edward h johnstone financial disclosure report for 2009

8/3/2019 Edward H Johnstone Financial Disclosure Report for 2009

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I ao to FINANCIAL DISCLOSURE REPORT R e p o t , R e q u i r e d b y t h e E t h i c sin Government Act o f 1978

~ e ~ . I /z0t0 FOR CALENDAR YEAR 200 9 ( ~ U . S .C . a p p . § § 1 0 1 - I 1 1 )

1. P e r s o n R e p o r t i n g ( l a s I f r a m e , f ir s t , m i d d l e i n i t i a l ) 2. Cour t or Organizat ion 3 . D a t e o f R e p o r t

Johns tone. Edward H. United Sta tes Dist r ict Court , Western Dist r ict o f Kentucky 03/I 9 /2010

4 . T i t l e ( A ~ e l e I H j u d g e s i n ( f i e , a l e a c t i v e o r ~ ¢ n i o r s t a t u s ;5 ~ . Repo rt T ~ pe (ch~k app ~p ria te typ e) 6 . Repo rting P eriod

m a g i s t r a t e j u d g e s i n d i c a t e ; f u l l - o r p a r t - d r a e )

[ ] Nomina t ion , D a t e 01/01/2009

Senior Un ited Sta te~ Dis t ric t Judge [] Initial [] Annual [] Final to

1 2 / 3 1 1 " 2 0 0 9

5b . [ ] Ame, ndea Repo r t

7 . C h a m b e r s o r Office Address 8 ~ O n t h e 1 0 a s i s o f t h e i n f o r m a t i o n c o n t a in e d I n t h i s R e p o r t a n d an ym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t i s , in m y o p i n i o n , i n c o m p l i a n c e

217 Federal Building with app l icable laws and regula t ions.

501 B ro a dw a yPaducah, Kcntuck) t 42001

Reviewing Officer D a t e

IMPORTANT NOTES: The inst ruc t ions accompanying this form must be fo l lowed Comple te a l l par ts,checking the NONE box for each part where you have no reportable information. Sign on last page,

I . P O S I T I O N S . me~,o,~, ,~ tndi~ , iaua only; s,, plX 9-tJ of fittng i n s t r u c a o n ~ )

[] NONE (No reportable positions.}

POSITION NAME OF OP~ANIZATION/ENTITY

1 .

I I . A G I L E E M E N T S . m , m , . a , ,~ i ndl v ida a l a nl y ¢ s ee pp . 14 -16 a .F f ! l t a g i ns t r uc tto n~ )

NONE (’No r e p o r t a b l e a g r e e m e n t s . )

D A T E p A R T I E S A N D T E R M S

1 .

8/3/2019 Edward H Johnstone Financial Disclosure Report for 2009

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Name of Person Reporting Date of ReportFINANCIAL D ISC L OSU R E R E P O R T

] Johnstone, Edward H.age 2 of 8 o 3 / ~ 9 / 2 o t o

IIL NON-INVESTMENT INCOME. CR,~om ,~

A. Filer’s Non-lnvestment Incom e

NONE (No r e p o r t a b l ~ n o n - i n v e s t m e n t i n c o m e . )

D A T E S O U R C E A N D T Y P E INCOMI~(you~, not spouse’s)

1.

2,

3.

4.

B . S p o u s e ’ s N o n - l n v e s t m e n t I n c o m e - If y~u were married during on~ portion of the repordng ~ear, complete this section.

(Dollar amount nat requi red except f o r ho no ra r i a .)

[] N O N E ( N o r e p o r t a b l e n o n - i n v e s t m e n t i n c o m e . )

D A T E SO U R C E A N D T YP E

I.

3.

4.

I V . R E I M B U R S E M E N T S - .~.....ao., to~.~,foo~. ,~..~.~(Includes t~se to s~e a~ d~en~nt ~ild~n; see ~, 25-27 of fili~ ~io~)

NONE ~o r e p o r m b & r e i m b u r s e m e n c s . )

NONCE ~ LOCATION PU~OSE I TE M S P A I D O R P R O V I D E D

1.

2.

3.

4.

5.

8/3/2019 Edward H Johnstone Financial Disclosure Report for 2009

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~ NONE (’No r epor table l iabi l i t ies . )

CREDITOR DESCRIPTION V A L U E C O D E

3.

4,

8/3/2019 Edward H Johnstone Financial Disclosure Report for 2009

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FINA~NCIAL DISCLOSURE REPORT IP a g e 4 o f 8

I Johnstone, Edward H.

03119/2010

NONE ~ o re~omable income, ~sets, or tramactiom.)

& B. c. D.~pfion of ~ ~ I n . m e d u ~ n g ~oss value at end Tractions ~ng

; (1) : (2 ) O) (2 ) (O (2 ) ~ (3) ~ (~) (5 )

(A-H) or inu) ( J - P ) C~ 3 ~empt ion ) ( J - P ) ~ (A-H) (ifp~te

~ . Fa~ B~k & Tm~ Choking Ac~unt A Interest L T

2. 1/2 In te rest in o i l & gas r ights, land in A Rent J WCa Mw dl Co u n t y KY

3. IRA Edward D. Jones Wash Mut Inves tors C Dividend K TFu n d

4. Americ an Funds : EuroPac i f i c Grow th Fund B Div idend M T

5. Lockheed Mart in Common Stock B Dividend L T

6. AT&T B Div idend K T

7. Franklin Tax Fre~ Income Fund (KY) D Dividend N T See Note #1.

8, Franklin Ut i l i ty Fund A Dividend K T

9. Franklin High Yield Tax Free Income Fund B Div idend K T

I 0. Washington Mutual Inves tors Fund B Dividend L T

I I. Edward D, Jones T ax Free Money Mas-ke t A Dividend J T

A c c o u n t

1 2 . American Funds : Cap i t a l I ncome Bu i lde rs B Div ld~nd K TF und

1 3 , Chevron Corp. A Dividend K T

1 4 . H e r s h e y F o o d C o r p . c o m m o n s t o c k A D i v i d e n d J T

1 5 . American Funds: Income Fund o f America B Dividend K T

! 6 . American B a lanced Fund A Dividend K T

1 7 . Franklin Ins t~ed Tax Free Income Fund B Dividend L T

8/3/2019 Edward H Johnstone Financial Disclosure Report for 2009

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FINANCIAL DISCLOSURE REPORT ] ~.m, on’ , , , , , aoom,~ [ D . te o f a o o ~ t

P a g ~ 5 o f 8

~ J o h m t o n ~ E d w ~ d H .~

0 3 / 1 9 ~ 0 1 0

NON~ ~o repo~able i~ome, ~ets, or tra~actio~d

~ B. C. ~ D ,~p~n of A~m in~ during Gros ~[a~ a t end : Tractions ~dng ~g ~

1 8 . F~nklin F~I Inter-Te~ T~-F~ A Divided K T B uy 09/0~09 KIncome Fund

1 9 . T ~ Exem pt Bond F und o f Am ~ d~ A Dividend K T B uy 03/1~09 K

7 0 . T r o s t # l , a s s e t s i n e n t r i ~ s # 2 1 - 3 1 b ~ l o w :

2 1 . JP Morgan La rge Cap Growth A Div idend M T

22. JP Morgan Money Market None So l d 0~ / 13 / 09 K See Note #2.

2 3 . JP Morgan La rge Cap Va lue A Div idend L T

2 4 . JP Morgan In te rmedia te Tax Free Bond D Dividend M T I See Note #3.

2 5 . JP Morgan Mid Cap Growth Fund None L T

2 6 . JP Morgan Smal l Cap Growth Fund None K T

27. JP Morgan Smal l Cap Value Fund A Div idend J T

2 8 . JP Morgan U ,S . Equ it y Fund A Dividend J T

29, JP Morgan In te rna t iona l Equi ty Index Fund A Div idend K T

3 0 . JP Morgan U .S. Real Esta te Fund A Div idend J T

Dodge & Cox FDS INTL STK FND A Dividend K T

3 2 . MetLife - - Whole Life Pol icies/Stock A Div idend L T

33 . Dep t . ofVet~n .s Affa i t~ - GI l tmurma~ A tnt,/Div. K TPolicies

3 4 . ING - W hole Life Pol i t ic , B Div idend K T

8/3/2019 Edward H Johnstone Financial Disclosure Report for 2009

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Name of Person Reputing D a t e o f R e p o r ~D I S C L O S U R E REPORT

[ J oh n s t one , Ed w a rd H .a g e 6 o f 8 0 3 1 1 9 f 2 o 1 0

~ N O N E (No reportab& income, ~sets, or tra~actio~.)

A. B. C. D.D~t~n of ~ In~ dudng G~ss ~ lue a t e~d T~cti~s d~ng ~ing ~

(inelu~n8 ~st ~) reining ~6~ of r~oning ~

O) ( 2 ) ( 1 ) (2) (~) (2) ~ (3) ,a ) (5 )

Ph~ * (XY’ aR~ ~ as se t ’~ ~oun t , T ~ ( e . g . , Value Value T ~ ( e . g . , ~ t~ ~ Value Gain Id~ f iW of

~pt ~m prior diml~u~. ~ ( A - H ) o r i n t . ) ( J - P ) C~ 3 ~ption) ~ ( J - P ) IA-~) ( i f p r i v a t e

(Q-~ : ~oti~)

3 5 . 8 I n t e r~ t R~med 0 3 / 0 ~0 9 Kehman B ro s . B an k CD

[ 3 6 . Leben 8~s. Ba~ CD B Inte~ Redeemed 08/31/09 K

3 7 . Leb en B r o s . B ank C D ( d ue 8130 ~ 0 10 ) None K T

i 38. Sai l ie Mae CD (due 1~17/2010 ) None K T

~ 3 9 . gummit Communi~ Bank CD (due None K T

z0 . SAF~ Na t i o n M B ~ k C D ( 0 3 / I ~ ’ 201 0 ) None K T Bu y ~ / 0 8 / 0 9 K

8/3/2019 Edward H Johnstone Financial Disclosure Report for 2009

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N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tF I N A N C IA L D I S C L O S U R E R E P O R T

Johnstbne~ E d w a r d H .age 7 of 8 0 3 1 1 9 / 2 0 1 0

V I~. ADDITIONAL INFORM ATION OR EXPLAN ATIONS. a, ,aic,~pa~olseao,~

Note 1: In the 4/ I /2009 Financial Disclosures Report . funds from the Franklin Tax Free Income Ft tad (KY) were inad vertent ly characterize d as a dis t ribut ionwhen they should have been no ted as a d iv ided .

Note 2: On Apri l !3, 2009, $40, .500.0 0 was draw n f rom the JP Morgan money marke t accoun t by Trustee Will iam (3. Johnstone , and is he td in cash by him.

Note 3 : On June 26 , 2009 , JP Morgan Ken tucky Munic ipa l Bon d Clas s A Fund inves tmen t was merged in t o t he JP Morga~ In t e rmedia t e Tax Free Bond Clas s AFund. New Fun d name is noted on this Disclosure in Entry # 24.

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Name of Per~oa Reporting[

Date of Report

PageFINANCIAL8 of 8 DISCLOSURE REPORTJohnstone, E d w a r d H. [ 0 3 / 1 9 / 2 0 I 0

I X . C E R T I F I C A T I O N .

I ce r t i fy tha t a l l informat ion g ives above ( inc l ud in g informat ion p er t a in ing to my spou se and minor or depend ent ch i l d r en , if any) i sa c c u r a t e , t ru e , a nd c om p l e te t o t h e b e s t o f m y know l ed ge a nd b e l i e f , a nd t h a t a n y i n f o r m a t i on no t r e p o r t ed wa s w i t h h e ld b ec au s e i t m e t a p p l i c ab l e s ta t u t o r yp rov is ions permi t t ing non-d isc l osur e .

I fur ther cer t ify tha t ea r ned income f r om out s ide employment and ho nor a r ia an d the accep t ance of g i f t s wh ich have been r epo r t ed a r e incompl iance w i th the p rov is ions of 5 U .S .C. app . § 501 e t . s eq . , 5 U .S .C. § 7353 , and Jud ic ia l Confer ence r egu l a t ions .

NOT E : ANY INDIV IDU AL W HO K NOW INGL Y AND WIL FU L L Y FALSIF IE S OR FAIL S T O F IL E T HIS R E POR T M AY B E SU B JE C T T O C IV ILAND CRIMINAL SANCTIONS (5 U .S .C. app . § 104 )

FILING INSTRUCTIONS

Mai l si g n ed o r i g i n a l a nd 3 add i t i o n a l c o p i e s t o :

Commi t te e on F i nanc i a l D i s c lo s u reAdmin i s t ra t i ve O f f i c e o f t he U n i t ed S t a t e s Cou r t sS u i t e 2 -3 0 1One Co lumbus C i rc l e , N .E .W a s h in g t o n , D . C . 20 5 4 4