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    Copyright 2015 American Medical Association. All rig hts reserved.

    Achalasia

    A Systematic Review

    John E. Pandolfino,MD, MSCI;AndrewJ. Gawron, MD, PhD, MS

    The constellation of dysphagia(difficulty swallowing), chest

    pain, and reflux symptoms may be caused by a variety of

    diseases of the esophagus such as gastroesophageal re-

    flux disease, malignancy, mechanical obstruction (strictures, rings,

    or diverticula), and achalasia and other motility disorders.Achalasia is derived fromthe Greekkhalasis, translated as not

    loosening or relaxing. A common historical definition of achalasia

    is theinabilityof thelower esophageal sphincterto relaxin theset-

    ting of absent peristalsis. An initial trial of acid suppression (6-8

    weeks) is reasonable, but whendysphagia symptomspersistor are

    dominated by the report of dysphagia, endoscopy should be per-

    formedto evaluate formechanical obstruction or inflammatorypro-

    cesses. Whenthese are notfound, achalasia should be considered,

    especially in thesettingof dysphagiaprimarily toliquids. Liquidscan

    pool and accumulate above a tight, unrelaxing lower esophageal

    sphincter, whereas they areusually less ofan issue in thesettingof

    structural causes of dysphagia.

    Recent advances in diagnostic testing for achalasia, especially

    high-resolution esophageal manometry, have provided new in-

    sights into the pathogenesis and clinical manifestation of this dis-order. The purpose of this review is to highlight the epidemiology,

    pathogenesis,and clinicalapproachto patientswith achalasia, em-

    phasizing published evidence pertinent to both primary care clini-

    cians and specialist physicians.

    Evidence Acquisition and Synthesis

    The literature was reviewed based on an initial broad MEDLINE

    searchusingtheterms((((esophagealmotility)ORachalasia)ORhigh

    IMPORTANCE Achalasiasignificantlyaffects patients quality of life andcan be difficultto

    diagnose and treat.

    OBJECTIVE To review thediagnosis andmanagementof achalasia, with a focuson phenotypic

    classification pertinent to therapeutic outcomes.

    EVIDENCE REVIEW Literature reviewand MEDLINE searchof articles from January 2004 to

    February 2015. A totalof 93 articles were included in thefinal literature reviewaddressing

    facets of achalasia epidemiology, pathophysiology, diagnosis, treatment,and outcomes. Nine

    randomized controlled trials focusing on endoscopic or surgical therapy for achalasia were

    included (734 total patients).

    FINDINGS A diagnosisof achalasiashould be considered when patients presentwith

    dysphagia, chest pain, and refractory reflux symptoms after an endoscopy does not reveal a

    mechanical obstruction or an inflammatory cause of esophageal symptoms. Manometry

    should be performed if achalasiais suspected. Randomized controlled trials support

    treatments focused on disruptingthe lower esophageal sphincter with pneumatic dilation

    (70%-90%effective) or laparoscopic myotomy (88%-95% effective). Patients with achalasia

    have a variableprognosis after endoscopic or surgical myotomy based on subtypes, with type

    II (absent peristalsis with abnormal pan-esophageal high-pressure patterns) having a very

    favorable outcome (96%) and type I (absent peristalsis without abnormal pressure) having an

    intermediate prognosis (81%)that is inversely associated with the degree of esophageal

    dilatation. In contrast, type III (absent peristalsis with distal esophageal spastic contractions)

    is a spastic variant with less favorable outcomes (66%) after treatmentof thelower

    esophageal sphincter.

    CONCLUSIONS AND RELEVANCE Achalasiashould be consideredwhen dysphagiais present

    and notexplained by an obstruction or inflammatory process. Responses to treatmentvary

    based on which achalasiasubtype is present.

    JAMA. 2015;313(18):1841-1852. doi:10.1001/jama.2015.2996

    Author AudioInterview at

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    JAMAPatientPage page1876

    Supplementalcontent at

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    CME Quiz at

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    CME Questions page1859

    Author Affiliations: Division of

    Gastroenterology and Hepatology,

    Feinberg Schoolof Medicine,

    Northwestern University, Chicago,

    Illinois(Pandolfino); Division of

    Gastroenterology,Hepatolog y,and

    Nutrition, Universityof Utah,Salt

    LakeCity (Gawron).

    Corresponding Author: John E.

    Pandolfino,MD, MSCI,Division ofGastroenterology and Hepatology,

    Departmentof Medicine,Feinberg

    Schoolof Medicine,Northwestern

    University, 676N StClair St,Ste 1409,

    Chicago, IL 60611 (j-pandolfino

    @northwestern.edu).

    Section Editor: Mary McGrae

    McDermott,MD, Senior Editor.

    ClinicalReview & Education

    Review

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    resolution manometry) OR Chicago classification) OR esophageal

    peristalsis. Articles published fromJanuary2004 to February2015

    in English were included.

    This search yielded 6194 references, of which 5788 were in

    English. Case reports (n = 521) and review articles (n = 899) were

    excluded. Articleswere furthersearchedusing termsspecific forepi-

    demiology, genetics, diagnosis,manometry,surgery, pneumaticdi-

    lation, botulinum toxin, and per-oral endoscopic myotomy. Other

    pertinentarticlesand guidelines wereobtainedthroughcitations or

    wereknown tothe authors.We reviewed titles andabstracts to de-

    termine relevanceto thearticlesections andultimatelyincluded93

    articles in thereview (n = 4276 excluded). A totalof 9 randomized

    controlled trialswere includedwhen evaluatingendoscopicand sur-

    gical treatment modalities (comprising 734 total patients). Details

    are shown in theeFigure in theSupplement.

    Structure and Normal Function of the Esophagus

    The esophagus is an 18- to 26-cm muscular hollow tube that

    transports food from the oropharynx into the stomach (Figure 1).

    There are4 primary layers of esophageal tissuethe mucosa, sub-

    mucosa, muscularis propria, and adventitia. The esophagus origi-

    nates at the level of the cricoid cartilage and normally terminates

    below the hiatus in the right crura of the diaphragm. The muscu-

    laris propria gradually changes from predominant skeletal muscle

    in the upper esophagus to predominantly smooth muscle in the

    distal esophagus, with mixing of muscle types along the length of

    the esophagus (Figure 1). Both circular and longitudinal muscle

    layers are present, and within the diaphragmatic hiatus there

    exists a 2- to 4-cm thickened circular muscle layer, the lower

    esophageal sphincter. Esophageal innervation consists of both

    parasympathetic and sympathetic nerves, with peristalsis regu-

    lated via the parasympathetic pathway from the vagus nerve and

    the intrinsic enteric nervous system.

    Despitethe seeminglysimpletask of foodtransport,the mecha-

    nism and control of esophageal function is complex, largely owing

    to the neuralcoordination required with the oropharynx and tran-

    sition through different anatomical domains with mixed muscle

    types.Onceafoodorliquidbolusenterstheesophagus,primaryperi-

    stalsisstripsthe foodbolusdown thelengthof theesophagus.Peri-

    staltic contraction in the striated muscle esophagus is dependent

    on central mechanisms that involve sequential activation of excit-

    atory activity of lower motor neurons in the vagal nucleus am-

    Figure 1. Anatomyand Innervationof theEsophagus

    Crural

    diaphragm

    Esophagus

    Cricoid

    cartilage

    LES

    Circular

    muscle

    Circular

    muscle

    Submucosa

    Lumen

    Longitudinal

    muscle

    Longitudinal

    muscle (reflected)

    STOMACH

    ESOPHAGUS

    Diaphragm

    (cut)

    Esophagogastric

    junction

    LES

    Crural diaphragm

    Proximal gastric cardia

    Mucosa

    Muscularis

    propria

    Adventitia

    Esophageal plexus

    Myenteric plexus ganglion

    with postganglionic neurons

    Myenteric plexusStriated

    muscle

    Transition zone

    Smooth

    muscle

    Upper

    esophageal

    sphincter(UES)

    Lower

    esophageal

    sphincter

    (LES)

    Level

    of section

    Muscularis

    mucosa

    Stratifiedsquamous

    epithelium

    Submucosal

    plexus

    A Anatomy of the esophagus

    and relationship to adjacent structures C Esophageal wall

    B Esophagogastric junction

    Stomach

    Clinical Review& Education Review Achalasia

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    biguus(Figure 2).

    1

    Thispromotes peristaltic propagation throughasequenced top-to-bottom excitation mediated by release of ace-

    tylcholine at themotor end plates(Figure 2).1

    Primaryperistalsis inesophagealsmoothmuscleis precededby

    inhibition, which stops a progressing peristaltic wave when an-

    other swallow is initiated.2,3 This involves patterned activation of

    preganglionicneurons in thedorsalmotornucleusof thevagusthat

    project onto inhibitory and excitatory neurons in the esophageal

    myenteric plexus (Figure 2). Under normal circumstances, the in-

    hibitory pathway is activated first to relax the esophagus to pro-

    motefillingandtransportthrough theesophagus.The inhibitoryneu-

    ronsactivated by thepreganglionicneuronsfrom thecaudal dorsalmotor neuron release nitric oxide to promote deglutitive inhibi-

    tion. This is followed by sequential activation of excitatory neu-

    rons, which releases acetylcholinein response to activation by pre-

    ganglionic neurons arising from the rostral dorsal motor nucleus.

    The direction and rate of propagation is modulated by the in-

    creasing inhibitory influence in the distal esophagus, called the la-

    tency gradient.2,3 This essentially delays contractions in the distal

    esophagus and allows propagation to proceed in an aboral direc-

    tion.Secondaryperistalsis relatedto distentionof theesophaguswill

    elicit a local reflex independent of the vagal input from the dorsal

    Figure 2. Neural Control of Esophageal Motility and PlotFrom High-Resolution Esophageal Manometry,With Anatomical Correlates

    B Esophageal pressure topography (EPT) plot from high

    resolution manometry (normal study)C Anatomical correlation with EPT plotParasympathetic esophageal innervationA

    0 30 60 90 120 150 180

    Color pressure scale, mm Hg

    Striated muscle innervation

    Parasympathetic efferent

    Neuromuscular junction

    Smooth muscle innervation

    Preganglionic excitatory neuron

    Preganglionic inhibitory neuron

    Postganglionic excitatory

    neuron cell body

    Postganglionic inhibitory

    neuron cell body

    ANTER I ORPOSTER I OR

    PONS

    Esophagus

    Nucleusambiguus

    Vagus nerve

    Dorsal motor

    nucleus

    of vagus

    Rostral

    Caudal

    Cricoid

    cartilage

    Cervical esophagus

    Thoracic esophagus

    Abdominal esophagus

    Diaphragm (cut)

    UES

    LES

    Schematic representation of esophageal motor activity during a swallow

    UES

    LES

    Time, sSwallow

    0 3 126 9

    Striated

    muscle

    Transition

    zone

    Smooth

    muscle

    A, Theesophagus is controlled byboth centrallymediatedand peripheral

    intrinsic processes thatare compartmentalizedbased on location in the

    esophagus and muscletype. B, Output from high-resolution manometry,

    displayed as esophagealpressure topography(Clouse plot),showing

    esophageal pressures over timeafter a singleswallow. Thex-axis indicates time;

    they-axis indicateslocationfrom theoropharynx to thestomach, as shownin

    panel C. Pressure is displayedon a color scaleinstead of theconventional

    tracings; thus,a seamless dynamic representation of motoractivity is displayed

    thatprovides anatomical representation of the pressure profile. Thestriated

    muscleesophaguscan be distinguished from the smoothmuscle esophagus,as

    there is a pressure gapat thetransitionzonethat demarcates theintroduction

    of smoothmuscleactivity. The sphinctersare distinguished bythe 2 areas of

    highpressure between thestriated and smoothmuscle esophagus. LES

    indicates loweresophageal sphincter;UES, upperesophagealsphincter.

    Esophagealpressure topographyplot reproduced withpermissionfrom the

    EsophagealCenter at Northwestern Medicine.

    Achalasia Review ClinicalReview & Education

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    motor nucleus thatcausescontraction above thedistentionand re-

    laxation below the distention via the intrinsic inhibitory and excit-

    atory myenteric neurons.

    Regionaldifferences in thedensity of the inhibitory andexcit-

    atory neurons in the enteric nervous system determine the direc-

    tionandvigorofthecontraction,andthismaybemodulatedbyvari-

    able smooth muscle response to the same quantum of

    neurotransmitter.4-6Thepathogenesisof achalasiacan be concep-

    tualized as a disruption of the balance between the regional excit-

    atoryand inhibitoryresponse elicitedalong theaxial locationof the

    esophageal body.4,7

    Although most research on peristalsis has focused on the cir-

    cular muscle, the longitudinal outer layer plays an important role.

    Esophageal shortening occurs as a response to longitudinal con-

    traction and is mediated by sequential cholinergic activation of themuscle.The activationoverlapswith thepropagatingcircularmuscle

    to provide mechanical advantages to bolus transit and a lack of co-

    ordination of these effects, and exaggerated longitudinal contrac-

    tions may be important in esophageal dysmotility and generation

    of symptoms.8,9

    Ultimately, theprogressingperistalticwavesmust advancethe

    food bolus into the stomach across the esophagogastric junction.

    This junction is a high-pressure zone comprising the lower esoph-

    ageal sphincter, the crural diaphragm, and proximal gastric cardia.

    Normal restinglower esophageal sphinctertone is 10 to 30 mm Hg,

    which helps preventrefluxof gastriccontentsback into theesopha-

    gus. Relaxation of theloweresophagealsphincter to allow empty-

    ingof the esophagusis triggered by swallowing or esophageal dis-tention mediated by both peripheral and central mechanisms.

    Relaxation of thesphincteris related to a number of nonadrenergic

    noncholinergic neurotransmitters, the most prominent being ni-

    tric oxide.

    Epidemiology and Genetics of Achalasia

    Achalasia has an annual reported incidence of approximately

    1/100 000worldwide.10-13 In Iceland,62 casesof achalasia weredi-

    agnosed overthe courseof 51years(overallincidence,0.6/100 000

    per year; mean prevalence, 8.7 cases /100 000).11 Gennaro et al14

    recentlyreported anincident rate inItalyof 1.59 cases/100 000per

    year (2001-2005). Due to the chronicity of achalasia, the esti-

    mated prevalence of achalasia is approximately 9/100 000 to

    10/100 000.11,12 In the United States, rates of hospitalization for

    achalasia depend on patient age, ranging from 0.25/100 000

    (85 years).

    15

    Althoughthe in-cidence is low, the chronicity of achalasia significantly affects pa-

    tients health-related quality of life, work productivity, and func-

    tional status compared with the general US population.16

    Evidence supporting genetic underpinnings for achalasia come

    from twin and sibling studies and from the association of achalasia

    with other diseases such as Parkinson disease, Allgrove syndrome,

    and Down syndrome.17-19 Familial adrenal insufficiency with alac-

    rima and achalasia (Allgrove syndrome) is a rare genetic syndrome

    associated with defects in theAAASgene (chromosome 12q13) and

    subsequent defective tryptophanaspartic acid repeat protein.20,21

    A few reports have described familial achalasia, most recently in a

    single family with an autosomal dominant pattern with 6 affected

    members.22 Polymorphisms in the nitric oxide synthase gene have

    been investigated, but polymorphisms were found to be no differ-

    ent between patients with achalasia and controls.23 Because of a

    possible autoimmune etiology of achalasia, studies have suggested

    possible roles of interleukin polymorphisms (IL-23 and IL-10).24,25

    Currently, genetic testing for achalasia has no role in clinical man-

    agement outside of research endeavors.

    Pathophysiology

    Achalasia is associated with functional loss of myenteric plexus

    ganglion cells in the distal esophagus and lower esophageal

    sphincter.26 The cause for an initial reduction of inhibitory neu-

    rons in achalasia is unknown. Initiation of neuronal degenerationmay be an autoimmune process triggered by an indolent viral

    infection (herpes, measles) in conjunction with a genetically sus-

    ceptible host.27 Patients with achalasia are more likely to have

    concomitant autoimmune diseases than the general population28

    and the prevalence of serum neural autoantibodies is higher,29

    lending further credence to an autoimmune etiology. The inflam-

    matory reaction is associated with a T-cell lymphocyte infiltrate

    that leads to a slow destruction of ganglion cells. The distribution

    and end result of this plexitis is variable and may be modified by

    the host response or the etiologic stimulus. Achalasia can also be

    one manifestation of the widespread myenteric plexus destruc-

    tion in Chagas disease, a consequence of infection with the para-

    siteTrypanosoma cruzi.30

    The consequence of the myenteric plexus inflammation is

    degeneration or dysfunction of inhibitory postganglionic neurons

    in the distal esophagus, including the lower esophageal

    sphincter.31,32 These neurons use nitric oxide and vasoactive

    intestinal peptide as neurotransmitters, and their dysfunction

    results in an imbalance between excitatory and inhibitory control

    of the sphincter and adjacent esophagus. Unopposed cholinergic

    stimulation can result in impaired relaxation of the lower esopha-

    geal sphincter, hypercontractility of the distal esophagus, and

    rapidly propagated contractions in the distal esophagus. Longitu-

    Box. SymptomsSuggestiveof AchalasiaThat MayPrompt

    Referralfor Esophageal MotilityTestinga

    Esophageal Symptoms

    Dysphagia (90%of patients)

    Heartburn(75% of patients)

    Regurgitation or vomiting (45%of patients)

    Noncardiacchest pain (20%of patients)

    Epigastricpain (15%of patients)

    Odynophagia (

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    dinal muscle contractions and esophageal shortening can persist

    in achalasia. There is variable expression of these abnormalities

    among individuals, and only impaired deglutitive relaxation of the

    lower esophageal sphincter is universally required as a defining

    feature of achalasia.

    Symptoms and SignsThe most common symptoms of achalasia are listed in theBox3-35

    and may prompt referral for a motility evaluation after more com-

    mon disorders are ruled out, such as gastroesophageal reflux dis-

    ease, mechanical obstruction (stricture, rings), or malignancy. Pro-

    gressive dysphagia to both solids and liquids is the hallmark

    symptom associated with a diagnosis of achalasia. The prevalence

    of weekly dysphagia among US adults is approximately4%36 and is

    associated witha broad differential diagnosis and workup (Table 1).

    Esophageal motility testing should only be done after a structural

    or mechanical obstruction has been ruled out and oropharyngeal

    causes are not apparent. In a single-center review of all patients

    with manometry over a period of 24 years (1984-2008), Tsuboi et

    al33 found that patients with achalasia most commonly presented

    with dysphagia and heartburn. Other common symptoms included

    chest pain, regurgitation, cough or asthma, odynophagia, and epi-

    gastric pain.33

    Respiratory symptoms are also common in patients with acha-

    lasia, because primary motor abnormalities result in decreased

    clearance of food and liquid from the esophagus, predisposing

    patients to aspiration. Sinan et al34 found that of 110 patients with

    achalasia, 40% reported at least 1 respiratory symptom daily.

    Another study of 38 patients with achalasia found that 71% had

    sore throat, hoarseness, or postnasal drip and 61% had cough.37 In

    addition, 17 patients (45%) had abnormal spirometry findings and

    12 had abnormal imaging findings such as septal thickening and

    necrotizing pneumonia.37

    The dysphagia preceded respiratorysymptoms by an average of 24 months, indicating the progressive

    nature of symptoms with lack of treatment.37 It is also importantto

    consider a diagnosis of connective tissue disease (eg, scleroderma)

    in patients with chronic respiratory issues and abnormalities of

    esophageal motility.

    Demographic and clinical factors may affect clinical symp-

    toms. Dysphagiaandregurgitationare commonamongall ages, but

    younger patients with achalasia have been found to have a higher

    prevalenceof heartburn andchest painthan olderpatients.38Obese

    patients (body mass index30) may have more frequent symp-

    tomsof choking andvomiting,possiblyrelated toincreased abdomi-

    nal pressure.39Chestpainwasmorecommonlyreportedbywomen

    than menin a single-centerretrospectivereviewof 213patientswithachalasia.40 However, another group reported similar reports of

    chest pain regardless of ageor sex.41

    Diagnosis

    Diagnosis of achalasia requires recognition of symptoms and

    appropriate use and interpretation of diagnostic testing (Table 1).

    Diagnoses can be difficult to make, and many patients have

    symptoms for many years prior to correct diagnosis and treat-

    ment. This is most common when patients present with symp-

    toms that mimic gastroesophageal reflux disease, such as heart-

    burn, chest pain, and regurgitation. In contrast, when patients

    primarily present with dysphagia, a careful history and evaluation

    Table 1. Differential Diagnosis of Dysphagia Symptoms and Initial Testing

    Signs and Symptoms Testing

    Esophageal Dysphagia

    Structural esophageal disorders

    Peptic str ict ure Esophagogastro du ode no scopy,barium esophagram

    Esophageal (Schatzki) ring or webs Esophagogastroduodenoscopy,barium esophagram

    Eosinophilic esophagitis Esophagogastroduodenoscopy

    Malignancy Esophagogastroduodenoscopy,barium esophagram

    Radiation- or medication-inducedstrictures

    Esophagogastroduodenoscopy,barium esophagram

    Foreign body or food impaction Esophagogastroduodenoscopy

    Vascular compression Computed tomography, magneticresonance imaging, endoscopicultrasound

    Mediastinal mass/externalcompression

    Computed tomography, magneticresonance imaging, endoscopicultrasound

    Motility esophageal disorders

    Achalasia and esophagogastricjunction outflow obstruction

    High-resolution manometry,barium esophagram

    Absent contracti li ty High-resolution manometry

    Distal esophageal spasm High-resolution manometry

    Hypercontractile esophagus(jackhammer)

    High-resolution manometry

    Minor disorders of peristalsis High-resolution manometry

    Scleroderma High-resolution manometry

    Gastroesophageal reflux disease Esophagogastroduodenoscopy,high-resolution manometry, pHtestinga

    Chagas disease Bar ium esophagram, sero lo gy

    Oropharyngeal Dysphagia

    Structural oropharyngeal disorders

    Malignancy Laryngoscopy

    Spinal osteophytes Video fluoroscopy, computedtomography

    Zenker divert iculum Video fluoroscopy,esophagogastroduodenoscopy

    Proximal strictures, rings, or webs Esophagogastroduodenoscopy,barium esophagram

    Radiation injury Video fluoroscopy,esophagogastroduodenoscopy

    Oropharynx infe ct ion Laryngoscopy

    Thyroid enlargement Ultrasound, computed tomography

    Neuromuscular (systemic) disorders

    Cerebral vascular accident Computed tomography, magneticresonance imaging

    Multiple sclerosis

    Focused neurologic examination,disease-specific laboratory testing

    and imaging

    Parkinson disease

    Myasthenia gravis

    Amyotrophic lateral sclerosis

    Muscular dystrophy

    Dermatomyositis

    Thyroid disorders

    a pH testing indicates ambulatory pH and refluxmonitoring.

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    of swallowing by watching the patient drink water can be helpful

    in distinguishing between oropharyngeal dysphagia and esopha-

    geal dysphagia. Patients with oropharyngeal dysphagia will typi-

    cally struggle to move the bolus into the esophagus during

    water swallows and will often have coughing and immediate

    regurgitation. Primary oropharyngeal symptoms should first

    prompt an evaluation for oropharyngeal etiologies, with a modi-

    fiedbarium cookie swallow study performed by speechpathology(Table 1).

    Patients with intact oropharyngeal swallowing and dysphagia

    should be evaluated for esophageal causes, and the differential

    should focus on distinguishing between a structural mechanical

    obstruction and a motility disorder (Table 1). Mechanical obstruc-

    tion should be ruled out first, via either upper gastrointestinal tract

    endoscopy or radiologic imaging, prior to evaluation for abnormal

    motility. Patients with a previous fundoplication or bariatric proce-

    dure (lap-band, gastric bypass) may also present with signs and

    symptoms that mimic achalasia, and it is extremely difficult to

    make the diagnosis of achalasia in the context of these operations.

    In these cases, it is important to look for mechanical causes of

    obstruction, such as anastomotic stricture, tight lap-band, and an

    obstructed fundoplication.

    Esophagogastroduodenoscopy

    Esophagogastroduodenoscopy with mucosal biopsy should be per-

    formed in most patients presenting with solid food dysphagia, liq-

    uidfood dysphagia, or both. This is done to rule out erosive gastro-

    esophageal reflux disease, eosinophilic esophagitis, structural

    lesions (strictures, webs, or rings), and esophageal cancer or pseu-

    doachalasia. Endoscopic features of an esophageal motility disor-

    der include a dilated or tortuous esophagus, food impactions and

    fluid pooling in the esophagus, and resistance to intubation of the

    gastroesophageal junction. Patients with achalasia may also

    develop candidiasis attributable to esophageal stasis, and evidence

    of candidiasis in the context of intact immune function shouldprompt an evaluation for esophageal dysmotility. Although endos-

    copy may suggest achalasia, other testing must be performed to

    confirm the diagnosis.

    Barium Esophagram

    The classic birds-beak appearance of achalasiaon a barium swal-

    low study is a well-known image in clinical medicine (Figure 3C).

    Otherradiographicfeaturessuggestiveof an esophagealmotility dis-

    order include esophageal dilation, contrastfilling the esophagus, a

    corkscrew appearance, and aperistalsis.

    Esophageal Manometry

    Esophageal manometry to assess esophageal pressures and con-tractions along the length of a flexible catheter has become the

    standard for diagnosing and classifying achalasia. Major techno-

    logical advances have occurred during the last decade, wherein

    conventional water-perfused or strain gauge systems with a line

    tracing output have been replaced by more reproducible43 and

    accurate44 high-resolution manometry systems that present

    pressure data in the context of esophageal pressure topography

    plots (Figure 2 and Figure 3). These methods were originally

    developed by Clouse and led to an improved understanding of

    peristaltic contractile activity. Seminal work that characterized

    high-resolution manometry metrics using Clouse plots in both

    asymptomatic and symptomatic individuals45-49 eventually led to

    the creation of a new classification scheme for motility disorders,

    called the Chicago Classification (Figure 4).50

    One important advantage of esophageal pressure topography

    has been the ability to further refine conventional diagnoses, such

    as achalasia, into clinically relevant phenotypes. The diagnosis of

    achalasia is classically made by demonstrating impaired relaxationof the lower esophageal sphincter and absent peristalsis in the

    absence of esophageal obstruction near the lower esophageal

    sphincter attributable to a stricture, tumor, vascular structure,

    implanted device, or infiltrating process.51 Three distinct subtypes

    of achalasia (types I, II, and III) are defined with high-resolution

    manometry that have both prognostic and potential therapeutic

    implications (Figure 3).52 If criteria for achalasia subtypes are not

    met, a validated hierarchical analysis is used to determine if

    patients have nonachalasia motor disorders, as shown in

    Figure 4.50 However, a possible diagnosis of achalasia should be

    considered when patients present with an esophagogastric junc-

    tion outflow obstruction, because this may represent an incom-

    plete or early form of the disease. Similarly, it is also important to

    consider achalasia in patients with absent contractility, as these

    cases maybe confused with scleroderma owing to thecomplexities

    of measuring relaxation of the lower esophageal sphincter. Equivo-

    cal cases may require further workup with endoscopic ultrasound

    in the case of EGJ outflow obstruction to rule out a subtle

    obstruction53 and a barium esophagram in the case of absent con-

    tractility to document bolus retention, which would favor a diagno-

    sis of achalasia.

    Treatment

    There are no curative therapies for achalasia; a summary of treat-

    mentmodalitiesislistedin Table2. Ninerandomized trialshavecom-pared endoscopic and surgical treatments for achalasia (Table 3).

    Physiologically, manytreatments are directed at reducing contrac-

    tilityin theloweresophagealsphincterto allow foradequateesoph-

    ageal emptying. The primary goalof management should be based

    on early diagnosis toprevent late complications of thedisease and

    preserve remaining esophageal structure and function.

    Medical Treatment

    Oral calcium channel blockers or nitrates cause a prompt reduction

    in lower esophageal sphincter pressure of up to 47% to 64%, with

    mild benefit for dysphagia.63 These medications can have limiting

    adverse effects (headache, orthostatichypotension, or edema) and

    do not halt disease progression. Consequently, they are poor long-term treatment options and should be reserved for patients who

    are poor candidates for surgical or endoscopic therapy. Nifedipine

    (10-30mg, given 30-45 minutesbefore meals) or isorbide dinitrate

    (5-10 mg, given 15 minutes before meals) may be useful as short-

    acting temporizing treatments. Absorption and effect of oral medi-

    cations can be unpredictable in achalasia.

    5-Phosphodiesterase inhibitors, such as sildenafil, have also

    been used (off-label) to treatachalasia and spastic disorders of the

    esophagus.64 Sildenafil lowers esophagogastric junction pressure

    and attenuates distal esophageal contractions by blocking the en-

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    zyme that degrades cyclic guanosine monophosphate induced by

    nitric oxide.Sildenafil is a viable alternativein patientsnot respond-

    ing to or proving intolerant of calcium channel blockers or nitrates.

    However, minimallong-termtreatmentdata existpertinent to using

    5-phosphodiesterase inhibitors to treatachalasia.

    Botulinum Toxin

    Botulinumtoxin injectioninto themuscle of the lower esophageal

    sphincter was initially proposed as an achalasia treatment based

    on its ability to block acetylcholine release from nerve endings.

    Using this technique, Pasricha et al54 reported improved dyspha-

    gia in 66% of patients with achalasia for 6 months. No increase in

    efficacy has been demonstrated with greater doses.65 The effect

    is temporary and is eventually reversed by axonal regeneration;

    subsequent clinical series report minimal continued efficacy after

    1 year.54,65-67 Most patients relapse and require re-treatment

    within 12 months, and repeated treatments have been shown to

    make subsequent Heller myotomy more challenging.68 Thus,

    botulinum toxin injection should rarely be used as a first-line

    therapy for achalasia and is primarily reserved for patients who

    are not candidates for definitive therapy.

    Pneumatic Dilation

    A pneumatic dilatoris a noncompliant, cylindrical balloonthatis po-

    sitionedfluoroscopicallyacross the loweresophageal sphincterand

    inflated with air using a handheld manometer. The reported effi-

    cacy of pneumatic dilation in randomized controlled trials ranges

    from 62% to90% (Table 3).Patients with a poor resultor rapidre-

    currence of dysphagia are unlikely to respond to additional dila-

    tions, but subsequent response to myotomy is not influenced. Al-

    though the reported incidence of perforation from pneumatic

    dilationranges from 0% to16%, a recentsystematicreview onthe

    Figure 3. Conceptual Model of Esophageal DiseasePresentationand ProgressionBased on Phenotypes DescribedUsing High-Resolution Manometry

    and Barium Esophagrams

    10 s 10 s5 s 5 s

    B C D

    Impaired LES relaxation

    Normal or impaired peristalsis

    Impaired LES relaxation

    Absent peristalsis

    Increased pan-esophagealpressure

    Impaired LES relaxation

    Absent peristalsis

    Normal esophageal pressure

    Impaired LES relaxation

    Absent peristalsis

    Distal esophageal spastic

    contractions

    EGJ outflow obstruction Type II achalasia Type I achalasia Type III achalasiaA

    Birds

    beak

    Smooth muscle innervation

    Postganglionic excitatory neuron

    Postganglionic inhibitory neuron0 30 60 90 120 150 180

    Color pressure scale, mm Hg

    Somepatients may present withan esophagogastric junction (EGJ) outflow

    obstruction pattern (panel A) inwhichthereis impaired lower esophageal

    sphincter (LES)relaxationwith evidence of propagatingcontractions. Thismay

    represent the pointwhere theesophagealbody is progressingto aperistalsis

    andthereis variable loss of theexcitatory(bluecircles) andinhibitory (red

    circles) influence.As preferential loss of theinhibitory neurons continues to

    progress, themanometricpattern mayprogressto a type II pattern (panelB)

    associated withimpaired LES relaxationand panesophageal pressurization, akin

    to a filledwaterballoon beingsqueezed.42 TypeI achalasia(panel C) is the

    classicpresentation of achalasia,in which there is completeloss of contractile

    activity in thebodyof theesophagus;thisis typicallya later phaseof disease

    progression wherethere is evidence of moderate to severe esophageal

    dilatation. Type III achalasia (panel D) is associatedwith premature

    simultaneouscontractions thatcompartmentalizethe bolusbefore it can empty

    the esophagus,as evidenced by the corkscrew appearanceon esophagram.This

    mayrepresent a distinct entitythatdoes notfallinto thetypicalpresentationof

    progressive neuronloss seen with theprogressionof EGJ outletobstructionto

    type IIachalasia, to type I achalasia.Corresponding bariumesophagramsare

    also shownfor eachsubtype.Barium esophagramsand esophageal pressure

    topographyplots reproduced withpermissionfrom theEsophagealCenter at

    Northwestern Medicine.

    Achalasia Review ClinicalReview & Education

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    topic concludedthatusing modern techniquethe riskwas lessthan

    1%, comparableto therisk of unrecognizedperforation duringHeller

    myotomy.69 Pneumatic dilation should be performed by experi-

    enced physicians, and surgical backup is required.

    Studies using pneumatic dilation as the initial treatment of

    achalasia have reported excellent long-term symptom control. A

    third of patients will relapse in 4 to 6 years and may require

    repeat dilation. Response to therapy may be related to preproce-dural clinical parameters, such as age (favorable if >45 years), sex

    (more favorable among females than males),70 esophageal diam-

    eter (inversely related to response), andachalasia subtype (type II

    better than I andIII).52,71 Although surgical myotomy has a greater

    response rate than a single pneumatic dilation, it appears that a

    series of dilations is a reasonable alternative to surgery. A recent

    randomized trial compared this type of graded strategy with sur-

    gical myotomy and found it to be noninferior in efficacy

    (Table 3).55 Addition of botulinum toxin injection does not appear

    to improve outcomes.62

    Myotomy

    Heller myotomy, which divides the circular muscle f ibers of the

    lower esophageal sphincter, is the standard surgical approach for

    achalasia. Laparoscopy is the preferred surgical approach because

    of its lower morbidity and comparable long-term outcome com-

    pared with that achieved with thoracotomy.72 Laparoscopic

    Heller myotomy is superior to a single pneumatic dilation in terms

    of efficacy and durability, with reported efficacy rates in the 88%to 95% range.55,56,60,61 However, the superiority of surgical

    myotomy over pneumatic dilation is less evident when compared

    with a graded approach to pneumatic dilation using repeat dila-

    tions as mandated by the clinical response.55,72 An antireflux

    repair has been shown to significantly decrease gastroesophageal

    reflux disease,57 and this can range from an anterior 180 fundo-

    plasty (Dor) to a 270 partial fundoplication (Toupet).59 There is

    general agreement that a full 360 Nissen fundoplication is con-

    traindicated, as 1 randomized trial showed that 15% of patients

    had recurrent dysphagia.58

    Figure 4. Chicago ClassificationVersion 3.0for Esophageal MotilityDisorders, IncludingAchalasia

    LES relaxation upper limit of normal AND100% failed peristalsis or spasm

    AchalasiaType I: 100% failed peristalsisType II: 100% failed peristalsis withpanesophageal pressurizationType III: 20% premature contractions

    LES relaxation is normal AND prematurecontractions or hypercontractile vigor

    Distal esophageal spasm (DES) 20% premature contractions Must consider type III achalasia

    Jackhammer esophagus 20% of swallows with contractile vigor

    LES relaxation is normal AND 100%failed peristalsis

    Absent contractility Should consider achalasia in cases ofborderline LES relaxation

    LES relaxation upper limit of normal ANDsufficient evidence of peristalsis such thatcriteria for type I-III achalasia are not met

    Esophagogastric junction outflow obstruction Incompletely expressed achalasia Mechanical obstruction

    Disorders of esophagogastric junctionoutflow obstruction

    Major disorders of peristalsis(entities not seen in normal controls)

    LES relaxation is normal AND >50% ofswallows are effective without criteriafor spasm or jackhammer esophagus

    Normal esophageal motor functiona

    Ineffective esophageal motility (IEM) 50% ineffective swallows

    Fragmented peristalsis 50% fragmented swallows and notmeeting criteria for IEM

    Minor disorders of peristalsis(impaired bolus clearance)

    LES relaxation is normal AND 50%of swallows are ineffective based oncontractile vigor measurements

    No

    No

    No

    No

    No

    Yes

    Yes

    Yes

    Yes

    Yes

    Yes

    Modified fromKahrilaset al.50 Classificationalgorithm basedon resultsof

    high-resolution manometry withten 5-mLwater swallows. Notethat achalasia

    shouldbe consideredin patients presentingwith esophagogastric junction

    outflowobstruction and absent contractility.Failed peristalsis denotes swallows

    with a distalcontractileintegral(DCI)less than 100mm Hgseccm(theDCI

    quantifiesthedistalcontractilepressureexceeding 20mm Hgfrom the

    transition zone to theproximal aspectof thelower esophageal sphincter[LES]

    [amplitude time length in unitsof mm Hgseccm]).Panesophageal

    pressurizationdenotesuniform pressurizationgreaterthan 30 mm Hg

    extendingfrom the upperesophagealsphincterto theesophagogastric

    junction. Contractile vigor denotes the strength of distal contraction as defined

    bythe DCI. Ineffectiveesophageal motility (IEM)is diagnosedwhena patient

    exhibits greater than50% ineffectiveswallows(ineffective swallows are either

    failed[DCI

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    Per-Oral Endoscopic Myotomy

    Per-oral endoscopic myotomy (POEM) is the newest treatment

    for achalasia.73,74 The procedure requires making a small mucosal

    incision in the mid-esophagus and creating a submucosal tunnel

    all the way to the gastric cardia using a forward-viewing endo-

    scope, transparent distal cap, and submucosal dissection

    knife. Selective myotomy of the circular muscle is accomplished

    with electrocautery for a minimum length of 6 cm up the esopha-gus and 2 cm distal to the squamocolumnar junction onto the

    gastric cardia. Initial success rates of the POEM procedure in pro-

    spective cohorts of patients with achalasia have been greater

    than 90%, comparable with those of laparoscopic Heller

    myotomy.75-77

    A recent prospective, single-center study found that symp-

    toms and postmyotomy integrated relaxation pressures were not

    different between patients undergoing laparoscopic Heller my-

    otomy or POEM.78 Preliminary results comparing more than 30

    POEM cases with laparoscopic Heller myotomy suggest compa-

    rable perioperative outcomes.79 A recent retrospective multi-

    center study reported a greater than 90% response rate in pa-

    tientswithtypeIIIachalasia,perhapsduetolongermyotomylength

    with the endoscopicapproach.80 Therehave been no randomized

    trials comparingPOEM to laparoscopic myotomy or pneumatic di-

    lation,and itsrelativeefficacyin termsof long-termdysphagia con-

    trol, progression of esophageal dilatation, and postprocedure re-

    flux remains to be established.

    Table 2. Summary of Current Treatmentsfor Achalasia

    Treatment Durability Procedural Issues

    Medical therapya On demand/not durable

    None

    Botulinum toxininjection

    6-12 mo54 Performed in endoscopy laboratoryModerate sedation or monitoredanesthesia careProcedure time

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    Prognosis and Follow-up

    Multiple publications now support the prognostic value of achala-

    siasubtypes: (1)patientswith type II achalasiahave thebest prog-

    nosis fromtreatment involvingmyotomyorpneumaticdilation (96%

    success rate)81; (2) the treatment response of patients with type I

    islessrobust,at81%

    81

    (and isreducedfurtheras thedegreeof esoph-agealdilatation increases);and(3) patientswithtype IIIhavea worse

    prognosis(66%),81 likelybecausetheassociatedspasmislesslikely

    to respond to therapies directed at the lower esophageal

    sphincter.52,71,82-84

    The optimal approach in providingfollow-up for patients with

    achalasia is focused on periodic evaluation of symptom relief, nu-

    trition status, and esophageal emptying by timed barium

    esophagram.85Posttreatmentmanometrycanalsobe usedin follow-

    up, depending on patient tolerance for the procedure and

    availability.85Esophagealcontractile activitymay return aftertreat-

    ment. In 1 retrospectivestudy, 4 of 7 patients with type I achalasia

    (57%), 6 of 17 with type II achalasia (35%), and 1 of 5 with type III

    achalasia (20%) had returnof weakesophageal contractile activity

    after myotomy.86Although decisionsto intervene are never based

    solely on barium esophagram or manometry alone, they do iden-

    tifypatientswho should be followedup closely to prevent progres-

    sion. Althoughthe riskof squamouscarcinoma is higher in patients

    with achalasia than in the general population, there are no data to

    support routineendoscopic surveillance,and thisis leftto thejudg-

    ment of thephysician.87,88

    Treatment Failures

    Achalasia treatmentis notcurative, andup to 20%of patientshave

    symptoms that may require additional treatments within 5

    years.89-92Upto6%to20%oftreatedpatientsmayhaveprogres-

    sive dilation to megaesophagus or end-stage disease.93 Manage-

    ment of the care of these patients is difficult, and options includebotulinumtoxininjection, repeat pneumaticdilation, or repeatmy-

    otomy. Esophagectomyis ultimatelyreservedas a final optionin pa-

    tients withsevere esophagealdilatationand symptomsnot respond-

    ing to dilation and myotomy.

    ARTICLE INFORMATION

    Author Contributions: Drs Pandolfino and Gawron

    had fullaccessto all ofthedatain the studyand

    take responsibility forthe integrityof thedataand

    theaccuracyof thedataanalysis.

    Study concept and design: Pandolfino, Gawron.

    Drafting of the manuscript: Pandolfino, Gawron.

    Critical revision of the manuscriptfor important

    intellectual content: Pandolfino, Gawron.

    Study supervision: Pandolfino.

    Conflict of Interest Disclosures: Theauthors have

    completedand submittedtheICMJEForm for

    Disclosure of PotentialConflicts of Interest.Dr

    Pandolfino reported receiving consultingand

    speaking feesfrom GivenImaging/Covidienand

    Sandhill Scientific.Dr Gawronreportedno

    disclosures.

    Submissions: Weencourageauthors to submit

    papersfor consideration as a Review.Please

    contact Mary McGraeMcDermott, MD,at

    [email protected].

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    Clinical Bottom Line

    Achalasia is the most well-defined esophageal motility

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    Presenting symptoms and esophageal contractile patterns

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    Primary liquid dysphagia is a classic symptom suggestive of

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