div class=ts-pagebuttonPage 1button div class=ts-image amp-img class=ts-thumb alt=Page 1: CO-2016-0003 - Alabama Securities CommissionCO-2016-0003 CONSENT ORDER The Alabama Securities Commission Commission having the authority to administer and provide for the enforcement src=https:reader036vdocumentsnetreader036viewer20220708115f0ab42b7e708231d42ced5bhtml5thumbnails1jpg width=142 height=106 layout=responsive amp-img divdivdiv class=ts-pagebuttonPage 2button div class=ts-image amp-img class=ts-thumb alt=Page 2: CO-2016-0003 - Alabama Securities CommissionCO-2016-0003 CONSENT ORDER The Alabama Securities Commission Commission having the authority to administer and provide for the enforcement src=https:reader036vdocumentsnetreader036viewer20220708115f0ab42b7e708231d42ced5bhtml5thumbnails2jpg width=142 height=106 layout=responsive amp-img divdivdiv class=ts-pagebuttonPage 3button div class=ts-image amp-img class=ts-thumb alt=Page 3: CO-2016-0003 - Alabama Securities CommissionCO-2016-0003 CONSENT ORDER The Alabama Securities Commission Commission having the authority to administer and provide for the enforcement src=https:reader036vdocumentsnetreader036viewer20220708115f0ab42b7e708231d42ced5bhtml5thumbnails3jpg width=142 height=106 layout=responsive amp-img divdivdiv class=ts-pagebuttonPage 4button div class=ts-image amp-img class=ts-thumb alt=Page 4: CO-2016-0003 - Alabama Securities CommissionCO-2016-0003 CONSENT ORDER The Alabama Securities Commission Commission having the authority to administer and provide for the enforcement src=https:reader036vdocumentsnetreader036viewer20220708115f0ab42b7e708231d42ced5bhtml5thumbnails4jpg width=142 height=106 layout=responsive amp-img divdivdiv class=ts-pagebuttonPage 5button div class=ts-image amp-img class=ts-thumb alt=Page 5: CO-2016-0003 - Alabama Securities CommissionCO-2016-0003 CONSENT ORDER The Alabama Securities Commission Commission having the authority to administer and provide for the enforcement src=https:reader036vdocumentsnetreader036viewer20220708115f0ab42b7e708231d42ced5bhtml5thumbnails5jpg width=142 height=106 layout=responsive amp-img divdivdiv class=ts-pagebuttonPage 6button div class=ts-image amp-img class=ts-thumb alt=Page 6: CO-2016-0003 - Alabama Securities CommissionCO-2016-0003 CONSENT ORDER The Alabama Securities Commission Commission having the authority to administer and provide for the enforcement src=https:reader036vdocumentsnetreader036viewer20220708115f0ab42b7e708231d42ced5bhtml5thumbnails6jpg width=142 height=106 layout=responsive amp-img divdivdiv class=ts-pagebuttonPage 7button div class=ts-image amp-img class=ts-thumb alt=Page 7: CO-2016-0003 - Alabama Securities CommissionCO-2016-0003 CONSENT ORDER The Alabama Securities Commission Commission having the authority to administer and provide for the enforcement src=https:reader036vdocumentsnetreader036viewer20220708115f0ab42b7e708231d42ced5bhtml5thumbnails7jpg width=142 height=106 layout=responsive amp-img divdivdiv class=ts-pagebuttonPage 8button div class=ts-image amp-img class=ts-thumb alt=Page 8: CO-2016-0003 - Alabama Securities CommissionCO-2016-0003 CONSENT ORDER The Alabama Securities Commission Commission having the authority to administer and provide for the enforcement src=https:reader036vdocumentsnetreader036viewer20220708115f0ab42b7e708231d42ced5bhtml5thumbnails8jpg width=142 height=106 layout=responsive amp-img divdiv