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  • 8/3/2019 A Critique of Hofstede Fifth National Culture Dimension IJCCM 2003

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    http://ccm.sagepub.comCross Cultural Management

    International Journal of

    DOI: 10.1177/14705958030030030062003; 3; 347International Journal of Cross Cultural Management

    Tony FangA Critique of Hofstedes Fifth National Culture Dimension

    http://ccm.sagepub.com/cgi/content/abstract/3/3/347The online version of this article can be found at:

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    Geert Hofstedes (1980) Cultures Consequences,

    one of the most cited sources in the Social

    Science Citation Index, is the most influential

    work to date in the study of cross cultural

    management. The hallmark of this work is

    Hofstedes four dimensions of national cultur-

    al variability, i.e. power distance, uncertainty

    avoidance, individualism, and masculinity,derived from his unique and extensive

    empirical investigations at IBM subsidiaries

    in 53 countries.1 Hofstede defines culture as

    the collective mental programming of the

    mind which distinguishes one group or cate-

    gory of people from another. Hofstede

    (1983b: 78) maintains that his cultural dimen-

    sions broadly characterize national culture in

    terms of its average pattern of beliefs and

    values.

    In 1991, Hofstede published Cultures and

    Organizations, a revised and popularized ver-

    sion ofCultures Consequences. He explained the

    impetus behind the new book as follows

    (1991: ix):

    Reformulating the message of CulturesConsequencesafter 10 years has made it possibleto include the results of more recent researchby others and by myself . . . Since 1980 manypeople have published important studies oncultural differences. The second half of thebook is almost entirely based on new material.

    Commentaries and Critical Articles

    A Critique of Hofstedes FifthNational Culture Dimension

    Tony FangStockholm University School of Business, Sweden

    Using indigenous knowledge of Chinese culture and philosophy, this article

    critiques Geert Hofstedes fifth national culture dimension, i.e. Confucian dynamism, also

    referred to as long-term orientation. The basic premise on which the dimension is founded

    is scrutinized and the way in which this index has been constructed is assessed in detail. It is

    argued that there is a philosophical flaw inherent in this new dimension. Given this fatal

    flaw and other methodological weaknesses, the usefulness of Hofstedes fifth dimension is

    doubted. The article concludes by calling for new visions and perspectives in our cross

    cultural research.

    Chinese values Confucian dynamism cross cultural Hofstedes fifth

    dimension long-term orientation Yin Yang

    Copyright 2003 SAGE Publications

    www.sagepublications.com

    1470-5958 [200312]3:3;347368;038866

    CCM International Journal of

    Cross Cultural

    Management2003 Vol 3(3): 347

    368

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    A vital feature of this book is the inclusion

    of Confucian dynamism (also known as

    long-term orientation LTO) as a fifth

    dimension of national culture variance. Awhole chapter (i.e. Chapter 7, pp. 15974) is

    devoted to theorizing and describing this

    new dimension (see especially the section

    Confucian dynamism as a fifth dimension,

    Hofstede, 1991: 1646). According to Hof-

    stede (1991), the fifth dimension deals with

    time orientation and consists of two con-

    trasting poles: long-term orientation versus

    short-term orientation (see Table 1).

    Hofstede expounds this new dimension inmany writings, for example:

    We have called this dimension ConfucianDynamism to show that it deals with a choicefrom Confucius ideas and that its positive polereflects a dynamic, future-oriented mentality,whereas its negative pole reflects a more static,tradition-oriented mentality. (Hofstede andBond, 1988: 16, emphasis added)

    [N]early all values, on both poles, seem to betaken straight from the teachings of Confucius. . .

    the values on the one pole are more orientedtowards the future (especially perseveranceand thrift); they are more dynamic. The

    values on the opposite pole are more orientedtowards the past and present; they aremore static. (Hofstede, 1991: 166, emphasisadded)

    According to Hofstede (1991), long-term

    orientation refers to a positive, dynamic, and

    future oriented culture linked with four posi-

    tive Confucian values: persistence (per-

    severance); ordering relationships by status

    and observing this order; thrift; and having

    a sense of shame. Short-term orientation,

    however, represents a negative, static and tra-

    ditional and past-oriented culture associatedwith four negative Confucian values: per-

    sonal steadiness and stability; protecting

    your face; respect for tradition; and

    reciprocation of greetings, favors and gifts.

    Chinese societies (China, Hong Kong,

    Taiwan, Singapore), Japan, Korea, Thailand,

    etc., are ranked as more future- and long-

    term oriented cultures, whereas Pakistan,

    Nigeria, the Philippines, Canada, Zimbabwe,

    the UK, the USA, New Zealand, Australiaand Germany are more past and short-term

    oriented cultures (see Table 2). Furthermore,

    Hofstede uses the index of Confucian

    dynamism (long-term orientation) to explain

    the economic growth of nations. Carroll and

    Gannon (1997: 73) sum up: they [Hofstede

    and his associates] distinguished between the

    so-calledgoodand badaspects of Confucian-

    ism, and it was only the good aspects of

    Confucianism making up the Confucian ethic

    that were related to economic growth in

    Asian nations (emphasis added).

    During the process of preparing this

    article, Hofstede (2001) published the new

    edition ofCultures Consequences. However, the

    fundamental premise that underpins the fifth

    dimension remains the same as it was when

    originally introduced 10 years ago (see Hof-

    stede, 1991). Comparing Hofstede (2001)

    with Hofstede (1980), Smith (2002: 119, 130)

    comments:

    International Journal of Cross Cultural Management3(3)348

    Table 1 Long-term orientation (Confucian dynamism) as a fifth dimension

    Long-term orientation Short-term orientation

    1. Persistence (perseverance) 1. Personal steadiness and stability

    2. Ordering relationships by status 2. Protecting your faceand observing this order 3. Respect for tradition

    3. Thrift 4. Reciprocation of greetings,

    4. Having a sense of shame favors, and gifts

    Source: Based on Hofstede (1991: 1656; 2001: 3545)

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    This book is of course a new edition, not a newstudy. . . . The inclusion of a fifth dimension ofcultural variance in this edition constitutes the

    most substantial departure from the perspec-tive advanced in the first edition. However, itcomes as no surprise to readers of Hofstedes(1991) reprise of his earlier perspective, and isan expanded version of the relevant chapter inthat book.

    In Sndergaards (2001) recent review of

    Hofstede (2001), Hofstedes dimensional

    model of cultural variation is not discussed at

    all. However, a close scrutiny of the contents

    and structure of Hofstede (2001) compared

    to Hofstede (1991) reveals that Hofstede has

    indeed made several adjustments. For exam-

    ple, he no longer uses the terms Confucian

    dynamism and long-term orientation inter-

    changeably to refer to the fifth dimension as

    he did earlier (Hofstede, 1991) but rather

    terms it solely long-term orientation (see the

    section Long-term orientation as a fifth

    dimension, Hofstede, 2001: 3535, as

    opposed to the section Confucian dynamism

    as a fifth dimension, Hofstede, 1991: 1646).

    Furthermore, instead of clearly describing

    the fifth dimension as being made up of two

    opposing poles of Chinese (Confucian) values

    as he did earlier (Hofstede, 1991), Hofstede

    Fang: Hofstedes Fifth National Culture Dimension 349

    Table 2 Long-term orientation (LTO) index and factor scores from 23 countries and regions

    Score rank Country or region Factor scores LTO score

    1 China* 118

    2 Hong Kong .91 963 Taiwan .74 87

    4 Japan .59 80

    5 South Korea .49 75

    6 Brazil .30 65

    7 India .21 61

    8 Thailand .11 56

    9 Singapore .04 48

    10 Netherlands .13 44

    11 Bangladesh .20 40

    12 Sweden

    .34 3313 Poland .36 32

    14 Germany FR .38 31

    15 Australia .38 31

    16 New Zealand .39 30

    17 USA .42 29

    18 Great Britain .50 25

    19 Zimbabwe .50 25

    20 Canada .53 23

    21 Philippines .61 19

    22 Nigeria .67 16

    23 Pakistan 1.00 00

    * China was not included in the original empirical study of 22 countries conducted by The Chinese Culture

    Connection (1987). China was later included in Hofstede (1991).

    Sources: Factor scores from The Chinese Culture Connection (1987: 153); LTO scores from Hofstede (1991: 166).

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    now provides a list of the key implications

    and essence concerning long-term vs. short-

    term orientation when it comes to differences

    in family, social relations and work, in ways

    of thinking, and in societal norms between

    short- and long-term-orientation societies

    (see Exhibit 7.6 and Exhibit 7.7, Hofstede,

    2001: 3667). Such treatment makes the fifth

    dimension even more difficult to understand.

    The list offers mere speculations and after-

    event corroboration and assertion rather

    than well-thought-out points embedded in

    the original database and conceptualization.

    This methodological flaw is also pointed out

    in other scholars critiques of Hofstedes first

    four dimensions (e.g. Tayeb, 1994, 2000),which Hofstede himself admits (Hofstede et

    al., 1990: 287 in Tayeb, 2000). Given the

    purpose and focus of this article and the fact

    that the very basis of the notion of long-term

    orientation (LTO) originates from Hofstede

    (1991), I choose to refer mostly to Hofstede

    (1991) as the main source of reference where

    LTO is concerned. Also given this reason,

    the terms Confucian dynamism and long-

    term orientation are used interchangeably inthis article, the same way as they are termed

    and treated in Hofstede (1991).

    The Fifth Dimension and the

    Research Community

    Hofstedes first four dimensions have gener-

    ated enormous numbers of replications, cita-

    tions and discussions (Smith, 1996; Snder-

    gaard, 1994; Triandis, 1982); they have also

    attracted criticism (Lowe, 2001; McSweeney,

    2002a, b; Roberts and Boyacigiller, 1984;

    Tayeb, 1988, 1994, 2000, 2001; Yeh and

    Lawrence, 1995) and in some cases further

    refinements (Schwartz, 1992). In contrast, the

    fifth dimension does not seem to have been

    received enthusiastically by the cross cultural

    research community since it was launched in

    1991. Few studies (e.g. Ralston et al., 1992,

    1993; Read, 1993) have adopted the fifth

    dimension as a research instrument. These

    works, however, share the feature of starting

    by unquestioningly accepting the notion of

    Confucian dynamism as a major theoretical

    platform. Such an approach to cross cultural

    research is believed to be problematic. In the

    words of Jackson and Aycan (2001: 7):

    Instead, cross cultural research starts with adeep questioning of whether or not the keyconcepts and measurement tools are relevantand appropriate in different cultural contexts.If not, researchers must develop comparableconstructs and tools to capture both the emicas well as the pan-cultural/etic aspects of themanagement phenomenon.

    Researchers in cross cultural communica-

    tion who refer extensively to Hofstede avoidengaging in discussions about the fifth

    dimension (e.g. Gudykunst et al., 1996); a

    comprehensive survey of reviews, citations

    and replications of Hofstede does not even

    include the fifth dimension (Sndergaard,

    1994). In Triandiss (1993) review of Hof-

    stedes (1991) Cultures and Organizations, the

    fifth dimension is not mentioned at all.

    Punnett (1999: 60) writes in her overview of

    cross cultural research: The Hofstede (1980)model proposed four dimensions of culture (a

    fifth dimension was added based on research

    in the Far East Chinese Culture Con-

    nection, 1987 but is not discussed here).

    Problems are reported by researchers who

    attempt to operationalize the fifth dimension

    in analysis. Newman and Nollen (1996: 776)

    write: long-term orientation is the most

    difficult because it is the newest of the dimen-

    sions and the least familiar to Western

    researchers. Redpath and Nielsen (1997:

    329) comment: this dimension is probably

    the least relevant to our analysis. It was the

    most difficult to apply, because distinctions

    between the two ends of the spectrum are

    unclear and often seem contradictory. Kal

    (1996: 22) remarks: Since this book [Hof-

    stede, 1980] was published, Hofstede has

    added a fifth dimension, however, concep-

    tual and empirical support for this dimension

    is not very exhaustive (Hofstede 1991). Yeh

    International Journal of Cross Cultural Management3(3)350

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    and Lawrence (1995) find that Hofstedes

    two cultural dimensions, individualism and

    Confucian dynamism (long-term orienta-

    tion), appear to be highly interrelated; there-

    fore the robustness of his conceptualization

    of these two dimensions in the same research

    scheme is questioned.

    These critical comments are valuable

    because there has been a dearth of debate

    about Hofstedes fifth dimension in the litera-

    ture. Suggestions that Hofstedes theories

    may not hold water are usually dismissed as

    wishful, pretentious, nave and shortsighted.

    But the lack of debate has resulted in stagna-

    tion and confusion from which the field of

    cross cultural management has evidentlysuffered. Various textbooks and writings have

    introduced and interpreted Hofstedes fifth

    dimension in a way that is different from what

    even Hofstede (1991) himself implied. For

    example, contrary to what Confucian dyna-

    mism suggests (i.e. British and Americans are

    short-term-oriented, whereas Chinese and

    Japanese are future-oriented), Rollinson et al.

    (1998) explain that the fifth dimension means

    that the British and Americans are long-termfuture-oriented, whereas Chinese and Japan-

    ese are short-term past-oriented. Earley

    (1997: 87) also interprets Confucian dynam-

    ism as referring

    to a time and causal orientation. People fromone extreme of Confucian dynamism focus onlinearity of time and place an emphasis on thefuture, such as the British and Americans.Other people emphasize a connection to thepast and place an emphasis on reciprocal

    causation of events, such as the Chinese andJapanese.

    Uncertainty pervades the research com-

    munity as to how many national culture

    dimensions make up Hofstedes theory. In

    one of his most recent texts, Hofstede (2002:

    1356) talks about four or five dimensions.

    The research communitys lack of enthu-

    siasm for Hofstedes fifth dimension and the

    feeling of strangeness, uncertainty and confu-

    sion are not surprising. As will be discussed in

    detail in this article, they reflect deep-seated

    flaws in the concept itself. Most existing

    critiques of Hofstedes fifth dimension, how-

    ever, do not touch the foundation of the con-

    cept by analyzing the core constructs, i.e. the

    eight Chinese values that underlie the dimen-

    sion. This is where the present article differs;

    its purpose is to assess the concept of Con-

    fucian dynamism (long-term orientation) by

    using indigenous knowledge of Chinese cul-

    ture and philosophy. The focus of the article

    is to scrutinize the basic premise on which

    the fifth dimension is founded and the way in

    which this index has been constructed. To

    achieve this purpose, we need to answer

    these questions: what is Confucian dyna-mism (long-term orientation) and how was it

    produced?; how robust is the concept for

    cross cultural management? The article is not

    intended to be prescriptive; as a whole it

    should be read as a preliminary discussion of

    this rich and complex subject to help stimu-

    late debate. As to the methodology, the

    article takes an emic approach, i.e. using

    an insiders knowledge of a specific culture

    (Chinese in this case) to examine the robust-ness and reliability of the fifth dimension.

    Analyzing an allegedly universal national

    culture dimension through the prism of

    Chinese culture may court accusations of

    blending etics with emics. However, an in-

    depth look at Hofstedes fifth dimension

    requires the Chinese perspective, because the

    concept itself is built on Chinese values.

    Genesis of the FifthDimension

    Although Hofstede and Bond (1984) initially

    suggested that Hofstedes original four di-

    mensions might not be the only universal

    dimensions of cultural variation, the notion

    that Confucian (work) dynamism could be a

    meaningful national culture dimension was

    first suggested by the Chinese Value Survey

    (CVS) from the Chinese Culture Connection

    (1987). The motivation behind the CVS was

    Fang: Hofstedes Fifth National Culture Dimension 351

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    International Journal of Cross Cultural Management3(3)352

    Table 3 The 40 Chinese values in the Chinese Value Survey

    1. Xiao (Fucong fumu, Filial piety (Obedience to parents, respect for parents,

    zunjin fumu zunchong honoring of ancestors, financial support of parents)

    zuxian, shanyang fumu)

    2. Qinlao Industry (Working hard)3. Rongren Tolerance of others

    4. Suihe Harmony with others

    5. Qianxu Humbleness

    6. Zhongyu shangci Loyalty to superiors

    7. Liyi Observation of rites and social rituals

    8. Li shang wang lai Reciprocation of greetings, favors, and gifts

    9. Renai (Xu, renqing) Kindness (Forgiveness, compassion)

    10. Xueshi (Jiaoyu) Knowledge (Education)

    11. Tuanjie Solidarity with others

    12. Zhongyong zhidao Moderation, following the middle way

    13. Xiuyang Self-cultivation14. Zun bei you xu Ordering relationships by status and observing this order

    15. Zhengyigan Sense of righteousness

    16. En wei bing shi Benevolent authority

    17. Bu zhong jingzheng Non-competitiveness

    18. Wenzhong Personal steadiness and stability

    19. Lianjie Resistance to corruption

    20. Ai guo Patriotism

    21. Chengken Sincerity

    22. Qinggao Keeping oneself disinterested and pure

    23. Jian Thrift

    24. Naili (Yili) Persistence (Perseverance)

    25. Naixin Patience

    26 Baoen yu baochou Repayment of both the good or the evil that another person

    has caused you

    27. Wenhua youyuegan A sense of cultural superiority

    28. Shiying huanjing Adaptability

    29. Xiaoxin (Shen) Prudence (Carefulness)

    30. Xinyong Trustworthiness

    31. Zhi chi Having a sense of shame

    32. You limao Courtesy

    33. An fen shou ji Contentedness with ones position in life

    34. Baoshou Being conservative

    35. Yao mianzi Protecting your face36. Zhiji zhijiao A close, intimate friend

    37. Zhenjie Chastity in women

    38. Guayu Having few desires

    39. Zunjing chuantong Respect for tradition

    40. Caifu Wealth

    Note: The original Chinese characters have been replaced with the Chinese pinyin spelling for the convenience of

    western readers.

    Source: Based on The Chinese Culture Connection (1987: 1478).*

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    the Chinese Culture Connections (1987:

    144) concern with the cultural neutrality of

    Hofstedes four dimensions: they may them-

    selves be culture bound. Therefore, in order

    to generate sufficiently robust and culture-

    free dimensions, Eastern-biased research

    instruments ought to be introduced. Given

    the pervasive and long-standing influence of

    the Chinese culture on surrounding cultures

    in East Asia, a Chinese value survey would

    serve the aim of counter-balancing the west-

    ern biases. Michael H. Bond and seven over-

    seas Chinese scholars prepared a list of

    fundamental and basic values for Chinese

    people in which 40 traditional Chinese

    values are included (see Table 3).

    Fifty male and 50 female college students

    in each of the 22 countries (see Table 1;

    Mainland China was not included) were

    asked to indicate on a 9-point scale how

    important each of the values was to them

    personally. Through factor analysis based on

    the students ratings, the 40 Chinese values

    were further boiled down to four value

    groupings or dimensions: integration (CVS

    I), Confucian work dynamism (CVS II),

    human-heartedness (CVS III), and moral

    discipline (CVS IV), as shown in Table 4.

    The 22 countries in the Chinese Value

    Survey were then placed along each of the

    four Chinese dimensions. The factor scores

    on Confucian work dynamism can be found

    in Table 1. Since 20 of the 22 countries in the

    CVS overlapped with those in Hofstedes

    (1983a) study, the country scores on each of

    the four Chinese dimensions could be corre-

    lation-tested with scores on Hofstedes four

    dimensions in the IBM studies. Hofstedes

    power distance (PD) and individualism (IDV)

    were found to correlate significantly with

    integration (CVS I) and moral discipline

    (CVS IV), respectively, and Hofstedes

    Fang: Hofstedes Fifth National Culture Dimension 353

    Table 4 Value loading > .55 on the factor analysis of standardized CVS country means

    CVS I (Integration) CVS II (Confucian work dynamism)

    Tolerance of others (.86) Ordering relationships (.64)

    Harmony with others (.86) Thrift (.63)Solidarity with others (.61) Persistence (.76)

    Non-competitiveness (.85) Having a sense of shame (.61)

    Trustworthiness (.69) Reciprocation (.58)

    Contentedness (.65) Personal steadiness (.76)

    Being conservative (.56) Protecting your face (.72)

    A close, intimate friend (.75) Respect for tradition (.62)

    Filial piety (.74)

    Patriotism (.62)

    Chastity in women (.70)

    CV III (Human-heartedness) CV IV (Moral discipline)

    Kindness (.72) Moderation (.65)

    Patience (.88) Keeping oneself disinterested and pure (.56)

    Courtesy (.76) Having few desires (.67)

    Sense of righteousness (.57) Adaptability (.71)

    Patriotism (.62) Prudence (.58)

    Source: The Chinese Culture Connection (1987: 150)

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    masculinity (MAS) correlated significantly

    with human-heartedness (CVS III). How-

    ever, uncertainty avoidance (UAI) does not

    correlate with any of the CVS dimensions.

    Moreover, Confucian work dynamism (CVS

    II) does not correlate with any of the Hof-

    stede dimensions, but does correlate signifi-

    cantly with the countries average gross

    national growth (GNG) across the 20-year

    span of 196584. The Chinese Culture Con-

    nection (1987: 155, 158) wrote:

    This latter result is extremely important in thelight of recent speculation on the Post-Confucian Hypothesis, the conjecture thatfundamental aspects of Confucian social philo-

    sophy are responsible for the stunning eco-nomic development of Oriental cultures with aChinese heritage.

    Confucian dynamism, a concept un-

    known to the West, eventually emerged as an

    Oriental contribution to Hofstedes dimen-

    sions of national culture. In their joint article

    The Confucius Connection: From Cultural

    Roots to Economic Growth, Hofstede and

    Bond (1988: 16) wrote:

    In fact, both the values on the right and thoseon the left are in line with the teachings ofConfucius as we described them earlier.However, the values on the left select thoseteachings of Confucius that are more orientedtoward the future (especially perseverance andthrift), whereas those on the right selectConfucian values oriented toward the past andthe present. We have called this dimensionConfucian Dynamism.

    In Cultures and Organizations, Hofstede

    defines Confucian dynamism as his fifth

    dimension and also interchangeably refers to

    it as long-term versus short-term orienta-

    tion. The scores from China are then (Hof-

    stede, 1991) added to the previous list of 22

    countries, with the number of sample coun-

    tries reaching 23 (see Table 1). It may seem

    unfair to ascribe Confucian dynamism (long-

    term orientation) to Geert Hofstede alone. As

    we have found in the foregoing discussions,

    the prototype of Confucian dynamism and

    LTO was initially constructed by the Chinese

    Culture Connection (1987) led by Michael

    H. Bond (the weaknesses in their design will

    be discussed later). However, Hofstede (1991)

    makes a great leap forward in his interpreta-

    tion of the concept by transforming it into a

    national culture dimension of long-term

    versus short-term orientation, which does

    not feature the original work of the Chinese

    Culture Connection (1987).2

    A Confusing Dimension

    Hofstedes fifth dimension, as noted earlier,

    has not been well received. One reason may

    be that the Confucian values underlying the

    concept look so Chinese that they appeardisconcertingly strange to many western

    readers. Hofstede frequently notes that the

    fifth dimension is an Oriental contribution to

    his dimensional theory of culture that is not

    registered in the western mind (see, e.g.

    Hofstede, 1991, 1993; Franke et al., 1991)

    and writes (in Hofstede and Bond, 1988:

    1718):

    If this dimension is somewhat puzzling to the

    Western readers, they should not be surprised.The dimension is composed precisely of thoseelements that our Western instruments had notregistered; a Westerner would not normallyfind them important.

    However, the fifth dimension seems to be

    confusing to the Chinese mind too. Dimen-

    sions of national culture, like low- and

    high-context (Hall, 1976), individualism

    collectivism (Triandis, 1995; Hofstede, 1980,

    1991), power distance (large versus small),

    uncertainty avoidance (strong versus weak),

    and masculinityfemininity (Hofstede, 1980,

    1991) all possess a structural fit3 by offering

    two contrasting or opposing alternatives. Hof-

    stedes fifth dimension, however, does not

    follow this vein. For the Chinese, the values

    at the two ends of long-term orientation are

    not contrasting or opposing values, but

    rather closely interrelated with one another.

    For example, the Chinese are certainly long-

    term and future-oriented in certain settings

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    and situations. But there has been consider-

    able research showing that Chinese culture is

    past-oriented. Kluckholn and Strodtbeck

    (1961: 14) observe that China was a society

    which gave first-order value preference to the

    Past timeorientation. Ancestor worship and a

    strong family tradition were both expressions

    of this preference. The past time orientation

    is also found to be a core Chinese value by

    Chinese scholars on the mainland and over-

    seas (Chan, 1998; Fan, 2000; Ouyang, 1995;

    Yau, 1988, 1994). An inside look at the

    Chinese business psyche reveals that short-

    term orientation, such as opportunity-driven

    behaviors and heavy reliance on cash trans-

    actions to expedite business deals, has been asalient Chinese trait throughout history

    (Chen, 2001, 2002). Running after short-

    term commercial interests without long-term

    vision in business ethics is an overriding

    problem of Mainland Chinese business

    enterprises (Zhang, 2001).

    Take face as another example. This is

    among the most important elements in

    Chinese social psychology. Although a uni-

    versal phenomenon, face is particularlysalient in the Chinese culture (e.g. Hu, 1944;

    Lin, 1939; Redding and Ng, 1982). In fact,

    the concept of face is Chinese in origin (see

    The Shorter Oxford English Dictionary on Historical

    Principles, 1975: 716). According to Hofstedes

    country scores on Confucian dynamism

    (long-term orientation, see Tables 1 and 2),

    compared with China, western countries like

    the USA, Great Britain and Canada are more

    short-term oriented, being placed toward the

    lower end of the LTO scale, suggesting

    that these national cultures are more face-

    oriented. Anyone with intimate cross cultural

    life and work experience will find this confus-

    ing and will wonder how westerners, such as

    North Americans and the English, could be

    more face-caring (protecting your face, a key

    value in short-term orientation) than the

    Chinese from China, Hong Kong, Taiwan

    and Singapore.

    A Philosophical Flaw

    From the Oriental and Chinese point of

    view, Hofstedes fifth dimension, which

    divides some Confucian values into the

    positive pole and some into the negativepole, suffers from a grave philosophical flaw.

    Perhaps the best-known symbol of East Asia

    is Yin Yang (Cooper, 1990), the Chinese

    philosophical principle of dualism and para-

    dox in the manifest world (Figure 1). Yin

    (female elements: the moon, water, weak,

    dark, soft, passive, etc.) and Yang (male

    elements: the sun, fire, strong, bright, hard,

    active, etc.) represent qualities inherent in all

    the phenomena in the universe. It is a deeplyrooted Chinese belief that Yin and Yang

    exist in everything; everything embraces Yin

    and Yang. Confucian values are no excep-

    tion each Confucian value has its bright

    and dark sides and involves constructive and

    destructive qualities.

    Let us first look at the four allegedly

    negative and short-term Chinese values in

    Hofstedes fifth dimension (see also Table 1).

    In Chinese, these values are: wenzhong (per-

    sonal steadiness and stability); yao mianzi(protecting your face); zunjing chuantong

    (respect for tradition); and li shang wang lai

    (reciprocation of greetings, favors and gifts).

    From a linguistic point of view, these Chinese

    phrases sound more positive than negative,

    or at least neutral. Whether these values are

    positive or negative cannot be judged at face

    value; it all depends on the specific contexts

    and situations in which they are discussed.

    However, if the prefixes tai(too much),guofen(excessive), and bu (not, none) are added to

    these values, they then tend to, if not always,

    become negative.

    Wenzhong Personal

    Steadiness and Stability

    Wenzhong (personal steadiness and stability)

    meansprudenceand implies the need for good

    planning. When a person is wenzhong in

    decision-making, the decision is perceived as

    Fang: Hofstedes Fifth National Culture Dimension 355

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    solid, well-grounded and valuable. In Chin-

    ese, wenzhong carries with it certain moral

    connotations of deeply cultivated personal

    integrity.

    Wenzhong is interrelated with the values

    on the positive pole of long-term orientation:

    a person who is persistent, respects ordered

    relationships and thrift, and has a sense of

    shame must be a person who is wenzhong incharacter. For example, thrift cannot be

    expected of a person who is not wenzhong.

    The opposite ofwenzhong bu wenzhong

    is very negative in the Confucian culture.

    People of bu wenzhong type are not reliable

    and trustworthy. However, those who are tai

    wenzhongorguofen wenzhongmay not be able to

    make a career either; they lack dynamics,

    passion, and an entrepreneurial spirit, which

    are important qualities for surviving in

    todays changeable business environment.

    Yao mianzi Protecting your

    Face

    Hofstede (1991: 169) seems to interpret face

    as a negative value when he claims that pro-

    tecting ones face if exaggerated would detract

    from pursuing the business at hand. But

    must a strong face-consciousness always be

    negative? No. Ting-Toomeys (1988) study of

    the facework literature shows that face can be

    both positive and negative. Goffman (1955:

    213) defines face as a positive social value

    and calls it an effective self-regulating mech-

    anism for mobilizing members in any society.

    In Chinese society, face as a self-regulat-

    ing moral mechanism finds its most telling

    exposure. Face, in Chinese, is conceptualized

    in terms of two words: lian (lien ) and mianzi

    (Hu, 1944). Both convey more or less moralconnotations and are linked to family and

    group. The need for face ( yao lian, or yao

    mianzi ) is intrinsic to various aspects of per-

    sonal and interpersonal relationship develop-

    ment in the Chinese culture (Gao, 1996).

    Face is an essential element of Chinese

    politeness; to be polite is to be face-caring

    (Gu, 1990: 241).

    Can the Confucian value protecting ones

    face inspire people to pursue business and

    make a career? Yes. In Chinese culture, faceis not only a persons private affair but also,

    more important, concerns the persons whole

    family, social networks, and community at

    large. Schtte and Ciarlante (1998: 45)

    observe that Chinese . . . are particularly

    mindful not to lose face for their family but

    instead strive to gain face for the family

    through the accumulation of wealth, pres-

    tige, status, power and so on. Many Chinese

    are hardworking and ambitious; a deep psy-

    International Journal of Cross Cultural Management3(3)356

    Figure 1 The Yin Yang principle

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    chological explanation is face because they

    simply do not wish to let China, Chinese

    people, or Chinese culture down. This is

    illustrated in a story (in Huang et al., 1997:

    224), My Daughter Played the National

    Anthem of China on the Piano, by Zhang

    Xiaoming, about how her 7-year-old daugh-

    ter adapted successfully to her new life in

    Japan:

    The daughter[,] who was a first grade pupil,came to Japan without knowing any Japanese.The parents worried that she could not adaptto changes in the Japanese school system. Thegirl made great achievements after only sixmonths. The girl often said to her parents: If Icannot do a good job, they [her Japanese class-mates] will think that Chinese people areunable to achieve. I must gain a respectfulface for our Chinese people.

    Face has also been found to be an important

    reason behind the economic growth of East

    Asia. As Hofheinz and Calder (1982: 25) put

    it:

    Face is an old Chinese expression to loseface, or to be shown to be not what societythinks you are, is a fate literally worse than

    imprisonment. . . . In many ways, Japansmassive efforts at rapid growth were spurredby the feeling that Japan had to catch upwith its industrialized neighbors to save face,an important element in ensuring nationalsecurity.

    Looking back on Chinese history, I would

    say that had the Chinese people not had a

    deep face-consciousness or keen sense of

    shame, China, a country traditionally with

    no effective legal and institutional frame-

    works, would have become a disunited

    nation a long time ago.

    In Confucian culture, there is no greater

    sin than bu yao mianzi (do not protect face).

    This person simply does not have a sense of

    shame. If a person is tai yao mianzior guofen

    yao mianzi, he or she is difficult to communi-

    cate with. Face could, for example, give rise

    to the following communication problems: a

    Chinese no may not mean a real no, and a

    Chinese yes may not be a real yes, either

    (Gu, 1990; Tung and Worm, 1997); critical

    messages have to be relayed through a third

    party (Wierzbicka, 1996); and yilun (gossip,

    making remarks behind ones back, see Gao,

    et al., 1996). Gao (1996: 95) explains that the

    two expressions bu yao lian and bu yao mianzi

    both sound very negative in Confucian

    culture, the former being more negatively

    connoted with ones personal integrity and

    moral character.

    Chinese thought has been shaped not

    only by Confucian values but also many other

    philosophies including Sun Tzus strategic

    and deceptive thinking. In a business con-

    text, the Chinese play and integrate two dia-

    metrically different roles: Confucian gentle-man and Sun Tzu-like strategist (Fang,

    1999). Chinese businesspeople value face

    when doing business as gentlemen, but thick

    face and black heart (meaning faceless, Chu,

    1992) when doing business as strategists.

    In Chinese philosophical parlance, yao

    mianzi (protecting your face) and zhi chi

    (having a sense of shame) are not distinct

    concepts but rather share a common Con-

    fucian moral base: face-caring or face-need.It is inappropriate to operationalize having a

    sense of shame and protecting your face as

    two separate and opposing values as shown

    in Hofstedes fifth dimension.

    Zunjing chuantong Respect

    for Tradition

    Zunjing chuantong(respect for tradition) is per-

    ceived as a negative Chinese value in Hof-

    stedes fifth dimension. In general terms,

    however, a tradition does not have to be poor

    or negative; it could refer to fine traditions

    and involve all the positive values listed in

    long-term orientation, i.e. persistence (perse-

    verance), ordering relationships by status and

    observing this order, thrift, and having a

    sense of shame. China is the worlds oldest

    civilization, with a 5000-year history. A

    reason why the Chinese culture is so endur-

    ing is because the Chinese people are proud

    of their traditions and profoundly respect

    Fang: Hofstedes Fifth National Culture Dimension 357

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    them. Instead of using the term Con-

    fucianism, Professor Wei-Ming Tu (1984,

    1990), a world authority on Confucianism,

    prefers to call Confucianism Confucian tra-

    dition, Confucian philosophy or Con-

    fucian thought.

    Reddings (1990: 209) following analysis

    of Chinese culture allows us to see the causal

    relationship between the Chinese respect for

    tradition (a negative value in Hofstedes fifth

    dimension), willing compliance (observing

    this order, a positive value in the fifth dimen-

    sion) and perseverance (also a positive value

    in the fifth dimension):

    One of the outcomes of this vertical coopera-tiveness is willing compliance. This tendency isalso reinforced by early conditioning of peopleduring childhood and education, and therespect for authority figure, deeply ingrainedin the Confucian tradition, tends to be main-tained through life. . . . An extension of thiswillingness to comply is willingness to engagediligently in routine and possibly dull tasks,something one might term perseverance.

    The phrases tai zunjing chuantongor guofen

    zunjing chuantong suggest a person who is

    caught in the same trap as those who are tai

    wenzhong or guofen wenzhong, which is thus

    negative. In the Confucian culture, the phrase

    bu zunjing chuantongcommonly refers to behav-

    iors that do not respect traditional Chinese

    etiquette and custom, which sounds negative.

    Li shang wang lai

    Reciprocation of Greetings,

    Favors and Gifts

    Li shang wang lai is also a negative value in

    Hofstedes fifth dimension. Translating the

    Chinese concept li as greetings, favors and

    gifts is basically correct. However, such an

    interpretation does not deliver the philo-

    sophical underpinnings that this Chinese

    value carries with it. More accurate transla-

    tions would be: If you honor me a foot, I will

    honor you ten feet in return and Courtesy

    demands reciprocity (Fang, 2001), or Deal

    with a person as he deals with you and pay

    a man back in his own coin (see A Modern

    ChineseEnglish Dictionary, 1994: 543).

    Li shang wang lai, like all other Chinese

    values, is a Chinese way of life; it is impossi-

    ble to generalize whether it is good or bad,

    positive or negative, long-term oriented or

    short-term oriented. It could be very positive,

    and long-term oriented. An example that

    comes to mind is that of the difference

    between what is practiced in China and in

    the West in going out to eat with colleagues

    and acquaintances. In the West, going

    Dutch is common. When the bill comes,

    people pass it around, check it, and then each

    pays for what he or she ordered. In China,

    however, a bill is seldom settled in a restau-rant in this way someone will always pay

    for the whole party. Situations where people

    argue back and forth and elbow one another

    to get to the bill first are not uncommon. The

    person who finally picks up the bill will not be

    forgotten by the others. They will practice li

    shang wang lai to repay this hospitality by

    inviting this person to dinner the next time

    when another person will settle the bill for

    everyone. In this way, the Chinese mutuallycultivate and develop interpersonal relation-

    ships, showing concern for one another and

    pushing their relationships into the future. A

    person who does not observe li shang wang lai

    will simply not survive in Chinese society.

    However, excessive li shang wang laivulgarizes

    ones social networks and can lead to corrup-

    tion.

    We have now discussed what are called

    the short-term oriented, past-oriented and

    negative Confucian values in the fifth

    dimension. We find that each of these four

    Chinese values embraces both Yin and Yang;

    they are not necessarily past- and short-term

    oriented, or negative; they can be future- and

    long-term oriented, or positive, as well. The

    same principle applies to the positive

    Chinese values in Hofstedes long-term

    orientation. We have earlier discussed zhi chi

    (having a sense of shame), which shares the

    same philosophical base as yao mianzi(pro-

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    tecting your face). Now, let us focus on jian

    (thrift), zun bei you xu (ordering relationships

    by status and observing this order), and naili

    (yili) (persistence, perseverance).

    Jian Thrift

    Thrift (jian ) is a major characteristic of the

    Chinese. Hofstede and Bond (1988: 18)

    explain this value as follows: The value of

    thrift leads to savings, which means avail-

    ability of capital for reinvestment, an obvious

    asset to economic growth Hofstede (1991:

    168). Hofstede also mentions that there is a

    striking contrast between the East and the

    West in terms of private savingsas a share of

    the gross national product; and spending,the opposite to thrift, seems to be a value

    in the USA both at individual and govern-

    ment level. Clearly, Hofstede interprets

    the Chinese saving behavior as long-term

    oriented and the American spending behav-

    ior as short-term oriented, the former being

    positive and the latter negative to economic

    growth. Interestingly, in China, for example,

    many people tend to think the opposite: west-

    erners are far-sighted: they have the guts tospend money, since spending also means, at

    least in part, investing in the future. Saving

    behavior does not automatically mean that

    the person who makes the saving makes a

    future-oriented investment.

    Zun bei you xu Ordering

    Relationships by Status and

    Observing this Order

    The value of zun bei you xu (ordering

    relationships by status and observing this

    order) is based on the five cardinal relation-

    ships (wulun ) of Confucianism: relationships

    between ruler and subject, father and son,

    husband and wife, elder brother and younger

    brother, and older friend and younger friend.

    It can be positive in terms of its emphasis on

    every persons commitment to doing their

    duty in society, thereby contributing to the

    establishment of social stability and har-

    mony. Nevertheless, the same value can also

    be destructive to innovation and creativity.

    Cheng (1990) discusses the problem of the

    lack of personality among East Asians,

    which is attributed to the Confucian notion

    of hierarchy, role obligation and codes of

    behavior. Gao et al. (1996) observe that in

    Chinese culture not everyone is entitled to

    speak; a spoken voice is equated with status,

    and young people can hardly get a chance to

    talk. Therefore, we would say that zun bei you

    xu, despite its positive effect, could stifle

    creativity.

    Naili (Yili) Persistence

    (Perseverance)

    Naili(yili) persistence (perseverance) appearsto be an obvious virtue. In any society, noth-

    ing can be achieved without persistence/per-

    severance. Nevertheless, the Chinese notion

    of persistence (perseverance) has deeper

    implications: it is a great Chinese virtue

    obtained at a great price. All those similar

    Chinese values contained in the CVS (see

    Table 3), i.e. naili(yili) (persistence, persever-

    ance), naixin (patience), rongren (tolerance of

    others) point essentially to a Chinese word:ren (to bear, to endure, to tolerate; endur-

    ance, tolerance, patience; cruel, ruthless).

    Very often we can arrive at the genuine

    meaning of a cultural value from its indige-

    nous vocabulary. This is true of ren. See

    Figure 2: the Chinese character for ren is

    composed of two other Chinese characters:

    ren (the edge of a knife) at the top and xin

    (heart) at the bottom. Here, what I intend to

    emphasize is a philosophical message that

    every Confucian value has its bright and

    dark, positive and negative, or creative and

    destructive sides, for the same reason that

    everything has its Yin and Yang.

    A Weak Design

    Redundancy

    The design of the fifth dimension has a num-

    ber of weaknesses. It all started from the list

    of 40 Chinese values that the Chinese

    Fang: Hofstedes Fifth National Culture Dimension 359

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    Culture Connection (1987) drafted (see

    Table 3). There is rich redundancy among

    the 40 Chinese values, many of which either

    mean the same thing or are highly inter-

    related with each other. For example:

    Values 31 and 35 mean essentially the

    same thing: face-caring; face is

    philosophically based on the Confucian

    notion of shame. The Chinese concept

    of face is also found to be highly

    associated with other values such as 1, 3,

    5, 7, 8, 12, 14, 17, 18, 19, 20, 2327, 29,

    3234, 3739, 40; your face is

    automatically at stake if you do not

    respect and practice these values.

    Values 3, 24 and 25 are highly

    interrelated and refer to the same

    Chinese concept: ren (knife + heart,see also Figure 2).

    Values 4 and 17 are used almost

    interchangeably by the Chinese.

    Values 5 and 34 are close to one another

    in Chinese. Value 5 is also connected to

    values 18 and 29.

    Values 7, 8 and 32 refer to the same

    Confucian concept: li(rituals, propriety,

    ceremony, decorum, protocol, courtesy,

    etiquette).

    Values 18 and 29 cannot be separated;

    in Chinese, wen (steady, steadiness), zhong

    (heavy, weight), and shen (careful,

    cautious) sound essentially the same.

    Values 8 and 26 share the same

    philosophical meaning: repay or

    reciprocate to the other party what one

    has received from them.

    Apart from li shang wang lai, the meaning

    of which is not accurately translated (see our

    earlier discussion), the English version of

    value 16 is another case of inaccurate trans-

    lation. In the original Chinese, value 16, en

    wei bing shi, denotes a charismatic authority

    who rules by being both en (kind, benevolent)

    and wei (awe-inspiring, dignified). Value 16

    should be properly translated, for example,

    as applying the carrot and stick judiciously(see also A Modern ChineseEnglish Dictionary,

    1994: 222).

    What Chinese Values?

    Why 40 Chinese values? Why not 30, 50, or

    even more? A close look at the list of 40

    fundamental and basic values for Chinese

    people reveals that a number of core

    Chinese values are not included, such as

    Guanxi, Yin Yang, and Wu Wei.4

    In a recent

    International Journal of Cross Cultural Management3(3)360

    Source: Fang (1999: 285).

    Figure 2 The Chinese character Ren (perseverance, patience, tolerance)

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    study, 31 Chinese values are added to the

    original list of 40, making a total of 71 that

    are grouped into eight categories. Even this

    extensive list is said not to be exhaustive, and

    some values are not included (Fan, 2000).

    Valueis defined as that which is explicitly

    or implicitly desirable to and consciously or

    unconsciously held by an individual or group

    and which influences the selection from

    available modes, means, and ends of action

    (Adler, 1991). This definition suggests that

    value can be discerned from the attitude and

    behavior of individuals and groups. Let us

    look at value 11: tuanjie (solidarity with

    others). There is a consensus that the Chinese

    culture is so family-oriented that trust is highonly within the borders of family and kinship

    networks and is low in society at large

    (Fukuyama, 1995; Hsu, 1963; Kao, 1993;

    Lin, 1939). Teamwork is unknown to the

    Chinese; Chinese society is compared to a

    tray of loose sands (Lin, 1939: 177). Non-

    cooperation is one of the cultural determi-

    nants of Chinese values (Redding, 1990: 43).

    Chinese peoples inability to cooperate and

    their predilection for bickering among them-selves are deep-rooted harmful traits (Bo,

    1992). Solidarity seems to be a value that is

    lacking in Chinese culture, so how could

    tuanjiebe classified as one of the fundamental

    and basic values for Chinese people (The

    Chinese Culture Connection, 1987: 145)?

    The 40 values on which Hofstedes fifth

    dimension is empirically based rest too

    strongly on Confucianism. As a matter of

    fact, Chinese beliefs and values come from a

    combination of three schools of philosophical

    thought, i.e. Confucianism, Taoism, and

    Buddhism (Redding, 1990). Other philo-

    sophies than Confucianism have made an

    imprint on the shaping of Chinese values,

    norms and behavior and should be included

    in any serious study of Chinese culture.

    Student Samples

    Hofstedes first four dimensions are empiri-

    cally based on his studies of IBM employees

    in 53 countries. The fifth dimension is not

    constructed on the same empirical ground;

    rather, it is based on the college student sam-

    ples collected in 23 countries. The Chinese

    Culture Connection (1987: 146) describes its

    research strategy as follows:

    The most convenient cultural informants wereuniversity students, as collaborators in thisstudy were all faculty members at universities.The procedure was to collect responses from atleast 50 males and 50 females from any classlevel, but from as wide a range of under-graduate majors as possible. [emphasis added]

    College students may be the most con-

    venient cultural informants and may even

    be one of the most frequently sought-aftersamples in our cross cultural research data

    bank. But the question remains: are college

    students the most reliable representatives of

    the average cultural values held by people in

    their culture at large? The answer is, unfor-

    tunately, no. Given their behavioral traits, it

    is not very difficult to understand why the

    student respondents ranked the following

    values as less important: chastity in women,

    patriotism, sense of righteousness, reciproca-tion, personal steadiness, protecting your

    face, reciprocation of greetings, favors and

    gifts, respect for tradition, adaptability, pru-

    dence, (see the negative values in Table 4).

    These values look, quite simply, too con-

    servative to the student population. Hofstede

    clearly knows this weakness when he explains

    why face turns out to be insignificant in East

    Asia according to his study (1991: 169): Even

    if there is, in fact, a lot of face-saving going on

    in East Asia, the scores show that at the con-

    scious level, the student respondents wanted

    to de-emphasize it.

    What is the meaning of identifying

    dimensions of national culture? What is our

    interest: to measure the average pattern of

    beliefs and values in a culture (Hofstede,

    1983b: 78) or to measure the student respon-

    dents de-emphasis of these beliefs and

    values at the conscious level (Hofstede,

    1991: 169)? Given the self-explanatory con-

    Fang: Hofstedes Fifth National Culture Dimension 361

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    cept of national culture dimensions, innocent

    readers would be lured to believe there is not

    much face-saving in East Asia. But the reality

    is just the opposite. Consider advertising in

    China and East Asia: who could afford to

    launch a face de-emphasizing ad in Chinese

    and East Asian markets just because the

    student respondents from these cultures

    wanted to play down face? In short, a sample

    with mixed occupational, age and gender

    profiles is required in order to obtain a more

    reliable picture of national values in a society.

    Distorted Methodology

    The strength of Hofstedes earlier study

    (1980) is that it ingeniously employs some-what comparable samples (though in no way

    almost perfectly matched as claimed) from

    across a large number of countries, using the

    same set of instruments for data generation,

    and thus arrives at results that could provide

    a good anchor for future research. Adding a

    fifth dimension to the original four, without

    following the earlier methodology, however,

    has resulted in an unwarranted inferential

    jump and a model that is not based on logic.The right thing to do would have been to add

    the new instruments (that purport to measure

    Confucian dynamism) to the earlier ones and

    employ the same techniques of factor analy-

    sis used earlier to validate the results. Given

    the distorted research methodology, the fifth

    dimension cannot lay claim to being a result

    of robust research.5

    Because of the defects built into Hof-

    stedes fifth dimension as discussed, the viabil-

    ity of this dimension is doubted. We also

    doubt the viability of Hofstedes hypothesis of

    the Confucian connection that explains the

    Chinese/East Asian economic performance

    by referring to Confucian dynamism (long-

    term orientation) (Bond and Hofstede, 1989;

    Hofstede, 1991; Hofstede and Bond, 1988).

    Confucianism may not be the right and/or only

    philosophy to refer to when explaining the

    Chinese/East Asian economic performance;

    some larger frameworks seem to be at work.

    Confucius himself says: The superior man

    understands righteousness; the inferior man

    understands profit (Analects, in Chan, 1963:

    28). Therefore, it can be unfair to hypothesize

    the cash value of Confucian values (Bond

    and Hofstede, 1989). Tu (1984: 88) maintains

    that moral development rather than econom-

    ic interest is intrinsic to Confucian traditions,

    and that there is no causal relationship

    between the Confucian ethic and the East

    Asian entrepreneurial spirit. Yeh and

    Lawrence (1995) also draw our attention to

    the influence of non-cultural

    factors such as political environment and

    market-oriented policies. The Asian eco-

    nomic crisis rolling through most regions ofEast Asia since 1997 provides striking evi-

    dence against Hofstedes Confucian connec-

    tion thesis.

    Conclusions and Future

    Research

    In this article, we have discussed a number of

    drawbacks in Hofstedes fifth national culture

    dimension. First, Confucian dynamism (long-term orientation) divides interrelated values

    into two opposing poles. Values labeled as

    short-term oriented or negative may not

    necessarily be so, and values labeled as long-

    term oriented or positive may not neces-

    sarily be so either. We call this a philosophi-

    cal flaw because the Chinese Yin Yang

    principle is violated by the concept. Second,

    there is much redundancy among the 40

    Chinese values in the Chinese Value Survey

    (CVS), the ultimate base of Hofstedes fifth

    dimension. A number of values either mean

    essentially the same thing or are highly

    interrelated. This leads to the fact that the

    two opposite ends of Confucian dynamism

    (long-term orientation) are actually not

    opposed to each other. Third, there exists a

    problem of including non-values and exclud-

    ing values in the list of Chinese values pro-

    posed by the Chinese Culture Connection

    (1987). These values focus too much on

    International Journal of Cross Cultural Management3(3)362

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    Confucianism; the Taoist and Buddhist

    values are not considered in the design of the

    constructs leading to Hofstedes fifth dimen-

    sion. Fourth, inaccurate English translation

    has been found in some values in the CVS,

    which may have, in part, resulted in mis-

    interpretations in the cross cultural surveys

    and eventual meaningless findings. Fifth,

    Hofstedes fifth dimension is based on the

    opinions of a student population whose cul-

    tural values can barely represent the average

    cultural values held by the people in their

    cultures at large. Finally, compared with the

    first four dimensions, the fifth does not result

    from the same techniques of factor analysis

    as used earlier to validate the results; it doesnot have the same sampling background (stu-

    dents vs. IBM employees). Given the flaws

    inherent in its conceptualization, Hofstedes

    fifth dimensions viability is questioned, and

    its relevance for our cross cultural manage-

    ment research and practice has been found

    and will remain very limited.

    Yin Yang Revisited

    A question naturally comes to mind: whatwould be a possible Oriental contribution if

    the Confucian dynamism (long-term orienta-

    tion) does not work? Herriot, a French

    writer and politician, defines culture as what

    remains when one has forgotten everything

    (Faure, 1999: 188). If I were asked what

    would remain on the Chinesemind when all

    else is forgotten, my answer would be Yin

    Yang. Yin Yang represents a paradoxical,

    integrated, holistic, harmonious, and chang-

    ing worldview and lifestyle. Chen (2001)

    notes that zhongguo, the mandarin word for

    China which literally translates as Middle

    Kingdom and is commonly interpreted as

    suggesting that the Chinese view themselves

    as a superior people at the center of the uni-

    verse, refers, as a matter of fact, to the philo-

    sophical principle of being in the middle

    of maintaining a balanced and integrated

    life.

    In this article, the spirit of Yin Yang has

    sparked us to touch the base of one of

    Hofstedes national culture dimensions. The

    Yin Yang principle has far-reaching implica-

    tions for our cross cultural theory building

    in general. For decades the field of cross cul-

    tural research has been predominated by a

    functionalist paradigm of national culture,

    which analyzes culture in terms ofbipolarized

    cultural dimensions. Geert Hofstedes (1980)

    Cultures Consequences represents the peak of

    such scholarship. National cultures are classi-

    fied essentially as clustering around two poles

    of these dimensions. Cultures are individual-

    istic or collectivistic, low-context or high-

    context, long-term oriented or short-term

    oriented, P-time (polychronic) or M-time(monochronic), and so on. Conventional

    cross cultural wisdom abounds with such

    either/or lists. The strength of this para-

    digm lies in its clarity and parsimony in iso-

    lating culture-general variables/dimensions

    and contrasting one culture against another

    in terms of these variables/dimensions,

    thereby facilitating cross cultural compari-

    sons. However, as many scholars (see, e.g.

    Fang, 2002; Lowe, 2001; McSweeney,2002a, b; Tayeb, 2001; Williamson, 2002)

    have pointed out, the paradigm does not

    cope well with the intricacy, diversity, rich-

    ness and dynamism of culture; the field calls

    for fresh air and new visions.

    The Yin Yang philosophy suggests that

    human beings, organizations, and cultures,

    like all other universal phenomena, intrinsic-

    ally crave variation and harmony for their

    sheer existence and healthy development.

    We are both/and instead of either/or. We

    are both Yin and Yang, feminine and mascu-

    line, long-term and short-term, individualis-

    tic and collectivistic, . . . depending on situa-

    tions, context and time. Saying this, I do not

    mean to imply that the concept of culture

    is useless. Culture is too important, subtle,

    sensual, delicate, colorful and fluid to be left

    only to the functionalist paradigm. We need

    larger both/and frameworks. We need, for

    example, to develop models to explain why,

    Fang: Hofstedes Fifth National Culture Dimension 363

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    to what extent, and in what circumstances a

    group of people behave as bothindividualists

    and collectivists; why subcultures and re-

    gional cultures within and across a national

    culture can differ diametrically from the

    national culture; why and how contingencies,

    i.e. particularistic and unexpected events,

    can ignite a cultural change process and con-

    tribute to eventual and continuous trans-

    formation of a culture into its opposite. The

    Yin Yang philosophy empowers us with an

    important perspective to develop a dynamic

    and holistic approach to cross cultural

    research. In line with the philosophical spirit

    of Yin Yang, recent interest in paradox,

    pluralism, postmodernism, and change inorganization and management studies (e.g.

    Clegg, 2002; Clegg et al., 2002; Glynn et al.,

    2000; Kilduff and Dougherty, 2000; Kilduff

    and Mehra, 1997; Leana and Barry, 2000;

    Lewis, 2000; Poole and Van de Ven, 1989;

    Quinn and Cameron, 1988) offers important

    insights from which we cross cultural man-

    agement researchers can learn and borrow.

    Geert Hofstede is a great scholar of our

    times; he has been inspiring us to catch upand move on.6 Culture is full of life, energy,

    complexity, diversity and paradox. Our cross

    cultural theories should capture such dyna-

    mism.

    Notes

    The first draft of this article was presented atThe Academy of Management Annual Meeting,San Diego, 912 August 1998. I would like to

    thank the two IJCCM anonymous reviewers andthe IJCCM Editor Terence Jackson for pushingme to clarify and sharpen my arguments. Thanksalso go to many researchers with whom I havehad inspiring discussions on the subject that thearticle tackles.

    1 In Hofstedes initial study (1980), 40countries were included; in his later study(1983a), 13 more countries were added. Forthe sake of simplicity, the term countries inthis article refers to countries and regions.

    2 Hofstede (1993: 90) writes: It [Confucian

    dynamism] was composed, both on the

    positive and on the negative side, from itemsthat had not been included in the IBMstudies but were present in the ChineseValue Survey because they were rooted inthe teachings of Confucius. I labeled thisdimension: Long-termversus Short-termOrientation.

    3 Here fit is meant in a functionalistparadigm.

    4 Guanxi (relationship, personal contacts,connections), Yin Yang, and Wu Wei(doing nothing, to act without acting) asindigenous Chinese values are discussedextensively in the Chinese culture andmanagement literature (e.g. Ambler, 1994;Chan, 1963; Chen, 2001, 2002; Cooper,1990; Davies et al., 1995; Fan, 2002; Fang,1999; Lin, 1996; Luo, 2000; Pye, 1982;

    Redding, 1990; Xin and Pearce, 1996; Yang,1994; Yeung and Tung, 1996). Wu Wei isalso believed to be at the center of the Taoistparadigm (Redding, 1990: 50).

    5 Based on personal communication with J.P.Singh.

    6 Geert Hofstede (2001: 466) holds that hiswork does not present a finished theory andencourages us to continue our exploration toserve the understanding of cultural differ-ences and the improvement of interculturalcommunication and cooperation, which the

    world will increasingly and forever need.

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