a self-similar fractal radiation pattern synthesis techniques for reconfigurable multiband array

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  • 7/28/2019 A Self-Similar Fractal Radiation Pattern Synthesis Techniques for Reconfigurable Multiband Array

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    1486 IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 51, NO. 7, JULY 2003

    A Self-Similar Fractal Radiation Pattern SynthesisTechnique for Reconfigurable Multiband Arrays

    Douglas H. Werner, Senior Member, IEEE, Mark A. Gingrich, and Pingjuan L. Werner

    AbstractA novel method for designing reconfigurable multi-band linear and planar antenna arrays is presented in this paper.The technique is based on a generalized Fourier series synthesisapproach that exploits the self-similarity of a specified fractal ra-diation pattern in order to achieve the desired multiband perfor-mance. The fractal radiation patterns are composed of scaled andshifted copies of an appropriately chosen generating window func-tion that exhibits low sidelobe levels and rapid spectral rolloffs inthe transform domain. A newly developed thinning algorithm willbe presented which may be employed to considerably reduce boththe overall physical size as well as the total number of elements ina synthesized multiband array. Finally, a band-switching schemeis introduced that is well-suited for implementation in the form of

    a reconfigurable common aperture array.

    Index TermsAntenna arrays, fractals, multiband arrays, re-configurable apertures.

    I. INTRODUCTION

    THERE has been a considerable amount of recent interest in

    the radiation characteristics of self-scalable and self-sim-

    ilar fractal arrays. For instance, the properties of random fractal

    arrays have been investigated in [1] for the purpose of synthe-

    sizing a sparse or thinned array with relatively low sidelobes

    that is robust with respect to element failure as well as varia-

    tions in element location and current excitation. Methods for

    the synthesis of Weierstrass fractal radiation patterns using self-scalable linear arrays of discrete elements were first considered

    in [2]. Also reported in [2] is a FourierWeierstrass fractal ra-

    diation pattern synthesis technique for continuous line sources.

    A design methodology for multiband Weierstrass linear arrays

    was presented in [3]. Application of fractal concepts to the de-

    sign of multiband Koch linear arrays as well as low sidelobe

    Cantor linear arrays are discussed in [4].

    Planar array configurations based on Sierpinski carpets have

    been considered in [5][8]. The properties of concentric circular

    Weierstrass arrays and self-similar concentric circular Cantor

    arrays have also been investigated in [9] and [10], respectively.

    A more comprehensive overview of recent developments in the

    area of fractal antenna engineering, with particular emphasis

    placed on the theory and design of fractal arrays, can be found

    in [11].

    A new technique for the design of multiband arrays, based on

    the application of fractal geometric concepts to antenna theory,

    Manuscript received August 14, 2001; revised May 12, 2002The authors are with The Pennsylvania State University, Department of Elec-

    trical Engineeringand Applied Research Laboratory, UniversityPark, PA 16802USA.

    Digital Object Identifier 10.1109/TAP.2003.813608

    Fig. 1. Linear array geometry.

    is presented in this paper. The distinguishing features of the

    technique introduced here are its ability to synthesize recon-

    figurable multiband arrays that have self-similar fractal radia-

    tion patterns with a certain desired (i.e., specified) beamwidth

    and sidelobe level as well as no grating lobes in the intended

    band or bands of operation. An array thinning procedure and a

    novel band-switching scheme have also been developed for use

    in conjunction with the multiband fractal radiation pattern syn-

    thesis technique. The band-switching scheme introduced in Sec-

    tion III-B offers several important advantages over the method

    for multiband array design originally proposed in [4]. These in-

    clude: 1) a significantly reduced mutual coupling environment;

    2) the fact that a minimal amount of element switching is re-quired; and 3) the ability to easily implement in the form of

    a reconfigurable multiband aperture. Another noteworthy fea-

    ture of the synthesis technique is that all the advantages of the

    band-switching scheme are preserved under the array truncation

    and thinning operation outlined in Section III-C. The utility of

    this new multiband fractal radiation pattern synthesis technique

    is demonstrated in Section IV by considering several design ex-

    amples for both linear and planar arrays.

    II. THEORETICAL DEVELOPMENT

    A. Linear Arrays

    Suppose we consider the array geometry shown in Fig. 1. Thearray factor for this array may be expressed as [12], [13]

    (1)

    If we let then

    (2)

    0018-926X/03$17.00 2003 IEEE

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    WERNER et al.: SELF-SIMILAR FRACTAL RADIATION PATTERN SYNTHESIS TECHNIQUE FOR RECONFIGURABLE MULTIBAND ARRAYS 1487

    Fig. 2. Fractal array as a superposition ofP = 4 uniformly-spaced 5-elementsubarrays. Due to symmetry, only half of the array geometry is shown, with oneelement being located at the origin.

    If then this represents a Fourier series on the interval

    such that

    (3)

    This fact is well-known and has been used as the basis of a ra-

    diation pattern synthesis technique for uniformly spaced linear

    arrays [12], [13]. In other words, for some specified radiation

    pattern, the current distribution required to produce this desired

    pattern may be obtained directly from (3). One of the drawbacks

    of this synthesis technique, however, is that it leads to array de-

    signs that are characteristically narrow-band, due primarily to

    the uniform spacing between elements. Consequently, grating

    lobes will begin to appear as the operatingfrequency of the array

    is increased beyond that for which it was originally designed.

    The main objective of this paper is to develop a radiation pat-

    tern synthesis technique that leads to multiband array designs.We will show here that this may be accomplished by general-

    izing the fractal radiation pattern synthesis technique for dis-

    crete arrays originally introduced in [2]. The first step toward

    developing such a multiband synthesis technique is to recog-

    nize that a self-similar fractal radiation pattern may be formed

    by the superposition of radiation produced by a sequence of

    linear arrays whose relative element spacings and current dis-

    tributions have been appropriately scaled. For example, Fig. 2

    shows a five element linear generating array followed by a se-

    quence of three scaled versions of this array. In this case, the

    element spacings for each consecutive linear array have been

    expanded by a factor of two, while the current distribution has

    been reduced by a factor of two. The superposition of these four

    uniformly spaced linear arrays (i.e., 1, 2, 3, 4) results in the

    nonuniformly spaced array shown at the bottom of Fig. 2. It can

    be shown that a generalization of this concept leads to an array

    configuration that produces the following composite self-sim-

    ilar fractal radiation pattern:

    (4)

    where

    (5)

    (6)

    and where is the desired generating function, is the

    number of stages used in the construction of the fractal radiationpattern, is the scaling or similarity factor, and is an additional

    current amplitude scaling parameter. Note that for the first stage

    of growth when , expression (4) reduces to

    (7)

    which is the original linear generating array with elements uni-

    formly spaced a distance apart. We also note that if is an

    even function, i.e., , then

    (8)

    From this it follows that , which may be used to show

    that (4) reduces to

    (9)

    Equations (8) and (9) represent an important special case thatfrequently occurs in practice, namely, where the array is as-

    sumed to have a symmetric current amplitude distribution.

    The standard approach for phasing a uniformly spaced linear

    array may be easily generalized to include the particular family

    of nonuniformly spaced linear arrays considered here. This is

    a direct consequence of the fact that this class of nonuniformly

    spaced arrays may be decomposed into a series of consecutively

    scaled uniformly spaced arrays as illustrated in Fig. 2. Hence,

    the required array element current phases may be obtained from

    the formula

    (10)

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    1488 IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 51, NO. 7, JULY 2003

    Fig. 3. Same fractal array as shown in Fig. 2, but as a superposition ofN = 2nonuniformly-spaced subarrays, plus an element at the origin. Due to symmetry,only half of the array geometry is shown.

    where and is the desired position angle of the

    main beam. By taking into account a current phase distribution

    of this type, the array factor expression given in (9) becomes

    (11)

    Now suppose that we truncate the array to a finite number of

    elements and interchange the order of summation found in (11).

    This leads to the following expression for the correspondingarray factor:

    (12)

    where

    (13)

    The expression given in (12) may be interpreted as representing

    the superposition of the radiation produced by a series ofself-scalable arrays as illustrated by the example considered

    in Fig. 3. This example shows a sequence of two

    nonuniformly spaced eight-element linear arrays.

    The element at the origin is considered separately in this case.

    As before, the element spacings for each consecutive linear

    array have been expanded by a factor of two. In addition to

    this, however, the consecutive element spacings within a given

    linear subarray are also expanded by a factor of two. This

    leads to an array configuration that is doubly self-scalable. The

    composite array in this case is shown at the bottom of Fig. 3,

    which is exactly the same configuration arrived at in Fig. 2. It

    is interesting to note that these self-scalable arrays are closely

    related to the FourierWeierstrass arrays previously studied

    in [2], [11]. In fact, it can be shown that represent

    bandlimited Weierstrass functions provided . The

    associated fractal dimension of these Weierstrass functions

    as is given by

    (14)

    Finally, we note that the self-similar fractal radiation patterns

    produced by these arrays suggest that they may be used as multi-

    band arrays that maintain the same radiation characteristics at

    an infinite number of frequencies. To see this, let us consider an

    array with a doubly infinite number of stages that has the fol-

    lowing normalized expression for the array factor:

    (15)

    where

    (16)

    and

    (17)

    (18)

    (19)

    where is a unitless parameter. If we assume that this array is

    operated at the discrete set of frequencies given by

    (20)

    where represents the base-band design frequency of thearray,

    then it follows from (15) and (16) that

    (21)

    where

    (22)

    Hence, the relationship arrived at in (21) suggests that this array

    will exhibit multiband performance characteristics. At this point

    we note that this multiband property holds for infinite arrays.

    However, once these arrays are truncated, the desirable multi-

    band properties rapidly degrade. In order to compensate for

    these truncation effects, a band-switching methodology that ex-

    ploits the inherent self-similarity associated with this family of

    arrays will be introduced in Section III-B.

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    WERNER et al.: SELF-SIMILAR FRACTAL RADIATION PATTERN SYNTHESIS TECHNIQUE FOR RECONFIGURABLE MULTIBAND ARRAYS 1489

    Fig. 4. Planar array geometry.

    B. Planar Arrays

    The multiband array synthesis technique introduced for linear

    arrays in the previous section will be generalized here to include

    planar square arrays. Suppose we consider the uniformly spaced

    square planar array configuration shown in Fig. 4. The array

    factor for this array may be expressed as [14]

    (23)

    where

    (24)

    (25)

    (26)

    (27)

    Now if we assume that

    (28)

    then the expression for the planar array factor given in (23) may

    be decomposed into the product of two linear array factors. The

    result is

    (29)

    where

    (30)

    (31)

    If we further assume that and then (30)

    and (31) may be written as

    (32)

    (33)

    At this point we form a sequence of self-scalable planararrays

    in a manner directly analogous to the construction procedure in-

    troduced in the previous section for linear arrays. The resulting

    composite radiation pattern formed by this ensemble of sequen-

    tially scaled planar arrays is given by

    (34)

    where

    (35)

    for (36)

    This synthesis procedure yields nonuniformly spaced planar

    array configurations with two-dimensional self-similar fractal

    radiation patterns that are based on scaled and translated

    versions of a specified generating function .

    III. MULTIBAND ARRAY SYNTHESIS

    A. Fractal Pattern Synthesis via Window Functions

    A technique will be introduced in this section for synthesizing

    fractal radiation patterns using window functions that, if prop-

    erly chosen, can lead to thinned multiband arrays of minimal

    physical size. The window functions that will be considered

    here feature low sidelobe levels and rapid spectral rolloffs in

    the transform domain. Window functions with these properties

    are ideal candidates for use in antenna pattern synthesis because

    the resulting element currents rapidly diminish and become in-

    significant with increasing distance from the origin. This allows

    for the development of very effective thinning techniques thatcan be applied to dramatically reduce the element count and

    physical size of the resulting arrays. Three types of window

    functions will be investigated in this paper, which include the

    Blackman, BlackmanHarris, and KaiserBessel windows [15].

    The continuous form of the Blackman window as defined in

    [15] is given by

    (37)

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    1490 IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 51, NO. 7, JULY 2003

    where is the lobe width at null (i.e., the first-null beamwidth).

    The Blackman window features a transform domain sidelobe

    level of 58 dB and a spectral rolloff of 18 dB per octave

    compared, for example, with the 13 dB sidelobe level and

    6 dB per octave rolloff corresponding to a simple rectangular

    window. Hence, the use of this window function would result

    in synthesized array current distributions that rapidly taper off

    away from the origin. Substituting (37) into (36) and evalu-ating the resulting integral leads to the following expression

    for the Fourier cosine series coefficients associated with the

    Blackman window:

    (38)

    Consequently, the excitation currents for a linear array or

    for a planar array may be readily calculated using (38) in

    conjunction with (5) or (35), respectively.

    A four-term BlackmanHarris window is obtained in [15]

    as an extension of the above Blackman window such that,

    see (39) shown at the bottom of page, where ,

    , , and . The

    BlackmanHarris window results in a sidelobe level of 92 dB

    in the transformed domain and has a 6 dB per octave rolloff.

    The Fourier cosine series coefficients for the BlackmanHarris

    window are given by

    (40)

    Fig. 5. Comparison of window functions and their Fourier transforms.

    The third window that will be considered is the KaiserBessel

    window (also knownas the window)which isdefined

    as [15]

    (41)

    where represents the modified Bessel function of the first

    kind of order 0 and argument . The KaiserBessel window

    allows an extra degree of freedom over the two previous win-

    dows through the parameter . By varying the KaiserBessel

    (39)

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    WERNER et al.: SELF-SIMILAR FRACTAL RADIATION PATTERN SYNTHESIS TECHNIQUE FOR RECONFIGURABLE MULTIBAND ARRAYS 1491

    (a) (b)

    (c) (d)

    Fig. 6. Overhead contour plots of a four-band( P = 4 )

    planar fractal array radiation pattern withs = 3

    andN = 4 5

    . Unthinned case with" = 0

    synthesizedusing a Blackman window. (a) Band 1, (b) Band 2, (c) Band 3, and (d) Band 4.

    window may be adjusted from a rectangular window

    of width to a narrow spike approximating a delta func-

    tion (as ). In terms of array pattern synthesis, this al-

    lows the 3 dB beamwidth to be varied independently of the

    first-null beamwidth, which is not possible with the Blackman

    or BlackmanHarris windows.

    In the case of the KaiserBessel window, closed-form

    solutions to the corresponding Fourier coefficient integrals

    in (36) are not available. However, a useful approximation to

    the Fourier transform of the KaiserBessel window has been

    shown to be [15]

    (42)

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    1492 IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 51, NO. 7, JULY 2003

    (a) (b)

    (c) (d)

    Fig. 7. x z plane ( = 0 ) slice of the synthesized four-band ( P = 4 ) planar array radiation pattern with s = 3 and N = 4 5 . Unthinned case with " = 0synthesized using a Blackman window.

    Since the window function vanishes outside the interval

    (i.e., has compact support), and using

    the fact that the Fourier transform of is a real-valued func-

    tion, we find that (36) may be approximated by sampling the

    continuous Fourier transform of the KaiserBessel window at

    the values . Following this procedure leads to the result

    (43)

    A comparison is made in Fig. 5 of the three different

    window functions (i.e, Blackman, BlackmanHarris, and

    KaiserBessel) and their corresponding Fourier transforms.

    It is seen that these windows essentially trade off main lobe

    width for sidelobe suppression in the transform domain. It is

    also obvious that they all three greatly outperform the simple

    rectangular window.

    B. Band-Switching Scheme

    One of the major drawbacks of the multiband array design

    approach originally proposed in [4] is the fact that as the arrayis progressively switched from the highest band down through

    to the lowest band, the electrical spacing between elements be-

    comes closer and closer together. For example, suppose that a

    four-band design with a scale factor of is considered.

    Further suppose that the minimum electrical separation between

    array elements is at the highest band of operation

    where . Switchingtothe nextbandwhere

    we find that the minimum separation between elements is now

    . Likewise, for the third band where

    and the fourth band where we find that

    and , respectively. Hence, in prac-

    tice, these arrays would experience significant mutual coupling

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    WERNER et al.: SELF-SIMILAR FRACTAL RADIATION PATTERN SYNTHESIS TECHNIQUE FOR RECONFIGURABLE MULTIBAND ARRAYS 1493

    Fig. 8. Three-dimensional perspective plots of a four-band ( P = 4 ) planar fractal array radiation pattern with s = 3 and N = 4 5 . Thinned case with " = 0 : 1synthesized using a Blackman window. (a) Band 1, (b) Band 2, (c) Band 3, and (d) Band 4.

    effects due to the close proximity of the elements, especially

    during low-band operation.

    In order to circumvent this problem, we introduce a band-

    switching scheme that consists of turning off successive subar-

    rays as the frequency of operation is increased. This scheme ex-

    ploits the unique self-scaling properties of these arrays in such a

    way that requires only a minimal number of elements be turned

    on or off as the array is switched from one band to the next.

    Another advantage of this approach is that it provides an ideal

    framework for implementation of these arrays as multiband re-

    configurable apertures.

    The multiband array design procedure begins by selecting

    an appropriate scaling factor and the desired number

    of frequency bands . The individual bands of the re-

    sulting array (either linear or planar) would be centered at

    . For high-band operation (i.e.,

    Band 1 where ), all subarrays are excited. However,when the array is switched to the second band (i.e., Band 2

    where ) the first subarray corresponding to

    is shut off. When the array is switched to the third band (i.e.,

    Band 3 where ), the first and second stage subarrays

    corresponding to and , respectively, are shut off.

    This process is repeated until, for the lowest frequency band

    (i.e., Band where ), all subarrays are shut off

    except for the last stage.

    C. Truncation/Thinning Algorithm

    As discussed in Section III-A, the choice of a suitable

    window function, from which a self-similar fractal radiation

    pattern can be synthesized, is an important consideration in the

    design process of multiband arrays. Window functions, such as

    those considered in Section III-A, exhibit the highly desirable

    properties of having low sidelobes and rapid rolloffs in the

    transform domain. These properties can be exploited to develop

    thinning algorithms to reduce both the physical size as well as

    the number of elements in the synthesized multiband arrays,

    while maintaining any associated pattern degradation within

    acceptable limits. The steps required to implement an algorithm

    useful for thinning the type of multiband arrays considered in

    this paper will now be outlined.

    One way of interpreting the multiband array factor expres-

    sions given in (11) and (34) is that these types of arrays may

    be decomposed into a series of uniformly-spaced subarrays

    whose current distributions are scaled replicas of one another.

    With this fact in mind, the truncation algorithm is then applied

    in the same way to each subarray, which has the advantage ofpreserving the desirable self-scaling properties of these sub-

    arrays. More specifically, if the element currents on each of

    the subarrays (either linear or planar) are normalized by

    their respective maximum values, then all normalized element

    current magnitudes with values that are less than a specified

    tolerance will be set equal to zero. Once this procedure has

    been applied, then the current distributions on each of the

    thinned subarrays are un-normalized. In other words, the nor-

    malized current distributions of the subarrays are rescaled by

    the factor for . Finally, the indi-

    vidual subarrays are then superimposed to form the resulting

    composite thinned linear or planar multiband array. This is

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    1494 IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 51, NO. 7, JULY 2003

    (a) (b)

    (c) (d)

    Fig. 9. x z plane ( = 0 ) slices of the synthesized four-band planar array radiation pattern with s = 3 and N = 4 5 . Thinned case with " = 0 : 1 synthesizedusing a Blackman window.

    in direct contrast to the algorithms implemented in [4], [16],

    [17] where the truncation scheme is applied to the overall

    fractal array instead of the individual subarrays. Another im-

    portant advantage of the thinning approach developed here is

    that it preserves the reconfigurable band-switching scheme in-

    troduced in Section III-B.

    The choice of the parameter represents a tradeoff between

    the accuracy of the synthesized radiation pattern and the overall

    size and number of elements in the array. For multiband arrays

    synthesized via Blackman, Blackman-Harris, and Kaiser-Bessel

    windows, it was found that a practical range for the truncation

    tolerance is . The values of closer to 0.1 will lead

    to smaller sized arrays with fewer elements. However, they will

    also resultin more error between the desired and the synthesized

    radiation patterns.

    D. Array Elements

    The successful implementation in practice of the multiband

    array synthesis technique introduced in this paper requires that

    the proper choice of antenna elements be made. One possibility

    is to use some type of fractal antenna that is designed to have

    the same multiband radiation properties as the array (i.e., the

    same scaling/similarity factor would be used for designing the

    multiband fractal antenna elements and the multiband array).

    Also, as previously mentioned, the design methodology devel-

    oped in this paper is well suited for application to the syn-

    thesis of reconfigurable multiband apertures. For instance, the

    reconfigurable aperture could be formed by a grid of electri-

    cally small conducting patches with MEMS or other types of

    RF switches placed between some or all of the patches. Hence,

    switching between the different bands may be accomplished by

    opening and closing the required set of connections between

    these patches in order to form the appropriate sized radiating

    elements.

    IV. RESULTS

    An example will be presented here in order to illustrate the

    multiband fractal radiation pattern synthesis technique intro-

    duced in this paper. Suppose we wish to synthesize a multiband

    planar array with band center frequencies of , , ,

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    WERNER et al.: SELF-SIMILAR FRACTAL RADIATION PATTERN SYNTHESIS TECHNIQUE FOR RECONFIGURABLE MULTIBAND ARRAYS 1495

    (a) (b)

    (c) (d)

    Fig. 10. x z plane ( = 0 ) slice of the synthesized four-band planar array radiation pattern with s = 3 , N = 4 5 , and the main beam steered to = 4 5 , = 0 . Thinned case with " = 0 : 1 synthesized using a Blackman window.

    and . In this case, the scale factor for the design would be

    and the number of required bands are . Choosing a

    Blackman window function with leads to a first-null

    beamwidth (FNBW) of approximately 39 . Consequently, the

    3-dB or half-power beamwidth (HPBW) is approximately 11 ,

    obtained by numerical solution of

    (44)

    Strictly speaking, this expression is only valid for a single stage

    , but if is greater than about 10 then successive

    stages contribute negligibly to the characteristics of the main

    lobe and (44) provides a reasonably accurate estimate of the

    half-power beamwidth. The parameter is selected in

    order to set the sidelobe level at approximately 20 dB down

    from the mian beam. Finally, the interelement spacing, ,

    is chosen to be a half-wavelength at the highest operating

    frequency of the array (i.e., at ). Hence, the ideal

    radiation pattern will be composed of a superposition of scaled

    and shifted versions of the original Blackman window function

    (see Fig. 3.42 of [11]).

    Synthesized radiation patterns for this four-band planar array

    example with (i.e., unthinned) are shown in Figs. 6 and

    7. Overhead contour plots of the radiation patterns are pre-

    sented in Fig. 6 for each of the four bands. Fig. 7 contains

    a series of four radiation pattern slices, one for each band,

    taken in the plane . Note that half-wave spacing

    between active array elements is maintained throughout each

    of the four bands. This is accomplished by implementing the

    band-switching scheme discussed in Section III-B. The syn-

    thesized planar array is composed of four subarrays with 91

    by 91 elements in each [i.e., the Fourier series coefficients up

    to have been retained in (34)], resulting in a com-

    posite multiband planar array that requires 30 421 elements to

    cover all four bands. However, by implementing the thinning

    procedure discussed in Section III-C and choosing ,

    the number of elements may be dramatically reduced to only

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    1496 IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 51, NO. 7, JULY 2003

    (a) (b)

    (c) (d)

    Fig. 11. Radiation pattern slices synthesized from a thinned ( " = 0 : 1 ) planar array using a KaiserBessel window with (a) = 2 : 5 , (b) = 1 : 8 , (c) = 1 : 5 ,and (d) = 1 : 1 . As the parameter is decreased, the beamwidth increases and the required number of array elements decreases from (a) 409, (b) 281, (c) 249,to (d) 165.

    409 to cover all four bands. Three-dimensional views of the

    synthesized radiation patterns for the four-band thinned array

    are shown in Fig. 8, while Fig. 9 contains the corresponding

    pattern slices. This sequence of figures demonstrates

    that thinning can lead to arrays with higher average sidelobe

    levels. More importantly, however, these figures also show that

    the characteristics of the main beam as well as the peak side-

    lobe level are essentially preserved by the thinning process.

    Finally, Fig. 10 shows a series of four radiation pattern slices

    taken in the plane, where the main beam is steered to

    , for each band.

    The examples of synthesized multiband arrays considered

    above were all based on the Blackman window function. How-

    ever, more flexibility can be achieved in the design of such ar-

    rays by using a KaiserBessel window rather than a Blackman

    or BlackmanHarris window. This is due to the additional de-

    gree of control offered by the parameter , which may be varied

    to tradeoff beamwidth versus sidelobe level in the transform do-

    main. The major benefit of this is that it allows more freedom

    to adjust the overall size and total number of elements in a syn-

    thesized array once the truncation/thinning process has been ap-

    plied. Examples of this are provided in Fig. 11, which illustrates

    that as the parameter is varied from 2.5 to 1.1, the number

    of elements required for the corresponding thinned four-band

    array ( , , and ) can be further reduced;

    albeit, at the expense of the half-power beamwidth. Note that

    only the synthesized radiation patterns for the first band (i.e.,

    Band 1) of a four-band array are included in Fig. 11. Fig. 11(a)

    shows that a KaiserBessel window with a value of

    and will yield an array with 409 elements, which is

    comparable to what was achieved previously with a Blackman

    window. However, Fig. 11(b) shows the synthesized radiation

    pattern that results when the parameters of the KaiserBessel

    window are chosen to be and . This choice

    of parameters leads to a thinned array having a total of 281 el-

    ements (128 less than the previous case). Next we consider the

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    Fig. 12. Overhead contour plot of an unthinnedWeierstrass planar arrayfactorwith P = 5 ,s = 3 , and = 0 : 5 . This radiation pattern was synthesized usinga Blackman window with 1 = 2 = 3 .

    case shown in Fig. 11(c) where and . In this

    case we find that the number of required elements in the syn-

    thesized array is reduced to 249. Finally, in the last case shown

    in Fig. 11(d), parameter values of and were

    used. This resulted in a synthesized four-band array with only

    165 elements.

    Fig. 12 shows an overhead contour plot of a Weierstrass

    fractal radiation pattern synthesized from a planar array with

    parameters , , and . This figure nicely con-

    veys the rich self-similar structure characteristic of Weierstrass

    radiation patterns. This Weierstrass array was synthesized using

    a Blackman window function with . The primary

    disadvantage of Weierstrass arrays in general is the restriction

    on once has been specified; i.e., , which

    leads to patterns with relatively poor sidelobe suppression. For

    example, the sidelobe level for the radiation pattern shown in

    Fig. 12 is approximately dB below the main

    lobe.

    V. CONCLUSION

    It has recently been demonstrated that multiband properties

    can be achieved for certain self-scalable arrays, namely those

    which produce self-similar fractal radiation patterns in the

    limit of infinite array size. More specifically, two types of

    multifrequency arrays have been considered in the literature,

    one which generated Weierstrass fractal radiation patterns [3],

    and the other which generated Koch fractal radiation patterns

    [4]. In this paper we have considered a unified approach to the

    design of multiband arrays via the synthesis of fractal radiation

    patterns. It has been shown that the Weierstrass and Koch

    arrays, previously considered independent, are actually special

    cases of the more general design methodology introduced

    here. Also of equal importance is the fact that this new method

    circumvents past limitations associated with the practical

    application of fractal radiation pattern synthesis techniques

    based on either Weierstrass or Koch arrays. The advantages of

    this new multiband array design approach are a significantly

    reduced mutual coupling environment, the fact that a minimal

    amount of element switching is required, and the ability toeasily implement in the form of a reconfigurable aperture.

    A thinning procedure, based on the choice of an appropriate

    window function, was also developed that preserves all the

    advantages of the bandswitching scheme. Several candidate

    window functions were considered including the rectangular,

    Blackman, BlackmanHarris, and KaiserBessel. Finally, the

    fractal antenna engineering design techniques developed in

    this paper have been illustrated by presenting some specific

    examples of synthesized multiband planar arrays.

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    [1] Y. Kim and D. L. Jaggard, The fractal random array, Proc. IEEE, vol.

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    [2] D. H. Werner and P. L. Werner, On the synthesis of fractal radiationpatterns, Rad. Sci., vol. 30, no. 1, pp. 2945, 1995.

    [3] , Frequency-independent features of self-similarfractal antennas,

    Rad. Sci., vol. 31, no. 6, pp. 13311343, 1996.[4] C. Puente Baliarda and R. Pous, Fractal design of multiband and

    low side-lobe arrays, IEEE Trans. Antennas Propagat., vol. 44, pp.

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    [5] R. L. Haupt and D. H. Werner, Fast array factor calculations forfractal arrays, in Proc. 13th Annu. Review Progress in Applied

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    [6] D.H. Werner andR. L. Haupt,Fractalconstructionsof linearand planararrays, in Proc. IEEE Antennas and Propagation Soc. Int. Symp., vol.

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    [8] D. H. Werner, K. C. Anushko, and P. L. Werner, The generation of

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    [10] D. L. Jaggard and A. D. Jaggard, Cantor ring arrays, in Proc. IEEE

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    [11] D. H. Werner and R. Mittra, Eds., Frontiers in Electromag-netics. Piscataway, NJ: IEEE Press, 2000.

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    York: Wiley, 1981.[13] C. A. Balanis, Antenna Theory: Analysis and Design. New York:

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    [15] F. J. Harris, On the use of windows for harmonic analysis with thediscrete fourier transform, Proc. IEEE, vol. 66, no. 1, pp. 5183, Jan.

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    [16] S. E. El-Khamy, M. A. Aboul-Dahab, and M. I. Elkashlan, Simplifying

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    1498 IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 51, NO. 7, JULY 2003

    Douglas H. Werner (S81M89SM94) receivedtheM.A. degree in mathematics,in 1986, andthe B.S.,M.S., and Ph.D. degrees in electrical engineering allfrom Pennsylvania State University, University Park,in 1983, 1985, and 1989, respectively.

    Currently, he is an Associate Professor in theDepartment of Electrical Engineering, PennsylvaniaState University, and is also a Senior ResearchAssociate in the Electromagnetics and Environ-

    mental Effects Department, Applied ResearchLaboratory at the same university. He is a Memberof the Communications and Space Sciences Laboratory (CSSL), UniversityPark, PA and is affiliated with the Electromagnetic Communication ResearchLaboratory, University Park. He has published numerous technical papersand proceedings articles and is the author of eight book chapters. He wasthe coeditor of Frontiers in Electromagnetics (Piscataway, NJ: IEEE Press,2000). He has also contributed a chapter for Electromagnetic Optimization byGenetic Algorithms (New York: Wiley, 1999). His research interests includetheoretical and computational electromagnetics with applications to atennatheory and design, microwaves, wireless and personal, communication systems,electromagnetics wave interactions with complex meta-materials, fractal andknot electrodynamics, and genetic algorithms.

    Dr. Werner is a Memberof theAmericanGeophysical Union (AGU), Interna-tionalUnionof Radio Science (URSI)Commissions B andG, theApplied Com-putational Electromagnetics Society (ACES), Eta Kappa Nu, Tau Beta Pi, andSigma Xi. He was presented with the Applied Computational Electromagnetics

    Society (ACES) Best Paper Award and the International Union of Radio Sci-ence (URSI) Young Scientist Award, both in 1993, the Pennsylvania State Uni-versity Applied Research Laboratory Outstanding Publication Award, in 1994,the College of EngineeringPSES Outstanding Research Awardand OutstandingTeaching Award, in March 2000 and March 2002, respectively, and was also re-centlypresentedwith an IEEE Central Pennsylvania Section MillenniumMedal.He has received several Letters of Commendation from the Department of Elec-trical Engineering, Pennsylvania State University, for outstanding teaching andresearch. He is an Editor of the IEEE ANTENNAS AND PROPAGATION MAGAZINEand a former Associate Editor ofRadio Science.

    Mark A. Gingrich was born in Palmyra, PA,in 1971. He received the B.S. and M.S. degreesin electrical engineering from The PennsylvaniaState University (Penn State), University Park, in1999 and 2001, respectively. He currently holds anEducational and Foundational scholarship from theApplied Research Laboratory at Penn State, wherehe is working toward the Ph.D. degree in electricalengineering.

    Previously, he spent several years as a technicianfor AT&T Microelectronics. His current research in-terests include the application of fractals and genetic algorithms to antenna andelectromagnetic problems.

    Pingjuan L. Werner is an Associate Professorwith the College of Engineering, Pennsylvania StateUniversity, University Park. Her primary researchis in the area of electromagnetics, including fractalantenna engineering and the application of geneticalgorithms in electromagnetics.

    She is a Fellow of the Leonhard Center, Collegeof Engineering, The Pennsylvania State University,a member of Tau Beta Pi National EgineeringHonor Society, Eta Kappa Nu National ElectricalEngineering Honor Society, Sigma Xi National

    Research Honor Society, and a Senior Member of the IEEE. She received TheBest Paper Award from the Applied Computational Electromagnetics Societyin 1993.