aleta a trauger financial disclosure report for 2010

8/3/2019 Aleta A Trauger Financial Disclosure Report for 2010

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A O I 0Rev. 1/2011 FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010Report Required by the Ethics

in Government Act o f 1978(5 U.S.C . app. .~ 101-111)

!. Person R epor t ing ( las t name, f i r s t , middle in i t ia l )Trauger , Ale ta A.

4. Title (Article III judges indicate active or senior status;magistrate judges indicat~ full- or part-time)

2. Court o r Organ iza t ionU.S. Dis t r i c t Cour t (MD Tenn)

5a. Repor t Type (check appropr ia te type)] N o m i n a t i o n , D a t eU.S. Dist r ic t CI.Judge-Act ive

7. Chambers or Off ice Address825 U.S. Courthouseg0 1 Broa dwa yN a shv i l l e , T e nne sse e 3720 3

[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancew i t h a p p l i c a b l e l a w s a n d r e g u l a ti o n s .

Reviewing Officer D a t e

3. Date of Report04/21/2011

6. Report ing Pe riod01/01/2010

to12/3112010

I M P O R T A N T N O T E S : T h e in s truc tions ac c om p any ing th is form m ust be fo l lowe tL C om ple te a l l par ts ,checking the NONE box for each part where you have no reportable information. Sign on last pag~

I . P O S I T I O N S . ~ R , p o r a , g l , d l v la , a l o , l ~ ; ~ , ~ . 9 - t 3 of filing instructions.)1~ N O N E ( N o reportable positions.)

PO S ITIO NI. M e m b e r , N a t i o n a l C o u n c i l2.

3.

4.5.

NAM E OF ORG ANIZATION/ENTITYV a n d e r b i lt L a w S c h o o l

(No reportable agreements . )ONEDATE PARTIES A N D T E R M S


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FINANCIAL DISCLOSURE REPORTPage 2 of 8

N a m e o f P e r s o n R e p o r t i n gTrauger, Ale ta A.

D a t e o f R e p o r l04121/2011

I I1 . N O N - IN V E S T M E N T IN C O M E . (Reporting individuM and spouse: see plx 17-2 4 of filing instructions.)A. Filers Non-lnvestm ent Incom e

~] N O N E non-investment income.)No reportableDATE S O U R C E A N D TYPE

2.

3.

4.

INCOME( you r s , no t s pou s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during any portion of the reporting year, complete this section.(Dollar amount not required ~rcept for honoraria.)

D (N o rep orta ble in co m e.)O N E n on - in v e s tme n t

1.2010

2.

3.

4.

D A T E S O U R C E A N D TYPEIn co me fro m la w firm p ar tn ersh ip - a tto rn ey pa rtn er in Tra ug er & Tuk e.

I V . R E I M B U R S E M E N T S --transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

N O N E (No reportable reimbursements. )SOURCE D A T E S LOCATION

1.2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 8

Name o f Pe rson Report ingT r a u g e r , A l e t a A .

Date of Repor t04 /21/201 I

V . G I F T S . a , c l u d e s , ho s e t o s p o u s e o n , d e p e n d e n t children: see pp. 2 8 - 3 1 of filing instructions.)N O N E ( N o reportable g~s.)

SOURCEI .

2 .

3 .

4 .

5 .

DESCRIPTION VALUE

V I . L I A B I L I T I E S . a . e l . d ,s t h o s , o / ,p o . ~ , a , d d , p , n d e . , c h i l d r , ,: ~ , e ~ . 3 2 - ~ of f illn# i n s t r u c t i o n s . )D N O N E (No reportable liabilities.)

DESCRIPTION1. Mortgage on aw firm bldg. & loan for HVAC units ~joint liability w~i~~l~er partners) ....2. Nas hv i l l e Bank & Trus ! Mor t ga ge on Re n t a l P rope r t y , N a shv i l l e , D a v i dson C o . , " IN O3. N ash v ille B an k & Trust Lin e o f c red it fo r law firm p a rtn e rsh ip J4.5.

CREDITORNas hv i l l e B ank & T r u s t

VALUECODE0


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FINANCIAL DISCLOSURE REPOR TPage 4 of 8

N a m e o f P e r s o n R e p o r t i n gTrauger, Ale ta A.

Date of Repo~04/21/201 I

V I I . I N V E S T M E N T S a n d T R U S T S -i.cor.e, ,ol.e, t r a .s a c , i o . ~ a . a . d e s t h o s e o f s p o u t , a .d d e p e . d e n t chi ldren ; see pp . 3 4 - 6 0 of fi l ing instructiong)D (No reportable asse ts , orO N E i nc ome, transact ions .)

Description of Assets Income dur ing(including trust assets) r e p o r t i n g p e r i o d

[ ( I )P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t T y p e ( e . g .,exempt from prior disclosure [ Code I d i v . , r e n t ,

i (A-H) or i n t . )

I. Acc t s . a t Su nT r u s t B ank , N as hv i l le , T N A Interest

2. T he E q u i t ab l e A.B .A. Gr ou p I R A D Int./Div.

3. R o b e r t s o n S t e p h e n s E m e r g i n g G r o w t h F u n d E Int./Div.

4. C o v e n t r y He a l t h C a r e I n c . c o m m o n s t o c k N o n e

5. Gu i l f o r d Co . , NC f a r m l and B R e n t6. Cas h s u n . v a l ue NW L i f e po l i cy N o n e7. Cas h s u r r . v a l u e o f 2 NW L i f e po l i c i e s N o n e8. P a r n a s s u s F u n d A Di v i dend

9. I n t e r e s t in l aw f i r m b l dg . N o n e1 0 . Prof i t shar ing p lan- Divers . Trus t N o n e

1 1 . K n o x C o u n t y , T N m u n i c , b o n d s N o n e

1 2 . lTECH Par tner s , L.P. N o n e

1 3 . Moor e Co u n t y , NC t im b e r l and D Re n t

1 4 . Met r o Nas hv i l l e E l ec tr i c R ev enu e b ond s N o n e

1 5 . B a n k o f A m e r i c a C o r p . A Di v i dend1 6 . Ex x o n M o b i l C o r p . A Di v i dend1 7 . P i e d m o n t N a t u ra l G a s C o . A Di v i dend

Gross value a t endo f r e p o r t i n g p e r i o d(I) (2)Value Value

Code 2 M e th o d( J - P ) Code 3

( Q - W )

N T

M T

M T

N W

L T

M T

L T

N W

PI T

M W

J T

K T

K T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(I ) (2) (3) (4) ( 5 )T y p e ( e . g. , D a t e Value Gain I d e n t i t y o fbuy, sell, m r r d d d ~ y C ode 2 C o de I b uy e r/se ller

r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

D o n a t e d

Redeemed 01/04/I 0 KEx p i r e d 12/31/10 J

Redeemed 05/17/10 K

I . I nc ome Gain Codes : A =$1,000 or less B -$1,001 - $2.500 C = $ 2. 5 01 - $ 5 , 000 D =$5.001 - $15,000( S ee Colu mns B I and D 4 ) F = $ 50,001 - $ 100.000 G = $100.001 - $1 ,000,000 III = $ 1.000.001 - $ 5 .000.000 112 =More than $5.000,000

2. Va lue C o d es J = $ 15 .000 o r le ss K =$15.001 - $50.0~ O L =$50.0O I - $10~ .0~ O M = $ 100,001 - $250.000( S c c Colu mns CI and D 3) N =$250.001 - $ 5 00.000 O =$5 00.001 - $ 1,000.000 P I = $ 1.000.001 - $ 5 .000.000 P2 ~$5.0~0.001 - $25,000.000

P3 =$25.00~.001 - $50.000.0~O P4 =More than $50.(30~.0003. Value Method COdes Q =Appraisal R ~o s l (Re a l Es ta te O n ly ) S A s s e s s m e n t T ~ Cas h Mar kel( S ee Colu mn C2 ) U = Bo o k Va l ue V = O l h cr W Esl ima te d

E =$15,001 - $50,000


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N a m e o f P e r s o n R e p o r t in gTrauger, Aleta A.

D a t e o f R e p o r t04/21/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ~ e . , . a t u o . , r u , ~ c t i o n s anctudes those of spou se ana aepen, tent chi /dren: s e e l , p . ~ 4 - 6 o o f l i / i n g instructions.)D (No reportable asse ts , orO N E in co m e, tra nsa ctions.)

A. B. C. D.Description of Assets Incom e during Gro ss v alue a t en d Transactions during reporting period

(including trust asset.s) r e p o r t i n g p e r i o d of reporting periodi (I) (2) (I) (2) (I) (2) (3) (4) (5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Value Gain I d e n t i t y o fexempt from prior disclosure i . C o d e I d i v . , r e n t , Code 2 Method buy, se l l , m m ! d d h j y Code 2 C o d e I b u y e r / s I l e r

i (A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t ei ( Q -W ) t ~ a n s a c t i o n )1 8 . Metro N as hv i l l e Elec t r ic S e rv i ce Z e ro N one K TC ou pon Bonds1 9 . T N Hou s i ng D e ve l opm e n t A gc y . A Interest K THom e owne r sh i p Bonds20 . W e l l s F a r g o C a s h S w e e p P r o g r a m A Interest K T21 . Elizab e th to n , " IN w a te r & sew e r re v en ue N o ne K Tb o n d s22 . W el l s Fa rgo Broke rage Acc t .23 . - Amer i can Ba lanced Fund, Inc . C D i vi de nd M T24 . - Capi t a l Income Bui lde r Fund D D i vi de nd M T25 . - Capi t a l W or ld Growth & Incom e Fund D Div idend N T26 . - Growth Fund of Am er i ca , Inc . B Dividend M T27 . - Inv es tment Co. o f Amer i ca B D i vi de nd28 . - N e w Pe r spe c t ive Fu nd B Div idend M T29 . -Fundamenta l Inv es tor s o f Amer i ca B Div idend M T30 . Lincoln Na t iona l Corp A D i vi de nd J T31 . MGT Holdings N o n e J T32 . The P rov idence S e rv i ce Corp . N o n e N T33 . Renta l P rope r ty -Nas hv i l l e , Dav ids on Co. , D R e n t O W34 . Regions Bank m oney marke t acc t . (Morgan A Interest J TK e e g a n )

Bu y 12/13/10 J

S old 12/13/10 M

Bu y 12/13/10 M

I . I nc ome Gain Codes : A =$1.000 or less B -$1,001 - $2.500 C = $2.5 01 - $ 5 .000 D = $ 5 .001 - $ 15 .000( Se e C o lu mn s B I a nd D4 ) F = $5 0.0 01 . $ I0 0,0 00 G - $1 00 .0 01 - $ 1.0 00 .0 00 II I = $1 .0 00 ,0 01 - $ 5.0 00 .0 00 112 =More than $5.000.000

2. Value Co&s J ~$ 15 . 000 o r l e ss K = $15 .001 - $ 50.0~ 9 L = $5 0.001 - $ 100.000 M =$100.001 - $250.000( s ee Colu mns CI and D 3) N =$250.001 - $500.000 O =$5 00 .00 1 - $1 .0 00.0 00 P I = $1 .0 00 .0 01 - $ 5.0 00 .0 00 P2 =$5 .0 00 .00 1 - $2 5.00 0.0 00

P3 =$25,000.001 - $50.0~0.000 P4 =More than $50.000.0003. Value Mclhod Codes Q =Appraisal R = C o s t ( Rea l Es t a t e O n l y ) S = A ssessm en t T = C a s h Market( S ee Colu mn C2 ) U = Book Value V =O~hcr W =Eslimatcd

E = $ 1 5 . 0 0 1 - $ 5 0 , 0 0 0


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N a m e o f P e r s o n R e p o r t in gTrauger, Aleta A.

D a t e o f R e p o r t04/21/2011

V I I . I N V E S T M E N T S a n d T R U S T S -i .cor.o, vatu., ~ra.~ua~o.~ a.ct.a,~ those ofspouse and dependent children; see plx 34-60 of fillng instructions.)--] N O N E (No reportable income, assets, or transactions.)

D e s c r ip t io n o f A s se t s I n c o m e d u r i n g( i nc l u d i ng t ru s t asse t s ) r e p o r t i n g p e r i o d

(I) (2)Place "(X)" after each asset A m o u n t T y p e ( e . g .,

e x e m p t f r o m p r i o r d i s c lo s u r e C o d e I d i v . , r e n t ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d0) (2)

V a lue V a lueC o d e 2 M e t h o d

( J - P ) C o d e 3T y p e (e.g.,b u y , se l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4) (5 )D al e V a l u e Ga in I d e n t i t y o f

m m /d d~ yy C o de 2 C o d e I b u y c r/ s d lc r( J - P ) ( A - H ) ( i f pr iva t e

l r a n s a c t i o n )

35 . Pinnacle Nat. B ank accounts None K

36. Blount County, TN munic, bonds A I n t e r e s t KTT

I . I nc ome Gain Codes : A =$1,000 or less B = $ 1,001 - $ 2 ,5 00 C = $ 2 ,5 01 - $ 5 ,000 D =$5,001. $15,000( S c Colu mns B I and D 4 ) F =$50,001 - $ 100,000 G =$100.001 - $1,000.000 I I 1 = $1.000.001 - $5.000.000 1 1 2 = M o r e l h an $ 5 , 0 0 0 . ( ~ 0 0

2. Va lue C o d es J = $ 15 .000 o r le ss K = $15 ,001 - $ 5 0.000 L = $5 0,001 - $ 100,000 M = $ 100.001 - $250.000(S~c C o htm ns C I an d D31 N = $250.001 - $5 00.000 O = $5 00.001 - $ 1.000.000 PI =$1.000,001 - $5.1~X ),000 P2 =$5,000,001 - $25,000.000

P3 =$25.000.001 - $50.000,000 P4 =More than $50.000.0003. Value M.,zlhod Codes Q =Appraisal R = = C o s t ( R e a l F ~ t a t e O r d y ) S Asscssmd n t T - ~ ~ h M a r k e t( S ee Cohann C2 ) U = Bo o k Va l ue V = O ~h er W = Est im a t ed

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTPage 7 of 8

N a m e o f P e r s o n R e p o r t in gT r a u g e r , A l e t a A .

D a t e o f R e p o r t04/21/7011

VIII. ADDITIONAL INFORM ATION OR EXPLANATIONS.VII.9 . N o t t a k i n g i n t o a c c o u n t t h e o u t s t a n d i n g m o r t g a g e .1 2 . T h e i n t e r e s t in t h i s c o m p a n y b e c a m e wo r t h l e s s i n 20 1 0 .


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IX. CERTIFICATION.

Name o f Pe rson Report ingT r a u g e r , A l e t a A .

D a t e o f R e p o r t04/21/2011

I c e r t i fy t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t r u e , an d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp ro v i s i o n s p e rm i t t i n g n o n - d i sc l o sure .

I f u r t h e r c e rt i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p ro v i s i o n s o f 5 U . S . C . a p p . 5 01 e t . s e q ., 5 U . S . C . 73 5 3 , a n d J ud i c i a l C o n fe r e n c e r e g u l a t i o n s .

Signa ture: S] Aleta A. Trauger

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I FI E S O R F A L L S T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsS u i t e 2 -3 0 1One Columbus Circle, N.E.W ash ington, D.C. 20544

aleta a trauger financial disclosure report for 2010

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