a microwell platform for the scale-up of a multistep

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HAL Id: hal-00552332 https://hal.archives-ouvertes.fr/hal-00552332 Submitted on 6 Jan 2011 HAL is a multi-disciplinary open access archive for the deposit and dissemination of sci- entific research documents, whether they are pub- lished or not. The documents may come from teaching and research institutions in France or abroad, or from public or private research centers. L’archive ouverte pluridisciplinaire HAL, est destinée au dépôt et à la diffusion de documents scientifiques de niveau recherche, publiés ou non, émanant des établissements d’enseignement et de recherche français ou étrangers, des laboratoires publics ou privés. A microwell platform for the scale-up of a multistep bioconversion to bench scale reactors: sitosterol side-chain cleavage Marco P Marques, Joaquim M. S. Cabral, Pedro Fernandes To cite this version: Marco P Marques, Joaquim M. S. Cabral, Pedro Fernandes. A microwell platform for the scale-up of a multistep bioconversion to bench scale reactors: sitosterol side-chain cleavage. Biotechnology Journal, Wiley-VCH Verlag, 2010, 5 (4), pp.402. 10.1002/biot.200900098. hal-00552332

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Page 1: A microwell platform for the scale-up of a multistep

HAL Id: hal-00552332https://hal.archives-ouvertes.fr/hal-00552332

Submitted on 6 Jan 2011

HAL is a multi-disciplinary open accessarchive for the deposit and dissemination of sci-entific research documents, whether they are pub-lished or not. The documents may come fromteaching and research institutions in France orabroad, or from public or private research centers.

L’archive ouverte pluridisciplinaire HAL, estdestinée au dépôt et à la diffusion de documentsscientifiques de niveau recherche, publiés ou non,émanant des établissements d’enseignement et derecherche français ou étrangers, des laboratoirespublics ou privés.

A microwell platform for the scale-up of a multistepbioconversion to bench scale reactors: sitosterol

side-chain cleavageMarco P Marques, Joaquim M. S. Cabral, Pedro Fernandes

To cite this version:Marco P Marques, Joaquim M. S. Cabral, Pedro Fernandes. A microwell platform for the scale-up of amultistep bioconversion to bench scale reactors: sitosterol side-chain cleavage. Biotechnology Journal,Wiley-VCH Verlag, 2010, 5 (4), pp.402. �10.1002/biot.200900098�. �hal-00552332�

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For Peer Review

A microwell platform for the scale-up of a multistep bioconversion to bench scale reactors: sitosterol side-chain

cleavage

Journal: Biotechnology Journal

Manuscript ID: biot.200900098.R4

Wiley - Manuscript type: Research Article

Date Submitted by the Author:

10-Feb-2010

Complete List of Authors: Marques, Marco; IBB-CEBQ-IST

Cabral, Joaquim M. S.; IBB-CEBQ-IST Portugal Fernandes, Pedro; IBB-CEBQ-IST Portugal

Primary Keywords: Biochemical Engineering

Secondary Keywords: Biotransformation

Keywords: Microwell plates, Mycobacterium sp., scale-up

Wiley-VCH

Biotechnology Journal

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Research Article ((6860 words))

A microwell platform for the scale-up of a multistep bioconversion to

bench scale reactors: sitosterol side-chain cleavage

Marco P.C. Marques, Joaquim M.S. Cabral, Pedro Fernandes*

1IBB-Institute for Biotechnology and Bioengineering, Centre for Biological and

Chemical Engineering, Instituto Superior Técnico, Av. Rovisco Pais, 1049-001 Lisboa,

Portugal

* corresponding author.

E-mail: [email protected]

Fax number: +351 218419062

Phone number: +351 218419065

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Abstract

The microwell-scale approach is widely used for screening purposes and one-pot

biotransformations, but it has seldom been applied to complex whole cell multistep

bioconversions, requiring prolonged incubation periods. The present study aims to

contribute to fill in this gap. The side chain cleavage of sitosterol to androstenedione

(AD) with Mycobacterium sp. NRRL B-3805 cells was used as model system, and focus

was given to the screening of suitable bioconversion media with 24-well microwell

plates. Results show that to perform this particular bioconversion growing cells are

preferred over resting cells due to higher conversion yields obtained in aqueous medium.

The use of resting cells may nevertheless present an interesting approach provided

catalytic activity is retained throughout successive runs. Maintaining suitable aeration

levels (air flow of 1ml.min-1

) allowed minimizing the decay of catalytic activity typically

observed alongside consecutive bioconversion runs with resting cells. Microwell plates

with dedicated oxygen and pH monitoring capabilities proved effective in media

development for complex multistep bioconversions using relatively slow-growing

bacteria. Under constant kLa (0.044 s-1

) similar AD production and dissolved oxygen

profiles were observed in microwell plates and in bench-scale reactor. Selection of a

suitable kLa value proved critical, since under lower kLa values scale-up proved

unsuccessful. The same pattern was observed when other scale-up criteria were evaluated

to perform the scale-up of this particular bioconversion. Results gathered seem to validate

the proposed approach “from microwell plate to bench-scale fermenter”.

Deleted: ¶

Deleted: to minimize

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Keywords: Biochemical Engineering, Mycobacterium sp., scale-up, bioconversion, kLa

1 Introduction

The use of small scale vessels (volumes below 100 ml) in order to speed up the

development fermentation/bioconversion is becoming widespread [1,2]. Shaken flasks,

test tubes and microwell plates (MWP) are extensively used due to the ease of

parallelization, and in the particular case of MWP, to the possibility of automation. They

have been shown to provide suitable platforms for the screening of biocatalysts, for the

collection of kinetic data, and in the early stages of process optimization (e.g. medium

development) [3-5]. These platforms have been further improved and their range of

application has increased, with the development of non-invasive optical fluorescence and

light scattering sensors for pH, dissolved oxygen, NADH and biomass monitoring [6-8],

and of devices for the control of pH and dissolved oxygen [9,10]. These technological

developments were also timely introduced to contribute to gaining insight on the

identification of the key parameters required to allow for reproducibility between shaken

vessels and bench-scale stirred reactors, a feature that only in a relatively recent period

has been suitably addressed [11-14]. There are hence few examples of scaling

fermentation or bioconversion processes directly from MWP to bench-scale bioreactor

partially due to the lack of instrumentation in traditional MWP [5,14-16].

Scale-up criteria are essential in bioprocess design given that the data generated are

translated rapidly and reproducible at larger scales. Most of the fermentation scale-up

techniques rely on maintaining constant a given parameter throughout the different

Deleted: Microwell plates

Deleted: hasten

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scales, viz. the volumetric power input, the impeller tip speed, the Reynolds number, the

mixing time or the volumetric oxygen mass transfer [17,18]. The volumetric oxygen mass

transfer is often the preferred approach when dealing with fermentative systems

involving aerobic microorganisms, and where oxygen supply may be a limiting factor

[19-22]. Islam et al. [14] and Micheletti et al. [21] used a constant volumetric oxygen

mass transfer for scale translation from MWP to bench scale/pilot bioreactor, of

processes for recombinant protein expression with the fast-growing E. coli and antibody

production in suspension cultures of VPM8 hybridoma cells.

The present work seeks to provide some contribution on these matters. An exploratory

and integrated perspective of the potential of MWP for bioprocess development, from

media selection to scale-up to bench bioreactor, according to suitable criteria, is provided.

The model system used was the selective cleavage of the side chain of β-sitosterol

performed by Mycobacterium sp. NRRL B-3805 cells. This is a well-established multi-

enzymatic process involving the use of eleven catabolic enzymes in a 14-step metabolic

pathway [23]. The product of this selective cleavage is 4-androstene-3,17-dione (AD),

which is a key intermediate in the production of pharmaceutical steroids. Previous studies

showed the validity of the use of MWP for performing this particular bioconversion with

free resting cells [24] and growing cells [25] of Mycobacterium sp. NRRL B-3805. A

comparison between these two systems is provided, highlighting the pros and cons of

their use.

2 Materials and methods

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2.1 Materials

Yeast extract and potato dextrose agar were obtained from Difco (Detroit, MI, USA).

Ammonium chloride was supplied by Merck-Schuchardt (Hohenbrunn, Germany),

glycerol (p.a. grade) was from Riedel-de-Häen (Seelze, Germany), β-sitosterol was from

Acros (Geel, Belgium) and Tween 20, 4-androstene-3,17-dione (AD), 1,4-androstadiene-

3,17-dione (ADD) and progesterone were obtained from Sigma (St Louis, MO, USA).

The SensorDish®

Reader, HydroDish®

and OxoDish®

MWP were from PreSens GmbH

(Regensburg, Germany). HydroDish®

plates presented a measurement range of pH 6 - 8.5

with a resolution of ± 0.05 and accuracy of ± 0.1 at pH=7. OxoDish®

had a measurement

range of 0-250% air saturation with a resolution of ± 2% and accuracy of ± 5% at 100%

air saturation. All other chemicals were of analytical or high-performance liquid

chromatography (HPLC) grade and purchased from various suppliers.

2.2 Microorganism and AD production conditions

Mycobacterium sp. NRRL B-3805 cells were maintained in potato dextrose agar slants

(42 g.L−1

). The inoculum was prepared as described by Staebler et al. [26]. Briefly, the

inoculum was pre-cultivated in complex medium, contained in 100 mL Erlenmeyer

flasks, with a headspace of 80%, under 200 rpm orbital shaking. A given volume of the

inoculum, corresponding to 10% (v/v) of the final volume, was transferred to the

production medium, once an optical density of roughly 0.9 (640 nm) was achieved. Trials

in shaken systems were performed in triplicates, at least, and were carried out in: i) 24-

well HydroDish®

(for pH monitoring) and OxoDish®

(for dissolved oxygen monitoring)

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MWP, where each well was filled with a total of 0.5 mL of production media, and MWP

were sealed with tapes (Excel Scientific, CA, USA), unless stated otherwise. ii) 250 mL

Erlenmeyer flasks filled with 25 mL medium. Production medium (used for simultaneous

cell growth and sitosterol bioconversion) was composed of either complex or defined

medium. Complex medium was composed of (g.L-1

) glycerol (10.0) yeast extract (10.0),

Tween®

20 (0.8), MgSO4.7H2O (0.2). Defined medium was composed of (gL-1

) glycerol

(20.0), NH4Cl (4.0), Tween®

20 (0. 8), MgSO4.7H2O (0.2), unless stated otherwise. Both

media were prepared in pH 7 sodium-potassium phosphate buffer (0.1 M) with initial

micronized β-sitosterol concentration of 2.4 mM (except for the pre-cultivation of the

inoculum, where β-sitosterol was absent from the medium). Trials were performed in

triplicates, at least, at 30ºC in orbital shakers Aralab Agitorb 2001C (Portugal) with 25

mm shaking diameter. When cell reuse was evaluated, after each bioconversion run of 24

hour, the cells were harvested and rinsed with buffer to remove traces of steroids. Fresh

medium was added and a new bioconversion run of 24 hour was carried out in the pre-

established conditions. Samples were taken every 12 hours and extracted with a two-fold

volume of a solution of progesterone (0.2 g.L−1

, internal standard) in n-heptane, for the

off-line quantification of biomass, glycerol (both in the aqueous phase), sitosterol and

AD(D) (in the organic phase [26]). In the MWP a sacrificial well approach was used.

Bench-scale fermentor batch trials were carried out in a 5-L bioreactor (Biostat B, B.

Braun, Germany) equipped with two Rushton turbines. Cell growth and bioconversion

were performed under the following general conditions: medium volume 4L, aeration rate

1 vvm, stirring speed of 220 and 470 rpm (resulting in kLa of 0.010 and 0.044 s-1

,

respectively). Temperature, initial pH, medium composition and inoculation volume

Deleted: w

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(10% (v/v)), were similar to the shaken systems. No significant changes were observed

for pH values throughout the whole incubation periods. Reactor dimensions are given in

Figure 1.

2.3 Oxygen mass transfer coefficients and volumetric power consumption

Oxygen mass transfer coefficients (kLa) were obtained by an enzymatic method in

accordance with Duetz and Witholt [27], for microwell plates and shaken flasks, and by

the gassing-out method applying the sulfite method according to John et al. [28], both for

microwell plates and bench-scale reactor .

In microwell plates, the oxygen mass transfer coefficient was determined for a fixed

shaking diameter (25 mm) at different shaking frequencies (0-300 rpm) and filling

volumes (250 – 1000 µL). kLa in bench scale reactor was determined in ion free medium

(water) and in different water:buffer ratios, as well as with different distances between

the two Rushton turbines (6.7, 8.8 and 15.4 cm).

Volumetric power consumption in bench scale reactors was determined according to

Van’t Riet [29] and Schmidt [17].

2.4 Assessment of influence of oxygen on the catalytic activity

The influence of oxygen on catalytic activity of free resting cells was assessed in standard

24-well microwell plates with magnetic stirring through the use of different air flows

(Figure 2). In a CERTOMAT®

H incubator (B. Braun, Germany) with controlled

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temperature (30ºC) and humidity (above 70%), the inner wells of the standard microwell

plate were magnetically stirred (Ikamag®

Reo, Drenzhal Electronic, Germany). Air was

supplied using a standard air compressor with controlled flow. Prior to feeding to the

bioreactors, air was bubbled through water for humidification, hence reducing

evaporation losses of the bioconversion medium. Additionally, microwell plates were

covered with a sandwich cover (EnzyScreen BV, Netherlands). Evaporation in the

microwell plates was controlled by weight on an hourly basis, and the medium was

supplemented with distilled water when evaporation loss was higher than 10%.

2.5 Statistical analysis

Data were treated using statistical analysis software (SPSS 14.0). The statistical treatment

was obtained by one way ANOVA, which was used to detect differences among

variables. Statistical confidence was set at 95%.

2.6 Analytical methods

2.6.1 Steroid analysis

HPLC analysis (Lichrospher Si-60 column, 5 µm particle size, Merck, Germany) with

1ml.min-1

isocratic elution was performed to determine substrate and products

concentration, with UV detection at 220 nm and 254 nm, respectively. The mobile phase

was composed of n-heptane and ethanol (90:10, v/v).. In all cases, ADD amounts were

vestigial, and, when quantifiable, followed the trend of AD formed.

Deleted:

Deleted:

Deleted: 5

Deleted: 5

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2.6.2 Carbon source analysis

Glycerol concentration was determined off-line by HPLC (Hitachi LaChrom Elite) with a

Bio-Rad Aminex Fermentation Monitoring Column (150 x 7.8 mm) by refraction index

with 0.8 mL.min-1

isocratic elution. The mobile phase was composed of 50 mM H2SO4

and the column was kept at 65 ºC.

2.6.3 Cell concentration

The protein concentrations of the samples was determined from the water phase using the

BCATM

Protein Assay Kit (Pierce, USA), after protein extraction by heating in a 1 M

NaOH solution for 20 minutes at 100ºC [30]. Protein concentration was converted to dry

biomass through a previously established calibration curve using mycobacterial cells,

where those two parameters were correlated.

3 Results and discussion

3.1 Setting up a well defined medium for the production of catalytically active microbial

cells

The microbial side chain cleavage of phytosterols is typically performed using complex

media [31-34]. However, the use of a defined medium enables the evaluation of the effect

of each component, favours the control of medium formulation and enhances

reproducibility. Successful examples of this strategy for sitosterol side-chain cleavage

have been recently implemented, yet based in a non-conventional environment [34-36].

Deleted: 5

Deleted: 5

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Given the promising results previously obtained with whole cells grown in complex

media [26], 24-well MWP were therefore used as a test bed for an exploratory screening

of a defined medium that would closely reproduce the performance of the complex

medium. The influence of different concentrations of glycerol and ammonium chloride,

present in the production media, on AD production was evaluated. Variation of AD

concentration was observed using the different combinations of nutrients. The best

outcome was obtained with the combination of (g.L-1

) glycerol (20.0), NH4Cl (4.0),

producing roughly 1 mM of AD, corresponding to a bioconversion yield of 43% after a

72 hour incubation period (Table 1). The time course of AD production in the defined

environment closely matched the trend observed when complex media was used as

production medium, (Fig. 3). The statistical similarity was of 0.50 (p-value). Comparing

growth rates of Mycobacterium sp. cells in both media, complex and defined medium,

they were statistically similar (0.13 ± 0.02 and 0.11 ± 0.02, respectively).

3.2 Using growing cells or resting cells.

Biotransformation of β-sitosterol into AD is possible due to the catabolic metabolism of

Mycobacterium sp. NRRL B-3805, independently of the primary metabolism of the cell

[23]. Both growing and resting cells of Mycobacterium sp. NRRL B-3805 are thus able to

produce AD from sterols [24,37,38]. In the former case, the selection of the operational

conditions, and in particular those related to aeration and oxygen transfer, has to take also

into consideration the requirements of the microbial cell for growth, since mycobacteria

are strict aerobes. Nonetheless, it is also known that carbon dioxide is likely to stimulate

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growth of mycobacteria [39]. When resting cells are used, the operational conditions are

not likely to be so demanding since growth constraints are ruled out. The same is likely to

occur when the role of the carbon source is considered, the potential need for a carbon

source is likely to be related to maintenance requirements and co-factor regeneration.

Considering the catalytic activity of both resting and growing cells over a 72 hour run

(Figure 4), there is a slight decrease in the yield in growing cells and an increase with

resting cells. This is primarily due to the in vivo catalytic system (growing cells have a

metabolic burden that comprises cell growth and sterol bioconversion whereas in resting

cell the metabolic burden is restricted to sterol bioconversion metabolism and general cell

maintenance metabolism). Moreover the AD production is proportional to the number of

catalytic active cells. This proportion is observed till a cell concentration of roughly 30

gL-1

[26]. On the other hand, with resting cells, the biomass concentration is constant

along the biocatalytic run (25 g.L-1

).

Wang et al. [40] showed that under carefully selected environments, designed for either

case, close final ADD yields can be obtained from similar initial substrate concentration

in batch runs using either growing or resting cells. Nonetheless, the currently

implemented processes for large-scale biobased production of AD(D) from sterols rely

on the use of growing cells of Mycobacterium sp. [41, 42].

In order to allow the reuse of resting cells in consecutive runs, bioconversion was

performed under forced aeration (Figure 5), given the encouraging results obtained when

operating in non-conventional environments [38]. .

The results show that there is a strong correlation between AD production and the level

of aeration. Runs performed under forced aeration (air flow of 1 mL.min-1

) produced

Deleted: Tentatively, in order to improve the performance of resting cells

over a bioconversion run (with cell

reuse), different strategies were assessed,

namely forced aeration (Figure 5), given

the encouraging results obtained when

operating in non-conventional environments [38]

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roughly 50 % more AD than those under either non-forced aeration (medium aeration –

0.1 mL.min-1

) or non-aerated conditions (low aeration - 0.01 mL.min-1

). Curiously under

nitrogen atmosphere relatively significant amounts of AD were produced. This suggests a

basal level of catabolic activity of sterol-side chain pathway, despite the low oxidative

potential. It is likely that the pool of cofactors available in the cells and required for the

bioconversion to proceed [23] is used by the catalytic pathway until total depletion.

Promoting operational conditions that increasingly favor oxygen transfer into the

bioconversion media led to a concomitant increase in AD production, up to a 2-fold

increase at the end on bioconversion runs when an air flow of 1 mL.min-1

is added, as

compared with the basal level. Although forced aeration allowed for an increase in the

specific activity of resting cells, sustained reuse of resting cells did not prove viable and

the methodology for performing runs under aeration proved cumbersome and labor

intensive. Therefore, throughout further work, scale-up studies are performed using

growing Mycobacterium NRRL B-3805 cells.

3.3 Scale-up studies

The selected medium was further used in order to obtain proper scale-up criterion to

perform scale translation from microwell plate to bench-scale reactor. KLa was primarily

chosen as scaling criterion given the promising results observed in previous works

involving scaling-up applied to cell-growing microbial systems [14,21,25].

3.3.1 Determination of kLa in microwell plates

Deleted:

Deleted: .

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In order to characterize the oxygen mass transfer coefficient at one fixed shaking

diameter (25 mm) at different shaking frequencies (0-300 rpm) the chemical sulfite

method was applied [28] and compared with off-line data gathered by an enzymatic

method [27]. A filling volume of 500 µL was used and plates were equipped with a lid to

emulate operational conditions. The use of adhesive tape to seal MWP prevents medium

evaporation and cross-contamination due to spill-over. The use of the sealing tapes leads

to airtight closure of the wells decreasing oxygen transfer to the reactor well and

consequentially to the reaction medium [43]. The kLa was determined by a simple

stoichiometric balance to the oxidation reaction:

[ ] [ ] [ ]( ) OUROOakdt

OdL −−= ∗

222

(1)

where [O2]* represents the dissolved oxygen concentration at equilibrium and OUR is

the oxygen uptake rate of the chemical reaction. Data was obtained in accordance with

[28].

Previously, Marques et al. [25] showed that with increased filling volume there is a shift

in kLa, decreasing from 0.096 s-1

(250 µL) roughly to 0.028 s-1

(1000 µL) at 300 rpm. The

oxygen transfer depends on the gas–liquid interfacial area, which is characteristic of

surface-aerated reactors, being higher when the filling volume is lower. Moreover, a clear

difference was observed between unsealed and sealed microwell plates in kLa, in a

magnitude of 50% due to an decrease in oxygen transfer rate.

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The experiments were performed at 30ºC, with sealed MWP to emulate long term

incubation periods (data not shown).

The kLa value increased with increased shaking frequency reaching a maximum of 0.048

± 0.08 s-1

at 300 rpm. Values of oxygen mass transfer obtained off-line by an enzymatic

method [27] are in the range of the kLa obtained on-line with the oxygen monitored

microwell plates. Similar values for kLa were obtained by Marques et al. [25], Islam et al.

[14] and Kensy et al. [44] for 24-well microwell plates, who reported kLa values ranging

from 0.05 s-1

to 0.07 s-1

for the experimental conditions and microbial systems evaluated

[14,25,44].

Under the selected conditions for growing Mycobacterium sp. NRRL B-3805 cells in 250

mL unbaffled shaken flask (250 min-1

at 25 mm shaking diameter) the kLa obtained was

of 0.044 s-1

.

Scale-up trials were performed also at lower kLa values (non-optimized conditions),

namely 0.010 s-1

.. Productivity levels are expected to decrease since there is a deviation

from the previous established optimal conditions.

3.3.2 Determination of kLa in bench-scale reactor

In stirred reactors, volumetric power consumption and superficial gas velocity are major

correlation coefficients for kLa [29]. Therefore, equations of the following type are

frequently found in the literature:

( ) 3

2

1

C

s

C

L vV

PCak

= (3)

Deleted: .

Deleted: The kLa values used are in the range of 0.005 and 0.055 s-1 observed for similar systems by other authors

[13,28,45]

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where P = gassed power input, V = liquid volume, vs = gas superficial velocity and C1, C2

and C3 are constants. The oxygen mass transfer coefficient can be influenced by vessel

geometry parameters [29]. Despite the existence of several correlations, an exact value of

kLa was sought for this particular reactor assembly. Since the reactor used in this study

has a dual Ruston turbine system, the influence of the spacing between the turbines was

assessed on kLa in order to find the ideal position to maximize kLa and mixing time

(homogenization dynamics) [45] while minimizing foam formation (decrease in oxygen

availability; cell migration, due to their hydrophobic nature, towards foam as well as cell

immobilization onto excess antifoam).

Analysing kLa data, independent of the position of the upper RT, the kLa increases with

increased stirring speed. Moreover, there is not a clear difference in terms of kLa values

between turbine positions, confirmed by the p-value of 0.904. Nonetheless, with the

upper turbine placed at 15.4 cm (maximum spacing tested) foam formation was

enhanced. This spacing was therefore left out in further work, where a spacing of 8.8 cm

was used instead.

In the overall, statistical comparison of the correlations tested with experimental data

produced adequate matches, with some minor exceptions possibly due to different ionic

medium strength and geometrical parameters of the reactors. By raising the ion

concentration in solution, kLa increases [29]. The influence of the ionic concentration was

tested in buffered systems up to a concentration of 0.1 M phosphate buffer (Figure 6).

Oxygen mass transfer coefficient in the production medium was determined being in the

range of 10 – 15% of the 0.1 M phosphate buffer.

Deleted: 46

Deleted: until

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Oxygen mass transfer coefficient increases with the ionic strength of the solution for the

same stirring speed. For buffer concentration used in this particular study, there is a

correlation of 0.78 (p-value) between experimental data and literature model [29]. This

indicates that Van’t Riet correlation can describe kLa in culture medium. Nonetheless,

scale-up based on the mass transfer rate in gas-liquid stirred tanks is challenging since

larger scale tanks can suffer from zones of oxygen depletion, particularly where there is

an oxygen sink, e.g. through biochemical reactions. It is impossible to keep all quantities

constant at different scales, but it is feasible to maintain a couple of variables i.e. a

combination of Pg/V and either Flg (aeration number), vvm (air flow) or vg (gas

superficial velocity). It is generally accepted that constant Pg/V should be maintained,

since it directly affects the local energy dissipation rate, which is the key hydrodynamic

variable in the breakage and coalescence kernels [46]. Therefore, kLa predicted using

equation (3), which suggests that a dependence on Pg/V and vg, may not stand for

bioreactors of a size different to the one where the correlation was produced [46].

3.3.3 Scale- up based on kLa

The bioconversion system was scaled-up from 24-well microtiter plate to 5 L bench-scale

in a 6000 scale-up fold base on maintaining kLa. The conditions were set at optimized

bioconversion conditions in shaken systems in aqueous medium [24] corresponding to

0.044 s-1

and at a lower kLa, namely 0.010 s-1

, corresponding to non-optimized

bioconversion conditions.

When analyzing the AD production resulting from the scale-up (Figure 7) there is clearly

a difference between the two set of conditions. At the highest kLa values tested specific

Deleted: 47

Deleted: 47

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AD production is statistically identical in all scales (p-value of 0.90). At lower values, not

only specific AD production is lower as expected, since non-optimized conditions were

used, but data for AD production are also statistically unrelated when the different reactor

systems are considered. In the recent papers by Islam et al. [14] and by Micheletti et al.

[21] the volumetric oxygen mass transfer was effectively used for scale translation from

MWP to bench scale/pilot reactor, of processes for recombinant protein expression with

the fast-growing E. coli and antibody production in suspension cultures of VPM8

hybridoma cells. The results indicate that kLa is a suitable criterion for scaling-up the

bioconversion of β-sitosterol to AD.

3.3.4 Time course of typical bioconversion runs in MWP and in bench fermenter

Using the kLa similarity as criterion for scale up, bioconversion runs were performed in

pH and oxygen monitored MWP and in a 5 L stirred reactor (Fig. 8). Online data for

oxygen depletion, determined by partial oxygen pressure, pO2, were collected in MWP

and compared with data gathered in 5L bench scale reactor. As for carbon source

depletion, AD formation and biomass production were assessed off-line in order to have

comparable measurements with similar error.

Similar studies were performed by Marques et al. [25] with this particular bioconversion,

but using a complex bioconversion media, and only a single kLa value as scaling

criterion. In the present work, where a defined medium was used and operation was

carried out under a lower kLa, product yield and productivity roughly matched the results

previously obtained with the complex medium..

Deleted: likely the most

Deleted: criteria

Deleted: purposes of

Deleted: .

Deleted: Nonetheless, results obtained were preliminary and did not take into

account optimized bioconversion medium

or conditions

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In the overall, the time course of the bioconversion at 0.044 s-1

follows a relatively

similar trend in both MWP and bench bioreactor, but monitored parameters do not fully

overlap. There is an initial sharp decay of oxygen in the bench reactor, which was not

observed in the MWP system. The difference is possibly due to the forced aeration and to

enhanced mixing conditions. Due to their marked hydrophobic nature, Mycobacterium

sp. cells tend to form clusters in aqueous systems. This influences mass transfer of

oxygen and substrate towards cells. In MWP, due to reduced volume, the influence of

these factors is more pronounced. Statistically, oxygen profiles are not equal (p value of

7.04×10-31

).

When the remaining monitored parameters are considered, again despite of a similar

trend being observed, a gap between values obtained in the MWP system and bench-scale

reactor was observed. Once again, intrinsic hydrodynamics conditions to the reactors can

be accounted for this behaviour. Even so, p-value scores for biomass, AD production and

carbon source depletion are 0.18, 0.15 and 0.33, respectively.

Maintaining kLa value of 0.01 s-1

constant no overlapping or similar trend of the time

course of bioconversion was observed. The profile for AD production, carbon source

depletion and cell growth (protein profile) were not matched in MWP and in bench

bioreactor. Moreover, the highest values obtained for these profiles were lower than the

ones obtained at higher kLa.

3.3.5 Other parameters

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The volumetric power consumption and Reynolds number were also calculated (Table 2).

Under the operational conditions required for the established oxygen transfer rates,

deviations in the volumetric power input and Reynolds number can be observed. Despite

recent progresses [49,50], the knowledge of the basic fluid mechanics in shaking systems,

particularly at the MWP scale, still lags behind the knowledge gathered for stirred

systems and, in the overall, for large scale systems. If we consider traditional Reynolds

transitional states, two distinct “regimes” can be observed. One corresponding to laminar

flow regime reached in MWP and the other corresponding to turbulent flow regime

obtained in Erlenmeyer flasks and in the bench scale reactor (a 20 fold increase is

observed in terms of Reynolds number). For scale-up purposes, in this particular

bioconversion system, Reynolds number can not be used since, in order to achieve the

same values in microwell plates, an increment in shaking frequency must be performed.

However, at higher shaking frequencies (300 rpm or higher), maintaining the shaking

amplitude (25 mm), splashing phenomena occurs. An alternative to overcome this

situation lies in the use of baffles inside the MWP wells. Between the two conditions

tested no significant difference is observed in terms of flow regime. Moreover, at larger

scales, power requirements to obtain similar Reynolds numbers are high and in terms of

overall process economics avoided. In industry, there are increased restrains on

environmental regulations, designing process that enables low impacts on environmental

issues (including dispending less amount of energy). On the other hand, high shear stress

could lead to lower production yields due to stress-induced cell damage [51].

Regarding volumetric power input there is also a divergence between the different scales

tested. Higher values are reached by the bench scale reactor due to the higher power

Deleted: 50

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Deleted: higher

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necessities to stir at higher frequencies. Actually the use of volumetric power input as

scaling criterion is somehow limited, since fermentations requiring high energy inputs,

result in high shear stress in the larger scale stirred vessels and high costs are associated.

Besides, information is rather scarce when microwell plate scale is considered.

Accordingly, data was not available for microwell plate in the conditions tested.

Nonetheless, and despite no direct comparison can be made, Zhang et al. [49] established

a range of 0.07 to 0.1 kW.m-3

for 24-well microwell plate at 500 to 1500 rpm respectively

for shaking amplitude of 3 mm. At 1000 rpm the power consumption measured was 72

W.m-3

.

4 Concluding remarks

MWP were effectively used for the selection of a synthetic bioconversion medium for

sitosterol side-chain cleavage with growing cells able to closely replicate results obtained

with a complex media. A 6000-fold scale-up, from MWP to bench scale reactor, was

effectively performed for this bioconversion, based on kLa similarity, although such

reproducibility is apparently limited to given values of this parameter. This feature may

be related to highly differentiate mixing and mass transfer patterns when the two systems

are operated under conditions corresponding to relatively low kLa values. Under the

selected conditions for scale-up, the time course of typical bioconversion runs in either of

the scales displayed roughly similar trends when biomass production, relative product

yield and substrate depletion were considered.

Deleted: Data

Deleted: 50

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In an economical view, this allows not only cost reduction with associated equipment,

reagents and handling but also it speeds up the development and optimization of

bioconversion processes.

Growing cells displayed a higher specific catalytic activity than resting cells. The use of

the latter in consecutive runs was evaluated, and despite some preliminary encouraging

results, further studies are clearly required, since the feasibility of this approach is far

from satisfactory.

Oxygen mass transfer coefficient is a suitable scaling-up criterion for bioconversions

using Mycobacterium sp. NRRL B-3805. Maintaining a value of 0.044 s-1

is was possible

to uphold productivity yields over a 6000 fold scale-up.

These results show that it is possible to use specific microwell plates, with online

measurement of oxygen complex whole cells bioconversion processes, to mimic runs

performed at bench-scale.

M.P.C. Marques and P. Fernandes acknowledge Fundação para a Ciência e Tecnologia

(Portugal) for financial support in the form of PhD grant SFRH/BD/24433/2005 and

program Ciência 2007, respectively. This work was partially funded by research project

PPCDT/SAU-MMO/59370/2004 from Fundação para a Ciência e Tecnologia (Portugal).

Ricardo Pereira is acknowledged for his help on the reactor maintenance.

The authors have declared no conflict of interest.

Formatted: Font: Italic

Formatted: Font: Italic

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Deleted:

Deleted: themselves

Deleted: the most

Deleted: criteria

Deleted: Acknowledgements¶

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Caption to figures

Figure 1. Reactor dimensions. A – 5 l bench scale reactor; B – 250 ml shaken flasks and

C – 24-well microtiter plate. Dimensions: Ab=2.7 cm; Af=8.1cm; Wz=3.0cm; Di=7.7 cm;

Li=2.0 cm; Wi=1.5 cm; Wb=1.6 cm; Wk=4.6 cm.

Figure 2. Experimental set-up for the analysis oxygen influence on catalytic activity of

resting cells. A - Single well of 24-well microtiter plate with magnetic stirring and forced

aeration. B - Experimental set-up - a - air compressor, b – air humidifier, c - air

distributor, d - microtiter plate, e - magnetically stirrer plate and f - incubator.

Figure 3. Bioconversion progress for AD production using Mycobacterium sp. NRRL B-

3805 cells growing in defined (triangles) or in complex (squares) medium, incubated in

MWP filled with 500 µL reaction volume, under 250 rpm orbital shaking.

Figure 4. Catalytic activity of growing (�) and resting (�) cells along a 72 hour run.

Protein content: Growing cells – 3.20 g.L-1

(24 ), 8.74 g.L-1

(48 ) and 11 g.L-1

(72 ).

Figure 5. Influence of oxygen on the catalytic activity of resting cell along several cell

reuses. High aeration –1 ml min-1

aeration; Medium aeration - 0.1 ml min-1

aeration

(mimicking cotton plug); Low aeration – 0.01 ml min-1

and No aeration – anoxic

headspace. Each bioconversion run lasted for 24 hours.

Deleted: ,

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Figure 6. Oxygen mass transfer coefficient in dual Rusthon Turbine stirred tank (RT

distance of 8.8 cm) at different ionic strength medium at 30ºC, with kLa shown as

function of the stirrer speed. Growth medium corresponds to buffer 0.1 M.

Figure 7. AD production in MWP, shaken Erlenmeyer flask and batch stirred tank

reactor, BSTR, using kLa as scale-up criterion. kLa values: 0.044 s-1

(white bars) and

0.010 s-1

(grey bars).

Figure 8. Online monitoring of Mycobacterium sp. NRRL B-3805 growth in 5L bench

scale reactor (solid line) and in 24-well MWP (dashed line) at 0.010 s-1

(A, B and C) and

0.044 s-1

(D, E and F), Off-line monitoring of biomass (A - D), AD production (B - E)

and carbon source consumption (C - F). � - Bench scale reactor; △ – Microwell plate.

Deleted: 6.7

Deleted: the

Deleted: various reactor and/or agitation configuration

Deleted: a

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Table 1 - Example of screening of suitable composition of defined media for AD

production from sitosterol using Mycobacterium sp. NRRL B-3805 cells at 30ºC. Data

given report on the effect of glycerol and ammonium chloride concentrations in AD

production (mM). Standard deviation did not exceed 7%.

Table 2 – Summary of parameters obtained for runs performed at the microwell, shaken

flask and laboratory scales.

kLa 0.010 s-1 kLa 0.044 s-1

Reactor type

P/V

(W.m-3

)

Re

P/V

(W.m-3

)

Re

24 MTP 0.5 ml Nd 847 nd 1411 (2)

250 ml flasks 50 ml 280 (3)

20397 330 (1)

33994 (2)

5L reactor 4 L 1843 60210 2620 67706

nd = not determined; (1) – obtained by Büchs et al. [48] at the same conditions; (2) – obtained by applying

the correlations of Lotter and Büchs [49]; (3) – obtained by Zhang et al. [50] at the same conditions.

NH4Cl (gL-1)

2 4 8 12

5 0.75 0.78 0.86 0.86

10 0.82 0.84 0.89 0.86

20 1.04 1.05 1.00 0.97

Gly

cero

l (g

.L-1

)

40 0.87 0.88 0.91 0.97

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