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Golden_Thomas_M
AND
3.
FINANCIAL DISCLOSURE REPORT
Page 2of14
Name of Person Reporting
Golden, Thomas M.
Date of Report
0511212009
JII, N 0 N-JNVESTMENT JN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filer's Non-Investment Income
D NONE (No reportable non-investment income.)
TYPE INCOMESOURCE (yours, not spouse's)
1. 2008 Masano Bradley, LLP $131,329.00
2.
4.
B. Spouse's Non-Investment Income I/you were married during any portion of the reporting year, complete this section. -
(Dollar amount not required except/or honoraria.)
D NONE (No reportable non-investment income.)
SOURCE AND TYPE
I. 2008 Goggle Works - salary
2.
3.
4.
JV. REIMBURSEMENTS -transportation, lodging,food, entertainment
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
IZJ NONE (No reportable reimbursements.)
SOURCE DATES LOCATION
3.
PURPOSE ITEMS PAID OR PROVIDED
5.
SOURCE DESCRIPTION
CREDITOR DESCRIPTION VALUE
3.
4.
FINANCIAL DISCLOSURE REPORT
Page 3of14
Name of Person Reporting
Golden, Thomas M. _
Date of Report
05/12/2009
V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
[l] NONE (No reportable gifts.)
VALUE
I.
2.
3.
4.
5.
VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
[l] NONE (No reportable liabilities.)
CODE
I.
2.
5.
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A. Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure
�: n: · :
--; - -Transactions duri reporting period -,II,: reporting period i reporting period
l!A ;unt Code 1
(A-H)
Tlv 1 1 : v e r
-;� lr . --T- e I v e lidiv., rent, Code 2 Method buy, sell, Month· Code 2 Code 1 buyer/seller
or int.) LI (J-P) (J-P) (A-H) (ifprivate
I. US Allianz Alterity annuity None K T
2. National Penn Bancshares, Inc. - common st F Dividend M T Transferred 11/13 J See Part Vlll #3 ock (to line 140)
3. Sovereign Bancorp Inc. - common stock A Dividend K T
4. Brokerage Account #I
5. - Western Asset Municipal Money Market c Interest T Transferred 9124 N See Part VllJ #4 Fund Class A (to line 6)
6. - Citibank NA Bank Deposit Program A Interest Transferred 9124 L See Part VIII #4 (from line 5)
7. - Citicorp Trust Bank, FSB A Interest Transferred 9/24 L See Part VIII #4 (from line 5)
8. - Citibank NA South Dakota Bank Deposit P A Interest Transferred 9/24 L See Part VllJ #4 rogram (from Iine 5)
9. - Bethlehem Center School District PA - m None Redeemed 911 K unicipal bonds
10. - Oley Valley PA School District - municip None K T al bond
11. IRA - account #IA c Int./Div. M T
12. - Citibank, NA South Dakota Bank Deposit Interest Program
13. - Apache Corp - common stock Dividend
14. - Conocophillips - common stock Dividend
15. - Drill-Quip Inc - common stock Dividend
16. - Exxon Mobil Corp - common stock Dividend
17. - Johnson & Johnson - common stock Dividend
I. Income Gain Codes: A=Sl ,OOOorless 8=$1,001-$2,500 C=S2,501-$5,000 0=$5,001-$15,000 E =$15,00l-$50,000
(See Columns BI and 04)
2. Value Codes (See Columns CJ and 03)
3. Value Method Codes
(See Column C2)
F=$50,001 -$100,000 G =$100,001 -$1,000,000 HI =Sl,000,001 -$5,000,000 H2 =More than $5,000,000 IJ=$15,000orless K=Sl5,001-$50 ,000 L=S50,001-$ 100,000 M=SlOO,OOI -$250,000 IN=$250,001 -$500,000 0=$500,001 -$1,000,000 Pl =$1,000,001-$5,000,000 P2 =$5,000,001 -$25,000,000 IP3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000
Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
__ u k alue_ __ _ _ _ _ "_ ------------- _ ----- �_"s
-- ----- -------------·-·-------·--
------_j
FINANCIAL DISCLOSURE REPORT Page 4of14
Name of Person Reporting
Golden, Thomas M.
Date of Report
05/12/2009
VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children: see PP· 34-60 of filing instructions.;
D NONE (No reportable income, assets, or transactions.)
· - · -- ----------------- --·-- ·-·----·-·-···------------- -----·---· ··---------------··----------·------------------
redemption) Day
(D (2) r(3)T (aj_4· Type(e.g.lDate
Month
-··-- · -----
'
c.
33.
34.
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT Page 5of14 0511212009Golden, Thomas M.
VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nctudes those of spouse and dependent children; see PP· 34-60 of filing instructions.;
D NONE (No reportable income, assets, or transactions.)
A. B. I . D.
Description of Assets Income during I Gross value at end of : Transactions during reporting period (including trust assets) j reporting period ; reporting period :
(I)
Place "(X)" after each asset !Amount Type(e.g., I Value Value [ Value Gain Identity of
exempt from pnor disclosure div., rent, ode Method buy, sell, - Code 2 Code I buyer/seller
I (2) -r--rn--T-(2)___ (5)
Code I I(A-H)
(Q-W) I transaction)
I or int.) (J-P)2
Code 3 (J-P) (A-H) (if private •
-------- ------ ----L-- - -
18. - Kraft Foods Inc Cl A Dividend
19. - Morgan Stanley - common stock Dividend Sold 9119 J
20. - Discover Financial Svcs - common stock Dividend Sold 1/17 J
2 J. - Sovereign Bancorp Inc - common stock Dividend
22. - Tyco International LTD New - common s Dividend tock
23. - Wachovia Corp 2nd New Com - common Dividend stock
24. - Pepsico Inc. NC - common stock Dividend
25. - Huaneng Power Intl SP ADR - common s Dividend tock
26. - Covidien Ltd - common stock Dividend Buy 10/24 J
27. - Tyco Electronics Ltd - common stock Dividend Buy 10/24 J
28. - Philip Morris Intl Inc - common stock Dividend Buy 3/27 K
29_ - Aliria Group Inc - common stock Dividend
30. IRA - account #2A c Int./Div. M T
3 I. - Citibank, NA Dakota Bank Deposit Fund Interest
32. - Apache Corp - common stock Dividend
- Conocophillips - common stock Dividend
- Drill-Quip Inc - common stock Dividend
I. Income Gain Codes: A =$1.000 or less B =$1.001 -$2,500 C =S2,50 I -$5,000 D=$5.00l -Sl5,000 E=Sl5.00l-S50,000 (See Columns BI and 04) F =$50,00 I -$100,000 G =$I 00,001 -S 1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000.000
2. Val e Codes J =$15,000 or Jess K =$15,00J -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000 u(See Columns Cl and D3) N =$250,001 - $500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000
P3 =$25,000,001 - $50,000,000 P4 =More than $50.000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(See Column C2) U =Book Value V =Other W =Estimated ··-. ----· · · - - - --·------------·-· · -·-· ----··-·--------·---- _____ _____}
I : I [
x
_
e
_
m
_
•�� di•=-
-·
-
?;:,' .. I?" . .. L��;.) -;· 1
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting
Page 6of14 05/12/2009Golden, Thomas M.
VII. INVESTMENTS and TRUSTS -- income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
0 NONE (No reportable income, assets, or transactions.)
A. D.Description of Assets
(including trust assets)
B. C. ! Income during Gross value at end of 11 I reporting period 1 reporting period
Transactions during reporting period
(I) (2) ·---i--rn-- (2) -1 (I) (2) (3)Place "(X)" after each asset I Amount l Type (e.g., I Value Value I Type (e.g., Date Valuel.__ _____ . ...
' 35. - Johnson & Johnson - common stock Dividend
36. - Kraft Foods Inc CJ A Dividend
37. - Morgan Stanley - common stock Dividend Sold 9/19 J
38. - Discover Financial Svcs - common stock Dividend Sold 1/17 J
39. - Sovereign Bancorp Inc - common stock Dividend
40. - Tyco International Ltd New - common stoc Dividend k
41. - Wachovia Corp 2nd New Com - common Dividend stock
42. - Huaneng Power Intl SP ADR - common s Dividend tock
43. - Pepsico Inc. NC - common stock Dividend
44. - Altria Group Inc. - common stock Dividend
45. - Covidien Ltd - common stock Dividend Buy 10/24 J
46. - Tyco Electronics Ltd - common stock Dividend Buy 10/24 J
47. - Philip Morris Intl Inc - common stock Dividend Buy 3/27 J
48. Inherited IRA - account #3 D lnt./Div. 0 T
49. - Schwab Money Market Fund Interest
50. - Ford Cap Trust II Conv Pfd - preferred sto Dividend Sold 8/26 J ck
51. - Bank of America Corp - common stock Dividend Sold 314 K
I. Income Gain Codes: A =$1,000 or less B =$1,00 I -$2,500 C =$2,50 I - $5,000 D =$5,001 · $15,000
(4)Gain
Code I(A-H)
A
A
(See Columns Bl and D4)2. Value Codes
F =$50,001 -$100,000
J =$15,000 or less G =$100,001 -$1,000,000
K =$15,001 -$50,000
HI =$1,000,00 I • $5,000,000
L =$50,001 • $100,000
H2 =More than $5,000,000
M =SI 00,00 I • $250,000
(See Columns C l and 03) N =$250,001 -$500,000 0 =$500,001 -$1.000.000 Pl =$1,000.001-$5,000,000 P2 =$5,000,001 • $25,000,000
(5)Identity of
buyer/seller(if private
E =$15,001 • $50,000
P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 .3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market i
(See Column C2) U =Book Value V =Other W =Estimated i··--·-·-----·-·--------------·-·-··· ----·--·--------·----·--·--·· ----·----------·--·----· ·----------------------'
'
' I
I T_CJ_) -f 11 i
____________________
T""(o]
I --- ------- -- ' __
I i
53.
57.
59.
·------------ -
___ _ transaction)
- ... ---- - - -C =$2,50 I - $5,000
HI =$1,000,001 -$5,000,000
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page 7of14 05/12/2009Golden, Thomas M.
VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.) ....... . . ... ·T·--- -13 --
A. C. D. Description of Assets I Income during Gross value at end of Transactions during reporting period
(including trust assets) I' reporting period reporting period --,(I)
Amount Code I (A-H)
(2)
div., rent, or int.)
(I) Value
Code 2 (J-P)
(2) Value
Method Code 3 (Q-W)
(I) i (2l_ (4) · (5) ---1_ Type (e.g., Date
_ faluej Gain Identity of IPlace "(X)" after each asset
exempt from prior disclosure
L_ _
52. - General Electric - common stock
buy, sell, Month - Code 2 Code I buyer/seller
redemption) Day (J-P) (A-H) (ifprivate
Dividend Buy 7/17 (add'l)
J
- General Electric - common stock Dividend Buy 11121 J
54. - Biloxi Marsh Lands Corp - common stock Dividend Sold 8111 J
55. - Biloxi Marsh Lands Corp - common stock Dividend Sold 12/30 J
56. - Chevron Corp - common stock Dividend Sold 8/8 K D
- Chevron Corp - common stock Dividend Sold 12/5 J c
58. - Conocophillips - common stock Dividend Sold 10/8 J c
- Concophillips - common stock Dividend
60. - Oil States lntl - common stock Dividend Sold 6/17 K D
61. - Johnson and Johnson - common stock Dividend
62. - Donegal Group Inc Cl A - common stock Dividend Sold 915 K D
63. - Allstate Corporation - common stock Dividend Sold 915 J
64. - A T & T Inc. - common stock Dividend
65. - A T & T Inc. - common stock Dividend
66. - Coventry Health Care Inc. - common stock Dividend Buy 4/22 J (add'I)
67. - Coventry Health Care Inc. - common stock Dividend Sold 8/11 J
68. - Coventry Health Care Inc. - common stock Dividend Sold 8/11 J
B=$1.00 I -$2.500 - -- ------·-·
I. Income Gain Codes: A =$I .ODO or less D=S5,00l -St5,000 E=$15,001 -$50,000
(See Columns Bl and D4) F=$50,001 -$100,000 G =$100,001 -$1,000,000 H2 =More than $5,000,000
2. Value Codes J =$I 5,000 or less K =$15,001 -$50,000 L =$50,00 I - SI 00,000 M =SI00,001 - S250,000 (See Columns CI and 03) N =$250,00 I -$500,000 0=$500,00 I -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000
P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(See Column C2) U=Book Value V =Otber W =Estimated
L (l�i.�:� G=���:T�.�- T::, , :�·:.'.'""moo l I
'
FINANCIAL DISCLOSURE REPORT
Page 8of14
Name of Person Reporting
Golden, Thomas M.
Date of Report
05/12/2009
VII. INVESTMENTS and TRUSTS -- income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of .filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets) r '"
Amount Type (e.g., v Value I Type (e.g.,
I
Date Value Gain I Identity of j
69.
70.
71.
72.
73.
74.
75.
76.
77.
78.
79.
80.
81.
82.
83.
84.
85.
Place "(X)" after each asset exempt from prior disclosure
- Endurance Specialty Holdings LTD - c ommon stock
- Freeport-McMoran Copper & Gold Inc -common stock
- Freeport-McMoran Copper & Gold Inc -common stock
- Freeport-McMoran Copper & Gold Inc -common stock
- Freeport-McMoran Copper & Gold Inc -common stock
- Goldman Sachs Group - common stock
- Hartford Financial Services Group - com mon stock
- Hartford Financial Services Group - com mon stock
- Hartford Financial Services Group - com mon stock
- Hartford Financial Services Group - com mon stock
- Noble Corp - common stock
- Noble Corp - common stock
- Time Warner Inc - common stock
- TODCO-CL A - common stock
- Abbott Laboratories - common stock
- Abbott Laboratories - common stock
- Abbott Laboratories - common stock
I. Income Gain Codes: A =$1,000 or less
(See Columns BI and D4)
2. Value Codes
(See Columns Cl and 03)
F =$50,001 -$100,000
J =$15,000 or less
N =$250,001 -$500,000
Code 1 div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3
Ledemption) _L Day (J-P) (A-H) 1 (if private
(Q-W) ' transaction) - --- --- - - ,_ .. _ ----- ,___L_ ----·--·---· ·-··-
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
B =$1,001 -$2,500
G =$100,001 - $1,000,000
K =$15,001 -$50,000
0 =$500,001 -$1,000,000
Sold
Buy (add'l)
Sold (part)
Sold (part)
Sold
Sold
Buy(add'I)
Buy
Buy
Buy
Buy(add'!)
Sold
Sold
Buy(add'I)
Sold (part)
Sold
c =$2,501 -$5,000
HI =$1,000,001 -$5,000,000
L =$50,001-$100,000
2/14 K B
4/22 J
1/22 K c
12/3 J
12/5 J
314 K B
8/12 J
10/13 J
11/26 J
12/5 J
4/22 J
10/6 J
7/18 J c
4/22 J
12/5 K
12/12 J
D=S5,001-$15,000
H2 =More than $5,000,000
M =$100,001 - $250,000
P2 =$5,000,001 - $25,000,000
E =$15,001 -$50,000
3. Value Method Codes
P3 =$25,000,001 -$50,000,000
Q =Appraisal R =Cost (Real Estate Only)
Pl =$1,000,001 - $5,000,000
P4 =More than $50,000,000
S =Assessment
W=Estimated
T =Cash Market
------· --·--·---- ------ -· -----··-----·- --·--·-·-----------·----· --J
i
- --- ------·----'-- ---- ,__ _________ ,__ ______ -- .
I
(I) (4) (5)
89.
99.
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Golden, Thomas M. 05/12/2009Page 9o_f14
VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nctudes those of spouse and dependent children; see PP· 34-60 offilinc instructions.)
0 NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(2)(I) (2) (2) (3)(I) Place "(X)" after each asset
exempt from prior disclosure
Amount Code 1
(A-H)
Type (e.g.,
div., rent,
or int.)
Value
Code 2
(J-P)
Value
Method
Code 3 (Q-W)
86. - Allegheny Technologies Inc - common sto ck
Dividend
87. - Allegheny Technologies Inc - common sto Dividend ck
88. - Allegheny Technologies Inc - common sto Dividend ck
Type (e.g., buy, sell,
redemption)
__"
Buy (add'!)
Sold
Buy (add'!)
Date
Month-
Day
2/14
12/5
7/17
Value
Code 2
(J-P)
Gain
Code I
(A-H)
Identity of
buyer/seller
(if private
transaction)
J
J
J
- Allegheny Technologies Inc - common sto Dividend Sold 9/29 J ck
90. - Allegheny Technologies Inc - common sto Dividend Buy 8112 J ck (add'!)
91. - Allegheny Technologies Inc - common sto ck
Dividend Sold 12112 J
92. - Allegheny Technologies Inc - common sto ck
Dividend Buy 10/13 J
93. - Allegheny Technologies Inc - common sto Dividend Sold 12/12 J ck
94. - American Intl Group - common stock Dividend Buy 2119 J (add'!)
95. - American Intl Group - common stock Dividend Sold 3/4 J
96. - Amgen - common stock Dividend Sold 12/12 I(
97. - FedEx Corporation - common stock Dividend Sold 3/31 K
98. - Glaxosmithkline PLC ADR - common sto Dividend Sold 10/6 K ck
- Harris Corp - common stock Dividend Sold 12/22 J
100. - Harris Corp - common stock Dividend
JOI. - Hewlett-Packard Co - common stock Dividend Buy (add'l)
2/19 J
102. - Hewlett-Packard Co - common stock Dividend Sold (part)
12/12 J
I . Income Gain Codes:
(See Columns Bl and 04)
2. Value Codes (See Columns CI and D3)
3. Value Method Codes
(See Column C2)
A =$1,000 or less
F=$50,001-SIOO,OOO
J =$15,000 or less N =$250,00 I - $500,000
P3 =$25,000,001 - $50,000,000
Q =Appraisal
U =Book Value
B =$1,001 - $2.500
G =SI00,001 - $1,000,000
K=$15,001 - $50,000
0 =$500,00 I - $1,000,000
R =Cost (Real Estate Only)
V=Otber
c =$2,501 - $5,000
HI =$1,000,001 - $5,000,000
L =$50,001 - $100,000
Pl =$1,000,001 - $5,000,000
P4 =More than $50,000,000
S =Assessment
W =Estimated
D =S5,00 I - $15,000
H2 =More than $5,000,000
M =SI00,001 - S250,000
P2 =$5,000,001 - $25,000,000
T =Cash Market
E =$15,001 - $50,000
----------------·--·---·--·
I I
I
FINANCIAL DISCLOSURE REPORT
Page 10of14
Name of Person Reporting
Golden, Thomas M.
Date of Report
05/12/2009
VII. INVESTMENTS and TR u STS -- income, value, transactions (Includes those of spouse and dependent children; see PP• 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. c. Income during Gross value at end of
reporting period reporting period
(I) (2) (I) (2) ,1 (I) Amount Type (e.g., Value Value Type (e.g., Code I
I div., rent, Code 2 Method i buy, sell,
(A-H) or int.) I (J-P) Code 3 I redemption)
(Q-W) ' ______J_____ l____. __ . __ L___·-·- ____ L____. __ _
103 . - Hewlett-Packard Co - common stock
104. - J C Penney - common stock
105. - J C Penney - common stock
106. - J P Morgan Chase & Co - common stock
107. - J P Morgan Chase & Co - common stock
108. - Seagate Technology - common stock
I09. - Seagate Technology - common stock
110. - Terex Corp - common stock
111. - Terex Corp - common stock
112. - Terex Corp - common stock
113. - Terex Corp - common stock
114. - Terex Corp - common stock
115. - Alliance Data Systems Corp - common sto ck
116. - Alliance Data Systems Corp - common sto ck
117. - Altria Group Inc - common stock
118. - Coming Inc - common stock
119. - Coming Inc - common stock
I. Income Gain Codes: A 4I .000 or Jess
(See Columns BI and 04) F =$50,00 I -$I 00.000
2. Value Codes J =$15,000 orless (See Columns Cl and DJ) N =$250,00 I - $500,000
PJ =$25,000,001 -$50,000,000
3. Value Method Codes Q =Appraisal
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
B =$1,001 -$2.500
G =$100,00t -$1,000,000
K =$15,001 -$50.000 0 =$500,001 -$1,000,000
R =Cost (Real Estate Only)
Sold
Buy (add'!)
Sold
Buy (add'I)
Sold
Buy (add'I)
Sold
Buy (add'!)
Buy
Sold
Buy
Sold
Buy
Buy
Sold
c =$2,501 -$5,000
HI =Sl,000,001 -$5,000,000
L =$50,00 I - $I 00,000 Pl =$1,000,001 -$5,000,000
P4 =More than $50,000,000
S =Assessment
D.
Transactions during reporting period
(2)
Date
Month
Day
(3) Value
Code 2
(J-P)
(4) Gain
Code I (A-H)
_ _ _J__
12/22 J
2/19 J
7/25 J
2/19 J
7/17 J
2/14 J
12/S J
8/12 J
10/13 J
12/05 J
2/14 J
6/17 K B
11/21 J
2/19 J
12/S J
D =$5,00! -$15,000
H2 =More than $5.000,000
M =$ 100.00 I -$250,000 P2 =$5,000,001 - $25,000,000
T =Cash Market
(5) Identity of
buyer/seller
(if private
transaction)
l
(See Column C2) U =Book Value V =-Other W =Estimated _____ ____j
__ T ______ <_s)--�1 II l
M
;ate y
t Month
I Day
L------------------- -- -- --- --- --- -----
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page 11 of 14 05/12/2009Golden, Thomas M.
VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.J
D NONE (No reportable income, assets. or transactions.) ,---------------;:_---------- -1 ____c.___ _ __
_
I B. T T D. ; Description of Assets Income during j Gross value at end of : Transactions during reporting period ·
(including trust assets) , reporting period i reporting period i 1
/ I , __ m ---z2i-----r--<1)___ -m--,---c1>-------:---<2l---1-m--,.<4>
Place "(X)" after each asset Amount Type (e.g.. Value Value Type (e.g., Value Gain Identit of , exempt from prior disclosure div., rent, Code 2 Me hod buy, sell, - Code 2 Code I buyer/sellerCode I
I' (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-j) (if private transaction)(Q-W)
120. - Dawson Geophysical Co - common stock Dividend Buy 10/13 J
121. - Goodrich Corp - common stock Dividend Buy 2/19 K
1 22. - Goodrich Corp - common s tock Dividend Sold 7/17 J
123. - McDonalds Corp - common stock Dividend Buy 6/20 K
124. - McDonalds Corp - common stock Dividend Sold 12/5 K A
125. - Petroleo Brasileiro SA ADR - common sto Dividend Buy 2/19 K ck
126. - Petroleo Brasileiro SA ADR - common sto Dividend Sold 10/8 J ck
127. - Petroleo Brasileiro SA ADR - common sto Dividend Buy 3113 J ck
128. - Petroleo Brasileiro SA ADR - common sto Dividend Sold 10/8 J ck
129. - Petroleo Brasileiro SA ADR - common sto Dividend Buy 3/14 J ck
130. - Petroleo Brasileiro SA ADR - common sto Dividend Sold 10/8 J ck
131. - Petroleo Brasileiro SA ADR - common sto Dividend Buy 6/18 J ck
132. - Verizon Communications - common stock Dividend Buy 10/13 J
133. National Penn Bank - account A Interest L T
134. Sovereign Bank - account A Interest J T
135. AXA Equitable - whole life policy A Dividend J T
136. AXA Equitable - whole life policy A
I. Income Gain Codes: A =$1.000 or less
(See Columns Bl and 04) F =$50,001 • $100,000
2. Value Codes J =$15,000 or less
(See Columns Cl and D3) N =$250,00I • $500,000
P3 =$25,000,001 -$50,000,000 3. Value Method Codes Q =Appraisal
(See Column C2) U =Book Value
Dividend J
B =$1,001 -$2,500
G =$I 00,00 I • $l ,000,000
K =$15,001 - $50,000 0 =$500,00I • S 1,000,000
R =Cost (Real Estate Only)
V =Other
T
c =$2,501 - $5,000
HI =S 1,000,0CH • $5,000,000
L =$50,00 I - $I 00,000 Pl =$1,000,001 -$5,000,000
P4 =More than $50,000,000
S =Assessment
W =Estimated
D =$5,001 -$15,000 E =S15,00 I - $50,000 i H2 =More than $5,000,000 I
IM =$I 00,00 I - $250,000 P2 =$5,000,001 - $25,000,000
T =Cash Market I I
-- - - --------------- ------ ___________________J
I
--t-----------· Value Gain Identity of
Code 2 Code
L___ __________ _ ,,,- .. I
"1 (5)' "' I I I (J-P) (A -H) l ___ (-if
-p
-ri
-va
-te __ ___J_ _ _____l__ transaction)
---------·---- ----------
j
! reporting period ...
NONE (No reportable income, assets, or transactions.) ___s.-----r-T i
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page 12of14 05/12/2009Golden, Thomas M.
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 14-60 of filing instructions.)
D
Gross value at end of
·--_A.___________ Description of Assets Income during )(including Itrust assets . reporting period
c.
I,
iI '"
Transactions during reporting period "' ' D.
,, , 11,,, ,,,Place "(X)" after each asset
exempt from prior disclosure
)(Q (4) IAmount Code I div., rent,
Type (e.g., Value Type (e.g., Code 2 Method I Value Date
1buy, sell, Month - buyer/seller(A- or int.) (J-P) CodeW3 redemption) _JIH) Day
'- . 137. MetLife - flexible premium life policy c Interest K T
138. MetLife - flexible premium life policy c Interest K T
139. Brokerage Account #2
140. - National Penn Bancshares, Inc - common stock
Transferred (from line 2)
11/13 J See Part VIII #3
- -· --------- - ---· ------. ---· · ------- -- -----------
I . Income Gain Codes:
(See Columns Bl and D4)
2. Value Codes
A =$1,000 or less
F=$50,001 -$100,000
J =$15,000 or less
B =$1,001 -$2,500
G =$100,00 I -$1,000,000
K =$15,001 -$50,000
C =$2,50 I -$5,000
HI =$1,000,001 -$5,000,000
L =$50,001 - $100,000
D =$5,00 I - $15,000
H2 =More tban $5,000,000
M =$100,00 I - $250,000
E =$15,001 -$50,000
(See Columns Cl and D3) N=$250,00 I -$500,000 0=$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000
l Value Method Codes
P3 =$25,000,001 -$50,000,000
Q =Appraisal R =Cost (Real Estate Only)
P4 =More than $50,000,000
S =Assessment T =Cash Market
(See Column C2) U=Book Value V=Other W=Estimated ·
---- ·
-· · ------ --- ·-·-
-----
- __J
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 13of14 05/12/2009Golden, Thomas M.
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofReport)
I). Part I, Page I, Line# I Uncompensated to serve as one of several Trustees of a Trust Fund of the Pennsylvania Bar Association to promote education and -
charitable purposes associated with the legal profession and the administration of justice, with particular reference to the promotion of such purposes in the Commonwealth of Pennsylvania.
2). Part II, Page I, Line # I - The Agreement provides for monthly payments of $11,777.35 over the remaining term of the Agreement. The Agreement will terminate on July 1, 201 I.
3). Part VII, Page 4, Line #2 and Page# 12, Line # 140 - A partial transfer of some of the shares held in certificate form for National Penn Bancshares, Inc. listed on this line were transferred to Brokerage Account #2 and are now listed on Line #140.
4). Part VII, Page I, Lines #5, 6, 7, and 8 - The cash held in said Municipal Money Market Fund listed on Line #5 was divided and transferred into three (3) different funds which are listed on Lines #6, #7, and #8 of said schedule.
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 14of14 Golden, Thomas M. 05/12/2009
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
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