alabama securities commission · harold christopher poole respondents administrative order no....

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Page 1: Alabama Securities Commission · HAROLD CHRISTOPHER POOLE RESPONDENTS ADMINISTRATIVE ORDER NO. CO-2012-0022 LIMITED CONSENT ORDER AS IT PERTAINS TO HAROLD CHRISTOPHER POOLE ONLY The
Page 2: Alabama Securities Commission · HAROLD CHRISTOPHER POOLE RESPONDENTS ADMINISTRATIVE ORDER NO. CO-2012-0022 LIMITED CONSENT ORDER AS IT PERTAINS TO HAROLD CHRISTOPHER POOLE ONLY The
Page 3: Alabama Securities Commission · HAROLD CHRISTOPHER POOLE RESPONDENTS ADMINISTRATIVE ORDER NO. CO-2012-0022 LIMITED CONSENT ORDER AS IT PERTAINS TO HAROLD CHRISTOPHER POOLE ONLY The
Page 4: Alabama Securities Commission · HAROLD CHRISTOPHER POOLE RESPONDENTS ADMINISTRATIVE ORDER NO. CO-2012-0022 LIMITED CONSENT ORDER AS IT PERTAINS TO HAROLD CHRISTOPHER POOLE ONLY The
Page 5: Alabama Securities Commission · HAROLD CHRISTOPHER POOLE RESPONDENTS ADMINISTRATIVE ORDER NO. CO-2012-0022 LIMITED CONSENT ORDER AS IT PERTAINS TO HAROLD CHRISTOPHER POOLE ONLY The
Page 6: Alabama Securities Commission · HAROLD CHRISTOPHER POOLE RESPONDENTS ADMINISTRATIVE ORDER NO. CO-2012-0022 LIMITED CONSENT ORDER AS IT PERTAINS TO HAROLD CHRISTOPHER POOLE ONLY The
Page 7: Alabama Securities Commission · HAROLD CHRISTOPHER POOLE RESPONDENTS ADMINISTRATIVE ORDER NO. CO-2012-0022 LIMITED CONSENT ORDER AS IT PERTAINS TO HAROLD CHRISTOPHER POOLE ONLY The