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      dvances in Rockfill Structures

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    N TO SI Series

    Advanced Science Institutes Series

    A Series presenting the results

    of

    activities sponsored

    y

    the NA TO Science Committee

    which aims

    t

    the dissemination

    of

    advanced scientific

    nd

    technological knowledge

    with view to strengthening links between scientific communities.

    The Series is published by an international board o publishers in conjunction with the

    NATO Scientific Affairs Division

    A Life Sciences

    B Physics

    C Mathematical

    and Physical Sciences

    D Behavioural and Social Sciences

    E Applied Sciences

    F Computer and Systems Sciences

    G Ecological Sciences

    H Cell Biology

    I Global Environmental Change

    NATo-PCO-DATA BASE

    Plenum Publishing Corporation

    London and New York

    Kluwer Academic Publishers

    Dordrecht, Boston and London

    Springer-Verlag

    Berlin, Heidelberg, New York, London,

    Paris and Tokyo

    The electronic index to the NATO ASI Series provides full bibliographical references

    (with keywords and/or abstracts) to more than 30000 contributions from international

    scientists published in all sections of the NATO ASI Series.

    Access to the NATO-peO-DATA BASE is possible in two ways:

    - via online FILE 128 (NATO-PCO-DATA BASE) hosted by ESRIN,

    Via Galileo Galilei, 1-00044 Frascati, Italy.

    - via CD-ROM NATO-PCO-DATA BASE with user-friendly retrieval software

    in

    English, French and German

    WTV GmbH and DATAWARE Technologies Inc.

    1989).

    The CD-ROM can be ordered through any member of the Board of Publishers or

    through NATO-PCO, Overijse, Belgium.

    Series E Applied Sciences - Vol. 200

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      dvances n

    Rockfill Structures

    edited by

    E aranha das Neves

    Geotechnical Department

    National Laboratory of Civil Engineering

    Lisbon Portugal

    Iit AI

    PRINGER-SCIENCE BUSINESS MEDIA, B.V.

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    Based on the NATO Advanced Study Institute on

    Advances in Rockfill Structures

    Lisbon Portugal

    18-29 June 1990

    Library of Congress Cataloging in Publication Data

    N TCl

    Advanced Study Inst i

    tute on

    Advances in Rockf i II

    Structures (1990

    l 1 ~ t o n ,

    Portugal)

    Aavances in

    rocktl II

    s t ruc tu res eOlted by E, Maranha das Neves,

    p,

    cm, - -  NATO ASI

    serles ,

    Series

    E,

    Applied sc iences ; v,

    : 00)

    Proceedings

    of

    the NATO

    Advanced

    Study Inst l tute on

    Advances ln

    Rockfi II Structures,

    held

    ln L'sbon,

    Portugal, 18-29 June, 1990,

    Inc

    I

    udes

    b

    1

    b

    Ii ograph

    i ca I

    references,

    1,

    Rockfills--Congresses,

    2,

    Earth

    dams--Congresses,

    I,

    Neves,

    E, Maranha

    das

    (Emanuel

    Maranha),

    1938-

    II . THle,

    I I I ,

    Serles:

    NATO ASI ser ies .

    Series

    E,

    Applied sciences no, 200.

    7A709. 37

    1990

    624.1'832--dc20 91-14610

    ISBN 978-94-010-5414-0

    Printed on acid free

    p per

    All Rights Reserved

    ©

    1991

    Springer Science+Business Media Dordrecht

    Originally published by Kluwer Academic Publishers

    in

    1991

    Softcover reprint

    of

    the hardcover 1st edition

    1991

    o part of the material protected by this copyright notice may be reproduced or

    utilized in any form or by any means electronic or mechanical including photo

    copying recording or by any information storage and retrieval system without written

    permission from the copyright owner.

    Based on the NATO Advanced Study Institute on

    Advances in Rockfill Structures

    Lisbon Portugal

    18-29

    June

    1990

    Library of Congress Cataloging in Publication Data

    NAT[)

    Advanced

    Study Inst

    i

    tute on Advances

    in Rockf i Structures (1990

    l 1 ~ t o n , Portugal)

    Aavances

    in

    rockt ' s tructures eo' ted by

    E, Maranha

    das Neves,

    p, cm, - -  NATO ASI ser ,es , Series

    E,

    Applied

    sciences

    ;

    v,

    :"00)

    Proceedings

    of the NATO Advanced

    Study

    Ins t tu te on Advances

    ,n

    Rockfi Structures, held ,n L'sbon,

    Portugal,

    18-29 June,

    1990,

    Inc I udes

    b,

    b

    l i

    ograph

    i ca

    I references,

    ISBN 978-94-010-5414-0 ISBN 978-94-011-3206-0 (eBook)

    DOI

    10.1007/978-94-011-3206-0

    1,

    Rockfills--Congresses,

    2,

    Earth

    dams--Congresses,

    I,

    Neves,

    E, Maranha

    das

    (Emanuel

    Maranha), 1938- Ir . Tlt le ,

    111,

    Ser,es: NATO ASI ser ies . Series

    E,

    Applied

    sciences

    no,

    200.

    7A709. 37 1990

    624.1'832--dc20

    91-14610

    ISBN 978-94-010-5414-0

    Printed on acid free

    p per

    All Rights Reserved

    ©

    1991

    Springer Science+Business Media Dordrecht

    Originally published by Kluwer Academic Publishers

    in

    1991

    Softcover reprint

    ofthe

    hardcover 1st edition

    1991

    o part of the material protected by this copyright notice may be reproduced or

    utilized in any form or by any means electronic er mechanical including photo

    ccpying recording or by any information storage and retrieval system without written

    permission from the copyright owner.

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    CONTENTS

    LIST OF CONTRIBUTORS

    XXI

    FOREWORD

    XXIII

    CH PTER 1

    ROCKFILL STRUCTURES: THE PRESENT

    ND

    THE FUTURE

    E M R NH

    das

    NEVES

    CH PTER 2

    PHYSICAL CHARACTERIZATION

    ND SSESSMENT

    OF ROCK

    DURABILITY

    THROUGH

    INDEX PROPERTIES

    J . DELG DO RODRIGUES

    1

    1

    INTRODUCTION 7

    2

    BRIEF PRESENTATION

    OF MOST

    COMMON

    ROCK

    TYPES 8

    2.1 .

    s ign i f icance

    of geologica l

    c l as s i f i ca t ions 8

    2.2 . Rock mater ia l s

    in

    general c l as s i f i ca t ions

    9

    3

    PROPERTIES

    OF ROCK M TERI LS 10

    3.1 .

    General

    10

    3 .2 . Rock masses

    and rock

    mater ia l s 11

    3 .3 .

    Br ief cons idera t ions about sampling

    11

    4

    L BOR TORY

    CHARACTERIZATION

    OF ROCK M TERI LS 13

    4.1 . General

    13

    4.2 .

    In t r ins i c

    proper t ies

    14

    4.3 . Index proper t ies 15

    4.3 .1 . General 15

    4.3 .2 . Some common

    index

    proper t ies

    15

    4.3 .3 . Est imat ion of r o c k f i l l charac te r

    i s t i c s

    through

    index proper t ies

    2

    4 .4 .

    Shape and

    s ize

    proper t ies 22

    4 .5 . Durab i l i ty

    23

    4 .5 .1 . General remarks 23

    4 .5 .2 .

    Some

    methods

    of

    rock durab i l i ty

    assessment

    4 .5 .3 . Assessment

    of

    rock durab i l i ty

    through

    index proper t ies

    24

    25

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    VI

    CHAPTER 3

    ROCKFILL

    MODELLING

    A. K PARKIN

    1

    INTRODUCTION

    2. ROCKFILL

    IN

    PLACE

    3. TRIAXIAL TESTING EQUIPMENT

    4.

    M XIMUM PARTICLE

    SIZE

    TEST S MPLES

    5.

    MODEL

    GR DINGS

    6.

    SOME

    PARTICULAR

    ISSUES

    RELATING

    TO

    THE

    OEDOMETER

    TEST

    6 1 Oedometer dimensions

    6 2 Side f r i c t i o n models

    6 3 E f f ec t s o f

    i n i t i a l

    s t r e s s

    7.

    A C SE HISTORY

    8. CONCLUSIONS

    CKNOWLEDGEMENT

    REFERENCES

    CHAPTER 4

    L BOR TORY

    SHE R STRENGTH TESTS ND THE

    STABILITY OF

    ROCKFILL SLOPES

    J

    A. CH RLES

    1

    INTRODUCTION

    2. L BOR TORY TESTS

    3. STRAIN CONDITIONS

    4.

    INITIAL POROSITY

    5.

    CONFINING PRESSURE

    35

    36

    36

    36

    39

    40

    40

    42

    45

    46

    8

    49

    49

    53

    54

    54

    55

    55

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    5 1 Curved

    f a i l u r e

    envelope

    5 2 Rela t ionsh ip between

    ~ and

    cr

    6 DILATANCY

    6 1 A bas ic angle of shea r ing r e s i s t ance

    6 2 A

    component due

    to d i l a t ancy

    7

    PARTICLE SIZE

    8 SLOPE STABILITY

    9 STABILITY

    CH RTS FOR ROCKFILL SLOPES

    10 STABILITY

    OF

    SUBMERGED

    ROCKFILL SLOPES

    11 DESIGN OF ROCKFILL SLOPES

    11 1

    Determinat ion

    of t he r o c k f i l l

    shea r s t r eng th parameters

    11 2 Se lec t ion of an appropr ia te f ac to r

    of

    sa fe ty

    11 3 Ca lcu la t ion of the magnitude of t he

    s t a b i l i t y number

    11 4

    Determinat ion

    of the s lope

    angle

    12 EX MPLES OF

    USE

    OF

    STABILITY CH RTS

    12 1

    Example;

    100

    m

    high

    embankment

    1 2 2 Example;

    10

    m

    high

    embankment

    12 3 Discuss ion

    13

    CONCLUDING REM RKS

    CKNOWLEDGEMENT

    REFERENCES

    CH PTER

    L BOR TORY

    COMPRESSION TESTS ND THE DEFORM TION OF

    ROCKFILL STRUCTURES

    J A

    CH RLES

    vii

    56

    57

    60

    60

    60

    60

    62

    63

    64

    67

    67

    67

    69

    69

    69

    69

    69

    69

    70

    70

    70

    1 INTRODUCTION

    73

    1 1

    Changes

    in

    appl ied s t r e s s

    1 2

    Increase

    in mois ture conten t

    1 3

    Vibra t ions

    assoc ia ted with dynamic

    loading

    73

    74

    74

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    viii

    2

    L BOR TORY ONE

    DIMENSIONAL COMPRESSION TESTING 74

    3 FIELD PROPERTIES 80

    4 FIELD MONITORING

    OF

    DEFORM TIONS 81

    5

    CONSTRUCTION DEFORM TIONS OF EMB NKMENTS

    81

    6

    MOVEMENT

    OF UPSTRE M MEMBR NE

    EMB NKMENT

    D MS

    DUE TO RESERVOIR IMPOUNDING 83

    7

    MOVEMENT

    OF CENTR L CORE

    EMB NKMENT

    D MS

    DUE TO

    RESERVOIR IMPOUNDING 87

    8

    MOVEMENT

    OF

    ROCKFILL STRUCTURES

    DUE TO

    COLLAPSE COMPRESSION

    87

    9 CREEP SETTLEMENT

    OF

    ROCKFILL STRUCTURES 89

    10 CONCLUDING

    REM RKS

    CKNOWLEDGEMENTS

    APPENDIX A

    CONST NT EQUIVALENT CONSTRAINED MODULUS

    APPENDIX B

    STRESS

    P THS DURING

    CONSTRUCTION

    ND

    RESER

    VOIR IMPOUNDING

    FOR UPSTRE M MEMBR NE

    D MS

    REFERENCES

    92

    92

    93

    93

    94

    CHAPTER 6

    COLLAPSE:

    ITS

    IMPORTANCE

    FUND MENT LS

    ND

    MODELLING

    J L JUSTO

    1 INTRODUCTION

    2 THE FUND MENT LS OF

    COLLAPSE IN ROCKFILL

    3 COLLAPSE

    MODELLING

    4 ONE-DIMENSIONAL COLLAPSE DURING

    W TER

    RISE

    IN

    A

    GR NUL R

    MATERIAL.

    BUOY NCY

    ND

    CREEP

    5 COLLAPSE

    PRODUCED CR CKS

    6

    COLLAPSE ND POST-CONSTRUCTIVE SETTLEMENTS

    OF

    ROCKFILL D MS

    97

    99

    100

    121

    127

    132

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    6.1 . Centra l core

    dams

    6.2 .

    Martin

    Gonzalo

    Rockf i l l

    dam

    6.3 . Post Cons t ruct ive se t t l ements

    of

    roc k f i l l

    dams

    ix

    132

    135

    137

    7. CONCLUSIONS

    14

    REFERENCES

    141

    APPENDIX

    1:

    PARAMETERS

    OF CONGLOMERATE IN

    YEGUAS DAM ASSUMING OEDOMETRIC

    CONDITIONS FIG.25 AND 26)

    143

    APPENDIX 2: PARAMETERS OF ROCKFILL IN MARTIN

    GONZALO

    DAM

    ASSUMING OEDOMETRIC

    CONDITIONS 146

    CHAPTER 7

    TEST FILLS AND IN SITU TESTS

    J . L. JUSTO

    1 .

    W Y IN SITU TESTS?

    2. TEST FILLS

    3.

    PLATE LOADING TESTS

    4.

    IN

    SITU DENSITY

    5. PERMEABILITY TEST

    6.

    TENSION TESTS URIEL

    AND

    PEREZ, 1981)

    7 .

    SHEAR STRENGTH

    TESTS

    8. CONCLUSIONS

    REFERENCES

    APPENDIX 1: INFILTRATION FROM A SHALLOW

    EXCAVATION

    APPENDIX

    2:

    INFILTRATION FROM

    CASED HOLES

    153

    154

    158

    167

    17

    176

    178

    182

    188

    19

    193

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    CH PTER

    8

    L BOR TORY

    TESTING

    ND QU LITY CONTROL OF

    ROCKFILL

    GERM N

    PRACTICE

    J

    BR UNS

    ND

    K.

    K ST

    1 .

    INTRODUCTION

    195

    2.

    GENER L ASPECTS 195

    3. ASPECTS OF

    L BOR TORY

    TESTING

    3 1

    Rock

    qua l i ty and

    grada t ion

    3 2 True r oc k f i l l samples

    3 3 Sample dimensions

    3 4

    Layout

    of devices

    fo r

    oedometer

    t e s t s

    3 5

    Layout

    of

    devices

    f o r t r i a x i a l

    t e s t s

    3 6 Direc t

    shear

    t e s t s

    4.

    ASPECTS

    OF QU LITY CONTROL

    5. CONCLUDING

    REM RKS

    REFERENCES

    CH PTER

    9

    CREEP OF ROCKFILL

    A. K. PARKIN

    204

    204

    204

    207

    207

    209

    212

    213

    218

    219

    1

    INTRODUCTION

    221

    2. R TE METHODS

    APPLIED TO

    SETTLEMENT

    ANALYSIS

    222

    3.

    ROCKFILL

    CREEP

    IN

    OEDOMETER

    COMPRESSION

    224

    4. APPLICATION TO FIELD

    SETTLEMENT

    RECORDS

    225

    5.

    CREST

    SETTLEMENT

    OF

    D MS

    228

    6. LO D

    TESTS ON

    L RGE BORED PILES 232

    7. CONCLUSIONS 234

    CKNOWLEDGEMENT 236

    REFERENCES

    236

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    CHAPTER 10

    FILTERS ND DRAINS

    J

    BR UNS

    1 . INTRODUCTION

    2. PRESENT PRACTICE OF

    FILTER

    DESIGN

    2 1

    Geometr ical c r i t e r i a

    2 2 Sca t t e r i ng of grada t ions

    2 3 Fines t

    f r ac t ion in f i l t e r mate r i a l s

    2 4

    F i l t e r s

    fo r cohes ive s o i l s

    2 5 Hydrau l ic c r i t e r i a

    3

    RECENT INVESTIGATIONS

    ON

    THE PROBLEM OF

    FILTER

    STABILITY

    4

    DRAINS

    5

    CONCLUDING

    REM RKS

    REFERENCES

    CHAPTER

    11

    STRESS STRAIN L WS ND P R METER

    V LUES

    D.

    J

    N YLOR

    1 INTRODUCTION

    2

    HYPERBOLIC

    ND

    Ec Ko

    MODELS

    2 1

    2 2

    2 3

    2 4

    Background

    Hyperbol ic

    model:

    formula t ion

    E K model: fo rmula t ion

    co

    Hyperbol lc

    and

    Ec Ko

    model:

    parameters

    3. K G

    MODEL

    3 1

    Background

    3 2

    Formulat ion

    3 3

    K G

    Parameters

    3 4

    K G Model

    An

    a l t e rna t ive

    4. CRITICAL STATE MODEL

    xi

    239

    241

    241

    242

    246

    247

    248

    252

    261

    265

    266

    269

    271

    271

    271

    272

    273

    274

    274

    274

    275

    275

    279

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    xii

    4 1 Background

    4 2 Basic formulat ion

    4 3

    Var ia t ions

    on

    the

    theme

    4 4

    C S

    Parameters

    5 CONCLUSIONS

    REFERENCES

    CH PTER 12

    FINITE ELEMENT METHODS FOR

    FILLS

    ND EMB NKMENT

    D MS

    D.

    J

    N YLOR

    1

    INTRODUCTION

    2

    NUMBER

    OF

    L YERS CTU L ND

    ANALYTICAL

    3 DEFORM TION IN

    A

    RISING FILL

    4 BASIC FINITE

    ELEMENT

    PROCEDURE

    5 INTERPRETATION

    OF FINITE ELEMENT

    DIS-

    PL CEMENTS

    1D

    C SE

    6

    NEW

    L YER STIFFNESS

    REDUCTION

    7 MODELLING COMP CTION

    8 FINITE ELEMENT

    EFFECTIVE STRESS TECHNIQUES

    8 1

    Undrained

    e f fec t i ve

    s t r e s s

    analys i s

    8 2

    Known

    pore

    pres su re

    change analys i s

    9

    FIRST

    FILLING ND

    OPERATION

    GENER L

    10 LO DING DUE TO

    IMPOUNDING

    1 0 1 upst ream membrane dam

    1 0 2

    In t e rna l

    membrane dam

    1 0 3 Zoned

    embankment dams

    11

    ANALYSIS

    OF

    FIRST

    FILLING

    ND

    OPERATION

    11 1

    F i r s t

    f i l l i n g

    11 2 Steady

    seepage

    cond i t ion

    11 3

    Fin i t e element cons ide ra t ions

    12

    COLLAPSE SETTLEMENT

    279

    280

    285

    286

    289

    290

    291

    292

    292

    292

    294

    296

    300

    302

    302

    305

    306

    308

    308

    308

    312

    312

    312

    314

    314

    314

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    12 1 Nobari and Duncan s method

    12 2 Ge neral i sa t ion

    of

    Nobari and

    Duncan s method

    12 3

    One-dimensional

    example

    13. APPLICATIONS

    13 1 cars ington dam

    13 2

    Beliche dam

    13 3 Monasavu dam

    REFERENCES

    APPENDIX DERIVATION OF EQUIV LENT L YER

    STIFFNESS

    CH PTER 13

    CONCRETE F CE ROCKFILL

    D MS

    NELSON L. DE S. PINTO

    xili

    317

    319

    320

    323

    323

    325

    330

    335

    332

    1 INTRODUCTION 341

    2. CURRENT DESIGN PRACTICE

    343

    2 1 Evolut ion 343

    2 2

    Embankment 344

    2 2 1 General comments

    344

    2 2 2 Zone

    1 . Impervious

    blanke t 345

    2 2 3 Zone 2. Processed

    smal l

    rock

    t r ans i t i on 345

    2 2 4 Zone 3.

    Main

    r o c k f i l l embankment 347

    2 2 5

    F i l l

    cross sec t ion 348

    2 3

    Pl in th 349

    2 4

    Concrete

    face

    351

    2 4 1

    Slab th ickness 351

    2 4 2

    Concrete 351

    2 4 3 Reinforcing

    351

    2 4 4

    Jo in t s 351

    2 4 5 Jo in t de ta i l s

    351

    3. CONSTRUCTION FE TURES 356

    3 1

    Embankment 356

    3 2

    Concrete works 359

    3 3

    River handl ing

    aspects

    363

    4.

    MONITORING

    ND

    BEH VIOUR 366

    4 1 Dam movements 366

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    dv

    4 .2 . Performance

    under

    se ismic load

    368

    REFERENCES

    371

    CHAPTER 14

    STATIC

    BEH VIOUR OF

    EARTH ROCKFILL

    D MS

    E. M R NH das

    NEVES

    1 .

    INTRODUCTION

    2.

    GEOMETRIC L

    PHYSICAL

    ND

    MECH NIC L D T

    OF

    A SERIES

    OF

    EARTH ROCKFILL

    D MS

    3.

    STRUCTUR L BEH VIOUR ND

    EXPERIENCE

    375

    377

    386

    3.1 . Construct ion mater ia l s 388

    3.2 .

    Placement

    t echniques

    389

    3 .3 . St ruc tu ra l concept ion 389

    3 .3 .1 . Core

    s lenderness

    389

    3 .3 .2 .

    Inc l ina t ion of

    the

    dam

    s lopes

    390

    3 .3 .3 . Ponti on

    of

    the core

    391

    3 .3 .4 . Deformabi l i ty of the

    d i f f e ren t

    zones of the dam

    394

    3 .3 .5 .

    Fi l t e r s

    395

    3 .3 .6 .

    Shape

    of

    the

    va l ley 409

    3 .3 .7 .

    Configura t ion

    in plan 414

    3 .4 .

    Final remarks

    415

    4. MODELLING THE STRUCTUR L

    BEH VIOUR

    4 .1 . Dam with a v e r t i c a l core

    4.2 .

    Dam with a s loping core

    4.3 .

    Inf luence of

    the

    dam height

    4 .4 .

    Deformations

    4 .5 . Final

    remarks

    5. S FETY

    EV LU TION ND

    THE LIMIT STATES

    CONCEPT

    416

    419

    423

    424

    426

    428

    428

    5 .1 . Methods fo r evaluat ing dam sa fe ty 429

    5.2 . Brief notes about l imi t s t a t e s design 429

    5.3 . Overal l

    sa fe ty fac to r and probab i l i ty

    of

    f a i l u re

    431

    5.4 . Pa r t i a l

    sa fe ty

    fac to rs and l imi t s t a t e s 432

    5 .5 . Use of

    p a r t i a l

    sa fe ty fac to r s in sa f e ty

    ana lys i s

    of

    an

    ea r th rockf i l l dam 435

    5 .5 .1 .

    Linear e l a s t i c model

    435

    5 .5 .2 . Non l inear

    e l a s t i c model

    437

    5.6 . Final

    remarks

    439

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    6. CONCLUSIONS

    CKNOWLEDGEMENTS

    REFERENCES

    CH PTER 15

    DYN MIC

    BEH VIOUR OF ROCKFILL D M

    E.

    Y N GIS W

    x

    439

    440

    441

    1 .

    INTRODUCTION

    449

    2.

    D M GE

    TO

    FILL D MS

    DUE TO

    STRONG

    E RTHQU KES 450

    2 .1 .

    Damage

    to ill dams by s t rong

    shaking

    450

    2 .2

    Soi l

    l i que f ac t i on 451

    3 .

    DYN MIC PROPERTIES OF

    FILL

    D M M TERI LS 452

    3 .1 . Dynamic deformat ion c ha r a c t e r i s t i c s

    of ill dam

    mater ia l s

    452

    3 .2 . Dynamic s t r eng th of

    s o i l s

    455

    4 .

    RESPONSE N LYSIS OF FILL D MS 456

    4 .1 .

    Shear beam theory 456

    4 .2 .

    Response

    analyses o f

    r o c k f i l l

    dam 458

    5 . LIQUEF CTION N LYSIS 461

    5 .1 .

    The cons t i t u t i ve

    equat ion fo r un

    dra ined shear

    behavior

    of sands 461

    5 . 2 . Pore pressu re

    genera ted dur ing

    ea r th

    quake

    463

    6 . E RTHQU KE

    RESIST NT DESIGN

    OF FILL

    D MS

    IN J P N 466

    6 . 1 . Factor o f sa fe ty 466

    6 . 2 . Dynamic analyses

    466

    7. CONCLUSIONS 467

    CKNOWLEDGEMENT

    468

    REFERENCES

    468

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    XVI

    CH PTER

    16

    MONITORING ND S FETY

    EV LU TION

    OF

    ROCKFILL

    D MS

    A. VEIGA PINTO

    1 INTRODUCTION

    2 TYPE

    OF ME SUREMENTS

    3 MONITORING SCHEME DESIGN

    3 1

    Select ion

    of

    moni tor ing equipment

    3 2 Se lec t ion of ins truments

    loca t ions

    3 3 Ins t a l l a t i on

    plans

    and procedures

    subsequent

    to

    cons t ruc t ion phase

    3 4

    Monitoring

    f requencies

    3 5 Plan of f i r s t f i l l i n g

    4 MONITORING

    EQUIPMENT

    4 1 Triangula t ion and t r i l a t e r a t i o n

    networks

    4 2

    Precis ion

    l eve l l i ng

    4 3

    Inc l inometer

    4 4 Fluid l eve l se t t l ement gauge

    4 5 Horizonta l displacements device

    4 6

    Tota l

    pressure

    c e l l s

    4 7 Piezometer

    4 8

    Seepage moni tor ing

    4 9 Earthquake

    e f fec t monitoring

    471

    473

    475

    475

    477

    479

    479

    479

    481

    482

    483

    483

    487

    488

    490

    492

    495

    497

    5

    READINGS PROCESSING ND ANALYSIS

    OF

    RESULTS

    497

    5 1 Data co l lec t ion 497

    5 2 Data t ransmiss ion 499

    5 3

    Data

    process ing and information s to rage

    499

    5 4 Data

    presen ta t ion

    500

    5 5 Performance evaluat ion 500

    6

    VISUAL INSPECTION

    7 S FETY

    EV LU TION

    B SED ON DETERIORATION

    7 1 In t roduct ion

    7 2 s t a t i s t i c a l

    ana lys i s

    7 3 Remedial measures

    501

    502

    502

    503

    503

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    8.

    D M

    S FETY REGUL TIONS

    9 . STR INS OBSERVED IN ROCKFILL D MS

    9 .1 . In t roduc t ion

    9 .2 . Cons t ruc t ion phase

    9 .3 . After

    cons t ruc t ion

    9 .4 . After ear thquakes

    10.

    CONCLUSIONS

    REFERENCES

    CH PTER 17

    PRINCIPLES OF ROCKFILL HYDR ULICS

    R. M RTINS

    1. INTRODUCTION

    1 .1 . Def in i t ion of r oc k f i l l hydraul ics

    1 .2 .

    Complements

    to the

    former de f in i t i on

    1 .3 . Scope of r o c k f i l l hydraul ics

    1 .4 .

    Subjec ts

    d e a l t

    with

    in

    t h i s

    chap te r

    2.

    CH R CTERIZ TION OF ROCKFILL

    2 .1 . Pre l iminary hypotheses

    2 .2 .

    Size

    2 .3 . Shape

    2 .4 .

    Dispos i t ion

    2 .5 .

    Spec i f i c grav i ty

    2 .6 .

    Fr ic t ion

    angle

    2 .7 .

    Fina l comments

    on sources

    of uncer -

    t a i n t y

    in

    r o c k f i l l hydrau l ic s

    3. FRICTION HE D LOSSES IN OPEN CH NNELS

    3 .1 .

    Pre l iminary remarks

    3 .2 .

    Resis tance

    laws

    3 .3 . Funct ion

    f

    £ )

    in

    case

    of

    high

    r e l a t i ve roughness

    3 .4 . Data fo r

    the

    use

    of

    the Gauckler -

      Manning

    express ion

    3 .5 .

    Conclusions

    xvii

    508

    510

    510

    511

    512

    515

    518

    520

    523

    523

    524

    525

    525

    526

    526

    526

    527

    529

    530

    531

    532

    533

    533

    535

    536

    537

    538

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    XVllI

    4.

    STABILITY

    OF

    ROCKFILL SUBJECT

    TO

    FLOW

    4 .1 . Prel iminary remarks

    4.2 .

    S t a b i l i t y

    in

    bid imens ional channels

    with

    hor i z on ta l

    o r

    qua s i -ho r i z on ta l

    bed and

    non high r e l a t i ve roughness

    4.3 . Case

    of

    high

    r e l a t i ve

    roughness

    4.4 . Channels

    with

    non-hor izon ta l

    bed

    4.5 . S t a b i l i t y

    in

    t r apezo ida l channels

    4.6 .

    S t a b i l i t y

    in bends

    4 .7 . E f fec t s of

    l i n ing

    th ickness

    grada

    t i o n shape and spec i f i c gr av i t y

    4 .8 . Conclus ions

    5.

    SEEPAGE

    FLOW

    5 .1 . Prel iminary remarks

    5 .2 . Mean hydrau l ic

    r ad ius

    of

    t he

    voids

    and mean

    ve loc i t y

    in

    the

    voids

    5.3 . Turbulent seepage f low

    5.4 . Trans i t ion zone

    5.5 . Conclus ions

    539

    539

    540

    542

    543

    544

    545

    545

    547

    549

    549

    552

    553

    555

    557

    ACKNOWLEDGEMENTS 558

    REFERENCES

    558

    ANNEX 1:

    EXAMPLES

    OF

    CALCULATING

    THE

    CARACTERISTIC. DIMENSIONS OF

    BLOCK SETS.

    564

    ANNEX 2: HIDRAULIC

    GRADIENT

    565

    ANNEX 3: A REASON FOR

    APPARENT

    -

     LINEARITY IN

    LAMINAR

    SEEPAGE

    FLOW CONCEPTUAL EXAMPLE)

    567

    ANNEX

    4:

    TESTS FOR THE QUADRATIC ZONE 568

    ANNEX 5: COMPARISON

    OF

    RESULTS FROM EQ.

    35

    AND FROM THE

    EXPRESSIONS

    OF

    WILKINS

    AND

    JAIN ET AL.

    570

    CHAPTER

    18

    THROUGH

    AND

    OVERFLOW

    ROCKFILL

    DAMS

    A. K. PARKIN

    1 .

    INTRODUCTION

    571

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    xx

    7 CONCLUSION

    BIBLIOGR PHY

    CHAPl ER 20

    SPH LTIC CONCRETE F CE

    D MS

    J L

    JUSTO

    l

    INTRODUCTION

    2

    REVETMENT

    STRUCTURE

    3 CONSTRUCTION

    4

    THE

    DEFORM BILITY

    OF

    SPH LTIC

    CONCRETE

    REL TED TO THE STR INS SUFFERED BY

    THE

    F CING

    5 PLINTHS

    6

    FINITE ELEMENT

    COMPUT TIONS

    7 UPSTRE M SLOPE

    8

    PERFORM NCE

    OF SPH LTiC CONCRETE F CING

    ROCKFILL

    D MS

    9

    THE

    FUTURE OF SPH LTIC CONCRETE F CINGS

    REFERENCES

    CWSING

    SESSICN

    LIST

    OF

    P RTICIP NTS

    608

    609

    6 l l

    623

    625

    629

    633

    638

    642

    642

    646

    648

    65l

    657

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    LIST OF CONTRI UTORS

    A PARKIN

    Senior LeclIIrer, Monash Universiry Clayton, Melbourne, \lic Jria

    3168,

    Australia.

    A VEIGA PINTO

    Senior Research Officer, Lab. Nac. Eng. Civil, Av. do Brasil 101, 1799 Lisboa Codex,

    Portl.g,i/.

    D

    NAYLOR

    Senior Leclllrer, University College of Swansea, Depart. of Civil Engineering, Single

    ton Park, Swansea, SA2 8PP, U K

    E ivlARANHA

    das

    NEVES

    Head

    Geotechnical Department, Lah. Nac. Eng. Civil, Av. do Brasil 101, 1799 Lisboa

    Codex, PorIl/gal.

    E YANAGISAWA

    Professor, To/wku University, Depart. of Civil Engilleering, FaCility of EnRineerillg,

    Aoha, Sendai 980, Japan.

    If EVRARD

    Head of

    the

    Rock

    Mechanics Group, Laboratoire Regional des Ponts et Chaussee,

    CETE de Lyon ] )9, Avenue Salvador-Allende CSE

    No 1

    - 69674 Broil Cedex, France.

    J.

    BRAUNS

    Head

    of Section of Soil

    and

    Rock Mechanics, Karlsruhe University, Post/llcll 6980

    D - 7500 Karlsruhe, Germany.

    xxi

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    xxii

    J

    CHARLES

    Geotechnics Division Building Research Establishment Garston Watford WD2 7JR

    U K

    1

    DELGADO RODRIGUES

    Principal Research Officer Lab. Nac. Eng. Civil Av. do Brasil 101

    1799

    Lisboa

    Codex Portugal.

    1 JuSTO

    ALPANES

    Senior Lecturer

    E T

    S Arquitecture Av. Reina Mercedes sin 41012 Seville Spain.

    N.

    SOUSA PINTO

    Consulting Engineering Av. Vicente Machado

    2340 80430

    Curitiba PR Brasil.

    R

    MARTINS

    Principal Research Lab. Nac. Eng. Civil Av. do Brasil 101

    1799

    Lisboa Codex

    Portugal.

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    FOREWOR

    On

    1990 June

    18-25,

    an Advanced s tudy In s t i t u t e ASI) on

    Rockf i l l

    s t ruc tu re s

    was held

    in

    Lisbon PORTUGAL a t the

    Laborator io Nacional

    de

    Engenharia c i v i l

    LNEC),

    having the

    NATO

    S c ien t i f i c

    Affa i r s

    Divis ion

    as

    main

    sponsor,

    and

    the

    LNEC the Junta

    de

    I n v e s t i g a ~ a o

    Cient i f ica

    e Tecnologica, and

    the u n d a ~ a o do

    Oriente as co-sponsors .

    The objec t ive of t h i s ASI was

    the d iscuss ion and updat ing

    of

    concepts r e l a t ed

    to

    the

    design, cons t ruct ion, operat ion, and

    monitoring

    of

    r ock f i l l

    s t ruc tu res .

    In

    recent years , an increas ing use has been

    made

    of

    r ock f i l l s in the cons t ruct ion indus t ry . This

    t r end r e su l t s

    from the grea t progress

    made

    in a l l technologies

    re la ted to

    the

    quarrying,

    t r anspor ta t ion , and

    placement

    of rock

    mater ia l s , from the s ign i f i can t advances

    in

    the performance

    shown

    by

    r ock f i l l

    s t ruc tu res ,

    and,

    l a s t

    but not

    l e a s t ,

    from

    the

    abundance

    and low cos t of

    the

    rock mater ia l s .

    The ch a rac t e r i s t i c problems

    of

    r ock f i l l

    cons t ruct ions

    have

    been occas ional ly dea l t

    with

    a t

    some

    meetings

    conferences ,

    symposia, workshops, e t c . and

    in

    odd

    chapters

    of books

    devoted to several types of works.

    I t was

    there fore f e l t t ha t

    the mat ter should

    be

    tackled on an overa l l

    bas i s ,

    covering the

    var ious poin t s of view from which r ock f i l l s may be regarded.

    The ASI was at tended by 57 par t i c ipan t s ,

    from

    18 d i f f e r en t

    count r i es ,

    and the l essons given are the bas i s of the 20

    chapters of

    t h i s

    book. A s t a t e -o f - a r t of the concerned

    subjec t s

    has thus been obtained. All these r esu l t s were only

    poss ib le due

    to

    the highly

    esteemed

    suppor t of the NATO

    S c ien t i f i c

    Affa i rs

    Divis ion which i s s t rongly acknowledged and

    thanked.

    xxiii

    The organiz ing Committee

    E. Maranha

    das

    Neves

    Direc tor)

    J .

    Andrew Charles

    J . L.

    Jus to

    Alpanes

    A. Veiga Pinto

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    1 A CHARLES

    2

    D NAYLOR

    3 J

    ALPANES

    4

    E

    MARANHA

    DAS

    NEVES

    5

    R

    OLIVEIRA

    6

    A VEIGA PINTO

    7

    J

    MATEUS

    DA SILVA

    8 C

    QUADROS

    9 B SIYAHI

    10

    A 9ELEBI

    P

    SECO E PINTO

    12

    M.

    EMILIA BORRALHO

    13

    A PARKIN

    14 J

    BARROS GOMES

    15 J

    DELGADO

    RODRIGUES

    16

    J LOUREIRO

    17 F FEDERICO

    18 A

    CORREIA

    19

    A

    TAN

    20 F ALMEIDA

    21 H YILDIRIM

    22

    M. SIYAHI

    23

    o. FILHO

    24

    L

    ALMEIDA

    25 F

    LUCAS

    26 RUI MARTINS

    27 M. CEDERSTROM

    28

    N. JOHANSSON

    29 DA MANG LEE

    30

    C SANTOS

    PEREIRA

    31

    D. GUIMARAES

    32

    A

    SILVA

    33

    V

    JESUS

    34 L CARTAXO

    35

    L

    VIRGEN

    36

    J

    COUTO

    MARQUES

    37 J CAVILHAS

    38

    ERNESTO

    DOMINGUES

    39 N KOLFF

    40 J

    AZANEDO

    41 M.

    PACHAKIS

    42 J

    CORDOVA

    43 M.

    ZACAS

    44 D MATTAR

    JUNIOR

    45

    J

    MATEUS DE

    BRITO

    46 A

    MOFFAT

    47

    E

    YANAGISAWA

    48 1

    PYRAH

    49

    ARMINDO

    FERREIRA

    50 Mrs B

    FILHO

    51

    MOZART

    B

    FILHO

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    OP NING

    SESSION

    E MARANHA

    das

    NEVES

    As

    was

    announced

    in

    the f i r s t

    bul l e t in

    of t h i s

    N TO Advanced

    s tudy

    In s t i t u t e i t s aim i s the dissemination of advanced

    s c i e n t i f i c knowledge

    concerning

    r ock f i l l

    s t ruc tu re s

    which has

    not found i t s way in to un ivers i ty

    cur r i cu la

    and to

    fos t e r

    in te rna t iona l

    contac t s among s c i e n t i s t s .

    This i n i t i a t i ve i s the consequence of a grea t e f fo r t as

    regards research in to r ock f i l l s made by

    LNEC

    the r esu l t s of

    which

    became evident when prac t i ca l

    appl icat ions

    were

    envisaged in Portugal . Mill ions

    of cubic meters of

    r ock f i l l

    have

    been used

    in dams,

    motorways,

    a i rpor t s

    harbours

    and

    embankments

    in

    genera l

    and

    cer ta in ly

    in

    the fu ture

    we

    wil l

    see an increas ing

    use

    of t h i s mater ia l with

    which

    Por tugal

    has been so well provided by Nature.

    Rockf i l l s t ruc tu re s are

    used a l l o v e r

    the world,

    but

    t he i r

    ro l e and

    importance are

    not genera l ly

    recognised. For

    ins tance

    when re ference i s made to

    dams, the publ ic in

    genera l immediately th inks

    in

    terms of

    concre te dams,

    ignorant

    of the fac t

    t ha t

    embankment

    dams

    are

    by

    fa r the most

    numerous; and the su rp r i se i s t o t a l when t i s sa id t ha t the

    h ighes t dams

    in

    the world

    more

    than

    th ree

    hundred meters)

    are

    ear th - rockf i l l dams.

    Never theless , progress in t h i s area i s r e l a t i ve l y recent

    and

    i s centered

    in th ree

    domains:

    - cons t ruc t ion technology,

    where

    compaction by vibra t ion

    has

    a leading

    ro le ;

    - cons t i tu t ive laws, subjec t to

    which fundamental

    research on

    p a r t i cu l a t e

    media, l abora tory

    and

    f i e l d

    t e s t s

    as

    well

    as monitoring, have

    made important

    cont r ibut ions;

    numerical

    methods, because they

    al low

    the appl i ca t ion

    of

    cons t i tu t ive

    laws, and thus the

    forecas t ing

    of

    r ock f i l l

    s t ruc tu re

    behaviour.

    xxvii

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    xxviii

    It

    i s important

    to

    s t r e s s t h a t r o c k f i l l s ,

    when compared with

    s o i l s , presen t addi t iona l d i f f i cu l

    t i e s ,

    when

    a

    t heo re t i ca l

    approach

    to t h e i r

    behaviour

    i s at tempted.

    One of the

    most

    s ign i f i can t ,

    i s

    t h a t

    fo r t he

    range

    o f

    s t r e s s e s

    found

    in

    c i v i l engineer ing problems, p a r t i c l e s o f

    granular

    mate r i a l s undergo important

    breakage,

    even fo r very

    low

    s t r e s s l eve l s . This

    means

    t h a t when

    t r a v e l l i n g

    a long t he i r

    s t r e s s paths , ro ck f i l l s a re

    cont inuous ly

    changing not only t he

    void r a t i o

    -

    as

    i s

    t he case with so i l s

    -

    but

    a l so

    the g ra in

    s i ze .

    For each

    new s t ep in

    t h i s

    path , a new mate r i a l i s

    obta ined . It therefore

    becomes c lea r

    how hard it

    i s

    to

    des ign

    a ro ck f i l l

    s t ruc tu re when

    we

    aim to t ack le

    a l l

    t he sa fe ty

    problems involved. Never the less , it i s our hope

    t h a t a t

    t he

    end of t h i s Course a con t r ibu t ion wi l l have

    been

    made

    towards

    a

    c l a r i f i c a t i o n

    of

    these

    problems.

    Though

    t h i s

    Course i s in tended pr imar i ly

    for N TO count r ies ,

    t echnic ians

    non-NATO

    coun t r i e s may

    a l so

    a t t end it

    We

    t he re fo re have

    l ec tu re r s

    and

    par t i c i pan t s

    from

    such

    d i f f e ren t coun t r i e s as Angola, Aust ra l i a , Braz i l , Cape

    Verde,

    France,

    Germany, Greece,

    I t a l y , Japan, Mexico,

    Mozambique,

    Spain,

    Sweden, Turkey,

    t he un i t ed Kingdom,

    the un i t ed

    Sta t e s

    and,

    of course , Por tugal .

    The t o t a l number of l ec tu re r s i s twe lve , and t he number of

    par t i c i pan t s

    i s about

    seventy.

    The course

    l a s t s

    fo r

    two

    weeks, with fo r ty - two hours of

    l ec tu res , and

    discuss ions

    per iods devoted to t he

    con t r ibu t ions

    of

    par t i c i pan t s ;

    a

    panel

    on discuss ion of t he

    fu ture

    of

    ro ck f i l l s

    an

    e d i t o r i a l meet ing , and two t echn ica l

    v i s i t s : one

    to

    t he LNEC

    next

    Wednesday and

    the

    o the r , to a sec t ion o f

    the Lisbon-opor to motorway, where ro ck f i l l s a re be ing used

    in

    road embankments.

    The ob jec t ive of t h i s course i s not only to con t r ibu te

    to

    the

    advancement of sc ience and dissemina t ion of

    advanced

    knowledge, but a l so

    to

    encourage t he c rea t ion

    o f

    pro fess iona l

    and persona l

    l inks among t he

    sc i en t i s t s

    in t h i s

    i n t e rna t i ona l

    meet ing .

    Keeping t h i s ob jec t ive

    in

    mind,

    we

    have t r i e d hard

    -

    and

    we

    vJi

    t r y

    in the

    next two weeks

    -

    to

    achieve an atmosphere

    which wi l l he lp to

    a t t a i n

    t h i s

    goal . ce r t a in ly we

    wi l l

    have

    the

    valuable he lp of t he l e c tu re r s , t he pa r t i c ipan t s , t he LNEC

    s t a f f

    and a l so of a l l those very many aspects

    with which our

    count ry

    and

    our

    people, always

    su rp r i se

    those who

    come

    from

    abroad and wish to know us.

    On t he behal f

    o f

    the Organizing Committee I wish

    to thank

    t he Lecturers coming from abroad for t he i r e f f o r t s and good

    w i l l ,

    and t he N TO Sc ien t i f i c Affa i r s Divis ion and

    the LNEC

    fo r

    t h e i r

    l o g i s t i c a l

    suppor t .

    To

    everyone t ak ing pa r t , we

    of fe r our bes t wishes fo r

    a

    p r o f i t a b l e course

    and

    a p leasan t

    s t ay

    in Por tugal .