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An Evaluation of the Psycho-physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference 2013 Dallas, Texas L.A.Parkinson, A.J.Parkinson. BrainHealth, London

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Page 1: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

An Evaluation of the Psycho-physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders

ISNR 21st Annual Conference 2013

Dallas, Texas L.A.Parkinson, A.J.Parkinson.

BrainHealth, London

Page 2: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

OUTLINE The Importance of Alpha Brain Waves The Brainstem involvement Sensory –Cognitive Integration Arousal What is Cranial Electrotherapy Stimulation? The Alpha-Stim The Pilot Study Summary Mediating Mechanisms Re -evaluation

Page 3: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

The Importance of Alpha BrainWaves

Hans Berger first described the Alpha Waveband in 1929 (8-11Hz, rhythmic)

For many years thought to be associated with calm relaxation – even “zoned out” or idling state of the brain

Parkinson (1973) used alpha-wave training to induce relaxation in patients with agoraphobia.

Page 4: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

WHAT is ALPHA ACTIVITY?Basanova 2009

Objectives

1. Brain dominant oscillations frequency in posterior area

2. Amplitude suppression in response to eyes open

3. Alpha bursting spindles

1. Brain dominant oscillations frequency in posterior area

2. Amplitude suppression in response to eyes open

3. Alpha bursting spindles eyes closed - EC eyes open - EO

Page 5: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Psychometric characteristics associated with alpha activity indices

Alpha-activity indices Cognitive data Reference

Individual peak frequency (Hz)

Fluency in creative thinking, mental rotation task performance

Hanslmayr et al 2005; Bazanova & Aftanas, 2007

Power in upper alpha range in eyes closed resting (mkV2)

Cognitive and psychomotor peak performance

Hummel et al 2004; Bazanova et al 2003;

Alpha amplitude suppression (log%)

Attention, sport and musical peak performance

Barry et al 2007, Shmelkina 2003

Individual alpha band width (Hz)

Plasticity in creative thinking, efficiency in BFB training

Bazanova & Aftanas, 2007

Alpha bursting segments length

Academic achievements,Cognitive productivity

Maltsev et al 1997; Bazanova & Aftanas, 2007

Amplitude variability intra alpha bursting segment

Self actualization, self control ability

Tatcher 2007Bazanova et al, 2007

Page 6: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Also Sensory Motor Strip Rhythm

Mountcastle(1992) found that the alpha-wave band facilitates the integration of brain activity triggered by sensory stimuli with the activation of the neural images of current or past experience

Page 7: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Mountcastle(1998) “Using brain oscillations has become one of the most important conceptual and analytic tools for the understanding of cognitive processes.”

Gebber et al(1995)found that the alpha-wave has the best test – retest reliability of all brain waves and is an intra individual stable trait.

Page 8: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Basar(2011) “Alpha is one of the fundamental functional operators of the brain for signal processing and communication in the sensory-cognitive field”.

Barman and Gebber(1993&2007) Alpha operating oscillations are found also in the spinal cord

Page 9: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

The Brainstem

Hernandez-Peon(1961) The brainstem reticular system is a region where all sensory modalities converge

Basar(2012) The core of the brainstem may be viewed as a form of “high command” which constantly receives and controls all information from the external and internal environments.

Page 10: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

The Alpha Rhythm

Steriade et al (2001) : is generally considered an index of

vigilance or arousal. Vecchiato et al (2011) :is widely used as an index of evaluation

for relaxation or pleasure in neuromarketing.

Page 11: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Alpha Rhythm and ANS

Pineda(2005) Rhythmic oscillations in alpha become coherently engaged in transforming perception into action …a 10Hz rhythm reflects the organisation of a brainstem network that governs Sympathetic Nervous System overflow.

Fight Flight or Freeze . Anxiety/Fear Response

Page 12: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

What is Cranial Electrotherapy Stimulation(CES)?

It is the use of variable current (0.5Hz pulses per second) applied to the brain with the aim of inducing the cortex to produce an increase in alpha-wave activity.

It also activates neurons in the brainstem.

Page 13: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

The Alpha-Stim AID

Page 14: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

The Alpha-Stim M For Pain

Page 15: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Research With Alpha-Stim

Approx. over 100 research reports

The Science of CES

www.Alpha-Stim.com

Page 16: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Key Findings on the Use of the Alpha-Stim 100/M Pain

That nerve pathways that project into the brain and spinal cord were activated.

Including the Serotonergic (5-HT) Raphe nucleii which inhibit the cholinergic and nor-adrenergic systems

Thalamo-cortical activity was suppressed reducing arousal and agitation

Page 17: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

The Use of The Alpha-Stim 100

Alters sensory processing and induces alpha-wave activity

Modulates pain perception

Alters pain perception, cognitions and emotionality through the limbic fore-brain

Page 18: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference
Page 19: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

The Study Procedure

Patient population complaining of Stress or Anxiety but not on any medication or UDS

DASS – Depression, Anxiety & Stress Scale (Lovibond & Lovibond 1995) Excluded if scored 14+ on Dep Subscale 16 participants (8 males, 8 females) Age Range 24 – 63 years

Page 20: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Baseline CNS monitoring at Cz Midline of SMS

delta 1 – 4 Hz theta 4 - 7 Hz alpha 8 – 11 Hz lo-beta 12 – 15 Hz beta 16 - 20 Hz hi-beta 21- 30 Hz gamma 38 – 42 Hz

Page 21: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Put on one month waiting list Then Re-Assessed : CNS and DASS Provided with Alpha-Stim for 2 months

Home Use – 20 minutes per day. Re – Assessed CNS and DASS

Page 22: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Results

Mean Alpha Wave Amplitudes

T1 T2 T3

3.71 4.23 6.52

T1 to T2 ns T2 to T3 p < 0.05

Page 23: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Results

Mean Alpha Wave Amplitudes

3.714.23

6.52

01234567

T1 T2 T3

T1 to T2 ns T2 to T3 p < 0.05

Page 24: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Results: DASS Mean Scores

Depression

T1 T2 T3

10.2 9.8 8.4

(mild) (normal) (normal)

Page 25: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Results: DASS Mean ScoresDepression

10.2 9.88.4

0

24

6

810

12

T1 T2 T3

(Mild) (Normal) (Normal)

Page 26: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Anxiety Mean Scores

T1 T2 T3

15.6 15.2 8.2 (severe) (severe) (mild)

T1 to T2 ns T2 to T3 p< 0.01

Page 27: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

ResultsAnxiety Mean Scores

15.6 15.2

8.2

0

5

10

15

20

T1 T2 T3

T1 to T2 ns T2 to T3 p < 0.01

(Severe) (Severe) (Mild)

Page 28: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Stress Mean Scores

T1 T2 T3

26.7 28.2 16.2 (severe) (severe) (mild)

T1 to T2 ns T2 to T3 p< 0.01

Page 29: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Results

T1 to T2 ns T2 to T3 p < 0.01

(Severe) (Severe) (Mild)

Stress Mean Scores

26.7 28.2

16.2

0

5

1015

20

25

30

T1 T2 T3

Page 30: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Summary So Far Using CES led to a significant increase in alpha -

wave activity and to a significant decrease in self – report measures of stress and anxiety.

The importance of the alpha – wave in therapeutic progress should not be under estimated in view of its role in the sensory – cognitive field, the processing of unwanted images and the amelioration in levels of stress and anxiety.

This was a pilot study and further research is needed.

There is likely to be greater clinical applicability than is currently realised.

Page 31: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Mediating Mechanisms?

Why Does It Work?

What Is Going On?

Page 32: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference
Page 33: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Omata et al(2013)Department of Functional Brain Research, Tokyo Using EEGs and FMRIs with alpha rhythm The slow fluctuation component is

correlated with signal changes in the brainstem, the medial thalamus and ACC

The fast fluctuation component is correlated with signal changes in the lateral part of the thalamus and the ACC but NOT the brainstem

Page 34: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Some Other Clinical Applications

Depression Insomnia Addiction Withdrawal Multiple Sclerosis As a Potentiator Pain

Page 35: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference
Page 36: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference
Page 37: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference
Page 38: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference
Page 39: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference
Page 40: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Methadone Self Withdrawal Study

Gomez et al (1979) Brit. J. Psychiatry 28 Heroin Addicts 3 groups – CES, Sham CES, Placebo Over 10 day period CES group reduced

Heroin significantly from 42mg to 12mg Sham from 42mg to 37mg Placebo Control (WL) from 42mg to 41mg

Page 41: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference
Page 42: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Mood, Addiction and CES

USA retrospective study.

200 patients with alcohol, cocaine, heroin or prescription meds addictions in 28 day in-patient setting.

Page 43: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Profile of Mood States % Improvement Pre-Post

State Without CES With CESAnxiety 20 92Depression 19 142Anger 27 58Lethargy 5 38Fatigue -20 78Confusion 2 76

Page 44: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference
Page 45: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Fibromyalgia

Lichtbroun et al (2002)

Double blind study: Alpha Stim, Sham or Control

Significant improvement in pre to post tender point pain ratings in CES group

Page 46: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference
Page 47: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

La Jolla CES Open Clinical StudyTyers (2000) 28 Started study: daily 60 minute CES

treatment for 3 weeks 19 completed and found improvement in:- Tender points, self rated pain, sleep,

feeling of well being, quality of life. All changes significant

Page 48: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference
Page 49: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Tyers (2000) cont:

Significant improvements in the 19 :-

Anxiety, Depression, Anger, Lethargy, Fatigue, Confusion, Total Mood Disturbance

Page 50: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference
Page 51: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Multiple Sclerosis

Pilot study

Daily 60 minute CES treatment for 1 month Improvements in spasticity, vision, fatigue,

pain, left hand, right hand

Page 52: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Multiple Sclerosis

Page 53: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Potentiation of Anaesthesia

Stanley et al (1982) 50 subjects with urology surgery

2 Groups: Anaesthesia with CES, Anaesthesia alone

CES patients needed less anaesthesia

Page 54: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference
Page 55: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Alpha Impact Mechanism

EEG and FMRI Study found:-

Positive Correlations between the Alpha Rhythm and the Central deep-lying brain regions such as the thalamus, amygdala and insula as well as the anterior cingulate cortex and cerebellum.(Sadato et al 1998)

Page 56: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Alpha Oscillations

Related to 3 different types of cortex areas:-

The generators of the cortical rhythm-the occipital cortex –ADPF

Areas of the circuit but not direct generators – thalamus

Those areas of the cortex linked to arousal

(Salah-Haddadi et al 2003)

Page 57: An Evaluation of the Psycho- physiological Concommitants of Increasing Alpha Wave Amplitude in Anxiety and Stress Disorders ISNR 21st Annual Conference

Summary Using CES led to a significant increase in alpha-wave

activity and a significant reduction in self – report measures of anxiety and stress.

The importance of the alpha-wave in therapeutic progress should not be underestimated in view of its role in the sensory- cognitive field, the processing of images the amelioration of stress, anxiety, depression, insomnia, addictions, fibro-myalgia and female neuro-endocrine dysfunction.

This was a pilot study and further research is needed. There IS greater applicability than currently realised, and

the mediating mechanisms are better understood.