..

.. - ·

(S U.S.C. app. §§ 101-111)

4. Title (Article UI Judges indicate active or senior st:itus; =gis:ttatc judges indic::ite full - or pm-time)

N"'1hcnl pi.strict of Georgia

S . RcportType (chec k appropriau: type)

@ �I 0-1

6 . Rqiottiog Period

11/112003

lo 1213112004

n

Reviewing Officer, ________ _;_ __ _ Date: ____ _

RTANT NO'raS: The instructioc.s accompanying this fOO'DI must be followed. Cotnpi<U a.I.I . checking the NONE box for eac h part wh= yoo b1ve no repo<11bk informatioc. Sign oa 1 .. 1 page.

·

. ;,.

POSITJON NAMEOFORGANUAJlON!BNTTO'

, . •

PAR'!lES AND TERMS

· · ··---...- -············ · ........ . - .... --· .... ......_ ··· ·····-····

A0-10 Rt:Y.112004

FINANCIAL DISCLOSURE REPORT

FOR CALEr-.1DAR YEAR 2004

Report lleC(uircd by U1c Ethtcs in Governo)Cllt Act or l.9'78

I. Pcrsoo Reporting (Last name, Fi t name,Middle initial)

OuJfcy.Jr, WiJtia.m.S

District Court • A<:live

7. Ch>mbcti 0<Office Address

Office of the U.S. Attorney

75Spri•gSc, SW, S•itt:600

Atlanta. GA 30303

2. Court or Oq;ani?:ltion

Q Nori...;oa. 0.tc

0 "" ·'

J. Date of Repon

612312005

8. Qa. tbe Wis of lbe infonnatioo containedin dais: Report and any mcdi:ficatioos pertaioi a thereto, it is. in my opinion. in compliance with applicable Jaws a.ad regulations..

L POSiTIONS. (Reporting individual only:= pp. 9·13 offilinl insttucti�s) . f • • • . •

...i;a NONE

. . (No reportable positions.) __,,.•

. · ..:: . · .

I.

II. AGREEMENTS- (Reporting indi vidua.I. only: sec pp. I 4-I 6 of filing ins�OCIS).. ..r- 'NONE - (Noreponablc agn:elDCllts.)

. •

I,

2(/)C") r--,.,o-{/)c;::.. =-:ir.ic-,c;:--·--;;r-0; ·1

........,.J= ......, ;;;,'- n1=

(')'v

-D r:i -u <

fr}

0 0

•..::

SOUR_CE ANP rrfE

SHPS; lac. I SecUon I 2S plan

GROSS INCOME

.... B .. wetc

·SOURCE ANP TYPB

t. 2004

2004 Pc nquio Puinatri. loc. -royallies from copyrigblS

3.

,,,...-

4 . ��������������������������

Holttbrin t Publisbiag Holdiog. I.P-roy>lti.cs &om copyrigbls

SOURCE DESCRIPTlQN

1.175

. . . .

FINA.l\ICIAL DISCLOSURE REPORT NameorPetsoa Rcponiag

Du.ffcy. Jr., William S

O.re of Report

612312005

(Joon,aotapow•»)

•'

. ·' Simon & Shuslcr. tnc.-royaltics flan eopyrigl>IS

s. 2004

IV. REWBURSEMENTS -""""""'"°"' toc1giog. fi>od. coi:raiomeot

(lru:lodc$ !hose to spouse a.od dcpmdcot childreo. s .. pp. 2S·27 of insWcliDQS.)

621 NONE - (Nosuch tepOrt>ble r<imhurscmenlS.)

I.

Ill NON-INVESTMENT INCOME. "(Rcportins in<fividuol ood spouse: see pp. 17-24 of filingios1n1ctions)

A. Filer's Non-Investment Income

0 NONE - (No rcporUblc ooa-inV<Stmcnt -.)

.I.

2.

J.

'·

. Spouse's Non ..Jnvestment In.cOme - (If you m&rriedduring any1'()rtioo of the lcporting year, please comptcte this section. Dolkra..mount . • . •

QC( '"'!umd e.cep< fO< hoacnria.) : D NONE - (No reportable ooo-invcslmcot income.)

2.

' • ' a

DESCR!PT!QN I .

·.

'

..

6123/2005

VALU!!CODE

V. GIFTS. (Includes !hose to spoU>e ood dependentcllildreo. See pp. 28-31 o( i•s11UCtfons.)

FINANCIAL DISCLOSURE REPORT Name or PersonReponing

Duffey,Jr.• WiUWn S

0 NONE • (Nosuehrepon.blcgjlts.)

SOURC!!

VJ. I.lABILIT1ES.. (IDcludC$those of spoosc aod �tdlildreo. Sec pp. 3�·34ofi.nsauctioos.)·

0 NONE • .CNoreportableti•bilics.>. . .

.. • · ' . CBEPDPR I.,

J?ESCB!PT!ON

D:ite of ep0tr

,.

lio

I

Name of Person Reporting Duffey, Jr .• \Vi lfo1m S

Date or R c po n

612312005

A.

I. Brol:crage Aocoont # 1

2 . ·Lowes

3 . MS VaJuc Added Market Savi.cc Equity Fund

4. :MS lnt<malioc.al Value Equity Fund

s. -MO<gllll StonJey MJ.DJg<d Muni cipals Port{o

6. .Al:Q .. Assc<s Fond

1. - Blaclaoc:t Mwtlcipa l Target Tenn Fwd

s. -B Ins Mw Tenn Fuud

9 . -Dreyfus Stnttgic MWli Boad Fulld

1 0. ·DTF Tax-Free ID<:ome Fuod

11 . ·1'1wcs MSC! EAFB Fuad

12. -lshan:s MSCH!mcrgiog Maztcts

13. ·1'bues DJ Basic Materials

14. · hlw<s DI Coasumcr Cylclical

I S. ·lsbaz<s OJ Coosumc:r N oacyclical

16. - hlwos DJ Fitwicial

17. • lsha= DJ llcallhcare

18. · 1'harcs DJ lndusUW

A = S J , 000 or u

( Co1u o.. C ,

.

l' := IMIO!. Vi!.G:'.

c. D. Grou vslue at cad of

rcporti., P<riod rq>oniog period

( \) Ii> (I) (2) (I ) u nc.>l exempt from disclosure

(3) (4 ) Arnau• Type . (e. g. Type ( g. Valuo GoJo

div. rc..i.. « Coc1c 2 Method MOl'ldl· Codc 2 Cod• baycr/sc lier ic1.J -P) Codcl =gcr. O.y (1-P) I

"'

Girt«! 2003 I

Sell l '.11.l l L

SeU 12131 M . .

,. -

Sell 12131 K

A Divllkod K T

A Dividend SeU 1218 1

B DivK!aid K T

. .

B Dividtnd Sell 1(11 1 8 K

B Divideod Sell · 1218 K A ,

A Divi . . K T .

Dividcud K T

A Divideod K T P>:1ia1 sale 1n6 K

A Divid<Dd K T

A Divideod. K T

B Dividcod L T Partial sale 1/16 K c

Dividend L T Panialsale Ln 6 K

Divideod L T

B c .0 = $5.001-SIS. OOO E

S

y • °""" \I ' • £s,ritrD1 e d

I

FINANCIAL DISCLOSURE REPORT

Page 1 ot'7

Vll. INVESTMENTS and TRUSTS

B. """"" d� �0.."d �tip; n!partittQ periodOCIof A$$Cts

Cltlcludi.n& tnut uscts)

DNONE zq><X1abmoom.. .........,,,_,

Co<t I bay,sdf. (A·ll) (1 !A· (J'privatc

tQ-W) transactiOQ)

A ..

.

A

A

Ii> (S)'"(}()· �reachauctciccmpt Val v.1uc °'"' (denbfy of

hmprierdisc:Lo.wre

I. toeomc/G:l.in Codes: • Sl,001-S'l-SOO •$l..SO1-s.s.<n> =$15,001.SS0.000

(See Coh.1tmi Bi aDd 04) F •lSO OOl-Sl00,000 (l =SIOO.OOJ..$1, 000 HI • SJ.000.001..SS.000.tXX> =Morr lh:l.n. SS.000.000

J = $1.S.000 cw Jess X =-Sl5.00J.SSO.OOO L =-S.50.001..SJOO.OOO M = SJOO.OOJ-S:.50.000

CSct-Cdwnns Cl and OJi N = S"..J(l.(l()().S500.000 0 =-Sj(X'.j.OOJ-Sl.000.000 Pl = S!.OOO.OOl· S,000.000 = !S.000.001-S:!S.000.000

=-i:!!J'.)()'l. ,000 p.:. a$.'-10R' l1=lt S:SO.oooJXXI OOi..t:SU.000

3.. \o:.1� MotnodC Q = A""""'"1 R =-CUQ <R:•I &t:t� Olll)'l ' =Aiu:ess.m:n: T =C

Nome o( l'ct$OG Reporti ng

Duffey. Jt. , WilliJ.m S

Date of Report

612312005

VII. ,INVESTM:ENTS and TRUSTS - """"". . ,.,..._ ,,.,..,'""" C.a<ludcl...,,. o r 11><: • JX>O " ...i c1q>c"""" c ,.. ....._ Sec pp. 34-$7 o1 r.li,c imuucuom.>

A. II. c. D.

«pO<ti "l: period tcpon.klt period

<U (2) (I) (2) (I) • ll QOlC,U; tromdiff'IMI-

(l) 0) (4) (SJ """"""' Type Date: Voluo G2io fdcnt:ilyof Codd div. n::nc. or Mcd>Od boy , sett, Codc2 Code

;,, t.) (/·!') I (A· Rde A\

19. -MlW.gcd Moaicipals PO<lfoU o B D ividend Sell 1218 . K

20. -Municnhaoccd Fund B Dlvidea.d , SeD 1!12 K

21. - Munivest F1.1nd ll J.oc c Dividend Sell 1218 K B

22. .. Muo.iyield Fund lnc A Dividend Buy SIS K

23. -Muniyicld Fund Inc. . . Sell 1218 I( B _,.

-

24 . -Nu v=o Premier Inc. Municipal Fuod B DiYi.deAd Sell 12/8 I(

2S. -ROU>eCo A Divid<Dd Transfer in 1n1 }

26. · RO<UC Co T.ra.asfcr Ul 11112 }

27. -Rouse Co

28. ·St>nclanl & Poors Midcap 400

29 . -Vaa Kamp Moai '!lust SB!

30. -Amori<:U LID Term Tax-E< Bood

31. -loJaution&l Value Equity Fwid

32. · Pos l Propeni<s. lot. RST

33. - Wam:o Co Go BE

34. -!Uchinood BOE BE

JS. . p R Pub Bldgs AU

36. -PR lndl Trust BE

A = $ 1 ,000 «kn

A Dividcod

B Dividc:od

- ..

A Divi

A Divic!eod

A Divid<Dd

Nooe

Noo e

Nooe

Noe>e

B

Oif1ed 2004 }

L T

, Sell 12/8 K

K T Buy 1()121 I(

T

} T Roeeivod 12113 }

K T Buy 12113 I(

L T Buy 12116 L

K T Buy 12113 K

L T Buy 12122 M

c D E

r cwmr:�C'.!�-;·����U�·�"""'�·�"�"'"'�========;v�=�Od"1�-�==========���-�·�£.�•�·""""'��==============:=::=:::::::::::::::::::::::::=:::-:--�

.

FINANCIAL DISCLOSURE REPORT

-Page 2 of 7

Descriptlonor Assets WeomeduMg (iios.s: t at eDd ol TraDS.ICDoDS durioi: teportiQg period

ft.001udmg: arustuseu)

Place "00" i;ilbcr uclt .ic.t eXCQ1)( «-&- V•luo v .... Type (e.g.!tom prier clUclosuR Codc2 Mood>- bu)'edsdler

(A-IQ (/·P)· CodcJ mer:e;r, O.y (ifprivtte(Q-W) ......._

I. l.ocomtJOaia CoOcs:

(Su Co..._ Bl &ad D<J

:!. Va!t= Codes:

rm Colivnai c i ¥nCI on

F = SS0.001-$100.000

J • Sl5,000 erlc:s.s

N e. s-1..50..(Kt).S.SOO.(XX)

.

• Sl,OOJ-$'!,j(IO

G c SlOO.QOJ.$1,000.000

K • Sl S,001-$$0.000

0 = $.lOO.OOl-$1.000.000

M

• $2,,JO I .s!i.000 • $S,OOJ·$1S.000

Bl .-$1.000,001-M.OOO.OOO = Mort lhln SS.OOC.000

L • $.50,00l·SIOO.OOO M = $J00.001-S2'Q.000

r: = Sl,.(KKl.OOJ·S.5.«l0.000 P2 =Sj,OOQ,(l()l.$'!.S.000.000

P3 • $25.000.00 l -U>.000.000 PJ. = $MCft tb:u1 S50..lKKJ..O(KJ

3.\1 JllC 1'1eUIOO ('ou=: Q aAwr.Us:ll R = Coit (Reul Esta11.• <A:lt).·1 S a Ass.e"m:ot

• SIS.OOJ..£50,000

Na1ne o 'f Pttson R qxirting Duffey, Jr .• William S

A.

.. {X).

37. ·MS Equally Weighted S & P 500

38. Brotcr.lge Ac coun t #2

39. -Acti ve As se ts Fund

.w. -Blackroct Ins Muo i Term. Fund

4 1. -Dreyfw s ... tegic M uo i Fuod

42. · !shares MSC! Japan lndc., Fuad

43. -Morgon. Stanley Manag<d Muaicipals· Portfolio

44. -MllDidwiced Fund

45. ·Muni-Fuod U Ille

46. -Muniyie ld fund Inc

47. -Muaipeld Fund Inc.

48. • Vu Kamp Muoi Trust SBI

49. ·Amcricao LlD Tam Tu-ex lloDd

so. -moldio Mo tual Slwos Fuod

51. - ING lnremsriooal Va lue B Fuod

S2. -M0<g111 SW>ley Asia l':lcific

53. -Troup Co Faes Be

54 . -AAIWUa Wll(.A BE

l" =- }:JOO:. v.w.

B. c. 1t1«wne durina

.. poru.g period rcpanUig period

( I) (ll . (I) (2)

"""""' v .... Mdl>od

iic t. ) (J.P) (Q-W)

Noo e T

Divideod J ' T

Divideod l T

Dividcod "' ; · /'

A

Divideod

Dividend

B Diyidcnd

Dividend

A . Di.vi�

Dividend

A Dividend

A Dividend

Nooe

Nooe

Nooe

l T

,

K T

K T

K T

K T

K T

\ =- Ctn:::

Da te of Report

6123/200S

D.

( I) lf OOl c.xempt tf(lm ll"C (2) (3)

Type (<.g. vw. Code1

=· (J-1') redcmptioQ)

Sell I M S K

Sell 1218 K ·

Seu. 812 J

Seu 1218 K

8/S J

Sell 1218 K

Sell 1218 K

1001 J

Sell 1218 K

Buy 12113 K

Buy 12116 K

Buy 12116 K

(4) ) °'"' Code I (A· "'

A

A

B

FINANCIAL DISCLOSURE REPORT Page3 of7

VIL INVESTMENTS and TRUSTS

Oe$eripeion ot Assets Cincb:fmg 1.n:st useu)

Place- :i.fre.re:aeh auet uempt -prior disdoswc

\

.

.

A =Sl.000or1eu (SccC.ohvlwBJ aftd[)(J F =tn.001-$100.000

Vali.ae Ccxle:s.: J =SlS.000 or ii:u

(Sec Colunut. Cl aJsJ O)J N = �JO.ro:J..SS00.000 P3 = S:S..lXX.1.001..UO.OOV.OOO

Q a.,'\p:ir;J.1$;J

Gross v3.luc 21 ead of

Typ< (<.g, Vahz Code I div. or Codel (Jo. ·IQ Oxlel

L

A

· A

A

Di c!<ud

A

A

A

A

.

8 = St.001-$2..SOO G •SIOO.OOJ-$1.000,@ K • Sl5..001.S.SO,OOO 0 =1500.001-Sl.000.000

C • $2,$01...SS,OOO HI = Sl.000.001-S5.Wl.OOO L =!.50.00l·SI00. 000 Pl • S:l.tXX>.OOJ-15.<XX>.OOO

=S..\!1)1'( llm:t. sso..ooa..ooo

1: •Cos.1 ffic<il E.s;:1.&;,· Oct)·1 S =Assess

T�m�tlObs dwi:i& tq)Clrtiug period

D:itc: buy, sea, Mooch-

""'

Buy

Buy

D = U.001·115,000 = Maott cb:m SS.ro:>,.000

M = SJOO.OOJ-S"J0.000 1..z = ss.000..001-ns.ouo.ooo

T •Casi>'Matw

(S l&otitrol \Miyet/tellet(iiprivate-OD)

E • SlS..001-S.SO.OOO

.

!'fame of Pcrsoo Rcponiog Duffey, Jr .• Willfa m S

Da le of Report

6123/200 $

A-

• Vao. !Umpen Emai;ing Markct l'u n d ·

S6. ·Van mpco Equity Growth Fuod

S1. IRA #! . '

51 .

S9 . ·Uqwd Ass cc Fund

60. ·hbares MSC! Eafe Fuod

61. -Powcntw.. Hi Yid Eq Div

62. -Putnam Pr=iei lncocnc 'IR SDI '

63. -Goveromeo l N•tionaj Mortgage Assn Pool 7.S!I\

64. -MS lnt"1Udonal s ... u Cop

6S. -MS SpccW Value Furu1. B

66. -MS lnl<:rtalional Fund

67. - Cohen & Sic= REIT Trust

68 . - FHR Govenuncn1 Booe!

69 . -Fi 1$lbaolc 1'ID

70. - MS lniauational Smoll Cop

71. IRA#2

72.

S \ alt.e M CU'IOC Ce«s

! t."t" C.uiumt1 C2 t

Q eApp.

u = noot \' alut'

a. c.

l<pooing penod reporting period

(I) ('2) (1) (2) (I) !foot exempt &orndise-.-(3)

"""""" 'type V,,j.,, 'type < = · buy.sell.

v.ive . • Code 2 ..,..., Moolh· Code2

.ioL) (J.I') Code ) CJ.Pl R:dc.q>tiCIQ)

Noo e L T

None L T '

· C Dividea.d M T

B lnu:mt

.. _,,. .

.

, 12116 K

Buy 12116 K

Partial sale 12113 K ,

- . r ·-

E . Diyjcknd

D IDtetest

. Sell II/IS 1

Sell 1 2130 K

Sell 6t!7 K

Pl T

(4) ($) .

I (A·

E

c

.

·.

FINANCIAL DISCLO URE REPORT Page4of7

VII. INVESTMENTS and TRUSTS -incom:, value. rrooscalioos (m:i.ide31.ho5e o(lhc tpouse u.'W! dependent children. See pp. 34--$7 of fil;:nginWUCOOns.)

J). locomednrln: Gn:m v.tlue as cOCS of Tr111s:iccions &rill& reporti:I, p:ri<>d

Dcscrlptionof AsS:Cts (U:lcbflng trust wets)

('l)Pbcc "(X) :iltt't each 11Uct cxtftl)l D:i1c:Vatue G:b11 lde.Atity or(e.g.from pric:w-difoCburc Code I div. ttot. Of c..s, bvyu/sdla

flfprivak· "-· Day(A·R) (Q-WJ "' nnsac:Uon)

SS.

-

Buy

A

I. ln:oo'CIG<Li• C.odc$: A • SJ JJ00 or ICJS 8 = S!.001.s"'-SOO C = $1,501-",000 D = s.5.001-SJS,OOO E = SIS.001-SS0.000

(Set" Cokirms Bl ud D4J F a SS(l.001·$100,000 G = SIOO.IXll·Sl.000.000 Bl s$1.000.001..S.S.OOO.OOO HZ •Mon: dwl SS.000.000

:0 V:a!ut Cooes.: K =SlS.001.$_ 000 L c S.SO.OOJ.SJ00. 000 M =S.100.IXIJ-S"JO,OOO J =SIS.DOD er lieu :SCC Colw1•as Cl 031 N =S!S0.�00.00G 0 =S.."OO.OOl·Sl.000.000 Pl =Sl, 000,001-SS.000.000 1"2 "'SS,000.001-S"..S.OOQ,000

PJ = .OOO.OOi-SS0.000.000 p.: = SMore th:la sso.000.000

\' =0th::

N•meorl'moo Reponi ng

Duffey, Jr., Willi>m S

B. c. l.neom: duMg

.. period reporting plod

( I ) (:I} (I) (2)

.. (X). TJ'l)O Codcl dlv. or

iot.)

73. -Uquid Amt Fund

74 . - 8-rock Lll> Ountioa loc.

1 5. ·Ea.too Yance.LTD Dun.lion Inc.

76. ... [shares DJ Basic Materi. ab

11. -Is:barcs OJ Consumer NoncycllcaJ -· .

78. ·lslw<s DI Heallllcm ,

79 . - Isbarcs OJ Industrial

80. .fsbJu<s DJ Fi ...a.I

81. ·lsba= DI C:O...Umcr tical

82. -lslu=s S&P Global Energy

83. -MFS Multimar:kd Jncomc Trust ,

·M0<pn Stmlcy Mk15 Fuod . .

84 .

85 . .us ne.swy Zcro Coupoo, Slf11

86. -US TrcaswyNOIC4.7S'l. ll/lSI08

87 . ·US Trcaswy Zcro Coupoo 2/09

88 . . - US Treasury oooc 6 '11., due 8/09

89 . ·US Tmlswy 8oad ID flatioo Index J'I.

90 . - 8ood 3.2S'I., 111 07

A • S l . OOO or lea B •$1,0:U c

F

Q

($ rc C Dl&iDIO C? 1 t = Uoo \'Ur v = °""' ... = E:Wm:u.ct.S

I).

D I< of Report

61231200 5

(I) Jf not C.XC"-'9C D'WD disck>s

(l) (4) (S} TJ'llO , .... °"'" v .... bu y , J<CO. COde 2 Code ""'i<'· (/·P) I CA·

oO) R\

Buy 12113 1

Buy 1211 3 J

0 E

FINANCIAL DISCLOSURE REPORT .Page 5 of7

VIl. INVESTMENTS and TRUSTS

A. Gross v;iJue ac eDd ol Tn.ttsaecions dwinc n::portiag period Oescri(icioftor AutU

(inc;ludingtNstlS\Clt)

(2)Pbce llf\tJ e.nc.h UHd C v.i .. VaboAmoo .. (e. G:tie ldcfJl.icy of from prlot disdosure Code 2 Moolb·Method bcl)'Cl'lsw:Der

DayCcdc3(A-R) (IJ') i;/pri-IQ-W) .........,Q)

.

_./'

r

.

J. lac:omelGair•Codei: :Sl,SOl-$.S.000 • $.S.001..$1S.OOO = SJS.COJ.$$0.000

(Stt eoi.-111 ... °"' •SS(),(l()l..$100,000 G •$JOO.CIOl ·$1JXXlPQO HJ =Si.000.00l·IS.000.000 ID • More tlmi S..'i,000.000

.Value Codes: • $15.000 or less J( •Sl5,0CH·SS0.000 L =SS0,001-SIOO.llCI> M • SlOO.OOJ J0.000

tsc..- Columm Cl wic D.lt " :S'!SO. Ol'XI 0 a:.SSOQ,001 ·SL,000.000 Pl = Sl.000.001-SS.000,llOO P? = t.\OOO.OOl-S25.000,000

P3 • S2SJ.Xll.IXH ·SSO.IXJCi,CIOO P4 = SMort tb:m !SOJJOO.OOO

. Vu.lte MethOO Cock! •Appr.i.ii:IJ I\ = Co6l CR=al ��OD.Jr• s = Aisci:s.m:U! T • Ciii-WM-.t�t

Name of Pc1>00 Rqionil\g Duffey, Jr .• Wit60Jm S

A. c.

teportillg period 1tportingpcriod

(I) ('Z) (I) (2)

Amow• Typo Vake

Oi)

9L -Federal Home Loan Mongage Oirp., 4.2Slli, 10/12

92. -Fed Home la Mtg Corp

93. ·Govcmmc111 Natioc:il Monpge Au n. Slli, 11124

94. -MS Specw Vdue Fu od B

9S. ·Coh en &: Stects R£IT Trust .

96 . -CobDD &; Stects REIT Trust

97 . ·MS Spcdrum Selec£(0eu Witter S pecuum Select)

98. -MS OW Spcdrum Cntreoey

99 . -MS Charter Campbell

IOI!. -Alliance World Do llar Gova1llllCD t Fuod II

101. -MSDW Charter DWFCM lP '

102. ·MS Charter G™'>m .

.

103. -Blaclaoek Income Opp TR

104. ·ING Prime .. Trust

105. -MI'S Intermediate Income Trust

106. ·Putnum Masttr Income Trust

107. lRA#J " D ividend J T

.

lot. ·Uquid Assd Fwid

A s $1,000 Of ltSS B c -

D.

Date orRcport

612312005

( I) U oot exc t from di$<:losurc

(2) (3) (4) (S) 1)pe «·•· Oa"' Vo.Joe Gain buy. sen. Cod82 Code merger, (J·P) I (A·

"'

1219 K

Partial sale 12/S K 0

Partial sale 9125 1

Partial sale 12125 1·

Sell 12131 K

Sell 12/S K A

Se ll 2117 K B

Sell 12/S K A

Sell tn3 1

0 l E • $1!5.CX>l-SS0.000

\• ;! 1,1 .. u

; S. n· <. o u;n111 c :.1 i:o ISOO.. Vili.· \ = O °"" w =- 'EJ YINle(

FINANCIAL DISCLOSURE REPORT

-Page6of7

VII. INVESTMENTS and TRUSTS

u. Jn:omo<WMg Gross v:Llue at end of Trans>clioos dwiog period Oesetiptionof Assets

Cioc:tudin&lNlt �ssets)

Pb:e \X)• 11.lkrcill:h &UC( exempt ( g. Vtilucfrom prior disclosnrc Code I div. ter.l or c.dcl �i"ccbod

(1.-Jl) tf·P) COOeJ {Q-W)

... _,,.,. . •

'

ldeatity of -P.1oolh. bu)'uJ•c.lktDay (if priv:..tc

""' -

Buy

'

l. Code.&: =Si.CX:)J.t"t-500 = $2.501 $$.000 =S5.00J·S: S,000

(Ser Cdwms Bl and 04) F • 1SO.LIOl..$1DOJ)OO G =SJOO,OOl.Sl,000.000 HJ cSJ.OOO.OOl·SS.000.000 Bl •More lb:l.n S:S,000.000

:::. VaJnc Codcsc: J =-S15.000 cc kss K • S! S,OOl·SS0.000 L = Sl0.001-SJOO.OOO M = $J00.00l-S2S0.000

(Sitt Cotunm: Cl il1ld D3f " =- .OOC.SS00.000 0 • SOO.OOl·Sl.000..000 Pl =S!,000,00J-SS.000.000 P2 =-$.5,000.001-SZS.txJO.OOO

P> =-S:?S.ooJ.OOl�.S0.000,000 p.;. ; $Mott dmi SS0.000.00J

::.. MetiioC Couc::s Q =- Appnlis;L. P. c Coit <Re l Est;itt> Cmlyi s =-Nswm:nt 7 • Cas.1-JMatkcl

l

A.

ofA$seQ

109. -Vu K:unpea Growth & Income

110. Brokerage aCCOWtt #3

Ill. -Uqui<l Ancts Fund

112. -MS American Opportunities Fu od

113. -Van Kampco. Select Grow1h Fund

114. Brok.cage account 14

115. -MS American Opportunities Fuod

116. -Divideod GroWlh Securities B

- Van Kampco Selca Growth.Fund

.118. -US Govcmmc:ot Money Ma.rkct Trust

119. · MS Equity Fund B FllCd

120. .NW Murua! Extn On!itwy Ufc

121. -NW Mmual Estate CompUfc

-NW Mutual 6S urc

123. K & S b>YCStmeolS

124. K &: S lnvcstmcnts

Name of Pason RepOrting Duffey . Jr., Willi.:un S

II. c.

period ttpOrtio.g period (I) (2) ( I ) {2)

Amoont Type (e.g. • Vabe Mell>od

(A-I!) u.t. ) Codol (Q-W)

Dividend T

NoC1c K T

Nooe .. 1 T _,, .

-

,

Non e K T

A Dividend 1 T

1 T

Di"dcl>d 1 T

'

,/ ,>

.Dividcad ] u

A h>tmSt

(I)

buy, sell, ..,._ , "'

ScU

S cU

Sell

ScU

Sell

Date of Report

612312005

u Dot uertli)C. fn:lm di$ICll»urc (2) (3) (<) (S)

Value om Codo ? Code CJ·P) I (A·

"'

12.t; ll ]

12131 ]

12131 1

12131' L

12131 K

A

125. C & B Capital, LP . ...- "' Divideod K u D v1&-

Ll.I.. .,....J NI w

A • c D E c Si .00 1 -$50.000

:. = H oot , \I iU1r \ ' = O!Jr \\' = Escima:lc d

(ifprivue

FINANCIAL DISCLOSURE REPORT

Page7 o£7

(iodldiQg trust ::iuets)

Pbce-00" llhcreaefiuscte from prior cb!:klrswt

117.

,

12.2.

lii:omedtring Gt'OS$ Y21uc 11 eDd of

Vclac Codo I div. tttllt. OI Codel

(J-<')

A 1

t:loo•

A

A

l)pe (e.g.

D. Tr:lnS3C:tknlSdurin; rcpottiQg period

°"" ldc""'r orJ.toelb - boJ<'helkr ll>y

=actiOO)

-

p,..lt,J. 7ltC. .

... . tf\C.,

1. laeoilll!l(;.WnC'.odes: • $1.000 er les:S • $l.001-$2.SCIJ • S:::UOl·s:i.000 • tS,OOJ..SIS.000

(Set CoJunm Bi al'ld °"' F =S.SO.OOi-$100,000 G =SJOO.OOJ·Sl,000.000 HJ =Sl.000.001-$.5.000.000 R:? = M0tt lbet! SS,QCX):.000

V•Codes: ] = S l.1.000or l:si K • S:lS.001-SSO.OOO l =Sj(),001..SlOQ.DOO M = $100.00l-S2SO,OOO

(So: Coll!1U!lj CI ll1ld 03) " =S".'50.<XJG.SSOO.UOO 0 • $500.00l-Sl.000.000 Pl •Sl. 000.00l·SS.OOO.oo::> P2 .. s.s,000.001..s""�.ooo.ooo

P.; • SZ.000.00 I·$.S0.000.000 p.:, "' SMorc tlmt SS0.000.000

0 • App.-.11$:!.l

D:ite of Report

..

.. .. /'

FJ 4ANCIAL DISCLOSURE REPORT N10nc of Person Roponins

Duffey, Jt. William S 6lll'200S

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS l"tlotRq>on.1

•Total interest in fund is .2612%. During the reporting period, C&B Capital, L.P. held interests in the following companies:

A.ccess Integrated Networks, Inc. Alimera Sciences, Ine. Alliance Surgery, LLC AppForge, Inc. Cypress Care, Inc. Gevity HR, Inc. Globa!Care, Inc. GMT Group nuBridges, LLC Payerpath, Inc. SP! D}rnamics, Inc. VCG, Inc. · Focus, Inc. BSC Ventures, Inc.

••Represents sale of fund's interest in Gevity HR, Inc.

,

. , ,,..-

..

..

,

.· .

. :

,

loo

NOTE: ANY INDIVIDUAL wHO KNOWINGLY AND wiLFuu. YFALSIFIES OR PAILS TO Pil..ETHIS REPORT MAY . BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

.

FILINGINSTRUCTIONS

Mail signed original and 3 additional copies IO:

Comniiu.ee on Financial Disclosure Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N .E. Wasbingt0n, D.C. 20544, ·

FINANCIAL DISCLOSURE REPORT �•mcorPenon Reporting

Duffey. Jr.• William S

IX. CERTIFICATION.

O.tc of Report

612312005

I certify that all infonnation given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete IO the best of my knowledge and belief,_and tbat any information not reported was witliheld because it met applicable statutory provisions permitti11g non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. !i 7353, and Judicial Conference regulations.

Signature Date Jo.1"'-«.;.. 2 {

"

• •

. .... - .... ... ' "' .. "' .. , . .... ''"'''

WILLIAMS DUFFEY/GANO/I1/USCOUR TS 05/16/2005 12:55 PM

Please email or fax eman to Dean Nelson

William s. Duffey, Jr. United States District Judge

· 1721 United States Courthouse·

75Spring Stree S.W. At!a,nta. Georgia 30303-3309

---·---.... --·....·-·-·- ·--·-· - -- -··-··-··........ ..... .. ---·-----·- -·

To Cindy Oowlen/GAN0/11/USCOURTS@USCOURTS

cc

bee.

SUbject Fw: F111811cial Disclosure -Request for Extension

- ForwSn:led by WILLIAMS DUFFEYIGAN0/11/US.COURTS on 05116/200512:57 PM-

Judge Duffey, .

Judge Mary M Lisi, Chair'of the Committee on FinancialDisclosure, bas BBked me to inform you that your requested extension UDtiJ June 30, 2005,.to file your annual financial discl=reporthas been granted. · '

GeorgeD. Reynolds Staff CoUI'.sel 202-502-1850