?ADVE, NTADVENT PHARMA LIMITED

Ref No.: APL/IPO/Gen erall 2OL8l oLl ot

Green Homes, Block-A,Flat#2 B, House # 1017,lqbal Road, Mohammadpur,Dhaka-1 207, Bangladesh.E-mail : adventpharma@gmail.com

February 08, 2018

AIITREC Holders of Dhaka Stock Exchange Limited

All TREC Holders of Chittagong Stock Exchange Limited

All Merchant Bankers

Subject: tPO Application Process and Schedule for the IPO of ADVENT PHARMA tlMITED (ADVENT)

Dear Concerns,

please accept our sincere thanks for participating in new lPo application process of ADVENT PHARMA I-IMITED

(ADVENT). To complete the IPO application process successfully, you are requested to strictly follow the steps as

mentioned in pdrt-B of Bangladesh Securities and Exchange Commission's consent letter No. BSEC/C!/IPO-

267|ZOL7lLt, dated January tt, 2}t8l in connection with IPO of ADVENT PHARMA LIMITED (ADVENT). We are

furnishing the following information/documents for your better understanding and ready reference.

o please be informed that vou hove to submit the followino information to the respective stock exchanoes within 03

fthreel workina davs from the subscription closino dote. The suhscriotion will stort on Februorv 77. 2078 and will

on or before Februorv 25, 2078.

1. Electronic copy of Applicants List and format as follows:

a) Electronic copy Summary of the Applications:

b) File name of the summary of the Applications should be in the following manner:

Security Code then underscore (_) then summary then (-) Stock Exchange (DSE or CSE)/Merchant Bank (MB) then

underscore (-) then TREC Code/Merchant Banker Serial Number.pdf

For Example:

ADVE NT_Summary-DSE-079.pdf (for DSE TREC Holder/Stockbroker)

ADVENT_Summary-CSE-095.pdf (for CSE TREC Holder/Stockbroker)

ADVENT-Summary_M B-030.pdf (For Merchant Banker)

c) The Electronic copy of detailed information of applications:

Name of the Stockbroker/Merchant Bank:

Name of the Company/Fund:

Category of applicaht: Resident Bangladeshi (RB)/Affected Small lnvestors (ASl)/ Non-Resident Bangladeshi (NRB)

TREC Code / Merchant Bank

Serial Number

DP ID

(s Digits)

Customer lD

(Customer

Trading code)

Name of theApplicant

BO lD No.Applicant Category

(RB/ASr/NRB)

Number of shares/

Units Applied for

. Note: ln case of toint Applications, Nome of the Applicdnt will be only the first Applicant's Nome, no toint Nome

I

Name of the Stockbroker/Merchant Bank:

Name of the Company/Fund:

categoryNumber ofApplicants

Number of Shares Total Amount

/Units applied BDT USD GBP EUR

Resident Bangladeshi (RB)

Affected Small lnvestors (ASl)

Non-Resident Bangladeshi (NRB)

Total

qr*r$Upthe First Appticant's -Wyte with the hetp ola/qnd/(it) #

Plant : Plot # 850-54, BSCIC lndustrial Estate Dhamrai, Dhaka. Poge 7 of 7

?ADVENT Green Homes, Block-AFlal#2 B, House # l}lllqbal Road, Mohammadpur,Dhaka- 1 207, Bangladesh.E-mail : adventpharma@gmail.comADVENT PHARMA LIM!TED

d) File name of the detailed information of the Applications should be in the following manner:

Security Code then underscore (_) then Detail then (_) Stock Exchange (DSE or CSE)/Merchant Bank (MB) then

underscore (_) then TREC Code/Merchant Banker Serial Number.pdf

For Example:

ADVENT _Detail_DSE_079.pdf (for DSE TREC Holder/Stockbroker)

- ADVENT _ DetaiI_CSE_095.pdf (for CSE TREC Holder/Stockbroker)

ADVENT _ Detail_M8_030.pdf (For Merchant Banker)

2. a) Electronic copy of Applicants' List (text format with tilde '"' separator) in the following format:

&

Name of the Stockbroker/Merchant Bank:

Name of the Company/Fund:

Category of applicant: Resident Bangladeshi (RB)/Affected Small lnvestors (ASl)/ Non-Resident Bangladeshi (NRB)

TREC Code/

Merchant

Bank Serial

Number

DP rD (s

digits)

customerID

(Customer

Trading

Code)

Name ofthe

applica nt

BO

ID

No-

Applicant

Category(RB/ASr/NRB)

Number ofShares

/Units applied

for

Currency(BDT/USD/G BP/EU R)

Applied

amount

Security

Code

ADVENT

o For Example (data format):

042-19000-8053-SANJART SHARMTN-1201900004437926-RB-500-BDT-5000.00-ADVENT

042-19000-8056-FATEMA BEGUM-1201900004437949-NRB-500-USD-60.65 -ADVENT

042-19000-44550-Mr. Hassan Mahamud-1202832044722549-45l-500-BDT-5000.00-ADVENT

o For Example (file name format):

ADVENT_DSE_079,txt (for DSE TREC Holder/Stockbroker)

ADVENT_CSE_095.txt (fo r CSE TR EC Holde r/Stockbro ke r)

ADVENT_M8_030.txt (For Merchant Banker)

b) NRB Applicants' List of drafts (FDD) related information should be in the following manner:Electronic copy of draft's (FDD's) submitted by the Non-Resident Bangladeshi (NRB) and Foreign applicants:

For Example:

042-19OOO-8056-FATEMA BEGUM-12019 OOOO4t437g4g-NRB-USD-60.6s-100928-NCC BANK-BtJOYNA GAR*24/Og/2017-ADVENT-042-19000-80s7-FATEMA BEGUM-12019000044379s0-NRB-USD-60.65-100928-NCC BANK-BtJOyNAGAR-24/09/2017-ADVENT-042"19000-9897-AMINUL ISLAM -1201900004435252-NRB-GBP-44.25-005748-sonali BANK Ltd.-WECB-24lO9|2OI7-ADVENT-042-19000-M08076- TANVIR MIAH -1201900004437949-NRB-EU R-49.96-54445-sonali BANK Ltd.-WECB *24/09l21t7-ADVENT-

c) File name (test file) of the Electronic copy of Applicants' List (NRB) should be in the following manner:

Security Code then underscore (_) then Stock Exchange (DSE or CSE)/Merchant Bank (MB) then underscore (_) thenNRB Then underscore (_) then TREC Code/Merchant Banker Serial Number.txt

€-s'

TREC

Code/M.

Bank Sl #

DP rD (5

digits)

Customer lD

(Customer

Trading Code)

Appllca

nts'

Name

BO ID

No.

App'icant

Category

(NRB/Fr)

Currency

(BDT/USDIGB

P/EUR)

Amou

ntDraft

no.

Bank

Name

Branch

Name

Date

ldd/nn/wvv)

Security

Code

Remar

ks

ADVENT

\UPlant : Plot # 850-54, BSCIC lndustrial Estate Dhamrai, Dhaka.

Page 2 ol 7

?ADVENT Green Homes, Block_AFlal#28, H;;;;;;;'lqbal Road, fr4onammaOpur,Dhaka- 1 207, Ban gladesh.E-mail : adventpharma@gmail.com

ADVENT PHARMA LIMITEDFor Example (NRB file name formatl:ADVENT_DSE_N RB_079.txt (for DSE TREC Holder/Stockbroker)ADVENT_CSE_N R8_095.txt (for CSE TREC Holder/Stockbroker)ADVENT_MB_N R8_030.txt (for Merchant Banker)

3. Bank Certificate:

a) The Stockbroker/Merchant Banker shall deposit the amount (other than NRB and Foreign Applicants) in the"Public lssue Application Account" maintained with its Bank within the first banking hour of next working day(February 20, 2078) ol subscription closing dote, to instruct the Banker(s) to block the account for an amountequivalent to the aggregate application money and issue a certificate in this regard. The Stockbroker/MerchantBanker must send the original certificate(s) issued by its banker and all Draft,s (submitted by the NRBinvestor's) to their respective stock exchanges.

b) Foreign currencv Account: The stockbroker/Merchant Banker shall send the original Bank certificates issuedby the Non Resident Bangladeshi (NRB) applicant's banker (where applicants maintained their ForeignCurrency Accounts) to their respective stock exchange(s).

4' The amount of subscription money of the successful applicants (Allotted) is required to be remitted from thestockbroker/Merchant Banker within 07 (one) working day of the date ol receiving tottery information anddocument from the respective stock exchanges in ADVENT PHARMA LTD Escrow Account in the following manner:

a' on the next working dav of receiving the documents from stock exchanges, Stockbroker/Merchant Bankershall request its banker to release the amount blocked earlier and remit the aggregate amount of successfulapplicants (other than NRB and Foreign Applicants) and forfeited/fined amount to the following ,Escrow,

ACCOUNT Of ADVENT PHARMA LTD:

Details For Applicants (Other than NRB and Foreign lnvestors)lssuer ADVENT PHARMA LTDBank Account Number 1501203698150001Bank Account Number (For BEFTN) 1s01203698150001Routing Number 060261726Bank Name Brac Bank LimitedBranch Name GULSHAN

b' on the next working dav stockbroker/Merchant Banker shall unblock the customer accounts; inform thesuccessful applicants about allotment and the unsuccessful applicants about releasing their blocked amount.

c' The stockbroker/Merchant Banker shall provide the issuer i.e. ADVENT nHARMA LrMrrED (ADVENT) with astatement of remittance amount (other than NRB and Foreign Applicants).

d' The stockbroker/Merchant Banker can recover the withdrawal charges, if any, from the applicant,s up to anamount of Tk. 5.00 (five) per withdrawal.

ln addition the respective stock exchanges will provide following information and documents to stockbroker/MerchantBanker.

IWs= -{"--

Plant : Plot # 850-54, BSCIC lndustrial Estate Dhamrai, Dhaka.Poge 3 of 7

?ADYENTADVENT PHARMA LIMITED

5. Stock Exchange will provide you the following information and documents (as received from the lssuer):

a) The Electronic copy of Applicants' List (text format with tilde '-' separator) in the following manner:

Green Homes, Block-A,Flat#2 B, House# 10/7lqbal Road, frrf oframmaOpur,Dhaka-1 207, Bangladesh.E-mail : adventpharma@gmail.com

Customer

ID

(Custome

(

Trading.

Code)

For Example:

42-19000-8053-SANJARt SHARMTN-120190000229876-RB-ADVENT-500-8DT"5000-0-750-4250-CC09

42-19000-8054-SANJARt SHARMTN-1201900004437924-ASl-ADVENT-s00-BDT-5000-0-750-425o"CC10

42-19000-8056-T4NVtR AHMED-1201900004465748-NRB-ADVENT-500-USD-60,65-500-0-0-

) Remarks CCO9ICCLOICC11 means, applicant have violated BSEC Consent letter condition number Ogll0lll of Part-A

b) Allotment letter in electronic format (PDF format) with signatures.

o Note: NRB Refund shall be made by issuer vide refund warronts through concerned stockbroker or merchant

bank or transler to the applicant's bonk account through bonking chonnel within 70 (ten) working days fromthe date ol lottery. @s per BSEC directive)

05. General !nformation:

A. Subscriotion for Resident Bangladeshi (RBl. Affected Small lnvestors (ASII and Non Resident Baneladeshi (NRB):

All the eligible stockbrokers and merchant bankers will directly'receive subscription for Resident Bangladeshi (RB),

Affected Small lnvestors (ASl) and Non Resident Bangladeshi (NRB) within following subscription period:

Subscription Opens On: February L1-,201.8

Subscription closes On: February t9,zOtB

B. Subscription for Eligible lnvestors (Els):

i. Eligible investors Mutual Fund (MF) and Collective investment scheme (ClS), Merchant Bankers and PortfolioManagers (MB), Asset Management Companies (AMC), Stock Dealers (DLR), Scheduled Banks (BANK), NonBank Financial lnstitutions (NBFI), lnsurance Companies (lNS), Alternative lnvestment Fund Managers (AIFM),

Alternative lnvestment Funds (AlF), Foreign lnvestors having account with any Securities Custodian registeredwith the commission (Fl), Recognized Pension Funds and , Provident Funds (RPPF), Other lnstitutions as

approved by Commission (OTHER)shall submit their application through the electronic subscription system ofthe exchange(s) and deposit the full amount intended to subscribe by the method as determined by theexchange(s) within the following subscription period:

Subscription Opens On: FebruaW LL,2018 (10.00 a.m.)Subscription closes On: February L9,2018 (5.30 p.m.)

Note: No elioible investor sholl applv for more than 2% (two percentl of the totol amount offeredto the eliaible investors i.e. BDT 20.00.000.00 os per Gdzette published on 6th tulv. 2077(Notificdtion on 78lune 2077No. BSEC' ' ^?CD t03-709/200 eminl.

l\iP \r G4-

-Plant : Plot # 850-54, BSCIC lndustrial Estate Dhamrai, Dhaka. Poge 4 of 7

?Green Homes, Block-AFlat#2 B, House # 1Ol7',lqbal Road, Mohammadpur,Dhaka-1 207, Bangladesh.E-mail : adventpharma@gmail.com

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ADVENTADVENT PHARMA LIMITED

ii. BANK DETAILS FOR DEPOSITING EiS SUBSCRIPTION MONEY:

Account Name Dhaka Stock Exchanse Limited

Bank Name AB Bank Limited

Bank Account Number A/C No.4020760380430

Branch Name Anv Branch in Bansladesh

Mode of pavment Pay Order/ Demand Draft/ B.B. Cheque/ Cash

07. Applicants information & Document receiving Centre:

l. The Stockbroker/Merchant Banker should submit the following information with document at the following

add resses:

DHAKA STOCK EXCHANGE LTD.CHITTAGONG STOCK EXCHANGE LTD.

Chittagong Office Dhaka Office

Swantex Bhaban (7th floor)9/l Motijheel C/A., Dhaka-1000

CSE Building

1080, Sheikh Mujib Road

chittagong-4100

Eunoos Trade Center (15th floor)

52-53, Dilkusha ClA., Dhaka - 1000

[. The Stockbroker/Merchant Banker should submit the following information with document within 03 (three)

working days from subscription closing date (on or before Februory 25,2078) to the respective stock exchanges:

a. Electronic copy of summary of the Applications (in pdf format) by IPO Data Transmission System,

b, Electronic copy of detailed information of Applications (in pdf format) by IPO Data Transmission System,

c. Electronic copy of Applicants' List (text format with tilde '-' separator) IPO Data Transmission System,

d. Electronic copy of Draft's (NRB FDD's) (text format with tilde '-' separator) IPO Data Transmission System,

e. Bank Certificate issued by the Banker of respective Stockbroker/Merchant Banker (Hardcopy and in

original) as follows -i. The Original Bank Certificate issued by its banker (other than FC Account)

ii. The original drafts (FDDs) submitted by the Non Resident Bangladeshi (NRB) applicants along withthe list containing the draft's information (format mentioned at 2(b) above).

Note: Customer lD/Tradinq Code should be written on the front side (where blank spoce is ovoiloble)of the drdft with the foltowinq formot:

DSE/CSE/M B-TREC Code/Mercha nt Bonker Seriol N u mber-Custome r lD.

For Example: DSE-007-000032 or CSE-007-002563 or M8-009-002365

iii. Original Bank Certificates (From FC Account) submitted by the Non Resident Bangladeshi (NRB)

applicants

Note: Customer lD/Trodinq Code should be written on the front side (where blonk spoce is

avoiloblel of the droft with the followinq formot:

DSE/CSE/MB-TREC Code/Mercho nt Bq nker Serio I N umber-Customer tD,

For Example: DSE-OO7-OOOO32 or CSE-OO7-002563 or M8-009-002385

Plant : Plot # 850-54, BSCIC lndustrial Estate Dhamrai, Dhaka.Page 5 of 7

?ADVE, NT Green Homes, Block-A,Flat# 2 B, House # 1017,lqbal Road, Mohammadpur,Dhaka-1 207, Ban gladesh.E-mail : adventpharma@gmail.comADVENT PHARMA LIMITED

ttl. Speciol dnd lmportant Directives for handlinq Non Resident Banqlodeshi (NRB) oppliconts

ruon Resfdent Bonolodeshi flVRBl opplicon* q<qTt "fuq FnfFl$f'. qf<6mr {Fl-* (lnvestor's Trading code/Customer's tDl, FDD q< q.|T(ffi q(rrf{ q6scotfufrm (<k

etfr Wq m-fl {lT) FEGfiTE qFT wflrs fr<lco qr< r

' o DSE/CSE/MB - TREC No. - lnvestor Trading Code/Customer's lD

gqRgq:

l. DSE - 001-(101-102) For PairlDouble

It. DSE- 001- (103) For single

tll. CSE -011- (2003-2010) For Pair/Double

o Stock Broker/ Merchant Banker rlir 6{t FDD and Bank Certificate (FC Account) d{6{dqqrk

\ E 1-ar (front sidel r{fufirrFTff .fi<ffiv$'(lnvestor Trading Code/Customer's lD) qM r+n

FDD and Bank Certificate (FC Account) NRB qfcrqTqq{{tGtlTq{],'firtp15qq{rflqGtf {Eq t

o FDD and Bank Certificate (FC Account) erE"frrr"tfu$fu'qqrftq6EqaaqqfrrT{I ffifkw]"atmcsl6r tgr+c ftat {m qrs frN cfl<pro s$TK 61 qmt r

o Original FDD and Bank Certificate (FC Accountlqlvt6{FTNRB qlrdr{{q{{tml*qqi frr.trlgttrtq{rrl{€t{lcq

I

lV. Service Charge & Withdrawal Charge:

a. Service Charge @Tk. 5.00 (Taka Five) per application shall be paid by the applicant at the time of submitting

application. (As per clause 24, Part-B of BSEC Consent letter no. BSEC/ClllPO-267/2017117, dated January

1.1,20781

b. The Stockbroker/Merchant Banker can recover the withdrawal charges, if any, from the applicants up to an

amount of Tk. 5.00 (Taka Five). (As per clause 18, Part-B of BSEC Consent letter no. BSEC/C|/|PO-

267 /2077 I 77, dated January 71, 2078)

08. How to find out the Lotterv Result:

Firstly, see your Stock Exchange/Merchant Banker code then see your Branch/TREC Code/Merchant Banker Serial

Number then see your Trading code or Customer lD.

AN EXAMPIE fOT ADVENT PHARMA [IMITED (ADVENT)]

01-079-000357 68 (For DSE TREC Holder/Stockbroker)

02-095-00000546 ( For CSE TREC Holder/Stockbroker)

03-030-01002367 (For Merchant Banker)

attached herewith.

E;2=a----'b

Plant : Plot # 850-54, BSCIC lndustrial Estate Dhamrai, Dhaka. Page 6 of 7

I

?ADYENTADVENT PHARMA LIMITED

09. Contact Person Details:

Green Homes, Block-A,Flal#2 B, House # l0l7lqbal Road, UonammaOpur,Dhaka-1 207, Bangladesh.E-mail : adventpharma@gmail.com

This is for your kind information and necessary action.

Thanking you,

\ ,4-l-//Mohamrfhd Jawaid Yahya

Managing DirectorAdvent Pharma Limited

tffiffikderFCMACEO & Managing Directorlmperial Capital Limited

Managing Director& CEO

CAPM Advisory Limited

\'E-Noorh#amCd FCA

CEO & Managing DirectorAlpha Capital Management Limited

Distributions (For kind information & necessary action):

1. Managing Director, Dhaka Stock Exchange Ltd. , 9/F, Motijheel C/A., Dhaka - 1000

2. Managing Director, Chittagong Stock Exchange Ltd., 1080, Sheikh Mujib Road, Agrabad C/A., Chittagong - 4100

3. President, Bangladesh Merchant Bankers Association (BMBA), Yusuf Chamber (7th Floor), 20 Dilkusha C/A., Dhaka - 1000

sl. Name of the person Company Contact No Email address

1. Mr. Md. Kamrul Hasan UCAS +8801818585147 kamrul@ucasbd.com

2. Mr. Md. Abdul Wadud Sarker UCAS +8801714092002 wadud@ucasbd.com

3. Mr. Md. Nasimur Rehman UCAS +8801552350103 nasim@ucasbd.com

4. Md. Shazzad Hossain lmperial Capital Limited+88-02-9361870

01611985588Shrockvl5@gmail.com

5. Md. Rakib Sadi Alpha Capital Management Limited

+88-02-8316540

+88-02-8313947

+88-02-8315519

rakib.sadi@gmail.com

6. Tania Sharmin CAPM Advisory Limited +88-02-982239L-2 contact@capmadvisorybd,com

7. Mr. Anwar Hossain ACMA Advent Pharma Limited +88-02-9185352 adventpharma@gmail.com

Plant : Plot # 850-54, BSCIC lndustrial Estate Dhamrai, Dhaka.Page 7 ol 7