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  • Geotechnical Engineering

    SNU Geotechnical Engineering Lab.

    1

    1. Shallow Foundations

    1) General

    * Shallow Foundations: Foundations that transmit structural loads to the near-

    surface soils. (Spread footing foundation + Mat foundation)

    Df/B≤1 (by Terzaghi) → Later Df/B≤3∼4

    * Requirements to satisfactory foundations

    i) Safe against shear failure (bearing capacity failure).

    ii) Should not undergo excessive displacements.

    (settlements ←differential settlements)

    iii) Consideration on the any future influences which could adversely affect

    its performance. (frost action, scouring of pier foundations of bridge,

    … )

    * Types of shallow foundation

    � Spread footings

    - Spread footing foundations: An enlargement at the bottom of a column

    or bearing wall that spreads the applied structural loads over a

    sufficiently large soil area.

    i) Square spread footings : Supporting a single centrally-supported

    column.

    ii) Rectangular spread footings : In cases that obstructions prevent

    Df

    B

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    SNU Geotechnical Engineering Lab.

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    construction of a square footing with a sufficiently large base area

    and large moment loads are present.

    iii) Circular spread footings : Supporting a single centrally-supported

    column, but less common than square footing. (flagpoles).

    iv) Continuous spread footings(Strip footings) : Used to support

    bearing walls.

    v) Combined footing : When columns are located too close together

    for each to give its own footing.

    vi) Strap footing with a grade beam : Provides the necessary moment

    resistance in the exterior footing with eccentric load and a more

    rigid foundation system.

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    � Raft (mat) foundation

    - Mat foundations (Raft foundations): A very large spread footing that

    usually encompasses the entire footprint of the structure.

    - The advantages of the mat foundation over individual spread footings

    i) Spreads the structure load over a larger area, thus reduces bearing

    pressure.

    ii) Provides much more structural rigidity and thus reduces the

    potential for excessive differential settlements.

    iii) Is easier to water proof.

    iv) Has a greater weight and thus is able to resist greater uplift

    pressure.

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    2) Bearing Pressure

    * Bearing Pressure : the contact forces per unit area along the bottom of the

    footing.

    * The actual distribution of the bearing pressure depends on ;

    - Structural rigidity of the footing.

    - Stress-strain properties of the soil.

    - Eccentricity of the applied load.

    - Magnitude of the applied moment.

    - Roughness of the bottom of the footing.

    * Perfectly flexible footings

    Bend but maintain a uniform bearing pressure.

    * Perfectly rigid footings

    Settle uniformly but have variations in the bearing pressure.

    Close to behaviors of the real footing. (especially for spread footing

    but not for raft foundation)

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    For bearing capacity and settlement analysis, we assume the uniform

    pressure with rigid footings. (Error is not significant for spread footing.)

    * The footing subjected to eccentric and/or moment loads.

    The bearing pressure is biased toward one side.

    < Distribution of bearing pressure along the base of spread footing subjected to eccentric

    and/or moment loads : (a) actual distribution (b) simplified distribution >

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    * Presumptive Bearing Pressures

    - Presumptive bearing pressures are allowable bearing pressures based on

    experience and expressed as a function of soil type. (An attempt to

    control excessive settlements.)

    Give quick reference values of foundation design. (Tales 6.1)

    Useful for small structure at sites with good soils (Column Loads

    < 200kN).

    - Presumptive bearing pressures vary considerably, due to differing degree

    of conservatism and reflecting the subsurface conditions in the area

    where the code is used.

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    3) Failure modes

    � General shear failure →

    � Local shear failure →

    � Punching shear failure →

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    � Failure modes →a function of relative density and relative depth(Df /B)

    Bo=B for circular (diameter) or square ft .

    Bo = 2BL/(B+L) for rectangular ft.

    � Ultimate load occurs at 4∼10% of B for general shear failure

    15∼25% of B for local-punching shear failure

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    4) General Bearing Capacity Equation

    qu = ultimate bearing capacity (stress)

    qa = allowable bearing capacity = ../ SFqu

    * Failure zones for strip footing.

    Ⅰ : Active Rankine Zone

    Ⅱ : Radial Zone

    Ⅲ : Passive Rankine Zone

    'φα = for Terzaghi

    2/'45 φ+= ⇒ realistic value

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    * Bearing Capacity Equation

    � Presented by Terzaghi.

    γγBNqNcNq qcu2

    1++=

    γ : unit weight of soil

    c : cohesion of soil

    q = γDf

    Nc, Nq, Nr => Bearing capacity factors = f(φ’) � based on 'φα = (Terzaghi, Table 3.1 (p.129))

    � based on 2/'45 φα += (Vesic, Table 3.4(p138))

    * Assumptions

    1.

    2.

    3.

    4.

    5.

    6.

    7.

    8.

    Cohesion term

    Surcharge term

    Friction term

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    * General Bearing Capacity Equations (Bearing Capacity Factors and Other

    Influential Factors)

    - To consider the influences of the shape of foundations, embedded

    depth, and inclined load, the following form of equation has been

    suggested.

    idsqiqdqsqcicdcscu FFFBNFFFqNFFFcNq γγγγγ2

    1++=

    i) cN , qN , rN

    cN by Prandtl (1921)

    qN by Reissner (1924)

    rN by Caquot and Kerisel (1953) and Vesic (1973)

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    ii) Shape factor (De Beer (1970))

    L

    BF

    L

    BF

    N

    N

    L

    BF

    s

    qs

    c

    q

    cs

    4.01

    tan1

    1

    −=

    +=

    +=

    γ

    φ ’

    where L = length of the foundation (L > B)

    iii) Depth factor (Hansen(1970))

    For 1/ ≤BD f , For 1/ >BD f

    BDF fcd /4.01+= )/(tan4.011 BDF fcd−+=

    ( )B

    DF

    f

    qd

    2'sin1'tan21 φφ −+= ( )

    −+= −

    B

    DF

    f

    qd12 tan'sin1'tan21 φφ

    =dFγ 1 =dFγ 1

    iv) Inclination Factor (Hanna and Meyerhof(1981))

    2

    2

    )'

    1(

    )90

    1(

    φβ

    β

    γ −=

    −==

    i

    qici

    F

    FF

    where β = inclination of the load on the foundation with respect to the

    vertical.

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    - For inclined load, we must check sliding failure in addition to bearing

    capacity.

    P vP

    HP

    Passive

    Resistance s = interface strength

    (Ignored)

    For clays, uss α= (generally 2/5000.1,0.1 ftlbsforbut u ≤=≤ αα )

    For sands, inttan)/( φAreaPs v= )3/2( int φφ =

    ../)( SFAreasPH ×≤

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    * Effect of water (influence on q and γγγγ of bearing capacity equation)

    I) D1 < Df ( )[ ] qwsattq NDDqN γγγ −+= 21

    { } γγ γγγ BNBN wsat −=2

    1

    2

    1

    II) 0 ≤ d ≤ B qftq NDqN γ=

    [ ] γγ γγγγγγ BNB

    dBN wsattwsat

    −−+−= )(

    2

    1

    2

    1

    γt : Total unit weight of soil

    γsat : Saturated unit weight of soil

    γw : Unit weight of water

    III) d ≥ B No effect

    Note) No seepage force

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    * Effect of Compressibility

    For compressible soils ⇒ local shear failure

    Ex) Loose sands ⇒ low relative density

    - Shear (triaxial) test response and load-settlement curve for loose soil

    with those for dense sand

    - Terzaghi Recommendations

    Use c*, φ* (reduced strength parameter) in bearing capacity

    equation ;

    '3

    2* cc =

    ( )'tan3

    2*tan φ=φ

    εa

    dense

    loose

    σ1-σ3

    S

    General failure

    q (u) q(u)

    P

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    * Net ultimate bearing capacity

    (assuming soilconc γγ = )

    fu DAQq γ+= /

    funet DqAQq γ−==∴ /

    * Factor of Safety

    i) ../ SFqq uall = , ../)()( SFqqq unetall −=

    ii) sheardsheardshear FSFSccFS /,/ φφ ==⇒

    idsqiqdqsqcicdcscdall FFFBNFFFqNFFFNcq γγγγγ2/1++=⇒ ,

    qqq allnetall −=)(

    F.S. = 3-4, 6.14.1 −=shearFS

    Q

    fD

    qu

    q = γ fDγ

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    * Case history

    : Ultimate Bearing Capacity in Saturated Clay

    - Comparison between measured and estimated bearing capacities on 5

    different sizes of the foundations.

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    `

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