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/. Embryo/, exp. Morph. Vol. 63, pp. 53-66, 1981 53 Printed in Great Britain © Company of Biologists Limited 1981 , Active role of embryonic facial epithelium: New evidence of cellular events in morphogenesis By GUILLERMO MILLICOVSKY 1 AND MALCOLM C. JOHNSTON 2 From the Dental Research Center, University of North Carolina at Chapel fiill SUMMARY Epithelial cells of the C57B1/6J mouse embryo participate in a temporal sequence of events associated with the approximation, fusion and consolidation of components of the facial primordia into a definitive structure. These cells lose their surface microvilli, and after a brief period of quiescence they begin to fill the grooves separating facial constituents by producing a series of surface projections that increase in size and complexity as the process of fusion nears termination. Cessation of surface activity and the restoration of epithelial microvilli indicate the end of the temporal sequence. Significantly, the epithelial cells of primary palates of embryos with genetically- and phenytoin-induced cleft lip remain unchanged and do not participate in fusion. This epithelial sequence has not been described previously and we suggest that all of its steps may be critical to the normal development of the mam- malian face. INTRODUCTION The development of the face, a complex process that begins early in embryonic life (Johnston, Hassell & Brown, 1975), results from closely timed steps in growth and fusion of four bilateral tissue outgrowths (Johnston et al. 1975; Trasler & Fraser, 1979) called facial prominences, processes or elevations (Slavkin, 1979); the medial nasal, lateral nasal, maxillary and mandibular prominences (Fig. la). There is abundant evidence that these prominences remodel and approach each other, but information regarding the mechanisms involved in these steps is fragmentary and incomplete (Trasler & Fraser, 1979). Cell differentiation, division, migration and specific interactions between epithelium, mesenchyme and extracellular matrix are believed to be key elements in facial morphogenesis (Johnston et al. 1975; Trasler & Fraser, 1979). The fusion of these prominences shortly after contact consolidates the individual outgrowths into a more definitive facial structure. 1 Author's address: Dental Research Center, University of North Carolina, Chapel Hill, North Carolina 27514, U.S.A. 2 Author's address: Dental Research Center, Departments of Orthodontics and Anatomy, University of North Carolina, Chapel Hill, North Carolina 27514, U.S.A.

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Page 1: Active role of embryonic facial epithelium: New evidence of … · Epithelial activity in facial morphogenesis 63 DESCRIPTION OF FIGURES 1-7 FIGURE 1 (a) Overall SEM view of facial

/ . Embryo/, exp. Morph. Vol. 63, pp. 53-66, 1981 5 3Printed in Great Britain © Company of Biologists Limited 1981 ,

Active role of embryonic facial epithelium:New evidence of cellular events

in morphogenesis

By GUILLERMO MILLICOVSKY1 ANDMALCOLM C. JOHNSTON2

From the Dental Research Center, University of North Carolina at Chapel fiill

SUMMARYEpithelial cells of the C57B1/6J mouse embryo participate in a temporal sequence of

events associated with the approximation, fusion and consolidation of components of thefacial primordia into a definitive structure. These cells lose their surface microvilli, and aftera brief period of quiescence they begin to fill the grooves separating facial constituents byproducing a series of surface projections that increase in size and complexity as the process offusion nears termination. Cessation of surface activity and the restoration of epithelialmicrovilli indicate the end of the temporal sequence. Significantly, the epithelial cells ofprimary palates of embryos with genetically- and phenytoin-induced cleft lip remain unchangedand do not participate in fusion. This epithelial sequence has not been described previouslyand we suggest that all of its steps may be critical to the normal development of the mam-malian face.

INTRODUCTION

The development of the face, a complex process that begins early in embryoniclife (Johnston, Hassell & Brown, 1975), results from closely timed steps ingrowth and fusion of four bilateral tissue outgrowths (Johnston et al. 1975;Trasler & Fraser, 1979) called facial prominences, processes or elevations(Slavkin, 1979); the medial nasal, lateral nasal, maxillary and mandibularprominences (Fig. la). There is abundant evidence that these prominencesremodel and approach each other, but information regarding the mechanismsinvolved in these steps is fragmentary and incomplete (Trasler & Fraser, 1979).Cell differentiation, division, migration and specific interactions betweenepithelium, mesenchyme and extracellular matrix are believed to be key elementsin facial morphogenesis (Johnston et al. 1975; Trasler & Fraser, 1979). Thefusion of these prominences shortly after contact consolidates the individualoutgrowths into a more definitive facial structure.

1 Author's address: Dental Research Center, University of North Carolina, Chapel Hill,North Carolina 27514, U.S.A.

2 Author's address: Dental Research Center, Departments of Orthodontics and Anatomy,University of North Carolina, Chapel Hill, North Carolina 27514, U.S.A.

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54 G. MILLICOVSKY AND M. C. JOHNSTON

We have studied facial development in C57B1/6J mouse embryos by methodsof scanning and transmission electron microscopy and discovered a sequence ofevents exhibited by the epithelial cells located between facial prominencesduring periods of consolidation.

Clefts of the upper lip with or without cleft palate are among the mostcommon developmental defects in humans. Therefore, although we studied allof the primordia which contribute to the face, this report will emphasize theepithelial events occurring between the facial prominences of the embryo whichgive origin to the upper lip.

MATERIALS AND METHODS

We removed gravid uteri from ten pregnant C57B1/6J mice between 5 p.m.on gestational day 10 and 8 a.m. on day 11 (day of plug = 0) and made smalluterine incisions over each implantation site before placing the tissues inrefrigerated paraformaldehyde-glutaraldehyde (Waterman, 1974) fixative. Onehour later, we dissected the embryos free from the membranes and staged themby the number of tail somites posterior to the genital tubercle. At the time thefirst tail somite appears, the embryo has approximately 28 body somites. Headsof staged embryos were immersed in fresh paraformaldehyde-glutaraldehydeand refrigerated overnight. Specimens were rinsed in 0-1 M cacodylate bufferand post-fixed in 1 % osmium tetr oxide in Millonig's phosphate buffer for 90min, followed by rapid dehydration through ethanol and ethanol-l,l,2-tri-chlorotrifluoroethane. Embryonic heads were critical-point dried from mono-chlorotrifluoromethane, positioned on aluminium mounts, and sputter coatedwith gold-palladium. A total of 72 specimens (from ten litters) were observedby scanning electron microscopy. In addition, several specimens were studiedby transmission electron microscopy.

RESULTS

Our observations indicate that C57B1/6J embryos possess bilateral facialdepressions (nasal pits) by the stage of two to four tail somites. The primarypalate begins to close at six tail somites and fusion is completed by ten tailsomites. These embryonic events take place over a period of 12 h in utero.Prior to the initiation of primary palate closure, individual epithelial cells on thesurface of the facial prominences are outlined by rows of microvilli at the cellmargins (Fig. 1 b). Detailed examination of nasal prominences revealed that aspecific group of 10-20 epithelial cells located at the lower portion of thenasal pit (between the medial and lateral nasal prominences) undergoes trans-formation beginning with the disappearance of the microvilli. These cellularalterations coincide with the initiation of primary palate closure at six tailsomites. At the bottom of the nasal pit, there is a triangular area (Fig. 1 a) of

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Epithelial activity in facial morphogenesis 55

smooth-surfaced cells (Fig. 2a), but soon this quiescent area will be the sitefor a sequence of events that may be critical to the successful closure of theprimary palate. By seven tail somites it is possible to detect the first signs ofsurface activity in this initially smooth area. Ridges begin to form on thesmooth triangular surface (Fig. 2b); these ridges (about 0-1 /im across andabout 10-20/^m long) appear in locations previously occupied by rows ofmicrovilli and course over the epithelial surface. The triangular bottom of thenasal pit narrows after the appearance of these ridges, and this morphogeneticrearrangement brings the medial and lateral nasal prominences in closerapposition. At a slightly later stage epithelial filopodia of about 0-1-0-3/*min diameter begin to span from both medial and lateral nasal prominencesestablishing the initial bridges (Figs. 3 a and 4) which seem to guide the surfaceactivity that follows. Our observations with scanning and transmission electronmicroscopy suggest that these initial filopodia anchor into the surface bypenetrating between surface cells (Fig. 3a, b). Embryos observed at the stage ofseven to eight tail somites display larger cellular extensions (0-5-0-7 /*m indiameter) which bridge the area between nasal prominences (Fig. 5 a). Sincethese secondary extensions are in close contact with the initial small-diameterfilopodia, it is tempting to speculate that secondary bridges are guided across thegap by the previously established filopodia. At this stage of primary palatedevelopment, the epithelial connexions between nasal prominences consist ofsmall and large diameter cellular extensions wrapped around each other (Fig.5 a). We have observed that secondary extensions often display enlargements(2-3 /<m) that terminate in filopodia (Fig. 6). We have also observed intercellularjunctions between the enlargements in the secondary bridges and the epithelialsurface of the nasal prominences (Fig. 5b).

In the last 2-3 h of primary palate fusion (about nine tail somites) flattenedcells from the surface of the medial and lateral nasal prominences appear tomove down into the inferior portion of the nasal pit filling the gap betweenthese prominences (Figs 4, 5a and 6). At this stage of development, we notedthat these migrating cells are in close contact with the initial filopodial andsecondary extensions (Figs 4, 5 a and 6). We found spheroidal particles, 1-3 /imin diameter (possibly representing cellular debris) on the epithelial surface ofprimary palates undergoing active epithelial adhesion as early as six tail somitesand becoming more numerous in the final stages of fusion (Figs 4, 6 and 7).Finally, by the stage of ten tail somites the surface of the pre-closure epitheliumis re-established. Before the activity described above ceases, rows of epithelialmicrovilli reappear forming a pattern different from that observed before theprimary palate began closing. The new rows of microvilli are symmetricallyaligned longitudinally and transversely to the line of primary palate fusion(Fig. 7). The above developmental steps overlap in time, and fit into thesequence illustrated in Fig. 8.

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56 G. MILLICOVSKY AND M. C. JOHNSTON

For legend see p. 63

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Epithelial activity in facial morphogenesis 57

MNP

# •

^^t&**

•0-1 urn

For legend see p. 63

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58 G. MILLICOVSKY AND M. C. JOHNSTON

0-1 urn

FP

For legend see p. 63

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Epithelial activity in facial morphogenesis 59

Q_

OLL

6

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60 G. MILLICOVSKY AND M. C. JOHNSTON

FC

For legend see p. 63

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Epithelial activity in facial morphogenesis 61

LNP

For legend see p. 63EMB 63

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62 G. MILLICOVSKY AND M. C. JOHNSTON

• \

LNP* ^ MNP <'

V-".*^"> ^:V-^'

*Mv i

1 ,*

\

&

For legend see p. 63

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Epithelial activity in facial morphogenesis 63

DESCRIPTION OF FIGURES 1-7

FIGURE 1

(a) Overall SEM view of facial primordia of a mouse embryo. Triangle at thejunction of the medial nasal (MNP), lateral nasal (LNP) and maxillary (MxP)prominences indicates the area of initial fusion of the primary palate. MnP:mandibular prominence; E: eye primordium.(b) Higher magnification of surface epithelium demonstrates rows of microvilli(Mv) at cell margins.

FIGURE 2

(a) Nasal pit of a mouse embryo of six tail somites. A triangular area (dotted lines)on the floor of the nasal pit has lost the rows of microvilli. The transition betweenaltered and normal epithelium is best illustrated on the left margin of the triangle.LNP: Lateral nasal prominence; MNP: medial nasal prominence.(b) The smooth triangular floor of the primary palate begins to exhibit surfaceridges (SR).

FIGURE 3

(a) Filopodial projections (FP) 01 /«n in diameter frequently establish the initialbridges between medial (MNP) and lateral nasal prominences (LNP) in embryos ofseven tail somites. These surface projections seem to anchor into the apposingnasal prominences by penetrating between epithelial cells (asterisk).(b) TEM view of filopodial projections (FP) penetrating between cells (asterisk) ofthe surface epithelium (SE).

FIGURE 4

Sheets of flattened cells (FC) and filopodial projections (FP) actively fuse the areabetween the lateral nasal (LNP) and medial nasal prominences (MNP). Spheroidalparticles (S) are very common in areas of intense surface activity.

FIGURE 5

(a) The fusion area of this 8-tail-somite embryo displays filopodial projections (FP)and secondary projections (SP) wrapped around each other. Note the sheets offlattened cells (FC) progressing toward the center of the fusion area between thelateral nasal (LNP) and medial nasal prominences (MNP).(b) Intercellular junctions (IJ) are present at points of contact between secondaryprojections (SP) and surface epithelium (SE).

FIGURE 6

Secondary projections (SP) of this 9 tail somite embryo have 2-3 /im enlargements(E) that terminate in filopodial projections (FP). Two of these enlargements aretwisted around each other. Note advancing edge of flattened cells (FC) and sphero-idal particles (S) present in the fusion area between the lateral nasal (LNP) andmedial nasal prominences (MNP).

FIGURE 7

At the conclusion of the fusion events the rows of epithelial microvilli (Mv) arereestablished in very symmetrical patterns, and surface activity ceases. Spheroidalparticles (S) remain after fusion is completed.

3-2

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64 G. MILLICOVSKY AND M. C. JOHNSTON

Microvilli reappear

| Flattened cells

Secondary projections

Filopodial projections

Surface ridges

| Quiescent surface |

Microvilli disappear

0 1 2 3 4 5 6 7Time in utero (h)

9 10 11 12

Tail somites10

Fig. 8. Temporal sequence of events in approximation and fusion of C57B1/6Jmouse embryo primary palate.

DISCUSSION

It is probable that the epithelial events described in this report are criticalfor facial morphogenesis since we have recently reported preliminary observa-tions that CL/Fr mouse embryos (genetically predisposed, in our colony, tospontaneous cleft lip with or without cleft palate) do not exhibit the sequence ofepithelial involvement typical of the C57B1/6J embryos (Millicovsky &Johnston, 1980 a). Similarly, we observed that the epithelium of embryos fromA/J mice treated with the anticonvulsant phenytoin (producing 90 % cleft lip,with or without cleft palate) exhibits a depressed ability to participate inbridging (Millicovsky & Johnston, 19806). Our studies of genetically- andphenytoin-induced cleft lip and palate indicate that the primary palate epithe-lium of six tail somite embryos is already different from control, suggestingthat the predisposing changes leading to facial clefts can be detected early indevelopment. The epithelial cells in these two abnormal models remain relativelyunchanged during the stages of primary palate development.

Our observations suggest that facial consolidation and the filling of groovesbetween prominences occurs by a temporal sequence of events which includethe loss of microvilli by the epithelial cells followed by a period of morphologicquiescence in the depth of the grooves. Next, the presence of filamentous ridgesintegrated into the smooth surface of these grooves may be associated with thereduction in area of these depressions. As the result of morphogenetic re-arrangements and differential rates of cell division (Minkoff & Kuntz, 1977),prominences grow in size and appose the neighbouring prominences. At thisstage of development, filopodial and secondary projections span the distancebetween prominences. It is significant that filopodial projections are alsopresent in the fusion of the free edges of the neural tube of chick (Bancroft &Bellairs, 1975; Santander & Cuadrado, 1976; Schoenwolf, 1979), hamster(Waterman, 1975, 1976), and mouse (Waterman, 1975,1976). Short projections

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Epithelial activity in facial morphogenesis 65

were also observed in the contact of mouse primary palate at later stages ofdevelopment (Gaare & Langman, 1977). In addition, obscured cellular bound-aries and appearance of surface filamentous material are characteristic of second-ary palate morphogenesis in mouse and man (Waterman, Ross & Meller,1973; Waterman & Meller, 1974). As the consolidation of facial segments nearsits end, sheets of cells seem to complete the filling of facial grooves, and theepithelial cells re-establish their microvilli. We have found that steps resemblingthose in the epithelium between the medial and lateral nasal prominences occurin all of the other grooves separating facial prominences during their stage ofconsolidation.

In conclusion, we believe that the consolidation of the embryonic face is anactive phenomenon involving a sequence of events dependent on the participa-tion of epithelial cells. We also suggest that the absence of any of the com-ponents of this sequence may be associated with conditions leading to facialclefts.

Based on existing evidence we must speculate that since similar sequencesof cellular activity may exist in other animal models and in other anatomicalareas, it is possible that we are describing a generalized process permitting thecoalescence of embryonic primordia.

This study was supported by N.I.H. grants DE 02668 and RR 05333, and N.I.H. Fellow-ship DE 05248.

We thank Mrs Dell R. Dorgan for her expert technical assistance, and Ms Renee B.Williams for typing this manuscript.

REFERENCESBANCROFT, M. & BELLAIRS, R. (1975). Differentiation of the neural plate and neural tube

in the young chick embryo. Anatomy and Embryology {Berlin) 147, 309-335.GAARE, J. D. & LANGMAN, J. (1977). Fusion of nasal swellings in the mouse embryo: Surface

coat and initial contact. Am. J. Anat. 150, 461-475.JOHNSTON, M. C , HASSELL, J. R. & BROWN, K. S. (1975). The embryology of cleft lip and

cleft palate. Clinics in Plastic Surgery 2, No. 2, 195-203.MILLICOVSKY, G. & JOHNSTON, M. C. (1980a). Scanning electron microscopic study of

spontaneous clefting of primary palate in the CL/Fr mouse. In International Symposiumon Current Research Trends in Prenatal Craniofacial Development (eds R. Pratt & R.Christiansen). Elsevier North-Holland, (in press).

MILLICOVSKY, G. & JOHNSTON, M. C. (19806). Altered development in genetically andphenytoin-induced cleft lip. Teratology 21, 56A-57A.

MINKOFF, R. & KUNTZ, A. J. (1977). Cell proliferation during morphogenetic ch&nge;analysis of frontonasal morphogenesis in the chick embryo employing DNA labellingindices. / . Embryol. exp. Morph. 40, 101-113.

SANTANDER, R. G. & CUADRADO, G. M. (1976). Ultrastructure of the neural canal closurein the chicken embryo. Acta anat. 95, 368-383.

SCHOENWOLF, G. C. (1979). Observations on closure of the neuropores in the chick embryo.Am. J. Anat. 155, 445-466.

SLAVKIN, H. C. (1979). In Development of Craniofacial Biology, pp. 235-297. Philadelphia:Lea and Febiger.

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66 G. MILLICOVSKY AND M. C. JOHNSTON

TRASLER, D. G. & FRASER, F. C. (1979). Time-position relationships with particular referenceto cleft lip and cleft palate. In Handbook of Teratology (ed. J. G. Wilson & F. C. Fraser),vol. 2, pp. 271-292. New York: Plenum Press.

WATERMAN, R. E., ROSS, L. M. & MELLER, S. M. (1973). Alterations in the epithelial surfaceof A/Jax mouse palatal shelves prior to and during palatal fusion: A scanning electronmicroscopic study. Anat. Rec. 176, 361-376.

WATERMAN, R. E. & MELLER, S. M. (1974). Alterations in the epithelial surface of humanpalatal shelves prior to and during fusion: A scanning electron microscopic study. Anat.Rec. 180, 111-135.

WATERMAN, R. E. (1974). Embryonic and fetal tissues of vertebrates. In Principles andTechniques of Scanning Electron Microscopy. Biological Applications, (ed. M. A. Hayat).vol. 2, pp. 93-110. New York: Van Nostrand Reinhold.

WATERMAN, R. E. (1975). SEM observations of surface alterations associated with neuraltube closure in the mouse and hamster. Anat. Rec. 183, 95-98.

WATERMAN, R. E. (1976). Topographical changes along the neural fold associated withneurulation in the hamster and mouse. Am. J. Anat. 146, 151-172.

{Received 11 August 1980, revised 22 October 1980)