an englishman in byzantium - political motivations for ethnic change in the varangian guard
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Lecaque 1
An Englishman in Byzantium: Political Motivations for Ethnic Change in the Varangian Guar
!y
"homas Lecaque
#$% &&'()1 #istory of Englan
*ovem!er +', +))-
In the early twentieth century an Irish poet wrote:
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Lecaque +
An aged man is but a paltry thing, / A tattered coat upon a stick, unless /Soul clap its hands and sing, and louder sing / For every tatter in its mortaldress, / Nor is there singing school but studying / Monuments o its ownmagni!cence" / And thereore I have sailed the seas and come / #o the holycity o $y%antium&'
( the many strange twists in $y%antine history, one that has particular interest to
students o )nglish history is the voyage to and presence o a substantial body o
)nglishmen in $y%antium& #hese )nglishmen served in the *arangian +uard, a uid
unit originally named or the -.ussian mercenaries who began to serve the empire
under $asil II 0123/'4526& #his Anglo7*arangian +uard cannot be understood,
however, in a vacuum" the history o the imperial bodyguard is a long one, a
tradition that stretched back to the 8raetorian +uard and evolved into a string o
ethnically7based bodyguards employed by the $y%antine emperors rom the eighth
to the thirteenth centuries& It is through this history that the reasons or )nglish
involvement in $y%antium become clear" they served as one maniestation o
shiting ethnic identities, including internal groups like +reek $y%antines and
Armenian minorities to nearby e9ternal groups like the .us& #he Anglo7*arangian
+uard was the !nest product o this ethnic shit, the end o a long chain o groups
poisoned by intrigue, betrayal and regional politics& #he emperors re;uired an
imperial guard that was completely loyal, unmoved by internal or e9ternal politics,
skilled in battle, and willing to ollow the )mperor blindly in all situations& #he
eventual establishment o the Anglo7*arangian +uard in $y%antium provided the
)mperor with such an ideal bodyguard& #he $y%antine military in the later Middle $y%antine period was in large part
made up o ethnic contingents both internal and e9ternal, mostly as paid
mercenaries in the central army& #hese mercenaries served within their own units
1 <illiam $utler =eats, -Sailing to $y%antium" available rom http://www&online7literature&com/yeats/>3'/" internet" accessed 5' November 5443&
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Lecaque .
and as part o composite regiments& Arab and #urkish mercenaries originally played
a ma?or part in this military, but with the start o the Arab7$y%antine wars in the
eighth century and the later #urkish invasions, such mercenaries were ar too
unreliable to be used !ghting against their kinsmen, let alone as guards or the
sovereign& @nder ohn I #%imisces 01B1/>B6 a new $y%antine bodyguard was created,
called the Athanatoi, commonly known as -the Immortals&5 Contemporaries
regarded them as e9ceptionally good horsemen and archers, primarily composed o
the young sons o $y%antine noblemen, though oreigners who showed e9ceptional
loyalty and promise could ?oin, be they Slavs, Arabs, or Dha%ars&E #hey served as a
special -lie7guard to the )mperor, ollowing him in peace and in war& #his noble
bodyguard mirrored the rise o the aristocracy, apparent during the Macedonian
dynasty starting with .omanus ecapenus in 1'1, when the empire witnessed the
decline o small landowners and peasant communes, and the growth o a powerul
new land7owning class in their place&G #hese nobles ?ealously guarded their wealth
and power, and served the emperor as long as it was in their own interest& 2
)9cept or a brie revival under Michael *II, the -Immortals disappeared with
#%imisces death, but their creation had !lled an important voidHa bodyguard loyal
to the emperor and able to protect him&B #%imisces had been ully aware o this
+ Sigs $lJndal, The Varangians of Byzantium, trans&, revised, and rewritten by $enedikt S&$enedik% 0Cambridge: Cambridge @niversity 8ress, '1>36, '3&
. Ibid&
'A&A& *asiliev, History of the Byzantine Empire 324-1452, 5 vols& 0Madison: #he @niversity o<isconsin 8ress, '1236, EGB&
& Ibid&, EG>&
/ $lJndal, '3&
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Lecaque '
need, because it was weakness and corruption in his predecessors bodyguards that
had enabled him to assume the throne& $ypassing the weak bodyguard, he had
surrounded and murdered his predecessor, Nikephoros 8hokas in 1B1, sneaking into
the palace with a group o conspirators aided by the empress& > As *arangian scholar
$enedikt S& $enedik% points out, -#he ease with which the conspirators eluded the
lie7guards is not unlikely to have been connected with the act that Nikephoros was
no longer the popular hero o the time o his ascent on the throneHeven with the
army&3 #he weakness o these bodyguards was apparent, in that the -Immortals
were local nobles, who had their own agendas and grudges& #he use o $y%antine
noblemen as the emperors bodyguard was too problematic as evidenced by the
number o baronial rebellions during the Macedonian dynasty" already by the year
134 it was clear that orces rom outside the ranks o the $y%antine elite were
preerable or the bodyguard& @nortunately or the emperor internal ethnic groups
rom the various rontier regions had their own problems& #hese ethnic groups were
used both as ront7line troops and the strong core o the themata program, that had
been rebuilding o the $y%antine administrative and military system in the seventh
and eighth centuries under the Keraclian dynasty&1 #he old .oman administrative
provinces were broken into new, smaller districts called thema, and provincial cities
0 eo the Leacon, The History of Leo the Deaon! Byzantine "i#itary E$pansion in the Tenth%entury , trans& with an introduction and annotations by Alice7Mary #albot et al& 0<ashington,LC: Lumbarton (aks .esearch ibrary and Collection, 54426, 'E1&
- $enedikt S& $enedik%, -#he (rigin and Levelopment o the *arangian .egiment in the$y%antine Army, Byzantinshes &eitshrifte B5 0'1B16: 5E&
A&8& Da%hdan and Ann <arton )pstein, %hange in Byzantine %u#ture in the E#e'enth an(T)e#fth %enturies, #he #ransormation o the Classical Keritage, ed& 8eter $rown, vol& >0$erkeley: @niversity o Caliornia 8ress, '1326, 1&
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Lecaque &
were built to govern them& #o make sure these new divisions could unction, settlers
were orcibly resettled to the countryside around the new thematic capitals&A good e9ample o this new structure employed Armenians& @p to the ninth
century the Armenians were a well thought o and vital part o the $y%antine
establishment& #he Armenians contingent was one o the largest ethnic groups
resettled in this way, and as a result rontier themes were named ater them, being
reerred to either as -small themes or -Armenian themes, a clear sign o the
typical ethnic composition&'4 Furthermore, in the regular military, they had a distinct
unit&'' #he use o Armenians 0and other ethnic groups6 in the themata and
bodyguard worked as long as relations between $y%antium and Armenia were on
good terms& Luring the initial period o Armenian recruitment and relocation, the
goals o $y%antium and Armenia coincided, and so the system worked& $y the time
o Nikephoros 8hokas reign, however, tensions were emerging between the
$y%antines and Armenians& As eo records: -(n the east o the Ascension o the
Savior, when the emperor was in the usual manner taking part in a procession
outside the walls to the so7called 8ege 0where the very beautiul church was built in
honor o the *irgin6, a !ght broke out between some $y%antines and Armenians, in
which many o the townspeople were in?ured by the Armenians& '5 eos
contemporary, the historian Skylit%es, reported a clash the previous )aster that had
broken out between Armenians and a group o sailors&'E In all likelihood, these
1) eo the Leacon, G&
11 Ibid&, B>&
1+ Ibid&, ''E&
1. Ibid&
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Lecaque /
Armenians were soldiers in Nikephoros 8hokas military, possibly even in his
bodyguard& #he date around the religious ceremonies was not a coincidence" the
turmoil between the two people was religious in nature as well as political& #he
Armenian orces in the military were beginning to show disloyalty and dissent&'G #he goals o Armenia and $y%antium ;uickly diverged rom there& In 11E/ 1G,
-the great .oman nation went orth and with many troops came against Armenia&
$ringing the sword and enslavement, the .omans mercilessly ell upon the Christian
aithul and passed through the land, killing savagely like a poisonous serpent, in
this manner being no dierent rom the in!del peoples, reinorcing the attitude o
Armenians towards their (rthodo9 neighbors&'2 #he use o Armenians in sensitive
positions, including the imperial bodyguard, was no longer wise, and the Armenian
contingent in the $y%antine military decreased dramatically in the wake o the !rst
assaults on Armenia& #he use o local ethnic groups or internal orces as the basis o
the imperial bodyguard had its limits&Conse;uently $asil II took a new approach to !nding guardsmen& #he nobles
?ealously guarded their wealth and power, and a series o rebellions ensured that
the $y%antine emperors could not trust the aristocracy&'B $asil II had the urther
e9ample o Nikephoros 8hokas murderH$y%antine nobles led the conspiracy that
killed him and the $y%antine citi%enry ailed to react& As eo the Leacon wrote, -At
times o great changes in government, usually a lot o unrest and tumult ares up,
1' #his dissent was most likely caused by $y%antine religious pressure" the Armenian Churchwas non7Chalcedonian, and Armenia prided itsel on being the !rst nation to acceptChristianity in E4' A&L& Much like the Coptic and Nestorian Churches, religious tensionseventually ared up and served to peel Armenia away rom $y%antium&
1& Matthew o )dessa, Armenia an( the %rusa(es Tenth to T)e#fth %enturies! The %hroni#eof "atthe) of E(essa, trans& with an introduction and commentary by Ara )dmondLostourian and a oreword by Drikor K& Maksoudian 0anham, ML: @niversity 8ress oAmerica, '11E6, G'&
1/ *asiliev, EG>&
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Lecaque 0
but at that time, I dont know how, it so happened that good order and deep ;uiet
prevailed over the people, and only the emperor Nikephoros and one o his
bodyguards were killed, no one else receiving so much as a slap in the ace& '> #his
would not inspire con!dence in $asil that the common people would deend him in a
time o need& #he ounding o the original *arangian +uard, in the orm o a levy o .us
rom Diev, provided $asil II with protectors truly e9ternal to $y%antine power
politics& #he use o .us in the wider $y%antine military had a long history, and the
earliest evidence o links between $y%antium and Dievan .us appears in the
Anna#es Bertiniani o 8rudentius in 3E3/E1&'3 #heir !rst mention o .us under
imperial employ is in 322, when Michael III was implicated in the murder o St&
#heoctistus& <hen describing this event the contemporary histories use the
Kerodotean term -#auroscythian to describe the men who did the deed&'1 $enedik%
claimed that, these men, -that kind o conscienceless and utterly loyal 0so long as
his pay was large and punctual6 mercenary would be e9actly what the $y%antine
administration needed to carry out skullduggery o this sort, where there must be
no danger o divided loyalties&54 #his precedent is one that inuenced later
)mperors and the proo o $y%antine and Armenian disloyalty made the .us a
natural and sae choice& #he search or this type o loyalty in the imperial guard
10 eo the Leacon, 'G>&
1- $enedik%, 5475'&
1 Ibid&, 5'&
+) Ibid&
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Lecaque -
would continue or the remainder o the empire& $y the end o the ''th century the
Anglo7Sa9ons would prove to have it& #he .us ;uickly lost the aade o this kind o loyalty& <ithin thirty years o
the !rst recorded contact between the two nations, two .us boyars named Askold
and Lir assaulted Constantinople: -during the ourteenth year o the reign o the
)mperor Michael& <hen the emperor had set orth against the Saracens and had
arrived at the $lack .iver, the eparch sent him word that the .ussians were
approaching Constantinople, and the emperor turned back& @pon arriving inside the
strait, the .ussians made a great massacre o the Christians, and attacked
Constantinople in two hundred boats&5' Lespite a peace treaty signed in the
atermath o the assault, war broke out again in 14B/>, led by (leg o Diev, and
during the reign o .omanus ecapenus Constantinople was twice more attacked by
.ussians under 8rince Igor&55 Lespite the history o wars with the .us, the late Macedonian dynasty was
too weak to turn down aid rom any ;uarter& $asil IIs treaty with 8rince *ladimir o
Diev provided a orce o si9 thousand soldiers to serve under $asil in perpetuity, in
e9change or the hand o $asils sister Anna&5E #he historian Michael 8sellus wrote
that -#he )mperor $asil knew the treacherous disposition o the .omans, and, since
he had recently received into his service a great company o e9cellent #auro7
Scythians, he gathered them together and set them apart with the other mercenary
troops and so sent them against the enemy&5G #he key to that phrase is
+1 Serge A& Oenkovsky, ed& and trans& with an introduction, "e(ie'a# *ussia+s Epis,
%hroni#es an( Ta#es 0New =ork: Meridian $ooks, '1>G6, 24&
++*asiliev, E55&
+. Ibid&, E5E&
+' Michael 8sellus, %hronographia, vol& ', ed& )& agrand 08aris, '1526, 1, ;uoted in $enedik%,5E&
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Lecaque
treaherous (isposition of the *omans" as the .omans could not be trusted, the
.ussians became an important unit because o their perceived loyalty& <ith
numerous e9amples o *arangians !ghting Armenians, $ulgarians and Arabs, it is
relatively certain that by the end o $asil IIs reign this .us corps had become an
established service unit, evolving into what modern readers call the *arangians&52 #he incorporation o the .us into a separate bodyguard did not mean that
they were trusted any more than they were ater (legs attacks, as the ollowing
incident shows clearly:Cedrenos tells us that a kinsman o *ladimir the +reat, whom he names%hrysoheir , gathered a orce o 344 men ater the death o *ladimir andAnna& #hey took ships and sailed to Constantinople, and pretended to wantto ?oin the Imperial mercenaries& #he )mperor thereon bade them lay down
their weapons, saying that they could apply to ?oin when they had done so,but they would not disarm, and went instead through the 8ropontis, thence toAbydos, where they had trouble with the general in charge o coastaldeences, whom they deeated easily, and moved on to emnos& #here theywere met by a eet o Cibirriotes and by Lavid o Achrida, the militarygovernor o Samos and Nicephorous Cabasilas, the Luke o #hessalonica&
#hese made a truce with Chrysocheir, betrayed him and killed him and all hismen&5B
#he .ussians, though useul, had proven too many times that their own interests
came !rst, and while they would !ght or pro!t and glory, continued incidents o
this nature cast aspersions on their loyalty& Further incidents, such as the rout o the
+uard during .omanus IIIs siege o Antioch in the '4E4s, the *arangians ?oining
rioters against )mperor Michael * Calaphates in '4G', and the assault on
Constantinople by *ladimir o Diev in '4GE during the reign o Constantine IP
Monomachus, urther ;uestioned the +uards reliability&5> #he imperial response to
+& $enedik%, 5G&
+/ $lJndal, G1&
+0 8sellus, trans& Sewter, GE" $lJndal, 14" *asiliev, E5E&
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Lecaque 11
Asia Minor, and ater his death in '4>E one o his companions rom Sicily, (urselios,
took it over&E5
Anna Domnena records the other ma?or Norman rebellion, led by .oussel de
$ailleul& It took place during Michael Lukas reign, and her ather Ale9ius was the
general assigned to deeat the rebels& .oussel was a genuine threat to imperial
stability, even allowing or the type o rhetorical ination Anna uses to make her
athers victories appear more impressive:EE
.oussel was a Delt and had previously ?oined the .oman army& Kis goodortune made him conceited and he gathered an army o his own, aconsiderable orce made up partly o his own countrymen and partly o othernationalities& Ke was a ormidable rebel& Kis attack on the .oman )mpirewas launched at a moment when its leadership had received many setbacksand the #urks had established their superiority& .oman prestige had allen"
the ground was giving way, as it were, beneath their eet& .oussel was in anycase an e9tremely ambitious man, but at this crisis, when the condition o the)mpire was so desperate, he was even more tempted to rebel openly& Keplundered almost all the eastern provinces&EG
Ale9ius deeated him, and it was the last o the signi!cant Norman rebellions
because the Domnenian dynasty learned not to trust the troops o those nations
most intent on doing them harm& <hat options did this leave themR As noted
$y%antine military historian ohn Kaldon put it, -From the strategic point o view, the
$y%antine empire was surrounded by potential enemies and actual aggressors
throughout its history&E2 Constance Kead, another noted scholar o $y%antine7
.+Ibid&, 33&
.. <hile Anna Domnena was an e9cellent historian, her book is a eulogy to her ather and istainted by her admiration or him as a man and an emperor&
.' Anna Comnena, The A#e$ia(, trans& )&.&A& Sewter 0ondon: 8enguin $ooks, '1B16, E5& #heuse o the word Delt to describe .oussel should be discounted" Anna, like many $y%antinehistorians, used Kerodotean terms or all ethnic groups rom outside o the )mpire& Delt wasgenerally used to reer to Normans rom either Normandy or Italy, but could also be used todescribe any group rom what is modern7day France&
.& ohn Kaldon, -$lood and Ink: Some (bservations on $y%antine Attitudes #owards <arareand Liplomacy, in Byzantine Dip#omay! apers from the T)enty-fourth /pring /ymposiumof Byzantine /tu(ies, %amri(ge, "arh 1, ed& onathan Shepard and Simon Franklin
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Lecaque 1+
)nglish relations, suggests that as a result o Ale9ius time as a general under both
Michael Lukas and Nikephorus $otaneiates he -had ample occasion to learn o the
unreliability o certain <estern mercenaries in imperial service, particularly
Normans and Scandinavians& It has been suggested that these e9periences made
Ale9ius as )mperor more inclined than ever to seek help rom another group and
that the people he chose to avor in this way were the )nglish& EB #here are many theories about the arrival o the )nglish in $y%antium, as well
as to the e9tent o pre7Con;uest relations between the two&E> <hile many scholars
have theori%ed that regular contacts between )ngland and $y%antium e9isted
during the reign o )dward the Conessor, rom a military standpoint pre7'4BB is a
voidHthere are no records o )nglish soldiers in the $y%antine army until ater that
time&E3 As early as '4>', however, there are ambiguous reerences to *arangians
rom unknown lands who might be Anglo7Sa9ons& Matthew o )dessa records that
beore the battle o Man%ikert .omanus I* Liogenes sent envoys throughout the
<est to recruit mercenaries, and that among his *arangians were -inhabitants o
the ar distant islands&E1 #he plural orm, as long as it is not a scribal error,
0Aldershot, @D: *ariorum, '1156, 535&
./ Constance Kead, -Ale9ios Comnenos and the )nglish, Byzantion G> 0'1>>6: '14&
.0 #he debate as to the origins o )nglish involvement in the $y%antine military is, orgivethe pun, $y%antine in comple9ity& #he ma?or camps are those who argue or direct relationsbetween the court o Ding )dward and $y%antium in the early eleventh century and thosewho argue that )nglish involvement was post7Con;uest only& Added to this is a smallminority o scholars who argue the predominance o .usso7Norse elements throughout the
history o the *arangian +uard 0$lJndal being the chie proponent o this theory6& SuQce tosay, there is much disagreement and interpretation about all o this, and I am going by myown belies supported by the evidence gathered in this research&
.- Ciggaar, 3>&
. Ibid&
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Lecaque 1.
eectively eliminates Iceland 0a typical source o previous mercenaries6 as the place
o origin, and or northern mercenaries $ritain is the only other logical choice& <hile
this does not guarantee that these mercenaries were Anglo7Sa9on, the lack o any
later mention o Scottish, <elsh, Irish, or other such inhabitants o the $ritish Isles
in the $y%antine military suggests that )nglishmen are the likely culprit&G4 #he other
'4>' description given comes rom the history o Nicephorus $ryennius, Anna
Domnenas husband, and a historian in his own right& Ke records the transition o
power post7Man%ikert:So the Caesar, earing that he himsel and his nephews should suer somemisortune, i Liogenes took power, reconciled themselves immediately withthe guards o the court& #hese men come rom the barbarian land ne9t to
the (cean and are loyal to the )mperor o the .omans rom the beginning" allcarry a shield and on their shoulder a type o a9e&G'
#he most likely place o origin, especially since the original +reek or the phrase
-land ne9t to the (cean typically signi!es an island, is $ritain, the island that was
once ruled by .ome&Small smatterings o )nglish mercenaries are thus to be e9pected within the
+uard, but the changing o the ethnic composition rom overwhelming .ussian and
Norse to overwhelmingly )nglish re;uired something more& #he Norman Con;uest
') #he other entry, cited below, makes it clear that another inhabitant o the $ritish Isles isunlikely, as the Scots and Irish never served the .oman )mpire" the act that the Anglo7Sa9ons did not do so either is almost irrelevant given that $y%antine historians time andagain betray a very rudimentary knowledge o the greater world, relying on .oman accountsand Kerodotus or their depictions o the arther corners o the world& #he term -a9e7bearing barbarian really only !ts with the Anglo7Sa9on !ghting style, and later use o theterms -Ingles is various imperial crysobulls makes this a airly reasonable assumption& #helack o the word -Delt or -Frank precludes Anglo7Normans, because $y%antine historians othis time became very good at identiying Norman contingents rom France and Italy in such
terms&
'1 Nicephorus $ryennius, History , ed& 8& +autier 0$russels, '1>26, '5575E, ;uoted in Ciggaar,3>" original te9t is: -Alors le cTsar, craignant ;ue lui7mUme et ses neveu9 ne subissent;uel;ue malheur, si LiogVne reprenait le pouvoir, se concilia aussitWt les gardes de la cour&Ces hommes viennent de la terre barbare voisine de l(cTan et sont !dVles au9 basileis des.omains depuis lorigine" tous portent le bouclier et sur lTpaule une sorte de hache,0translation mine6&
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Lecaque 1'
in '4BB provided a reason to leave )ngland, and records show that some sort o
mass migration rom $ritain occurred&G5 #his is supported by an interesting story,
repeated in (rderic *italis and the 0e#an(i /aga of E()ar( the %onfessor that
comes rom the %hronion Lau(unensis, completed in '5'1 by an )nglish
8remonstratensian in aon& #he story goes something like this: Ater the Con;uest,
many )nglishmen did not lose hope o driving out the Normans and restoring sel7
rule& In the Lanelaw, especially, some nobles migrated to Lenmark and Norway, but
those who stayed e9pected help rom Lenmark to come to them& Ater several
years o waiting, the ailure o a number o rebellions 0including Kerewards
resistance in '4>' and the $reton plot o '4>26, and Ding Sweyns death without
sending aid in '4>2, a large body o those who had hoped or Lanish intervention
decided the cause was lost&GE #hey let the country under the leadership o
Stanardus, though the 0e#an(i /aga of E()ar( the %onfessor calls him Sigurd,
-?arl o +loucester&GG .egardless o the leader, several Anglo7Sa9ons o noble rank
let as wellHtwelve barons in the atin version, eight in the IcelandicHtaking a large
eet with themH5E2 in the atin, E24 in the 0e#an(i /aga&G2 #he )nglish eet went through the Straits o +ibraltar and spent a period o
time pirating around the Mediterranean& #he atin version says they got to
$y%antium in '4>2, but ohn +odrey, one o the ma?or scholars on this topic, says
that this is too early, and that the Anglo7Sa9ons probably spent three to our years
'+ #hough only vaguely alluded to in most o my sources, +odrey and other scholars o thismigration say that Norman and Anglo7Sa9on census records and chronicles talk about amigration out o )ngland by groups o Anglo7Sa9ons and Anglo7Lanes&
'. +odrey, B3&
'' Ibid&
'& Ibid&
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Lecaque 1&
as Mediterranean reebooters&GB #hey heard -Micklegarth 0Constantinople6 was
under siege by heathens, probably the siege by the Sel?uks during Michael *IIs
reign 0'4>'7>36, and destroyed the besieging army, so impressing the emperor that
he oered to let them ?oin his service&G> #he atin and Icelandic version both say it
was Ale9ius I who welcomed them, but Christine Fell, another scholar who
speciali%es in Anglo7$y%antine relations, maintains it was probably Michael *II&G3
onathan Shepard, another historian o Anglo7$y%antine relations, argues or a much
later date, '41', when Constantinople was besieged by the 8etchenegs, but this
seems too ar removed rom the collapse o other )nglish resistance to the Normans
to make much sense&G1
#he )nglish arrival and the associated salvation o Constantinople clearly
made an impression, and while the historical records do not make it clear which
emperor they entered under or how the initial meeting transpired, the )nglish
;uickly became an integral part o the $y%antine military& #heir prowess and loyalty
was tested by the Norman invasion o the )mpire at the battle o Lyrrachium in
'/ Ibid&, B1& #he atin te9t chronicles a raid in Morocco and attacks on a number o islands inthe Mediterranean, including the $alearic Islands and Sardinia& +odreys belie that '4>2 istoo early is based on his view that it was a Sel?uk siege at the end o Michaels reign that theAnglo7Sa9ons broke up" obviously, this view is contested by some, but given that mostreports have a later Anglo7Sa9on presence, it seems air to use his idea o a later arrival than'4>2&
'0 Ibid&
'- Ibid& Ale9ius I is much later on, and while the Anglo7Sa9on component becomesprominent under his rule, there are records o )nglishmen under his predecessorsH
chrysobulls granting monasteries immunity rom housing )nglish mercenaries, reerences to)nglishmen at battles like Man%ikert, things o that nature& #he Sel?uk invasion makes themost sense to Fell because o a certain vagueness in $y%antine records as to how the siegewas broken" there are records o the enemy eet being smashed and the army retreating,but no record o what orces did this& #he timing !ts&
' onathan Shepard, -Another New )nglandRHAnglo7Sa9on Settlement on the $lack Sea,Byzantine /tu(ies ', no& ' 0'1>G6: '1
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Lecaque 1/
(ctober '43': -onging to avenge themselves on the detested Normans, swinging
their huge two7handed battle7a9es round their heads and then slamming them into
horses and riders alike, they struck terror in the hearts o the Apulian knights& 24
Lespite their eorts, the battle was a colossal ailureHthe Anglo7*arangian
contingent at the battle was surrounded and killed almost to a man& Still, their
display on the battle!eld proved their competence, their hatred or the Normans
proved useul in a number o battles, and their willingness to die rather than
surrender was an ideal trait or a royal bodyguard& #heir commander, Nampites,
survived the battle, and by the time the 8echenegs invaded he was one o Ale9ius
si9 personal bodyguards, separate rom the *arangian corps&2' #he other !ve were
all long7term amily riends or people dynastically linked to the Domnenians&(rderic *italis account o the Anglo7Sa9on migration gives other clues to how
the Anglo7*arangian +uard was used once they arrived:the )nglish e9iles were warmly welcomed by the +reeks and were sent intobattle against the Norman orces, which were too powerul or the +reeksalone& #he )mperor Ale9ius laid the oundations o a town called Civitot orthe )nglish, some distance rom $y%antium" but later when the Normanthreat became too great he called them back to the imperial city and setthem to guard his chie palace and royal treasures& #his is the reason or theAnglo7Sa9on e9odus to Ionia" the emigrants and their heirs aithully servedthe holy empire, and are still honored among the +reeks by )mperor, nobilityand people alike&25
#he use o the )nglish as garrison troops is standard enough, but their being moved
to his principal palace and treasury in the atermath o Lyrrachium is a mark o
&) ohn ulius Norwich, A /hort History of Byzantium 0New =ork: *intage $ooks, '1116, 525&Shepard argues that this is still a Norse component at Lyrrachium, but his emphasis on '41'
is not well7supported by e9isting records, and seems to be based on his desire to identiy theleader o the Anglo7Sa9ons with a man known to have been in prison until the late '434s&
&1 Anna Comnena, 55G&
&+ (rdericus *italis, The E#esiastia# History , ed& Mar?orie Chibnall, vol& 5 0(9ord '1>26,54572, ;uoted in Lonald M& Nicol, -$y%antium and )ngland, $alkan /tu(ies '2 0'1>G6: '32&
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Lecaque 10
great honor& It would also e9plain their relative scarcity in the historical recordsHas
palace7guards, they would not have been worthy o note or most contemporary
chroniclers, as they saw little combat and, as long as they did their ?ob,
e9citement&2E Shepard strongly believes that this was the case, saying -#he silence
o the sources is deceptive: the )nglish played an important part in maintaining the
calm at court, and they were almost on the ooting o amily riends o the
Comneni&2G Ke proposes two very good reasons or this level o trust: they were
e9ceptionally good warriors, as they proved at Lyrrachium, in their garrison duties
at Civitot and Dastoria, and on campaign against the 8echenegs in '43>, and they
were eminently trustworthy&22
#his last argument is the core o why the transition to )nglishmen in the
*arangian +uard was so vital& #hough geography was not the only actor, it helped"
Shepard points out that -@nlike the Norman mercenaries in $y%antiums army, they
had no kinsmen near at hand with whom they could rebel& Nor did they have any
homeland to return to, even i they ound the emperors pay inade;uate&2B #his was
true, and it gave the )nglish an advantage over all the other ethnicities that had
previously populated the imperial bodyguard& #he lack o pro9imity meant that the
)nglish who served under the emperor literally had nowhere to turn i they ailed to
please the sovereign" no allies, no kinsmen, no country to retreat to& +roups like the
.ussians, Armenians, and Norse had hostile kinsmen at the gates o $y%antium to
&. onathan Shepard, -#he )nglish and $y%antium: A Study o #heir .ole in the $y%antineArmy in the ater )leventh Century, Tra(itio 1 0'1>E6: 3G&
&' Ibid&
&& Ibid&
&/ Ibid&
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Lecaque 1-
whom they could deect, and they could retreat to their homelands anytime they
wished" the $y%antines had their own kin groups to shelter them& #he )nglish relied
on the emperor or all o their material bene!ts, and conse;uently had a vested
interest in keeping him alive and happy& #he other part o this trustworthiness was more cultural than material&
+odrey posits that $y%antine emperors kept recruiting mercenaries rom the north
not because o their vaunted martial prowess but -that the northerners had an
e9ceptionally strong sense o the sanctity o an oath&2> Anglo7Sa9on warriors who
took an oath to guard the king were called hearth)eru or hearth7guard, the kings
bodyguard&23 #he code o honor that bound them to their lord allowed no kind o
dissension or treason" it did not even provide or lie ater the lord: -For a member
o the hearth)eru to survive ater allowing their leader to be slain was the ultimate
shame& #he bonds o ellowship were stronger than lie itsel& <ithout his lord and
the society o the long hall, the thegn was condemned to an aimless and rootless
e9istence& $etter to avenge his allen lord, or to die in the attempt&21 Luring the
entire period o Anglo7Sa9on domination o $ritain, evidence o treason by a royal
bodyguard is e9ceedingly rare, with only two clear e9amplesHthe assassination o
the Mercian king Aethelbald in >2> at #amworth and that o (swul, king o
Northumbria, the ollowing year&B4
&0 +odrey, B>&
&- Mark Karrison and +erry )mbleton, Ang#o-/a$on Thegn 44-166 AD, <arrior Series, ed&ee ohnson, vol& 2 0ondon: (sprey Military, '11E6, >&
& Ibid&, GB& See the Anglo7Sa9on poem -#he <anderer or an e9cellent e9ample o thisethos&
/) +odrey, >'&
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Lecaque 1
#he migrating group o Anglo7Sa9ons who served Ale9ius would have been
only a temporary stopgap, however, i they had been unable to !nd a source o new
recruits& $oth the atin %hroni#e and the 0e#an(i /aga oer a solution to this
dilemma& According to both sources, not all o the Anglo7Sa9ons wished to enter the
)mperors service, and some asked instead or land to live on& B' Ale9ius had no land
in the )mpire to give them, but according to both sources he gave them permission
to go north7eastwards across the $lack Sea to what is most likely the Crimea and
sei%e it back rom the #urks who had occupied it, promising to relieve them o ta9es
i they did so&B5 #hey succeeded, and named their land -nova anglia, giving their
settlements names like ondon and =ork, suggesting a large Anglo7Lanish
contingent&BE Most historians do not give credence to this story, to the e9tent that .&
M& Lawkins, writing in the late '1G4s, claimed that the writers o both te9ts were
mistaking the Crimean +oths or Anglo7Sa9ons&BG Shepard disagrees though, citing
three ma?or pieces o evidence that suggest an Anglo7Sa9on presence in the Crimea
during this period& #he !rst piece o evidence is that $y%antine inuence in the
Crimea was reestablished around ''44, the time when the 0e#an(i /aga records
the Anglo7Sa9on movement to their new lands& #he $y%antine writers #heophylact
o (chrida and Manuel Straboromanus both make mention o the Lanishmend
emirs reversals in that area and the $y%antine resurgence, though they make no
/1 Ibid&, >4&
/+ Ibid&
/. Ibid& #he use o Anglo7Lanish here is a reerence to Anglo7Sa9ons who lived in the areacalled the Lanelaw and intermarried with their *iking overlords& ondon and =ork were bothin the Lanelaw&
/' Ibid&
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Lecaque +)
mention o the cause&B2 #he second piece o evidence he cites is a list o toponyms
used by Italian and Catalan navigators in the ourteenth through si9teenth centuries
in that region& A number o settlements in the region near the Sea o A%ov either
have )nglish or *arangian namesH*arangolimen, *agropoli, *arangido agaria,
ondina, and Susaco&BB ( these, the most signi!cant is ondina, given that the
0e#an(i /aga speci!cally mentions the settlement o a new city called ondon by
the Anglo7Sa9ons& #hese settlements are all in the area known as the -Cimmerian
$osporus, the main region o $y%antine revival, and Shepard suggests that since it
is known that Anglo7Sa9ons were used as garrisons or towns 0Civitot or e9ample6,
it is not unlikely they might have been used in a similar capacity in the Crimea& #he
third piece o evidence comes rom Franciscan missionary records in the thirteenth
century, which call an area o the Crimea -terra Sa9orum" the use o Sa9on in this
area is unusual, and since the term or +oth is used in other sections o the records
there is some kind o dierentiation between groups&B> #hese -Sa9i are recorded
as Christians, not Muslim or pagan, and so are dierent rom their +othic and
steppe nomad neighbors&
Shepard may or may not be correct in his assertions, but the presence o an
Anglo7Sa9on colony would e9plain how the Anglo7*arangian +uard managed to
survive the rigors o war& )ven i they were not all members o the $y%antine army,
/& Shepard, -Another New )ngland, 5'& #he )mirate o Lanishmend was a #urkish kingdomalong the southern coast o the $lack Sea in Asia Minor&
// Ibid&, 5B&
/0 Ibid&, EE&
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Lecaque +1
they could have acted as an ethnic base, too small to survive without aid, but large
enough to keep contributing troops& #his is really Shepards entire point:
It may well be that they had long remained in contact with Constantinople
and had acted as a kind o reservoir or recruits to the $y%antine army& #hee9istence o such a reservoir e9plains how the *arangians survived or solong as a !ghting unit at $y%antium: the *arangians were still identi!able as-)nglishmen and -Lanes at the time o the all o Constantinople to theatins in '54G& It might be e9pected that, as they retained their identity,they lived somewhere recogni%ably apart rom the rest o $y%antine society&$ut no such district is recorded or the city o Constantinople& It may bethat the *arangians only had living ;uarters in Constantinople, and that theirmain dwelling places lay over the sea to the north&B3
<hether or not they established a new homeland, or i the warriors intermarried
with +oth or $y%antine women and simply passed on their traditions, an Anglo7
Sa9on tradition survived or over a century in the Crimea& It is because that cultural
legacy survived that the $y%antine emperors could maintain bonds o trust and
absolute loyalty& #hose bonds certainly did not ade during Ale9ius lietime, even ater the
First Crusade alerted him to the dangers o <estern orces& #he act that -he still elt
he could rely on the )nglish to urnish him with loyal troops indicates that the Anglo7
Sa9ons who served him were a class unto themselves, men who could be trusted
where the vast ma?ority o <esterners could not be&B1 <hen he died, the )nglish
chronicler <illiam o Malmesbury, who nursed an intense dislike o Ale9ius
Domnenos and had almost nothing good to say o him, wrote that -he venerated the
!delity o the )nglishXand transmitted his esteem or them to his son&>4 *ery little
/- Ibid&, E1&
/ Kead, '12&
0) <illiam o Malmesbury, De 7esta *egum Ang#orum, ed& <illiam Stubbs, .olls Series, 140ondon: '33>7316, 5>B, ;uoted in Kead, '12&
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Lecaque ++
is said about the )nglish during ohns reign, but he did employ them in his
campaign against the 8echenegs in ''5'/55& ohn Dinnamos, the twelth7century
historian, records that during the winter campaign: #he 8etchenegs treated the carts like a ortress and wrought great harm to
the .omans& 8erceiving this, the emperor desired to dismount rom his horseand continue the struggle on oot with the soldiers& <hen the .omans didnot agree to this, he ordered the a97bearers around him 0this is the $ritishnation, which has been in the service to the .omans emperors rom a longtime back6 to cut apart with their a9es the opposing YwagonsZ& Since they atonce entered the conict, the emperor thus became master o the8etchenegs camp&>'
Clearly the Anglo7*arangian +uard was still in avor with the new )mperor&Manuel I employed the )nglish as much i not more than his grandather
Ale9ius& #he %hronion Lau(unensis has an entry in ''>4 recording an embassy
rom Manuel Domnenos to Kenry II 8lantagenet proposing that 8rince ohn marry
Manuels daughter and live in Constantinople&>5 #he relationship remained strong
despite Kenrys reusal, and ater the disastrous deeat at Myriokephalon in ''>B,
Manuel composed a detailed letter to Kenry recounting the outcome o the battle&
#owards the end, he writes: #hence Ythe #urkZ went back into his own region that had passed out o ourpower, having not inconsiderable distress concerning the two who he hadlost, his kinsmen, nevertheless giving the greatest thanks to +od, whobecause o his own goodness even now had honored him& $ut we havegratitude, because it happened that certain princes o your nobility aided us,who will tell all the things which happened in order to your nobility& $ut as orthe rest, it is lawul that we be grieved because o those who ell,nevertheless we consider it appropriate to declare to you concerning all thethings which happened, that we love our riend and that it is because o ourmuch ?oined power because o the intimate consanguinity o our children&>E
01 ohn Dinnamos, Dee(s of 8ohn an( "anue# %omnenus, trans& Charles M& $rand 0New =ork:Columbia @niversity 8ress, '1>B6, 'B& $rand translates the phrase -this is the $ritish nationor ease o modern understanding" while he may mean modern $ritain, the original +reek is
a description o the region& As e9plained earlier, there is no evidence o other $ritishIslanders 0<elsh, Scots, Irish, etc&6 in the +uard during this period&
0+ *asiliev, -Manuel Comnenus and Kenry 8lantagenet, Byzantinishe &eitshrift 51 0'1517E46: 5EG&
0. Manuel Comnenos to Kenry II 8lantagenet, ''>B, ;uoted in .ogeri de Kouedene, %hroniamagisteri, vol& 5, .erum $ritannicarum medii aevi scriptores, ed& <illiam Stubbs, vol& 2'
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Lecaque +.
#here is evidence that at the end o Manuels reign that relations between the two
sovereigns became very riendly, and in the last years $y%antine envoys may have
appeared at <estminster" an )nglishman, +eorey de Kaie 0+alridus de Kaia6 was
entrusted by Kenry II with the entertainment o the +reek ambassadors and was
sent in return to Constantinople&>G Kenry also sent Manuel a pack o hunting dogs on
a vessel sailing rom $remen&>2
<ith the end o the Domnenian dynasty, the *arangian +uard rapidly
declined& #hey played a crucial role in deending Constantinople during the Fourth
Crusade, and both o the ma?or <estern chroniclers, .obert de Clari and +eoroi de
*illehardouin, record )nglishmen on the walls& .obert records that during one
assault on the walls, when the *enetians managed to get up, -the soldiers who were
on that section, there were )nglishmen, Lanes and +reeks, looked, saw them, ran
to them with swords and a9es, and decapitated them all& >B +eoroi de
*illehardouin encountered them during an assault on a gate, recounting that the
-+riQn, as he called the )mperor, -put )nglishmen and Lanes all with a9es at the
gate, three times as many as at the palace o $lachernae&>> Niketas Choniates
0ondon: ongman, '3B37>'" r&p&: <iesbaden: Draus .eprint, '1BG6, '4G72& I would like tothank Lr& Molly Kerbert or her translation o this te9t&
0' *asiliev, History of Byzantium, GE'&
0& Ibid&
0/ .obert de Clari, La %on9u:te (e %onstantinop#e, in Historiens et %hroni9ueurs (e "oyan Age, $ibliothU;ue de la 8lTiade Moyen, ed& and annotated by Albert 8auphilet, vol& ' 08aris:[ditions +allimard, '1256, 2>& #he original te9t reads: -)t li ser?ans ;ui estoient en celsestage, )ngles, Lanois et +rieus ;uil y avoit, si regardent, si le voient, si li courent sus \haches et \ espTes, si le decouperent tout 0translation mine6&
00 +eoroi de *illehardouin, La %on9u:te (e %onstantinop#e, in Historiens et %hroni9ueurs,'5E& #he original te9t reads: -)t li +rion orent mis d)nglois et de Lanois \ totes les haches\ la porte, tres ci ;ue al palais de $la;uerne 0translation mine6&
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Lecaque +'
records that they deended the ortress o 8etria, saying -#he horrendous battle that
ollowed was raught with groaning on all sides& #he heavy7armed troops who
surrounded the battering ram broke through the wall and gained access to a
passageway within which led down to the sea to a place called the )mperors
+angway, although they were bravely repulsed by the .oman allies, the 8isans and
the a97bearing barbarians, and the ma?ority returned wounded&>3 @nortunately, despite what could be called their !nest hour, deending their
adopted city almost single7handedly rom the incoming Crusaders, the problems in
the )mpire were too great or the *arangians to overcome& <hen Ale9ios II Angelos
began contemplating surrendering the city, the *arangians threw their support
behind the usurper Ale9ios Lukas Murt%uphlos, who promised to keep !ghting&
#hey allowed him to kidnap and murder the emperor&>1 <hen Mourt%ouphlos ed the
city, the last deenders, under askaris, begged the *arangians to remain loyal& It
was too much& #hey had served three emperors in a handul o years, and were
being asked to serve another rom a dierent lineage& #hey had already betrayed
one to his death, watched the man they supported ee, and were charged with the
hopeless task o deending a practically deenseless city&It is possibly the saddest end to a glorious career& Choniates enters the last
record o the *arangian +uard with contempt:.eceiving the supreme oQce by lot, askaris reused the imperial insignia"escorted by the patriarch to the Milion, he continuously e9horted theassembled populace, ca?oling them to put up a resistance& Ke pressed thosewho lit rom the shoulder and brandish the deadly iron a9, sending them o
0- Niketas Choniates, ; %ity of Byzantium, Anna#s of .i<etas %honiates, trans& Karry &Magoulias, $y%antine #e9ts in #ranslation 0Letroit: <ayne @niversity 8ress, '13G6, 513&
0 Ibid&, E43& <hile this o course violates their code o loyalty, it should be noted thatAle9ios II had helped the Crusaders e9ecute the ormer emperor and depose his ather,whom the *arangians had previously served" the ties o loyalty binding the *arangians toAle9ios II were tenuous at best, and connected only to the title, not the man& #he Anglo7Sa9on oath o loyalty was a deeply personal one, and this kind o rapid transition o emperorto emperor would not have allowed them to build the kind o personal connection that madetheir loyalty so absolute&
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Lecaque +&
to the imminent struggle, reminding them that they should not eardestruction any less than the .omans should the .oman empire all toanother nation: no longer would they be paid the ample wages omercenaries or receive the ar7amed gits o honor o the imperial guard, andtheir pay in the uture would be counted at a hairs worth& #hus did askaris,but not a single person rom the populace would respond to his
blandishments& #he a97bearers agreed to !ght or wages, deceitully andcunningly e9ploiting the height o the danger or monetary gain, and whenthe atin battalions clad in ull armor made their appearance, they took ightto save themselves Yearly morning o 'E April '54GZ&34
#he *arangians were gone, and their like was not seen again& It is perhaps most
telling that in 'G2E it is Italians who are guarding the walls o Constantinople rom
the (ttomans, not -a9e7bearing barbarians& #he imperial bodyguard rarely ul!lled its vows, and the re;uent ethnic shits
reected a very real need to distance the emperor rom peoples who had proven
disloyal or dangerous& #he eventual settling by the Domnenians on the )nglish
created a system in which the emperor could totally rely on his guardsHmen who
were bound by honor to be loyal to their lord, and who by circumstance had no
chance o survival without the mutual loyalty o their lord to his men& #he political
motivations that led to constant ethnic shits were resolved by this absolute trust,
and it was not until the emperors themselves betrayed the *arangians that the
)nglish ceased their vigil& In another world, the Anglo7$y%antine relationship would
never have ended" as it is, the tale is one that a poet could, -set upon a golden
bough to sing / #o lords and ladies o $y%antium / ( what is past, or passing, or to
come&3'
$I$I(+.A8K=
8.IMA.=
-) Ibid&, E'G&
-1 =eats&
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Lecaque +/
$ryennius, Nicephorus& History & )d& 8& +autier& $russels, '1>2& ]uoted in Dri?nieCiggaar, -)ngland and
$y%antium on the )ve o the Norman Con;uest& In Ang#o-.orman /tu(ies Vroee(ings of the Batt#e %onferene, ed& .& Allen $rown, >371B&<oodbridge, @D: #he $oydell 8ress, '13E&
Choniates, Niketas& ; %ity of Byzantium, Anna#s of .i<etas %honiates& #rans& Karry & Magoulias&
$y%antine #e9ts in #ranslation, ed& Karry & Magoulias& Letroit: <ayne State@niversity 8ress, '13G&
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