORTH STATE STREET17 NORTH STATE STREET 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

CHICAGO, IL 60602-3315CHICAGO, IL 60602-3315CHICAGO, IL 60602-3315

STORYCORPS INCSTORYCORPS INCSTORYCORPS INC NONENONENONE 24,494.24,494.24,494.TO DEVELOP A PLAN FOR MANAGEMENT OF ANDTO DEVELOP A PLAN FOR MANAGEMENT OF ANDTO DEVELOP A PLAN FOR MANAGEMENT OF AND

COMPUTATIONAL ACCESS TO THE STORY CORPS DIGITALCOMPUTATIONAL ACCESS TO THE STORY CORPS DIGITALCOMPUTATIONAL ACCESS TO THE STORY CORPS DIGITAL

SOUND ARCHIVESOUND ARCHIVESOUND ARCHIVE

80 HANSON PLACE, 2ND FLOOR80 HANSON PLACE, 2ND FLOOR80 HANSON PLACE, 2ND FLOOR 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

BROOKLYN, NY 11217-1506BROOKLYN, NY 11217-1506BROOKLYN, NY 11217-1506

SYRACUSE UNIVERSITYSYRACUSE UNIVERSITYSYRACUSE UNIVERSITY NONENONENONE 124,775.124,775.124,775.TO ANALYZE THE NATURE AND ESTIMATED NUMBER OFTO ANALYZE THE NATURE AND ESTIMATED NUMBER OFTO ANALYZE THE NATURE AND ESTIMATED NUMBER OF

JOBS ASSOCIATED WITH THE WIND ENERGY INDUSTRY INJOBS ASSOCIATED WITH THE WIND ENERGY INDUSTRY INJOBS ASSOCIATED WITH THE WIND ENERGY INDUSTRY IN

THE U.S. AND ELSEWHERETHE U.S. AND ELSEWHERETHE U.S. AND ELSEWHERE

400 OSTROM AVE400 OSTROM AVE400 OSTROM AVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

SYRACUSE, NY 13244SYRACUSE, NY 13244SYRACUSE, NY 13244

UNIVERSITY OF TEXAS, AUSTINUNIVERSITY OF TEXAS, AUSTINUNIVERSITY OF TEXAS, AUSTIN NONENONENONE 49,973.49,973.49,973.TO DETERMINE FEASIBILITY OF A FOLLOW-UP STUDY OFTO DETERMINE FEASIBILITY OF A FOLLOW-UP STUDY OFTO DETERMINE FEASIBILITY OF A FOLLOW-UP STUDY OF

THE HIGH SCHOOL AND BEYOND (HSB) RESPONDENTS TOTHE HIGH SCHOOL AND BEYOND (HSB) RESPONDENTS TOTHE HIGH SCHOOL AND BEYOND (HSB) RESPONDENTS TO

PROVIDE VITAL INFORMATION ABOUT LINKAGES OF EARLYPROVIDE VITAL INFORMATION ABOUT LINKAGES OF EARLYPROVIDE VITAL INFORMATION ABOUT LINKAGES OF EARLY

COGNITIVE AND NON-COGNITIVE SKILLS TO LABOR FORCECOGNITIVE AND NON-COGNITIVE SKILLS TO LABOR FORCECOGNITIVE AND NON-COGNITIVE SKILLS TO LABOR FORCE

OUTCOMES FOR OLDER AMERICANSOUTCOMES FOR OLDER AMERICANSOUTCOMES FOR OLDER AMERICANS

1 INNER CAMPUS DRIVE1 INNER CAMPUS DRIVE1 INNER CAMPUS DRIVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

AUSTIN, TX 78712AUSTIN, TX 78712AUSTIN, TX 78712

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

UNIVERSITY OF WASHINGTONUNIVERSITY OF WASHINGTONUNIVERSITY OF WASHINGTON NONENONENONE 117,407.117,407.117,407.TO SUPPORT TRAVEL COSTS FOR SPEAKERS AND SELECTEDTO SUPPORT TRAVEL COSTS FOR SPEAKERS AND SELECTEDTO SUPPORT TRAVEL COSTS FOR SPEAKERS AND SELECTED

PARTICIPANTS TO THE WORLD CONGRESS ON RISKPARTICIPANTS TO THE WORLD CONGRESS ON RISKPARTICIPANTS TO THE WORLD CONGRESS ON RISK1410 NORTHEAST CAMPUS PARKWAY1410 NORTHEAST CAMPUS PARKWAY1410 NORTHEAST CAMPUS PARKWAY 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

SEATTLE, WA 98195SEATTLE, WA 98195SEATTLE, WA 98195

WELLESLEY COLLEGEWELLESLEY COLLEGEWELLESLEY COLLEGE NONENONENONE 39,828.39,828.39,828.TO IMPROVE RECRUITMENT AND RETENTION OF STUDENTSTO IMPROVE RECRUITMENT AND RETENTION OF STUDENTSTO IMPROVE RECRUITMENT AND RETENTION OF STUDENTS

IN STEM FIELDS AND PRODUCE GRADUATES WHOIN STEM FIELDS AND PRODUCE GRADUATES WHOIN STEM FIELDS AND PRODUCE GRADUATES WHO

UNDERSTAND THE ROLE OF SCIENCE IN SOCIETYUNDERSTAND THE ROLE OF SCIENCE IN SOCIETYUNDERSTAND THE ROLE OF SCIENCE IN SOCIETY

106 CENTRAL STREET106 CENTRAL STREET106 CENTRAL STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

WELLESLEY, MA 2181WELLESLEY, MA 2181WELLESLEY, MA 2181

THE UNIVERSITY OF WEST FLORIDATHE UNIVERSITY OF WEST FLORIDATHE UNIVERSITY OF WEST FLORIDA NONENONENONE 19,974.19,974.19,974.TO DEVELOP RECOMMENDATIONS AND RESOURCES FORTO DEVELOP RECOMMENDATIONS AND RESOURCES FORTO DEVELOP RECOMMENDATIONS AND RESOURCES FOR

EFFECTIVE COLLEGE AND UNIVERSITY WORK-LIFEEFFECTIVE COLLEGE AND UNIVERSITY WORK-LIFEEFFECTIVE COLLEGE AND UNIVERSITY WORK-LIFE

WEBSITESWEBSITESWEBSITES

11000 UNIVERSITY PARKWAY 11/10711000 UNIVERSITY PARKWAY 11/10711000 UNIVERSITY PARKWAY 11/107 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

PENSACOLA, FL 32514-5750PENSACOLA, FL 32514-5750PENSACOLA, FL 32514-5750

WNET ORGWNET ORGWNET ORG NONENONENONE 45,000.45,000.45,000.TO PRODUCE AND BROADCAST THREE 30-MINUTE OPENTO PRODUCE AND BROADCAST THREE 30-MINUTE OPENTO PRODUCE AND BROADCAST THREE 30-MINUTE OPEN

MIND INTERVIEWS ON AGING AND WORKMIND INTERVIEWS ON AGING AND WORKMIND INTERVIEWS ON AGING AND WORK450 W 33RD STREET450 W 33RD STREET450 W 33RD STREET 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

NEW YORK, NY 10001-2603NEW YORK, NY 10001-2603NEW YORK, NY 10001-2603

ALBERT EINSTEIN COLLEGE OF MEDICINE OF YESHIVA UNIALBERT EINSTEIN COLLEGE OF MEDICINE OF YESHIVA UNIALBERT EINSTEIN COLLEGE OF MEDICINE OF YESHIVA UNI NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

ERTUGRUL M. ÖZBUDAK IN COMPUTATIONAL ANDERTUGRUL M. ÖZBUDAK IN COMPUTATIONAL ANDERTUGRUL M. ÖZBUDAK IN COMPUTATIONAL AND

EVOLUTIONARY MOLECULAR BIOLOGYEVOLUTIONARY MOLECULAR BIOLOGYEVOLUTIONARY MOLECULAR BIOLOGY

1300 MORRIS PARK AVENUE1300 MORRIS PARK AVENUE1300 MORRIS PARK AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BRONX, NY 10461BRONX, NY 10461BRONX, NY 10461

ARIZONA BOARD OF REGENTS, THE UNIVERSITY OF ARIZONARIZONA BOARD OF REGENTS, THE UNIVERSITY OF ARIZONARIZONA BOARD OF REGENTS, THE UNIVERSITY OF ARIZON NONENONENONE 50,000.50,000.50,000.TALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.TALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.TALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

JOSHUA EISNER IN PHYSICSJOSHUA EISNER IN PHYSICSJOSHUA EISNER IN PHYSICSPO BOX 3308PO BOX 3308PO BOX 3308 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

TUCSON, AZ 85722-3308TUCSON, AZ 85722-3308TUCSON, AZ 85722-3308

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

BOSTON COLLEGE TRUSTEESBOSTON COLLEGE TRUSTEESBOSTON COLLEGE TRUSTEES NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. KIANALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. KIANALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. KIAN

L. TAN IN CHEMISTRYL. TAN IN CHEMISTRYL. TAN IN CHEMISTRY140 COMMONWEALTH AVENUE140 COMMONWEALTH AVENUE140 COMMONWEALTH AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CHESTNUT HILL, MA 2467CHESTNUT HILL, MA 2467CHESTNUT HILL, MA 2467

BRANDEIS UNIVERSITYBRANDEIS UNIVERSITYBRANDEIS UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

CHRISTINE M. THOMAS IN CHEMISTRYCHRISTINE M. THOMAS IN CHEMISTRYCHRISTINE M. THOMAS IN CHEMISTRY415 SOUTH STREET415 SOUTH STREET415 SOUTH STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

WALTHAM, MA 2454WALTHAM, MA 2454WALTHAM, MA 2454

BRIGHAM YOUNG UNIVERSITYBRIGHAM YOUNG UNIVERSITYBRIGHAM YOUNG UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

JESSICA S. PURCELL IN MATHEMATICSJESSICA S. PURCELL IN MATHEMATICSJESSICA S. PURCELL IN MATHEMATICSCES ADMISSIONS A-41 ASBCES ADMISSIONS A-41 ASBCES ADMISSIONS A-41 ASB 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

PROVO, UT 84602PROVO, UT 84602PROVO, UT 84602

BROWN UNIVERSITYBROWN UNIVERSITYBROWN UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

ANASTASIA VOLOVICH IN PHYSICSANASTASIA VOLOVICH IN PHYSICSANASTASIA VOLOVICH IN PHYSICSBROWN UNIVERSITYBROWN UNIVERSITYBROWN UNIVERSITY 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

PROVIDENCE, RI 2912PROVIDENCE, RI 2912PROVIDENCE, RI 2912

BROWN UNIVERSITYBROWN UNIVERSITYBROWN UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. DAVIDALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. DAVIDALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. DAVID

BADRE IN NEUROSCIENCEBADRE IN NEUROSCIENCEBADRE IN NEUROSCIENCEBROWN UNIVERSITYBROWN UNIVERSITYBROWN UNIVERSITY 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

PROVIDENCE, RI 2912PROVIDENCE, RI 2912PROVIDENCE, RI 2912

CALIFORNIA INSTITUTE OF TECHNOLOGYCALIFORNIA INSTITUTE OF TECHNOLOGYCALIFORNIA INSTITUTE OF TECHNOLOGY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

CHIARA DARAIO IN PHYSICSCHIARA DARAIO IN PHYSICSCHIARA DARAIO IN PHYSICS1200 EAST CALIFORNIA BLVD1200 EAST CALIFORNIA BLVD1200 EAST CALIFORNIA BLVD 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

PASADENA, CA 91125PASADENA, CA 91125PASADENA, CA 91125

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN FTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN FTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN F NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

VIKAAS SINGH SOHAL IN NEUROSCIENCEVIKAAS SINGH SOHAL IN NEUROSCIENCEVIKAAS SINGH SOHAL IN NEUROSCIENCE513 PARNASSUS AVENUE513 PARNASSUS AVENUE513 PARNASSUS AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

SAN FRANCISCO, CA 94143SAN FRANCISCO, CA 94143SAN FRANCISCO, CA 94143

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN FTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN FTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN F NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. LEORALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. LEORALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. LEOR

S. WEINBERGER IN COMPUTATIONAL AND EVOLUTIONARYS. WEINBERGER IN COMPUTATIONAL AND EVOLUTIONARYS. WEINBERGER IN COMPUTATIONAL AND EVOLUTIONARY

MOLECULAR BIOLOGYMOLECULAR BIOLOGYMOLECULAR BIOLOGY

513 PARNASSUS AVENUE513 PARNASSUS AVENUE513 PARNASSUS AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

SAN FRANCISCO, CA 94143SAN FRANCISCO, CA 94143SAN FRANCISCO, CA 94143

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN FTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN FTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN F NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

JENNIFER FUNG IN COMPUTATIONAL AND EVOLUTIONARYJENNIFER FUNG IN COMPUTATIONAL AND EVOLUTIONARYJENNIFER FUNG IN COMPUTATIONAL AND EVOLUTIONARY

MOLECULAR BIOLOGYMOLECULAR BIOLOGYMOLECULAR BIOLOGY

513 PARNASSUS AVENUE513 PARNASSUS AVENUE513 PARNASSUS AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

SAN FRANCISCO, CA 94143SAN FRANCISCO, CA 94143SAN FRANCISCO, CA 94143

REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELE NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. DAVIDALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. DAVIDALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. DAVID

F. SAVAGE IN COMPUTATIONAL AND EVOLUTIONARYF. SAVAGE IN COMPUTATIONAL AND EVOLUTIONARYF. SAVAGE IN COMPUTATIONAL AND EVOLUTIONARY

MOLECULAR BIOLOGYMOLECULAR BIOLOGYMOLECULAR BIOLOGY

601 CAMPUS HALL601 CAMPUS HALL601 CAMPUS HALL 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BERKELEY, CA 94720BERKELEY, CA 94720BERKELEY, CA 94720

REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELE NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

KOUSHIK SEN IN COMPUTER SCIENCEKOUSHIK SEN IN COMPUTER SCIENCEKOUSHIK SEN IN COMPUTER SCIENCE601 CAMPUS HALL601 CAMPUS HALL601 CAMPUS HALL 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BERKELEY, CA 94720BERKELEY, CA 94720BERKELEY, CA 94720

REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELE NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

PIETER ABBEEL IN COMPUTER SCIENCEPIETER ABBEEL IN COMPUTER SCIENCEPIETER ABBEEL IN COMPUTER SCIENCE601 CAMPUS HALL601 CAMPUS HALL601 CAMPUS HALL 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BERKELEY, CA 94720BERKELEY, CA 94720BERKELEY, CA 94720

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELE NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

PER-OLOF PERSSON IN MATHEMATICSPER-OLOF PERSSON IN MATHEMATICSPER-OLOF PERSSON IN MATHEMATICS601 CAMPUS HALL601 CAMPUS HALL601 CAMPUS HALL 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BERKELEY, CA 94720BERKELEY, CA 94720BERKELEY, CA 94720

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVISTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVISTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVIS NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ARNEALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ARNEALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ARNE

D. EKSTROM IN NEUROSCIENCED. EKSTROM IN NEUROSCIENCED. EKSTROM IN NEUROSCIENCE1 SHEILDS AVE1 SHEILDS AVE1 SHEILDS AVE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

DAVIS, CA 95616DAVIS, CA 95616DAVIS, CA 95616

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, LOS ATHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, LOS ATHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, LOS A NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

ELISSA A. HALLEM IN NEUROSCIENCEELISSA A. HALLEM IN NEUROSCIENCEELISSA A. HALLEM IN NEUROSCIENCE405 HILGARD AVENUE405 HILGARD AVENUE405 HILGARD AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

LOS ANGELES, CA 90095LOS ANGELES, CA 90095LOS ANGELES, CA 90095

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN DTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN DTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN D NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

TAKAKI KOMIYAMA IN NEUROSCIENCETAKAKI KOMIYAMA IN NEUROSCIENCETAKAKI KOMIYAMA IN NEUROSCIENCE9500 GILMAN DRIVE9500 GILMAN DRIVE9500 GILMAN DRIVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

LA JOLLA, CA 92093LA JOLLA, CA 92093LA JOLLA, CA 92093

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN DTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN DTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN D NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

JOSHUA S. FIGUEROA IN CHEMISTRYJOSHUA S. FIGUEROA IN CHEMISTRYJOSHUA S. FIGUEROA IN CHEMISTRY9500 GILMAN DRIVE9500 GILMAN DRIVE9500 GILMAN DRIVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

LA JOLLA, CA 92093LA JOLLA, CA 92093LA JOLLA, CA 92093

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN DTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN DTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN D NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. GERTALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. GERTALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. GERT

R.G. LANCKRIET IN COMPUTER SCIENCER.G. LANCKRIET IN COMPUTER SCIENCER.G. LANCKRIET IN COMPUTER SCIENCE9500 GILMAN DRIVE9500 GILMAN DRIVE9500 GILMAN DRIVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

LA JOLLA, CA 92093LA JOLLA, CA 92093LA JOLLA, CA 92093

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN DTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN DTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN D NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

JENNIFER N. CHA IN CHEMISTRYJENNIFER N. CHA IN CHEMISTRYJENNIFER N. CHA IN CHEMISTRY9500 GILMAN DRIVE9500 GILMAN DRIVE9500 GILMAN DRIVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

LA JOLLA, CA 92093LA JOLLA, CA 92093LA JOLLA, CA 92093

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN DTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN DTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN D NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

DRAGOS OPREA IN MATHEMATICSDRAGOS OPREA IN MATHEMATICSDRAGOS OPREA IN MATHEMATICS9500 GILMAN DRIVE9500 GILMAN DRIVE9500 GILMAN DRIVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

LA JOLLA, CA 92093LA JOLLA, CA 92093LA JOLLA, CA 92093

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN DTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN DTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SAN D NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. GENEALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. GENEALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. GENE

YEO IN COMPUTATIONAL AND EVOLUTIONARY MOLECULARYEO IN COMPUTATIONAL AND EVOLUTIONARY MOLECULARYEO IN COMPUTATIONAL AND EVOLUTIONARY MOLECULAR

BIOLOGYBIOLOGYBIOLOGY

9500 GILMAN DRIVE9500 GILMAN DRIVE9500 GILMAN DRIVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

LA JOLLA, CA 92093LA JOLLA, CA 92093LA JOLLA, CA 92093

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SANTATHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SANTATHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SANTA NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

KATHERINE A. BYL IN NEUROSCIENCEKATHERINE A. BYL IN NEUROSCIENCEKATHERINE A. BYL IN NEUROSCIENCES HALL #4631S HALL #4631S HALL #4631 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

SANTA BARBARA, CA 93106SANTA BARBARA, CA 93106SANTA BARBARA, CA 93106

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SANTATHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SANTATHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SANTA NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. CENKEALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. CENKEALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. CENKE

XU IN PHYSICSXU IN PHYSICSXU IN PHYSICSS HALL #4631S HALL #4631S HALL #4631 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

SANTA BARBARA, CA 93106SANTA BARBARA, CA 93106SANTA BARBARA, CA 93106

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SANTATHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SANTATHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SANTA NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FORDR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FORDR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FORDR.

BENJAMIN MONREAL IN PHYSICSBENJAMIN MONREAL IN PHYSICSBENJAMIN MONREAL IN PHYSICSS HALL #4631S HALL #4631S HALL #4631 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

SANTA BARBARA, CA 93106SANTA BARBARA, CA 93106SANTA BARBARA, CA 93106

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SANTATHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SANTATHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, SANTA NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

RICHARD GREEN IN COMPUTATIONAL AND EVOLUTIONARYRICHARD GREEN IN COMPUTATIONAL AND EVOLUTIONARYRICHARD GREEN IN COMPUTATIONAL AND EVOLUTIONARY

MOLECULAR BIOLOGYMOLECULAR BIOLOGYMOLECULAR BIOLOGY

1156 HIGH STREET1156 HIGH STREET1156 HIGH STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

SANTA CRUZ, CA 95064SANTA CRUZ, CA 95064SANTA CRUZ, CA 95064

CARNEGIE MELLON UNIVERSITYCARNEGIE MELLON UNIVERSITYCARNEGIE MELLON UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. DAVIDALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. DAVIDALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. DAVID

G. ANDERSEN IN COMPUTER SCIENCEG. ANDERSEN IN COMPUTER SCIENCEG. ANDERSEN IN COMPUTER SCIENCE5000 FORBES AVENUE5000 FORBES AVENUE5000 FORBES AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

PITTSBURGH, PA 15213-3890PITTSBURGH, PA 15213-3890PITTSBURGH, PA 15213-3890

THE UNIVERSITY OF CHICAGOTHE UNIVERSITY OF CHICAGOTHE UNIVERSITY OF CHICAGO NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. JESSEALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. JESSEALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. JESSE

M. SHAPIRO IN ECONOMICSM. SHAPIRO IN ECONOMICSM. SHAPIRO IN ECONOMICS5801 SOUTH ELLIS AVENUE5801 SOUTH ELLIS AVENUE5801 SOUTH ELLIS AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CHICAGO, IL 60637CHICAGO, IL 60637CHICAGO, IL 60637

THE UNIVERSITY OF CHICAGOTHE UNIVERSITY OF CHICAGOTHE UNIVERSITY OF CHICAGO NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. AMIRALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. AMIRALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. AMIR

SUFI IN ECONOMICSSUFI IN ECONOMICSSUFI IN ECONOMICS5801 SOUTH ELLIS AVENUE5801 SOUTH ELLIS AVENUE5801 SOUTH ELLIS AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CHICAGO, IL 60637CHICAGO, IL 60637CHICAGO, IL 60637

THE UNIVERSITY OF CHICAGOTHE UNIVERSITY OF CHICAGOTHE UNIVERSITY OF CHICAGO NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

VERONICA GUERRIERI IN ECONOMICSVERONICA GUERRIERI IN ECONOMICSVERONICA GUERRIERI IN ECONOMICS5801 SOUTH ELLIS AVENUE5801 SOUTH ELLIS AVENUE5801 SOUTH ELLIS AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CHICAGO, IL 60637CHICAGO, IL 60637CHICAGO, IL 60637

THE UNIVERSITY OF CHICAGOTHE UNIVERSITY OF CHICAGOTHE UNIVERSITY OF CHICAGO NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. AZEEMALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. AZEEMALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. AZEEM

M. SHAIKH IN ECONOMICSM. SHAIKH IN ECONOMICSM. SHAIKH IN ECONOMICS5801 SOUTH ELLIS AVENUE5801 SOUTH ELLIS AVENUE5801 SOUTH ELLIS AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CHICAGO, IL 60637CHICAGO, IL 60637CHICAGO, IL 60637

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OFTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OFTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. DIRKALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. DIRKALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. DIRK

ROBERT ENGLUND IN PHYSICSROBERT ENGLUND IN PHYSICSROBERT ENGLUND IN PHYSICS1210 AMSTERDAM AVENUE1210 AMSTERDAM AVENUE1210 AMSTERDAM AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10027NEW YORK, NY 10027NEW YORK, NY 10027

THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OFTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OFTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. LATHAALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. LATHAALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. LATHA

VENKATARAMAN IN CHEMISTRYVENKATARAMAN IN CHEMISTRYVENKATARAMAN IN CHEMISTRY1210 AMSTERDAM AVENUE1210 AMSTERDAM AVENUE1210 AMSTERDAM AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10027NEW YORK, NY 10027NEW YORK, NY 10027

THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OFTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OFTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. SABINALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. SABINALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. SABIN

CAUTIS IN MATHEMATICSCAUTIS IN MATHEMATICSCAUTIS IN MATHEMATICS1210 AMSTERDAM AVENUE1210 AMSTERDAM AVENUE1210 AMSTERDAM AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10027NEW YORK, NY 10027NEW YORK, NY 10027

THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OFTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OFTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

NATHANIEL B. SAWTELL IN NEUROSCIENCENATHANIEL B. SAWTELL IN NEUROSCIENCENATHANIEL B. SAWTELL IN NEUROSCIENCE1210 AMSTERDAM AVENUE1210 AMSTERDAM AVENUE1210 AMSTERDAM AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10027NEW YORK, NY 10027NEW YORK, NY 10027

THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OFTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OFTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ABHAYALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ABHAYALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ABHAY

NARAYAN PASUPATHY IN PHYSICSNARAYAN PASUPATHY IN PHYSICSNARAYAN PASUPATHY IN PHYSICS1210 AMSTERDAM AVENUE1210 AMSTERDAM AVENUE1210 AMSTERDAM AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10027NEW YORK, NY 10027NEW YORK, NY 10027

CORNELL UNIVERSITYCORNELL UNIVERSITYCORNELL UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

SERENA DEBEER IN CHEMISTRYSERENA DEBEER IN CHEMISTRYSERENA DEBEER IN CHEMISTRY144 EAST AVE144 EAST AVE144 EAST AVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

ITHACA, NY 14853ITHACA, NY 14853ITHACA, NY 14853

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

CORNELL UNIVERSITYCORNELL UNIVERSITYCORNELL UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

RAPHAEL PASS IN COMPUTER SCIENCERAPHAEL PASS IN COMPUTER SCIENCERAPHAEL PASS IN COMPUTER SCIENCE144 EAST AVE144 EAST AVE144 EAST AVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

ITHACA, NY 14853ITHACA, NY 14853ITHACA, NY 14853

CORNELL UNIVERSITYCORNELL UNIVERSITYCORNELL UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

MUKUND VENGALATTORE IN PHYSICSMUKUND VENGALATTORE IN PHYSICSMUKUND VENGALATTORE IN PHYSICS144 EAST AVE144 EAST AVE144 EAST AVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

ITHACA, NY 14853ITHACA, NY 14853ITHACA, NY 14853

CORNELL UNIVERSITYCORNELL UNIVERSITYCORNELL UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ALONALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ALONALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ALON

KEINAN IN COMPUTATIONAL AND EVOLUTIONARYKEINAN IN COMPUTATIONAL AND EVOLUTIONARYKEINAN IN COMPUTATIONAL AND EVOLUTIONARY

MOLECULAR BIOLOGYMOLECULAR BIOLOGYMOLECULAR BIOLOGY

144 EAST AVE144 EAST AVE144 EAST AVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

ITHACA, NY 14853ITHACA, NY 14853ITHACA, NY 14853

CORNELL UNIVERSITYCORNELL UNIVERSITYCORNELL UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. HAKIMALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. HAKIMALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. HAKIM

WEATHERSPOON IN COMPUTER SCIENCEWEATHERSPOON IN COMPUTER SCIENCEWEATHERSPOON IN COMPUTER SCIENCE144 EAST AVE144 EAST AVE144 EAST AVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

ITHACA, NY 14853ITHACA, NY 14853ITHACA, NY 14853

CORNELL UNIVERSITYCORNELL UNIVERSITYCORNELL UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

ASHUTOSH SAXENA IN COMPUTER SCIENCEASHUTOSH SAXENA IN COMPUTER SCIENCEASHUTOSH SAXENA IN COMPUTER SCIENCE144 EAST AVE144 EAST AVE144 EAST AVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

ITHACA, NY 14853ITHACA, NY 14853ITHACA, NY 14853

DUKE UNIVERSITYDUKE UNIVERSITYDUKE UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

SEOK-YONG LEE IN NEUROSCIENCESEOK-YONG LEE IN NEUROSCIENCESEOK-YONG LEE IN NEUROSCIENCEDUKE UNIVERSITYDUKE UNIVERSITYDUKE UNIVERSITY 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

DURHAM, NC 27708DURHAM, NC 27708DURHAM, NC 27708

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

GEORGIA TECH RESEARCH CORPORATIONGEORGIA TECH RESEARCH CORPORATIONGEORGIA TECH RESEARCH CORPORATION NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

CHRISTOPHER J. PEIKERT IN COMPUTER SCIENCECHRISTOPHER J. PEIKERT IN COMPUTER SCIENCECHRISTOPHER J. PEIKERT IN COMPUTER SCIENCETECHNOLOGY CAMPUSTECHNOLOGY CAMPUSTECHNOLOGY CAMPUS 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

ATLANTA, GA 30332ATLANTA, GA 30332ATLANTA, GA 30332

GEORGIA TECH RESEARCH CORPORATIONGEORGIA TECH RESEARCH CORPORATIONGEORGIA TECH RESEARCH CORPORATION NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. SILASALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. SILASALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. SILAS

D. ALBEN IN MATHEMATICSD. ALBEN IN MATHEMATICSD. ALBEN IN MATHEMATICSTECHNOLOGY CAMPUSTECHNOLOGY CAMPUSTECHNOLOGY CAMPUS 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

ATLANTA, GA 30332ATLANTA, GA 30332ATLANTA, GA 30332

GEORGIA TECH RESEARCH CORPORATIONGEORGIA TECH RESEARCH CORPORATIONGEORGIA TECH RESEARCH CORPORATION NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. SHINAALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. SHINAALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. SHINA

TAN IN PHYSICSTAN IN PHYSICSTAN IN PHYSICSTECHNOLOGY CAMPUSTECHNOLOGY CAMPUSTECHNOLOGY CAMPUS 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

ATLANTA, GA 30332ATLANTA, GA 30332ATLANTA, GA 30332

PRESIDENT AND FELLOWS OF HARVARD COLLEGE,D.B.A HARPRESIDENT AND FELLOWS OF HARVARD COLLEGE,D.B.A HARPRESIDENT AND FELLOWS OF HARVARD COLLEGE,D.B.A HAR NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ALIALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ALIALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ALI

KHADEMHOSSEINI IN CHEMISTRYKHADEMHOSSEINI IN CHEMISTRYKHADEMHOSSEINI IN CHEMISTRY220 LONGWOOD AVENUE220 LONGWOOD AVENUE220 LONGWOOD AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BOSTON, MA 2115BOSTON, MA 2115BOSTON, MA 2115

PRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGE NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

VINOTHAN N. MANOHARAN IN PHYSICSVINOTHAN N. MANOHARAN IN PHYSICSVINOTHAN N. MANOHARAN IN PHYSICS399 HARVARD STREET399 HARVARD STREET399 HARVARD STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CAMBRIDGE, MA 2138CAMBRIDGE, MA 2138CAMBRIDGE, MA 2138

PRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGE NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ADAMALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ADAMALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ADAM

E. COHEN IN CHEMISTRYE. COHEN IN CHEMISTRYE. COHEN IN CHEMISTRY399 HARVARD STREET399 HARVARD STREET399 HARVARD STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CAMBRIDGE, MA 2138CAMBRIDGE, MA 2138CAMBRIDGE, MA 2138

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

PRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGE NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ALANALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ALANALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ALAN

SAGHATELIAN IN CHEMISTRYSAGHATELIAN IN CHEMISTRYSAGHATELIAN IN CHEMISTRY399 HARVARD STREET399 HARVARD STREET399 HARVARD STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CAMBRIDGE, MA 2138CAMBRIDGE, MA 2138CAMBRIDGE, MA 2138

PRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGE NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. JOHNALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. JOHNALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. JOHN

M. KOVAC IN PHYSICSM. KOVAC IN PHYSICSM. KOVAC IN PHYSICS399 HARVARD STREET399 HARVARD STREET399 HARVARD STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CAMBRIDGE, MA 2138CAMBRIDGE, MA 2138CAMBRIDGE, MA 2138

PRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGE NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

MICHAEL M. DESAI IN COMPUTATIONAL ANDMICHAEL M. DESAI IN COMPUTATIONAL ANDMICHAEL M. DESAI IN COMPUTATIONAL AND

EVOLUTIONARY MOLECULAR BIOLOGYEVOLUTIONARY MOLECULAR BIOLOGYEVOLUTIONARY MOLECULAR BIOLOGY

399 HARVARD STREET399 HARVARD STREET399 HARVARD STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CAMBRIDGE, MA 2138CAMBRIDGE, MA 2138CAMBRIDGE, MA 2138

UNIVERSITY OF HOUSTONUNIVERSITY OF HOUSTONUNIVERSITY OF HOUSTON NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

VASSILIY LUBCHENKO IN CHEMISTRYVASSILIY LUBCHENKO IN CHEMISTRYVASSILIY LUBCHENKO IN CHEMISTRY4800 CALHOUN ROAD4800 CALHOUN ROAD4800 CALHOUN ROAD 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

HOUSTON, TX 77004HOUSTON, TX 77004HOUSTON, TX 77004

THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ILLINOITHE BOARD OF TRUSTEES OF THE UNIVERSITY OF ILLINOITHE BOARD OF TRUSTEES OF THE UNIVERSITY OF ILLINOI NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. RYANALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. RYANALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. RYAN

C. BAILEY IN CHEMISTRYC. BAILEY IN CHEMISTRYC. BAILEY IN CHEMISTRY601 EAST JOHN STREET601 EAST JOHN STREET601 EAST JOHN STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CHAMPAIGN, IL 61820CHAMPAIGN, IL 61820CHAMPAIGN, IL 61820

JOHNS HOPKINS UNIVERSITYJOHNS HOPKINS UNIVERSITYJOHNS HOPKINS UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. NADIAALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. NADIAALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. NADIA

L. ZAKAMSKA IN PHYSICSL. ZAKAMSKA IN PHYSICSL. ZAKAMSKA IN PHYSICS3400 NORTH CHALRES STREET3400 NORTH CHALRES STREET3400 NORTH CHALRES STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BALTIMORE, MD 21218-2688BALTIMORE, MD 21218-2688BALTIMORE, MD 21218-2688

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

KANSAS STATE UNIVERSITYKANSAS STATE UNIVERSITYKANSAS STATE UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

CHRISTINE M. AIKENS IN CHEMISTRYCHRISTINE M. AIKENS IN CHEMISTRYCHRISTINE M. AIKENS IN CHEMISTRY119 ANDERSON HALL119 ANDERSON HALL119 ANDERSON HALL 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

MANHATTAN, KS 66506MANHATTAN, KS 66506MANHATTAN, KS 66506

UNIVERSITY OF MARYLAND, COLLEGE PARKUNIVERSITY OF MARYLAND, COLLEGE PARKUNIVERSITY OF MARYLAND, COLLEGE PARK NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

MICHAEL A. LEVIN IN PHYSICSMICHAEL A. LEVIN IN PHYSICSMICHAEL A. LEVIN IN PHYSICS7950 BALTIMORE AVE7950 BALTIMORE AVE7950 BALTIMORE AVE 170(B)(1)(A)(III)170(B)(1)(A)(III)170(B)(1)(A)(III)

COLLEGE PARK, MD 20742COLLEGE PARK, MD 20742COLLEGE PARK, MD 20742

UNIVERSITY OF MARYLAND, COLLEGE PARKUNIVERSITY OF MARYLAND, COLLEGE PARKUNIVERSITY OF MARYLAND, COLLEGE PARK NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. MARIAALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. MARIAALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. MARIA

CAMERON IN MATHEMATICSCAMERON IN MATHEMATICSCAMERON IN MATHEMATICS7950 BALTIMORE AVE7950 BALTIMORE AVE7950 BALTIMORE AVE 170(B)(1)(A)(III)170(B)(1)(A)(III)170(B)(1)(A)(III)

COLLEGE PARK, MD 20742COLLEGE PARK, MD 20742COLLEGE PARK, MD 20742

MASSACHUSETTS INSTITUTE OF TECHNOLOGYMASSACHUSETTS INSTITUTE OF TECHNOLOGYMASSACHUSETTS INSTITUTE OF TECHNOLOGY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

LAURENT DEMANET IN MATHEMATICSLAURENT DEMANET IN MATHEMATICSLAURENT DEMANET IN MATHEMATICS77 MASSACHUSETTS AVENUE77 MASSACHUSETTS AVENUE77 MASSACHUSETTS AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CAMBRIDGE, MA 2139CAMBRIDGE, MA 2139CAMBRIDGE, MA 2139

MASSACHUSETTS INSTITUTE OF TECHNOLOGYMASSACHUSETTS INSTITUTE OF TECHNOLOGYMASSACHUSETTS INSTITUTE OF TECHNOLOGY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. JEFFALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. JEFFALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. JEFF

GORE IN PHYSICSGORE IN PHYSICSGORE IN PHYSICS77 MASSACHUSETTS AVENUE77 MASSACHUSETTS AVENUE77 MASSACHUSETTS AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CAMBRIDGE, MA 2139CAMBRIDGE, MA 2139CAMBRIDGE, MA 2139

MASSACHUSETTS INSTITUTE OF TECHNOLOGYMASSACHUSETTS INSTITUTE OF TECHNOLOGYMASSACHUSETTS INSTITUTE OF TECHNOLOGY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

MARKUS KLUTE IN PHYSICSMARKUS KLUTE IN PHYSICSMARKUS KLUTE IN PHYSICS77 MASSACHUSETTS AVENUE77 MASSACHUSETTS AVENUE77 MASSACHUSETTS AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CAMBRIDGE, MA 2139CAMBRIDGE, MA 2139CAMBRIDGE, MA 2139

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

UNIVERSITY OF MASSACHUSETTS, WORCESTERUNIVERSITY OF MASSACHUSETTS, WORCESTERUNIVERSITY OF MASSACHUSETTS, WORCESTER NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

CLAIRE BENARD IN NEUROSCIENCECLAIRE BENARD IN NEUROSCIENCECLAIRE BENARD IN NEUROSCIENCELINCOLN STREETLINCOLN STREETLINCOLN STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

WORCESTER, MA 1655WORCESTER, MA 1655WORCESTER, MA 1655

MICHIGAN STATE UNIVERSITYMICHIGAN STATE UNIVERSITYMICHIGAN STATE UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

MATTHEW HEDDEN IN MATHEMATICSMATTHEW HEDDEN IN MATHEMATICSMATTHEW HEDDEN IN MATHEMATICS840 SERVICE ROAD840 SERVICE ROAD840 SERVICE ROAD 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

EAST LANSING, MI 48824EAST LANSING, MI 48824EAST LANSING, MI 48824

MICHIGAN STATE UNIVERSITYMICHIGAN STATE UNIVERSITYMICHIGAN STATE UNIVERSITY NONENONENONE 50,000.50,000.50,000.AALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.AALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.AALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

DAPENG ZHAN IN MATHEMATICSDAPENG ZHAN IN MATHEMATICSDAPENG ZHAN IN MATHEMATICS840 SERVICE ROAD840 SERVICE ROAD840 SERVICE ROAD 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

EAST LANSING, MI 48824EAST LANSING, MI 48824EAST LANSING, MI 48824

MICHIGAN STATE UNIVERSITYMICHIGAN STATE UNIVERSITYMICHIGAN STATE UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

IGNACIO URIARTE-TUERO IN MATHEMATICSIGNACIO URIARTE-TUERO IN MATHEMATICSIGNACIO URIARTE-TUERO IN MATHEMATICS840 SERVICE ROAD840 SERVICE ROAD840 SERVICE ROAD 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

EAST LANSING, MI 48824EAST LANSING, MI 48824EAST LANSING, MI 48824

THE REGENTS OF THE UNIVERSITY OF MICHIGANTHE REGENTS OF THE UNIVERSITY OF MICHIGANTHE REGENTS OF THE UNIVERSITY OF MICHIGAN NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ANNEALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ANNEALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ANNE

J. MCNEIL IN CHEMISTRYJ. MCNEIL IN CHEMISTRYJ. MCNEIL IN CHEMISTRY503 THOMPSON STREET503 THOMPSON STREET503 THOMPSON STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

ANN ARBOR, MI 48109-1274ANN ARBOR, MI 48109-1274ANN ARBOR, MI 48109-1274

THE REGENTS OF THE UNIVERSITY OF MICHIGANTHE REGENTS OF THE UNIVERSITY OF MICHIGANTHE REGENTS OF THE UNIVERSITY OF MICHIGAN NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

VOLKER ELLING IN MATHEMATICSVOLKER ELLING IN MATHEMATICSVOLKER ELLING IN MATHEMATICS503 THOMPSON STREET503 THOMPSON STREET503 THOMPSON STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

ANN ARBOR, MI 48109-1274ANN ARBOR, MI 48109-1274ANN ARBOR, MI 48109-1274

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

THE REGENTS OF THE UNIVERSITY OF MINNESOTATHE REGENTS OF THE UNIVERSITY OF MINNESOTATHE REGENTS OF THE UNIVERSITY OF MINNESOTA NONENONENONE 50,000.50,000.50,000.TRANSFER OF ALFRED P. SLOAN RESEARCH FELLOWSHIPTRANSFER OF ALFRED P. SLOAN RESEARCH FELLOWSHIPTRANSFER OF ALFRED P. SLOAN RESEARCH FELLOWSHIP

FOR DR. SVITLANA MAYBORODA IN MATHEMATICSFOR DR. SVITLANA MAYBORODA IN MATHEMATICSFOR DR. SVITLANA MAYBORODA IN MATHEMATICS

ORIGINALLY AWARDED AT PURDUE UNIVERSITYORIGINALLY AWARDED AT PURDUE UNIVERSITYORIGINALLY AWARDED AT PURDUE UNIVERSITY

200 OAK STREET SE200 OAK STREET SE200 OAK STREET SE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

MINNEAPOLIS, MN 55455MINNEAPOLIS, MN 55455MINNEAPOLIS, MN 55455

UNIVERSITY OF NEBRASKAUNIVERSITY OF NEBRASKAUNIVERSITY OF NEBRASKA NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

CARINA P. CURTO IN MATHEMATICSCARINA P. CURTO IN MATHEMATICSCARINA P. CURTO IN MATHEMATICS1400 R STREET1400 R STREET1400 R STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

LINCOLN, NE 68588LINCOLN, NE 68588LINCOLN, NE 68588

NEW YORK UNIVERSITYNEW YORK UNIVERSITYNEW YORK UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

MATTHIRU WYART IN PHYSICSMATTHIRU WYART IN PHYSICSMATTHIRU WYART IN PHYSICS70 WASHINGTON SQUARE NORTH70 WASHINGTON SQUARE NORTH70 WASHINGTON SQUARE NORTH 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10012-1019NEW YORK, NY 10012-1019NEW YORK, NY 10012-1019

NEW YORK UNIVERSITYNEW YORK UNIVERSITYNEW YORK UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

ROBERT FERGUS IN COMPUTER SCIENCEROBERT FERGUS IN COMPUTER SCIENCEROBERT FERGUS IN COMPUTER SCIENCE70 WASHINGTON SQUARE NORTH70 WASHINGTON SQUARE NORTH70 WASHINGTON SQUARE NORTH 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10012-1019NEW YORK, NY 10012-1019NEW YORK, NY 10012-1019

NEW YORK UNIVERSITYNEW YORK UNIVERSITYNEW YORK UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

JINYANG LI IN COMPUTER SCIENCEJINYANG LI IN COMPUTER SCIENCEJINYANG LI IN COMPUTER SCIENCE70 WASHINGTON SQUARE NORTH70 WASHINGTON SQUARE NORTH70 WASHINGTON SQUARE NORTH 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10012-1019NEW YORK, NY 10012-1019NEW YORK, NY 10012-1019

NORTHEASTERN UNIVERSITYNORTHEASTERN UNIVERSITYNORTHEASTERN UNIVERSITY NONENONENONE 32,893.32,893.32,893.TRANSFER FOR ALFRED P. SLOAN RESEARCH FELLOWSHIPTRANSFER FOR ALFRED P. SLOAN RESEARCH FELLOWSHIPTRANSFER FOR ALFRED P. SLOAN RESEARCH FELLOWSHIP

FOR DR. ALINA MARIAN IN MATHEMATICS FROMFOR DR. ALINA MARIAN IN MATHEMATICS FROMFOR DR. ALINA MARIAN IN MATHEMATICS FROM

UNIVERSITY OF ILLINOIS, CHICAGOUNIVERSITY OF ILLINOIS, CHICAGOUNIVERSITY OF ILLINOIS, CHICAGO

360 HUNTINGTON AVE360 HUNTINGTON AVE360 HUNTINGTON AVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BOSTON, MA 02115-5096BOSTON, MA 02115-5096BOSTON, MA 02115-5096

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

NORTHWESTERN UNIVERSITYNORTHWESTERN UNIVERSITYNORTHWESTERN UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. EMILYALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. EMILYALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. EMILY

A. WEISS IN CHEMISTRYA. WEISS IN CHEMISTRYA. WEISS IN CHEMISTRY633 CLARK STREET633 CLARK STREET633 CLARK STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

EVANSTON, IL 60208EVANSTON, IL 60208EVANSTON, IL 60208

NORTHWESTERN UNIVERSITYNORTHWESTERN UNIVERSITYNORTHWESTERN UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

JIAXING HUANG IN CHEMISTRYJIAXING HUANG IN CHEMISTRYJIAXING HUANG IN CHEMISTRY633 CLARK STREET633 CLARK STREET633 CLARK STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

EVANSTON, IL 60208EVANSTON, IL 60208EVANSTON, IL 60208

NORTHWESTERN UNIVERSITYNORTHWESTERN UNIVERSITYNORTHWESTERN UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. SEEMAALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. SEEMAALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. SEEMA

JAYACHANDRAN IN ECONOMICSJAYACHANDRAN IN ECONOMICSJAYACHANDRAN IN ECONOMICS633 CLARK STREET633 CLARK STREET633 CLARK STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

EVANSTON, IL 60208EVANSTON, IL 60208EVANSTON, IL 60208

NORTHWESTERN UNIVERSITYNORTHWESTERN UNIVERSITYNORTHWESTERN UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. DAVIDALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. DAVIDALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. DAVID

MCLEAN IN NEUROSCIENCEMCLEAN IN NEUROSCIENCEMCLEAN IN NEUROSCIENCE633 CLARK STREET633 CLARK STREET633 CLARK STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

EVANSTON, IL 60208EVANSTON, IL 60208EVANSTON, IL 60208

OHIO STATE UNIVERSITYOHIO STATE UNIVERSITYOHIO STATE UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ROMANALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ROMANALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ROMAN

HOLOWINSKY IN MATHEMATICSHOLOWINSKY IN MATHEMATICSHOLOWINSKY IN MATHEMATICS1960 KENNY ROAD1960 KENNY ROAD1960 KENNY ROAD 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

COLUMBUS, OH 43210COLUMBUS, OH 43210COLUMBUS, OH 43210

THE PENNSYLVANIA STATE UNIVERSITYTHE PENNSYLVANIA STATE UNIVERSITYTHE PENNSYLVANIA STATE UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

WILLIAM G. NOID IN CHEMISTRYWILLIAM G. NOID IN CHEMISTRYWILLIAM G. NOID IN CHEMISTRY201 OLD MAN201 OLD MAN201 OLD MAN 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

UNIVERSITY PARK, PA 16802UNIVERSITY PARK, PA 16802UNIVERSITY PARK, PA 16802

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIATRUSTEES OF THE UNIVERSITY OF PENNSYLVANIATRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

PHILIP T. GRESSMAN IN MATHEMATICSPHILIP T. GRESSMAN IN MATHEMATICSPHILIP T. GRESSMAN IN MATHEMATICS3451 WALNUT STREET3451 WALNUT STREET3451 WALNUT STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

PHILADELPHIA, PA 19104-6205PHILADELPHIA, PA 19104-6205PHILADELPHIA, PA 19104-6205

TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIATRUSTEES OF THE UNIVERSITY OF PENNSYLVANIATRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

ROBERT MILLS STRAIN IN MATHEMATICSROBERT MILLS STRAIN IN MATHEMATICSROBERT MILLS STRAIN IN MATHEMATICS3451 WALNUT STREET3451 WALNUT STREET3451 WALNUT STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

PHILADELPHIA, PA 19104-6205PHILADELPHIA, PA 19104-6205PHILADELPHIA, PA 19104-6205

TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIATRUSTEES OF THE UNIVERSITY OF PENNSYLVANIATRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. NANCYALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. NANCYALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. NANCY

RUONAN ZHANG IN COMPUTATIONAL AND EVOLUTIONARYRUONAN ZHANG IN COMPUTATIONAL AND EVOLUTIONARYRUONAN ZHANG IN COMPUTATIONAL AND EVOLUTIONARY

MOLECULAR BIOLOGYMOLECULAR BIOLOGYMOLECULAR BIOLOGY

3451 WALNUT STREET3451 WALNUT STREET3451 WALNUT STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

PHILADELPHIA, PA 19104-6205PHILADELPHIA, PA 19104-6205PHILADELPHIA, PA 19104-6205

UNIVERSITY OF PITTSBURGHUNIVERSITY OF PITTSBURGHUNIVERSITY OF PITTSBURGH NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. MARKALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. MARKALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. MARK

REBEIZ IN COMPUTATIONAL AND EVOLUTIONARYREBEIZ IN COMPUTATIONAL AND EVOLUTIONARYREBEIZ IN COMPUTATIONAL AND EVOLUTIONARY

MOLECULAR BIOLOGYMOLECULAR BIOLOGYMOLECULAR BIOLOGY

350 THACKERAY HALL350 THACKERAY HALL350 THACKERAY HALL 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

PITTSBURGH, PA 15213PITTSBURGH, PA 15213PITTSBURGH, PA 15213

THE TRUSTEES OF PRINCETON UNIVERSITYTHE TRUSTEES OF PRINCETON UNIVERSITYTHE TRUSTEES OF PRINCETON UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. JENNYALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. JENNYALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. JENNY

E. GREENE IN PHYSICSE. GREENE IN PHYSICSE. GREENE IN PHYSICSNASSAU HALLNASSAU HALLNASSAU HALL 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

PRINCETON, NJ 8544PRINCETON, NJ 8544PRINCETON, NJ 8544

THE TRUSTEES OF PRINCETON UNIVERSITYTHE TRUSTEES OF PRINCETON UNIVERSITYTHE TRUSTEES OF PRINCETON UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

SYLVAIN CHASSANG IN ECONOMICSSYLVAIN CHASSANG IN ECONOMICSSYLVAIN CHASSANG IN ECONOMICSNASSAU HALLNASSAU HALLNASSAU HALL 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

PRINCETON, NJ 8544PRINCETON, NJ 8544PRINCETON, NJ 8544

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

THE TRUSTEES OF PRINCETON UNIVERSITYTHE TRUSTEES OF PRINCETON UNIVERSITYTHE TRUSTEES OF PRINCETON UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. MALAALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. MALAALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. MALA

MURTHY IN NEUROSCIENCEMURTHY IN NEUROSCIENCEMURTHY IN NEUROSCIENCENASSAU HALLNASSAU HALLNASSAU HALL 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

PRINCETON, NJ 8544PRINCETON, NJ 8544PRINCETON, NJ 8544

THE TRUSTEES OF PRINCETON UNIVERSITYTHE TRUSTEES OF PRINCETON UNIVERSITYTHE TRUSTEES OF PRINCETON UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

MICHAEL J. FREEDMAN IN COMPUTER SCIENCEMICHAEL J. FREEDMAN IN COMPUTER SCIENCEMICHAEL J. FREEDMAN IN COMPUTER SCIENCENASSAU HALLNASSAU HALLNASSAU HALL 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

PRINCETON, NJ 8544PRINCETON, NJ 8544PRINCETON, NJ 8544

THE TRUSTEES OF PRINCETON UNIVERSITYTHE TRUSTEES OF PRINCETON UNIVERSITYTHE TRUSTEES OF PRINCETON UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. MARKALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. MARKALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. MARK

BRAVERMAN IN COMPUTER SCIENCEBRAVERMAN IN COMPUTER SCIENCEBRAVERMAN IN COMPUTER SCIENCENASSAU HALLNASSAU HALLNASSAU HALL 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

PRINCETON, NJ 8544PRINCETON, NJ 8544PRINCETON, NJ 8544

UNIVERSITY OF ROCHESTERUNIVERSITY OF ROCHESTERUNIVERSITY OF ROCHESTER NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. DAVIDALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. DAVIDALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. DAVID

W. MCCAMANT IN CHEMISTRYW. MCCAMANT IN CHEMISTRYW. MCCAMANT IN CHEMISTRY252 ELMWOOD AVE252 ELMWOOD AVE252 ELMWOOD AVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

ROCHESTER, NY 14627ROCHESTER, NY 14627ROCHESTER, NY 14627

UNIVERSITY OF ROCHESTERUNIVERSITY OF ROCHESTERUNIVERSITY OF ROCHESTER NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

DANIEL SEIDEL IN CHEMISTRYDANIEL SEIDEL IN CHEMISTRYDANIEL SEIDEL IN CHEMISTRY252 ELMWOOD AVE252 ELMWOOD AVE252 ELMWOOD AVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

ROCHESTER, NY 14627ROCHESTER, NY 14627ROCHESTER, NY 14627

RUTGERS, STATE UNIVERSITY OF NEW JERSEYRUTGERS, STATE UNIVERSITY OF NEW JERSEYRUTGERS, STATE UNIVERSITY OF NEW JERSEY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

DANIEL SEIDEL IN CHEMISTRYDANIEL SEIDEL IN CHEMISTRYDANIEL SEIDEL IN CHEMISTRY3 RUTGERS PLAZA3 RUTGERS PLAZA3 RUTGERS PLAZA 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW BRUNSWICK, NJ 08901-1281NEW BRUNSWICK, NJ 08901-1281NEW BRUNSWICK, NJ 08901-1281

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

UNIVERSITY OF SOUTHERN CALIFORNIAUNIVERSITY OF SOUTHERN CALIFORNIAUNIVERSITY OF SOUTHERN CALIFORNIA NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. AARONALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. AARONALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. AARON

D. LAUDA IN MATHEMATICSD. LAUDA IN MATHEMATICSD. LAUDA IN MATHEMATICSUNIVERSITY PARKUNIVERSITY PARKUNIVERSITY PARK 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

LOS ANGELES, CA 90089LOS ANGELES, CA 90089LOS ANGELES, CA 90089

BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNBOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNBOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UN NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. SEANALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. SEANALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. SEAN

HARTNOLL IN PHYSICSHARTNOLL IN PHYSICSHARTNOLL IN PHYSICS369 NORTH-SOUTH AXIS369 NORTH-SOUTH AXIS369 NORTH-SOUTH AXIS 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

STANFORD, CA 94305STANFORD, CA 94305STANFORD, CA 94305

BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNBOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNBOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UN NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

MANUEL AMADOR IN ECONOMICSMANUEL AMADOR IN ECONOMICSMANUEL AMADOR IN ECONOMICS369 NORTH-SOUTH AXIS369 NORTH-SOUTH AXIS369 NORTH-SOUTH AXIS 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

STANFORD, CA 94305STANFORD, CA 94305STANFORD, CA 94305

BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNBOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNBOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UN NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

FEI-FEI LI IN COMPUTER SCIENCEFEI-FEI LI IN COMPUTER SCIENCEFEI-FEI LI IN COMPUTER SCIENCE369 NORTH-SOUTH AXIS369 NORTH-SOUTH AXIS369 NORTH-SOUTH AXIS 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

STANFORD, CA 94305STANFORD, CA 94305STANFORD, CA 94305

BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNBOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNBOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UN NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

MICHAEL OSTROVSKY IN ECONOMICSMICHAEL OSTROVSKY IN ECONOMICSMICHAEL OSTROVSKY IN ECONOMICS369 NORTH-SOUTH AXIS369 NORTH-SOUTH AXIS369 NORTH-SOUTH AXIS 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

STANFORD, CA 94305STANFORD, CA 94305STANFORD, CA 94305

TEXAS A&M UNIVERSITYTEXAS A&M UNIVERSITYTEXAS A&M UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

GRIGORIS PAOURIS IN MATHEMATICSGRIGORIS PAOURIS IN MATHEMATICSGRIGORIS PAOURIS IN MATHEMATICSCOLLEGE STATIONCOLLEGE STATIONCOLLEGE STATION 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

COLLEGE STATION, TX 77843-3121COLLEGE STATION, TX 77843-3121COLLEGE STATION, TX 77843-3121

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

UNIVERSITY OF TEXAS, AUSTINUNIVERSITY OF TEXAS, AUSTINUNIVERSITY OF TEXAS, AUSTIN NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

JONATHAN W. PILLOW IN NEUROSCIENCEJONATHAN W. PILLOW IN NEUROSCIENCEJONATHAN W. PILLOW IN NEUROSCIENCE1 INNER CAMPUS DRIVE1 INNER CAMPUS DRIVE1 INNER CAMPUS DRIVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

AUSTIN, TX 78712AUSTIN, TX 78712AUSTIN, TX 78712

TOYOTA TECHNOLOGICAL INSTITUTE AT CHICAGOTOYOTA TECHNOLOGICAL INSTITUTE AT CHICAGOTOYOTA TECHNOLOGICAL INSTITUTE AT CHICAGO NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. JULIAALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. JULIAALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. JULIA

CHUZHOY IN COMPUTER SCIENCECHUZHOY IN COMPUTER SCIENCECHUZHOY IN COMPUTER SCIENCE6045 S. KENWOOD AVENUE6045 S. KENWOOD AVENUE6045 S. KENWOOD AVENUE 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

CHICAGO, IL 60637CHICAGO, IL 60637CHICAGO, IL 60637

TRUSTEES OF BOSTON UNIVERSITYTRUSTEES OF BOSTON UNIVERSITYTRUSTEES OF BOSTON UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

PANKAJ MEHTA IN PHYSICSPANKAJ MEHTA IN PHYSICSPANKAJ MEHTA IN PHYSICS25 BUICK STREET25 BUICK STREET25 BUICK STREET 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

BOSTON, MA 2215BOSTON, MA 2215BOSTON, MA 2215

TRUSTEES OF BOSTON UNIVERSITYTRUSTEES OF BOSTON UNIVERSITYTRUSTEES OF BOSTON UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. COREYALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. COREYALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. COREY

STEPHENSON IN CHEMISTRYSTEPHENSON IN CHEMISTRYSTEPHENSON IN CHEMISTRY25 BUICK STREET25 BUICK STREET25 BUICK STREET 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

BOSTON, MA 2215BOSTON, MA 2215BOSTON, MA 2215

THE RESEARCH FOUNDATION OF STATE UNIVERSITY OF NEWTHE RESEARCH FOUNDATION OF STATE UNIVERSITY OF NEWTHE RESEARCH FOUNDATION OF STATE UNIVERSITY OF NEW NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

XIAOQING LI IN MATHEMATICSXIAOQING LI IN MATHEMATICSXIAOQING LI IN MATHEMATICS1300 ELMWOOD AVE1300 ELMWOOD AVE1300 ELMWOOD AVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BUFFALO, NY 14260BUFFALO, NY 14260BUFFALO, NY 14260

UNIVERSITY OF VIRGINIAUNIVERSITY OF VIRGINIAUNIVERSITY OF VIRGINIA NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

MIKHAIL ERSHOV IN MATHEMATICSMIKHAIL ERSHOV IN MATHEMATICSMIKHAIL ERSHOV IN MATHEMATICS914 EMMET ST., N914 EMMET ST., N914 EMMET ST., N 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CHARLOTTESVILLE, VA 22903CHARLOTTESVILLE, VA 22903CHARLOTTESVILLE, VA 22903

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

UNIVERSITY OF VIRGINIAUNIVERSITY OF VIRGINIAUNIVERSITY OF VIRGINIA NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

MICHAEL A. HILL IN MATHEMATICSMICHAEL A. HILL IN MATHEMATICSMICHAEL A. HILL IN MATHEMATICS914 EMMET ST., N914 EMMET ST., N914 EMMET ST., N 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CHARLOTTESVILLE, VA 22903CHARLOTTESVILLE, VA 22903CHARLOTTESVILLE, VA 22903

UNIVERSITY OF WASHINGTONUNIVERSITY OF WASHINGTONUNIVERSITY OF WASHINGTON NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FORDR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FORDR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FORDR.

ELHANAN BORENSTEIN IN COMPUTATIONAL ANDELHANAN BORENSTEIN IN COMPUTATIONAL ANDELHANAN BORENSTEIN IN COMPUTATIONAL AND

EVOLUTIONARY MOLECULAR BIOLOGYEVOLUTIONARY MOLECULAR BIOLOGYEVOLUTIONARY MOLECULAR BIOLOGY

1410 NORTHEAST CAMPUS PARKWAY1410 NORTHEAST CAMPUS PARKWAY1410 NORTHEAST CAMPUS PARKWAY 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

SEATTLE, WA 98195SEATTLE, WA 98195SEATTLE, WA 98195

UNIVERSITY OF WASHINGTONUNIVERSITY OF WASHINGTONUNIVERSITY OF WASHINGTON NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

DUSTIN J. MALY IN CHEMISTRYDUSTIN J. MALY IN CHEMISTRYDUSTIN J. MALY IN CHEMISTRY1410 NORTHEAST CAMPUS PARKWAY1410 NORTHEAST CAMPUS PARKWAY1410 NORTHEAST CAMPUS PARKWAY 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

SEATTLE, WA 98195SEATTLE, WA 98195SEATTLE, WA 98195

UNIVERSITY OF WASHINGTONUNIVERSITY OF WASHINGTONUNIVERSITY OF WASHINGTON NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

XIAOSONG LI IN CHEMISTRYXIAOSONG LI IN CHEMISTRYXIAOSONG LI IN CHEMISTRY1410 NORTHEAST CAMPUS PARKWAY1410 NORTHEAST CAMPUS PARKWAY1410 NORTHEAST CAMPUS PARKWAY 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

SEATTLE, WA 98195SEATTLE, WA 98195SEATTLE, WA 98195

UNIVERSITY OF WASHINGTONUNIVERSITY OF WASHINGTONUNIVERSITY OF WASHINGTON NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. GEORGALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. GEORGALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. GEORG

SEELIG IN COMPUTATIONAL AND EVOLUTIONARYSEELIG IN COMPUTATIONAL AND EVOLUTIONARYSEELIG IN COMPUTATIONAL AND EVOLUTIONARY

MOLECULAR BIOLOGYMOLECULAR BIOLOGYMOLECULAR BIOLOGY

1410 NORTHEAST CAMPUS PARKWAY1410 NORTHEAST CAMPUS PARKWAY1410 NORTHEAST CAMPUS PARKWAY 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

SEATTLE, WA 98195SEATTLE, WA 98195SEATTLE, WA 98195

UNIVERSITY OF WASHINGTONUNIVERSITY OF WASHINGTONUNIVERSITY OF WASHINGTON NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. PAULALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. PAULALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. PAUL

A. WIGGINS IN PHYSICSA. WIGGINS IN PHYSICSA. WIGGINS IN PHYSICS1410 NORTHEAST CAMPUS PARKWAY1410 NORTHEAST CAMPUS PARKWAY1410 NORTHEAST CAMPUS PARKWAY 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

SEATTLE, WA 98195SEATTLE, WA 98195SEATTLE, WA 98195

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

UNIVERSITY OF WASHINGTONUNIVERSITY OF WASHINGTONUNIVERSITY OF WASHINGTON NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ANUPALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ANUPALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. ANUP

RAO IN COMPUTER SCIENCERAO IN COMPUTER SCIENCERAO IN COMPUTER SCIENCE1410 NORTHEAST CAMPUS PARKWAY1410 NORTHEAST CAMPUS PARKWAY1410 NORTHEAST CAMPUS PARKWAY 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

SEATTLE, WA 98195SEATTLE, WA 98195SEATTLE, WA 98195

UNIVERSITY OF WISCONSIN, MADISONUNIVERSITY OF WISCONSIN, MADISONUNIVERSITY OF WISCONSIN, MADISON NONENONENONE 31,416.31,416.31,416.TRANSFER OF ALFRED P. SLOAN RESEARCH FELLOWSHIPTRANSFER OF ALFRED P. SLOAN RESEARCH FELLOWSHIPTRANSFER OF ALFRED P. SLOAN RESEARCH FELLOWSHIP

FOR ANDREJ ZLATOS IN MATHEMATICSFOR ANDREJ ZLATOS IN MATHEMATICSFOR ANDREJ ZLATOS IN MATHEMATICS500 LINCOLN DRIVE500 LINCOLN DRIVE500 LINCOLN DRIVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

MADISON, WI 53706-1380MADISON, WI 53706-1380MADISON, WI 53706-1380

YALE UNIVERSITYYALE UNIVERSITYYALE UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

MICHAEL J. HIGLEY IN NEUROSCIENCEMICHAEL J. HIGLEY IN NEUROSCIENCEMICHAEL J. HIGLEY IN NEUROSCIENCENEW HAVEN, CT 06520NEW HAVEN, CT 06520NEW HAVEN, CT 06520 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW HAVEN, CT 6520NEW HAVEN, CT 6520NEW HAVEN, CT 6520

YALE UNIVERSITYYALE UNIVERSITYYALE UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

MAUREEN D. LONG IN PHYSICSMAUREEN D. LONG IN PHYSICSMAUREEN D. LONG IN PHYSICS38 HILLHOUSE AVE38 HILLHOUSE AVE38 HILLHOUSE AVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW HAVEN, CT 6520NEW HAVEN, CT 6520NEW HAVEN, CT 6520

YALE UNIVERSITYYALE UNIVERSITYYALE UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. DAVIDALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. DAVIDALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. DAVID

A. SPIEGEL IN CHEMISTRYA. SPIEGEL IN CHEMISTRYA. SPIEGEL IN CHEMISTRY38 HILLHOUSE AVE38 HILLHOUSE AVE38 HILLHOUSE AVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW HAVEN, CT 6520NEW HAVEN, CT 6520NEW HAVEN, CT 6520

YALE UNIVERSITYYALE UNIVERSITYYALE UNIVERSITY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

DANIEL ABADI IN COMPUTER SCIENCEDANIEL ABADI IN COMPUTER SCIENCEDANIEL ABADI IN COMPUTER SCIENCE38 HILLHOUSE AVE38 HILLHOUSE AVE38 HILLHOUSE AVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW HAVEN, CT 6520NEW HAVEN, CT 6520NEW HAVEN, CT 6520

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

UNIVERSITY OF D.C. FOUNDATIONUNIVERSITY OF D.C. FOUNDATIONUNIVERSITY OF D.C. FOUNDATION NONENONENONE 50,000.50,000.50,000.FOR THE IMPLEMENTATION OF PROFESSIONAL SCIENCEFOR THE IMPLEMENTATION OF PROFESSIONAL SCIENCEFOR THE IMPLEMENTATION OF PROFESSIONAL SCIENCE

MASTER'S DEGREE PROGRAMS AT THE HBCU MID-ATLANTICMASTER'S DEGREE PROGRAMS AT THE HBCU MID-ATLANTICMASTER'S DEGREE PROGRAMS AT THE HBCU MID-ATLANTIC

PSM ALLIANCEPSM ALLIANCEPSM ALLIANCE

4200 CONNECTICUT AVE., NW4200 CONNECTICUT AVE., NW4200 CONNECTICUT AVE., NW 170(B)(1)(A)(IV)170(B)(1)(A)(IV)170(B)(1)(A)(IV)

WASHINGTON, DC 20008WASHINGTON, DC 20008WASHINGTON, DC 20008

ARIUS ASSOCIATIONARIUS ASSOCIATIONARIUS ASSOCIATION NONENONENONE 75,000.75,000.75,000.TO PROVIDE RENEWED SUPPORT FOR THE DEVELOPMENT OFTO PROVIDE RENEWED SUPPORT FOR THE DEVELOPMENT OFTO PROVIDE RENEWED SUPPORT FOR THE DEVELOPMENT OF

INTERPOL'S CAPACITY TO COUNTER BIOTERRORISM BYINTERPOL'S CAPACITY TO COUNTER BIOTERRORISM BYINTERPOL'S CAPACITY TO COUNTER BIOTERRORISM BY

RAISING AWARENESS, DEVELOPING POLICE TRAININGRAISING AWARENESS, DEVELOPING POLICE TRAININGRAISING AWARENESS, DEVELOPING POLICE TRAINING

PROGRAMS AND STRENGTHENING LAW ENFORCEMENT1PROGRAMS AND STRENGTHENING LAW ENFORCEMENT1PROGRAMS AND STRENGTHENING LAW ENFORCEMENT1

TAFERNSTRASSE 11 CH-5405TAFERNSTRASSE 11 CH-5405TAFERNSTRASSE 11 CH-5405 FOREIGN NON-501(C)(3)FOREIGN NON-501(C)(3)FOREIGN NON-501(C)(3)

BADENBADENBADEN

SWITZERLANDSWITZERLANDSWITZERLAND

ICPO-INTERPOLICPO-INTERPOLICPO-INTERPOL NONENONENONE 400,000.400,000.400,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. JACOBALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. JACOBALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. JACOB

200, QUAI CHARLES DE GAULLE 69006200, QUAI CHARLES DE GAULLE 69006200, QUAI CHARLES DE GAULLE 69006 INT'L GOV ENTITYINT'L GOV ENTITYINT'L GOV ENTITY

LYONLYONLYON

FRANCEFRANCEFRANCE

ICPO-INTERPOLICPO-INTERPOLICPO-INTERPOL NONENONENONE 700,000.700,000.700,000.TO PROMOTE AND ADVANCE INTERNATIONAL COMPARATIVETO PROMOTE AND ADVANCE INTERNATIONAL COMPARATIVETO PROMOTE AND ADVANCE INTERNATIONAL COMPARATIVE

STUDIES OF HOUSEHOLD FINANCESTUDIES OF HOUSEHOLD FINANCESTUDIES OF HOUSEHOLD FINANCE200, QUAI CHARLES DE GAULLE 69006200, QUAI CHARLES DE GAULLE 69006200, QUAI CHARLES DE GAULLE 69006 INT'L GOV ENTITYINT'L GOV ENTITYINT'L GOV ENTITY

LYONLYONLYON

FRANCEFRANCEFRANCE

CHANCELLOR, MASTERS & SCHOLARS OF THE UNIVERSITY OCHANCELLOR, MASTERS & SCHOLARS OF THE UNIVERSITY OCHANCELLOR, MASTERS & SCHOLARS OF THE UNIVERSITY O NONENONENONE 422,837.422,837.422,837.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. RAANANALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. RAANANALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. RAANAN

WELLINGTON SQUARE OX1 2JDWELLINGTON SQUARE OX1 2JDWELLINGTON SQUARE OX1 2JD 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

UNITED KINGDOMUNITED KINGDOMUNITED KINGDOM

CHANCELLOR, MASTERS & SCHOLARS OF THE UNIVERSITY OCHANCELLOR, MASTERS & SCHOLARS OF THE UNIVERSITY OCHANCELLOR, MASTERS & SCHOLARS OF THE UNIVERSITY O NONENONENONE 391,066.391,066.391,066.TO MEASURE THE DRIVERS AND DYNAMICS OF HIGHTO MEASURE THE DRIVERS AND DYNAMICS OF HIGHTO MEASURE THE DRIVERS AND DYNAMICS OF HIGH

SKILLED IMMIGRATIONSKILLED IMMIGRATIONSKILLED IMMIGRATIONWELLINGTON SQUARE OX1 2JDWELLINGTON SQUARE OX1 2JDWELLINGTON SQUARE OX1 2JD 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

UNITED KINGDOMUNITED KINGDOMUNITED KINGDOM

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

GOVERNING COUNCIL OF THE UNIVERSITY OF TORONTOGOVERNING COUNCIL OF THE UNIVERSITY OF TORONTOGOVERNING COUNCIL OF THE UNIVERSITY OF TORONTO NONENONENONE 284,946.284,946.284,946.TO STUDY THE ECONOMICS OF KNOWLEDGE CONTRIBUTIONTO STUDY THE ECONOMICS OF KNOWLEDGE CONTRIBUTIONTO STUDY THE ECONOMICS OF KNOWLEDGE CONTRIBUTION

AND DISTRIBUTIONAND DISTRIBUTIONAND DISTRIBUTIONFOREIGN 501 (C) (3)FOREIGN 501 (C) (3)FOREIGN 501 (C) (3)OXFORDOXFORDOXFORD

CANADACANADACANADA

UNIVERSITY OF WARWICKUNIVERSITY OF WARWICKUNIVERSITY OF WARWICK NONENONENONE 371,499.371,499.371,499.TO DEVELOP MATHEMATICAL FOUNDATIONS ANDTO DEVELOP MATHEMATICAL FOUNDATIONS ANDTO DEVELOP MATHEMATICAL FOUNDATIONS AND

APPLICATIONS FOR THE CONTROL THEORY OF COMPLEXAPPLICATIONS FOR THE CONTROL THEORY OF COMPLEXAPPLICATIONS FOR THE CONTROL THEORY OF COMPLEX

SYSTEMSSYSTEMSSYSTEMS

GIBBET HILL ROAD CV4 8UWGIBBET HILL ROAD CV4 8UWGIBBET HILL ROAD CV4 8UW FOREIGN NON-501(C)(3)FOREIGN NON-501(C)(3)FOREIGN NON-501(C)(3)

TORONTOTORONTOTORONTO

UNITED KINGDOMUNITED KINGDOMUNITED KINGDOM

UNIVERSITY OF LEEDSUNIVERSITY OF LEEDSUNIVERSITY OF LEEDS NONENONENONE 60,000.60,000.60,000.TO CONDUCT INTERNATIONAL, ESPECIALLY EUROPEAN,TO CONDUCT INTERNATIONAL, ESPECIALLY EUROPEAN,TO CONDUCT INTERNATIONAL, ESPECIALLY EUROPEAN,

DIALOGUES AND RELATED ACTIVITIES TO EXPLORE THEDIALOGUES AND RELATED ACTIVITIES TO EXPLORE THEDIALOGUES AND RELATED ACTIVITIES TO EXPLORE THE

FEASIBILITY OF AN INTERNATIONAL ACADEMIC NETWORKFEASIBILITY OF AN INTERNATIONAL ACADEMIC NETWORKFEASIBILITY OF AN INTERNATIONAL ACADEMIC NETWORK

FOR MEASUREMENT AND MONITORING OF THE WORLD'SFOR MEASUREMENT AND MONITORING OF THE WORLD'SFOR MEASUREMENT AND MONITORING OF THE WORLD'S

FORESTSFORESTSFORESTS

LEEDS, LS2 9JTLEEDS, LS2 9JTLEEDS, LS2 9JT FOREIGN 501(C)(3)FOREIGN 501(C)(3)FOREIGN 501(C)(3)

COVENTRYCOVENTRYCOVENTRY

UNITED KINGDOMUNITED KINGDOMUNITED KINGDOM

MONGOLIAN AMERICAN SCIENTIFIC RESEARCH CENTERMONGOLIAN AMERICAN SCIENTIFIC RESEARCH CENTERMONGOLIAN AMERICAN SCIENTIFIC RESEARCH CENTER NONENONENONE 75,000.75,000.75,000.TO FUND A CONFERENCE ON FRESH AND SPENT FUELTO FUND A CONFERENCE ON FRESH AND SPENT FUELTO FUND A CONFERENCE ON FRESH AND SPENT FUEL

MANAGEMENT AND REGIONAL NUCLEAR COOPERATION INMANAGEMENT AND REGIONAL NUCLEAR COOPERATION INMANAGEMENT AND REGIONAL NUCLEAR COOPERATION IN

NORTH EAST ASIANORTH EAST ASIANORTH EAST ASIA

CHINGELTEI DISTRICT, BAGA TOIRUU 3/CHINGELTEI DISTRICT, BAGA TOIRUU 3/CHINGELTEI DISTRICT, BAGA TOIRUU 3/ FOREIGN 501(C)(3)FOREIGN 501(C)(3)FOREIGN 501(C)(3)

WEST YORKSHIREWEST YORKSHIREWEST YORKSHIRE

MONGOLIAMONGOLIAMONGOLIA

MONGOLIAN AMERICAN SCIENTIFIC RESEARCH CENTERMONGOLIAN AMERICAN SCIENTIFIC RESEARCH CENTERMONGOLIAN AMERICAN SCIENTIFIC RESEARCH CENTER NONENONENONE 7,500.7,500.7,500.TO PROVIDE ADDITIONAL FUNDING FOR A CONFERENCE ONTO PROVIDE ADDITIONAL FUNDING FOR A CONFERENCE ONTO PROVIDE ADDITIONAL FUNDING FOR A CONFERENCE ON

FRESH AND SPENT FUEL MANAGEMENT AND REGIONALFRESH AND SPENT FUEL MANAGEMENT AND REGIONALFRESH AND SPENT FUEL MANAGEMENT AND REGIONAL

NUCLEAR COOPERATION IN NORTH EAST ASIANUCLEAR COOPERATION IN NORTH EAST ASIANUCLEAR COOPERATION IN NORTH EAST ASIA

CHINGELTEI DISTRICT, BAGA TOIRUU 3/CHINGELTEI DISTRICT, BAGA TOIRUU 3/CHINGELTEI DISTRICT, BAGA TOIRUU 3/ FOREIGN 501(C)(3)FOREIGN 501(C)(3)FOREIGN 501(C)(3)

KHOROOKHOROOKHOROO

MONGOLIAMONGOLIAMONGOLIA

OPEN KNOWLEDGE FOUNDATIONOPEN KNOWLEDGE FOUNDATIONOPEN KNOWLEDGE FOUNDATION NONENONENONE 124,315.124,315.124,315.TO PROMOTE OPEN CONTENT AND OPEN DATA PRACTICESTO PROMOTE OPEN CONTENT AND OPEN DATA PRACTICESTO PROMOTE OPEN CONTENT AND OPEN DATA PRACTICES

IN ECONOMICSIN ECONOMICSIN ECONOMICS37 PANTON STREET37 PANTON STREET37 PANTON STREET FOREIGN 501 (C)(3)FOREIGN 501 (C)(3)FOREIGN 501 (C)(3)

KHOROOKHOROOKHOROO

UNITED KINGDOMUNITED KINGDOMUNITED KINGDOM

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEARFORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)ATTACHMENT 20 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

UNIVERSITY OF CALGARYUNIVERSITY OF CALGARYUNIVERSITY OF CALGARY NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

CURTIS P. BERLINGUETTE IN CHEMISTRYCURTIS P. BERLINGUETTE IN CHEMISTRYCURTIS P. BERLINGUETTE IN CHEMISTRY2500 UNIVERSITY DRIVE NW AB T2N 1N42500 UNIVERSITY DRIVE NW AB T2N 1N42500 UNIVERSITY DRIVE NW AB T2N 1N4 FOREIGN 501 (C)(3)FOREIGN 501 (C)(3)FOREIGN 501 (C)(3)

CAMBRIDGECAMBRIDGECAMBRIDGE

CANADACANADACANADA

ROYAL INSTITUTION FOR THE ADVANCEMENT OF LEARNINGROYAL INSTITUTION FOR THE ADVANCEMENT OF LEARNINGROYAL INSTITUTION FOR THE ADVANCEMENT OF LEARNING NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. BRIANALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. BRIANALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR. BRIAN

CHEN IN NEUROSCIENCECHEN IN NEUROSCIENCECHEN IN NEUROSCIENCE845 SHERBROOKE STREET WEST QC H3A 2T5845 SHERBROOKE STREET WEST QC H3A 2T5845 SHERBROOKE STREET WEST QC H3A 2T5 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CALGARYCALGARYCALGARY

CANADACANADACANADA

GOVERNING COUNCIL OF THE UNIVERSITY OF TORONTOGOVERNING COUNCIL OF THE UNIVERSITY OF TORONTOGOVERNING COUNCIL OF THE UNIVERSITY OF TORONTO NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

SABINE STANLEY IN PHYSICSSABINE STANLEY IN PHYSICSSABINE STANLEY IN PHYSICSFOREIGN 501(C)(3)FOREIGN 501(C)(3)FOREIGN 501(C)(3)MONTREALMONTREALMONTREAL

CANADACANADACANADA

UNIVERSITY OF WATERLOOUNIVERSITY OF WATERLOOUNIVERSITY OF WATERLOO NONENONENONE 50,000.50,000.50,000.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.ALFRED P. SLOAN RESEARCH FELLOWSHIP FOR DR.

ADRIAN LUPASCU IN PHYSICSADRIAN LUPASCU IN PHYSICSADRIAN LUPASCU IN PHYSICS170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)TORONTOTORONTOTORONTO

CANADACANADACANADA

UNIVERSITY OF OTTAWAUNIVERSITY OF OTTAWAUNIVERSITY OF OTTAWA NONENONENONE 300,000.300,000.300,000.TO PROVIDE RENEWED SUPPORT TO DEVELOP FUNGALTO PROVIDE RENEWED SUPPORT TO DEVELOP FUNGALTO PROVIDE RENEWED SUPPORT TO DEVELOP FUNGAL

BARCODES AND USE THEM TO EXPLORE THE INDOORBARCODES AND USE THEM TO EXPLORE THE INDOORBARCODES AND USE THEM TO EXPLORE THE INDOOR

ENVIRONMENTENVIRONMENTENVIRONMENT

550 CUMBERLAND STREET ON550 CUMBERLAND STREET ON550 CUMBERLAND STREET ON FOREIGN 501(C)(3)FOREIGN 501(C)(3)FOREIGN 501(C)(3)

WATERLOOWATERLOOWATERLOO

CANADACANADACANADA

TOTAL CONTRIBUTIONS PAIDTOTAL CONTRIBUTIONS PAIDTOTAL CONTRIBUTIONS PAID 75,008,312.75,008,312.75,008,312.

ATTACHMENT 20ATTACHMENT 20ATTACHMENT 20

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

ADLER PLANETARIUMADLER PLANETARIUMADLER PLANETARIUM NONENONENONE 374,983.374,983.374,983.TO DEMONSTRATE THE ABILITY OF DATA ANALYSISTO DEMONSTRATE THE ABILITY OF DATA ANALYSISTO DEMONSTRATE THE ABILITY OF DATA ANALYSIS

THROUGH CITIZEN SCIENCE TO MAKE SIGNIFICANTTHROUGH CITIZEN SCIENCE TO MAKE SIGNIFICANTTHROUGH CITIZEN SCIENCE TO MAKE SIGNIFICANT

CONTRIBUTIONS ACROSS THE WIDEST POSSIBLE RANGE OFCONTRIBUTIONS ACROSS THE WIDEST POSSIBLE RANGE OFCONTRIBUTIONS ACROSS THE WIDEST POSSIBLE RANGE OF

RESEARCH AREASRESEARCH AREASRESEARCH AREAS

1300 S LAKE SHORE DRIVE1300 S LAKE SHORE DRIVE1300 S LAKE SHORE DRIVE 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

CHICAGO, IL 60610CHICAGO, IL 60610CHICAGO, IL 60610

UNIVERSITY OF ALASKA, ANCHORAGEUNIVERSITY OF ALASKA, ANCHORAGEUNIVERSITY OF ALASKA, ANCHORAGE NONENONENONE 80,000.80,000.80,000.TO FUND FOR AN ADDITIONAL THREE YEARS THETO FUND FOR AN ADDITIONAL THREE YEARS THETO FUND FOR AN ADDITIONAL THREE YEARS THE

RECRUITMENT AND RETENTION PORTION OF THE SLOANRECRUITMENT AND RETENTION PORTION OF THE SLOANRECRUITMENT AND RETENTION PORTION OF THE SLOAN

INDIGENOUS GRADUATE PARTNERSHIP PROGRAM AT THEINDIGENOUS GRADUATE PARTNERSHIP PROGRAM AT THEINDIGENOUS GRADUATE PARTNERSHIP PROGRAM AT THE

UNIVERSITY OF ALASKAUNIVERSITY OF ALASKAUNIVERSITY OF ALASKA

3211 PROVIDENCE DRIVE3211 PROVIDENCE DRIVE3211 PROVIDENCE DRIVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

ANCHORAGE, AK 99508ANCHORAGE, AK 99508ANCHORAGE, AK 99508

AMERICAN FILM INSTITUTE INC.AMERICAN FILM INSTITUTE INC.AMERICAN FILM INSTITUTE INC. NONENONENONE 90,000.90,000.90,000.FOR SCREENWRITING AND PRODUCTION OF SCIENCE ANDFOR SCREENWRITING AND PRODUCTION OF SCIENCE ANDFOR SCREENWRITING AND PRODUCTION OF SCIENCE AND

TECHNOLOGY FILMS BY THE TOP FILM STUDENTSTECHNOLOGY FILMS BY THE TOP FILM STUDENTSTECHNOLOGY FILMS BY THE TOP FILM STUDENTS2021 NORTH WESTERN AVENUE2021 NORTH WESTERN AVENUE2021 NORTH WESTERN AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

LOS ANGELES, CA 90027LOS ANGELES, CA 90027LOS ANGELES, CA 90027

AMERICAN INDIAN COLLEGE FUNDAMERICAN INDIAN COLLEGE FUNDAMERICAN INDIAN COLLEGE FUND NONENONENONE 200,000.200,000.200,000.TO INCREASE THE NUMBER OF FACULTY WHO POSSESSTO INCREASE THE NUMBER OF FACULTY WHO POSSESSTO INCREASE THE NUMBER OF FACULTY WHO POSSESS

GRADUATE DEGREES IN MATHEMATICS, NATURAL SCIENCE,GRADUATE DEGREES IN MATHEMATICS, NATURAL SCIENCE,GRADUATE DEGREES IN MATHEMATICS, NATURAL SCIENCE,

AND ENGINEERING AT TRIBAL COLLEGES ANDAND ENGINEERING AT TRIBAL COLLEGES ANDAND ENGINEERING AT TRIBAL COLLEGES AND

UNIVERSITIESUNIVERSITIESUNIVERSITIES

8333 GREENWOOD BLVD.8333 GREENWOOD BLVD.8333 GREENWOOD BLVD. 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

DENVER, CO 80221DENVER, CO 80221DENVER, CO 80221

AMERICAN MUSEUM OF NATURAL HISTORYAMERICAN MUSEUM OF NATURAL HISTORYAMERICAN MUSEUM OF NATURAL HISTORY NONENONENONE 200,000.200,000.200,000.TO FOSTER APPLICATIONS OF DNA BARCODING FORTO FOSTER APPLICATIONS OF DNA BARCODING FORTO FOSTER APPLICATIONS OF DNA BARCODING FOR

CONSERVING BIODIVERSITY, REDUCING CONSUMER FRAUD,CONSERVING BIODIVERSITY, REDUCING CONSUMER FRAUD,CONSERVING BIODIVERSITY, REDUCING CONSUMER FRAUD,

AND PROTECTING HUMAN HEALTHAND PROTECTING HUMAN HEALTHAND PROTECTING HUMAN HEALTH

CENTRAL PARK WEST AT 79TH STREETCENTRAL PARK WEST AT 79TH STREETCENTRAL PARK WEST AT 79TH STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10024NEW YORK, NY 10024NEW YORK, NY 10024

AMERICAN MUSEUM OF THE MOVING IMAGEAMERICAN MUSEUM OF THE MOVING IMAGEAMERICAN MUSEUM OF THE MOVING IMAGE NONENONENONE 76,536.76,536.76,536.TO SHOWCASE AWARD-WINNING STUDENT FILMS AND TOTO SHOWCASE AWARD-WINNING STUDENT FILMS AND TOTO SHOWCASE AWARD-WINNING STUDENT FILMS AND TO

MAINTAIN A GO-TO SITE FOR ALL SLOAN FILM ANDMAINTAIN A GO-TO SITE FOR ALL SLOAN FILM ANDMAINTAIN A GO-TO SITE FOR ALL SLOAN FILM AND

TELEVISION PROJECTS AND FOR ALL SLOAN FILMTELEVISION PROJECTS AND FOR ALL SLOAN FILMTELEVISION PROJECTS AND FOR ALL SLOAN FILM

PROGRAM PARTICIPANTSPROGRAM PARTICIPANTSPROGRAM PARTICIPANTS

36-01 35TH AVENUE36-01 35TH AVENUE36-01 35TH AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

ASTORIA, NY 11106ASTORIA, NY 11106ASTORIA, NY 11106

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

AMERICAN SOCIETY FOR ENGINEERING EDUCATIONAMERICAN SOCIETY FOR ENGINEERING EDUCATIONAMERICAN SOCIETY FOR ENGINEERING EDUCATION NONENONENONE 168,835.168,835.168,835.TO ENABLE THE AMERICAN SOCIETY FOR ENGINEERINGTO ENABLE THE AMERICAN SOCIETY FOR ENGINEERINGTO ENABLE THE AMERICAN SOCIETY FOR ENGINEERING

EDUCATION TO LAUNCH A PROGRAM TO ROUTINELYEDUCATION TO LAUNCH A PROGRAM TO ROUTINELYEDUCATION TO LAUNCH A PROGRAM TO ROUTINELY

COLLECT AND REPORT DATA ON UNDERGRADUATECOLLECT AND REPORT DATA ON UNDERGRADUATECOLLECT AND REPORT DATA ON UNDERGRADUATE

ENGINEERING COMPLETION RATES AND TIME-TO-DEGREEENGINEERING COMPLETION RATES AND TIME-TO-DEGREEENGINEERING COMPLETION RATES AND TIME-TO-DEGREE

1818 N STREET, NW, SUITE 6001818 N STREET, NW, SUITE 6001818 N STREET, NW, SUITE 600 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036WASHINGTON, DC 20036WASHINGTON, DC 20036

ARIZONA BOARD OF REGENTS, THE UNIVERSITY OF ARIZONARIZONA BOARD OF REGENTS, THE UNIVERSITY OF ARIZONARIZONA BOARD OF REGENTS, THE UNIVERSITY OF ARIZON NONENONENONE 32,120.32,120.32,120.TO FUND, FOR AN ADDITIONAL THREE YEARS, THETO FUND, FOR AN ADDITIONAL THREE YEARS, THETO FUND, FOR AN ADDITIONAL THREE YEARS, THE

RECRUITMENT AND RETENTION PORTION OF THE SLOANRECRUITMENT AND RETENTION PORTION OF THE SLOANRECRUITMENT AND RETENTION PORTION OF THE SLOAN

INDIGENOUS GRADUATE PARTNERSHIP AT THE UNIVERSITYINDIGENOUS GRADUATE PARTNERSHIP AT THE UNIVERSITYINDIGENOUS GRADUATE PARTNERSHIP AT THE UNIVERSITY

OF ARIZONAOF ARIZONAOF ARIZONA

PO BOX 3308PO BOX 3308PO BOX 3308 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

TUCSON, AZ 85722-3308TUCSON, AZ 85722-3308TUCSON, AZ 85722-3308

BOSTON COLLEGE TRUSTEESBOSTON COLLEGE TRUSTEESBOSTON COLLEGE TRUSTEES NONENONENONE 1,743,388.1,743,388.1,743,388.FOR A RENEWAL GRANT FOR THE BOSTON COLLEGE CENTERFOR A RENEWAL GRANT FOR THE BOSTON COLLEGE CENTERFOR A RENEWAL GRANT FOR THE BOSTON COLLEGE CENTER

ON AGING AND WORKON AGING AND WORKON AGING AND WORK140 COMMONWEALTH AVENUE140 COMMONWEALTH AVENUE140 COMMONWEALTH AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CHESTNUT HILL, MA 02467CHESTNUT HILL, MA 02467CHESTNUT HILL, MA 02467

THE BROOKINGS INSTITUTIONTHE BROOKINGS INSTITUTIONTHE BROOKINGS INSTITUTION NONENONENONE 151,336.151,336.151,336.FOR AN ANNUAL AND INDEPENDENT FORUM THAT WILLFOR AN ANNUAL AND INDEPENDENT FORUM THAT WILLFOR AN ANNUAL AND INDEPENDENT FORUM THAT WILL

IDEN FOR AN ANNUAL AND INDEPENDENT FORUM THATIDEN FOR AN ANNUAL AND INDEPENDENT FORUM THATIDEN FOR AN ANNUAL AND INDEPENDENT FORUM THAT

WILL IDENTIFY, ANALYZE, DISCUSS, AND PROMOTEWILL IDENTIFY, ANALYZE, DISCUSS, AND PROMOTEWILL IDENTIFY, ANALYZE, DISCUSS, AND PROMOTE

OPTIONS FOR INTERNATIONAL MONETARY REFORMOPTIONS FOR INTERNATIONAL MONETARY REFORMOPTIONS FOR INTERNATIONAL MONETARY REFORM

1775 MASSACHUSETTS AVENUE, NW1775 MASSACHUSETTS AVENUE, NW1775 MASSACHUSETTS AVENUE, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036WASHINGTON, DC 20036WASHINGTON, DC 20036

THE BROOKINGS INSTITUTIONTHE BROOKINGS INSTITUTIONTHE BROOKINGS INSTITUTION NONENONENONE 300,000.300,000.300,000.TO PUBLISH THROUGH BPEA FINANCIAL RESEARCH ANDTO PUBLISH THROUGH BPEA FINANCIAL RESEARCH ANDTO PUBLISH THROUGH BPEA FINANCIAL RESEARCH AND

ECONOMIC DATA THAT IS ACCESSIBLE, RELIABLE, ANDECONOMIC DATA THAT IS ACCESSIBLE, RELIABLE, ANDECONOMIC DATA THAT IS ACCESSIBLE, RELIABLE, AND

INFLUENTIALINFLUENTIALINFLUENTIAL

1775 MASSACHUSETTS AVENUE, NW1775 MASSACHUSETTS AVENUE, NW1775 MASSACHUSETTS AVENUE, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036WASHINGTON, DC 20036WASHINGTON, DC 20036

BROOKLYN ACADEMY OF MUSIC INCBROOKLYN ACADEMY OF MUSIC INCBROOKLYN ACADEMY OF MUSIC INC NONENONENONE 300,000.300,000.300,000.TO PRODUCE A FEATURE-LENGTH DOCUMENTARY ON ROBERTTO PRODUCE A FEATURE-LENGTH DOCUMENTARY ON ROBERTTO PRODUCE A FEATURE-LENGTH DOCUMENTARY ON ROBERT

WILSON AND PHILIP GLASS'S HISTORIC OPERA,WILSON AND PHILIP GLASS'S HISTORIC OPERA,WILSON AND PHILIP GLASS'S HISTORIC OPERA,

EINSTEIN ON THE BEACH, AND DISTRIBUTE IT FOREINSTEIN ON THE BEACH, AND DISTRIBUTE IT FOREINSTEIN ON THE BEACH, AND DISTRIBUTE IT FOR

INTERNATIONAL THEATRICAL RELEASE AND DOMESTICINTERNATIONAL THEATRICAL RELEASE AND DOMESTICINTERNATIONAL THEATRICAL RELEASE AND DOMESTIC

TELEVISION BROADCASTTELEVISION BROADCASTTELEVISION BROADCAST

30 LAFAYETTE AVENUE30 LAFAYETTE AVENUE30 LAFAYETTE AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

BROOKLYN, NY 11217BROOKLYN, NY 11217BROOKLYN, NY 11217

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELE NONENONENONE 425,550.425,550.425,550.TO INVESTIGATE THE PROCESSES AND SOURCESTO INVESTIGATE THE PROCESSES AND SOURCESTO INVESTIGATE THE PROCESSES AND SOURCES

RESPONSIBLE FOR INDOOR MICROBIAL COMMUNITIES ANDRESPONSIBLE FOR INDOOR MICROBIAL COMMUNITIES ANDRESPONSIBLE FOR INDOOR MICROBIAL COMMUNITIES AND

INDOOR AIR QUALITYINDOOR AIR QUALITYINDOOR AIR QUALITY

1995 UNIVERSITY AVENUE1995 UNIVERSITY AVENUE1995 UNIVERSITY AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BERKELEY, CA 94720BERKELEY, CA 94720BERKELEY, CA 94720

REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEREGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELE NONENONENONE 446,194.446,194.446,194.TO DEVELOP SOLUTIONS TO COPYRIGHT LAW OBSTACLESTO DEVELOP SOLUTIONS TO COPYRIGHT LAW OBSTACLESTO DEVELOP SOLUTIONS TO COPYRIGHT LAW OBSTACLES

FACING PUBLIC DIGITAL LIBRARY INITIATIVES ANDFACING PUBLIC DIGITAL LIBRARY INITIATIVES ANDFACING PUBLIC DIGITAL LIBRARY INITIATIVES AND

COORDINATE THEM WITH THE DIGITAL PUBLIC LIBRARYCOORDINATE THEM WITH THE DIGITAL PUBLIC LIBRARYCOORDINATE THEM WITH THE DIGITAL PUBLIC LIBRARY

OF AMERICA EFFORTOF AMERICA EFFORTOF AMERICA EFFORT

1995 UNIVERSITY AVENUE1995 UNIVERSITY AVENUE1995 UNIVERSITY AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BERKELEY, CA 94720BERKELEY, CA 94720BERKELEY, CA 94720

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVISTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVISTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVIS NONENONENONE 693,936.693,936.693,936.TO ESTABLISH AND SUPPORT THE MICRO BIOMES OFTO ESTABLISH AND SUPPORT THE MICRO BIOMES OFTO ESTABLISH AND SUPPORT THE MICRO BIOMES OF

BUILT ENVIRONMENTS NETWORK (MICROBE NET)BUILT ENVIRONMENTS NETWORK (MICROBE NET)BUILT ENVIRONMENTS NETWORK (MICROBE NET)1 SHEILDS AVE1 SHEILDS AVE1 SHEILDS AVE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

DAVIS, CA 95616DAVIS, CA 95616DAVIS, CA 95616

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVISTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVISTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVIS NONENONENONE 1,000,000.1,000,000.1,000,000.TO INITIATE THE RESEARCH OF THE TEAM OF THE DEEPTO INITIATE THE RESEARCH OF THE TEAM OF THE DEEPTO INITIATE THE RESEARCH OF THE TEAM OF THE DEEP

CARBON OBSERVATORY CONCERNED WITH BASIC PHYSICSCARBON OBSERVATORY CONCERNED WITH BASIC PHYSICSCARBON OBSERVATORY CONCERNED WITH BASIC PHYSICS

AND CHEMISTRY OF CARBON AT THE EXTREME PRESSUREAND CHEMISTRY OF CARBON AT THE EXTREME PRESSUREAND CHEMISTRY OF CARBON AT THE EXTREME PRESSURE

AND TEMPERATURE CONDITIONS OF EARTH'S INTERIORAND TEMPERATURE CONDITIONS OF EARTH'S INTERIORAND TEMPERATURE CONDITIONS OF EARTH'S INTERIOR

1 SHEILDS AVE1 SHEILDS AVE1 SHEILDS AVE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

DAVIS, CA 95616DAVIS, CA 95616DAVIS, CA 95616

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVISTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVISTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, DAVIS NONENONENONE 295,650.295,650.295,650.TO ENABLE INTERNATIONAL ECONOMIC COMPARISONS BYTO ENABLE INTERNATIONAL ECONOMIC COMPARISONS BYTO ENABLE INTERNATIONAL ECONOMIC COMPARISONS BY

SUPPORTING THE PENN WORLD TABLE'S NEXTSUPPORTING THE PENN WORLD TABLE'S NEXTSUPPORTING THE PENN WORLD TABLE'S NEXT

GENERATIONGENERATIONGENERATION

1 SHEILDS AVE1 SHEILDS AVE1 SHEILDS AVE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

DAVIS, CA 95616DAVIS, CA 95616DAVIS, CA 95616

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, LOS ATHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, LOS ATHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, LOS A NONENONENONE 103,250.103,250.103,250.FOR SCREENWRITING AND PRODUCTION OF SCIENCE ANDFOR SCREENWRITING AND PRODUCTION OF SCIENCE ANDFOR SCREENWRITING AND PRODUCTION OF SCIENCE AND

TECHNOLOGY FILMS BY TOP FILM STUDENTSTECHNOLOGY FILMS BY TOP FILM STUDENTSTECHNOLOGY FILMS BY TOP FILM STUDENTS405 HILGARD AVENUE405 HILGARD AVENUE405 HILGARD AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

LOS ANGELES, CA 90095LOS ANGELES, CA 90095LOS ANGELES, CA 90095

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, LOS ATHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, LOS ATHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, LOS A NONENONENONE 144,113.144,113.144,113.TO IMPROVE OUR UNDERSTANDING OF HOWTO IMPROVE OUR UNDERSTANDING OF HOWTO IMPROVE OUR UNDERSTANDING OF HOW

INTERGENERATIONAL SUPPORT FOR PARENTS, ADULTINTERGENERATIONAL SUPPORT FOR PARENTS, ADULTINTERGENERATIONAL SUPPORT FOR PARENTS, ADULT

CHILDREN, AND GRANDCHILDREN INFLUENCES LABORCHILDREN, AND GRANDCHILDREN INFLUENCES LABORCHILDREN, AND GRANDCHILDREN INFLUENCES LABOR

SUPPLY OF OLDER ADULTS NEARING RETIREMENTSUPPLY OF OLDER ADULTS NEARING RETIREMENTSUPPLY OF OLDER ADULTS NEARING RETIREMENT

405 HILGARD AVENUE405 HILGARD AVENUE405 HILGARD AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

LOS ANGELES, CA 90095LOS ANGELES, CA 90095LOS ANGELES, CA 90095

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, LOS ATHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, LOS ATHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, LOS A NONENONENONE 698,232.698,232.698,232.TO CONDUCT ETHNOGRAPHIC RESEARCH OF SCIENTIFICTO CONDUCT ETHNOGRAPHIC RESEARCH OF SCIENTIFICTO CONDUCT ETHNOGRAPHIC RESEARCH OF SCIENTIFIC

INFORMATION AND DATA PRACTICESINFORMATION AND DATA PRACTICESINFORMATION AND DATA PRACTICES405 HILGARD AVENUE405 HILGARD AVENUE405 HILGARD AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

LOS ANGELES, CA 90095LOS ANGELES, CA 90095LOS ANGELES, CA 90095

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, RIVERTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, RIVERTHE REGENTS OF THE UNIVERSITY OF CALIFORNIA, RIVER NONENONENONE 254,347.254,347.254,347.TO PROVIDE TOOLS AND A DATA ARCHIVE FOR ANALYZINGTO PROVIDE TOOLS AND A DATA ARCHIVE FOR ANALYZINGTO PROVIDE TOOLS AND A DATA ARCHIVE FOR ANALYZING

SEQUENCE DATA OF MICROBIAL COMMUNITIES IN THESEQUENCE DATA OF MICROBIAL COMMUNITIES IN THESEQUENCE DATA OF MICROBIAL COMMUNITIES IN THE

INDOOR ENVIRONMENTINDOOR ENVIRONMENTINDOOR ENVIRONMENT

900 UNIVERSITY AVENUE900 UNIVERSITY AVENUE900 UNIVERSITY AVENUE PUBLIC CHARITYPUBLIC CHARITYPUBLIC CHARITY

RIVERSIDE, CA 92521RIVERSIDE, CA 92521RIVERSIDE, CA 92521

CARNEGIE INSTITUTION OF WASHINGTONCARNEGIE INSTITUTION OF WASHINGTONCARNEGIE INSTITUTION OF WASHINGTON NONENONENONE 599,995.599,995.599,995.TO INITIATE THE RESERVOIRS AND FLUXES DIRECTORATETO INITIATE THE RESERVOIRS AND FLUXES DIRECTORATETO INITIATE THE RESERVOIRS AND FLUXES DIRECTORATE

OF THE DEEP CARBON OBSERVATORYOF THE DEEP CARBON OBSERVATORYOF THE DEEP CARBON OBSERVATORY1530 P STREET, N.W.1530 P STREET, N.W.1530 P STREET, N.W. 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

WASHINGTON, DC 20005WASHINGTON, DC 20005WASHINGTON, DC 20005

CARNEGIE MELLON UNIVERSITYCARNEGIE MELLON UNIVERSITYCARNEGIE MELLON UNIVERSITY NONENONENONE 96,761.96,761.96,761.TO ENCOURAGE TOP FILM STUDENTS TO WRITETO ENCOURAGE TOP FILM STUDENTS TO WRITETO ENCOURAGE TOP FILM STUDENTS TO WRITE

SCREENPLAYS ABOUT SCIENCE AND TECHNOLOGY AND TOSCREENPLAYS ABOUT SCIENCE AND TECHNOLOGY AND TOSCREENPLAYS ABOUT SCIENCE AND TECHNOLOGY AND TO

HELP THEIR CAREERSHELP THEIR CAREERSHELP THEIR CAREERS

5000 FORBES AVENUE5000 FORBES AVENUE5000 FORBES AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

PITTSBURGH, PA 15213-3890PITTSBURGH, PA 15213-3890PITTSBURGH, PA 15213-3890

CARNEGIE MELLON UNIVERSITYCARNEGIE MELLON UNIVERSITYCARNEGIE MELLON UNIVERSITY NONENONENONE 321,069.321,069.321,069.TO CONDUCT AND PROMOTE RESEARCH ON THE CREDITTO CONDUCT AND PROMOTE RESEARCH ON THE CREDITTO CONDUCT AND PROMOTE RESEARCH ON THE CREDIT

RATING INDUSTRY AND ITS REGULATIONRATING INDUSTRY AND ITS REGULATIONRATING INDUSTRY AND ITS REGULATION5000 FORBES AVENUE5000 FORBES AVENUE5000 FORBES AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

PITTSBURGH, PA 15213-3890PITTSBURGH, PA 15213-3890PITTSBURGH, PA 15213-3890

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

CENTER FOR INDEPENDENT DOCUMENTARY, INC.CENTER FOR INDEPENDENT DOCUMENTARY, INC.CENTER FOR INDEPENDENT DOCUMENTARY, INC. NONENONENONE 100,000.100,000.100,000.TO SUPPORT THE PRODUCTION OF A PBS DOCUMENTARY ONTO SUPPORT THE PRODUCTION OF A PBS DOCUMENTARY ONTO SUPPORT THE PRODUCTION OF A PBS DOCUMENTARY ON

"COMING OF AGE IN AGING AMERICA""COMING OF AGE IN AGING AMERICA""COMING OF AGE IN AGING AMERICA"680 S MAIN ST680 S MAIN ST680 S MAIN ST 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

SHARON, MA 02067-2868SHARON, MA 02067-2868SHARON, MA 02067-2868

THE UNIVERSITY OF CHICAGOTHE UNIVERSITY OF CHICAGOTHE UNIVERSITY OF CHICAGO NONENONENONE 344,203.344,203.344,203.TO PROVIDE TOOLS AND A DATA ARCHIVE FOR ANALYZINGTO PROVIDE TOOLS AND A DATA ARCHIVE FOR ANALYZINGTO PROVIDE TOOLS AND A DATA ARCHIVE FOR ANALYZING

SEQUENCE DATA OF MICROBIAL COMMUNITIES IN THESEQUENCE DATA OF MICROBIAL COMMUNITIES IN THESEQUENCE DATA OF MICROBIAL COMMUNITIES IN THE

INDOOR ENVIRONMENTINDOOR ENVIRONMENTINDOOR ENVIRONMENT

5801 SOUTH ELLIS AVENUE5801 SOUTH ELLIS AVENUE5801 SOUTH ELLIS AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CHICAGO, IL 60637CHICAGO, IL 60637CHICAGO, IL 60637

THE UNIVERSITY OF CHICAGOTHE UNIVERSITY OF CHICAGOTHE UNIVERSITY OF CHICAGO NONENONENONE 663,780.663,780.663,780.TO CONSTRUCT AND CALIBRATE MODELS FOR ANALYZINGTO CONSTRUCT AND CALIBRATE MODELS FOR ANALYZINGTO CONSTRUCT AND CALIBRATE MODELS FOR ANALYZING

HOW THE FINANCIAL SECTOR AND ITS REGULATION CANHOW THE FINANCIAL SECTOR AND ITS REGULATION CANHOW THE FINANCIAL SECTOR AND ITS REGULATION CAN

INFLUENCE THE MACRO ECONOMYINFLUENCE THE MACRO ECONOMYINFLUENCE THE MACRO ECONOMY

5801 SOUTH ELLIS AVENUE5801 SOUTH ELLIS AVENUE5801 SOUTH ELLIS AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CHICAGO, IL 60637CHICAGO, IL 60637CHICAGO, IL 60637

RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEWRESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEWRESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW NONENONENONE 575,968.575,968.575,968.TO ENCOURAGE AND SUPPORT PROMISING EARLY CAREERTO ENCOURAGE AND SUPPORT PROMISING EARLY CAREERTO ENCOURAGE AND SUPPORT PROMISING EARLY CAREER

SCIENTISTS AT BOTH STUDENT AND FACULTY LEVELSSCIENTISTS AT BOTH STUDENT AND FACULTY LEVELSSCIENTISTS AT BOTH STUDENT AND FACULTY LEVELS

THROUGH TWO AWARDS PROGRAMS: A SUMMERTHROUGH TWO AWARDS PROGRAMS: A SUMMERTHROUGH TWO AWARDS PROGRAMS: A SUMMER

UNDERGRADUATE RESEARCH PROGRAM AND A JUNIORUNDERGRADUATE RESEARCH PROGRAM AND A JUNIORUNDERGRADUATE RESEARCH PROGRAM AND A JUNIOR

FACULTY FELLOWSHIP PROGRAMFACULTY FELLOWSHIP PROGRAMFACULTY FELLOWSHIP PROGRAM

230 WEST 41ST STREET230 WEST 41ST STREET230 WEST 41ST STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10036NEW YORK, NY 10036NEW YORK, NY 10036

CLEAN AIR TASK FORCE, INC.CLEAN AIR TASK FORCE, INC.CLEAN AIR TASK FORCE, INC. NONENONENONE 98,832.98,832.98,832.TO ORGANIZE THE FORMULATION OF A STUDY GROUP, ATO ORGANIZE THE FORMULATION OF A STUDY GROUP, ATO ORGANIZE THE FORMULATION OF A STUDY GROUP, A

RESEARCH FRAMEWORK, AND A REQUEST-FOR-PROPOSALSRESEARCH FRAMEWORK, AND A REQUEST-FOR-PROPOSALSRESEARCH FRAMEWORK, AND A REQUEST-FOR-PROPOSALS

TO INVESTIGATE THE ENERGY EFFICIENCY PARADOXTO INVESTIGATE THE ENERGY EFFICIENCY PARADOXTO INVESTIGATE THE ENERGY EFFICIENCY PARADOX

18 TREMONT STREET, SUITE 53018 TREMONT STREET, SUITE 53018 TREMONT STREET, SUITE 530 509 (A) (2)509 (A) (2)509 (A) (2)

BOSTON, MA 02108BOSTON, MA 02108BOSTON, MA 02108

COLD SPRING HARBOR LABORATORYCOLD SPRING HARBOR LABORATORYCOLD SPRING HARBOR LABORATORY NONENONENONE 150,000.150,000.150,000.TO SUPPORT A PILOT PROJECT FOR DNA BARCODINGTO SUPPORT A PILOT PROJECT FOR DNA BARCODINGTO SUPPORT A PILOT PROJECT FOR DNA BARCODING

EXPERIMENTS BY NEW YORK CITY HIGH SCHOOLEXPERIMENTS BY NEW YORK CITY HIGH SCHOOLEXPERIMENTS BY NEW YORK CITY HIGH SCHOOL

STUDENTSSTUDENTSSTUDENTS

PO BOX 534PO BOX 534PO BOX 534 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

COLD SPRING HARBOR, NY 11724-0534COLD SPRING HARBOR, NY 11724-0534COLD SPRING HARBOR, NY 11724-0534

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

THE REGENTS OF THE UNIVERSITY OF COLORADOTHE REGENTS OF THE UNIVERSITY OF COLORADOTHE REGENTS OF THE UNIVERSITY OF COLORADO NONENONENONE 302,683.302,683.302,683.ANALYZING SEQUENCE DATA OF MICROBIAL COMMUNITIESANALYZING SEQUENCE DATA OF MICROBIAL COMMUNITIESANALYZING SEQUENCE DATA OF MICROBIAL COMMUNITIES

IN THE INDOOR ENVIRONMENTIN THE INDOOR ENVIRONMENTIN THE INDOOR ENVIRONMENT1800 GRANT STREET1800 GRANT STREET1800 GRANT STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BOULDER, CO 80309-0572BOULDER, CO 80309-0572BOULDER, CO 80309-0572

THE REGENTS OF THE UNIVERSITY OF COLORADOTHE REGENTS OF THE UNIVERSITY OF COLORADOTHE REGENTS OF THE UNIVERSITY OF COLORADO NONENONENONE 60,000.60,000.60,000.TO CONDUCT A PILOT STUDY TO EXAMINE THE DIVERSITYTO CONDUCT A PILOT STUDY TO EXAMINE THE DIVERSITYTO CONDUCT A PILOT STUDY TO EXAMINE THE DIVERSITY

AND STRUCTURE OF BACTERIAL COMMUNITIES INAND STRUCTURE OF BACTERIAL COMMUNITIES INAND STRUCTURE OF BACTERIAL COMMUNITIES IN

KITCHENSKITCHENSKITCHENS

1800 GRANT STREET1800 GRANT STREET1800 GRANT STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BOULDER, CO 80309-0572BOULDER, CO 80309-0572BOULDER, CO 80309-0572

THE REGENTS OF THE UNIVERSITY OF COLORADOTHE REGENTS OF THE UNIVERSITY OF COLORADOTHE REGENTS OF THE UNIVERSITY OF COLORADO NONENONENONE 402,738.402,738.402,738.TO ASSESS THE MICROBIOLOGY OF MUNICIPAL WATERTO ASSESS THE MICROBIOLOGY OF MUNICIPAL WATERTO ASSESS THE MICROBIOLOGY OF MUNICIPAL WATER

DELIVERY SYSTEMS IN THE U.S.DELIVERY SYSTEMS IN THE U.S.DELIVERY SYSTEMS IN THE U.S.1800 GRANT STREET1800 GRANT STREET1800 GRANT STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BOULDER, CO 80309-0572BOULDER, CO 80309-0572BOULDER, CO 80309-0572

THE REGENTS OF THE UNIVERSITY OF COLORADOTHE REGENTS OF THE UNIVERSITY OF COLORADOTHE REGENTS OF THE UNIVERSITY OF COLORADO NONENONENONE 175,000.175,000.175,000.TO ORGANIZE AND CONVENE THREE ANNUAL MEETINGS ONTO ORGANIZE AND CONVENE THREE ANNUAL MEETINGS ONTO ORGANIZE AND CONVENE THREE ANNUAL MEETINGS ON

THE MICROBIOLOGY OF THE BUILT ENVIRONMENTTHE MICROBIOLOGY OF THE BUILT ENVIRONMENTTHE MICROBIOLOGY OF THE BUILT ENVIRONMENT1800 GRANT STREET1800 GRANT STREET1800 GRANT STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BOULDER, CO 80309-0572BOULDER, CO 80309-0572BOULDER, CO 80309-0572

THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OFTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OFTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NONENONENONE 147,891.147,891.147,891.TO WRITE SCREENPLAYS AND PRODUCE SHORT FILMSTO WRITE SCREENPLAYS AND PRODUCE SHORT FILMSTO WRITE SCREENPLAYS AND PRODUCE SHORT FILMS

ABOUT SCIENCE AND TECHNOLOGYABOUT SCIENCE AND TECHNOLOGYABOUT SCIENCE AND TECHNOLOGY1210 AMSTERDAM AVENUE1210 AMSTERDAM AVENUE1210 AMSTERDAM AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10027NEW YORK, NY 10027NEW YORK, NY 10027

THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OFTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OFTHE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NONENONENONE 75,000.75,000.75,000.FOR A PILOT PRODUCTION GRANT TO ENCOURAGE THEFOR A PILOT PRODUCTION GRANT TO ENCOURAGE THEFOR A PILOT PRODUCTION GRANT TO ENCOURAGE THE

NEXT GENERATION OF FILMMAKERS TO INCORPORATENEXT GENERATION OF FILMMAKERS TO INCORPORATENEXT GENERATION OF FILMMAKERS TO INCORPORATE

SCIENCE AND TECHNOLOGY THEMES INTO STORYTELLINGSCIENCE AND TECHNOLOGY THEMES INTO STORYTELLINGSCIENCE AND TECHNOLOGY THEMES INTO STORYTELLING

FOR THE WORLD WIDE WEBFOR THE WORLD WIDE WEBFOR THE WORLD WIDE WEB

1210 AMSTERDAM AVENUE1210 AMSTERDAM AVENUE1210 AMSTERDAM AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10027NEW YORK, NY 10027NEW YORK, NY 10027

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

CONNECTICUT PUBLIC BROADCASTING INCCONNECTICUT PUBLIC BROADCASTING INCCONNECTICUT PUBLIC BROADCASTING INC NONENONENONE 596,390.596,390.596,390.FOR PRODUCTION, BROADCAST, AND OUTREACH FOR AFOR PRODUCTION, BROADCAST, AND OUTREACH FOR AFOR PRODUCTION, BROADCAST, AND OUTREACH FOR A

TWO-PART PUBLIC TELEVISION SERIES ABOUT WHATTWO-PART PUBLIC TELEVISION SERIES ABOUT WHATTWO-PART PUBLIC TELEVISION SERIES ABOUT WHAT

IMPACT THE SCIENCE BEHIND BRAIN SCANS COULD ORIMPACT THE SCIENCE BEHIND BRAIN SCANS COULD ORIMPACT THE SCIENCE BEHIND BRAIN SCANS COULD OR

SHOULD HAVE ON THE CRIMINAL JUSTICE SYSTEMSHOULD HAVE ON THE CRIMINAL JUSTICE SYSTEMSHOULD HAVE ON THE CRIMINAL JUSTICE SYSTEM

1049 ASYLUM AVENUE1049 ASYLUM AVENUE1049 ASYLUM AVENUE 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

HARTFORD, CT 06105-2411HARTFORD, CT 06105-2411HARTFORD, CT 06105-2411

COOLIDGE CORNER THEATRE FOUNDATION INCCOOLIDGE CORNER THEATRE FOUNDATION INCCOOLIDGE CORNER THEATRE FOUNDATION INC NONENONENONE 231,713.231,713.231,713.TO SUPPORT COOLIDGE CORNER THEATRE'S SCIENCE ONTO SUPPORT COOLIDGE CORNER THEATRE'S SCIENCE ONTO SUPPORT COOLIDGE CORNER THEATRE'S SCIENCE ON

SCREEN SERIES AND EXPAND IT WITH SMALL GRANTS TOSCREEN SERIES AND EXPAND IT WITH SMALL GRANTS TOSCREEN SERIES AND EXPAND IT WITH SMALL GRANTS TO

40 THEATERS NATIONWIDE40 THEATERS NATIONWIDE40 THEATERS NATIONWIDE

290 HARVARD STREET290 HARVARD STREET290 HARVARD STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

BROOKLINE, MA 02446BROOKLINE, MA 02446BROOKLINE, MA 02446

COUNCIL OF GRADUATE SCHOOLSCOUNCIL OF GRADUATE SCHOOLSCOUNCIL OF GRADUATE SCHOOLS NONENONENONE 192,635.192,635.192,635.TO CONTINUE AND COMPLETE THE WORK OF THE COUNCILTO CONTINUE AND COMPLETE THE WORK OF THE COUNCILTO CONTINUE AND COMPLETE THE WORK OF THE COUNCIL

OF GRADUATE SCHOOLS TO INSTITUTIONALIZE ANDOF GRADUATE SCHOOLS TO INSTITUTIONALIZE ANDOF GRADUATE SCHOOLS TO INSTITUTIONALIZE AND

PROMOTE THE PROFESSIONAL SCIENCE MASTER'S (PSM)PROMOTE THE PROFESSIONAL SCIENCE MASTER'S (PSM)PROMOTE THE PROFESSIONAL SCIENCE MASTER'S (PSM)

AS A REGULAR FEATURE OF GRADUATE EDUCATIONAS A REGULAR FEATURE OF GRADUATE EDUCATIONAS A REGULAR FEATURE OF GRADUATE EDUCATION

ONE DUPONT CIRCLE, NW, SUITE 230ONE DUPONT CIRCLE, NW, SUITE 230ONE DUPONT CIRCLE, NW, SUITE 230 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036-1173WASHINGTON, DC 20036-1173WASHINGTON, DC 20036-1173

COUNCIL ON FOREIGN RELATIONS, INC.COUNCIL ON FOREIGN RELATIONS, INC.COUNCIL ON FOREIGN RELATIONS, INC. NONENONENONE 450,327.450,327.450,327.TO CONDUCT A PROGRAM OF RESEARCH AND PUBLICATIONTO CONDUCT A PROGRAM OF RESEARCH AND PUBLICATIONTO CONDUCT A PROGRAM OF RESEARCH AND PUBLICATION

ON ENERGY SECURITY, ESPECIALLY RELATED TO OILON ENERGY SECURITY, ESPECIALLY RELATED TO OILON ENERGY SECURITY, ESPECIALLY RELATED TO OIL58 EAST 68TH STREET58 EAST 68TH STREET58 EAST 68TH STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10065NEW YORK, NY 10065NEW YORK, NY 10065

EAST CAROLINA UNIVERSITY FOUNDATION INCEAST CAROLINA UNIVERSITY FOUNDATION INCEAST CAROLINA UNIVERSITY FOUNDATION INC NONENONENONE 699,989.699,989.699,989.TO DEVELOP THE DEEP CARBON OBSERVATORY'S DEEPTO DEVELOP THE DEEP CARBON OBSERVATORY'S DEEPTO DEVELOP THE DEEP CARBON OBSERVATORY'S DEEP

LIFE DIRECTORATELIFE DIRECTORATELIFE DIRECTORATE2200 SOUTH CHALRES BLVD2200 SOUTH CHALRES BLVD2200 SOUTH CHALRES BLVD 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

GREENVILLE, NC 27858GREENVILLE, NC 27858GREENVILLE, NC 27858

ENSEMBLE STUDIO THEATRE, INC.ENSEMBLE STUDIO THEATRE, INC.ENSEMBLE STUDIO THEATRE, INC. NONENONENONE 567,000.567,000.567,000.TO COMMISSION, DEVELOP, PRODUCE AND DISSEMINATETO COMMISSION, DEVELOP, PRODUCE AND DISSEMINATETO COMMISSION, DEVELOP, PRODUCE AND DISSEMINATE

NEW SCIENCE PLAYS IN NEW YORK AND ACROSS THENEW SCIENCE PLAYS IN NEW YORK AND ACROSS THENEW SCIENCE PLAYS IN NEW YORK AND ACROSS THE

COUNTRYCOUNTRYCOUNTRY

549 WEST 52ND STREET549 WEST 52ND STREET549 WEST 52ND STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10019NEW YORK, NY 10019NEW YORK, NY 10019

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

FAMILIES AND WORK INSTITUTE, INC.FAMILIES AND WORK INSTITUTE, INC.FAMILIES AND WORK INSTITUTE, INC. NONENONENONE 734,141.734,141.734,141.TO SUPPORT DEVELOPMENT OF FLEXIBILITY ONLINE TOTO SUPPORT DEVELOPMENT OF FLEXIBILITY ONLINE TOTO SUPPORT DEVELOPMENT OF FLEXIBILITY ONLINE TO

ADVANCE ADOPTION OF A FLEXIBLE WORK PROGRAMADVANCE ADOPTION OF A FLEXIBLE WORK PROGRAMADVANCE ADOPTION OF A FLEXIBLE WORK PROGRAM267 FIFTH AVENUE - 2ND FLOOR267 FIFTH AVENUE - 2ND FLOOR267 FIFTH AVENUE - 2ND FLOOR 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10016NEW YORK, NY 10016NEW YORK, NY 10016

FILM INDEPENDENT, INC.FILM INDEPENDENT, INC.FILM INDEPENDENT, INC. NONENONENONE 220,000.220,000.220,000.TO DEVELOP SCIENCE SCRIPTS AND SUPPORT PRODUCINGTO DEVELOP SCIENCE SCRIPTS AND SUPPORT PRODUCINGTO DEVELOP SCIENCE SCRIPTS AND SUPPORT PRODUCING

TEAMS DEVELOPING SLOAN-WORTHY FEATURE FILMSTEAMS DEVELOPING SLOAN-WORTHY FEATURE FILMSTEAMS DEVELOPING SLOAN-WORTHY FEATURE FILMS9911 W. PICO BOULEVARD, 11TH FLOOR9911 W. PICO BOULEVARD, 11TH FLOOR9911 W. PICO BOULEVARD, 11TH FLOOR 509 (A) (2)509 (A) (2)509 (A) (2)

LOS ANGELES, CA 90035LOS ANGELES, CA 90035LOS ANGELES, CA 90035

FOUNDATION CENTERFOUNDATION CENTERFOUNDATION CENTER NONENONENONE 130,000.130,000.130,000.TO SUPPORT WORK ON BEHALF OF THE NONPROFIT ANDTO SUPPORT WORK ON BEHALF OF THE NONPROFIT ANDTO SUPPORT WORK ON BEHALF OF THE NONPROFIT AND

CHARITABLE COMMUNITYCHARITABLE COMMUNITYCHARITABLE COMMUNITY79 FIFTH AVENUE79 FIFTH AVENUE79 FIFTH AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10003NEW YORK, NY 10003NEW YORK, NY 10003

FUND FOR PUBLIC HEALTH IN NEW YORK, INC.FUND FOR PUBLIC HEALTH IN NEW YORK, INC.FUND FOR PUBLIC HEALTH IN NEW YORK, INC. NONENONENONE 457,814.457,814.457,814.TO IMPROVE NYC'S DEPARTMENT OF HEALTH AND MENTALTO IMPROVE NYC'S DEPARTMENT OF HEALTH AND MENTALTO IMPROVE NYC'S DEPARTMENT OF HEALTH AND MENTAL

HYGIENE'S SYNDROMIC SURVEILLANCE SYSTEMSHYGIENE'S SYNDROMIC SURVEILLANCE SYSTEMSHYGIENE'S SYNDROMIC SURVEILLANCE SYSTEMS22 CORTLANDT STREET, SUITE 110322 CORTLANDT STREET, SUITE 110322 CORTLANDT STREET, SUITE 1103 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

NEW YORK, NY 10007-3160NEW YORK, NY 10007-3160NEW YORK, NY 10007-3160

FUND FOR THE CITY OF NEW YORK, INC.FUND FOR THE CITY OF NEW YORK, INC.FUND FOR THE CITY OF NEW YORK, INC. NONENONENONE 403,750.403,750.403,750.SUPPORT FOR SLOAN AWARDS FOR EXCELLENCE INSUPPORT FOR SLOAN AWARDS FOR EXCELLENCE INSUPPORT FOR SLOAN AWARDS FOR EXCELLENCE IN

TEACHING SCIENCE AND MATHEMATICS IN NEW YORK CITYTEACHING SCIENCE AND MATHEMATICS IN NEW YORK CITYTEACHING SCIENCE AND MATHEMATICS IN NEW YORK CITY

PUBLIC HIGH SCHOOLSPUBLIC HIGH SCHOOLSPUBLIC HIGH SCHOOLS

121 AVENUE OF THE AMERICAS121 AVENUE OF THE AMERICAS121 AVENUE OF THE AMERICAS 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10013NEW YORK, NY 10013NEW YORK, NY 10013

FUND FOR THE CITY OF NEW YORK, INC.FUND FOR THE CITY OF NEW YORK, INC.FUND FOR THE CITY OF NEW YORK, INC. NONENONENONE 500,000.500,000.500,000.TO PROVIDE PARTIAL SUPPORT FOR THE SLOAN PUBLICTO PROVIDE PARTIAL SUPPORT FOR THE SLOAN PUBLICTO PROVIDE PARTIAL SUPPORT FOR THE SLOAN PUBLIC

SERVICE AWARDS PROGRAMSERVICE AWARDS PROGRAMSERVICE AWARDS PROGRAM121 AVENUE OF THE AMERICAS121 AVENUE OF THE AMERICAS121 AVENUE OF THE AMERICAS 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10013NEW YORK, NY 10013NEW YORK, NY 10013

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

GEORGE MASON UNIVERSITYGEORGE MASON UNIVERSITYGEORGE MASON UNIVERSITY NONENONENONE 246,028.246,028.246,028.TO PIONEER NEW METHODS FOR CAPTURING ANDTO PIONEER NEW METHODS FOR CAPTURING ANDTO PIONEER NEW METHODS FOR CAPTURING AND

HIGHLIGHTING ONLINE SCHOLARLY MATERIALS IN WAYSHIGHLIGHTING ONLINE SCHOLARLY MATERIALS IN WAYSHIGHLIGHTING ONLINE SCHOLARLY MATERIALS IN WAYS

THAT ARE USEFUL TO RESEARCH COMMUNITIESTHAT ARE USEFUL TO RESEARCH COMMUNITIESTHAT ARE USEFUL TO RESEARCH COMMUNITIES

4400 UNIVERSITY DRIVE4400 UNIVERSITY DRIVE4400 UNIVERSITY DRIVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

FAIRFAX, VA 22030FAIRFAX, VA 22030FAIRFAX, VA 22030

RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEWRESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEWRESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW NONENONENONE 50,000.50,000.50,000.ASSESS EFFECTIVENESS AND IMPACT OF SLOANASSESS EFFECTIVENESS AND IMPACT OF SLOANASSESS EFFECTIVENESS AND IMPACT OF SLOAN

ANYTIME/ANYPLACE EDUCATION PROGRAMANYTIME/ANYPLACE EDUCATION PROGRAMANYTIME/ANYPLACE EDUCATION PROGRAM365 FIFTH AVENUE365 FIFTH AVENUE365 FIFTH AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10016-4309NEW YORK, NY 10016-4309NEW YORK, NY 10016-4309

GREATER WASHINGTON EDUCATIONAL TELECOMMUNICATIONSGREATER WASHINGTON EDUCATIONAL TELECOMMUNICATIONSGREATER WASHINGTON EDUCATIONAL TELECOMMUNICATIONS NONENONENONE 750,000.750,000.750,000.FOR HIGH QUALITY ON-AIR AND ONLINE COVERAGE ONFOR HIGH QUALITY ON-AIR AND ONLINE COVERAGE ONFOR HIGH QUALITY ON-AIR AND ONLINE COVERAGE ON

PBS'S NEWS HOUR TO ENHANCE ECONOMIC AND FINANCIALPBS'S NEWS HOUR TO ENHANCE ECONOMIC AND FINANCIALPBS'S NEWS HOUR TO ENHANCE ECONOMIC AND FINANCIAL

LITERACYLITERACYLITERACY

2775 SOUTH QUINCY STREET2775 SOUTH QUINCY STREET2775 SOUTH QUINCY STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

ARLINGTON, VA 22206ARLINGTON, VA 22206ARLINGTON, VA 22206

HAMPTONS INTERNATIONAL FILM FESTIVALHAMPTONS INTERNATIONAL FILM FESTIVALHAMPTONS INTERNATIONAL FILM FESTIVAL NONENONENONE 153,763.153,763.153,763.TO COMMISSION AND SPOTLIGHT SCIENCE ANDTO COMMISSION AND SPOTLIGHT SCIENCE ANDTO COMMISSION AND SPOTLIGHT SCIENCE AND

TECHNOLOGY FILMS AND TO DEVELOP SCIENCE ANDTECHNOLOGY FILMS AND TO DEVELOP SCIENCE ANDTECHNOLOGY FILMS AND TO DEVELOP SCIENCE AND

TECHNOLOGY SCREENPLAYSTECHNOLOGY SCREENPLAYSTECHNOLOGY SCREENPLAYS

3 NEWTOWN MEWS3 NEWTOWN MEWS3 NEWTOWN MEWS 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

EAST HAMPTON, NY 11937EAST HAMPTON, NY 11937EAST HAMPTON, NY 11937

PRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGEPRESIDENT AND FELLOWS OF HARVARD COLLEGE NONENONENONE 1,184,278.1,184,278.1,184,278.FOR AN INTENSE TWO-YEAR PROCESS OF WORKSHOPS,FOR AN INTENSE TWO-YEAR PROCESS OF WORKSHOPS,FOR AN INTENSE TWO-YEAR PROCESS OF WORKSHOPS,

MEETINGS, PLENARIES, RESEARCH, PILOTMEETINGS, PLENARIES, RESEARCH, PILOTMEETINGS, PLENARIES, RESEARCH, PILOT

DIGITIZATION, PROTOTYPE DEVELOPMENT, ANDDIGITIZATION, PROTOTYPE DEVELOPMENT, ANDDIGITIZATION, PROTOTYPE DEVELOPMENT, AND

COMMUNITY BUILDING THAT WILL RESULT IN THE LAUNCHCOMMUNITY BUILDING THAT WILL RESULT IN THE LAUNCHCOMMUNITY BUILDING THAT WILL RESULT IN THE LAUNCH

OF THE DIGITAL PUBLIC LIBRARY OF AMERICAOF THE DIGITAL PUBLIC LIBRARY OF AMERICAOF THE DIGITAL PUBLIC LIBRARY OF AMERICA

399 HARVARD STREET399 HARVARD STREET399 HARVARD STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CAMBRIDGE, MA 02138CAMBRIDGE, MA 02138CAMBRIDGE, MA 02138

HASTINGS CENTER INCHASTINGS CENTER INCHASTINGS CENTER INC NONENONENONE 250,000.250,000.250,000.TO PROVIDE RENEWED SUPPORT TO INVESTIGATE ETHICALTO PROVIDE RENEWED SUPPORT TO INVESTIGATE ETHICALTO PROVIDE RENEWED SUPPORT TO INVESTIGATE ETHICAL

ISSUES IN SYNTHETIC BIOLOGYISSUES IN SYNTHETIC BIOLOGYISSUES IN SYNTHETIC BIOLOGY

RT TO INVESTIGATE ETHICALRT TO INVESTIGATE ETHICALRT TO INVESTIGATE ETHICAL

21 MALCOLM GORDON ROAD21 MALCOLM GORDON ROAD21 MALCOLM GORDON ROAD 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

GARRISON, NY 10524GARRISON, NY 10524GARRISON, NY 10524

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

INDIANA UNIVERSITYINDIANA UNIVERSITYINDIANA UNIVERSITY NONENONENONE 376,807.376,807.376,807.TO DESIGN A PROTOTYPE SYSTEM THAT DEMONSTRATESTO DESIGN A PROTOTYPE SYSTEM THAT DEMONSTRATESTO DESIGN A PROTOTYPE SYSTEM THAT DEMONSTRATES

NON-CONSUMPTIVE, COMPUTATIONAL ACCESS TO ANON-CONSUMPTIVE, COMPUTATIONAL ACCESS TO ANON-CONSUMPTIVE, COMPUTATIONAL ACCESS TO A

RESTRICTED FULL-TEXT CORPUSRESTRICTED FULL-TEXT CORPUSRESTRICTED FULL-TEXT CORPUS

107 SOUTH INDIANA AVE107 SOUTH INDIANA AVE107 SOUTH INDIANA AVE 509 (A) (2)509 (A) (2)509 (A) (2)

BLOOMINGTON, IN 47405BLOOMINGTON, IN 47405BLOOMINGTON, IN 47405

INSTITUTE OF INTERNATIONAL EDUCATION INCINSTITUTE OF INTERNATIONAL EDUCATION INCINSTITUTE OF INTERNATIONAL EDUCATION INC NONENONENONE 500,000.500,000.500,000.TO PROVIDE LIFE-SAVING FELLOWSHIPS AND ACADEMICTO PROVIDE LIFE-SAVING FELLOWSHIPS AND ACADEMICTO PROVIDE LIFE-SAVING FELLOWSHIPS AND ACADEMIC

PLACEMENTS FOR PERSECUTED SCHOLARS SO THEY CANPLACEMENTS FOR PERSECUTED SCHOLARS SO THEY CANPLACEMENTS FOR PERSECUTED SCHOLARS SO THEY CAN

CONTINUE THEIR WORK BEFORE RETURNING TO THEIRCONTINUE THEIR WORK BEFORE RETURNING TO THEIRCONTINUE THEIR WORK BEFORE RETURNING TO THEIR

NATIVE COUNTRIES WHEN IT IS SAFE TO DO SONATIVE COUNTRIES WHEN IT IS SAFE TO DO SONATIVE COUNTRIES WHEN IT IS SAFE TO DO SO

809 UNITED NATIONS PLAZA809 UNITED NATIONS PLAZA809 UNITED NATIONS PLAZA 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

NEW YORK, NY 10017NEW YORK, NY 10017NEW YORK, NY 10017

IODP MANAGEMENT INTERNATIONAL, INC.IODP MANAGEMENT INTERNATIONAL, INC.IODP MANAGEMENT INTERNATIONAL, INC. NONENONENONE 100,000.100,000.100,000.TO DEVELOP THE ROADMAP, MANAGEMENT, AND SUPPORTTO DEVELOP THE ROADMAP, MANAGEMENT, AND SUPPORTTO DEVELOP THE ROADMAP, MANAGEMENT, AND SUPPORT

FOR A BOREHOLE INTO EARTH'S MANTLEFOR A BOREHOLE INTO EARTH'S MANTLEFOR A BOREHOLE INTO EARTH'S MANTLE1001 CONNECTICUT AVENUE, NW, SUITE 5041001 CONNECTICUT AVENUE, NW, SUITE 5041001 CONNECTICUT AVENUE, NW, SUITE 504 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20036WASHINGTON, DC 20036WASHINGTON, DC 20036

LYRASISLYRASISLYRASIS NONENONENONE 250,000.250,000.250,000.FOR CONTINUED DIGITIZATION OF MEMBER COLLECTIONSFOR CONTINUED DIGITIZATION OF MEMBER COLLECTIONSFOR CONTINUED DIGITIZATION OF MEMBER COLLECTIONS

AND DEVELOPMENT OF A SELF-SUSTAINING REGIONALAND DEVELOPMENT OF A SELF-SUSTAINING REGIONALAND DEVELOPMENT OF A SELF-SUSTAINING REGIONAL

SCANNING CENTERSCANNING CENTERSCANNING CENTER

3000 MARKET STREET, SUITE 2003000 MARKET STREET, SUITE 2003000 MARKET STREET, SUITE 200 509 (A) (2)509 (A) (2)509 (A) (2)

PHILADELPHIA, PA 19104-2801PHILADELPHIA, PA 19104-2801PHILADELPHIA, PA 19104-2801

MANHATTAN THEATRE CLUBMANHATTAN THEATRE CLUBMANHATTAN THEATRE CLUB NONENONENONE 200,000.200,000.200,000.TO COMMISSION NINE SCIENCE AND TECHNOLOGY PLAYSTO COMMISSION NINE SCIENCE AND TECHNOLOGY PLAYSTO COMMISSION NINE SCIENCE AND TECHNOLOGY PLAYS

OVER THREE YEARS AND TO SUPPORT READINGS,OVER THREE YEARS AND TO SUPPORT READINGS,OVER THREE YEARS AND TO SUPPORT READINGS,

WORKSHOPS AND STAGE PRODUCTIONS OF SCIENCE ANDWORKSHOPS AND STAGE PRODUCTIONS OF SCIENCE ANDWORKSHOPS AND STAGE PRODUCTIONS OF SCIENCE AND

TECHNOLOGY PLAYSTECHNOLOGY PLAYSTECHNOLOGY PLAYS

311 WEST 43RD STREET, 8TH FLOOR311 WEST 43RD STREET, 8TH FLOOR311 WEST 43RD STREET, 8TH FLOOR 509 (A) (2)509 (A) (2)509 (A) (2)

NEW YORK, NY 10036NEW YORK, NY 10036NEW YORK, NY 10036

MARINE BIOLOGICAL LABORATORYMARINE BIOLOGICAL LABORATORYMARINE BIOLOGICAL LABORATORY NONENONENONE 157,466.157,466.157,466.TO PROVIDE TOOLS AND A DATA ARCHIVE FOR ANALYZINGTO PROVIDE TOOLS AND A DATA ARCHIVE FOR ANALYZINGTO PROVIDE TOOLS AND A DATA ARCHIVE FOR ANALYZING

SEQUENCE DATA OF MICROBIAL COMMUNITIES IN THESEQUENCE DATA OF MICROBIAL COMMUNITIES IN THESEQUENCE DATA OF MICROBIAL COMMUNITIES IN THE

INDOOR ENVIRONMENTINDOOR ENVIRONMENTINDOOR ENVIRONMENT

VIDE TOOLS AND A DATA ARCHIVE FOR ANALYZINGVIDE TOOLS AND A DATA ARCHIVE FOR ANALYZINGVIDE TOOLS AND A DATA ARCHIVE FOR ANALYZING

MBL STREETMBL STREETMBL STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WOODS HOLE, MA 02543WOODS HOLE, MA 02543WOODS HOLE, MA 02543

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

UNIVERSITY OF MARYLAND, COLLEGE PARKUNIVERSITY OF MARYLAND, COLLEGE PARKUNIVERSITY OF MARYLAND, COLLEGE PARK NONENONENONE 165,272.165,272.165,272.TO COMPILE, STUDY, AND OPENLY DISTRIBUTE ATO COMPILE, STUDY, AND OPENLY DISTRIBUTE ATO COMPILE, STUDY, AND OPENLY DISTRIBUTE A

NATIONALLY STANDARDIZED DATABASE OF GOVERNMENTNATIONALLY STANDARDIZED DATABASE OF GOVERNMENTNATIONALLY STANDARDIZED DATABASE OF GOVERNMENT

HEALTH INSPECTORS' RESTAURANT RATINGSHEALTH INSPECTORS' RESTAURANT RATINGSHEALTH INSPECTORS' RESTAURANT RATINGS

7950 BALTIMORE AVE7950 BALTIMORE AVE7950 BALTIMORE AVE 170 (B) (1) (A) (III)170 (B) (1) (A) (III)170 (B) (1) (A) (III)

COLLEGE PARK, MD 20742COLLEGE PARK, MD 20742COLLEGE PARK, MD 20742

MASSACHUSETTS INSTITUTE OF TECHNOLOGYMASSACHUSETTS INSTITUTE OF TECHNOLOGYMASSACHUSETTS INSTITUTE OF TECHNOLOGY NONENONENONE 165,000.165,000.165,000.TO CREATE A NEW EXECUTIVE-LEVEL COURSE DESIGNEDTO CREATE A NEW EXECUTIVE-LEVEL COURSE DESIGNEDTO CREATE A NEW EXECUTIVE-LEVEL COURSE DESIGNED

TO PROMOTE THE SAFE AND RESPONSIBLE USE OFTO PROMOTE THE SAFE AND RESPONSIBLE USE OFTO PROMOTE THE SAFE AND RESPONSIBLE USE OF

NUCLEAR POWER WORLDWIDENUCLEAR POWER WORLDWIDENUCLEAR POWER WORLDWIDE

77 MASSACHUSETTS AVENUE77 MASSACHUSETTS AVENUE77 MASSACHUSETTS AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CAMBRIDGE, MA 02139CAMBRIDGE, MA 02139CAMBRIDGE, MA 02139

MASSACHUSETTS INSTITUTE OF TECHNOLOGYMASSACHUSETTS INSTITUTE OF TECHNOLOGYMASSACHUSETTS INSTITUTE OF TECHNOLOGY NONENONENONE 127,322.127,322.127,322.TO ASSESS WHETHER AND TO WHAT EXTENT THE LOSS OFTO ASSESS WHETHER AND TO WHAT EXTENT THE LOSS OFTO ASSESS WHETHER AND TO WHAT EXTENT THE LOSS OF

DOMESTIC MANUFACTURING DUE TO TRADE WITH CHINADOMESTIC MANUFACTURING DUE TO TRADE WITH CHINADOMESTIC MANUFACTURING DUE TO TRADE WITH CHINA

AFFECTS THE PRODUCTIVITY OF OTHER U.S. FIRMS INAFFECTS THE PRODUCTIVITY OF OTHER U.S. FIRMS INAFFECTS THE PRODUCTIVITY OF OTHER U.S. FIRMS IN

THE SAME GEOGRAPHICAL AREATHE SAME GEOGRAPHICAL AREATHE SAME GEOGRAPHICAL AREA

77 MASSACHUSETTS AVENUE77 MASSACHUSETTS AVENUE77 MASSACHUSETTS AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

CAMBRIDGE, MA 02139CAMBRIDGE, MA 02139CAMBRIDGE, MA 02139

MICHIGAN STATE UNIVERSITYMICHIGAN STATE UNIVERSITYMICHIGAN STATE UNIVERSITY NONENONENONE 212,586.212,586.212,586.TO FILL A GAP IN RESEARCH BY INVESTIGATING HOWTO FILL A GAP IN RESEARCH BY INVESTIGATING HOWTO FILL A GAP IN RESEARCH BY INVESTIGATING HOW

THE "EMPLOYMENT ENVIRONMENT" PROMOTES OR IMPEDESTHE "EMPLOYMENT ENVIRONMENT" PROMOTES OR IMPEDESTHE "EMPLOYMENT ENVIRONMENT" PROMOTES OR IMPEDES

THE ABILITY OF INDIVIDUALS TO REMAIN AT WORK PASTTHE ABILITY OF INDIVIDUALS TO REMAIN AT WORK PASTTHE ABILITY OF INDIVIDUALS TO REMAIN AT WORK PAST

TRADITIONAL AGES OF RETIREMENTTRADITIONAL AGES OF RETIREMENTTRADITIONAL AGES OF RETIREMENT

840 SERVICE ROAD840 SERVICE ROAD840 SERVICE ROAD 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

EAST LANSING, MI 48824EAST LANSING, MI 48824EAST LANSING, MI 48824

THE REGENTS OF THE UNIVERSITY OF MICHIGANTHE REGENTS OF THE UNIVERSITY OF MICHIGANTHE REGENTS OF THE UNIVERSITY OF MICHIGAN NONENONENONE 3,399,874.3,399,874.3,399,874.TO CREATE AND ANALYZE DATASETS THAT COMBINE THETO CREATE AND ANALYZE DATASETS THAT COMBINE THETO CREATE AND ANALYZE DATASETS THAT COMBINE THE

HEALTH AND RETIREMENT STUDY (HRS) WITH DATA FROMHEALTH AND RETIREMENT STUDY (HRS) WITH DATA FROMHEALTH AND RETIREMENT STUDY (HRS) WITH DATA FROM

THE CENSUS BUREAU FROM THE FIRMS WHERE HRSTHE CENSUS BUREAU FROM THE FIRMS WHERE HRSTHE CENSUS BUREAU FROM THE FIRMS WHERE HRS

RESPONDENTS HAVE WORKEDRESPONDENTS HAVE WORKEDRESPONDENTS HAVE WORKED

503 THOMPSON STREET503 THOMPSON STREET503 THOMPSON STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

ANN ARBOR, MI 48109-1274ANN ARBOR, MI 48109-1274ANN ARBOR, MI 48109-1274

THE REGENTS OF THE UNIVERSITY OF MICHIGANTHE REGENTS OF THE UNIVERSITY OF MICHIGANTHE REGENTS OF THE UNIVERSITY OF MICHIGAN NONENONENONE 201,700.201,700.201,700.TO MODEL HOW U.S. LABOR MARKETS FOR SCIENTISTSTO MODEL HOW U.S. LABOR MARKETS FOR SCIENTISTSTO MODEL HOW U.S. LABOR MARKETS FOR SCIENTISTS

AND ENGINEERS RESPOND TO IMMIGRATION AND OTHERAND ENGINEERS RESPOND TO IMMIGRATION AND OTHERAND ENGINEERS RESPOND TO IMMIGRATION AND OTHER

FACTORSFACTORSFACTORS

503 THOMPSON STREET503 THOMPSON STREET503 THOMPSON STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

ANN ARBOR, MI 48109-1274ANN ARBOR, MI 48109-1274ANN ARBOR, MI 48109-1274

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

THE PRESIDENT AND FELLOWS OF MIDDLEBURY COLLEGETHE PRESIDENT AND FELLOWS OF MIDDLEBURY COLLEGETHE PRESIDENT AND FELLOWS OF MIDDLEBURY COLLEGE NONENONENONE 76,015.76,015.76,015.TO ENABLE THE MONTEREY INSTITUTE OF INTERNATIONALTO ENABLE THE MONTEREY INSTITUTE OF INTERNATIONALTO ENABLE THE MONTEREY INSTITUTE OF INTERNATIONAL

STUDIES EXPAND THE SCIENCE-BASED COURSES OFFEREDSTUDIES EXPAND THE SCIENCE-BASED COURSES OFFEREDSTUDIES EXPAND THE SCIENCE-BASED COURSES OFFERED

IN ITS MASTERS DEGREE IN NONPROLIFERATION ANDIN ITS MASTERS DEGREE IN NONPROLIFERATION ANDIN ITS MASTERS DEGREE IN NONPROLIFERATION AND

TERRORISM STUDIESTERRORISM STUDIESTERRORISM STUDIES

ENABLE THE MONTEREY INSTITUTE OF INTERNATIONALENABLE THE MONTEREY INSTITUTE OF INTERNATIONALENABLE THE MONTEREY INSTITUTE OF INTERNATIONAL

38 COLLEGE STREET38 COLLEGE STREET38 COLLEGE STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

MIDDLEBURY, VT 05753MIDDLEBURY, VT 05753MIDDLEBURY, VT 05753

THE PRESIDENT AND FELLOWS OF MIDDLEBURY COLLEGETHE PRESIDENT AND FELLOWS OF MIDDLEBURY COLLEGETHE PRESIDENT AND FELLOWS OF MIDDLEBURY COLLEGE NONENONENONE 75,969.75,969.75,969.TO ENABLE THE MONTEREY INSTITUTE OF INTERNATIONALTO ENABLE THE MONTEREY INSTITUTE OF INTERNATIONALTO ENABLE THE MONTEREY INSTITUTE OF INTERNATIONAL

STUDIES TO PROVIDE NONPROLIFERATION EDUCATION ANDSTUDIES TO PROVIDE NONPROLIFERATION EDUCATION ANDSTUDIES TO PROVIDE NONPROLIFERATION EDUCATION AND

TRAINING FOR DIPLOMATS, GOVERNMENT OFFICIALS ANDTRAINING FOR DIPLOMATS, GOVERNMENT OFFICIALS ANDTRAINING FOR DIPLOMATS, GOVERNMENT OFFICIALS AND

MID-CAREER PROFESSIONALS AT INTERNATIONALMID-CAREER PROFESSIONALS AT INTERNATIONALMID-CAREER PROFESSIONALS AT INTERNATIONAL

ORGANIZATIONSORGANIZATIONSORGANIZATIONS

38 COLLEGE STREET38 COLLEGE STREET38 COLLEGE STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

MIDDLEBURY, VT 05753MIDDLEBURY, VT 05753MIDDLEBURY, VT 05753

MUSEUM OF MATHEMATICSMUSEUM OF MATHEMATICSMUSEUM OF MATHEMATICS NONENONENONE 201,461.201,461.201,461.TO EQUIP SCIENCE FESTIVALS WITH PORTABLE,TO EQUIP SCIENCE FESTIVALS WITH PORTABLE,TO EQUIP SCIENCE FESTIVALS WITH PORTABLE,

INTERACTIVE, AND HANDS-ON MATHEMATICALINTERACTIVE, AND HANDS-ON MATHEMATICALINTERACTIVE, AND HANDS-ON MATHEMATICAL

ACTIVITIESACTIVITIESACTIVITIES

134 WEST 29TH STREET134 WEST 29TH STREET134 WEST 29TH STREET 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

NEW YORK, NY 10001NEW YORK, NY 10001NEW YORK, NY 10001

NATIONAL ACADEMY OF SCIENCESNATIONAL ACADEMY OF SCIENCESNATIONAL ACADEMY OF SCIENCES NONENONENONE 81,258.81,258.81,258.TO DEVELOP, ANALYZE, AND PROMOTE STANDARDS FORTO DEVELOP, ANALYZE, AND PROMOTE STANDARDS FORTO DEVELOP, ANALYZE, AND PROMOTE STANDARDS FOR

THE CITATION AND ATTRIBUTION OF DATA SETS BYTHE CITATION AND ATTRIBUTION OF DATA SETS BYTHE CITATION AND ATTRIBUTION OF DATA SETS BY

RESEARCH COMMUNITIESRESEARCH COMMUNITIESRESEARCH COMMUNITIES

2101 CONSTITUTION AVENUE, NW2101 CONSTITUTION AVENUE, NW2101 CONSTITUTION AVENUE, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20418WASHINGTON, DC 20418WASHINGTON, DC 20418

NATIONAL ACADEMY OF SCIENCESNATIONAL ACADEMY OF SCIENCESNATIONAL ACADEMY OF SCIENCES NONENONENONE 59,667.59,667.59,667.TO STUDY THE FEASIBILITY OF AN ONLINE AND OPENTO STUDY THE FEASIBILITY OF AN ONLINE AND OPENTO STUDY THE FEASIBILITY OF AN ONLINE AND OPEN

ACCESS MATHEMATICAL HERITAGE LIBRARYACCESS MATHEMATICAL HERITAGE LIBRARYACCESS MATHEMATICAL HERITAGE LIBRARY2101 CONSTITUTION AVENUE, NW2101 CONSTITUTION AVENUE, NW2101 CONSTITUTION AVENUE, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20418WASHINGTON, DC 20418WASHINGTON, DC 20418

NATIONAL ACADEMY OF SCIENCESNATIONAL ACADEMY OF SCIENCESNATIONAL ACADEMY OF SCIENCES NONENONENONE 300,000.300,000.300,000.TO STUDY GLOBAL COMPETITION FOR TALENT BYTO STUDY GLOBAL COMPETITION FOR TALENT BYTO STUDY GLOBAL COMPETITION FOR TALENT BY

COMPARING THE HIGH-SKILLED IMMIGRATION POLICIESCOMPARING THE HIGH-SKILLED IMMIGRATION POLICIESCOMPARING THE HIGH-SKILLED IMMIGRATION POLICIES

OF INDUSTRIALIZED NATIONSOF INDUSTRIALIZED NATIONSOF INDUSTRIALIZED NATIONS

2101 CONSTITUTION AVENUE, NW2101 CONSTITUTION AVENUE, NW2101 CONSTITUTION AVENUE, NW 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20418WASHINGTON, DC 20418WASHINGTON, DC 20418

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

NATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEERNATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEERNATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEER NONENONENONE 340,019.340,019.340,019.TO FUND NEW OBLIGATIONS IN THE MINORITY PH.D.TO FUND NEW OBLIGATIONS IN THE MINORITY PH.D.TO FUND NEW OBLIGATIONS IN THE MINORITY PH.D.

PROGRAM AND THE AMERICAN INDIAN GRADUATE PROGRAMPROGRAM AND THE AMERICAN INDIAN GRADUATE PROGRAMPROGRAM AND THE AMERICAN INDIAN GRADUATE PROGRAM

FROM JULY 1, 2008 THROUGH JUNE 30, 2009FROM JULY 1, 2008 THROUGH JUNE 30, 2009FROM JULY 1, 2008 THROUGH JUNE 30, 2009

440 HAMILTON AVENUE, SUITE 302440 HAMILTON AVENUE, SUITE 302440 HAMILTON AVENUE, SUITE 302 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WHITE PLAINS, NY 10601-1813WHITE PLAINS, NY 10601-1813WHITE PLAINS, NY 10601-1813

NATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEERNATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEERNATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEER NONENONENONE 187,325.187,325.187,325.TO FUND NEW OBLIGATIONS IN THE MINORITY PH.D.TO FUND NEW OBLIGATIONS IN THE MINORITY PH.D.TO FUND NEW OBLIGATIONS IN THE MINORITY PH.D.

PROGRAM AND THE SLOAN INDIGENOUS GRADUATE PROGRAMPROGRAM AND THE SLOAN INDIGENOUS GRADUATE PROGRAMPROGRAM AND THE SLOAN INDIGENOUS GRADUATE PROGRAM

FROM JULY 1, 2009, THROUGH JUNE 30, 2010FROM JULY 1, 2009, THROUGH JUNE 30, 2010FROM JULY 1, 2009, THROUGH JUNE 30, 2010

440 HAMILTON AVENUE, SUITE 302440 HAMILTON AVENUE, SUITE 302440 HAMILTON AVENUE, SUITE 302 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WHITE PLAINS, NY 10601-1813WHITE PLAINS, NY 10601-1813WHITE PLAINS, NY 10601-1813

NATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEERNATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEERNATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEER NONENONENONE 1,445,463.1,445,463.1,445,463.TO FUND NEW OBLIGATIONS INCURRED IN THE SLOANTO FUND NEW OBLIGATIONS INCURRED IN THE SLOANTO FUND NEW OBLIGATIONS INCURRED IN THE SLOAN

MINORITY PH.D. PROGRAM AND THE SLOAN INDIGENOUSMINORITY PH.D. PROGRAM AND THE SLOAN INDIGENOUSMINORITY PH.D. PROGRAM AND THE SLOAN INDIGENOUS

GRADUATE PARTNERSHIP PROGRAM FROM JULY 1, 2010GRADUATE PARTNERSHIP PROGRAM FROM JULY 1, 2010GRADUATE PARTNERSHIP PROGRAM FROM JULY 1, 2010

THROUGH JULY 1, 2012THROUGH JULY 1, 2012THROUGH JULY 1, 2012

440 HAMILTON AVENUE, SUITE 302440 HAMILTON AVENUE, SUITE 302440 HAMILTON AVENUE, SUITE 302 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WHITE PLAINS, NY 10601-1813WHITE PLAINS, NY 10601-1813WHITE PLAINS, NY 10601-1813

NATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEERNATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEERNATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEER NONENONENONE 2,469,300.2,469,300.2,469,300.TO FUND NEW OBLIGATIONS IN THE MINORITY PH.D.TO FUND NEW OBLIGATIONS IN THE MINORITY PH.D.TO FUND NEW OBLIGATIONS IN THE MINORITY PH.D.

PROGRAM AND THE SLOAN INDIGENOUS GRADUATEPROGRAM AND THE SLOAN INDIGENOUS GRADUATEPROGRAM AND THE SLOAN INDIGENOUS GRADUATE

PARTNERSHIP PROGRAM FROM JULY 1, 2011 TO JULY 1,PARTNERSHIP PROGRAM FROM JULY 1, 2011 TO JULY 1,PARTNERSHIP PROGRAM FROM JULY 1, 2011 TO JULY 1,

201220122012

440 HAMILTON AVENUE, SUITE 302440 HAMILTON AVENUE, SUITE 302440 HAMILTON AVENUE, SUITE 302 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WHITE PLAINS, NY 10601-1813WHITE PLAINS, NY 10601-1813WHITE PLAINS, NY 10601-1813

NATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEERNATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEERNATIONAL ACTION COUNCIL FOR MINORITIES IN ENGINEER NONENONENONE 362,351.362,351.362,351.TO ENABLE THE NATIONAL ACTION COUNCIL FORTO ENABLE THE NATIONAL ACTION COUNCIL FORTO ENABLE THE NATIONAL ACTION COUNCIL FOR

MINORITIES IN ENGINEERING TO CONTINUEMINORITIES IN ENGINEERING TO CONTINUEMINORITIES IN ENGINEERING TO CONTINUE

ADMINISTERING THE SLOAN MINORITY PH.D. PROGRAMADMINISTERING THE SLOAN MINORITY PH.D. PROGRAMADMINISTERING THE SLOAN MINORITY PH.D. PROGRAM

AND SLOAN INDIGENOUS GRADUATE PARTNERSHIP PROGRAMAND SLOAN INDIGENOUS GRADUATE PARTNERSHIP PROGRAMAND SLOAN INDIGENOUS GRADUATE PARTNERSHIP PROGRAM

FOR AN ADDITIONAL THREE YEARSFOR AN ADDITIONAL THREE YEARSFOR AN ADDITIONAL THREE YEARS

440 HAMILTON AVENUE, SUITE 302440 HAMILTON AVENUE, SUITE 302440 HAMILTON AVENUE, SUITE 302 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WHITE PLAINS, NY 10601-1813WHITE PLAINS, NY 10601-1813WHITE PLAINS, NY 10601-1813

NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC. NONENONENONE 540,000.540,000.540,000.TO SUPPORT THE SCIENCE AND ENGINEERING WORKFORCETO SUPPORT THE SCIENCE AND ENGINEERING WORKFORCETO SUPPORT THE SCIENCE AND ENGINEERING WORKFORCE

AND POLICY CENTERAND POLICY CENTERAND POLICY CENTER1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC. NONENONENONE 258,520.258,520.258,520.TO SUPPORT SUMMER INSTITUTES RUN BY THE NATIONALTO SUPPORT SUMMER INSTITUTES RUN BY THE NATIONALTO SUPPORT SUMMER INSTITUTES RUN BY THE NATIONAL

BUREAU OF ECONOMIC RESEARCHBUREAU OF ECONOMIC RESEARCHBUREAU OF ECONOMIC RESEARCH1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398

NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC. NONENONENONE 418,721.418,721.418,721.TO INITIATE AND ORGANIZE RESEARCH ON THETO INITIATE AND ORGANIZE RESEARCH ON THETO INITIATE AND ORGANIZE RESEARCH ON THE

ECONOMICS OF DIGITAL INFORMATIONECONOMICS OF DIGITAL INFORMATIONECONOMICS OF DIGITAL INFORMATION1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398

NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC. NONENONENONE 242,955.242,955.242,955.TO ADVANCE UNDERSTANDING OF HOUSEHOLD FINANCIALTO ADVANCE UNDERSTANDING OF HOUSEHOLD FINANCIALTO ADVANCE UNDERSTANDING OF HOUSEHOLD FINANCIAL

BEHAVIOR AND POLICYBEHAVIOR AND POLICYBEHAVIOR AND POLICY1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398

NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC. NONENONENONE 939,550.939,550.939,550.TO SUPPORT FELLOWSHIPS FOR PH.D. STUDENTS WORKINGTO SUPPORT FELLOWSHIPS FOR PH.D. STUDENTS WORKINGTO SUPPORT FELLOWSHIPS FOR PH.D. STUDENTS WORKING

ON THE ECONOMICS OF WORKING LONGERON THE ECONOMICS OF WORKING LONGERON THE ECONOMICS OF WORKING LONGER1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398

NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC.NATIONAL BUREAU OF ECONOMIC RESEARCH, INC. NONENONENONE 154,014.154,014.154,014.TO INVESTIGATE THE STRUCTURE AND PERFORMANCE OFTO INVESTIGATE THE STRUCTURE AND PERFORMANCE OFTO INVESTIGATE THE STRUCTURE AND PERFORMANCE OF

LABOR MARKETS IN THE AFTERMATH OF THE GREATLABOR MARKETS IN THE AFTERMATH OF THE GREATLABOR MARKETS IN THE AFTERMATH OF THE GREAT

RECESSIONRECESSIONRECESSION

1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE1050 MASSACHUSETTS AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398CAMBRIDGE, MA 02138-5398

NATIONAL GEOGRAPHIC SOCIETY TAX DEPARTMENTNATIONAL GEOGRAPHIC SOCIETY TAX DEPARTMENTNATIONAL GEOGRAPHIC SOCIETY TAX DEPARTMENT NONENONENONE 1,000,000.1,000,000.1,000,000.TO COMPLETE PRODUCTION OF A FEATURE FILM AND ANTO COMPLETE PRODUCTION OF A FEATURE FILM AND ANTO COMPLETE PRODUCTION OF A FEATURE FILM AND AN

IMAX FILM ABOUT THE EVOLUTIONARY HISTORY OF THEIMAX FILM ABOUT THE EVOLUTIONARY HISTORY OF THEIMAX FILM ABOUT THE EVOLUTIONARY HISTORY OF THE

UNIVERSE, WITH MAJOR EDUCATIONAL OUTREACHUNIVERSE, WITH MAJOR EDUCATIONAL OUTREACHUNIVERSE, WITH MAJOR EDUCATIONAL OUTREACH

1145 17TH STREET, NW1145 17TH STREET, NW1145 17TH STREET, NW 509 (A) (2)509 (A) (2)509 (A) (2)

WASHINGTON, DC 20036-4688WASHINGTON, DC 20036-4688WASHINGTON, DC 20036-4688

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

THE NEW SCHOOL FOR SOCIAL RESEARCHTHE NEW SCHOOL FOR SOCIAL RESEARCHTHE NEW SCHOOL FOR SOCIAL RESEARCH NONENONENONE 150,000.150,000.150,000.TO GENERATE AND DISSEMINATE INFORMATION FORTO GENERATE AND DISSEMINATE INFORMATION FORTO GENERATE AND DISSEMINATE INFORMATION FOR

PARENTS ABOUT NEW YORK CITY SCHOOLSPARENTS ABOUT NEW YORK CITY SCHOOLSPARENTS ABOUT NEW YORK CITY SCHOOLS66 WEST 12TH STREET66 WEST 12TH STREET66 WEST 12TH STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10011NEW YORK, NY 10011NEW YORK, NY 10011

NEW YORK BOTANICAL GARDENNEW YORK BOTANICAL GARDENNEW YORK BOTANICAL GARDEN NONENONENONE 200,000.200,000.200,000.TO FOSTER APPLICATIONS OF DNA BARCODING FORTO FOSTER APPLICATIONS OF DNA BARCODING FORTO FOSTER APPLICATIONS OF DNA BARCODING FOR

CONSERVING BIODIVERSITY, REDUCING CONSUMER FRAUD,CONSERVING BIODIVERSITY, REDUCING CONSUMER FRAUD,CONSERVING BIODIVERSITY, REDUCING CONSUMER FRAUD,

AND PROTECTING HUMAN HEALTHAND PROTECTING HUMAN HEALTHAND PROTECTING HUMAN HEALTH

2900 SOUTHERN BOULEVARD2900 SOUTHERN BOULEVARD2900 SOUTHERN BOULEVARD 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

BRONX, NY 10458-5126BRONX, NY 10458-5126BRONX, NY 10458-5126

NEW YORK UNIVERSITYNEW YORK UNIVERSITYNEW YORK UNIVERSITY NONENONENONE 245,926.245,926.245,926.TO ESTABLISH A CENTER FOR MATHEMATICAL TALENT TOTO ESTABLISH A CENTER FOR MATHEMATICAL TALENT TOTO ESTABLISH A CENTER FOR MATHEMATICAL TALENT TO

WORK WITH STUDENTS FROM NYC SCHOOLSWORK WITH STUDENTS FROM NYC SCHOOLSWORK WITH STUDENTS FROM NYC SCHOOLS70 WASHINGTON SQUARE NORTH70 WASHINGTON SQUARE NORTH70 WASHINGTON SQUARE NORTH 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10012-1019NEW YORK, NY 10012-1019NEW YORK, NY 10012-1019

NEW YORK UNIVERSITYNEW YORK UNIVERSITYNEW YORK UNIVERSITY NONENONENONE 151,510.151,510.151,510.TO RANK GLOBAL FINANCIAL FIRMS ACCORDING TO THETO RANK GLOBAL FINANCIAL FIRMS ACCORDING TO THETO RANK GLOBAL FINANCIAL FIRMS ACCORDING TO THE

SYSTEMIC RISK THEY POSE FOR THE WORLD ECONOMYSYSTEMIC RISK THEY POSE FOR THE WORLD ECONOMYSYSTEMIC RISK THEY POSE FOR THE WORLD ECONOMY70 WASHINGTON SQUARE NORTH70 WASHINGTON SQUARE NORTH70 WASHINGTON SQUARE NORTH 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10012-1019NEW YORK, NY 10012-1019NEW YORK, NY 10012-1019

NEW YORK UNIVERSITYNEW YORK UNIVERSITYNEW YORK UNIVERSITY NONENONENONE 316,267.316,267.316,267.FOR AN ANNUAL FEATURE FILM PRODUCTION GRANT OVERFOR AN ANNUAL FEATURE FILM PRODUCTION GRANT OVERFOR AN ANNUAL FEATURE FILM PRODUCTION GRANT OVER

THREE YEARS TO ENABLE FILM STUDENTS TO SHOOT ATHREE YEARS TO ENABLE FILM STUDENTS TO SHOOT ATHREE YEARS TO ENABLE FILM STUDENTS TO SHOOT A

FIRST FEATURE FILM ABOUT SCIENCE AND TECHNOLOGYFIRST FEATURE FILM ABOUT SCIENCE AND TECHNOLOGYFIRST FEATURE FILM ABOUT SCIENCE AND TECHNOLOGY

70 WASHINGTON SQUARE NORTH70 WASHINGTON SQUARE NORTH70 WASHINGTON SQUARE NORTH 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW YORK, NY 10012-1019NEW YORK, NY 10012-1019NEW YORK, NY 10012-1019

NORTH CAROLINA STATE UNIVERSITYNORTH CAROLINA STATE UNIVERSITYNORTH CAROLINA STATE UNIVERSITY NONENONENONE 20,000.20,000.20,000.TO EXPAND AND MAKE SUSTAINABLE OVER THE LONG TERMTO EXPAND AND MAKE SUSTAINABLE OVER THE LONG TERMTO EXPAND AND MAKE SUSTAINABLE OVER THE LONG TERM

THE UNIVERSITY OF NORTH CAROLINA SYSTEM-WIDETHE UNIVERSITY OF NORTH CAROLINA SYSTEM-WIDETHE UNIVERSITY OF NORTH CAROLINA SYSTEM-WIDE

PROFESSIONAL SCIENCE MASTER'S INITIATIVEPROFESSIONAL SCIENCE MASTER'S INITIATIVEPROFESSIONAL SCIENCE MASTER'S INITIATIVE

2200 HILLSBOROUGH2200 HILLSBOROUGH2200 HILLSBOROUGH 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

RALEIGH, NC 27695RALEIGH, NC 27695RALEIGH, NC 27695

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

OHIO STATE UNIVERSITYOHIO STATE UNIVERSITYOHIO STATE UNIVERSITY NONENONENONE 500,000.500,000.500,000.TO INITIATE THE DEEP ENERGY DIRECTORATE OF THETO INITIATE THE DEEP ENERGY DIRECTORATE OF THETO INITIATE THE DEEP ENERGY DIRECTORATE OF THE

DEEP CARBON OBSERVATORY WITH STUDIESDEEP CARBON OBSERVATORY WITH STUDIESDEEP CARBON OBSERVATORY WITH STUDIES

DIFFERENTIATING A BIOGENIC FROM BIOGENIC SOURCESDIFFERENTIATING A BIOGENIC FROM BIOGENIC SOURCESDIFFERENTIATING A BIOGENIC FROM BIOGENIC SOURCES

OF HYDROCARBONSOF HYDROCARBONSOF HYDROCARBONS

1960 KENNY ROAD1960 KENNY ROAD1960 KENNY ROAD 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

COLUMBUS, OH 43210COLUMBUS, OH 43210COLUMBUS, OH 43210

UNIVERSITY OF OREGONUNIVERSITY OF OREGONUNIVERSITY OF OREGON NONENONENONE 800,000.800,000.800,000.TO FUND THE CENTER FOR MICROBIAL ECOLOGY OFTO FUND THE CENTER FOR MICROBIAL ECOLOGY OFTO FUND THE CENTER FOR MICROBIAL ECOLOGY OF

INDOOR ENVIRONMENTSINDOOR ENVIRONMENTSINDOOR ENVIRONMENTS677 EAST 12TH AVE, SUITE 400677 EAST 12TH AVE, SUITE 400677 EAST 12TH AVE, SUITE 400 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

EUGENE, OR 97403-1226EUGENE, OR 97403-1226EUGENE, OR 97403-1226

TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIATRUSTEES OF THE UNIVERSITY OF PENNSYLVANIATRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA NONENONENONE 319,873.319,873.319,873.TO SUPPORT A FINAL GRANT TO THE SLOAN WORK &TO SUPPORT A FINAL GRANT TO THE SLOAN WORK &TO SUPPORT A FINAL GRANT TO THE SLOAN WORK &

FAMILY RESEARCH NETWORK TO ENSURE ITS LONG TERMFAMILY RESEARCH NETWORK TO ENSURE ITS LONG TERMFAMILY RESEARCH NETWORK TO ENSURE ITS LONG TERM

SUSTAINABILITYSUSTAINABILITYSUSTAINABILITY

3451 WALNUT STREET3451 WALNUT STREET3451 WALNUT STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

PHILADELPHIA, PA 19104-6205PHILADELPHIA, PA 19104-6205PHILADELPHIA, PA 19104-6205

PURDUE UNIVERSITYPURDUE UNIVERSITYPURDUE UNIVERSITY NONENONENONE 104,227.104,227.104,227.TO FUND THE RECRUITMENT AND RETENTION PORTION OFTO FUND THE RECRUITMENT AND RETENTION PORTION OFTO FUND THE RECRUITMENT AND RETENTION PORTION OF

THE SLOAN INDIGENOUS GRADUATE PARTNERSHIP PROGRAMTHE SLOAN INDIGENOUS GRADUATE PARTNERSHIP PROGRAMTHE SLOAN INDIGENOUS GRADUATE PARTNERSHIP PROGRAM

AT PURDUE UNIVERSITY FOR AN ADDITIONAL THREEAT PURDUE UNIVERSITY FOR AN ADDITIONAL THREEAT PURDUE UNIVERSITY FOR AN ADDITIONAL THREE

YEARSYEARSYEARS

610 PURDUE MALL610 PURDUE MALL610 PURDUE MALL 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

WEST LAFAYETTE, IN 47907WEST LAFAYETTE, IN 47907WEST LAFAYETTE, IN 47907

RAND CORPORATIONRAND CORPORATIONRAND CORPORATION NONENONENONE 384,206.384,206.384,206.SANTA MONICA, CA 90407-2137TO UNDERSTAND THE ROLESANTA MONICA, CA 90407-2137TO UNDERSTAND THE ROLESANTA MONICA, CA 90407-2137TO UNDERSTAND THE ROLE

OF EMPLOYERS IN FACILITATING OR IMPEDINGOF EMPLOYERS IN FACILITATING OR IMPEDINGOF EMPLOYERS IN FACILITATING OR IMPEDING

CONTINUED EMPLOYMENT OF OLDER WORKERS FOLLOWINGCONTINUED EMPLOYMENT OF OLDER WORKERS FOLLOWINGCONTINUED EMPLOYMENT OF OLDER WORKERS FOLLOWING

ONSET OF A WORK-LIMITING DISABILITYONSET OF A WORK-LIMITING DISABILITYONSET OF A WORK-LIMITING DISABILITY

1700 MAIN STREET, P.O. BOX 21381700 MAIN STREET, P.O. BOX 21381700 MAIN STREET, P.O. BOX 2138 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

SANTA MONICA, CA 90407-2137SANTA MONICA, CA 90407-2137SANTA MONICA, CA 90407-2137

THE SCIENCE FESTIVAL FOUNDATIONTHE SCIENCE FESTIVAL FOUNDATIONTHE SCIENCE FESTIVAL FOUNDATION NONENONENONE 650,000.650,000.650,000.TO SUPPORT PROGRAMMING AND DISSEMINATION OF THETO SUPPORT PROGRAMMING AND DISSEMINATION OF THETO SUPPORT PROGRAMMING AND DISSEMINATION OF THE

WORLD SCIENCE FESTIVAL FOR TWO YEARSWORLD SCIENCE FESTIVAL FOR TWO YEARSWORLD SCIENCE FESTIVAL FOR TWO YEARS230 WEST 41 STREET, SUITE 1600230 WEST 41 STREET, SUITE 1600230 WEST 41 STREET, SUITE 1600 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10036NEW YORK, NY 10036NEW YORK, NY 10036

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

SCIENCE FRIDAY INITIATIVE INCSCIENCE FRIDAY INITIATIVE INCSCIENCE FRIDAY INITIATIVE INC NONENONENONE 210,000.210,000.210,000.TO SUPPORT SCIENCE FRIDAY AND ITSTO SUPPORT SCIENCE FRIDAY AND ITSTO SUPPORT SCIENCE FRIDAY AND ITS

SCIENCE-AND-ARTS STRAND ON AIR, ONLINE, ANDSCIENCE-AND-ARTS STRAND ON AIR, ONLINE, ANDSCIENCE-AND-ARTS STRAND ON AIR, ONLINE, AND

ON-DEMANDON-DEMANDON-DEMAND

140 GROVE STREET, SUITE 3I140 GROVE STREET, SUITE 3I140 GROVE STREET, SUITE 3I 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

STAMFORD, CT 06901STAMFORD, CT 06901STAMFORD, CT 06901

THE SLOAN CONSORTIUM, INC.THE SLOAN CONSORTIUM, INC.THE SLOAN CONSORTIUM, INC. NONENONENONE 1,100,000.1,100,000.1,100,000.FOR SUPPORT TO TRANSITION SLOAN-C INTO AFOR SUPPORT TO TRANSITION SLOAN-C INTO AFOR SUPPORT TO TRANSITION SLOAN-C INTO A

SELF-SUSTAINING SOCIETY FOR ONLINE EDUCATIONSELF-SUSTAINING SOCIETY FOR ONLINE EDUCATIONSELF-SUSTAINING SOCIETY FOR ONLINE EDUCATIONP.O. BOX 1238P.O. BOX 1238P.O. BOX 1238 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEWBURYPORT, MA 01950NEWBURYPORT, MA 01950NEWBURYPORT, MA 01950

SMITHSONIAN INSTITUTIONSMITHSONIAN INSTITUTIONSMITHSONIAN INSTITUTION NONENONENONE 218,000.218,000.218,000.AS A FINAL GRANT TO OPERATE THE CONSORTIUM FORAS A FINAL GRANT TO OPERATE THE CONSORTIUM FORAS A FINAL GRANT TO OPERATE THE CONSORTIUM FOR

THE BARCODE OF LIFE (COBL) TO ADVANCE RAPID,THE BARCODE OF LIFE (COBL) TO ADVANCE RAPID,THE BARCODE OF LIFE (COBL) TO ADVANCE RAPID,

INEXPENSIVE IDENTIFICATION OF SPECIES OF ANIMALS,INEXPENSIVE IDENTIFICATION OF SPECIES OF ANIMALS,INEXPENSIVE IDENTIFICATION OF SPECIES OF ANIMALS,

PLANTS, AND FUNGI USING MINIMAL DNA SEQUENCESPLANTS, AND FUNGI USING MINIMAL DNA SEQUENCESPLANTS, AND FUNGI USING MINIMAL DNA SEQUENCES

1000 JEFFERSON DR SOUTHWEST1000 JEFFERSON DR SOUTHWEST1000 JEFFERSON DR SOUTHWEST 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

WASHINGTON, DC 20013-7012WASHINGTON, DC 20013-7012WASHINGTON, DC 20013-7012

S H R M FOUNDATIONS H R M FOUNDATIONS H R M FOUNDATION NONENONENONE 300,000.300,000.300,000.TO SUPPORT CREATION OF NEW CONTENT AND EXPANDED,TO SUPPORT CREATION OF NEW CONTENT AND EXPANDED,TO SUPPORT CREATION OF NEW CONTENT AND EXPANDED,

ACCELERATED OUTREACH TARGETED TO HRACCELERATED OUTREACH TARGETED TO HRACCELERATED OUTREACH TARGETED TO HR

PROFESSIONALS, EMPLOYERS, AND EMPLOYEES TOPROFESSIONALS, EMPLOYERS, AND EMPLOYEES TOPROFESSIONALS, EMPLOYERS, AND EMPLOYEES TO

ADVANCE WORKPLACE FLEXIBILITYADVANCE WORKPLACE FLEXIBILITYADVANCE WORKPLACE FLEXIBILITY

1800 DUKE STREET1800 DUKE STREET1800 DUKE STREET 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

ALEXANDRIA, VA 22314-3499ALEXANDRIA, VA 22314-3499ALEXANDRIA, VA 22314-3499

BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNBOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNBOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UN NONENONENONE 115,860.115,860.115,860.TO SUPPORT RESEARCH AND ANALYSIS OF THE ECONOMICSTO SUPPORT RESEARCH AND ANALYSIS OF THE ECONOMICSTO SUPPORT RESEARCH AND ANALYSIS OF THE ECONOMICS

OF SERIES VERSUS PARALLEL RETIREMENT INCOMEOF SERIES VERSUS PARALLEL RETIREMENT INCOMEOF SERIES VERSUS PARALLEL RETIREMENT INCOME

STRATEGIESSTRATEGIESSTRATEGIES

369 NORTH-SOUTH AXIS369 NORTH-SOUTH AXIS369 NORTH-SOUTH AXIS 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

STANFORD, CA 94305STANFORD, CA 94305STANFORD, CA 94305

BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNBOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNBOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UN NONENONENONE 526,544.526,544.526,544.TO DEVELOP PRACTICAL TECHNIQUES FOR ALLOWINGTO DEVELOP PRACTICAL TECHNIQUES FOR ALLOWINGTO DEVELOP PRACTICAL TECHNIQUES FOR ALLOWING

RESEARCHERS TO EXTRACT AGGREGATE STATISTICS FROMRESEARCHERS TO EXTRACT AGGREGATE STATISTICS FROMRESEARCHERS TO EXTRACT AGGREGATE STATISTICS FROM

LARGE DATASETS WHILE PROTECTING THE PRIVACY OFLARGE DATASETS WHILE PROTECTING THE PRIVACY OFLARGE DATASETS WHILE PROTECTING THE PRIVACY OF

INFORMATION CONTAINED IN INDIVIDUAL ENTRIESINFORMATION CONTAINED IN INDIVIDUAL ENTRIESINFORMATION CONTAINED IN INDIVIDUAL ENTRIES

369 NORTH-SOUTH AXIS369 NORTH-SOUTH AXIS369 NORTH-SOUTH AXIS 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

STANFORD, CA 94305STANFORD, CA 94305STANFORD, CA 94305

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

SUNDANCE INSTITUTESUNDANCE INSTITUTESUNDANCE INSTITUTE NONENONENONE 250,000.250,000.250,000.TO SUPPORT A PROGRAM OF SCIENCE AND TECHNOLOGYTO SUPPORT A PROGRAM OF SCIENCE AND TECHNOLOGYTO SUPPORT A PROGRAM OF SCIENCE AND TECHNOLOGY

FILMS, FILM PANELS, AND FILM FELLOWSHIPS ATFILMS, FILM PANELS, AND FILM FELLOWSHIPS ATFILMS, FILM PANELS, AND FILM FELLOWSHIPS AT

SUNDANCESUNDANCESUNDANCE

8530 WILSHIRE BOULEVARD, 3RD FLOOR8530 WILSHIRE BOULEVARD, 3RD FLOOR8530 WILSHIRE BOULEVARD, 3RD FLOOR 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

BEVERLY HILLS, CA 90211BEVERLY HILLS, CA 90211BEVERLY HILLS, CA 90211

SWARTHMORE COLLEGESWARTHMORE COLLEGESWARTHMORE COLLEGE NONENONENONE 66,107.66,107.66,107.TO LAUNCH A MULTI-CAMPUS PROJECT TO IMPROVETO LAUNCH A MULTI-CAMPUS PROJECT TO IMPROVETO LAUNCH A MULTI-CAMPUS PROJECT TO IMPROVE

UNDERSTANDING OF UNDERGRADUATE STUDENT MIGRATIONUNDERSTANDING OF UNDERGRADUATE STUDENT MIGRATIONUNDERSTANDING OF UNDERGRADUATE STUDENT MIGRATION

INTO AND OUT OF SCIENCE, ENGINEERING, ANDINTO AND OUT OF SCIENCE, ENGINEERING, ANDINTO AND OUT OF SCIENCE, ENGINEERING, AND

MATHEMATICS DISCIPLINESMATHEMATICS DISCIPLINESMATHEMATICS DISCIPLINES

500 COLLEGE AVENUE500 COLLEGE AVENUE500 COLLEGE AVENUE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

SWARTHMORE, PA 19081SWARTHMORE, PA 19081SWARTHMORE, PA 19081

TEXAS AGRILIFE RESEARCHTEXAS AGRILIFE RESEARCHTEXAS AGRILIFE RESEARCH NONENONENONE 63,587.63,587.63,587.TO EXPAND AND INSTITUTIONALIZE AN EXCELLENTTO EXPAND AND INSTITUTIONALIZE AN EXCELLENTTO EXPAND AND INSTITUTIONALIZE AN EXCELLENT

SUPPORT PROGRAM FOR GRADUATE STUDENTS IN THESUPPORT PROGRAM FOR GRADUATE STUDENTS IN THESUPPORT PROGRAM FOR GRADUATE STUDENTS IN THE

COLLEGE OF AGRICULTURE AND LIFE SCIENCES AND THECOLLEGE OF AGRICULTURE AND LIFE SCIENCES AND THECOLLEGE OF AGRICULTURE AND LIFE SCIENCES AND THE

COLLEGE OF ENGINEERING, PRIMARILY THOSE FROMCOLLEGE OF ENGINEERING, PRIMARILY THOSE FROMCOLLEGE OF ENGINEERING, PRIMARILY THOSE FROM

UNDERREPRESENTED POPULATIONSUNDERREPRESENTED POPULATIONSUNDERREPRESENTED POPULATIONS

2147 TAMU2147 TAMU2147 TAMU 170 (B) (1) (A) (I)170 (B) (1) (A) (I)170 (B) (1) (A) (I)

COLLEGE STATION, TX 77843-2147COLLEGE STATION, TX 77843-2147COLLEGE STATION, TX 77843-2147

UNIVERSITY OF TEXAS, AUSTINUNIVERSITY OF TEXAS, AUSTINUNIVERSITY OF TEXAS, AUSTIN NONENONENONE 726,502.726,502.726,502.TO DETERMINE THE CAPABILITY OF U.S. SHALE GAS TOTO DETERMINE THE CAPABILITY OF U.S. SHALE GAS TOTO DETERMINE THE CAPABILITY OF U.S. SHALE GAS TO

CONTRIBUTE SIGNIFICANTLY TO NATURAL GAS SUPPLYCONTRIBUTE SIGNIFICANTLY TO NATURAL GAS SUPPLYCONTRIBUTE SIGNIFICANTLY TO NATURAL GAS SUPPLY

OVER THE NEXT TWENTY YEARS, GIVEN VARIOUSOVER THE NEXT TWENTY YEARS, GIVEN VARIOUSOVER THE NEXT TWENTY YEARS, GIVEN VARIOUS

ASSUMPTIONS ABOUT NATURAL GAS PRICESASSUMPTIONS ABOUT NATURAL GAS PRICESASSUMPTIONS ABOUT NATURAL GAS PRICES

1 INNER CAMPUS DRIVE1 INNER CAMPUS DRIVE1 INNER CAMPUS DRIVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

AUSTIN, TX 78712AUSTIN, TX 78712AUSTIN, TX 78712

THURGOOD MARSHALL COLLEGE FUNDTHURGOOD MARSHALL COLLEGE FUNDTHURGOOD MARSHALL COLLEGE FUND NONENONENONE 157,808.157,808.157,808.TO INCLUDE THURGOOD MARSHALL COLLEGE FUNDTO INCLUDE THURGOOD MARSHALL COLLEGE FUNDTO INCLUDE THURGOOD MARSHALL COLLEGE FUND

CAMPUSES IN THE STEM MIGRATION PROJECT LED BYCAMPUSES IN THE STEM MIGRATION PROJECT LED BYCAMPUSES IN THE STEM MIGRATION PROJECT LED BY

SWARTHMORE COLLEGESWARTHMORE COLLEGESWARTHMORE COLLEGE

80 MAIDEN LANE, SUITE 220480 MAIDEN LANE, SUITE 220480 MAIDEN LANE, SUITE 2204 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10038NEW YORK, NY 10038NEW YORK, NY 10038

TRIBECA FILM INSTITUTE INCTRIBECA FILM INSTITUTE INCTRIBECA FILM INSTITUTE INC NONENONENONE 378,995.378,995.378,995.TO DEVELOP NEW SCIENCE AND TECHNOLOGY FILMS FORTO DEVELOP NEW SCIENCE AND TECHNOLOGY FILMS FORTO DEVELOP NEW SCIENCE AND TECHNOLOGY FILMS FOR

PRODUCTION AND TO SHOWCASE SCIENCE AND TECHNOLOGYPRODUCTION AND TO SHOWCASE SCIENCE AND TECHNOLOGYPRODUCTION AND TO SHOWCASE SCIENCE AND TECHNOLOGY

FILMS AND HOLD PANELS AND READINGS AT TRIBECAFILMS AND HOLD PANELS AND READINGS AT TRIBECAFILMS AND HOLD PANELS AND READINGS AT TRIBECA

75 SPRING STREET75 SPRING STREET75 SPRING STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10012NEW YORK, NY 10012NEW YORK, NY 10012

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

W E UPJOHN UNEMPLOYMENT TRUSTEE CORPORATIONW E UPJOHN UNEMPLOYMENT TRUSTEE CORPORATIONW E UPJOHN UNEMPLOYMENT TRUSTEE CORPORATION NONENONENONE 323,910.323,910.323,910.TO STUDY WAYS OF IMPROVING ECONOMIC MEASUREMENTS,TO STUDY WAYS OF IMPROVING ECONOMIC MEASUREMENTS,TO STUDY WAYS OF IMPROVING ECONOMIC MEASUREMENTS,

STATISTICS, AND INDICATORS RELATED TOSTATISTICS, AND INDICATORS RELATED TOSTATISTICS, AND INDICATORS RELATED TO

GLOBALIZATIONGLOBALIZATIONGLOBALIZATION

300 SOUTH WESTNEDGE AVENUE300 SOUTH WESTNEDGE AVENUE300 SOUTH WESTNEDGE AVENUE 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

KALAMAZOO, MI 49007KALAMAZOO, MI 49007KALAMAZOO, MI 49007

UNIVERSITY OF WASHINGTONUNIVERSITY OF WASHINGTONUNIVERSITY OF WASHINGTON NONENONENONE 453,945.453,945.453,945.TO ASSESS IMPROVEMENTS RESULTING FROM ANDTO ASSESS IMPROVEMENTS RESULTING FROM ANDTO ASSESS IMPROVEMENTS RESULTING FROM AND

ANALYZING DATA COLLECTED BY THE PROJECT TO ACCESSANALYZING DATA COLLECTED BY THE PROJECT TO ACCESSANALYZING DATA COLLECTED BY THE PROJECT TO ACCESS

CLIMATE IN ENGINEERING (PACE)CLIMATE IN ENGINEERING (PACE)CLIMATE IN ENGINEERING (PACE)

1410 NORTHEAST CAMPUS PARKWAY1410 NORTHEAST CAMPUS PARKWAY1410 NORTHEAST CAMPUS PARKWAY 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

SEATTLE, WA 98195SEATTLE, WA 98195SEATTLE, WA 98195

WELLESLEY COLLEGEWELLESLEY COLLEGEWELLESLEY COLLEGE NONENONENONE 222,041.222,041.222,041.TO EXAMINE HOW FIRMS SHAPE THE IMMIGRATION OFTO EXAMINE HOW FIRMS SHAPE THE IMMIGRATION OFTO EXAMINE HOW FIRMS SHAPE THE IMMIGRATION OF

SCIENTISTS, ENGINEERS, AND OTHER HIGHLY SKILLEDSCIENTISTS, ENGINEERS, AND OTHER HIGHLY SKILLEDSCIENTISTS, ENGINEERS, AND OTHER HIGHLY SKILLED

WORKERS TO THE UNITED STATESWORKERS TO THE UNITED STATESWORKERS TO THE UNITED STATES

106 CENTRAL STREET106 CENTRAL STREET106 CENTRAL STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

WELLESLEY, MA 02181WELLESLEY, MA 02181WELLESLEY, MA 02181

WGBH EDUCATIONAL FOUNDATIONWGBH EDUCATIONAL FOUNDATIONWGBH EDUCATIONAL FOUNDATION NONENONENONE 800,000.800,000.800,000.TO PRODUCE 12 SCIENTIST PROFILES FOR PRIME TIMETO PRODUCE 12 SCIENTIST PROFILES FOR PRIME TIMETO PRODUCE 12 SCIENTIST PROFILES FOR PRIME TIME

BROADCAST ON NOVA SCIENCE NOW, TO PRODUCE ANDBROADCAST ON NOVA SCIENCE NOW, TO PRODUCE ANDBROADCAST ON NOVA SCIENCE NOW, TO PRODUCE AND

PROMOTE 32 ADDITIONAL SCIENTIST PROFILES FOR THEPROMOTE 32 ADDITIONAL SCIENTIST PROFILES FOR THEPROMOTE 32 ADDITIONAL SCIENTIST PROFILES FOR THE

AWARD-WINNING "THE SECRET LIFE OF SCIENTISTS ANDAWARD-WINNING "THE SECRET LIFE OF SCIENTISTS ANDAWARD-WINNING "THE SECRET LIFE OF SCIENTISTS AND

ENGINEERS" WEBSITE, AND TO INCREASE THE WEBSITE'SENGINEERS" WEBSITE, AND TO INCREASE THE WEBSITE'SENGINEERS" WEBSITE, AND TO INCREASE THE WEBSITE'S

AUDIENCEAUDIENCEAUDIENCE

ONE GUEST STREETONE GUEST STREETONE GUEST STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

BOSTON, MA 02135BOSTON, MA 02135BOSTON, MA 02135

WGBH EDUCATIONAL FOUNDATIONWGBH EDUCATIONAL FOUNDATIONWGBH EDUCATIONAL FOUNDATION NONENONENONE 1,500,000.1,500,000.1,500,000.TO RESEARCH AND PRODUCE FOUR HOURS OFTO RESEARCH AND PRODUCE FOUR HOURS OFTO RESEARCH AND PRODUCE FOUR HOURS OF

DOCUMENTARIES ON THE ROLE OF SCIENCE ANDDOCUMENTARIES ON THE ROLE OF SCIENCE ANDDOCUMENTARIES ON THE ROLE OF SCIENCE AND

TECHNOLOGY IN HISTORY FOR THE AMERICAN EXPERIENCETECHNOLOGY IN HISTORY FOR THE AMERICAN EXPERIENCETECHNOLOGY IN HISTORY FOR THE AMERICAN EXPERIENCE

WITH ANCILLARY OUTREACH INCLUDING TWO INTERACTIVEWITH ANCILLARY OUTREACH INCLUDING TWO INTERACTIVEWITH ANCILLARY OUTREACH INCLUDING TWO INTERACTIVE

GAMES AND MARKETING CAMPAIGNGAMES AND MARKETING CAMPAIGNGAMES AND MARKETING CAMPAIGN

ONE GUEST STREETONE GUEST STREETONE GUEST STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

BOSTON, MA 02135BOSTON, MA 02135BOSTON, MA 02135

WIKIMEDIA FOUNDATION, INC.WIKIMEDIA FOUNDATION, INC.WIKIMEDIA FOUNDATION, INC. NONENONENONE 2,000,000.2,000,000.2,000,000.TO HELP WIKIPEDIA DEVELOP AND SUSTAIN ITSTO HELP WIKIPEDIA DEVELOP AND SUSTAIN ITSTO HELP WIKIPEDIA DEVELOP AND SUSTAIN ITS

EDUCATIONAL MISSION WHILE CONSTANTLY IMPROVINGEDUCATIONAL MISSION WHILE CONSTANTLY IMPROVINGEDUCATIONAL MISSION WHILE CONSTANTLY IMPROVING

QUALITY, DIVERSITY, AND ACCESS TO KNOWLEDGE FORQUALITY, DIVERSITY, AND ACCESS TO KNOWLEDGE FORQUALITY, DIVERSITY, AND ACCESS TO KNOWLEDGE FOR

PEOPLE EVERYWHEREPEOPLE EVERYWHEREPEOPLE EVERYWHERE

149 NEW MONTGOMERY STREET, 3RD FLOOR149 NEW MONTGOMERY STREET, 3RD FLOOR149 NEW MONTGOMERY STREET, 3RD FLOOR 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

SAN FRANCISCO, CA 94105SAN FRANCISCO, CA 94105SAN FRANCISCO, CA 94105

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

WNYC PUBLIC RADIOWNYC PUBLIC RADIOWNYC PUBLIC RADIO NONENONENONE 262,385.262,385.262,385.FOR PRODUCTION AND ENHANCED DISTRIBUTION OF RADIOFOR PRODUCTION AND ENHANCED DISTRIBUTION OF RADIOFOR PRODUCTION AND ENHANCED DISTRIBUTION OF RADIO

LAB, AN INNOVATIVE, POPULAR, SCIENCE-THEMED SHOWLAB, AN INNOVATIVE, POPULAR, SCIENCE-THEMED SHOWLAB, AN INNOVATIVE, POPULAR, SCIENCE-THEMED SHOW

ON PUBLIC RADIOON PUBLIC RADIOON PUBLIC RADIO

160 VARICK STREET160 VARICK STREET160 VARICK STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10013NEW YORK, NY 10013NEW YORK, NY 10013

WNYC PUBLIC RADIOWNYC PUBLIC RADIOWNYC PUBLIC RADIO NONENONENONE 250,000.250,000.250,000.TO MAKE SCIENCE AND TECHNOLOGY A REGULAR,TO MAKE SCIENCE AND TECHNOLOGY A REGULAR,TO MAKE SCIENCE AND TECHNOLOGY A REGULAR,

INTEGRAL FEATURE ON STUDIO 360INTEGRAL FEATURE ON STUDIO 360INTEGRAL FEATURE ON STUDIO 360160 VARICK STREET160 VARICK STREET160 VARICK STREET 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

NEW YORK, NY 10013NEW YORK, NY 10013NEW YORK, NY 10013

WOODROW WILSON INTERNATIONAL CENTER FOR SCHOLARSWOODROW WILSON INTERNATIONAL CENTER FOR SCHOLARSWOODROW WILSON INTERNATIONAL CENTER FOR SCHOLARS NONENONENONE 500,000.500,000.500,000.WASHINGTON, DC 20004-3027TO ENABLE CRISIS COMMONSWASHINGTON, DC 20004-3027TO ENABLE CRISIS COMMONSWASHINGTON, DC 20004-3027TO ENABLE CRISIS COMMONS

TO SUPPORT THE CRISIS CAMP COMMUNITY AND ADVANCETO SUPPORT THE CRISIS CAMP COMMUNITY AND ADVANCETO SUPPORT THE CRISIS CAMP COMMUNITY AND ADVANCE

INNOVATION FOR CRISIS MANAGEMENT USING SOCIALINNOVATION FOR CRISIS MANAGEMENT USING SOCIALINNOVATION FOR CRISIS MANAGEMENT USING SOCIAL

MEDIA AND NEW TECHNOLOGIESMEDIA AND NEW TECHNOLOGIESMEDIA AND NEW TECHNOLOGIES

1300 PENNSYLVANIA AVENUE, N.W.1300 PENNSYLVANIA AVENUE, N.W.1300 PENNSYLVANIA AVENUE, N.W. 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20004-3027WASHINGTON, DC 20004-3027WASHINGTON, DC 20004-3027

WOODROW WILSON INTERNATIONAL CENTER FOR SCHOLARSWOODROW WILSON INTERNATIONAL CENTER FOR SCHOLARSWOODROW WILSON INTERNATIONAL CENTER FOR SCHOLARS NONENONENONE 1,244,850.1,244,850.1,244,850.TO CONTINUE WORK TO IDENTIFY AND ADDRESS RISKSTO CONTINUE WORK TO IDENTIFY AND ADDRESS RISKSTO CONTINUE WORK TO IDENTIFY AND ADDRESS RISKS

ASSOCIATED WITH SYNTHETIC BIOLOGYASSOCIATED WITH SYNTHETIC BIOLOGYASSOCIATED WITH SYNTHETIC BIOLOGY1300 PENNSYLVANIA AVENUE, N.W.1300 PENNSYLVANIA AVENUE, N.W.1300 PENNSYLVANIA AVENUE, N.W. 170(B)(1)(A)(VI)170(B)(1)(A)(VI)170(B)(1)(A)(VI)

WASHINGTON, DC 20004-3027WASHINGTON, DC 20004-3027WASHINGTON, DC 20004-3027

YALE UNIVERSITYYALE UNIVERSITYYALE UNIVERSITY NONENONENONE 64,854.64,854.64,854.TO PROVIDE RENEWED SUPPORT TO EXAMINE THE SOURCESTO PROVIDE RENEWED SUPPORT TO EXAMINE THE SOURCESTO PROVIDE RENEWED SUPPORT TO EXAMINE THE SOURCES

AND CHARACTER OF AIRBORNE BACTERIAL AND FUNGALAND CHARACTER OF AIRBORNE BACTERIAL AND FUNGALAND CHARACTER OF AIRBORNE BACTERIAL AND FUNGAL

PARTICLES IN THE INDOOR ENVIRONMENTPARTICLES IN THE INDOOR ENVIRONMENTPARTICLES IN THE INDOOR ENVIRONMENT

38 HILLHOUSE AVE38 HILLHOUSE AVE38 HILLHOUSE AVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW HAVEN, CT 06520NEW HAVEN, CT 06520NEW HAVEN, CT 06520

YALE UNIVERSITYYALE UNIVERSITYYALE UNIVERSITY NONENONENONE 59,337.59,337.59,337.TO CONSTRUCT AND TEST BEHAVIORAL MODELS OF HOWTO CONSTRUCT AND TEST BEHAVIORAL MODELS OF HOWTO CONSTRUCT AND TEST BEHAVIORAL MODELS OF HOW

BANKRUPTCY AND MORTGAGE DEFAULT REGULATIONSBANKRUPTCY AND MORTGAGE DEFAULT REGULATIONSBANKRUPTCY AND MORTGAGE DEFAULT REGULATIONS

IMPACT HOUSEHOLD FINANCIAL DECISIONSIMPACT HOUSEHOLD FINANCIAL DECISIONSIMPACT HOUSEHOLD FINANCIAL DECISIONS

38 HILLHOUSE AVE38 HILLHOUSE AVE38 HILLHOUSE AVE 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

NEW HAVEN, CT 06520NEW HAVEN, CT 06520NEW HAVEN, CT 06520

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

AMERICAN CHEMICAL SOCIETYAMERICAN CHEMICAL SOCIETYAMERICAN CHEMICAL SOCIETY NONENONENONE 12,500.12,500.12,500.TO FUND A SURVEY OF GRADUATE STUDENT LIFE ANDTO FUND A SURVEY OF GRADUATE STUDENT LIFE ANDTO FUND A SURVEY OF GRADUATE STUDENT LIFE AND

CAREER PROSPECTS IN THE CHEMICAL SCIENCESCAREER PROSPECTS IN THE CHEMICAL SCIENCESCAREER PROSPECTS IN THE CHEMICAL SCIENCES1155 SIXTEENTH STREET, NW1155 SIXTEENTH STREET, NW1155 SIXTEENTH STREET, NW 509 (A) (2)509 (A) (2)509 (A) (2)

WASHINGTON, DC 20036WASHINGTON, DC 20036WASHINGTON, DC 20036

AMERICAN PHYSICAL SOCIETYAMERICAN PHYSICAL SOCIETYAMERICAN PHYSICAL SOCIETY NONENONENONE 12,000.12,000.12,000.TO FUND THE EDWARD A. BOUCHET LECTURESHIP AWARDTO FUND THE EDWARD A. BOUCHET LECTURESHIP AWARDTO FUND THE EDWARD A. BOUCHET LECTURESHIP AWARD

FOR THREE YEARS WHILE THE AMERICAN PHYSICALFOR THREE YEARS WHILE THE AMERICAN PHYSICALFOR THREE YEARS WHILE THE AMERICAN PHYSICAL

SOCIETY RAISES ENDOWMENT FUNDING FOR ITSOCIETY RAISES ENDOWMENT FUNDING FOR ITSOCIETY RAISES ENDOWMENT FUNDING FOR IT

1 PHYSICS ELLIPSE1 PHYSICS ELLIPSE1 PHYSICS ELLIPSE 509 (A) (2)509 (A) (2)509 (A) (2)

COLLEGE PARK, MD 20740COLLEGE PARK, MD 20740COLLEGE PARK, MD 20740

LIBRARY OF CONGRESSLIBRARY OF CONGRESSLIBRARY OF CONGRESS NONENONENONE 38,750.38,750.38,750.TO SUPPORT A TWO-DAY MEETING TO IDENTIFY GRAYTO SUPPORT A TWO-DAY MEETING TO IDENTIFY GRAYTO SUPPORT A TWO-DAY MEETING TO IDENTIFY GRAY

LITERATURE PRESERVATION PRIORITIES IN THELITERATURE PRESERVATION PRIORITIES IN THELITERATURE PRESERVATION PRIORITIES IN THE

SCIENCESSCIENCESSCIENCES

101 INDEPENDENCE AVENUE, SE101 INDEPENDENCE AVENUE, SE101 INDEPENDENCE AVENUE, SE 170 (C) (1)170 (C) (1)170 (C) (1)

WASHINGTON, DC 20540WASHINGTON, DC 20540WASHINGTON, DC 20540

MONTANA TECH OF THE UNIVERSITY OF MONTANAMONTANA TECH OF THE UNIVERSITY OF MONTANAMONTANA TECH OF THE UNIVERSITY OF MONTANA NONENONENONE 24,065.24,065.24,065.TO FUND FOR AN ADDITIONAL THREE YEARS THETO FUND FOR AN ADDITIONAL THREE YEARS THETO FUND FOR AN ADDITIONAL THREE YEARS THE

RECRUITMENT AND RETENTION PORTION OF THE SLOANRECRUITMENT AND RETENTION PORTION OF THE SLOANRECRUITMENT AND RETENTION PORTION OF THE SLOAN

INDIGENOUS GRADUATE PARTNERSHIP AT MONTANA TECHINDIGENOUS GRADUATE PARTNERSHIP AT MONTANA TECHINDIGENOUS GRADUATE PARTNERSHIP AT MONTANA TECH

1300 WEST PARK STREET1300 WEST PARK STREET1300 WEST PARK STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

BUTTE, MT 59701-8997BUTTE, MT 59701-8997BUTTE, MT 59701-8997

UNIVERSITY OF MONTANAUNIVERSITY OF MONTANAUNIVERSITY OF MONTANA NONENONENONE 48,500.48,500.48,500.TO FUND AN ADDITIONAL THREE YEARS OF THETO FUND AN ADDITIONAL THREE YEARS OF THETO FUND AN ADDITIONAL THREE YEARS OF THE

NON-SCHOLARSHIP COMPONENT OF THE SLOAN INDIGENOUSNON-SCHOLARSHIP COMPONENT OF THE SLOAN INDIGENOUSNON-SCHOLARSHIP COMPONENT OF THE SLOAN INDIGENOUS

GRADUATE PARTNERSHIP AT THE UNIVERSITY OFGRADUATE PARTNERSHIP AT THE UNIVERSITY OFGRADUATE PARTNERSHIP AT THE UNIVERSITY OF

MONTANAMONTANAMONTANA

MISSOULA, MT 59812MISSOULA, MT 59812MISSOULA, MT 59812 170(B)(1)(A)(IV)170(B)(1)(A)(IV)170(B)(1)(A)(IV)

MISSOULA, MT 59812MISSOULA, MT 59812MISSOULA, MT 59812

NEW YORK COUNTY DISTRICT ATTORNEYNEW YORK COUNTY DISTRICT ATTORNEYNEW YORK COUNTY DISTRICT ATTORNEY NONENONENONE 60,000.60,000.60,000.TO SUPPORT A PILOT STUDY TO EXAMINE DIGITAL COURTTO SUPPORT A PILOT STUDY TO EXAMINE DIGITAL COURTTO SUPPORT A PILOT STUDY TO EXAMINE DIGITAL COURT

DOCUMENTS TO DETECT AND MEASURE THE PREVALENCE OFDOCUMENTS TO DETECT AND MEASURE THE PREVALENCE OFDOCUMENTS TO DETECT AND MEASURE THE PREVALENCE OF

PERJURY AND DEVELOP OPTIONS TO MITIGATE ITPERJURY AND DEVELOP OPTIONS TO MITIGATE ITPERJURY AND DEVELOP OPTIONS TO MITIGATE IT

163 WEST 125 ST163 WEST 125 ST163 WEST 125 ST TAX EXEMPT GOV ENTITYTAX EXEMPT GOV ENTITYTAX EXEMPT GOV ENTITY

NEW YORK, NY 10027NEW YORK, NY 10027NEW YORK, NY 10027

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

THE NORTH CAROLINA A & T UNIVERSITY FOUNDATION INCTHE NORTH CAROLINA A & T UNIVERSITY FOUNDATION INCTHE NORTH CAROLINA A & T UNIVERSITY FOUNDATION INC NONENONENONE 25,000.25,000.25,000.TO ENABLE GRADUATE STUDENTS IN NORTH CAROLINATO ENABLE GRADUATE STUDENTS IN NORTH CAROLINATO ENABLE GRADUATE STUDENTS IN NORTH CAROLINA

A&T'S INDUSTRIAL AND SYSTEMS ENGINEERINGA&T'S INDUSTRIAL AND SYSTEMS ENGINEERINGA&T'S INDUSTRIAL AND SYSTEMS ENGINEERING

DEPARTMENT WHO HAVE COME FROM HBCUS TO HAVE ADEPARTMENT WHO HAVE COME FROM HBCUS TO HAVE ADEPARTMENT WHO HAVE COME FROM HBCUS TO HAVE A

SUMMER RESEARCH EXPERIENCE AT A MAJORITYSUMMER RESEARCH EXPERIENCE AT A MAJORITYSUMMER RESEARCH EXPERIENCE AT A MAJORITY

UNIVERSITY OR GOVERNMENT LABORATORYUNIVERSITY OR GOVERNMENT LABORATORYUNIVERSITY OR GOVERNMENT LABORATORY

200 N BENBOW ROAD200 N BENBOW ROAD200 N BENBOW ROAD 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

GREENSBORO, NC 27401-0000GREENSBORO, NC 27401-0000GREENSBORO, NC 27401-0000

TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIATRUSTEES OF THE UNIVERSITY OF PENNSYLVANIATRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA NONENONENONE 15,000.15,000.15,000.TO SUPPLEMENT GRADUATE STUDENTS AND FOREIGNTO SUPPLEMENT GRADUATE STUDENTS AND FOREIGNTO SUPPLEMENT GRADUATE STUDENTS AND FOREIGN

ACADEMICS TRAVELING TO THE SLOAN WORK AND FAMILYACADEMICS TRAVELING TO THE SLOAN WORK AND FAMILYACADEMICS TRAVELING TO THE SLOAN WORK AND FAMILY

NETWORK CONFERENCE IN JUNENETWORK CONFERENCE IN JUNENETWORK CONFERENCE IN JUNE

3451 WALNUT STREET3451 WALNUT STREET3451 WALNUT STREET 170(B)(1)(A)(II)170(B)(1)(A)(II)170(B)(1)(A)(II)

PHILADELPHIA, PA 19104-6205PHILADELPHIA, PA 19104-6205PHILADELPHIA, PA 19104-6205

ST. OLAF COLLEGEST. OLAF COLLEGEST. OLAF COLLEGE NONENONENONE 19,500.19,500.19,500.TO DEVELOP A NEW COMMUNITY OF PRACTICE ONTO DEVELOP A NEW COMMUNITY OF PRACTICE ONTO DEVELOP A NEW COMMUNITY OF PRACTICE ON

UNDERGRADUATE LEARNING SPACESUNDERGRADUATE LEARNING SPACESUNDERGRADUATE LEARNING SPACES

1520 SAINT OLAF AVE1520 SAINT OLAF AVE1520 SAINT OLAF AVE 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

NORTHFIELD, MN 55057-1574NORTHFIELD, MN 55057-1574NORTHFIELD, MN 55057-1574

UNIVERSITY OF D.C. FOUNDATIONUNIVERSITY OF D.C. FOUNDATIONUNIVERSITY OF D.C. FOUNDATION NONENONENONE 22,250.22,250.22,250.FOR THE IMPLEMENTATION OF PROFESSIONAL SCIENCEFOR THE IMPLEMENTATION OF PROFESSIONAL SCIENCEFOR THE IMPLEMENTATION OF PROFESSIONAL SCIENCE

MASTER'S DEGREE PROGRAMS AT THE HBCU MID-ATLANTICMASTER'S DEGREE PROGRAMS AT THE HBCU MID-ATLANTICMASTER'S DEGREE PROGRAMS AT THE HBCU MID-ATLANTIC

PSM ALLIANCEPSM ALLIANCEPSM ALLIANCE

4200 CONNECTICUT AVE., NW4200 CONNECTICUT AVE., NW4200 CONNECTICUT AVE., NW 170(B)(1)(A)(IV)170(B)(1)(A)(IV)170(B)(1)(A)(IV)

WASHINGTON, DC 20008WASHINGTON, DC 20008WASHINGTON, DC 20008

ARIUS ASSOCIATIONARIUS ASSOCIATIONARIUS ASSOCIATION NONENONENONE 75,000.75,000.75,000.TO SUPPORT CONTINUED EFFORTS TO LAUNCH REGIONALTO SUPPORT CONTINUED EFFORTS TO LAUNCH REGIONALTO SUPPORT CONTINUED EFFORTS TO LAUNCH REGIONAL

REPOSITORY WORKING GROUPSREPOSITORY WORKING GROUPSREPOSITORY WORKING GROUPSTAFEMSTRASSES 11 CH-5405TAFEMSTRASSES 11 CH-5405TAFEMSTRASSES 11 CH-5405 FOREIGN NON-501(C)(3)FOREIGN NON-501(C)(3)FOREIGN NON-501(C)(3)

BADENBADENBADEN

SWITZERLANDSWITZERLANDSWITZERLAND

ICPO-INTERPOLICPO-INTERPOLICPO-INTERPOL NONENONENONE 900,000.900,000.900,000.TO PROVIDE PARTIAL SUPPORT TO DEVELOP INTERPOL'STO PROVIDE PARTIAL SUPPORT TO DEVELOP INTERPOL'STO PROVIDE PARTIAL SUPPORT TO DEVELOP INTERPOL'S

RADIOLOGICAL AND NUCLEAR TERRORISM PREVENTIONRADIOLOGICAL AND NUCLEAR TERRORISM PREVENTIONRADIOLOGICAL AND NUCLEAR TERRORISM PREVENTION

PROGRAMPROGRAMPROGRAM

200, QUAI CHARLES DE GUALLE 69006200, QUAI CHARLES DE GUALLE 69006200, QUAI CHARLES DE GUALLE 69006 INT'L GOV'T ENTITYINT'L GOV'T ENTITYINT'L GOV'T ENTITY

LYONLYONLYON

FRANCEFRANCEFRANCE

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENTFORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)ATTACHMENT 21 (CONT'D)

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTORRELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR

AND AND AND

RECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESSRECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENTFOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTIONPURPOSE OF GRANT OR CONTRIBUTION AMOUNTAMOUNTAMOUNT

CHANCELLOR, MASTERS & SCHOLARS OF THE UNIVERSITY OCHANCELLOR, MASTERS & SCHOLARS OF THE UNIVERSITY OCHANCELLOR, MASTERS & SCHOLARS OF THE UNIVERSITY O NONENONENONE 422,910.422,910.422,910.TO PROMOTE AND ADVANCE INTERNATIONAL COMPARATIVETO PROMOTE AND ADVANCE INTERNATIONAL COMPARATIVETO PROMOTE AND ADVANCE INTERNATIONAL COMPARATIVE

STUDIES OF HOUSEHOLD FINANCESTUDIES OF HOUSEHOLD FINANCESTUDIES OF HOUSEHOLD FINANCEWELLINGTON SQUARE OX12JDWELLINGTON SQUARE OX12JDWELLINGTON SQUARE OX12JD 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

EXFORDEXFORDEXFORD

UNITED KINGDOMUNITED KINGDOMUNITED KINGDOM

CHANCELLOR, MASTERS & SCHOLARS OF THE UNIVERSITY OCHANCELLOR, MASTERS & SCHOLARS OF THE UNIVERSITY OCHANCELLOR, MASTERS & SCHOLARS OF THE UNIVERSITY O NONENONENONE 598,673.598,673.598,673.TO MEASURE THE DRIVERS AND DYNAMICS OF HIGHTO MEASURE THE DRIVERS AND DYNAMICS OF HIGHTO MEASURE THE DRIVERS AND DYNAMICS OF HIGH

SKILLED IMMIGRATIONSKILLED IMMIGRATIONSKILLED IMMIGRATIONWELLINGTON SQUARE OX1 2JDWELLINGTON SQUARE OX1 2JDWELLINGTON SQUARE OX1 2JD 501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY501 C 3 PUBLIC CHARITY

OXFORDOXFORDOXFORD

UNITED KINGDOMUNITED KINGDOMUNITED KINGDOM

GOVERNING COUNCIL OF THE UNIVERSITY OF TORONTOGOVERNING COUNCIL OF THE UNIVERSITY OF TORONTOGOVERNING COUNCIL OF THE UNIVERSITY OF TORONTO NONENONENONE 691,225.691,225.691,225.TO STUDY THE ECONOMICS OF KNOWLEDGE CONTRIBUTIONTO STUDY THE ECONOMICS OF KNOWLEDGE CONTRIBUTIONTO STUDY THE ECONOMICS OF KNOWLEDGE CONTRIBUTION

AND DISTRIBUTIONAND DISTRIBUTIONAND DISTRIBUTIONFOREIGN 501(C)(3)FOREIGN 501(C)(3)FOREIGN 501(C)(3)TORONTOTORONTOTORONTO

CANADACANADACANADA

UNIVERSITY OF WARWICKUNIVERSITY OF WARWICKUNIVERSITY OF WARWICK NONENONENONE 190,173.190,173.190,173.TO DEVELOP MATHEMATICAL FOUNDATIONS ANDTO DEVELOP MATHEMATICAL FOUNDATIONS ANDTO DEVELOP MATHEMATICAL FOUNDATIONS AND

APPLICATIONS FOR THE CONTROL THEORY OF COMPLEXAPPLICATIONS FOR THE CONTROL THEORY OF COMPLEXAPPLICATIONS FOR THE CONTROL THEORY OF COMPLEX

SYSTEMSSYSTEMSSYSTEMS

GIBEET HILL ROAD CV48UWGIBEET HILL ROAD CV48UWGIBEET HILL ROAD CV48UW FOREIGN NON-501(C)(3)FOREIGN NON-501(C)(3)FOREIGN NON-501(C)(3)

COVENTRYCOVENTRYCOVENTRY

UNITED KINGDOMUNITED KINGDOMUNITED KINGDOM

UNIVERSITY OF OTTAWAUNIVERSITY OF OTTAWAUNIVERSITY OF OTTAWA NONENONENONE 299,150.299,150.299,150.TO PROVIDE RENEWED SUPPORT TO DEVELOP FUNGALTO PROVIDE RENEWED SUPPORT TO DEVELOP FUNGALTO PROVIDE RENEWED SUPPORT TO DEVELOP FUNGAL

BARCODES AND USE THEM TO EXPLORE THE INDOORBARCODES AND USE THEM TO EXPLORE THE INDOORBARCODES AND USE THEM TO EXPLORE THE INDOOR

ENVIRONMENTENVIRONMENTENVIRONMENT

550 CUMBERLAND STREET ON550 CUMBERLAND STREET ON550 CUMBERLAND STREET ON FOREIGN 501(C)(3)FOREIGN 501(C)(3)FOREIGN 501(C)(3)

OTTAWAOTTAWAOTTAWA

CANADACANADACANADA

TOTAL CONTRIBUTIONS APPROVEDTOTAL CONTRIBUTIONS APPROVEDTOTAL CONTRIBUTIONS APPROVED 53,810,263.53,810,263.53,810,263.

ATTACHMENT 21ATTACHMENT 21ATTACHMENT 21

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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Exhibit A: Restated Charter

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION

OF

ALFRED P. SLOAN FOUNDATION

(A Delaware Non-Profit, Non-Stock Corporation)

ALFRED P. SLOAN FOUNDATION (the "Corporation"), organized and existing

pursuant to the General Corporation Law of the State of Delaware ("GCL"), does hereby certify

as follows:

I. The name of the corporation is Alfred P. Sloan Foundation. The

Corporation was originally incorporated under the name "Sloan Foundation, Inc." The date of

filing of the Corporation’s original Certificate of Incorporation with the Secretary of State of the

State of Delaware is August 2, 1934. A Certificate of Amendment of the Corporation’s

Certificate of Incorporation changing the Corporation’s name from "Sloan Foundation, Inc." to

"Alfred P. Sloan Foundation, Inc." was filed with the Secretary of State of the State of Delaware

on July 8, 1936. A Certificate of Amendment of the Corporation’s Certificate of Incorporation

changing the Corporation’s name from "Alfred P. Sloan Foundation, Inc." to "Alfred P. Sloan

Foundation" was filed with the Secretary of State of the State of Delaware on October 6, 1958.

Certificates of Amendment of the Corporation's Certificate of Incorporation were filed with the

Secretary of State of the State of Delaware on December 2, 1970 and February 8, 1988.

II. This amended and restated Certificate of Incorporation was duly adopted

by the Board of Trustees of the Corporation in accordance with Sections 245 and 242 of the

GCL.

III. This amended and restated Certificate of Incorporation restates the

Certificate of Incorporation, as amended, to read in its entirety as follows:

FIRST - The name of this corporation is Alfred P. Sloan Foundation.

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SECOND - The registered office of the corporation in the State of Delaware is to

be located at 2711 Centerville Road, Suite 400, Wilmington, DE 19808 in the County of New

Castle, and the name of its registered agent at such address is Corporation Service Company.

THIRD - The nature of the business of the corporation and the objects and

purposes proposed to be transacted, promoted or carried on by it are as follows:

1 - To be conducted and operated not for profit but exclusively for religious,

charitable, scientific, literary and educational purposes, so that no part of its net earnings shall

inure to the private benefit of any individual.

2 - Without limit as to the amount going to any one recipient or, in the aggregate,

to all recipients, to make donations, gifts, contributions and loans, financial or otherwise, out of

the annual net income and/or assets of the corporation, to or for the use of any of the following:

the United States, any State, Territory, or any political subdivision thereof, or the District of

Columbia, for exclusively public purposes and as hereinafter limited; any and all churches

(without distinction as to denomination), Sunday Schools, missions and religious organizations

of every kind and nature; community chests, funds, relief societies, old peoples homes,

poorhouses, poorfarms, orphan asylums, eleemosynary institutions generally and charities of

every kind and nature; laboratories, foundations, hospitals, expeditions and scientific

organizations of every kind and nature; schools, colleges (whether sectarian or not), universities

(whether State or not), incorporated boards of education, zoological gardens, art galleries,

museums, musical organizations, associations, societies and concerts, opera companies,

memorial associations, and educational institutions of every kind and nature; libraries and

literary institutions of every kind, and nature, and generally any and all corporations,

associations, joint ventures, partnerships, firms, joint stock companies, trusts, syndicates,

organizations, institutions, foundations, individuals and projects, provided, however, that any and

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all donations, gifts, contributions and loans made pursuant to this paragraph "2" shall be

exclusively for religious, charitable, scientific, literary or educational purposes, or for the

prevention of cruelty to children or animals; and, provided, further, that any and all donations,

gifts, contributions and loans made pursuant to this paragraph "2" shall not inure to the private

benefit of any individual. No such donation, gift, contribution or loan shall be made to any

organization, a substantial part of the activities of which is carrying on propaganda or otherwise

attempting to influence legislation.

3 - To undertake, promote, develop and carry on religious, charitable, scientific,

literary and educational projects, plans and objects of every kind, nature and description and in

any manner whatsoever; provided that the corporation shall not engage in carrying on

propaganda or otherwise attempt to influence legislation, and the corporation shall not participate

in or intervene in (including by the publishing or distributing of statements) any political

campaign on behalf of or in opposition to any candidate for public office.

4 - To accept by gift, devise, bequest or otherwise, property of every kind and

description without limit as to amount.

5 - To purchase, acquire, hold, invest, reinvest, use, mortgage, pledge, sell, assign,

transfer or otherwise dispose of the principal and income of funds and property of every kind and

description, and, in particular, lands, money, buildings, mortgages, shares, stocks, debentures,

securities, concessions, policies, notes, book debts, claims and any interest in any property which

may be necessary or convenient for the use and maintenance of the corporation.

6 - To enter into, make, perform and carry out contracts of every kind for any of

the purposes herein set forth, without limit as to amount, with any person, firm, association or

corporation of any and all States, Districts or Territories in or Colonies of the United States; or in

any and all foreign countries, subject always to the laws of such State, District, Territory, Colony

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or country; to have one or more offices to carry on all or any of the operations and to exercise

any of the powers of this corporation.

7 - To do all and everything necessary, suitable and proper for the

accomplishment of any of the purposes or the attainment of any of the objects or the furtherance

of any of the powers hereinbefore set forth, either alone or in association with other corporations,

firms or individuals, and to do every other act or acts, thing or things incidental or appurtenant to

or growing out of or connected with the aforesaid objects or purposes or any part or parts thereof,

provided the same be not inconsistent with the laws under which this corporation is organized.

8 - The foregoing clauses shall be construed as both objects and powers, and the

foregoing enumeration of specific objects and powers shall not limit or restrict in any manner the

objects and powers of this corporation; the objects and powers specified in this Certificate shall,

except where expressly limited, be in no wise limited or restricted by inference from the terms in

any other clause in any other part of this Certificate, but the objects and powers specified in each

of the clauses of this Certificate shall be regarded as independent and separate objects and

powers of this corporation.

9 - Notwithstanding any provision of the foregoing clauses, the corporation

(a) shall distribute its income for each taxable year at such time and in such

manner as not to become subject to the tax on undistributed income imposed by section 4942 of

the Internal Revenue Code of 1986, as amended, or corresponding provisions of any subsequent

Federal tax laws;

(b) shall not engage in any act of self-dealing as defined in section 4941(d) of

the Internal Revenue Code of 1986, as amended, or corresponding provisions of any subsequent

Federal tax laws;

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(c) shall not retain any excess business holdings as defined in section 4943(c)

of the Internal Revenue Code of 1986, as amended, or corresponding provisions of any

subsequent Federal tax laws;

(d) shall not make any investments in such manner as to subject it to tax under

section 4944 of the Internal Revenue Code of 1986, as amended, or corresponding provisions of

any subsequent Federal tax laws;

(e) shall not make any taxable expenditures as defined in section 4945(d) of

the Internal Revenue Code of 1986, as amended, or corresponding provisions of any subsequent

Federal tax laws.

FOURTH - The corporation shall have no capital stock.

FIFTH - The conditions governing membership, if any, shall be set forth in the

by-laws of the corporation.

SIXTH - The corporation is to have perpetual existence.

SEVENTH - The private property of the members, trustees and officers of the

corporation shall not be subject to the payment of corporate debts to any extent whatever.

EIGHTH - In the event of the liquidation, dissolution or winding up of the

corporation, whether voluntary, involuntary or by operation of law, except as may be provided

by law the trustees of the corporation shall have the power to dispose of the total assets of the

corporation in such manner as they, in the exercise of an absolute and uncontrolled discretion

may by a majority vote determine; provided, however, that the corporation’s property shall not

be conveyed or distributed to any director, officer, employee or member of a committee of, or

person connected with the corporation, or any other private individual, nor to any organization

created or operated for profit; but, after deducting all necessary expenses of liquidation,

dissolution or winding up, as the case may be, all the remaining property and assets of the

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corporation shall be distributed to such other organizations as shall then qualify under Section

501(c)(3) of the Internal Revenue Code of 1986, as amended, or corresponding provisions of any

subsequent Federal tax laws, as the trustees of the corporation shall in their discretion determine.

NINTH - The management of the affairs of the corporation shall be vested in a

Board of Trustees. The number of trustees, the manner of their election, their tenure of office,

the place, times and conduct of their meetings and their duties and powers shall, except as

otherwise provided in this Certificate of Incorporation, be prescribed in the by-laws.

In furtherance and not in limitation of the powers conferred by law, the Board of

Trustees is expressly authorized:

1 - To make, alter and amend any by-laws and to alter and repeal any by-laws so

made by the Board of Trustees.

2 - To borrow money in the name of the corporation and to authorize and cause to

be executed mortgages and liens without limit as to amount, upon real and personal property of

the corporation.

3 - To appoint such committee or committees, including an Executive Committee

of two or more members, as the Board of Trustees in their discretion shall deem desirable for the

furtherance of the objects and purposes of the corporation, and to delegate to such committee or

committees such powers as in the discretion of the Board of Trustees are necessary and desirable.

4 - In the exercise of an absolute and uncontrolled discretion, to make any and all

donations, gifts, contributions and loans which the corporation may make pursuant to this

certificate of incorporation, without responsibility or accountability to the members of this

corporation for any such donations, gifts, contributions or loans in any respect whatever; subject,

nevertheless, to the provisions of the statutes of Delaware.

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5 - In addition to the powers and authorities hereinbefore or by statute expressly

conferred upon them, to exercise all such powers and do all such things as may be exercised or

done by the corporation subject, nevertheless, to the provisions of the statutes of Delaware, of

this Certificate, and to the by-laws of the corporation.

6 - To the fullest extent that the General Corporation Law of the State of

Delaware as it exists on the date hereof or as it may hereafter be amended permits the limitation

or elimination of the liability of the trustees of the corporation, no such trustee shall be liable to

the Corporation or its members for monetary damages for breach of fiduciary duty as such a

trustee. No amendment to or repeal of this Article shall apply to or have any effect on the

liability or alleged liability of any such trustee for or with respect to any acts or omissions of

such trustee occurring prior to such amendment or repeal.

The corporation may by its by-laws confer upon the trustees and officers powers

and authorities additional to those expressly conferred upon them by law and by this Certificate.

TENTH - The corporation reserves the right to amend, change or repeal any

provision contained in this Certificate in the manner set forth in its by-laws, consistent with the

statutes of Delaware.

Date: June _____, 2011 ALFRED P. SLOAN FOUNDATION

By:________________________ Name: Title:

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Exhibit B: Restated By-laws

ALFRED P. SLOAN FOUNDATION

BY-LAWS

Adopted June 21, 2011

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TABLE OF CONTENTS

Page

ARTICLE I - MEMBERS ..................................................................................................................1 Section 1. Membership ............................................................................................................1

ARTICLE II - TRUSTEES .................................................................................................................1 Section 1. Powers and Duties...................................................................................................1 Section 2. Number; Election; Term of Office ..........................................................................1 Section 3. Trustee ex officio ....................................................................................................2 Section 4. Quorum and Board Action ......................................................................................2 Section 5. Place of Holding Meetings and Keeping Books .....................................................2 Section 6. Annual Meeting; Notice ..........................................................................................2 Section 7. Regular Meetings; Notice .......................................................................................2 Section 8. Special Meetings; Notice ........................................................................................2 Section 9. Meeting Chair .........................................................................................................3 Section 10. Vacancies ................................................................................................................3 Section 11. Resignation and Removal .......................................................................................3 Section 12. Participation by Telephone .....................................................................................3 Section 13. Action Without a Meeting ......................................................................................3 Section 14. Adjournment ...........................................................................................................3 Section 15. Compensation .........................................................................................................4 Section 16. Annual Financial Report .........................................................................................4

ARTICLE III - OFFICERS ................................................................................................................4 Section 1. Number and Manner of Election .............................................................................4 Section 2. The Chair of the Board ...........................................................................................5 Section 3. The President ..........................................................................................................5 Section 4. Vice Presidents ........................................................................................................5 Section 5. Treasurer .................................................................................................................5 Section 6. Secretary .................................................................................................................5 Section 7. Resignation and Removal .......................................................................................5 Section 8. Compensation .........................................................................................................6

ARTICLE IV - COMMITTEES..........................................................................................................6 Section 1. Standing Committees ..............................................................................................6 Section 2. Executive Committee ..............................................................................................6 Section 3. Audit Committee .....................................................................................................7 Section 4. Investment Committee ............................................................................................7 Section 5. Advisory Committees .............................................................................................7 Section 6. Quorum and Committee Action ..............................................................................7 Section 7. Replacement ............................................................................................................7 Section 8. Chair ........................................................................................................................8 Section 9. Rules .......................................................................................................................8

ARTICLE V - MISCELLANEOUS PROVISIONS ................................................................................8 Section 1. Fiscal Year ..............................................................................................................8 Section 2. Waiver of Notice .....................................................................................................8 Section 3. Indemnification .......................................................................................................8 Section 4. Banks.....................................................................................................................10 Section 5. Contracts and Other Instruments ..........................................................................10 Section 6. Loans .....................................................................................................................10

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Table of Contents (continued)

Page

ii

Section 7. Grants ....................................................................................................................10 ARTICLE VI - AMENDMENTS .......................................................................................................11

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ALFRED P. SLOAN FOUNDATION

BY-LAWS

ARTICLE I - MEMBERS

Section 1. Membership

Those individuals who are the members of the Board of Trustees of the Alfred P. Sloan Foundation (the “Corporation”) from time to time shall be the members of the Corporation, who shall have all powers and authority reserved to “members” under the Delaware General Corporation Law, as amended from time to time. No separate meetings of the members are required or necessary.

ARTICLE II - TRUSTEES

Section 1. Powers and Duties

The Board of Trustees shall manage and control the affairs and property of the Corporation. All corporate powers, except such as are otherwise provided for in the Certificate of Incorporation, these By-Laws, or the laws of the State of Delaware, shall be and hereby are vested in and shall be exercised by the Board. The Board shall have full power to adopt rules and regulations governing all actions which it takes, except as otherwise provided by the laws of the State of Delaware, and shall have full authority with respect to the distribution and payment of monies received by the Corporation from time to time; provided, however, that the fundamental and basic purposes and powers of the Corporation, and the limitations thereon, as expressed in the Certificate of Incorporation, shall not thereby be amended or changed. The Board may, except as otherwise provided by the laws of the State of Delaware, delegate to committees of its own number, or to officers of the Corporation, such powers as it may see fit.

Section 2. Number; Election; Term of Office

The number of Trustees shall be no fewer than three (3) and no more than seventeen (17). The number of Trustees may be changed by majority vote of the Trustees acting in their capacity as members, provided that no decrease in the number of Trustees may serve to diminish the term of any Trustee then in office. Trustees shall be elected annually by a majority vote of the Trustees acting in their capacity as members. Trustees' terms shall start at the Annual Meeting of their election or, if elected between Annual Meetings, at the Annual Meeting next following their election.

Trustees shall be elected to a term of five years and, in any event, each Trustee will continue in office until his or her successor has been elected and qualified, or until his or her earlier death, resignation, or removal. Each Trustee is subject to renomination and reelection at the end of each five-year term from which he or she may be eligible for reelection. In no event shall a Trustee initially elected after June 11, 1997 and prior to March 24, 2008 hold office for

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more than three consecutive five-year terms. The normal retirement date for Trustees elected prior to June 11, 1997 is the Annual Meeting following their 72nd birthday; however, if they are in midterm at age 72, retirement will be extended to the end of their term. Trustees initially elected after March 24, 2008 may hold office for no more than three consecutive terms, or to the Annual Meeting following their 75th birthday, whichever comes sooner.

Section 3. Trustee ex officio

The President, upon his or her election as President, shall be a Trustee ex officio. As such, he or she shall have all the rights and responsibilities afforded to the office of Trustee, except that years served as Trustee ex officio shall be disregarded for the purpose of determining Trustee term limits as described in Section 2 of this Article.

Section 4. Quorum and Board Action

One-third of the total number of Trustees shall constitute a quorum for the transaction of business at any meeting and, except as otherwise provided by law or these By-laws, the act of a majority of the Trustees present at any meeting, at which a quorum is present, shall be the act of the Board of Trustees.

Section 5. Place of Holding Meetings and Keeping Books

The Trustees may hold their meetings and keep the books of the Corporation outside of the State of Delaware, at any office or offices of the Corporation, or at any other place, as they may from time to time determine.

Section 6. Annual Meeting; Notice

Each newly elected Board of Trustees may hold its first meeting for the purpose of organization and the transaction of business, if a quorum be present, immediately after its election, or at such time and place as may be fixed by consent in writing of all the Trustees. Thereafter there shall be an Annual Meeting of the Board of Trustees at such time and place as shall be determined by resolution of the Board.

Section 7. Regular Meetings; Notice

Regular meetings may be held without notice at such times and places as shall be determined from time to time by resolution of the Board.

Section 8. Special Meetings; Notice

The Chair, President or Secretary may, and at the request of a majority of the Board of Trustees shall, call a special meeting of the Board of Trustees, on at least five (5) days' notice to each member of the Board given in person, by telephone, by mail to his or her last known post office address, or by electronic transmission if the Trustee has consented to receipt of electronic notice.

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Section 9. Meeting Chair

The Chair of the Board of Trustees shall, if present, preside at all meetings of the Board. In the absence of the Chair of the Board, the President, if present, shall preside. In the absence of both the Chair of the Board and the President, a member of the Board of Trustees selected by a majority of the Trustees present shall preside.

Section 10. Vacancies

Any vacancy in the Board of Trustees, whether arising from death, resignation, removal, an increase in the number of Trustees or any other cause, may be filled either by a majority vote of the remaining Trustees, though less than a quorum, or by the Trustees acting in their capacity as members.

Section 11. Resignation and Removal

Any Trustee may resign at any time by giving written notice of such resignation to the President or Secretary. Any Trustee may be removed without cause by a majority vote of the Trustees then in office.

Section 12. Participation by Telephone

The Corporation expects Trustees to attend meetings in person. However, any one or more members of the Board or of a committee thereof may participate in a meeting of the Board or committee by means of a conference telephone or similar communications equipment allowing all persons participating in the meeting to hear each other at the same time. Participation by such means will constitute presence in person at the meeting.

Section 13. Action Without a Meeting

Any action required or permitted to be taken by the Board or any committee thereof may be taken without a meeting, if all members of the Board or the committee consent in writing or by electronic transmission to the adoption of a resolution authorizing the action. The resolution and the written or electronically transmitted consents by the members of the Board or of such committee will be filed with the minutes of the proceedings of the Board or of such committee.

Section 14. Adjournment

At any meeting of the Board, whether or not a quorum is present, a majority of the Trustees present may adjourn the meeting to another time and place without further notice to any absent Trustees. At any such adjourned meeting at which a quorum is present, any business may be transacted which might have been transacted at the meeting as originally called.

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Section 15. Compensation

Trustees may receive a stipend for their services as Trustees, provided that the stipend is reasonable in light of prevailing practices for comparable positions. The amount of the stipend will be determined from time to time by the Board of Trustees or such committee thereof as the Board may determine.

Section 16. Annual Financial Report

(a) There shall be presented at the Annual Meeting of Trustees a report, verified by the President and the Vice President and Secretary or certified by an independent or certified public accountant firm selected by the Board, showing the following:

(1) the assets and liabilities, including any trust funds, of the Corporation as of the end of the previous 12 month fiscal year;

(2) the principal changes therein during such fiscal period;

(3) the revenues of the Corporation during such fiscal period;

(4) expenses and other disbursements of the Corporation during such fiscal period;

(b) The Annual Financial Report shall be filed with the records of the Corporation.

ARTICLE III - OFFICERS

Section 1. Number and Manner of Election

The officers of the Corporation shall be a Chair of the Board, a President, one or more Vice Presidents, a Treasurer and a Secretary, each to have such duties as are provided for in these By-Laws or as the Board of Trustees may from time to time determine. Any person may hold two or more offices at the same time.

Such officers shall be elected annually at the first meeting of the Board of Trustees following the election of the Board, each to hold office until his or her successor shall have been duly elected and qualified, or until his or her earlier death, resignation or removal. Vacancies in any one or more of such offices may be filled by the Board of Trustees at any time.

The Board of Trustees may appoint such other officers or agents as it may from time to time determine necessary or desirable, each to hold office for such period and to perform such duties as the Board of Trustees may determine.

The Board shall annually conduct a performance assessment of the officers and shall approve any changes in compensation following this assessment.

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Section 2. The Chair of the Board

The Chair of the Board shall be elected from among the Trustees. The Chair shall, if present, preside at all meetings of the Board of Trustees, the Executive Committee, and shall perform such other duties as the Board of Trustees may from time to time determine.

Section 3. The President

The President shall be the chief executive officer and shall have general management and control over the business and affairs of the Corporation, subject to the direction of the Board of Trustees. The President serves as a member of the Board of Trustees, ex officio. In the absence of the Chair of the Board, the President, if present, shall preside at the meetings of the Board of Trustees. The President shall have the power to appoint and discharge the employees and agents, other than officers, of the Corporation and fix their compensation, and may make and sign contracts and agreements in the name and on behalf of the Corporation, and, in general, shall perform such other duties as the Board of Trustees may from time to time determine. The President’s performance and compensation will be annually reviewed by the Board.

Section 4. Vice Presidents

The Vice Presidents shall perform such duties as the Board of Trustees or the President may from time to time determine. The Vice Presidents may be delegated authority by the President to approve and sign contracts. In the event of absence or disability of the President, a Vice President selected in accordance with procedures established by the Board shall perform the duties and exercise the powers of the President.

Section 5. Treasurer

The Treasurer shall perform all the duties customary to that office, and shall have the care and custody of the funds and securities of the Corporation, and shall have the general supervision of the books of account, and shall give such bonds for the faithful performance of his or her duties as the Board of Trustees may determine.

Section 6. Secretary

The Secretary shall keep the minutes of the Board of Trustees’ meetings, and shall have the custody of the seal of the Corporation and affix the same to documents when authorized so to do. The Secretary shall coordinate Board orientation and ongoing Board education. He or she shall perform all of the other duties usual to that office.

Section 7. Resignation and Removal

Any officer may resign at any time by delivering a written resignation to the President or Secretary of the Corporation. The acceptance of any such resignation, unless required by the terms thereof, will not be necessary to make the same effective. Any officer elected or appointed by the Board of Trustees or any member of any committee, may be removed

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at any time without cause by the majority vote of the Trustees at a meeting of the Board called for that purpose.

Section 8. Compensation

Officers may receive compensation for their services as such, provided the compensation is reasonable in light of prevailing practices for comparable positions. The amount of the compensation will be determined from time to time by the Board of Trustees or such committee thereof as the Board may determine. Officers’ compensation will be annually reviewed by the Board.

ARTICLE IV - COMMITTEES

Section 1. Standing Committees

The standing committees of the Board of Trustees shall be the Executive Committee, Audit Committee, Investment Committee, and such other committees as the Board may designate by resolution adopted by a majority of the entire Board. Each committee shall consist of three (3) or more Trustees, except that the Investment Committee may contain members that are not Trustees, provided that the number of Trustees on the Investment Committee shall always constitute a majority of the Committee’s members. Standing committee members shall be appointed by the Chair of the Board.

Standing committees, to the extent provided in the Board resolution authorizing their establishment and not restricted by law, will have and exercise the authority to act on behalf of the Board in the management of the Corporation; provided, however, that no such committee will have power to (i) amend the Corporation's Articles of Incorporation, (ii) adopt an agreement of merger or consolidation, or (iii) amend the Corporation's By-Laws. Notwithstanding the provisions of any charter or rules of procedure, the activities of each committee shall be reflected in minutes maintained by the committee chair or his or her designee.

Section 2. Executive Committee

The Executive Committee shall consist of the Chair of the Board, the President, and such other Trustees as are designated by the Board, except that there shall at all times be at least three (3) Trustees on the Committee. The Committee shall have and may exercise all of the powers and authority of the Board, except those duties delegated to other standing committees or prohibited by law. The Committee shall review and make recommendations to the Board concerning the election of Trustees and matters of Board policies and procedures, including compensation and governance. The Committee shall also perform such tasks as are from time to time assigned to it by the Board. The Committee shall notify the full Board of its actions within a reasonable time thereafter at a Board meeting. The Chair of the Committee shall be the Chair of the Board of Trustees.

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Section 3. Audit Committee

The Audit Committee shall consist of at least three (3) Trustees, none of whom may be a paid employee or consultant of the Corporation and each of whom shall have a familiarity with finance and accounting practices. Neither the Chair nor the President may be a member of the Committee, but both may attend any Committee meeting. The Committee shall review the annual audit of the Corporation and recommend to the Board the hiring and termination of the Corporation's outside auditors and the establishment of the terms of the outside auditor's engagement. The Committee shall be responsible for reviewing and commenting on the adequacy of the Corporation's financial disclosure and internal controls. The Committee shall meet at least twice annually and shall present reports to the Executive Committee and the Board on the above matters.

Section 4. Investment Committee

The Investment Committee shall consist of at least three (3) Trustees and may also contain persons who are not Trustees, so long as a majority of the Committee members are Trustees. The Investment Committee shall be responsible for overseeing the investment and reinvestment of the Corporation’s assets and setting investment policies and guidelines regarding those assets. The Committee may (a) delegate to committees, officers, employees or agents, including investment advisors, counsel or managers, the authority to act in its place in the investment and reinvestment of assets; (b) contract with investment advisors, counsel or managers to so act; and (c) authorize the payment of compensation for investment advisory, counseling or management services. The Committee shall present periodic reports to the Board regarding the performance of the Corporation’s investments. The Investment Committee shall have such other powers and duties as are determined by the Board of Trustees.

Section 5. Advisory Committees

The Board of Trustees may create, and appoint the members of, other committees not having and exercising the authority of the Board as may be deemed desirable to advise management and the Board. Each advisory committee shall exercise such powers and perform such specific duties as may be prescribed by the Board. The designation and appointment of any such committee and delegation thereto of authority will not operate to relieve the Board of Trustees, or any individual Trustee, of any responsibility imposed upon it, him or her by law.

Section 6. Quorum and Committee Action

Unless otherwise provided in the resolution of the Board of Trustees designating a committee, a majority of the entire committee will constitute a quorum. The act of a majority of the committee members present at a meeting at which a quorum is present will be the act of the committee.

Section 7. Replacement

In the absence or disqualification of a member of a committee, the committee member or members thereof present at any meeting and not disqualified from voting, whether or

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8

not constituting a quorum, may unanimously appoint another Trustee to act at the meeting in the place of any such absent or disqualified member.

Section 8. Chair

Except for those committees to which a chair is assigned by these By-Laws, a chair shall be appointed by the Chair of the Board.

Section 9. Rules

Each committee may adopt rules for its own governance not inconsistent with these By-Laws.

ARTICLE V - MISCELLANEOUS PROVISIONS

Section 1. Fiscal Year

The fiscal year of the Corporation shall end on the 31st day of December of each year.

Section 2. Waiver of Notice

Whenever notice is required to be given under any provision of law or of the Certificate of Incorporation or these By-Laws, a written waiver thereof, signed by the person entitled to notice, whether before or after the time stated therein, shall be deemed equivalent to notice. Attendance of a person at a meeting shall constitute a waiver of notice of such meeting, except for the express purpose of objecting, or as otherwise provided by law.

Section 3. Indemnification

Except as otherwise required by law,

(a) the Corporation shall, to the fullest extent permitted by applicable law as then in effect, indemnify any person who was or is involved in any manner (including, without limitation, as a party or a witness) or who is threatened to be made so involved in any threatened, pending or completed claim, action, suit or proceeding, whether civil, criminal, administrative or investigative (including, without limitation, any action, suit or proceeding by or in the right of the Corporation to procure a judgment in its favor (a “derivative suit”)) by reason of the fact that he or she, his or her testator or intestate, is or was a trustee, officer, committee member, employee or agent of the Corporation, or is or was serving at the request of the Corporation as a director, trustee, officer, committee member, employee or agent of another corporation, partnership, joint venture, trust or other enterprise (including, without limitation, any employee benefit plan) against all expenses (including attorney's fees, judgments, fines and amounts paid in settlement actually and reasonably incurred by him or her in connection with such action, suit or proceeding, subject to the proviso that in the case of a derivative suit any payment made pursuant to a court judgment must be authorized by the

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9

court). Such indemnification shall be a contract right and shall include the right to receive payment in advance of any expense incurred by such person in connection with such action, suit or proceeding, consistent with the provisions of applicable law as then in effect;

(b) the termination of any action, suit or proceeding by judgment, order, settlement, conviction or upon a plea of nolo contendere or its equivalent shall not, of itself, create a presumption that the person did not act in good faith and in a manner which he reasonably believed to be in or not opposed to the best interests of the Corporation, and, with respect to any criminal action or proceeding, had reasonable cause to believe that his or her conduct was unlawful:

(c) any indemnification under subparagraph (a) of this Section shall be made by the Corporation only as authorized in the specific case upon a determination that indemnification of the director, trustee, officer, committee member, employee or agent is proper under the circumstances because he has met the applicable law as then in effect. Such determination shall be made (1) by the Board of Trustees by a majority vote of a quorum consisting of Trustees who were not parties to such action, suit or proceeding, or (2) if such a quorum is not obtainable, by the Board of Trustees in accordance with such determination by independent legal counsel selected by the Board. To the extent that any such person has been successful on the merits or otherwise in defense of any action, suit or proceeding referred to in subparagraph (a) or in defense of any claim, issue or matter therein, he or she shall be indemnified against expenses (including attorneys fees) actually and reasonably incurred by him or her in connection therewith;

(d) expenses incurred in defending a civil or criminal action, suit or proceeding shall be paid by the Corporation in advance of the final disposition of such action, suit or proceeding, upon receipt of an undertaking by or on behalf of the director, trustee, officer, committee member, employee or agent to repay such amount if shall ultimately be determined that he is not entitled to be indemnified by the Corporation as authorized by this Section;

(e) the foregoing right of indemnification and the advancement of expenses shall not be deemed exclusive of any rights to which any such director, trustee, officer, committee member, employee or agent may be entitled by contract or otherwise or of any power of the Corporation with respect to other rights, and shall continue as to a person who has ceased to be such a director, trustee, officer, committee member, employee or agent, and shall inure to the benefit of the heirs, executors and administrators of such person. The provisions of this Section shall be separable and if any of its provisions shall be adjudged to be invalid or unenforceable such invalidity or unenforceability shall not affect any other provision thereof; and

(f) the Corporation shall have power to purchase and maintain insurance on behalf of any person who is or was a director, trustee, officer, committee member, employee or agent of the Corporation, or is or was serving at the request of the

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10

Corporation as a director, trustee, officer, committee member, employee or agent of another corporation, partnership, joint venture, trust or other enterprise against any liability asserted against such person and incurred by such person in any such capacity, or arising out of such person's status as such.

Section 4. Banks

The Board will from time to time and as necessary select such banks or depositaries as it will deem proper for the funds of the Corporation. The Treasurer, and any other person authorized by the Board from time to time, may sign checks, drafts or other orders for the payment of money on the Corporation's behalf.

Section 5. Contracts and Other Instruments

Except as otherwise provided by these By-Laws or authorized by the Board, no Trustee, officer, committee member, employee, agent, or other person will have power or authority to bind the Corporation by any contract, agreement, or instrument or to render it liable for any purpose or for any amount. The Board may authorize any officer or officers, in the name of or on behalf of the Corporation, to enter into any contract or to execute and to deliver any instrument, or to sign checks, drafts, endorsements, notes or other evidences of indebtedness of the Corporation, and such authority may be general or confined to specific instances. The withdrawal of funds or securities of the Corporation from banks or trust companies or vaults therein will be made only on the signature or signatures of such one or more of the Trustees, officers, or employees of the Corporation as may be designated from time to time by the Board for such purpose.

Section 6. Loans

The Corporation may not borrow or loan funds or assets and may not issue negotiable paper unless authorized by the vote of the Board. When so authorized by the Board, any officer of the Corporation may effect loans and advances at any time for the Corporation from any bank, trust company or other institution, or from any firm, Corporation, or individual. Such authority may be general or confined to specific instances. No loans other than through the purchase of bonds, debentures or similar obligations of the type customarily sold in public offerings, or through ordinary deposit of funds in a bank, will be made by the Corporation to its Trustees or officers, or to any other corporation, firm, association or other entity in which one or more of its Trustees or officers are trustees or officers or hold a substantial interest, except a loan to an organization described in Section 501(c)(3) of the Internal Revenue Code of 1986, as amended.

Section 7. Grants

Procedures for approving grants, including delegation of authority to approve grants, will be set forth by the Board from time to time.

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ARTICLE VI - AMENDMENTS

These By-Laws may be amended at any regular or special meeting of the Board of Trustees, by a majority vote of the entire Board then in office.

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OMB No. 1545-0092SCHEDULE D(Form 1041) Capital Gains and Losses

IAttach to Form 1041, Form 5227, or Form 990-T. See the Instructions forDepartment of the Treasury À¾µµInternal Revenue Service Schedule D (Form 1041) (also for Form 5227 or Form 990-T, if applicable).

Name of estate or trust Employer identification number

Note: Form 5227 filers need to complete only Parts I and II.

Short-Term Capital Gains and Losses - Assets Held One Year or Less Part I (f) Gain or (loss) for

the entire yearSubtract (e) from (d)

(a) Description of property(Example: 100 shares 7% preferred of "Z" Co.)

(b) Date acquired(mo., day, yr.)

(c) Date sold(mo., day, yr.)

(e) Cost or other basis(see instructions)

(d) Sales price

1a

b Enter the short-term gain or (loss), if any, from Schedule D-1, line 1b 1b

2

3

4

5

6b

7

8

9

10

11

12

m m m m m m m m m m m m m m m m m m m m m m2 Short-term capital gain or (loss) from Forms 4684, 6252, 6781, and 8824 m m m m m m m m m m m m m m m m m m m3 Net short-term gain or (loss) from partnerships, S corporations, and other estates or trusts m m m m m m m m m m4 Short-term capital loss carryover. Enter the amount, if any, from line 9 of the 2010 Capital Loss

Carryover Worksheet ( )m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m5 Net short-term gain or (loss). Combine lines 1a through 4 in column (f). Enter here and on line 13,

column (3) on the back Im m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mLong-Term Capital Gains and Losses - Assets Held More Than One Year Part II

(f) Gain or (loss) forthe entire year

Subtract (e) from (d)

(a) Description of property(Example: 100 shares 7% preferred of "Z" Co.)

(b) Date acquired(mo., day, yr.)

(c) Date sold(mo., day, yr.)

(e) Cost or other basis(see instructions)

(d) Sales price

6a

b Enter the long-term gain or (loss), if any, from Schedule D-1, line 6b m m m m m m m m m m m m m m m m m m m m m m m7 Long-term capital gain or (loss) from Forms 2439, 4684, 6252, 6781, and 8824 m m m m m m m m m m m m m m m8 Net long-term gain or (loss) from partnerships, S corporations, and other estates or trusts m m m m m m m m m m m9 Capital gain distributions m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m

10 Gain from Form 4797, Part I m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m11 Long-term capital loss carryover. Enter the amount, if any, from line 14 of the 2010 Capital Loss

Carryover Worksheet ( )m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m12 Net long-term gain or (loss). Combine lines 6a through 11 in column (f). Enter here and on line 14a,

column (3) on the back Im m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mFor Paperwork Reduction Act Notice, see the Instructions for Form 1041. Schedule D (Form 1041) 2011

JSA

1F1210 2.000

ALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATIONALFRED P. SLOAN FOUNDATION 13-162387713-162387713-1623877

68,211,959.68,211,959.68,211,959.

68,211,959.68,211,959.68,211,959.

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002

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Schedule D (Form 1041) 2011 Page 2

Summary of Parts I and II

Caution: Read the instructions before completing this part.(1) Beneficiaries'

(see instr.)(2) Estate'sor trust's

Part III (3) Total

13

14

15

Net short-term gain or (loss)

Net long-term gain or (loss):

Total for year

Unrecaptured section 1250 gain (see line 18 of the wrksht.)

28% rate gain

Total net gain or (loss). Combine lines 13 and 14a

13

14a

14b

14c

15

m m m m m m m m m m m m m m m m m m m m ma

b

c

m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mm m m m m

m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mIm m m m m m m

Note: If line 15, column (3), is a net gain, enter the gain on Form 1041, line 4 (or Form 990-T, Part I, line 4a). If lines 14a and 15, column (2), are net gains, go to Part V, and do not complete Part IV. If line 15, column (3), is a net loss, complete Part IV and the Capital Loss Carryover Worksheet, as necessary.

Capital Loss Limitation Part IV

16 Enter here and enter as a (loss) on Form 1041, line 4 (or Form 990-T, Part I, line 4c, if a trust), the smaller of:

a The loss on line 15, column (3) or b $3,000 16 ( )m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mNote: If the loss on line 15, column (3), is more than $3,000, or if Form 1041, page 1, line 22 (or Form 990-T, line 34), is a loss, complete the Capital LossCarryover Worksheet in the instructions to figure your capital loss carryover.

Tax Computation Using Maximum Capital Gains Rates Part V Form 1041 filers. Complete this part only if both lines 14a and 15 in column (2) are gains, or an amount is entered in Part I or Part II and

there is an entry on Form 1041, line 2b(2), and Form 1041, line 22, is more than zero.

%%Caution: Skip this part and complete the Schedule D Tax Worksheet in the instructions if: Either line 14b, col. (2) or line 14c, col. (2) is more than zero, or Both Form 1041, line 2b(1), and Form 4952, line 4g are more than zero.

Form 990-T trusts. Complete this part only if both lines 14a and 15 are gains, or qualified dividends are included in income in Part Iof Form 990-T, and Form 990-T, line 34, is more than zero. Skip this part and complete the Schedule D Tax Worksheet in the instructionsif either line 14b, col. (2) or line 14c, col. (2) is more than zero.

17

18

19

20

21

22

23

Enter taxable income from Form 1041, line 22 (or Form 990-T, line 34) 17m m mEnter the smaller of line 14a or 15 in column (2)

but not less than zero 18m m m m m m m m m m m m m m m mEnter the estate's or trust's qualified dividends

from Form 1041, line 2b(2) (or enter the qualified

dividends included in income in Part I of Form 990-T) 19m mAdd lines 18 and 19 20m m m m m m m m m m m m m m m mIf the estate or trust is filing Form 4952, enter the

amount from line 4g; otherwise, enter -0- I 21m mSubtract line 21 from line 20. If zero or less, enter -0-

Subtract line 22 from line 17. If zero or less, enter -0-

22m m m m m m m m m m m m m23m m m m m m m m m m m m m

24 Enter the smaller of the amount on line 17 or $2,300 24m m m m m m m m m m m m m25 Is the amount on line 23 equal to or more than the amount on line 24?

Yes. Skip lines 25 and 26; go to line 27 and check the "No" box.

No. Enter the amount from line 23

26 Subtract line 25 from line 24

25

26m m m m m m m m m m m m m m m m m m m m m

m m m m m m m m m m m m m m m m m m m m m m m m m m m27 Are the amounts on lines 22 and 26 the same?

Yes. Skip lines 27 thru 30; go to line 31. No. Enter the smaller of line 17 or line 22 27

28

29

30

31

32

33

34

Enter the amount from line 26 (If line 26 is blank, enter -0-) 28m m m m m m m m m mSubtract line 28 from line 27

Multiply line 29 by 15% (.15)

29m m m m m m m m m m m m m m m m m m m m m m m m m m30m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m

Figure the tax on the amount on line 23. Use the 2011 Tax Rate Schedule for Estates and Trusts

(see the Schedule G instructions in the instructions for Form 1041) 31m m m m m m m m m m m m m m m m m m m m mAdd lines 30 and 3 1 32m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mFigure the tax on the amount on line 17. Use the 2011 Tax Rate Schedule for Estates and Trusts

(see the Schedule G instructions in the instructions for Form 1041) 33m m m m m m m m m m m m m m m m m m m m mTax on all taxable income. Enter the smaller of line 32 or line 33 here and on Form 1041, Schedule

G, line 1a (or Form 990-T, line 36) 34m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mSchedule D (Form 1041) 2011

JSA1F1220 2.000

68,211,959.68,211,959.68,211,959.

68,211,959.68,211,959.68,211,959.

76692K 700J76692K 700J76692K 700J 11/15/201211/15/201211/15/2012 10:22:12 AM10:22:12 AM10:22:12 AM V 11-6.1V 11-6.1V 11-6.1 0170665-000020170665-000020170665-00002