c.s.i presentation template. afternoon session
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a privately funded non-for-profit Certified System Investigator Certification Body
C.S.I. World Headquarters Certified System Investigator Certification www.csi-worldhq.org
Developing a Developing a riskrisk averse culture averse culture without affecting without affecting profitabilityprofitability
Copyright (c)2006 www.cfe-in-practice.net 3
The Spectrum of Risk
The Spectrum of Risk
What is Risk What is Risk ??
BB
EE
CC
DD
AAOperational Risk
Liquidity Risk
Credit Risk
Market RiskReputational RiskReputational Risk
Copyright (c)2006 www.cfe-in-practice.net 4
Trinity
of
Controls
Internal Internal Audit Audit
CPA(CIA) CPA(CIA) CSI, CISACSI, CISA
ComplianceCompliance
CPA,LLB,CPA,LLB, CSICSI
Risk Risk ManagementManagement
CPA,CFA CPA,CFA CSICSI
Financial Control
C.S.I. World Headquarters Certified System Investigator Certification www.csi-worldhq.org
System support
C.S.I. World Headquarters Certified System Investigator Certification www.csi-worldhq.org
Is this really the way to go ?
C.S.I. World Headquarters Certified System Investigator Certification www.csi-worldhq.org
Training and awareness programs
C.S.I. World Headquarters Certified System Investigator Certification www.csi-worldhq.org
C.S.I. World Headquarters Certified System Investigator Certification www.csi-worldhq.org
Ensuring compliance— roles and responsibilities of staff incombating money laundering and terrorism financing
C.S.I. World Headquarters Certified System Investigator Certification www.csi-worldhq.org
Possible Solution :
S.E.A.T.A. to AML
A proven and tested methodology
Freely* available to all CSI members
11Copyright (c)2006 www.cfe-in-practice.net 11
Questions?Questions?
Integrity and Virtue are the weapons of good menIntegrity and Virtue are the weapons of good men
www.cfe-in-practice.orgwww.cfe-in-practice.org
CONTACT INFORMATION:
Tommy Seah, CFE, CSI, FCPA
www.cfe-in-practice.org
tommy@cfe-in-practice.com
Phone : + (65) 91069872
a privately funded non-for-profit Certified System Investigator Certification Body
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