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    ALCOHOLS AND PHENOLSALCOHOLS AND PHENOLS

    CLASS XIICLASS XII

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    Introduction

    Alcohols are substituted hydrocarbon molecules containing one or more -OH

    group bound to a saturated sp3hybridized carbon atom. The more common

    alcohols are derived from saturated hydrocarbons or alkanes that contain

    hydroxyl groups linked to alkyl radicals. They may be regarded as being

    derived from them by replacing one or more hydrogen atoms by hydroxyl

    groups, even though they are not prepared in this way. The hydroxyl group

    is the functional group that characterizes the alcohols.

    However, alcohols differ from bases such as NaOH or KOH in that they do not

    furnish hydroxide ion (OH-

    ) in water nor do they have other properties of

    bases. This is because the alcohols are covalent compounds while the

    inorganic bases are ionic compounds.

    Phenols are an important class of aromatic compounds that are hydroxyl

    derivatives of aromatic hydrocarbons. The hydroxyl group is directly linked

    (and not as a part of a side chain) to the carbon atoms of the benzene rings.

    Interestingly, it was the first compound that was to be specifically employed

    as an antiseptic (Lister, 1867) under the name of carbolic acid. In solution,

    phenol acts as an antiseptic (0.2% solution) or a disinfectant (1% solution).

    Ethers are hydrocarbon molecules with -C-O-C- as the functional group.

    Here, oxygen is bound to two organic (alkyl) groups i.e., R-O-R' where R and

    R' may be same or different alkyl or aryl groups or one of them may be an

    alkyl group and the other aryl group. They can be straight or branched

    chains, cyclic rings, saturated and unsaturated and aromatic compounds.

    All of these molecules are widely represented in nature and are important in

    industry and as pharmaceuticals. For instance, ethanol is used as a solvent,

    as a fuel (can be mixed with petrol), used to make 'ethyl esters' and is the

    'potent' chemical present in alcoholic drinks. Ordinary spirit used for polishing

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    wood contains ethanol the hydroxyl compound. Most of the biomolecules of

    nature like cellulose (used to make paper and cloth), lactose in milk, glucose,

    sucrose and fructose found in vegetables and fruits contain large amounts of

    -OH groups. Their use is so widespread that many have common names. For

    example:

    Some of the large variety of plastic materials that we see around is derived

    from phenolic resins and plastics. Ethers are widely used as solvents both in

    the laboratory and industry because of their almost inert nature and good

    dissolving power. Life would have been different without these compounds.

    Classification

    Alcohols are compounds of the general formula ROH, where R is any alkyl or

    substituted alkyl group. The group may be open-chain or cyclic; it may

    contain a double bond, a halogen, an aromatic ring, or additional hydroxyl

    groups. Based on these possibilities all alcohols are divided into two broad

    categories called aliphatic alcohols and aromatic alcohols.

    Aliphatic Alcohols

    The aliphatic alcohols are a homologous series of compounds containing oneor more hydroxyl groups [-OH] attached to an alkyl radical.

    The aliphatic alcohols can be regarded as derivatives of alkanes in which one

    or more hydrogen atoms have been replaced by hydroxyl groups [-OH]. The

    general formula of saturated aliphatic alcohols is CnH2n+1OH, where n=1,2,3,

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    etc. The saturated carbon chain is often designated by the symbol R, so that

    ROH can represent any alcohol in the homologous series.

    Methanol and ethanol are the first two members of the series.

    Methanol: CH3-OH

    Ethanol:

    The next two members of the series are propanol and butanol, whose names

    also end in ...ol, which means the molecule is an alcohol.

    Propanol: CH3-CH2-CH2-OH

    Butanol:

    Other examples of aliphatic alcohols with a closed ring cyclclic structure are,

    Compounds of this type with one hydroxyl group per molecule are known as

    monohydric alcohols.

    Aromatic Alcohols

    Any of the compounds containing the hydroxyl group in a side chain to a

    benzene ring are aromatic alcohols. An aromatic alcohol where a methanol is

    bonded to a benzene is benzyl alcohol.

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    Mono, Di, Tri or Polyhydric Compounds

    Aliphatic and aromatic alcohols and phenols are classified as monohydric,

    dihydric, trihydric and polyhydric compounds according to the number of

    hydroxyl groups in their molecules. Monohydric alcohols have one hydroxyl

    group per molecule, dihydric alcohols have two hydroxyl groups and

    polyhydric alcohols contain three or many hydroxyl groups in their structures

    as shown below:

    Monohydric alcohols are classified according to the hybridization of the carbon

    atom i.e., sp3or sp2to which the hydroxyl group is attached.

    Compounds Containing sp3C-OH BondThe sp3hybridized monohydric alcohols are classified into three categories as

    primary (1), secondary (2) and tertiary (3) in the same manner as alkyl

    halides.

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    This classification is important because the type of reaction an alcohol

    undergoes depends on what is attached to its carbon. If the carbon to which

    the -OH group attached also binds to one carbon atom, the alcohol is

    designated primary (1). If two carbons are attached to that carbon, the

    alcohol is secondary (2) and if three carbons are attached the alcohol is

    tertiary (3). This terminology refers to alkyl substitution of the carbon atom

    bearing the hydroxyl group (colored blue).

    Allylic Alcohols

    When the hydroxyl group is attached next to the double bonded carbon atom

    (C=C) then such compounds are called allylic alcohols. The carbon atom to

    which the hydroxyl group is attached is sp3 hybridized in such compounds.

    Allylic alcohols can also be primary, secondary and tertiary as follows:

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    Benzylic Alcohols

    In aromatic compounds when the hydroxyl group is attached to a carbon

    atom bonded to a benzene ring benzylic alcohols result. Similar to the allylic

    alcohols, the carbon atom to which the hydroxyl group is attached is sp3

    hybridized in such compounds.

    Compounds Containing sp2C-OH BondVinylic Alcohols

    Sometimes the hydroxyl group is directly attached to double bonded carbon

    atoms (C=C). In such compounds the carbon atom to which the -OH group is

    attached is sp2 hybridized and they have special names like vinylic alcohols.

    The replacement of hydroxyl group for these types of hydrogen atoms results

    in alkyl alcohols having the corresponding common names.

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    Aryl Alcohols or Phenols

    Aryl alcohols or phenols are hydoxyl derivatives of aromatic hydrocarbons,

    which are derived by replacing hydrogen atom attached to sp2hybridizedcarbon atom(s) of the benzene ring by a hydroxyl group. For example,

    Ethers

    Like alcohols ethers are divided into two broad categories called aliphatic

    ethers and aromatic ethers.

    Aliphatic Ethers

    Aliphatic ethers are those in which R and R' are both alkyl groups. For

    example,

    Ethers in which the two alkyl groups R and R' are identical they are simple

    ethers or symmetrical ethers e.g., CH3.O.CH3.

    Aromatic Ethers

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    Aromatic ethers are those in which either one or both R and R' are aryl

    groups. For example,

    Aromatic ethers are further subdivided into phenolic ethers and diaryl ethers.

    Phenolic Ethers

    Ethers in which one of the groups is aryl while the other group is alkyl are

    called phenolic ethers or alkyl aryl ethers. Examples are:

    Diaryl Ethers

    In diaryl ethers both the groups are aryl groups. For example:

    C6H5-O-C6H5

    Diphenyl ether

    Both aliphatic and aromatic ethers are also classified as symmetrical and

    unsymmetrical ethers.

    Symmetrical Ethers

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    Many simple ethers are symmetrical, in that the two alkyl substituents are the

    same CH3.O.CH3. These are named as 'dialkyl ethers'. Examples are: CH3-

    CH2-O-CH2-CH3, diethyl ether (sometimes referred to as ether), and CH3-O-

    CH2-CH2-O-CH3, ethylene glycol dimethyl ether (glyme).

    Unsymmetrical Ethers

    If the ethers are different they are mixed ethers e.g., CH3.O.CH2H5and are

    called unsymmetrical ethers.

    Nomenclature

    Alcohols

    Since the vast majority of alcohols have their -OH groups attached to

    alkanes, their names are most easily generated by using those alkanes as

    their base. Alcohols have the highest priority of the groups so if an -OH is

    present it's an alcohol.

    Common System

    The common name for alcohols is generated simply by taking the name of

    the alkane chain and adding alcohol to the end. This is how common names

    are usually generated. The isopropyl alcohol molecule provides an example.

    In CH3-CHCl-CH3 if one replaces the Cl in isopropyl chloride with -OH

    isopropyl alcohol is obtained.

    For monofunctional alcohols, this common system consists of naming the

    alkyl group followed by the word alcohol.

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    One should also know the common names of a few popular alcohols:

    IUPAC System

    Alcohols are given IUPAC names based on the alcohol being derivatives of

    the parent alkane. This is common for the carbon-carbon double and triple

    bonds which have the respective suffixes ene and yne. In the IUPAC system

    of nomenclature, functional groups are normally designated in one of two

    ways: the presence of the function may be indicated by a characteristic suffix

    and a location number.

    Alcohols are usually named by the first procedure and are designated by an

    ol suffix, as in ethanol, CH3CH2OH (note that a locator number is not needed

    on a two-carbon chain). On longer chains the location of the hydroxyl group

    determines chain numbering.

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    A stepwise process for naming alcohols is as follows:

    Find the longest carbon chain which includes the carbon to which the -

    OH group(s) is attached. Select this as parent chain containing the hydoxyl

    group. Name the molecule as if it were an alkane, replacing -e with -ol.

    With complex alcohols containing multiple functional groups, the longest

    chain will be the hydroxy-containing chain with the largest number of

    principle functional groups such as alcohol, alkene etc., but not halide,

    sulfide, ether etc.

    Number the longest chain from the hydroxyl group end. Start counting

    from the end closest to the -OH group.

    Place the -OH location prior to that chain name using numbers (if

    required to remove ambiguity).

    When more than one -OH functionality is present i.e., polyhydric

    alcohols retain the 'e' of alkane and use the endings '-diol', '-triol,' etc., for

    two or three hydroxy groups in the molecule.

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    Number all the substituents by position on the chain. The positions of

    the substituent alkyl (or other) groups are denoted by using the lowest

    possible numbers for the associated carbon atoms in the main chain. If

    there is more than one 'type' of substituent e.g., methyl.... and ethyl..

    etc., they are written out in alphabetical order in composing the final name

    (di, tri are ignored in using this rule).

    Many functional groups have a characteristic suffix designator, and only one

    such suffix (other than "ene" and "yne") may be used in a name. When the

    hydroxyl functional group is present together with a function of highernomenclature priority, it must be cited and located by the prefix hydroxy

    along with an appropriate number. For example, lactic acid has the IUPAC

    name 2-hydroxypropanoic acid.

    Cycloalcohols (Cycloalkanols) are named on the basis of the number of

    carbon atoms in the ring (minimum 3) and the prefix 'cyclo' and the suffix

    'ol'. The OH attached to the carbon is numbered 1. The prefix alkane name

    e.g. 'prop' has an 'a' added but leaves out the end 'ne' if more than one OH

    group e.g., in mono-hydroxy alcohols it is propan... and in diols/triols etc., it

    is propane.

    Other examples of IUPAC nomenclature are shown below, together with the

    common names often used for some of the simpler compounds.

    Common Name IUPAC Name Structure

    methanol methanol

    ethanol ethanol

    n-propanol 1-propanol

    isopropanol 2-propanol

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    n-butanol 1-butanol

    sec-butanol 2-butanol

    isobutanol 2-methyl-1-propanol

    tert-butanol 2-methyl-2-propanol

    cyclohexanol cyclohexanol

    octanol or caprylic

    alcohol

    2-octanol

    ethylene glycol ethane-1,2-diol

    glycerol propane-1,2,3-triol

    menthol 5-methyl-2-isopropyl

    cyclohexanol

    D-glucose 2,3,4,5,6-

    pentahydroxyhexanal

    Phenols

    The general formula for monohydric phenols is ArOH, Ar = phenyl,

    substituted phenyl, or any other aryl group.

    When the -OH is attached directly to a benzene ring the molecule is called a

    phenol.

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    Common System

    All substituted phenols are named as derivatives of phenol. The substituted

    compounds are named in terms of ortho, meta and para in the common

    system.

    IUPAC System In the IUPAC system all substituted phenols are named as

    derivatives of phenol. The position of the substituent with respect to hydroxylgroup is indicated by Arabic numerals with the carbon carrying the OH group

    being numbered 1 e.g., ortho (1,2- disubstituted), meta (1,3-disubstituted)

    and para (1,4-disubstituted).

    If there is a 'higher ranking' functional group in the molecule, the substituent

    OH is called by the prefix 'hydroxy'. Example:

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    In the IUPAC name the di, tri and poly hydroxy phenols are named as

    hydroxyl derivatives of benzene.

    Ethers

    Ethers are compounds having two alkyl or aryl groups bonded to an oxygen

    atom, as in the formula R1-O-R2.

    Common System

    In simple ethers containing no other functional groups, name the two alky or

    aryl groups linked to the oxygen atom in alphabetical order and add the word

    ether, e.g., CH3CH2-O-CH2CH2CH3(Ethyl propyl ether)

    In case of symmetrical ether the prefix 'di' is used before the name of the

    alkyl or aryl group.

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    IUPAC System

    The ether functional group does not have a characteristic IUPAC

    nomenclature suffix, so it is necessary to designate it as a substituent. The

    ether functional group is named as an alkoxysubstituent on the parentcompound. Ethers are named on the basis of the longest carbon chain with

    the O-R or alkoxy group. The common alkoxy substituents are given names

    derived from their alkyl component, e.g. methoxy CH3O- or ethoxy CH3CH2O-

    etc., treated as a substituent group.

    Alkyl Group Name Alkoxy Group Name

    CH3- Methyl CH3O- Methoxy

    CH3CH2- Ethyl CH3CH2O- Ethoxy

    (CH3)2CH- Isopropyl (CH3)2CHO- Isopropoxy

    (CH3)3C- tert-Butyl (CH3)3CO- tert-Butoxy

    C6H5- Phenyl C6H5O- Phenoxy

    The parent compound is the longest carbon chain if both are alkyl groups;

    but with any primary functional group (alkene, alcohol, aldehyde, acid etc.)

    ethers become substituent groups on that primary chain, for example:

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    CH3CH=CHCH2OCH2CH3is 1-Ethoxy-2-butene.

    Structure of Functional Groups

    In alcohols, phenols and ethers the carbon-oxygen bond is the most powerful

    bond that makes their chemistry different. A carbon-oxygen bond is a

    covalent bond () between sp3hybridized carbon and oxygen atoms. Here,

    oxygen with its 6 valence electrons prefers to share two electrons by bonding

    with carbon, leaving the remaining 4 non-bonding electrons as 2 lone pairs.

    Alcohols

    In alcohols the simplest representatives of the C-O bond can be thought of

    organic derivatives of water. They also contain hydroxyl (OH) group as the

    functional group attached to an alkyl group.

    Bond Length

    The bond lengths for C-O bonds and O-H bonds are in the range of 143 and

    96 picometer respectively, which is shorter than that of C-C or C-H bonds.

    The shortening of C-O and O-H is due to increasing electronegativity of O

    (Electronegativity C vs O = 2.55 : 3.44).

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    Bond Poarity

    An alcohol molecule is dipolar in nature with the oxygen carrying a partial

    negative charge (-) and carbon and hydrogen each carrying a partial positive

    charge (+). For example in the case of methanol, the charge separation is as

    follows:

    This is supported by the face that the methanol has a dipole moment of 1.71

    D.

    Bond Strength

    The C-O bond strength is larger compared to C-N or C-C, for example, it is

    91 kcal/mol (298 K) in methanol (87 in methyl amine and 88 in ethane).

    Bond Angle

    All the C-C-H, H-C-H, C-O-H, C-C-O or H-C-O bond angles are approximately

    109o in all the non-cyclic alcohols or alkanols. This is slightly less than the

    tetrahedral angle (109 28) due to the repulsion between the two lone

    electron pairs of oxygen. As the CO bond is strongly polarized towards

    oxygen many alcohols are water soluble.

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    Phenols

    In phenolsthe hydroxyl (OH) functional group attached to an aryl group.

    Phenol had a lower dipole moment of 1.54 D than methnaol. Shortened

    single bonds are found in phenols (136 pm). This is due to partial double

    bond character of the sp2 hybridized carbon of the benzene ring, and

    conjugation of unshared electron pair of oxygen with the aromatic ring.

    Ethers

    In ethers, the oxygen atom forms a bridge between two alkyl groups by

    forming two single bonds each with the alkyl C atoms just like the one in

    water where the oxygen forms a bridge between the two hydrogen atoms.

    The structure of diethyl ether (Ethoxy ethane) is shown below.

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    Two of the four sp3orbitals of the oxygen atom overlap with sp3 orbitals of

    the alkyl groups to form two sp3-sp3() bonds with the C-O bond length of

    141 pm almost equal to that in alcohols. The remaining two sp3 orbitals of

    oxygen contain a lone pair of electrons each.

    The four electron pairs, i.e., the two bond pairs and two lone pairs of

    electrons on oxygen are arranged approximately in a tetrahedral

    arrangement. The bond angle of 110ois slightly greater than the tetrahedral

    angle due to the repulsive interaction between the two bulky (-R) groups.

    Alcohols and Phenols

    As mentioned earlier, alcohols refer to a class of chemical compounds

    consisting of atoms of carbon, hydrogen and oxygen. A variety of alcohols

    exist and they contain at least one hydroxyl group (OH-) as the functional

    group in them. The oxygen atom of the hydroxyl group is bonded to the

    carbon atom.

    Although alcohols are mostly soluble in water they do not get ionized by

    water i.e., no hydroxide ion (OH-) is formed. Hence, alcohols have the

    characteristic property of the alcoholic group.

    For example, in alcohols like ethanol and phenol, -OH is the functional group.

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    Preparation of Alcohols

    Hydration of Alkenes:

    In an aqueous acid solution, alkenes add water across the double () bond

    thereby saturating the molecule producing an alcohol. The reaction is region

    selective since only the more highly substituted alcohol is produced

    (Markovnikov's rule).

    In accordance with Markovnikov's rule reaction with water and sulphuric acid

    as catalyst gives the predicted product. In these reactions molecular

    rearrangement often occurs which indicates that the reaction involves a

    carbocation intermediate. The reason why Markovnikov's Rule always results

    in the more substituted alcohol can be understood if one looks at the reaction

    mechanism proposed for this reaction.

    In the first step the hydrogen ion from the acid catalysts attaches itself to

    the alkene at the double bond to the carbon which will result in the most

    stable carbocation.

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    In the next step the carbocation attaches itself to an oxygen atom of a water

    molecule with the aid of a lone pair making the oxygen atom positively

    charged oxonium ion.

    In the final step, a water molecule pulls a hydrogen ion off the oxygen atom

    to produce the final alcohol.

    The obvious synthetic problem with this reaction is that it may undergo

    molecular rearrangement thereby producing more than one alcohol. In

    addition it always produces the more substituted alcohol.

    Hydroboration-oxidation

    Alkenes react with diborane (B2H6) to form trialkylboranes, which upon

    subsequent treatment with alkaline H2O2gives alcohol.

    The principal adding reagent in this reaction is borane (BH3), but borane is

    much too reactive in air to be stored in a bottle. Therefore diborane is used

    in a tetrahydrofuran solvent (THF) where it cleaves and the resulting borane

    molecules are stabilized by complexing with the oxygen atom in the cyclic

    ether, THF. Borane adds across the double bond of the alkene, with one of

    the hydrogens attaching to the more substituted sp2

    carbon and the boron

    attaching to the least substituted sp2carbon.

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    This is because boron being a larger atom needs more room and is less

    sterically hindered on the least substituted carbon. As long as boron has

    hydrogen attached to it, this reaction will occur again with another alkene

    molecule until the boron is attached to three alkene molecules producing the

    organoborane an addition product. Even the organoboranes will react with

    air, so they must be kept in a suitable solvent like THF.

    Organoboranes are useful in themselves. They can be used to produce

    alkanes from alkenes by reduction of the organoborane with acetic acid

    under reflux conditions or alcohol by oxidation with hydrogen peroxide in

    presence of aqueous NaOH.

    This replaces boron with a hydrogen atom on each of the three organic

    groups attached to the boron thus producing three molecules of alcohol for

    every one molecule of the organoborane.

    Oxymercuration-reduction

    Alkenes react with mercuric acetate (CH3COO)2Hg to form adducts which

    upon reduction with NaBH4in basic medium gives alcohol.

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    This reaction occurs in 3 stages. In the first part mercury (II) acetate,

    Hg(oAc)2 forms a bridged species with the mercury atom, bridging the two

    sp2carbons.

    Then in the second step a water molecule attaches itself to the least

    substituted of the sp2carbons in the bridged ring intermediate with the aid of

    a lone pair on the oxygen atom of the water molecule. This produces the

    oxonium intermediate and breaks the bridged structure.

    In a third step an acetate ion pulls a hydrogen ion off the oxygen to produce

    the hydroxy organo mercury product. Now a strong reducing agent sodium

    borohydride in basic solution is added to the mercury compound when the

    mercury group is replaced by a hydrogen atom to produce the final alcohol

    product.

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    Like the hydration reaction, the oxymercuration-reduction reaction is region

    selective and follows Markovnikov's rule, producing only the more substituted

    alcohol. However, no molecular rearrangement is possible in this reaction

    indicating that no carbocation is produced. This is a distinct advantage over

    acid catalyzed hydration giving less product mixing.

    Hydrolysis of Haloalkanes

    Haloalkanes on treatment with aqueous solution of KOH or moist silver oxide

    (Ag2O/H2O) give alcohols.

    Reduction of Acyl (Carbonyl) CompoundsAn acyl compound is one that has a carbon doubled bonded to an oxygen

    (C=O) in its molecule. This group is also referred to as a carbonyl group.

    There are several categories of acyl compounds:

    Aldehydes

    Ketones

    Carboxylic Acids

    Esters

    Acyl compounds may undergo reduction with a suitable reducing agent. The

    reducing agent undergoes oxidation in the process.

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    Organic Reducing AgentsThere are four reducing agents that will reduce

    one or more of the acyl compounds.

    Lithium Aluminum Hydride, LiAlH4(LAH)

    Sodium Borohydride, NaBH4(NBH)

    H2/Cu + CuCr2O4at 5000psi, 175oC

    H2/Pt

    Lithium aluminum Hydride is stronger than sodium borohydride and will

    reduce any of the acyl compounds to products shown above. Indeed, lithium

    aluminum hydride is so reactive that it must be prepared in a totally

    anhydrous environment as it reacts explosively with water.

    Sodium Borohydride is a weaker reducing agent that is less effective and is

    capable of reducing only the aldehydes and ketones; it will not reduce

    carboxylic acid or ester functions.

    The use of hydrogen gas in the presence of Cu and copper (II) chromate is

    called 'hydrogenolysis' and is a common way of reducing esters in small scale

    laboratory reductions. This is also called high pressure hydrogenation and

    copper and copper (II) chromate serves as catalysts.

    The fourth method uses hydrogen gas in the presence of a noble metal such

    as platinum to reduce aldehydes, ketones, and carboxylic acids.

    Aldehydes

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    These can be reduced to primary alcohols in presence of platinum or

    palladium metals or sodium borohydride.

    Ketones

    These can be reduced to secondary alcohols in presence of sodium

    borohydride.

    Carboxylic Acids

    These acids are reduced to primary alcohols via aldehydes by lithium

    aluminum hydride.

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    Esters

    Esters are reduced to two alcohols, one from the acid fragment of the ester

    and one from the alcohol fragment by hydrogenolysis.

    Reaction with Organometallic Reagents

    Organometallic reagents are organic compounds that are bonded to a metal.

    There are a number of important organometallic reagents. Of these, two are

    important in the synthesis of alcohols i.e., organomagnesium (Grignard's

    reagent), R-+MgX and organolithium, R-Li+.

    Grignard's reagent react with aldehydes, ketones and esters to form additionproducts (adducts).

    Upon decomposition with water in presence of dilute HCl or H2SO4, the

    adducts give alcohol.

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    When a Grignard's reagent reacts with formaldehyde a primary alcohol is

    produced. Indeed, this is the only way to prepare a primary alcohol via an

    organometallic reagent.

    Grignard's reagent reacts with all other aldehydes to produce secondary

    alcohols.

    Grignard's reagent reacts with ketones to produce tertiary alcohols.

    Hydrolysis of Esters

    Alcohols are prepared from naturally occurring esters by hydrolysis with

    aqueous alkalis. This reaction is called saponification reaction.

    Reaction of Primary Amines

    Primary aromatic amine reacts with nitrous acid to form a diazonium salt,

    which liberates nitrogen to form an unstable carbonium ion. These carbonium

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    ions react in aqueous medium to form an alcohol.

    Preparation of Phenols

    Phenols are prepared by the reaction of benzene derivatives with different

    reagents.

    Alkali Treatment of Haloarenes

    Chlorobenzene is converted into phenol when it is heated with 6-8% aqueous

    NaOH at temperatures above 623 K under 300 atm. pressure. This reactionis also called as Dow's process.

    Hydrolysis of Aromatic Diazonium Salts

    Aromatic diazonium salts on treatment with water or preferably with dilute

    acid form phenols. The reaction is usually carried out by adding the solution

    of a diazonium salt to a large volume of boiling dilute sulphuric acid. The

    acidic conditions minimize the side reaction of the coupling of the phenol with

    diazonium salt.

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    This is one of the most convenient methods of preparing phenols.

    Reaction with Grignard's Reagent

    When a solution of an aryl halide (bromo benzene) in dry ether is treated

    with magnesium, an aryl magnesium halide (phenylmagnesium bromide) is

    formed.

    When oxygen is bubbled through an ethereal solution of phenylmagnesium

    bromide, it forms an addition product.

    The treatment of the adduct with dilute mineral acid gives phenol.

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    Alkali Fusion of Benzene Sulfonic Acid

    This is one of the oldest methods useful for the industrial synthesis of

    phenol. When benzene sulphonic acid is fused with NaOH at 300-350oC, it

    forms sodium benzene sulphonate as an intermediate. The reaction is

    followed by an acidification reaction to neutralize the phenoxide and give

    phenol. This reaction occurs via the addition-elimination mechanism with

    SO32-functioning as the leaving group.

    Acidic Oxidation of Cumene

    Oxidation of cumene (2-phenylpropane or isopropylbnezene) at the benzylic

    position gives hydroperoxide which upon subsequent hydrolysis with aqueous

    acid cleaves to give phenol and acetone.

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    Low-cost reagents and important products make this process attractive.

    Decarboxylation of Salicyclic Acid

    Phenol is obtained by the decarboxylation of sodium salt of salicyclic acid

    with soda lye (CaO + NaOH) followed by acidification with dilute HCl.

    Physical Properties

    The physical properties of an alcohol are best understood if one thinks of it

    as a composite of an alkane and water. As such it contains a lipophilic,

    alkane-like group and a hydrophilic, water-like hydroxyl group. The hydroxyl

    -OH group gives the alcohol its characteristic physical properties, while the

    alkyl group which modifies these properties.

    Boiling Point:

    Alcohols have a very high boiling point when compared to the related

    alkanes.

    Boiling point increases with increasing molecular weight.

    The boiling point of the diols is quite high, hence their use as an

    additive to car radiators.

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    Melting Point:

    Melting point increases with increasing molecular weight, expectedly,

    because of the of van der Waal attraction.

    Symmetric branching increases melting point.

    Specific Gravity:

    Specific gravity or density increases with increasing molecular weight.

    Alkyl alcohols are less dense than water, cyclic alcohols are

    approximately the same as water, and aromatic alcohols and diols are

    greater than water.

    Water Solubility:

    Lower weight alcohols, up to C4, are infinitely soluble in water.

    Solubility decreases with increasing molecular weight as

    hydrophobicity of alkyl groups dominates the nature of the molecule.

    Most diols are infinitely soluble in water.

    Name M.P. oC B.P. oC S.G. 20oC Solub g/100

    Methyl -97 0.793 I

    Ethyl -115 0.789 I

    n-Propyl -126 0.804 I

    n-Pentyl -78.5 0.817 2.3

    n-Octyl -15 0.825 0.05

    n-Decyl 6 0.829 ----

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    Isopropyl -86 0.789 I

    Isobutyl -108 0.802 10.0

    tert-Butyl 25.5 0.789 I

    Cyclohexanol 24 0.962 ---

    Allyl -129 0.855 I

    Benzyl -15 1.046 4

    Ethylene Glycol -16 1.113 I

    Propylene Glycol 1.040 I

    Glycerol 18 1.261 I

    Acidity of Alcohols:

    Alcohols are weakly acidic, as might be expected due to their similarity to

    water. They can also function as weak Lewis bases, becoming protonated to

    give oxonium ions:

    pKavalues: CH3CH2OH = 16.0; H2O = 15.7; CH3OH = 15.5; HCl = -7.0.

    Hydrogen Bonding

    Alcohols and phenols differ significantly from hydrocarbons (alkanes,

    alkenes, alkynes, and aromatics) and alkyl halides in their melting points and

    their boiling points. Hence, for short chain alcohols and for phenols one finds

    much higher boiling points than one would expect on the basis of their sizes.

    The most dramatic differences occur with the smallest molecules: methane

    (MW = 16), chloromethane (MW = 50), and methanol (MW = 32) with

    boiling points of -161.4 C, -23.7 C, and 64.5 C, respectively. Thus in alcohols

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    boiling points are not related to size. They obviously require a different

    explanation.

    Compound M

    W

    Boiling Pt

    (C)

    Sol. in Water

    (g/100mL)

    CH3CH2OH 46 78 100% Soluble

    CH3CH2CH3 44 -42 Insoluble

    CH3CH2CH3OH 60 97 100% Soluble

    CH3CH2CH2CH3 58 0 Insoluble

    CH3CH2CH2CH2CH2

    OH88 138 2.3 g/100mL

    CH3CH2CH2CH2CH3C

    H286 69 insoluble

    The high boiling points of alcohols can be explained by the existence of

    hydrogen bonds (H-bonds). This is the same explanation for the incredibly

    high boiling point of water (water has about 4 H-bonds per molecule, vs.

    about 2 for alcohols). Hydrogen bonds involve a very strong polar attraction

    combined with very small atomic radii, resulting in a partial covalent bond

    being formed. Although this bond is significantly weaker than the covalent

    bonds common in organic molecules (i.e. 400 kJ/mol for O-H bonds vs. about

    20 kJ/mol for an H-bond), but is much stronger than the weak van der Waals

    forces holding alkanes together (about 0.4 - 0.8 kJ/mol).

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    The -OH group is highly polar and is capable of hydrogen bonding with other

    alcohol molecules and also to other neutral molecules and to anions. This

    property is particularly important in defining boiling point and aqueous

    solubility. The increased intermolecular bonding increases the energy needed

    to boil by decreasing the vapor pressure. As expected the polar nature

    increases with the diols.

    Chemical Reactions

    The functional group of the alcohols is the hydroxyl group, -OH. Unlike the

    alkyl halides, this group has two reactive covalent bonds, the C-O bond and

    the O-H bond. Accordingly, alcohols and phenols will undergo two distinct

    types of reactions.

    Reactions involving the cleavage of the O-H bond with substitution or

    removal of hydrogen as a proton.

    Reactions involving the cleavage of the C-O bond with substitution or

    removal of OH group.

    Nature of the -OH Group

    The electronegativity of oxygen is substantially greater than that of carbon

    and hydrogen. Consequently, the covalent bonds of this functional group are

    polarized so that oxygen is electron rich and both carbon and hydrogen are

    electrophilic. As a result, there is a low electron density on H atom of -OH

    group alcohol, and with H+ character being more, alcohols are acidic (pKa ~

    16).

    Acidity of Alcohols

    Nevertheless, alcohols are weaker acids than water (pKa~ 14) because the

    electron releasing inductive effect of the alkyl groups increases the electron

    density around the oxygen atom. As a result the electrons of the O-H bond

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    are not sufficiently attracted towards the oxygen atom and so the release of

    proton becomes difficult.

    On comparing the acidity of primary, secondary and tertiary alcohols the

    electron releasing inductive effect of the alkyl groups is maximum in tertiary

    alcohol and minimum in primary alcohols. Thus, primary alcohols are the

    strongest acids while tertiary alcohols are the weakest. The acidic strength of

    alcohols follows the order:

    Primary > Secondary > Tertiary

    In addition, the presence of lone pairs in the alcohol O atom makes it a

    region of high electron density. Alcohol oxygen atoms are Lewis bases and

    allow the ability to alcohols to react as either bases or nucleophiles at the

    oxygen atom.

    Indeed, the dipolar nature of the O-H bond is such that alcohols are much

    stronger acids than alkanes - by roughly 1030 times, and nearly that much

    stronger than ethers which are oxygen substituted alkanes that do not have

    an O-H group. The most reactive site in an alcohol molecule is the hydroxyl

    group, despite the fact that the O-H bond strength is significantly greater

    than that of the C-C, C-H and C-O bonds, demonstrating again the difference

    between thermodynamic and chemical stability.

    Removal of the proton generates the anion - alkoxide ion. Alkoxides are

    important bases in organic chemistry.

    Acidity of Phenols

    In some respects, the chemical behavior of phenols is different from that of

    the alcohols, so it is sensible to treat them as a similar but characteristically

    distinct group.

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    In contrast, with phenols the substitution of the hydroxyl hydrogen atom is

    even more facile, and makes them roughly a million times more acidic than

    equivalent alcohols.

    This phenolic acidity is further enhanced by electron-withdrawing

    substituents ortho and para to the hydroxyl group, as displayed.

    The alcohol cyclohexanol is shown for reference at the top left. It is

    noteworthy that the influence of a nitro substituent is over ten times stronger

    in the para-location than it is in meta, despite the fact that the latter position

    is closer to the hydroxyl group. Furthermore additional nitro groups have an

    additive influence if they are positioned in ortho or para locations. The

    trinitro compound shown at the lower right is a very strong acid called picric

    acid.

    Why is phenol a much stronger acid than cyclohexanol? To answer this

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    question one must evaluate the manner in which an oxygen substituent

    interacts with the benzene ring. In electrophilic aromatic substitution

    reactions, an oxygen substituent enhances the reactivity of the ring and

    favors electrophile attack at ortho and para sites. It is proposed that

    resonance delocalization of an oxygen non-bonded electron pair into the pi-

    electron system of the aromatic ring was responsible for this substituent

    effect.

    The resonance stabilization in these two cases is very different. The

    contributing structures to the phenol hybrid all suffer charge separation,

    resulting in very modest stabilization of this compound. On the other hand,

    the phenolate anion is already charged, and the canonical contributors act to

    disperse the charge, resulting in a substantial stabilization of this species.

    The conjugate bases of simple alcohols are not stabilized by charge

    delocalization as in phenols, so the acidity of these compounds is similar to

    that of water.

    An energy diagram showing the effect of resonance on cyclohexanol and

    phenol acidities is shown below. Since the resonance stabilization of the

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    phenolate conjugate base is much greater than the stabilization of phenol

    itself, the acidity of phenol relative to cyclohexanol is increased. However,

    phenols are weaker acids than carboxylic acids (pKa= 5) or even carbonic

    acids (pKa= 7).

    The phenolate negative charge is delocalized on the ortho and para carbons

    of the benzene ring and comes from the influence of electron-withdrawing

    substituents at those sites. Electron withdrawing substituents (e.g., NO2) can

    make phenols as acidic as many carboxylic acids.

    Electron donating substituents like -NH2, -OR, -R etc., which destabilize the

    phenoxide ion tend to decrease the acid strength of phenols. The table given

    below summarizes some of these facts.

    Compound pKa Compound pKa

    Phenol 10.0

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    o-Methoxyphenol 10.0 p-Methoxyphenol 10.2

    o-Methylphenol 10.3 p-Methylphenol 10.3

    o-Chlorophenol 8.6 p-Chlorophenol 9.4

    o-Nitrophenol 7.2 p-Nitrophenol 7.2

    m-Nitrophenol 8.4

    The -OH group is a poor leaving group and needs to be converted to a better

    leaving group before substitution can occur.

    Reactions Involving the Cleavage of the O-H Bond

    Both alcohols and phenols readily undergo cleavage of the O-H Bond. The

    ease of cleavage follows the sequence:

    Phenols > primary alcohols > secondary alcohols > tertiary alcohols

    Electrophilic Substitution at Oxygen

    Substitution of the Hydroxyl Hydrogen

    Because of its enhanced acidity, the hydrogen atom on the hydroxyl group is

    rather easily replaced by other substituents. A simple example is the facile

    reaction of simple alcohols with alkali metals like sodium or potassium similar

    to water to give the alkoxide:

    The mechanism by which many substitution reactions of this kind take place

    is straightforward. The oxygen atom of an alcohol is nucleophilic and is

    therefore prone to attack by electrophiles. The resulting 'onium' intermediate

    then loses a proton to a base, giving the substitution product. If a strong

    electrophile is not present, the nucleophilicity of the oxygen may be

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    enhanced by conversion to its conjugate base (an alkoxide). This powerful

    nucleophile then attacks the weak electrophile. These two variations of the

    substitution mechanism are illustrated in the following diagram.

    Like the alcohols, the phenolic hydroxyl hydrogen is rather easily replaced by

    alkali metals.

    However, phenol reacts easily with alkalis itself to form phenoxides or

    phenates.

    Alcohols do not react with NaOH solution and so this test distinguishes

    phenols from alcohols.

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    Reaction with Alkyl Halides

    Alkyl substitution of the hydroxyl group leads to ethers. Alkoxide salts react

    with alkyl halides to give ethers by the Williamson ether synthesis reaction.

    This reaction provides examples of both strong electrophilic substitution, and

    weak electrophilic substitution. The weak electrophilic substitution is a SN2

    reaction and is generally used only with primary alkyl halide reactants

    because the strong alkoxide base leads to E2 elimination of secondary and

    tertiary alkyl halides.

    Primary alkyl halides are most reactive (E2 competes with more hindered

    substrates). Thus unsymmetrical ethers are best prepared with the less

    hindered member being the alkyl halide, and the more hindered member

    being the alkoxide. For example, if we use a tertiary alkoxide ion and a

    methyl halide the SN2reaction will predominate:

    However, if a primary (or any other) alkoxide ion attacks a tertiary halide the

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    reaction is blocked by steric hindrance and thus the E2 elimination is

    preferred:

    The reaction of phenols with alkyl halides is carried out by first dissolving

    phenols in NaOH solution to form the phenoxide and then heating it with the

    alkyl halide to from the ether.

    The phenate ion is an excellent nucleophile.

    Reaction with Carboxylic Acids Alcohols react with carboxylic acids in the

    presence of a few drops of concentrated H2SO4or dry HCl acid as catalyst, to

    form esters.

    This reaction is called Fischer esterification reaction and is usually slow and

    exothermic. Phenols do not easily undergo the esterification reaction with

    carboxylic acids because the reaction is endothermic.

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    Reaction with Acid Chlorides and Anhydrides

    When alcohols or phenols are treated with acid chlorides or anhydrides in the

    presence of a base such as pyridine or dimethylaniline, the H-atom of the -

    OH group is replaced by the acyl (RCO-) group to form esters.

    Phenols react with acid chlorides or acetic anhydride to give phenyl acetate.

    Similar to acylation, the introduction of acetyl (CH3CO) group in alcohols or

    phenols is known as acetylation.

    The reaction of alcohols and phenols with benzoyl chloride in presence of

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    aqueous NaOH is called Schotten Baumann reaction.

    Reaction with Grignard's reagent

    Both alcohols and phenols react with Grignard's reagent to form

    hydrocarbons.

    Reactions Involving the Cleavage of the C-O Bond

    Astep toward improving the reactivity of alcohols in breaking the C-O bond

    would be to modify the -OH functional group in a way that improves its

    stability as a leaving anion.

    One such modification is to conduct the substitution reaction in strong acid

    so that -OH is converted to -OH2(+). Since the hydronium ion (H3O(+)) is a

    much stronger acid than water, its conjugate base (H2O) is a better leaving

    group than hydroxide ion. The only problem with this strategy is that many

    nucleophiles, including cyanide, are deactivated by protonation in strong

    acid, effectively removing the nucleophilic co-reactant needed for the

    substitution.

    The strong acids HCl, HBr and HI are not subject to this difficulty because

    their conjugate bases are good nucleophiles and are even weaker bases than

    alcohols. Nucleophilic substitution of 1 -alcohols proceeds by a SN2

    mechanism, whereas 3 -alcohols react by a SN1mechanism. Reactions of 2 -

    alcohols may occur by both mechanisms and often produce some rearranged

    products.

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    Action of Halogen Acids

    Alcohols when treated with halogen acids (HX) get converted into

    haloalkanes. This reaction does not occur with phenols. The nature of alcohol

    and the halogen acid both influence the rate of the reaction.

    Primary and secondary alcohols form chloroalkanes when hydrochloric acid

    gas is passed through alcohol in the presence of anhydrous zinc chloride

    (Groove's process).

    ZnCl2is a Lewis acid and it readily coordinates with the oxygen atom of the

    alcohols. As a result, the C-O bond weakens and breaks to form carbocation,

    which reacts with chloride ion to form chloroalkanes. Thus, anhydrous ZnCl2

    helps in the cleavage of the C-O bond.

    Tertiary alcohols are very reactive and therefore, they react readily with

    concentrated HCl even in the absence of zinc chloride.

    The three classes of alcohols show difference in reactivity with HCl. In fact

    this is one of the methods called Lucas test that is used to distinguish them

    from one another. For example, primary alcohols on reacting with Lucas

    reagent (conc. HCl and ZnCl2) does not produce turbidity at room

    temperature while in case of tertiary alcohols, turbidity is produced

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    immediately since they form the halides easily.

    Similarly, when an alcohol is heated with hydrobromic acid (48%) bromo

    alkanes are obtained. HBr can also be generated in situ (during the reaction)

    by the action of concentrated H2SO4on KBr or NaBr.

    On heating alcohols with constant boiling hydroiodic acid (57%) generated in

    situ by the action of phosphoric acid on potassium iodide, iodoalkanes are

    obtained.

    Secondary and tertiary alcohols cannot be used to prepare respective

    bromides and iodides unlike alkyl chlorides. This is because secondary and

    tertiary alcohols undergo dehydration on heating with concentrated H2SO4, to

    form alkenes.

    The order of reactivity of halogen acids on alcohols is in accordance with the

    bond dissociation energies of H-X bonds:

    HI > HBr > HCl

    Reactivity of alcohols towards this reaction is:

    Tertiary > Secondary > Primary

    The cleavage of C-O bond becomes easy and reactivity increases when the

    polarity of C-OH increases with the number of electron releasing groups on

    the -carbon atom of the alcohol.

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    Action of Phosphorus Halides

    Phosphorus halides react with alcohols to form haloalkanes. The action of

    phosphorus pentachloride (PCl5) or phosphorus trichloride (PCl3) on alcohols

    brings about the cleavage of C-O bond.

    Likewise, bromoalkanes and iodoalkanes are generated by the action ofphosphorus tribromide (PBr3) and phosphorus tri-iodide (PI3) respectively on

    alcohols. As PBr3and PI3, are not very stable compounds, they are prepared

    in situ by the action of red phosphorus on Br2, or I2, as follows:

    Treatment of phenols with PCl5gives only a small amount of chlorobenzene,

    the major product being tiphenyl phosphate.

    Action of Thionyl Chloride

    By refluxing alcohols with thionyl chloride in the presence of pyridine, chloro

    alkanes can also be prepared from alcohols.

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    Phenols do not react with thionyl chloride.

    Action of Ammonia

    When a mixture of the vapours of an alcohol and ammonia are passed over

    heated alumina (Al2O3) at 633 K, a mixture of primary, secondary and

    tertiary amines is produced.

    The reaction of ammonia on phenol give aniline under severe conditions only,

    as phenol is less reactive towards nucleophilic displacement reactions.

    Reaction with Zinc Dust

    Phenols but not alcohols on distillation with zinc dust give the corresponding

    aromatic hydrocarbon. For example,

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    Reactions Involving the Alcohol Molecule as a Whole

    There are two types of reactions that alcohols are prone to and engage in;

    one is essentially the reverse of addition of water to an alkene. This is called

    dehydration (the loss of water from an alcohol). The other is called oxidation.

    This reaction results in loss of hydrogen and the conversion of the C-O single

    bond to a double bond.

    Dehydration of Alcohols

    In the case of dehydration either water is removed as the reaction

    progresses or the equilibrium already favors alkene production. The

    dehydration of alcohols as a method of synthesizing alkenes with the

    products usually predicted by Zaitsev's rule - the more highly substituted

    alkene will be the major product. This reaction is acid catalyzed, commonlybeing carried out in sulphuric acid or heated alumina requiring higher

    temperatures.

    Tertiary and secondary alcohols react under mild conditions, such as with

    phosphoric acid at lower temperatures.

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    Different products are obtained under different reaction conditions and

    temperature e.g., ethers are obtained when excess alcohol is used.

    The mechanism of the dehydration reaction is an E1elimination reaction:

    Alcohols act as bases due o the presence of lone pair of electrons on the

    oxygen atom. Therefore they react with strong mineral acid to form the

    oxonium salts in the first step.

    In the 2ndslow step the C-O bond weakens due to the presence of positive

    charge on the highly electronegative oxygen. As a result, the protonated

    alcohol readily eliminates a molecule of water to form ethyl carbocation.

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    In step 3 the ethyl carbocation being a reactive chemical species looses a

    proton to form the ethene molecule.

    The relative ease of dehydration is as follows:

    Tertiary > Secondary > Primary

    This path is essentially the reverse of the water addition path. For interior -

    OH groups, the final location of the C=C bond depends on the branching of

    the alkane. For example:

    In general, the double bond will locate on the carbons with the most

    branching, although frequently there will be some of the other product

    present.

    Oxidation of Alcohols

    Simple 1 and 2-alcohols in the gaseous state lose hydrogen when exposed to

    a hot copper surface. This catalytic dehydrogenation reaction produces

    aldehydes and ketones. In the case of tertiary alcohols alkenes are produced.

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    Since the carbon atom bonded to the oxygen is oxidized, such alcohol to

    carbonyl conversions are generally referred to as oxidation reactions. Gas

    phase dehydrogenations of this kind are important in chemical

    manufacturing.

    However, when alcohol oxidations are carried out in solution, the hydroxyl

    hydrogen is replaced by an atom or group that is readily eliminated together

    with the alpha-hydrogen. The most important reactions of alcohols are their

    oxidation to aldehydes, ketones, and carboxylic acids (carbonyl compounds)and may be viewed as follows:

    The outcome of oxidation reactions of alcohols depends on the substituents

    on the carbinol carbon. In order for each oxidation step to occur, there must

    be H on the carbinol carbon.

    Primary alcohols are oxidized to aldehydes, which in turn may be oxidized to

    acids, both containing the same number of carbon atoms as the original

    alcohol. Secondary alcohols are oxidized to ketones with the same number of

    carbon atoms as the original alcohol. Tertiary alcohols are not normally

    oxidized since it would be necessary to break a C-C bond (C-C bonds arevery strong and stable, thus resistant to reaction without destabilizing

    structural relations or high energy).

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    While secondary alcohols can be oxidized to ketones, only under drastic

    conditions further can oxidation occur, when for instance, carboxylic acids

    with lesser number of carbon atoms than the original alcohol is formed.

    Tertiary alcohols cannot be oxidized easily (no carbinol bond C-H) and only

    under strong acid oxidizing agents they convert to a mixture of ketone and

    an acid each containing lesser number of carbon atoms than the original

    alcohol.

    Common oxidizing agents consisting of chromate and manganate species are

    summarized below.

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    Primary alcohols can be oxidized to aldehydes or further to carboxylic acids.

    In aqueous media, the carboxylic acid is usually the major product. However,

    they can be oxidized to aldehydes by the careful selection of an oxidizing

    agent like PCC or PDC in dichloromethane. The best reagent for laboratory

    scale reactions is pyridinium chlorochromate, C5H6NCrO3Cl (PCC), in

    dichloromethane solvent:

    Other oxidizing agents, such as sodium dichromate (Na2Cr2O7) in aqueous

    acid or chromium trioxide (CrO3), continue the oxidation process to the

    carboxylic acid product. The intermediate aldehydes are not generally

    isolated because they are oxidized to acids too rapidly:

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    Secondary alcohols are readily oxidized to ketones:

    In each case a chromate ester of the alcohol substrate is believed to be an

    intermediate, which undergoes an E2like elimination to the carbonyl product.

    The oxidation state of carbon increases by 2; while the chromium is reduced

    and decreases by 3. Since chromate reagents are a dark orange-red color (VI

    oxidation state) and chromium III compounds are normally green, the

    progress of these oxidations is easily observed. Indeed, this is the chemical

    transformation on which the Breathalizer test is based.

    Jones' reagent: a solution of sodium dichromate in aqueous sulphuric

    acid

    Oxidation of Phenols

    Generally phenols are more easily oxidized than simple alcohols. Oxidation

    can be achieved by reaction with silver oxide (Ag2O) or chromic acid

    (Na2Cr2O7), or other oxidizing agents.

    Particularly important are the oxidation of 1,2- and 1,4-benzenediol

    (pyrocatechol and hydroquinone, respectively) and their derivatives.

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    These types of systems are important in biological redox-systems such as

    coenzyme Q and vitamin K.

    Here's a closer look at the two one electron transfers that are believed to

    take place when hydroquinone is oxidized to benzoquinone.

    Loss of a proton and an electron generates a phenoxy radical.

    Loss of a second proton and a second electron completes the oxidation.

    Electrophilic Reactions

    Phenols are potentially very reactive towards electrophilic aromatic

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    substitution. This is because the hydroxy group -OH, is a strongly activating,

    ortho-/para- directing substituent. Substitution typically occurs para to the

    hydroxyl group unless the para position is blocked, then ortho substitution

    occurs.

    The strong activation often means that milder reaction conditions than those

    used for benzene itself can be used. Phenols are so activated that

    polysubstitution and oxidation can be a problem at times.

    Halogenation

    Phenols react with halogens in the presence of less polar solvents like CS2,

    CHCl3and CCl4to give ortho and para isomers of monohalophenols.

    Phenols when treated with chlorine or bromine water give polyhalogen

    derivatives in which all the H-atoms present at the ortho- and para- positions

    with respect to OH group are replaced by chlorine and bromine atoms.

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    NitrationWith dilute HNO3at 293 K phenol give mixtures of ortho and para

    isomers of mononitrophenols.

    The yield of mononitrophenols is quite low due to the partial oxidation of the

    ring by HNO3. However, if phenol is first treated with nitrous acid,

    nirosophenol is formed which on further oxidation with dilute nitric acid yields

    good yeild of mononitrophenol.

    The ortho and para isomers can be separated by steam distillation. o-nitrophenol undergoes intramolecular hydrogen bonding while p-nitrophenol

    undergoes intermolecular hydrogen bonding. While o-nitrophenol is steam

    volatile and p-nitrophenol is less volatile due to the association of molecules

    and so can be separated by distillation.

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    With concentrated nitric acid and in the presence of sulphuric acid, phenol

    gives 2,4,6-trinitrophenol (picric acid). The yield is low due to oxidation of

    phenol.

    Sulphonation

    When phenol is treated with concentrated H2SO4 sulphonation occurs. A

    mixture of ortho- and para- isomers are obtained. If the sulphonation is

    carried at low temperatures (293 K), the ortho isomer predominates and at

    high temperatures (2373 K) the para isomer is the chief product.

    Alkylationand Acylation

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    The alkylation and acylation reaction, known as 'Friedel-Craft reaction', is

    carried by treating phenol with alkyl chloride or acyl chloride in the presence

    of a catalyst like anhydrous aluminium chloride. For example,

    Carboxylation of Phenols (Kolbe-Schmitt reaction) Heating the

    nucleophilic phenolate salt with carbon dioxide under high

    pressure/temperature results in regioselective ortho-substitution.

    On further acidification the o-and p-isomers of o-hydroxybenzoic acid are

    formed. This process is also known as the Kolbe-Schmitt synthesis.

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    However, o-hydroxybenzoic acid is the main product and is commonly known

    as salicyclic acid. This is the starting material for preparing 2-acetoxybenzoic

    acid (aspirin) which is widely used as analgesic and antipyretic. The

    acetylation of salicylic acid produces aspirin.

    Reimer-Tiemann Reaction

    On treating phenol with chloroform in the presence of aqueous sodium or

    potassium hydroxide at 340 K followed by hydrolysis of the resulting product,

    gives 2-hydroxybenzaldehyde (salicylaldehyde) as the major product and 4-

    hydroxybenzaldehyde as a minor product.

    If instead of chloroform, CCl4 is used salicyclic acid is formed as the major

    product.

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    The Reimer-Tiemann reaction occurs by the generation of dichlorocarbene

    (:CCl2) electrophile which attacks the ortho- para- electron rich centres to

    substitute the hydrogen atom at these positions.

    Some Commercially Important Alcohols

    Methanol (Wood Alcohol)

    Methanol or Methyl Alcohol can be obtained by the destructive distillation of

    wood, hence its popular name of wood alcohol. Commercially, methanol is

    prepared by the hydrogenation of carbon monoxide in the presence of a

    metal oxide catalyst such as zinc oxide and chromic oxide under high

    temperature and pressure.

    Methane is also used for producing methanol.

    Properties

    Methanol is a clear, colourless, organic liquid with a pleasant odour. It is

    inflammable and has a high calorific value and hence it is used as a fuel.

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    It burns with a good smokeless flame.

    Methanol is used mostly for industrial purposes. It is an important solvent for

    many substances used in dyes, drugs etc. When mixed with water, the

    mixture does not freeze even at sub-zero temperatures. Hence, in cold

    countries, it is used as antifreeze for automobile radiator.

    It is used as a starting material for making other organic compounds e.g.,

    when methanol is oxidized by acidified potassium permanganate or

    potassium dichromate, formaldehyde is formed.

    Formaldehyde on further oxidation gives formic acid.

    Methanol is highly poisonous. If consumed it causes blindness due to

    destruction of the cells of the optic nerve. If consumed in large amount, it

    can cause death.

    Spurious alcohol or illicit liquor is often made by improper distillation or by

    using methylated spirit. It is cheap and is mostly made available to the lower

    strata of our society. Spurious alcohol contains higher percentage of methyl

    alcohol which is poisonous. Consumption of such liquor may cause blindness,

    serious health problems and even death. Sometimes, to give the consumer

    gets a pronounced feeling of 'intoxication', other chemicals are mixed with

    ethyl alcohol. Such mixtures can prove to be exceedingly poisonous and can

    cause severe damages to the body organs, nervous system resulting in

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    death.

    Ethanol

    Ethanol or ethyl alcohol has been used for thousands of years especially in

    the form of wine. Usually the term 'alcohol' refers to ethanol.

    The raw materials used for the preparation of alcohol are plant products that

    contain some form of starch or sugar. Grapes, barley, rice, potatoes, apples

    etc., are examples of such materials. The process of converting the starch to

    sugar is called fermentation.

    Today, most of the alcohol produced in the world is by the fermentation of

    molasses, a brownish syrupy liquid obtained in the sugar industry. It contains

    a large amount of sugar, which cannot be further crystallized. Yeast is added

    to these molasses, and it is allowed to ferment for usually three weeks. The

    enzyme maltase present in yeast converts the sucrose of molasses to

    glucose.

    Yeast also contains an enzyme zymase, which converts glucose to ethanol

    and carbon dioxide.

    The alcohol so formed is separated by fractional distillation to obtain rectified

    spirit. The product-rectified spirit contains about 96% ethanol and 4% water.

    Pure alcohol (100% alcohol) called 'absolute alcohol' is obtained from this

    product by distillation with benzene (C6H6).

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    Ethanol is also be obtainable from petroleum products. During the cracking of

    petroleum, large quantities of ethene (ethylene) are produced. This can be

    hydrated using sulphuric acid as a catalyst to produce ethanol.

    Water molecule adds to an alkene molecule across the double bond in the

    presence of dilute acids and a catalyst. For example, ethane gives ethanol

    when a mixture of ethene and steam is passed over phosphoric acid and

    silica under a pressure 65 atm, and at 300 C

    Properties

    Ethanol is colourless and has a pleasant odour. Its boiling point is 78 oC and

    its freezing point is -114oC. It is soluble in water and almost all the organic

    solvents. It is highly intoxicating in nature. It is combustible and burns with a

    blue flame.

    Ethanol is used for many industrial applications because of some

    characteristic reactions. The products formed are starting materials for

    carrying out many organic reactions both at industry and laboratory. For

    example,

    When a piece of sodium is dropped in ethyl alcohol, bubbles of hydrogen gas

    are observed.

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    Ethanol reacts with phosphorus trichloride to form ethyl chloride.

    When treated with concentrated H2SO4 at 170 oC, ethyl alcohol undergoes

    dehydration to form ethane.

    At lower temperature of 140 oC, and when present in excess, ethyl alcohol

    forms a pleasant smelling substance called diethyl ether.

    Alcohols on oxidation give aldehydes. The aldehydes on further oxidation

    give carboxylic acids.

    Based on these reactions important uses of alcohol are as follows:

    Ethyl Alcohol is used as a solvent for many organic solutes, especially

    which are insoluble in water.

    It is used in the preparation of perfumes.

    It is used in the manufacturing of 'power alcohol', which is 80%

    mixture of petrol (gasoline) and 20% absolute alcohol. It can be used to

    generate power as a motor fuel and help to save gasoline. As absolute

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    alcohol does not mix with petrol, benzene, ether or tetralin is added into

    this mixture.

    Ethyl Alcohol is used in making tinctures and medical syrups.

    It is used as a solvent for paints, varnishes, dyes etc.

    It is used in the production of many organic compounds.

    It is used in alcoholic beverages.

    The chemical usage and common usage of the term 'alcohol' differ.

    Chemically, the term alcohol refers to a group of organic compounds having -OH group in their composition; the common man reference to alcohol relates

    to ethyl alcohol or ethanol. Ethyl alcohol has a variety, of uses as seen

    above, especially as a solvent. But by far the greatest use of ethyl alcohol is

    in the form of alcoholic beverages, such as wine, beer, rum, brandy, whisky

    etc.

    Alcohol consumed in sizeable amounts is detrimental and affects the nervous

    system In small quantities it may serve as a source of energy, but

    consumption of alcohol is a habit forming activity.. If consumed over a period

    of time, alcohol can ruin one's health especially the liver, which gets affected

    by cirrhosis. . The person loses his or her sense of balance and mental ability

    when consumed in excess and this type of consumption often ruins family life

    and can have tragic consequences.

    Alcoholic drinks are heavily taxed by the government, so as to discourage

    people from over consumption. Certain state have banned alcoholic drinks

    altogether, inspite of the taxes being a sizable revenue earning for state

    government coffers. Alcohol used for industrial and surgical purposes is not

    taxed heavily. But in order to prevent unscrupelous people fromm buying and

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    consuming industrial and surgical alcohol, it is mandatory that ethyl alcohol

    be mixed with a certain percentage of highly poisonous methyl alcohol or

    methanol. This renders the ethyl alcohol unfit for human consumption. This

    mixture is called 'Methylated Spirit'. If chemicals like copper sulphate or

    pyridine are added to ethyl alcohol it is called 'denatured alcohol'. Both these

    mixtures are prepared so as to prevent people from drinking alcohol heavily.

    Ethers

    Ethers can be prepared by the following general methods.

    Preparation of Ethers

    Williamson Ether Synthesis

    Ethers are usually prepared from alcohols or their conjugate bases. One importan

    procedure is the Williamson Ether Synthesis mentioned earlier. This reaction proceed

    by an SN2 reaction of an alkoxide nucleophile with an alkyl halide. The substitutio

    reaction permits the convenient synthesis of both symmetrical and non-symmetrica

    ethers.

    This type of reaction happens in two steps. The alcohol firstly reacts with sodium (o

    some other substance that removes a proton from the alcohol (-OH) group. Then a

    haloalkane is added to a solution of the resulting anion, when the alkyl nucleophile from

    the haloalkane attaches to it. Na+ion is a spectator ion forming a halide salt.

    For preparation of ethers with different R groups bound to oxygen (non-symmetrica

    ethers), all one has to do is use an alcohol with one organic group and an organi

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    chloride with a different group. Reactions of a secondary alkyl alkoxide and a primary

    aryl halide and vice versa are shown as two examples of this procedure.

    In this case unsymmetrical ether benzyl isopropyl ether is obtained. As there are tw

    different combinations, two different types of reactants are possible, one usually bette

    than the other. Since alkoxide anions are strong bases, the possibility of a competing E

    elimination also occurs here. Bearing in mind the factors that favor substitution ove

    elimination, a primary alkyl halide is a preferred reactant as it gives a better and

    cleaner yield of benzyl isopropyl ether than does other reaction which generate

    considerable elimination product. Best yields of unsymmetrical ethers are obtaine

    when the alkyl halides are primary and the alkoxides are tertiary.

    Aryl halides are much less reactive than alkyl halide and so are usually prepared b

    treating sodium phenoxide with alkyl halides.

    Alkoxy Mercuration

    A second general ether synthesis involves the oxymercuration reaction. The alcoho

    reactant is used as the solvent, and a trifluoroacetate mercury (II) salt is used a

    nucleophile in preference to the acetate).

    Alkenes readily react with mercury (II) trifluoroacetate acetate in the presence of an

    alcohol to give alkoxy mercurial compounds, which on reduction with NaBH4 in basi

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    medium gives ethers in high yield. Reactions of butene and cyclopentene as example

    of this two-step procedure are given below.

    Note that this reaction gives ether in accordance with Markovnikov's addition rule and

    does not involve a carbocation and competing elimination reaction.

    Dehydration of Alcohols

    Symmetrical ethers (R-O-R) can be prepared by gently heating an alcohol in th

    presence of an acid catalyst like concentrated sulphuric acid. This process is ver

    similar to that used to dehydrate an alcohol to an alkene. The primary difference is tha

    dehydration uses somewhat higher temperatures.

    The yield of ether depends upon the nature of the alcohol whether it is 1, 2, or 3 . Th

    formation of ethers from these alcohols is best achieved when alcohol is used in excess

    However, the order of dehydration of alcohols leading to the formation of ethers follow

    the sequence,

    Primary > Secondary > Tertiary

    Acid-catalyzed dehydration of small 1 alcohols constitutes a specialized method o

    preparing symmetrical ethers. As shown in the following two equations, the success o

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    this procedure depends on the temperature. At 110 C to 130 C an SN2reaction of th

    alcohol conjugate acid leads to an ether product. At higher temperatures (> 150 C) a

    E2elimination takes place.

    The dehydration of an alcohol to either an alkene or ether shows the reactions to

    proceed over a relatively narrow temperature range (20 for ethanol). Such a narrow

    range of conditions suggests that when these reactions are carried out one may obtai

    more than one product and such is frequently the case.

    Catalytic Dehydration

    Dehydration of alcohols can also be achieved by passing the vapours of an alcohol ove

    alumina (Al2O3) at 623 K (350 C).

    For example,

    The order of the ease of dehydration of alcohols is,

    Tertiary > Secondary > Primary

    Reaction of Alkyl Halides with Dry Silver Oxide

    Haloalkanes can also be converted into ethers by heating with dry silver oxide.

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    Reaction With Grignard's Reagent

    Higher ethers can be produced by the action of -halo ethers with Grignard's reagent.

    Reaction With Diazomethane

    Ethers can be prepared by the reaction of diazomethane with alcohols in the presence

    of tetrafluoroboric acid (HBF4) as catalyst.

    Physical Properties

    Physical State

    Higher Ethers are gases at ordinary temperature while the other lower members ar

    colourless liquid with a characteristic 'ether smell'.

    Dipole Nature

    The C-O bonds in ethers are slightly polar because of greater electronegativity o

    oxygen than carbon atom. Since the two C-O bonds in ethers are inclined to each othe

    at an angle of 110o the two dipoles do not cancel each other and thus they a dipole

    moment of 1.15-1.3 D.

    Boiling Points

    Ethers are isomeric with monohydric alcohols but their boiling points are much lowe

    than the isomeric alcohols. This is because unlike alcohols ethers do not form hydroge

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    bonds and exit as associated molecules. Further the weak polarity of the C-O bonds d

    not affect the boiling points of ethers which are comparable with those of alkanes o

    same molecular masses.

    Diethyl ether (MW 74): 308 K; butyl alcohol (MW 74): 351 K; pentane (MW 72) 309 K

    Solubility

    Ethers have water solubilities intermediate between alkanes and alcohols. Becaus

    ethers have no O-H bonds, they cannot participate in hydrogen bonding to the sam

    extent that alcohols do. Nevertheless, the oxygen in the ether can form a hydroge

    bond to the hydrogen in water. The presence of only single site on the ether for a

    limited kind of hydrogen bonding interaction means that ethers generally hav

    significantly smaller solubilities in water than do alcohols. Still they have highe

    solubilities than any hydrocarbon.

    As their molecular mass increases, the solubility of ethers in water decreases due t

    corresponding increase in the hydrocarbon portion of the molecule. Ethers are fairl

    soluble in common organic solvents like alcohol, benzene, chloroform, acetone etc.

    Chemical Reactions

    Ethers are generally unreactive and make good as solvents. They do not react with

    halogens, nucleophiles or mild acids or bases. They are widely used as solvents for a

    variety of organic compounds and reactions, suggesting that they are relativel

    unreactive themselves. With the exception of the alkanes, cycloalkanes an

    fluorocarbons, ethers are probably the least reactive, common class of organi

    compounds. The inert nature of the ethers relative to the alcohols is undoubtedly due to

    the absence of the reactive O-H bond.

    Reactions of Ethereal Oxygen

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    The ethereal O atom is a region of high electron density due to the presence of lone

    pairs. Hence, ether oxygen atoms are Lewis bases undergoing reactions involving the

    formation of co-ordinate bonds.

    Formation of Oxonium Salts

    The oxygen atom of ether has two lone pairs of electrons. As a result they behave a

    Lewis bases and thus dissolve in cold concentrated inorganic acids to form stabl

    oxonium salts. For example,

    Formation of Coordination Complexes

    Ethers form coordinate bonds with Lewis acids such as BF3, AlCl3, FeCl3, Grignard'

    reagent etc., to produce complexes called as etherates.

    The etherate complexes from Grignard's reagent dissolve in ether and that is th

    reason Grignard's reagent are usually prepared in ethers.

    Reactions Involving the Cleavage of C-O bond

    Like an alcohol -OH group, the -OR group is a poor leaving group and needs to b

    converted to a better leaving group before substitution can occur.

    The most important reaction of ethers is their cleavage by strong acids. Alkyl ethers ar

    cleaved by the strong acids HI or HBr in a nucleophilic substitution reaction similar t

    that of alcohols. Aqueous HI is the acid most commonly used, but HBr also work

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    sometimes.

    Protonation of the ethereal oxygen creates a good leaving group, a neutral alcoho

    molecule. The halide ion, bromide or iodide are both good nucleophiles. Depending o

    the structure of the alkyl groups, the reaction can be SN1or SN

    2.

    Reaction with Halogen Acids

    The cleavage of the C-O bond by strong halo acids is the most common reaction o

    ethers. This occurs by SN1or E1mechanisms for 3-alkyl groups or by an SN

    2mechanism

    for 1-alkyl groups. The conjugate acid of the ether is an intermediate in all thes

    reactions as shown below.

    Ethers are readily cleaved by hydroiodic acid at 373 K to form an alcohol and an alky

    halide.

    However, if excess of acid is used the alcohol first formed reacts further with th

    halogen acid to form the corresponding alkyl halide.

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    The reaction is a typical nucleophilic substitution, taking place via a SN1 or SN

    mechanism.

    Primary and secondary alkyl ethers are attacked by iodide ion to give an SN

    mechanism with acid catalysis:

    Firstly, ether being Lewis bases undergoes protonation to form oxonium salts as th

    intermediate. Protonation of the alcoholic oxygen takes place to make a better leavin

    group. This step is very fast and reversible.

    In the second step the formed protonated ether undergoes nucleophilic attack by th

    halide ion. The halide ion functions to displace the good leaving group, neutral alcoho

    molecule, by cleaving the C-O bond. This results in the formation of an alkyl bromide

    and an alcohol.

    Note that the iodide attacks the less hindered alkyl group, so in the unsymmetrica

    ethers alkyl halide is always formed from the smaller alkyl group.

    Protonation of tertiary ethers in acid lead to spontaneous cleavage to give a carbocatio

    intermediate, resulting in either an SN1or E1mechanism for cleavage:

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    There is a similarity to the analogous alcohol reactions when 'water' is lost, except an

    alkyl group has been substituted for the H of water to give an alcohol leaving group.

    The order of halogen acids follow the sequence:

    HI > HBr > HCl

    In case of alky aryl ethers the products are always phenol and alkyl halide and never a

    aryl halide and alcohol.

    .

    This occurs because the phenol formed in this reaction does not react further, since SN2

    SN1and E1reactions do not take place on aromatic rings.

    Reaction with Sulphuric Acid

    Ethers undergo hydrolysis reaction to from alcohols when heated with dilute sulphuri

    acid under pressure.

    When heated with concentrated sulphuric acid alcohol and alkyl hydrogen sulphates are

    formed.

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    Reaction with Acid Chlorides and Anhydrides

    When ethers are treated with acid chlorides or anhydrides in the presence of anhydrou

    ZnCl2or AlCl3esters and alkyl halide are formed.

    Reaction with Phosphorus Pentachloride

    The action of phosphorus pentachloride (PCl5) on ethers brings about the cleavage of C

    O bond leading to the formation of alkyl halide.

    Reactions Involving the Alkyl Group

    Action of Air and Light

    Ethers in which oxygen is bonded to 1 - and 2 -alkyl groups are subject to peroxid

    formation in the presence of air (gaseous oxygen) and light.

    This reaction presents an additional hazard to the use of these flammable solvents

    since peroxides decompose explosively when heated or struck. The mechanism o

    peroxide formation is believed to be free radical in nature due to the presence of tw

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    unpaired electrons molecular oxygen.

    Action of Halogens

    Ethers react with chlorine or bromine to give substitution products. The extent o

    halogenation depends on the reaction condition. For example,

    Electrophilic Substitution Reactions

    Like phenols, the aromatic ethers having the alkoxy group undergo electrophili

    substitution reactions of the benzene ring at ortho- and parap- positions.

    Halogenation

    Anisole reacts with halogens in the presence of less polar solvents like CS2, CHCl3an

    CCl4to give ortho and para isomers of monohaloanisoles.

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    Nitration

    With concentrated HNO3/H2SO4the nitrating mixture at 293 K anisole give mixtures o

    ortho and para isomers of mononitroanisoles.

    Friedel-Craft's Alkylation and Acylation

    The alkylation and acylation reaction, known as 'Friedel-Craft reaction', is carried by

    treating anisole with alkyl chloride or acyl chloride in the presence of a catalyst lik

    anhydrous aluminium chloride. For example,

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    Using Ethers as Protective Groups

    Due to their relative lack of chemical reactivity, ethers have proven to be usefu

    protective groups for alcohols and phenols. By converting a hydroxyl function to etherits acidity and ease of oxidation (in the case of 1 and 2-alcohols) can be suppressed to

    such a degree that normally incompatible reactions, such as those employing Grignard

    reagents, may be carried out.

    Summary

    Alcohols contain -OH functional group attached to a saturated sp3hybridized

    carbon atom like alkane (R-OH), while phenols have a -OH group attached to the

    carbon atoms of an aromatic ring (Ph-OH).

    Ethers are organic molecules with -C-O-C-as the functional group.

    Alcohols are divided into two broad categories - aliphatic alcohols and aromatic

    alcohols.

    Aliphatic and aromatic alcohols and phenols are classified as monohydric,

    dihydric, trihydric and polyhydric according to the number of hydroxyl groups in

    their molecules.

    Alcohols containing sp3C-OH bond are classified into three categories as primary(1), secondary (2) and tertiary (3). These can be allylic or benzylic alcohols

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    (attached to next to double bonded carbon atom).

    Alcoholscontaining sp2C-OH bond are named as vinylic alcohols (directlyattached to double bonded carbon atoms) or aryl alcohols or phenols that are

    hydoxyl derivatives of aromatic hydrocarbons.

    Ethers are of two broad categories - aliphatic or aromatic ethers which can be

    symmetrical and unsymmetrical ethers.

    Alcohols are named using the -ol ending. On longer chains the location of the

    hydroxyl group determines chain numbering.

    Phenols are named using the word 'pheno' at the end. All substituted phenols

    are named as derivatives of phenol with the position of the substituent with respect

    to-OH group indicated by Arabic numerals.

    The ether functional group is named as an alkoxysubstituent on the parentcompound.