advancesinhigh-efficiencyiii …. king et al., adv. in...sc 30% 32% 34% 36% 38% 40% 42% 40.7% mm...

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Hindawi Publishing Corporation Advances in OptoElectronics Volume 2007, Article ID 29523, 8 pages doi:10.1155/2007/29523 Research Article Advances in High-Efficiency III-V Multijunction Solar Cells Richard R. King, Daniel C. Law, Kenneth M. Edmondson, Christopher M. Fetzer, Geoffrey S. Kinsey, Hojun Yoon, Dimitri D. Krut, James H. Ermer, Raed A. Sherif, and Nasser H. Karam Spectrolab, Inc., 12500 Gladstone Avenue, Sylmar, CA 91342, USA Received 25 May 2007; Accepted 12 September 2007 Recommended by Armin G. Aberle The high eciency of multijunction concentrator cells has the potential to revolutionize the cost structure of photovoltaic elec- tricity generation. Advances in the design of metamorphic subcells to reduce carrier recombination and increase voltage, wide- band-gap tunnel junctions capable of operating at high concentration, metamorphic buers to transition from the substrate lattice constant to that of the epitaxial subcells, concentrator cell AR coating and grid design, and integration into 3-junction cells with current-matched subcells under the terrestrial spectrum have resulted in new heights in solar cell performance. A metamorphic Ga 0.44 In 0.56 P/Ga 0.92 In 0.08 As/ Ge 3-junction solar cell from this research has reached a record 40.7% eciency at 240 suns, under the standard reporting spectrum for terrestrial concentrator cells (AM1.5 direct, low-AOD, 24.0 W/cm 2 , 25 C), and experimental lattice-matched 3-junction cells have now also achieved over 40% eciency, with 40.1% measured at 135 suns. This metamorphic 3-junction device is the first solar cell to reach over 40% in eciency, and has the highest solar conversion eciency for any type of photovoltaic cell developed to date. Solar cells with more junctions oer the potential for still higher eciencies to be reached. Four-junction cells limited by radiative recombination can reach over 58% in principle, and practical 4-junction cell eciencies over 46% are possible with the right combination of band gaps, taking into account series resistance and gridline shadowing. Many of the optimum band gaps for maximum energy conversion can be accessed with metamorphic semiconductor materials. The lower current in cells with 4 or more junctions, resulting in lower I 2 R resistive power loss, is a particularly significant advan- tage in concentrator PV systems. Prototype 4-junction terrestrial concentrator cells have been grown by metal-organic vapor-phase epitaxy, with preliminary measured eciency of 35.7% under the AM1.5 direct terrestrial solar spectrum at 256 suns. Copyright © 2007 Richard R. King et al. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited. 1. INTRODUCTION In the past decade, terrestrial concentrator multijunction III- V cells have embarked upon a remarkable ascent in solar conversion eciency. The realization that very high conver- sion eciencies can be achieved with advanced multijunc- tion solar cells in practice, not just in theory, has prompted a resurgence of research in multijunction cells and commer- cial interest in concentrator III-V photovoltaics. This pa- per discusses recent advances in multijunction cell research that have led to experimental metamorphic (MM), or lattice- mismatched, solar cells with 40.7% eciency under the con- centrated terrestrial spectrum [1, 2]. This is the first solar cell to reach over 40% eciency, and is the highest solar conver- sion eciency yet achieved for any type of photovoltaic de- vice. Experimental lattice-matched (LM) cells have also bro- ken the 40% milestone, with 40.1% eciency demonstrated for an LM 3-junction cell. Both of these cell-eciency results have been independently verified by cell measurements at the National Renewable Energy Laboratory (NREL). Many of the high eciency device structures developed in the exper- iments leading to these record performance cells have now been incorporated in production III-V multijunction cells, increasing the average eciency of these mass-produced so- lar cells as well, while other experimental device improve- ments will be implemented in production in the coming months and years. This paper discusses the science behind the 40.7% metamorphic and 40.1% lattice-matched cells, the opportunity to reach new levels of photovoltaic (PV) system cost-eectiveness with production III-V concentrator cells that make use of these advances, and possibilities for the next generations of terrestrial concentrator cells with eciencies of 45%, or even 50%. 2. METAMORPHIC SOLAR CELLS Perhaps the essential distinguishing feature of III-V multi- junction cells is the very wide range of subcell and device

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Page 1: AdvancesinHigh-EfficiencyIII …. King et al., Adv. in...sc 30% 32% 34% 36% 38% 40% 42% 40.7% MM LM.1% (c) Figure 1: Calculated iso-efficiency contours for 3-junction terrestrial

Hindawi Publishing CorporationAdvances in OptoElectronicsVolume 2007, Article ID 29523, 8 pagesdoi:10.1155/2007/29523

Research ArticleAdvances in High-Efficiency III-V Multijunction Solar Cells

Richard R. King, Daniel C. Law, Kenneth M. Edmondson, Christopher M. Fetzer, Geoffrey S. Kinsey,Hojun Yoon, Dimitri D. Krut, James H. Ermer, Raed A. Sherif, and Nasser H. Karam

Spectrolab, Inc., 12500 Gladstone Avenue, Sylmar, CA 91342, USA

Received 25 May 2007; Accepted 12 September 2007

Recommended by Armin G. Aberle

The high efficiency of multijunction concentrator cells has the potential to revolutionize the cost structure of photovoltaic elec-tricity generation. Advances in the design of metamorphic subcells to reduce carrier recombination and increase voltage, wide-band-gap tunnel junctions capable of operating at high concentration, metamorphic buffers to transition from the substrate latticeconstant to that of the epitaxial subcells, concentrator cell AR coating and grid design, and integration into 3-junction cells withcurrent-matched subcells under the terrestrial spectrum have resulted in new heights in solar cell performance. A metamorphicGa0.44In0.56P/Ga0.92In0.08As/ Ge 3-junction solar cell from this research has reached a record 40.7% efficiency at 240 suns, underthe standard reporting spectrum for terrestrial concentrator cells (AM1.5 direct, low-AOD, 24.0 W/cm2, 25◦C), and experimentallattice-matched 3-junction cells have now also achieved over 40% efficiency, with 40.1% measured at 135 suns. This metamorphic3-junction device is the first solar cell to reach over 40% in efficiency, and has the highest solar conversion efficiency for any typeof photovoltaic cell developed to date. Solar cells with more junctions offer the potential for still higher efficiencies to be reached.Four-junction cells limited by radiative recombination can reach over 58% in principle, and practical 4-junction cell efficienciesover 46% are possible with the right combination of band gaps, taking into account series resistance and gridline shadowing.Many of the optimum band gaps for maximum energy conversion can be accessed with metamorphic semiconductor materials.The lower current in cells with 4 or more junctions, resulting in lower I2R resistive power loss, is a particularly significant advan-tage in concentrator PV systems. Prototype 4-junction terrestrial concentrator cells have been grown by metal-organic vapor-phaseepitaxy, with preliminary measured efficiency of 35.7% under the AM1.5 direct terrestrial solar spectrum at 256 suns.

Copyright © 2007 Richard R. King et al. This is an open access article distributed under the Creative Commons AttributionLicense, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properlycited.

1. INTRODUCTION

In the past decade, terrestrial concentrator multijunction III-V cells have embarked upon a remarkable ascent in solarconversion efficiency. The realization that very high conver-sion efficiencies can be achieved with advanced multijunc-tion solar cells in practice, not just in theory, has prompted aresurgence of research in multijunction cells and commer-cial interest in concentrator III-V photovoltaics. This pa-per discusses recent advances in multijunction cell researchthat have led to experimental metamorphic (MM), or lattice-mismatched, solar cells with 40.7% efficiency under the con-centrated terrestrial spectrum [1, 2]. This is the first solar cellto reach over 40% efficiency, and is the highest solar conver-sion efficiency yet achieved for any type of photovoltaic de-vice. Experimental lattice-matched (LM) cells have also bro-ken the 40% milestone, with 40.1% efficiency demonstratedfor an LM 3-junction cell. Both of these cell-efficiency resultshave been independently verified by cell measurements at

the National Renewable Energy Laboratory (NREL). Many ofthe high efficiency device structures developed in the exper-iments leading to these record performance cells have nowbeen incorporated in production III-V multijunction cells,increasing the average efficiency of these mass-produced so-lar cells as well, while other experimental device improve-ments will be implemented in production in the comingmonths and years. This paper discusses the science behindthe 40.7% metamorphic and 40.1% lattice-matched cells, theopportunity to reach new levels of photovoltaic (PV) systemcost-effectiveness with production III-V concentrator cellsthat make use of these advances, and possibilities for the nextgenerations of terrestrial concentrator cells with efficienciesof 45%, or even 50%.

2. METAMORPHIC SOLAR CELLS

Perhaps the essential distinguishing feature of III-V multi-junction cells is the very wide range of subcell and device

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2 Advances in OptoElectronics

1 1.1 1.2 1.3 1.4 1.5 1.6

Eg2 = subcell 2 bandgap (eV)

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3-junction Eg1/Eg2/0.67 eV cell efficiency

240 suns (24.0 W/cm2), AM1.5D (ASTM G173-03), 25 ◦C

Ideal efficiency – radiative recombination limit

38%40%

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240 suns (24.0 W/cm2), AM1.5D (ASTM G173-03), 25 ◦C

Series resistance and grid shadowing included

35%37%

39%41%

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Disordered GaInP top subcellOrdered GaInP top subcell

3-junction Eg1/Eg2/0.67 eV cell efficiency

240 suns (24.0 W/cm2), AM1.5D (ASTM G173-03), 25 ◦C

Normalized to experimental 3J cell Voc and Jsc

30%32%

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(c)

Figure 1: Calculated iso-efficiency contours for 3-junction terrestrial concentrator cells with variable top and middle subcell band gaps forthe terrestrial solar spectrum at 240 suns: (a) theoretical efficiency based on radiative recombination [1]; (b) including the effects of gridresistance and shadowing using the metal grid design of the record 40.7%-efficient cell; and (c) additionally including empirically determinedaverage quantum efficiency of 0.925, and 3-junction cell Voc 233 mV lower than the ideal voltage based on radiative recombination alone,giving an experimentally grounded prediction of practical, state-of-the-art, 3J cell efficiencies, as a function of subcell Eg . Subcell 1 and 2 bandgap pairs of GaInP and GaInAs at the same lattice constant are shown for both disordered and ordered GaInP. The measured efficiencies andband gap combinations for the record 40.7% MM and 40.1% LM cells are plotted, at 240 and 135 suns, respectively, showing the theoreticaladvantage of the metamorphic design, now realized in practice.

structure band gaps that can be grown with high crystalquality, and correspondingly high minority-carrier recombi-nation lifetimes. This is true for lattice-matched multijunc-tion cells, but the flexibility in band gap selection takes ona whole new dimension when metamorphic semiconductorsare used, providing freedom from the constraint that all sub-cells must have the same crystal lattice constant. The area ofmetamorphic solar cell materials has attracted interest fromphotovoltaic research groups around the globe [1–11].

The theoretical benefits of flexibility in subcell band gapselection are made apparent in Figure 1(a), which plots iso-efficiency contours for 3-junction terrestrial concentratorcells as a function of top (subcell 1) band gap Eg1 and mid-

dle (subcell 2) band gap Eg2 [1]. Figure 1(a) plots contoursof ideal efficiency based on the diode characteristics of sub-cells limited only by the fundamental mechanism of radiativerecombination, and on the shape of the terrestrial solar spec-trum. The cell model is discussed in greater detail in [10].Efficiencies up to 54% can be seen to be possible in princi-ple at this concentration for 3-junction cells in the radiativerecombination limit, increasing to over 58% for 4-junctionterrestrial concentrator cells [10].

In 3-junction GaInP/GaInAs/Ge metamorphic solarcells, the GaInP and GaInAs subcells can be grown on ametamorphic buffer such that these two subcells are lattice-matched to each other, but are both lattice-mismatched to

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Richard R. King et al. 3

Contact

ARn+-Ga(In)As

n-AlInP windown-GaInP emitter

p-GaInP base

p-AlGaInP BSFp++-TJn++-TJ

n-GaInP windown-Ga(In)As emitter

p-Ga(In)As base

p-GaInP BSFp++-TJn++-TJ

n-Ga(In)As buffer

Nucleationn+-Ge emitter

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Contact

GaInP top cell

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Buffer region

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nction

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Lattice-matched (LM)

Contact

ARn+-GaInAs

n-AlInP windown-GaInP emitter

p-GaInP base

p-AlGaInP BSFp++-TJn++-TJ

n-GaInP windown-GaInAs emitter

p-GaInAs base

p-GaInP BSF

p-GaInAsStep-graded

Buffer

p++-TJn++-TJ

Nucleationn+-Ge emitter

p-Ge base and substrate

Contact

Top cell

Wide-E

gtu

nnel

Mid

dlece

ll

Tunneljuncti

on

Bottom

cell

Lattice-mismatchedor metamorphic (MM)

Figure 2: Schematic cross-sectional diagrams of lattice-matched (LM) and metamorphic (MM) GaInP/GaInAs/Ge 3-junction cell configu-rations, corresponding to the LM 40.1% and MM 40.7%-efficient concentrator cells.

the Ge growth substrate and subcell. The band gap combi-nations that are possible with GaInP and GaInAs subcells atsame lattice constant, but with varying lattice mismatch tothe Ge substrate, are shown in Figure 1(a). The cases witha disordered group-III sublattice in the GaInP subcell, giv-ing higher band gap at the same GaInP composition, andwith an ordered (low Eg) group-III sublattice in the GaInPsubcell, are both plotted. Metamorphic cells can be seen tobring the cell design closer to the region of Eg1, Eg2 space thathas the highest theoretical efficiencies. The lower band gapsof MM subcells can use a larger part of the solar spectrum,that is wasted as excess photogenerated current in the Ge bot-tom cell in most lattice-matched 3-junction cells. In the past,recombination at dislocations in MM materials have oftenthwarted this promise of higher theoretical efficiency. How-ever, for the recent metamorphic 40.7%-efficient and lattice-matched 40.1%-efficient cell results, plotted in Figure 1, thedensity and activity of dislocations have been controlled suf-ficiently to show the efficiency advantage of the MM design,not just theoretically but now also experimentally.

Figures 1(b) and 1(c) take this analysis a bit farther. Theefficiency contours in Figure 1(b) take into account the shad-owing and specific series resistance associated with the metalgrid pattern used on the 40.7% record cell. The fill factor cal-culated for the 3-junction cell with the band gap combina-tion of the MM 40.7% cell is 87.5% with series resistance in-

cluded, essentially identical to that measured experimentallyfor the 40.7% cell at 240 suns.

In Figure 1(c), additional real-life effects are included byusing empirical values for the active-area external quantumefficiency (EQE), and for the decrease in 3-junction cell Voc

from Shockley-Read-Hall (SRH) recombination in additionto radiative recombination. The record 40.7%-efficiency 3-junction MM cell has an average active-area external quan-tum efficiency of 0.925, and actual Voc that is 233 mV lowerthan the ideal Voc in the radiative limit. This is equivalentto 78 mV per subcell on average, though since the GaInAsmiddle subcell Voc is often close to the radiative limit, thedifference between actual Voc and ideal radiative Voc is moreheavily distributed in the top and bottom subcells. With theaddition of these last real-life effects, the calculated contoursin Figure 1(c) show a good estimate of the efficiencies thatcan be achieved in practical, state-of-the-art, 3-junction cellsas a function of band gap. The measured efficiencies of theplotted 40.7% MM and 40.1% LM record cells correspond tothe efficiency contours in Figure 1(c), but are also plotted inFigures 1(a) and 1(b) for reference. It should be noted thatunlike Figure 1(a), the present, state-of-the-art, practical ef-ficiencies of the contours in Figure 1(c) are not fundamentallimits, and can be made higher by finding ways to reduce thenonfundamental EQE andVoc losses that have been includedin Figure 1(c).

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4 Advances in OptoElectronics

−2500 −2480 −2460 −2440 −2420

Qx (tilt) A−1

8780

8800

8820

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8880Qy

(str

ain

)A−1

Line of 0%relaxation

Line of 100%relaxation

Ga0.92In0.08As MCGaInP TC

(115)glancingexit XRD

Gradedbuffer

Ge

Figure 3: High-resolution X-ray diffraction reciprocal space map ofa metamorphic 3-junction cell structure, showing a metamorphicbuffer with almost no residual strain, and a GaInP top cell that ispseudomorphic with respect to the Ga0.92In0.08As middle cell.

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AM1.5D, low-AODAM1.5G, ASTM G173-03AM0, ASTM E490-00a

EQE, lattice-matchedEQE, metamorphic

Figure 4: External quantum efficiency for GaInP, GaInAs, and Gesubcells of LM and MM 3-junction cells, showing extension of thelower-Eg MM GaInP and GaInAs responses to longer wavelengths,allowing them to use more of the solar spectrum [1].

Schematic diagrams of LM and MM cells are shown inFigure 2, showing the step-graded metamorphic buffer usedin the MM case to transition from the lattice constant of thesubstrate to that of the upper subcells. The lattice constantsand strain in the various MM 3-junction cell layers are im-aged in the high-resolution X-ray diffraction (HRXRD) re-

0 0.5 1 1.5 2 2.5 3

Voltage (V)

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HIPSSPV Performance Characterization Team

SpectrolabMetamorphic

GaInP/GaInAs/Ge cell

Voc = 2.911 VJsc = 3.832 A/cm2

FF = 87.50%Vmp = 2.589 V

Efficiency = 40.7%± 2.4%

240 suns (24.0 W/cm2) intensity

0.2669 cm2 designated area25 ± 1 ◦C, AM1.5D, low-AOD spectrum

Figure 5: Illuminated I-V curve for the record 40.7% metamor-phic 3-junction cell, independently verified at NREL. This is the firstphotovoltaic cell of any type to reach over 40% solar conversion ef-ficiency.

ciprocal space map (RSM) shown in Figure 3. The buffer canbe seen to be nearly 100% relaxed, with very little residualstrain to drive the formation of dislocations in the active up-per subcells.

The shift in the quantum efficiency of the 3 subcells inGaInP/GaInAs/Ge 3-junction cells, as a result of the higherindium composition and lower band gap of the metamor-phic GaInP and GaInAs subcells, is shown in Figure 4 [1]. Inthis way the MM cells are able to capture some of the currentdensity that would otherwise be wasted in the Ge subcell. Thequantum efficiencies are overlaid on the AM0, and terrestrialAM1.5G and AM1.5D, low-AOD solar spectra, to show thecurrent densities available in the response range of each sub-cell.

3. HIGH-EFFICIENCY MULTIJUNCTION CELLS

Band gap engineering of subcells in 3-junction solar cells,made possible by metamorphic semiconductor materials, hasnow resulted in higher measured efficiencies for metamor-phic cells than in even the best lattice-matched cells. Exper-iments on step-graded buffers, used to transition from thesubstrate to the subcell lattice constant, have been used tocontrol the classic problem of dislocations in the active cellregions due to the lattice mismatch. The band gap-voltageoffset (Eg/q)− Voc is a key indicator of the quality and sup-pression of SRH recombination in semiconductors of vari-able band gap, where lower offset values are desired, sinceit is a measure of the separation between electron and holequasi-Fermi levels and the conduction and valence bandedges [8–10]. Metamorphic 8%-In GaInAs single-junctioncells were built and tested with a band gap-voltage offset

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Richard R. King et al. 5

0 0.5 1 1.5 2 2.5 3

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2.589 V0.875240 suns

0.267 cm2

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2.3010.8501.04.0

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2.055 V0.8191.0 suns

4.0 cm2

31.3%

Designated area efficiency at 25 ◦C

AM1.5D, low-AOD spectrum

Total area efficiency at 25 ◦C

AM1.5G 1 sun = 0.100 W/cm2

Figure 6: Comparison of the light I-V characteristics of the 40.1%lattice-matched and 40.7% metamorphic 3-junction concentratorcells, and earlier record one-sun cells [1]. The higher current andlower voltage of the metamorphic design is evident.

of 0.42 V at one sun, essentially the same as GaAs controlcells, reflecting the long minority-carrier lifetimes that canbe achieved in metamorphic materials.

An extensive experimental campaign was carried out onGaInP/GaInAs/Ge terrestrial concentrator cells, using a vari-ety of metamorphic and lattice-matched 3-junction cell con-figurations, wide-band-gap tunnel junctions and other high-efficiency semiconductor device structures, current matchingconditions, cell sizes, grid patterns, and fabrication processes,resulting in new understanding of the limiting mechanismsof terrestrial multijunction cells, and new heights in perfor-mance. Figure 5 plots the measured illuminated I-V curve forthe record efficiency 40.7% metamorphic GaInP/GaInAs/Ge3-junction cell at 240 suns [1], under the standard spectrumfor concentrator solar cells (AM1.5D, low-AOD, 24.0 W/cm2,25◦C). This is the first solar cell to reach over 40% efficiency,and is the highest solar conversion efficiency yet achieved forany type of photovoltaic device. A lattice-matched 3-junctioncell has also achieved over 40% efficiency, with 40.1% mea-sured at 135 suns (AM1.5D, low-AOD, 13.5 W/cm2, 25◦C).These efficiencies have been independently verified by mea-surements at the National Renewable Energy Laboratory(NREL). Light I-V characteristics of both the record MM andLM devices are compared in Figure 6 [1].

The highest cell efficiencies from a number of pho-tovoltaic technologies by year since 1975 are plotted inFigure 7, showing the most recent 40.7%-efficient cell result.It is interesting to note that III-V multijunction concentratorcells not only are the highest efficiency technology, but also

have the highest rate of increase. These high III-V cell effi-ciencies have translated to concentrator PV module efficien-cies over 30%, more than double the ∼15% module efficien-cies that are more typical of flat-plate silicon modules. Thishigh efficiency is extremely leveraging for PV system eco-nomics [12], as it reduces all area-related costs of the module.Production multijunction concentrator cells with efficiencyin the 40% range could cause the market growth for concen-trator PV to explode, with multi-GW/year production levels.

In Figure 8, the measured efficiency, Voc, and fill factorare plotted as a function of incident intensity, or concentra-tion ratio, for the record 40.7% MM and 40.1% LM cells, aswell as for an additional MM cell with good performance athigh intensities. It is interesting to note that the efficienciesof both the record MM and LM cells track very closely at thesame concentration, but the measurements were able to beextended to a higher concentration for the MM cell. Fill fac-tors for both types of cell are quite high at about 88% in the100–200 sun range. The open-circuit voltage Voc increases atrates of approximately 210 mV/decade and 190 mV/decadefor the MM and LM record cells, respectively, in the 100–200suns range. Thus the MM subcells increase in voltage some-what more rapidly with excess carrier concentration than inthe LM case, as one would expect if defects in the MM mate-rials are becoming less active at mediating recombination athigher injection levels. From the slopes of Voc versus concen-tration (current density) we can extract values of the diodeideality factor n. Subtracting off the 59 mV/decade increasefor the Ge subcell, which has diode ideality factor very closeto unity, gives an average n for the upper two subcells of 1.26in the MM case and 1.10 in the LM case in the same con-centration range, with decreasing n as the incident intensityincreases.

4. FOUR-JUNCTION SOLAR CELLS

A 4-junction (Al)GaInP/ AlGa(In)As/ Ga(In)As/ Ge terres-trial concentrator solar cell [10] is shown in Figure 9, wherethe parentheses indicate optional elements in the subcellcomposition. This type of cell divides the photon flux avail-able in the terrestrial solar spectrum above the band gap ofthe GaInAs subcell 3 into 3 pieces, rather than 2 pieces inthe case of a 3-junction cell. As a result, the current densityof a 4-junction cell is roughly 2/3 that of a corresponding3-junction cell, and the I2R resistive power loss is approxi-mately (2/3)2 = 4/9, or less than half that of a 3-junction cell.Figure 9 shows a lattice-matched 4-junction cell, with all thesubcells at the lattice constant of the Ge substrate, but lattice-mismatched versions of the 4-junction cell are also possible,giving greater flexibility in bandgap selection.

Iso-efficiency contours for 4-junction terrestrial concen-trator cells, under the AM1.5D (ASTM G173-03) solar spec-trum at 500 suns (50.0 W/cm2), are plotted in Figure 10 asa function of the band gaps of subcells 2 and 3. Ideal 4-junction cell efficiency is plotted in Figure 10(a), and prac-tical cell efficiency, consistent with the measured 3J cell effi-ciency, in Figure 10(b). The band gap of subcell 1 is held at1.9 eV, corresponding to GaInP at the Ge lattice constant witha disordered group-III sublattice, and subcell 4 (the bottom

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6 Advances in OptoElectronics

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40%

Multijunction concentratorsThree-junction (2-terminal, monolithic)Two-junction (2-terminal, monolithic)

Thin film technologies

Cu(In, Ga)Se2

CdTeAmorphous Si:H (stabilized)Nano-, micro-, poly- Si

Multijunction polycrystalline

Emerging PV

Dye cellsOrganic cells (various technologies)

Crystalline Si cells

Single crystalMulticrystallineThick Si film

Universityof Maine

RCA RCARCA

RCARCA

RCA

RCA

Solarex United Solar

EPFL

EPFL

Kaneka(2 μm on glass)

United Solar

Univ. Stuttgart(45 μm thin-film

transfer)

Sharp(large area)

NREL(CdTe/ClS)

NREL KonarkaUniv. LinzGroningen

SiemensUniversity

Linz

UniversityLinz

Matsushita

Monosolar Kodak Boeing

Boeing Kodak

Boeing

SolarexARCO

AMETEKPhotonEnergy

BoeingEuro-ClS

NRELAstroPower(small area) NREL

NREL

NRELNREL NREL NREL NREL

FhG-ISE

NRELCu(In, Ga)Se2

14x concentrationUNSW

GeorgiaTech

Sharp

UniversitySo. FloridaNo. Carolina

State Univ.

Westing.house

Spire Stanford

ARCO

Spire

UNSWUNSW

UNSWUNSW UNSW

GeorgiaTech

Varian

NREL

NREL

Japan

EnergyNREL/

Spectrolab

Spectrolab

Boeing-Spectrolab NREL

(inverted,semi-mismatched)

Boeing-Spectrolab

(metamorphic)

Rev

ised

11-2

1-06

Figure 7: Plot of record cell efficiencies for a range of photovoltaic technologies, showing the recent advance to 40.7% efficiency for III-Vmultijunction cells. Chart courtesy of Bob McConnell, NREL.

subcell) is fixed at the 0.67-eV band gap of Ge, for this anal-ysis [10].

The diamond in the plots indicates the 1.62/1.38 eV bandgap combination of the AlGaInAs subcell 2 and GaInAs sub-cell 3 of a 4-junction cell described later in the paper (see thequantum efficiency measurements in Figure 11). Ideal effi-ciencies of over 58%, and practical cell efficiencies of 47% arepossible for 4-junction terrestrial concentrator cells with aband gap combination of 1.90/1.43/1.04/0.67 eV. These bandgaps are accessible with metamorphic materials and the useof transparent graded buffer layers, for example, in invertedmetamorphic cell designs [6, 8, 10, 11]. It is worth notingthat these practical 4J cell efficiencies are about 5 absolute ef-ficiency points over those for 3-junction cells. Four-junctioncells benefit from reduced resistive power losses as describedabove, and for this band gap combination, also benefit frommore efficient use of the terrestrial solar spectrum.

Four-junction cells designed for the terrestrial solar spec-trum and the high current densities of concentrator opera-tion have been grown by metal-organic vapor-phase epitaxy(MOVPE), processed into devices, and tested. The externalquantum efficiency of one such 4J cell is plotted in Figure 11versus photon energy. The band gaps of each subcell can bedetermined from the quantum efficiency data, and the ex-tracted values are listed in the legend. By convoluting with

the terrestrial AM1.5D (ASTM G173-03) spectrum, the cur-rent density of each subcell can also be determined. The cur-rent densities are 9.24, 9.24, 9.58, and 21.8 mA/cm2 for sub-cells 1, 2, 3, and 4, respectively, such that the subcells are veryclose to being current matched for this 4J cell.

Illuminated light I-V curves are shown in Figure 12 fora 4-junction (Al)GaInP/ AlGa(In)As/ Ga(In)As/ Ge solar cellmeasured at 256 suns [10], and for a similar solar cell withonly the upper 3 junctions active (inactive Ge). The open-circuit voltage of the 4-junction cell is 4.364 V, comparedto 3.960 V for the cell with an inactive subcell 4, indicatingthe Ge bottom cell accounts for about 400 mV of the Voc atthis concentration. Independently confirmed measurementsof the 40.1% lattice-matched and 40.7% metamorphic 3-junction cells are also shown for comparison. Preliminarymeasured efficiency for this as yet nonoptimized 4J cell is35.7% at 256 suns.

5. SUMMARY

Multijunction GaInP/GaInAs/Ge solar cells have beendemonstrated with 40.7% efficiency using metamorphicsemiconductor technology, and 40.1% for lattice-matchedcells [1]. These are the first solar cells to reach over the mile-stone efficiency of 40%, and have the highest solar conversion

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Richard R. King et al. 7

1 10 100 1000

Concentration (suns) (1 sun = 0.100 W/cm2)

22

24

26

28

30

32

34

36

38

40

42

Effi

cien

cy(%

)an

dV

oc×

10(V

)

70

76

82

88

94

100

Fill

fact

or(%

)

MM, 40.7% maxLM, 40.1% maxMM, high concentration

Voc × 10

FF

Eff. 40.1% LM 40.7%MM

38.5%at 630 suns

Figure 8: Efficiency, Voc, and FF of record performance 40.7%metamorphic and 40.1% lattice-matched 3-junction cells as a func-tion of incident intensity. An additional cell is shown which main-tains an efficiency of 38.5% over 600 suns, and 36.9% over 950 suns.

Contact

AR ARCap

(Al)GaInP cell 1 1.9 eV

Wide-Eg tunnel junction

AlGa(In)As cell 21.6 eV

Wide-Eg tunnel junction

Ga(In)As cell 31.4 eV

Tunnel junctionGa(In)As buffer

Nucleation

Ge cell 4and substrate

0.67 eV

Back contact

Figure 9: A 4-junction (Al)GaInP/ AlGa(In)As/ Ga(In)As/Ge ter-restrial concentrator solar cell cross-section.

efficiencies of any type of photovoltaic device to date. Thesevery high experimental cell efficiencies have begun to betranslated to production solar cells as well.

The dependence of 3- and 4-junction terrestrial concen-trator cell efficiency on the band gaps of subcells 1, 2, and3 is calculated, and presented in contour plots of both idealefficiency and practical cell efficiency. Ideal cell efficienciesare over 58%, and practical efficiencies of 47% are achiev-able for 4-junction concentrator cells [10]. The low resistive

0.8 0.9 1 1.1 1.2 1.3 1.4 1.5

Eg3 = subcell 3 bandgap (eV)

1

1.1

1.2

1.3

1.4

1.5

1.6

1.7

Eg2

=su

bcel

l2ba

ndg

ap(e

V)

4-junction 1.9 eV/Eg2 /Eg3 /0.67 eV cell efficiency

500 suns (50 W/cm2 ), AM1.5D (ASTM G173-03), 25 ◦C

Ideal efficiency – radiative recombination limit

34%

38%

42%

46%

50%

54%

56%

58%

(a)

0.8 0.9 1 1.1 1.2 1.3 1.4 1.5

Eg3 = subcell 3 bandgap (eV)

1

1.1

1.2

1.3

1.4

1.5

1.6

1.7

Eg2

=su

bcel

l2ba

ndg

ap(e

V)

4-junction 1.9 eV/Eg2 /Eg3 /0.67 eV cell efficiency

500 suns (50 W/cm2 ), AM1.5D (ASTM G173-03), 25 ◦C

Normalized to measured 3J cell efficiency

30%34%

38%

40%

42%

44%

46%

47%

(b)

Figure 10: Contour plots of (a) ideal efficiency and (b) efficiencynormalized to experiment, for 4-junction solar cells, with variablesubcell 3 and subcell 2 band gaps.

0.5 1 1.5 2 2.5 3 3.5

Photon energy (eV)

0

10

20

30

40

50

60

70

80

90

100

Qu

antu

meffi

cien

cy(%

)

GaInP subcell 1 (top cell)1.86 eV

AlGaInAs subcell 21.62 eV

GaInAs subcell 31.38 eV

Ge subcell 40.7 eV

Figure 11: External quantum efficiency of a 4-junction (Al)GaInP/AlGa(In)As/ Ga(In)As/ Ge terrestrial concentration cell.

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8 Advances in OptoElectronics

0 0.5 1 1.5 2 2.5 3 3.5 4 4.5

Voltage (V)

0

0.02

0.04

0.06

0.08

0.1

1.12

1.14

1.16

Cu

rren

tde

nsi

ty/i

nci

den

tin

ten

sity

(A/W

)

3J concentrator cells 4J concentrator cells

Latt.-matched Metamorphic 4J cell Inactive Ge (3J)Voc

Jsc/inten.

Vmp

FFConc.

Area

Eff.

3.054

0.1492

2.755

0.881

135

0.25540.1%

2.911 V

0.1571 A/W

2.589 V

0.875240 suns

0.267 cm2

40.7%

4.364

0.0923

3.949

0.886

2560.25635.7%

3.960 V

0.0923 A/W

3.572 V

0.882

254 suns

0.256 cm2

32.3%

Aperture area efficiency, 25 ◦C

AM1.5D, low-AOD spectrum

Independently confirmed measurement

Aperture area efficiency, 25 ◦C

AM1.5D ASTM G173-03Preliminary measurement

Figure 12: Illuminated I-V characteristics of an unoptimized 4-junction terrestrial concentrator cell with 35.7% efficiency, and Voc

over 4.3 volts. I-V curves for the record 40.7%-efficient metamor-phic and 40.1% lattice-matched 3-junction cells are also shown.

power loss that results from the high-voltage, low-currentdesign of cells with 4 or more junctions is a powerful ad-vantage in concentrator applications. New 4-junction terres-trial concentrator cell architectures have been demonstrated,with 35.7% measured efficiency [10]. The recent realizationof very high-efficiency III-V multijunction cells has posi-tioned concentrator PV technology such that it may well havea game-changing effect on the economics of PV electricitygeneration in the near future. Terrestrial concentrator cellswith 3, 4, or more junctions, coupled with advances in meta-morphic materials that have resulted in record solar cell ef-ficiency of 40.7% today, offer the promise to increase effi-ciency and lower the cost of terrestrial photovoltaic concen-trator systems still further, to 45%, and perhaps even to 50%efficiency.

ACKNOWLEDGMENTS

The authors would like to thank Robert McConnell, MarthaSymko-Davies, Fannie Posey-Eddy, Keith Emery, JamesKiehl, Tom Moriarty, Sarah Kurtz, Kent Barbour, Hector Co-tal, Mark Takahashi, Andrey Masalykin, and the entire mul-tijunction solar cell team at Spectrolab. This work was sup-ported in part by the Department of Energy through theNREL High-Performance PV program (NAT-1-30620-01),and by Spectrolab.

REFERENCES

[1] R. R. King, D. C. Law, K. M. Edmondson, et al., “40% ef-ficient metamorphic GaInP/GaInAs/Ge multijunction solarcells,” Applied Physics Letters, vol. 90, no. 18, Article ID 183516,3 pages, 2007.

[2] R. R. King, D. C. Law, K. M. Edmondson, et al., “Metamorphicconcentrator solar cells with over 40% conversion efficiency,”in Proceedings of the 4th International Conference on Solar Con-centrators (ICSC-4), El Escorial, Spain, March 2007.

[3] R. R. King, M. Haddad, T. Isshiki, et al., “MetamorphicGaInP/GaInAs/Ge solar cells,” in Proceedings of the 28th IEEEPhotovoltaic Specialists Conference (PVSC-28), pp. 982–985,Anchorage, Alaska, USA, September 2000.

[4] F. Dimroth, U. Schubert, and A. W. Bett, “25.5% efficientGa0.35In0.65P/Ga0.83In0.17As tandem solar cells grown on GaAssubstrates,” IEEE Electron Device Letters, vol. 21, no. 5, pp.209–211, 2000.

[5] T. Takamoto, T. Agui, K. Kamimura, et al., “Multifunctionsolar cell technologies—high efficiency, radiation resistance,and concentrator applications,” in Proceddings of the 3rd WorldConference on Photovoltaic Energy Conversion (WCPEC-3),vol. 1, pp. 581–586, Osaka, Japan, May 2003.

[6] M. W. Wanlass, S. P. Ahrenkiel, R. K. Ahrenkiel, et al., “Lattice-mismatched approaches for high-performance, III-V photo-voltaic energy converters,” in Proceedings of the 31st IEEE Pho-tovoltaic Specialists Conference (PVSC-31), pp. 530–535, LakeBuena Vista, Fla, USA, January 2005.

[7] A. W. Bett, C. Baur, F. Dimroth, and J. Schone, “MetamorphicGaInP-GaInAs layers for photovoltaic applications,” in Mate-rials Research Society Symposium Proceedings, vol. 836, p. 223,Boston, Mass, USA, November-December 2005.

[8] R. R. King, D. C. Law, C. M. Fetzer, et al., “Pathways to 40%efficient concentrator photovoltaics,” in Proceedings of the 20thEuropean Photovoltaic Solar Energy Conference and Exhibition(EU PVSEC-20), pp. 118–123, Barcelona, Spain, June 2005.

[9] R. R. King, D. C. Law, K. M. Edmondson, et al., “Metamor-phic and lattice-matched solar cells under concentration,” inProceedings of IEEE of the 4th World Conference on PhotovoltaicEnergy Conversion (WCPEC-4), vol. 1, pp. 760–763, Waikoloa,Hawaii, USA, May 2006.

[10] R. R. King, R. A. Sherif, D. C. Law, et al., “New horizons inIII-V multijunction terrestrial concentrator cell research,” inProceedings of the 21st European Photovoltaic Solar Energy Con-ference and Exhibition (EU PVSEC-21), p. 124, Dresden, Ger-many, September 2006.

[11] J. F. Geisz, S. Kurtz, M. W. Wanlass, et al., “High-efficiencyGaInP/ GaAs/ InGaAs triple-junction solar cells grown in-verted with a metamorphic bottom junction,” Applied PhysicsLetters, vol. 91, Article ID 023502, 3 pages, 2007.

[12] R. A. Sherif, R. R. King, N. H. Karam, and D. R. Lilling-ton, “The path to 1 GW of concentrator photovoltaics us-ing multijunction solar cells,” in Proceedings of the 31st IEEEPhotovoltaic Specialists Conference (PVSC-31), pp. 17–22, LakeBuena Vista, Fla, USA, January 2005.