990373_single
DESCRIPTION
REC Tax Free Bond ApplicationTRANSCRIPT
Acknowledgement Slip for Lead Managers/Consortium Member/Sub-Consortium Member/
Brokers/Sub-Brokers/Trading Members / SCSB’s
RURAL ELECTRIFICATION CORPORATION LIMITED
(A Government of India Undertaking)
Application Form No.
Application Form No.
Name of Sole / First Applicant______________________________________________________________________________________
Cheque / DD/ASBA Bank A/c No. Drawn on (Name of Bank & Branch)
TEAR HERE
Date, Stamp & Signature of Escrow Bank (Mandatory)
Cheque / DD/ASBA Bank A/c No. Dated___________,2015
Received from Mr./Ms. /M/s.
Telephone / Mobile Email
Amount Paid (` in figures) Bank & Branch
PANDPID/ CLID
TEAR HERE
Acknowledgement Slip for Applicant
Date Stamp & Signature of Lead Manager/Consortium Members/Sub-Consortium
Members/Trading Members/SCSB
2. Investor Category (Please refer overleaf) Category I Category II Category III Category IV Sub Category Code (Please refer overleaf)
3. PLEASE PROVIDE APPLICANT’S DEPOSITORY DETAILS
NSDL / CDSL
6. PAYMENT DETAILS (Please tick () any one of payment option A or B below)
D D M M Y Y
TE
AR
HE
RE
TE
AR
HE
RE
PlE
AS
E F
ill
iN B
loC
k l
ET
TE
RS
RU
RA
L EL
ECTR
IFIC
ATIO
N
CO
RPO
RAT
ION
LIM
ITED
(A G
over
nmen
t of
Ind
ia U
nder
taki
ng)
Dated ,2015
application form (for resident applicants)
ISSUE OPENS ON : OCTOBER 27, 2015ISSUE CLOSES ON* : NOVEMBER 4, 2015
I/we hereby confirm that I/we have read and understood the terms and conditions of this Application Form and the attached Abridged Prospectus and agree to the ‘Applicant’s Undertaking’ as given overleaf. I/we hereby confirm that I/we have read the instructions for filling up the Application Form given overleaf.
pUBlic issUe of taX free, secUred, redeemaBle, non-conVertiBle Bonds in tHe natUre of deBentUres Vide sHelf prospectUs and prospectUs trancHe i dated octoBer 21, 2015
To, The Board of Directors, rUral electrification corporation limited
lead manaGer/ consortiUm memBer/tradinG memBer stamp & code sUB BroKer/aGentcode
SUB- CONSORTIUM MEMBER /BROKER’Sstamp & code
escroW BanK / scsB BrancHstamp & code
BanK BrancHserial no.
1. APPLICANT’S DETAILS - PLEASE FILL IN BLOCK LETTERS (Please refer to point no. 29 of the attached Abridged Prospectus)
D D M M Y Y Y Y
First Applicant (Mr./ Ms./M/s.) Date of Birth Name of Guardian (if applicant is minor) Mr./Ms. Address
Pin Code (Compulsory) Tel No. (with STD Code) / Mobile Email
Second Applicant (Mr./ Ms./M/s.)
RURAL ELECTRIFICATION CORPORATION LIMITED(A Government of India Undertaking)
Credit Rating : “[CRISIL] AAA” (stable) by CRISIL Limited, “CARE AAA” by CARE Limited, “ICRA AAA” by ICRA Limited and “IND AAA / Stable” by India Ratings & Research Private Limited
common application formfor asBa / non asBa
REGISTRAR’S / SCSBserial no.
date ofreceipt
Applications submitted without being uploaded on the terminals of the Stock Exchanges will be rejected.
While submitting the application form, the applicant should ensure that the date stamp being put on the application form by the lead manager/consortium /sub-consortium member/Broker/sub Broker/trading member/scsB matches with the date stamp on the acknowledgement slip
(Please Refer To Point No. 29 Of The Attached Abridged Prospectus) For NSDl Enter 8 Digit Dp id Followed By 8 Digit Client id / For CDSl Enter 16 Digit Client iD
(B) ASBABank A/c No.ASBA A/c. Holder Name ________________________________________________(in case Applicant is different from ASBA A/c. Holder)Bank Name & Branch ___________________________________________________
7D. Signature of ASBA Bank Account Holder(s) (as per Bank Records)(for ASBA Option only)
1)
I/We authorize the SCSB to do all acts as are necessary to make the Application in the Issue
2)
3)
7a. pan & siGnatUre of sole/ first applicant
7B. pan & siGnatUre of second applicant
date : ___________________, 2015Furnishing PAN of the Applicant is mandatory including minor’s PAN in case of
Application by minor. Please refer point no. 31 of the attached Abridged Prospectus
LEAD MANAGER’S / CONSORTIUM /SUBCONSORTIUM MEMBER’S /BROKER’ S/SUBBROKER’S/ TRADING MEMBER’S /SCSB
BRANCH’S STAMP(acKnoWledGinG Upload of application in
stocK eXcHanGe system) (mandatory)
Please write a Sole/First Applicant’s Name, Phone No. and Application No. on the reverse of Cheque/DD.
pUBlic issUe of taX free, secUred, redeemaBle, non-conVertiBle Bonds in tHe natUre of deBentUres Vide sHelf prospectUs and prospectUs trancHe i dated octoBer 21, 2015
7c. pan & siGnatUre of tHird applicant
All future communication in connection with this application should be addressed to the Registrar to the Issue. For details, please refer overleaf. Acknowledgement is subject to realization of Cheque / Demand Draft availability of funds in the ASBA account.
Please note that you cannot apply for the bonds through the ASBA process if you wish to be allotted bonds in physical form
Third Applicant (Mr./ Ms./M/s.)
Amount Paid (` in figures) (` in words)
(A) CHEQUE/ DEMAND DRAFT (DD) to be drawn in favour of “REC Tax Free Bonds 2015 – Escrow Account – R”
Cheque/DD No. Dated
Drawn on (Bank Name & Branch)
5. INVESTMENT DETAILS (For details, please refer Issue Structure overleaf)
4. IN CASE OF APPLICATION TO hOLD ThE NCDs IN PhySICAL FORM, PLEASE PROVIDE FOLLOwINg DETAILS (Please enclose self attested copies of the KYC Documents along with the Application Form. For list of KYC documents, please refer overleaf)
M K
M K
*For early closure or extension of the issue, refer overleaf
pan pan pan
Options / Series of Bonds Tranche I Series 1A Tranche I Series 2A Tranche I Series 3ACoupon rate (%) per annum for Category I, II, III 6.89% 7.09% 7.18%Annualised yield (%) per annum for Category I, II, III 6.89% 7.09% 7.18%
Options/ Series of Bonds Tranche I Series 1B Tranche I Series 2B Tranche I Series 3BCoupon rate (%) per annum for Category IV 7.14% 7.34% 7.43%Annualised yield (%) per annum For Category IV 7.14% 7.34% 7.43%
For Category I, II, III & IVTenure 10 years 15 years 20 yearsFace Value/Issue Price ` 1,000 per Bond ` 1,000 per Bond ` 1,000 per BondFrequency of Coupon / Interest Payment AnnualMinimum Application and in the multiple of thereafter 5 Bonds (` 5,000) (individually or collectively, across all Series of Bonds) and in the multiple of 1 Bond (` 1,000) thereafterNo. of Bonds appliedAmount Payable (`)Grand Total (`)
Our Company shall allocate and allot Tranche I Series 1A/ Series 1B (depending upon the category of applicants) to all valid applications, wherein the Applicants have not indicated their choice of the relevant Series of Bond.
Options/Series of Bonds Tranche I Series 1A / 1B
Tranche I Series 2A / 2B
Tranche I Series 3A / 3B
Issue Price (`/Bond) ` 1,000 ` 1,000 ` 1,000No. of Bonds applied forAmount Payable (`)Grand Total (`)
Application Form No.
NOMINATION (Please see point no. 83 of this Abridged Prospectus)Name of the Nominee :_________________________________________________________________If Nominee is Minor, Guardian’s Name :____________________________________________________
Bank Details for payment of Refund / Interest / Maturity Amount (Mandatory)Bank Name & Branch :____________________ MICR Code :_____________________Account No.: __________________________ IFSC Code : ______________________
23/12695-32 990373
990373 990373