andhra pradesh industrial infrastructure corporation limited

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Andhra Pradesh Industrial Infrastructure Corporation Ltd. (A Govt. of Andhra Pradesh Undertaking) Parisrama Bhavanam, 6 th Floor, Basheerbagh, Hyderabad 500 004 Website: www.apiic.in Phone: 23237622-Ext 412 ________________________________________________________________ EXPRESSION OF INTEREST Andhra Pradesh Industrial Infrastructure Corporation Limited (APIIC) Invites Expression of Interest from reputed organisations with proven track record for the selection of Private Partners to Finance, Design Build, Own, Operate & Maintain Three Common Effluent Treatment Plants and Four guard ponds in Andhra Pradesh Special Economic Zone (APSEZ) a Multi-Product SEZ, located near Visakhapatnam in Andhra Pradesh The minimum eligibility criteria to be met by the applicants for this EOI call are: 1. The applicant must be a company / Joint Venture /Consortium duly registered under relevant laws of the government of their country of origin 2. Wastewater conveyance construction and O&M experience in development of at least one treatment plants of any type with an outlay of Rs.500 Million 3. The audited financial results of the applicant for the preceding three financial years, shall show an average annual cash accrual of not less than Rs.300 Million and the networth shall be atleast Rs.500 Million as per the latest audited financial statements. Interested parties shall express their interest by sending their responses in the prescribed format. The details can download from website: www.apiic.in from December 7 th. , 2011. The EOI should be enclosed in sealed envelope superscribed as “Expression of Interest for Development of Wastewater Management in APSEZ at Visakhapatnam” In case of any doubts / clarifications, prospective applicant may contact Ms.S.A Karisma on ph.040-40354440 or e-mail: [email protected] ) during working days from 10.00 Hrs to 17.00 Hrs. The EOI should be submitted to reach on or before January 7 th 2012 by 17.00 hrs. at the following address. Executive Director(S) Andhra Pradesh Industrial Infrastructure Corporation Ltd. Parisrama Bhavanam, 5 th Floor, Basheerbagh, Hyderabad 500 004 Hyderabad. Sd/- Dt.02.11.2011 EXECUTIVE DIRECTOR(S)

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Andhra Pradesh Industrial Infrastructure Corporation Ltd. (A Govt. of Andhra Pradesh Undertaking)

Parisrama Bhavanam, 6th

Floor, Basheerbagh, Hyderabad – 500 004 Website: www.apiic.in Phone: 23237622-Ext 412

________________________________________________________________

EXPRESSION OF INTEREST

Andhra Pradesh Industrial Infrastructure Corporation Limited (APIIC) Invites Expression of Interest from reputed organisations with proven track record for the selection of Private Partners to Finance, Design Build, Own, Operate & Maintain Three Common Effluent Treatment Plants and Four guard ponds in Andhra Pradesh Special Economic Zone (APSEZ) a Multi-Product SEZ, located near Visakhapatnam in Andhra Pradesh

The minimum eligibility criteria to be met by the applicants for this EOI call are: 1. The applicant must be a company / Joint Venture /Consortium duly

registered under relevant laws of the government of their country of origin 2. Wastewater conveyance construction and O&M experience in

development of at least one treatment plants of any type with an outlay of Rs.500 Million

3. The audited financial results of the applicant for the preceding three financial years, shall show an average annual cash accrual of not less than Rs.300 Million and the networth shall be atleast Rs.500 Million as per the latest audited financial statements.

Interested parties shall express their interest by sending their responses in the prescribed format. The details can download from website: www.apiic.in from December 7

th., 2011.

The EOI should be enclosed in sealed envelope superscribed as “Expression of Interest for Development of Wastewater Management in APSEZ at Visakhapatnam”

In case of any doubts / clarifications, prospective applicant may contact Ms.S.A Karisma on ph.040-40354440 or e-mail: [email protected]) during

working days from 10.00 Hrs to 17.00 Hrs. The EOI should be submitted to reach on or before January 7

th 2012

by 17.00 hrs. at the following address.

Executive Director(S) Andhra Pradesh Industrial Infrastructure Corporation Ltd.

Parisrama Bhavanam, 5th

Floor, Basheerbagh, Hyderabad – 500 004

Hyderabad. Sd/- Dt.02.11.2011 EXECUTIVE DIRECTOR(S)

Request For Qualification 2011201120112011

Andhra Pradesh Industrial Infrastructure Corporation Limited Page 1

REQUEST FOR QUALIFICATION (RFQ)REQUEST FOR QUALIFICATION (RFQ)REQUEST FOR QUALIFICATION (RFQ)REQUEST FOR QUALIFICATION (RFQ) FORFORFORFOR

The selection of Private Partners to Finance, Design The selection of Private Partners to Finance, Design The selection of Private Partners to Finance, Design The selection of Private Partners to Finance, Design Build, Own, Operate & Maintain Three Common Build, Own, Operate & Maintain Three Common Build, Own, Operate & Maintain Three Common Build, Own, Operate & Maintain Three Common Effluent Treatment Plants and Four guard pondsEffluent Treatment Plants and Four guard pondsEffluent Treatment Plants and Four guard pondsEffluent Treatment Plants and Four guard ponds in in in in Andhra Pradesh Special Economic Zone (APSEZ)Andhra Pradesh Special Economic Zone (APSEZ)Andhra Pradesh Special Economic Zone (APSEZ)Andhra Pradesh Special Economic Zone (APSEZ),,,, a a a a MultiMultiMultiMulti----Product SEZProduct SEZProduct SEZProduct SEZ, Visakhapatnam, Andhra Pradesh, Visakhapatnam, Andhra Pradesh, Visakhapatnam, Andhra Pradesh, Visakhapatnam, Andhra Pradesh

Andhra Pradesh Industrial Infrastructure Corporation Ltd.Andhra Pradesh Industrial Infrastructure Corporation Ltd.Andhra Pradesh Industrial Infrastructure Corporation Ltd.Andhra Pradesh Industrial Infrastructure Corporation Ltd. (A Govt. Of Andhra Pradesh Undertaking)(A Govt. Of Andhra Pradesh Undertaking)(A Govt. Of Andhra Pradesh Undertaking)(A Govt. Of Andhra Pradesh Undertaking)

Parisrama Bhavanam, 6Parisrama Bhavanam, 6Parisrama Bhavanam, 6Parisrama Bhavanam, 6thththth Floor, Basheerbagh, Hyderabad Floor, Basheerbagh, Hyderabad Floor, Basheerbagh, Hyderabad Floor, Basheerbagh, Hyderabad –––– 500 004500 004500 004500 004 Website: Website: Website: Website: www.apiic.inwww.apiic.inwww.apiic.inwww.apiic.in Phone: 040Phone: 040Phone: 040Phone: 040----23237622232376222323762223237622----Ext: 412Ext: 412Ext: 412Ext: 412

Request For Qualification 2011201120112011

Andhra Pradesh Industrial Infrastructure Corporation Limited Page 2

ContentsContentsContentsContents

1.1.1.1. IntroductionIntroductionIntroductionIntroduction

2.2.2.2. Project BriefProject BriefProject BriefProject Brief

3.3.3.3. Instructions to ApplicantsInstructions to ApplicantsInstructions to ApplicantsInstructions to Applicants

4.4.4.4. Formats for providing data for EvaluationFormats for providing data for EvaluationFormats for providing data for EvaluationFormats for providing data for Evaluation

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Andhra Pradesh Industrial Infrastructure Corporation Limited Page 3

1.1.1.1. INTRODUCTIONINTRODUCTIONINTRODUCTIONINTRODUCTION

Andhra Pradesh Industrial Infrastructure Corporation Limited (APIICAPIICAPIICAPIIC)

which is a wholly owned subsidiary of Government of Andhra Pradesh

(GoAP) is developing a Multi Product SEZ in an area of 5,683 acres Multi Product SEZ in an area of 5,683 acres Multi Product SEZ in an area of 5,683 acres Multi Product SEZ in an area of 5,683 acres

near Visakhapatnam, Andhra Pradesh. This SEZ is named as Andhra

Pradesh Special Economic Zone (APSEZ). APSEZ is proposed to house

industries from engineering, fine and specialty chemicals and ancillary

petrochemical industrial sectors.

To treat the wastewater generated from the industrial units of APSEZ, a

total capacity of 22 MLD has been planned in phases with three CETPs

locations at different part of APSEZ. Basic reason for the requirement of

three CETP’s is the heterogeneous nature of effluent from different

industrial zones of the SEZ. More over the SEZ need to meet the

regulatory requirement of the Ministry of Environmental and Forests,

Government of India. The treated wastewater from APSEZ is proposed

to be disposed to Bay of Bengal through Marine outfall pipeline system.

APIIC proposes to develop the CETPs on Public Private Partnership

(PPP) mode.

As a first step, APIIC has invited Expression of Interest from interested

parties to bid for selection of the partner for the PPP project. This

document gives the Project Brief and the formats in which the

Applicants should submit their capability data.

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Andhra Pradesh Industrial Infrastructure Corporation Limited Page 4

2.2.2.2. PROJECT BRIEFPROJECT BRIEFPROJECT BRIEFPROJECT BRIEF

2.12.12.12.1 Andhra Pradesh Special Economic Zone (APSEZ)Andhra Pradesh Special Economic Zone (APSEZ)Andhra Pradesh Special Economic Zone (APSEZ)Andhra Pradesh Special Economic Zone (APSEZ)

APSEZ covers an area of 5,683 acres and is located in Atchutapuram

and Rambilli mandals of Visakhapatnam district at 170 31’ 30” North

Latitude and 820 51’ 0” East Longitude and is at a distance of

approximately 40 km from Visakhapatnam, the District Head Quarters

and 650 km from Hyderabad, the State capital. Figure 1Figure 1Figure 1Figure 1 shows the

location of APSEZ site.

Figure 1: LocatiFigure 1: LocatiFigure 1: LocatiFigure 1: Location of APSEZon of APSEZon of APSEZon of APSEZ

The Atchutapuram - Pudimadaka road is the only access road to the

APSEZ linking to the Yelamanchili - Gajuwaka State Highway (SH-97).

The road cuts across the SEZ in the north-south direction, dividing the

site into “Eastern SectorEastern SectorEastern SectorEastern Sector” (of about 1,579 acres) and “Western SectorWestern SectorWestern SectorWestern Sector”

(of about 4,104 acres). Eastern Sector is proposed for the Engineering

Request For Qualification 2011201120112011

Andhra Pradesh Industrial Infrastructure Corporation Limited Page 5

industries and the Western Sector is proposed for Engineering, Fine

Chemical, Speciality Chemicals and Petrochemical Industries.

The entire APSEZ area of 5,683 acres is functionally divided into a

Processing Zone (PZ) of 5,479 acres and a Non-Processing Zone (NPZ)

of 204 acres (located in the Western Sector). Figure 2Figure 2Figure 2Figure 2 shows the

proposed location of PZ and NPZ within APSEZ.

The Processing Zone includes industrial plots, green/ opens areas,

infrastructure facilities, roads, logistics areas, common amenities etc. The

Non-Processing Zone near accommodates the housing and allied social

infrastructure facilities.

Figure 2: Proposed Processing and Non-Processing Zone in APSEZ

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Andhra Pradesh Industrial Infrastructure Corporation Limited Page 6

The entire Processing Zone is divided into five different Industrial sub-Zones and the

areas and the types of industries proposed in each Industrial Zone are given in

Table 1Table 1Table 1Table 1. The Proposed Zoning Plan for APSEZ is shown in Figure 3Figure 3Figure 3Figure 3.

Table 1: Industrial Zones in APSEZTable 1: Industrial Zones in APSEZTable 1: Industrial Zones in APSEZTable 1: Industrial Zones in APSEZ

Industrial ZoneIndustrial ZoneIndustrial ZoneIndustrial Zone Area in AcresArea in AcresArea in AcresArea in Acres Industrial SectorIndustrial SectorIndustrial SectorIndustrial Sector

IZ - I 1,579 Engineering

IZ - II 2,291 Petroleum & Petrochemicals

IZ - III 653 Fine Chemicals

IZ - IV 643 Engineering

IZ - V 313 Specialty Chemicals

TotalTotalTotalTotal 5,4795,4795,4795,479

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Andhra Pradesh Industrial Infrastructure Corporation Limited Page 7

2.22.22.22.2 Proposed Target SectorsProposed Target SectorsProposed Target SectorsProposed Target Sectors

The broad categories of industrial sectors proposed in each Industrial

Zone are provided in the following sections.

2.2.12.2.12.2.12.2.1 Industrial Zone IIndustrial Zone IIndustrial Zone IIndustrial Zone I

ü Heavy Electrical Equipment and Components

ü Process Plant and Equipment

ü Other Industrial Machinery such as Printing and processing

machines and Transmission shafts

ü Industrial Castings

ü Internal Combustion (IC) Engines and Parts

ü Electric Manufacturers such as Electric filament or discharge

lamps

ü Electric Wires and Cables

ü Steel Pipes and Tubes

ü Metal Forgings

ü Aluminium Based Downstream Industries

ü Alloy Steel and Ferro Alloys

ü Auto Ancillaries

2.2.22.2.22.2.22.2.2 Industrial Zone IIIndustrial Zone IIIndustrial Zone IIIndustrial Zone II

ü Refinery/ petrochemical complex

ü Ancillary petroleum/ petrochemical industries

ü Technical textiles

ü Thermal Power Plant

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Andhra Pradesh Industrial Infrastructure Corporation Limited Page 8

2.2.32.2.32.2.32.2.3 Industrial Industrial Industrial Industrial Zone IIIZone IIIZone IIIZone III

ü Pharmaceuticals -including formulations

ü Pesticides- including formulations

2.2.42.2.42.2.42.2.4 Industrial Zone IVIndustrial Zone IVIndustrial Zone IVIndustrial Zone IV

ü Heavy Electrical Equipment and Components

ü Process Plant and Equipment

ü Other Industrial Machinery such as Printing and processing

machines and Transmission shafts

ü Industrial Castings

ü Internal Combustion (IC) Engines and Parts

ü Electric Manufacturers such as Electric filament or discharge

lamps

ü Electric Wires and Cables

ü Steel Pipes and Tubes

ü Metal Forgings

2.32.32.32.3 Proposed Wastewater Management in APSEZProposed Wastewater Management in APSEZProposed Wastewater Management in APSEZProposed Wastewater Management in APSEZ

a.a.a.a. WWWWastewater Generationastewater Generationastewater Generationastewater Generation

The wastewater in APSEZ will be generated mainly from the industries

in engineering, fine and specialty chemicals and ancillary petrochemical

industrial sectors as well as from utilities/ amenities. The wastewater

generated may be categorized broadly into two types namely

Industrial wastewater/ effluent

Domestic wastewater/ sewage

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Andhra Pradesh Industrial Infrastructure Corporation Limited Page 9

b.b.b.b. Wastewater TreatmentWastewater TreatmentWastewater TreatmentWastewater Treatment

The industrial process wastewater, sewage, washings and cooling water

blow down is estimated at 31 MLD and three CETPs are proposed to

treat the wastewater from processing area. In order to achieve effective

treatment in CETP, sewage generated in Processing Zone is proposed to

be mixed with industrial effluents.

Considering the heterogeneous effluent characteristics and in order to

achieve most effective treatment of wastewater from all industrial

zones, three CETPs are proposed for similar effluent generating

industries and the details are mentioned below:

CETP 1 (with guard) for 9 MLD capacity meet the requirement

of Zone I & IV of Engineering industries

CETP 2 (with guard) for 6 MLD capacity to meet the demand of

ancillary units of petrochemical in Zone II

CETP 3 (with guard) for 7 MLD capacity to meet the demand of

Zone III and V of fine & speciality chemicals

9.0 MLD of effluents from the refinery and petrochemical complex in

the Industrial Zone II is proposed to be treated to marine outfall

discharge standards by the plants themselves and will not be treated in

any of the proposed three CETPs. However the complex will utilise the

common guard pond facility before it is disposed to Bay of Bengal

through the marine outfall facility to be developed by APIIC separately.

Hence this will reduce the load on the CETPs and the aggregate capacity

will only be 22 MLD.

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Andhra Pradesh Industrial Infrastructure Corporation Limited Page 10

Each CETP is expected to be developed on modular basis. Ultimate

capacity of each CETP and the expected capacity at each phase are

given in the Table 2Table 2Table 2Table 2.

Table 2: Capacities of CETPsTable 2: Capacities of CETPsTable 2: Capacities of CETPsTable 2: Capacities of CETPs

CETPCETPCETPCETP Estimated Estimated Estimated Estimated Industrial Industrial Industrial Industrial

effluent (MLD)effluent (MLD)effluent (MLD)effluent (MLD)

Modular phases of CETPModular phases of CETPModular phases of CETPModular phases of CETP Total Total Total Total Capacity Capacity Capacity Capacity (MLD)(MLD)(MLD)(MLD) Phase1 Phase 2 Phase 3

CETP 1 8.93 2 3 4 9

CETP 2 5.89* 2 2 2 6

CETP 3 6.92 2 2 3 7

*Petroleum refinery/ petrochemical complex is proposed to have its

own ETP of capacity 9.0 MLD and will treat upto marine discharge

standards before sending to common guard pond for final disposal in

to the sea through the marine outfall pipeline.

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Andhra Pradesh Industrial Infrastructure Corporation Limited Page 11

3.3.3.3. INSTRUCTION TO THE APPLICANTSINSTRUCTION TO THE APPLICANTSINSTRUCTION TO THE APPLICANTSINSTRUCTION TO THE APPLICANTS

Two copies of the application shall be submitted in accordance with

the instruction given below:

1. The type of organisations that can submit the applications is

specified in the Invitation for Applications given in Section 1.

2. In case of consortium/ JV, letter(s) of association/ Memorandum of

Understanding (MoU) signed by all members, specifying the Lead

Member shall be provided.

3. The application shall be accompanied by a processing fee of

Rs.Rs.Rs.Rs.10101010000000000000/-(Rupees Rupees Rupees Rupees TenTenTenTen Thousand OnlyThousand OnlyThousand OnlyThousand Only) in the form of a Demand

Draft Payable at Hyderabad in favour of APIIC.

4. The successful bidder is required to provide a Non Refundable

Project Fee amounting to 0.50% of the project cost, in the form of

a Demand Draft. The demand Draft drawn shall be in favour of

APIIC Ltd, Payable at Hyderabad.

5. The selected party for PPP shall form an appropriate Special

Purpose Vehicle (SPV) with participation of the APIIC and the

member units of the SEZ for development, operation and

maintenance of the project.

6. No Company, applying individually or as a member of a

Consortium/ JV, can be member of another Applicant/

Consortium/ JV.

7. For any clarifications regarding the project or the format of

application, parties may contact on a working day (Monday to

Friday) between 11:00 AM to 5:00 PM:

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Andhra Pradesh Industrial Infrastructure Corporation Limited Page 12

Mr. R. Chenchaiah Mr. R. Chenchaiah Mr. R. Chenchaiah Mr. R. Chenchaiah (Phone – 040 23237622,e-mail:

[email protected])

or or or or

Ms. S. A Karisma Ms. S. A Karisma Ms. S. A Karisma Ms. S. A Karisma (Phone – 040 4035 4440; e-mail:

[email protected])

8. The qualifying criteria for shortlisting of applicants is specified in the

Invitation for Applications given in Section 1 of this document

9. All data for evaluation of the applications shall be given in the

specific formats given in section 4 of this document

10. Each page of EoI Application shall be signed by the duly authorized

Signatory of the Applicant (Lead Member in the case of Consortium

or authorised representative of the JV)) and shall be legally binding

on all the members of the Consortium/JV

11. All data provided shall be supported by authenticating documents

12. Details of project(s)/experience should be provided strictly in the

“Format for EoI Application” along with supporting documents/

evidence for size of the project, facilities/components,

organization’s role (owner/developer/operator etc), photographs,

accreditations, certifications etc.

13. Any document which is not in the English language shall be

accompanied by a certified translation in English language

14. All witnesses shall be person of status and probity and their full

names and addresses shall be stated below their signature. All

signatures in the Application documents shall be dated.

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Andhra Pradesh Industrial Infrastructure Corporation Limited Page 13

15. Power of Attorney in the format specified shall be provided by

other members of a consortium/ JV, authorizing the Lead Member

to acts, deeds and things as may be necessary in connection with

the Consortium’s EoI Application for the Project.

16. The entire application shall be submitted in an envelope

superscribed “ APPLICATION FOR EXPRESSION OF INTEREST “ APPLICATION FOR EXPRESSION OF INTEREST “ APPLICATION FOR EXPRESSION OF INTEREST “ APPLICATION FOR EXPRESSION OF INTEREST

FOR DEVELOPMENT OF WASTEWATER MANAGEMENT IN FOR DEVELOPMENT OF WASTEWATER MANAGEMENT IN FOR DEVELOPMENT OF WASTEWATER MANAGEMENT IN FOR DEVELOPMENT OF WASTEWATER MANAGEMENT IN

APSEZ AT VISAKHAPATNAM IN PPP MODE”APSEZ AT VISAKHAPATNAM IN PPP MODE”APSEZ AT VISAKHAPATNAM IN PPP MODE”APSEZ AT VISAKHAPATNAM IN PPP MODE” and shall be

addressed to :

The Executive DirectorThe Executive DirectorThe Executive DirectorThe Executive Director (S)(S)(S)(S)

Andhra Pradesh Industrial Infrastructure Corporation Andhra Pradesh Industrial Infrastructure Corporation Andhra Pradesh Industrial Infrastructure Corporation Andhra Pradesh Industrial Infrastructure Corporation LimitedLimitedLimitedLimited

Parisramabhavanam, 5th Floor, Fateh Maidan Road,

Basheerbagh, Hyderabad – 500 004

17. The applications shall be submitted at the office of APIIC specified

above before 17:00 hrs on January 07, 2012.

18. The applications will be evaluated by a team appointed by APIIC in

accordance with the qualifying and eligibility criteria stipulated and

a short list will be prepared for issuing RFP.

19. All the applicants will be duly intimated about the results of the

evaluation. Only shortlisted applicants will be issued with RFP

document.

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Andhra Pradesh Industrial Infrastructure Corporation Limited Page 14

4. FORMATS FOR PROVIDNG DATA FOR 4. FORMATS FOR PROVIDNG DATA FOR 4. FORMATS FOR PROVIDNG DATA FOR 4. FORMATS FOR PROVIDNG DATA FOR

EVALUATIONEVALUATIONEVALUATIONEVALUATION

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Andhra Pradesh Industrial Infrastructure Corporation Limited Page 15

FORMAT 1: LETTER OF APPLICATIONFORMAT 1: LETTER OF APPLICATIONFORMAT 1: LETTER OF APPLICATIONFORMAT 1: LETTER OF APPLICATION

(To be submitted with EOI Application by Applicant /Authorised Representative in the case of Consortium/JV)

ToToToTo The Executive The Executive The Executive The Executive Director(S)Director(S)Director(S)Director(S) Andhra Pradesh Industrial Infrastructure Corporation Limited (APIIC),Andhra Pradesh Industrial Infrastructure Corporation Limited (APIIC),Andhra Pradesh Industrial Infrastructure Corporation Limited (APIIC),Andhra Pradesh Industrial Infrastructure Corporation Limited (APIIC), Parisramabhavanam, 5Parisramabhavanam, 5Parisramabhavanam, 5Parisramabhavanam, 5thththth Floor, Fateh Maidan Road, Floor, Fateh Maidan Road, Floor, Fateh Maidan Road, Floor, Fateh Maidan Road, Basheerbagh, Hyderabad Basheerbagh, Hyderabad Basheerbagh, Hyderabad Basheerbagh, Hyderabad –––– 500 004500 004500 004500 004 Sir,Sir,Sir,Sir, Sub:Sub:Sub:Sub: Submission of Expression of Interest for Development of Wastewater Management in APSEZ at Visakhapatnam in PPP Mode With reference to the above invitation for Expression of Interest (EoI), we have examined and understood the instructions and the information provided in the EoI Document. We hereby enclose our EoI Application in the prescribed format We confirm that we agree with the instructions provided in EoI Document. The undersigned declares that the statements made and the information provided in the duly completed application is complete, true, and correct in every detail. We also understand that Andhra Pradesh Industrial Infrastructure Corporation (APIIC) has full discretion in evaluation of the Applications and may reject the Application without assigning any reasons. Yours faithfully, Authorized Signatory (of Lead Member in case of Consortium/JV) (Name & Designation, seal of the firm) Date: Place:

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Andhra Pradesh Industrial Infrastructure Corporation Limited Page 16

FORMAT 2: GENERAL INFORMATIONFORMAT 2: GENERAL INFORMATIONFORMAT 2: GENERAL INFORMATIONFORMAT 2: GENERAL INFORMATION

a. a. a. a. NAME AND LEGAL STATUS OF APPLICANT:NAME AND LEGAL STATUS OF APPLICANT:NAME AND LEGAL STATUS OF APPLICANT:NAME AND LEGAL STATUS OF APPLICANT:

Name of Applicant (Lead Name of Applicant (Lead Name of Applicant (Lead Name of Applicant (Lead

Member in the case of Member in the case of Member in the case of Member in the case of

Consortium)Consortium)Consortium)Consortium)

Legal Status of Applicant Legal Status of Applicant Legal Status of Applicant Legal Status of Applicant

(Person/Company/Non-Profit

Trust/ Society/Section 25

Company/ Any Other Specify)

b. b. b. b. WHETHER APPLICANT IS SINGLE ENTITY / CONSORTIUM: PLEASE WHETHER APPLICANT IS SINGLE ENTITY / CONSORTIUM: PLEASE WHETHER APPLICANT IS SINGLE ENTITY / CONSORTIUM: PLEASE WHETHER APPLICANT IS SINGLE ENTITY / CONSORTIUM: PLEASE

SPECIFY?SPECIFY?SPECIFY?SPECIFY?

(In case of consortium/ JV, letter(s) of association/ Memorandum of

Understanding (MoU) signed by all members, specifying the Lead Member shall be

provided)

c. c. c. c. CONTACT DETAILS OF APPLICANT (LEAD MEMBER IN CASE OF CONTACT DETAILS OF APPLICANT (LEAD MEMBER IN CASE OF CONTACT DETAILS OF APPLICANT (LEAD MEMBER IN CASE OF CONTACT DETAILS OF APPLICANT (LEAD MEMBER IN CASE OF

CONSORTIUM/JV):CONSORTIUM/JV):CONSORTIUM/JV):CONSORTIUM/JV):

Name of the Authorized Name of the Authorized Name of the Authorized Name of the Authorized

Contact PersonContact PersonContact PersonContact Person

Postal AddressPostal AddressPostal AddressPostal Address

Telephone Number(s)Telephone Number(s)Telephone Number(s)Telephone Number(s)

Mobile No.Mobile No.Mobile No.Mobile No.

Fax No.Fax No.Fax No.Fax No.

Email IDEmail IDEmail IDEmail ID

WebsiteWebsiteWebsiteWebsite

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d. d. d. d. NAME ANDNAME ANDNAME ANDNAME AND LEGAL STATUS OF OTHER MEMBERS (IN CASE OF LEGAL STATUS OF OTHER MEMBERS (IN CASE OF LEGAL STATUS OF OTHER MEMBERS (IN CASE OF LEGAL STATUS OF OTHER MEMBERS (IN CASE OF

CONSORTIUM/JV)CONSORTIUM/JV)CONSORTIUM/JV)CONSORTIUM/JV)

(To be filled by each member of the Consortium/JV) Name of Other MemberName of Other MemberName of Other MemberName of Other Member (in the case of (in the case of (in the case of (in the case of Consortium)Consortium)Consortium)Consortium)

Legal Status of Other Legal Status of Other Legal Status of Other Legal Status of Other Member Member Member Member (Person/Company/Non-ProfitTrust/ Society/Section 25 Company/ Any Other Specify)

e. e. e. e. CONTACT DETAILS OF OTHER MEMBERS (IN CASE OF CONTACT DETAILS OF OTHER MEMBERS (IN CASE OF CONTACT DETAILS OF OTHER MEMBERS (IN CASE OF CONTACT DETAILS OF OTHER MEMBERS (IN CASE OF

CONSORTIUM/JV):CONSORTIUM/JV):CONSORTIUM/JV):CONSORTIUM/JV):

(To be filled by each member of the Consortium/JV)

Name of the Authorized Name of the Authorized Name of the Authorized Name of the Authorized Contact PersonContact PersonContact PersonContact Person

Postal AddressPostal AddressPostal AddressPostal Address Telephone Number(s)Telephone Number(s)Telephone Number(s)Telephone Number(s) Mobile No.Mobile No.Mobile No.Mobile No. Fax No.Fax No.Fax No.Fax No. Email IDEmail IDEmail IDEmail ID WebsiteWebsiteWebsiteWebsite

f. f. f. f. ORGANIZATIONAL PROFILES:ORGANIZATIONAL PROFILES:ORGANIZATIONAL PROFILES:ORGANIZATIONAL PROFILES:

(For each member of Consortium / JV)

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g. g. g. g. CERTIFIED COPY OF CERTIFICATION OF REGISTRATION/ CERTIFIED COPY OF CERTIFICATION OF REGISTRATION/ CERTIFIED COPY OF CERTIFICATION OF REGISTRATION/ CERTIFIED COPY OF CERTIFICATION OF REGISTRATION/

INCORPORATION, MOA AND AOA:INCORPORATION, MOA AND AOA:INCORPORATION, MOA AND AOA:INCORPORATION, MOA AND AOA:

(For each member of Consortium / JV)(For each member of Consortium / JV)(For each member of Consortium / JV)(For each member of Consortium / JV)

h. h. h. h. BACKGROUND OF PROMOTERS:BACKGROUND OF PROMOTERS:BACKGROUND OF PROMOTERS:BACKGROUND OF PROMOTERS:

(For each member of Consortium / JV)(For each member of Consortium / JV)(For each member of Consortium / JV)(For each member of Consortium / JV)

i. i. i. i. MANAGEMENT MANAGEMENT MANAGEMENT MANAGEMENT STRUCTURE:STRUCTURE:STRUCTURE:STRUCTURE:

(For each member of Consortium / JV)(For each member of Consortium / JV)(For each member of Consortium / JV)(For each member of Consortium / JV)

j. j. j. j. DETAILS OF THE NON REFUNDABLE DEMAND DRAFT OFDETAILS OF THE NON REFUNDABLE DEMAND DRAFT OFDETAILS OF THE NON REFUNDABLE DEMAND DRAFT OFDETAILS OF THE NON REFUNDABLE DEMAND DRAFT OF

Rs. Rs. Rs. Rs. 10,10,10,10,000 (RUPEES 000 (RUPEES 000 (RUPEES 000 (RUPEES TEN TEN TEN TEN THOUSANDTHOUSANDTHOUSANDTHOUSANDS S S S ONLY)ONLY)ONLY)ONLY) IN FAVOUR IN FAVOUR IN FAVOUR IN FAVOUR

OF APIIC LTD. PAYABLE OF APIIC LTD. PAYABLE OF APIIC LTD. PAYABLE OF APIIC LTD. PAYABLE AT HYDERABAD AT HYDERABAD AT HYDERABAD AT HYDERABAD

Name of the Name of the Name of the Name of the BankBankBankBank Demand Draft No.Demand Draft No.Demand Draft No.Demand Draft No. & Date& Date& Date& Date Amount Amount Amount Amount

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Andhra Pradesh Industrial Infrastructure Corporation Limited Page 19

FORMAT 3: FORMAT 3: FORMAT 3: FORMAT 3: FINANCIAL CAPABILITYFINANCIAL CAPABILITYFINANCIAL CAPABILITYFINANCIAL CAPABILITY

FINANCIALCAPABILITYFINANCIALCAPABILITYFINANCIALCAPABILITYFINANCIALCAPABILITY (FOR LAST 3 YEARS)(FOR LAST 3 YEARS)(FOR LAST 3 YEARS)(FOR LAST 3 YEARS)

NET CASH ACCRUALSNET CASH ACCRUALSNET CASH ACCRUALSNET CASH ACCRUALS in in in in Rs.Rs.Rs.Rs. MillionsMillionsMillionsMillions NETWORTHNETWORTHNETWORTHNETWORTH

2008200820082008----09090909 2009200920092009----10101010 2010201020102010----11111111 2010201020102010----11111111

Single Entity Applicant Single Entity Applicant Single Entity Applicant Single Entity Applicant or the Lead Member of or the Lead Member of or the Lead Member of or the Lead Member of

ConsortiumConsortiumConsortiumConsortium

PLEASE ENCLOSE Certified Copy of Audited Annual Accounts and PLEASE ENCLOSE Certified Copy of Audited Annual Accounts and PLEASE ENCLOSE Certified Copy of Audited Annual Accounts and PLEASE ENCLOSE Certified Copy of Audited Annual Accounts and Annual Reports for the last Three Financial Years ended on Annual Reports for the last Three Financial Years ended on Annual Reports for the last Three Financial Years ended on Annual Reports for the last Three Financial Years ended on March 31, March 31, March 31, March 31, 2011, along with the Statutory Auditor’s statement certifying the Net 2011, along with the Statutory Auditor’s statement certifying the Net 2011, along with the Statutory Auditor’s statement certifying the Net 2011, along with the Statutory Auditor’s statement certifying the Net Worth & Net Cash Accrual of the applicant.Worth & Net Cash Accrual of the applicant.Worth & Net Cash Accrual of the applicant.Worth & Net Cash Accrual of the applicant.

Note:Note:Note:Note: • Applicant is required to provide Auditor’s statement specify the

methodology adopted for calculating the above for the relevant

financial years.

• Net Worth = Net Worth = Net Worth = Net Worth = (Subscribed and Paid-up Equity + Reserves) –

(Revaluation reserves + miscellaneous expenditure not written off +

reserves not available for distribution to equity shareholders)

• Net Cash Accruals = Net Cash Accruals = Net Cash Accruals = Net Cash Accruals = Profit after Tax + Depreciation

NOTE: NOTE: NOTE: NOTE: No claims related to technical and financial capability etc. shall be solicited without sufficient documentary proof.

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FORMAT 4: OVERVIEW OF EXPERIENCE IN SIMILAR KIND OF FORMAT 4: OVERVIEW OF EXPERIENCE IN SIMILAR KIND OF FORMAT 4: OVERVIEW OF EXPERIENCE IN SIMILAR KIND OF FORMAT 4: OVERVIEW OF EXPERIENCE IN SIMILAR KIND OF

PROJECTSPROJECTSPROJECTSPROJECTS

a. a. a. a. Operation & Maintenance Experience:Operation & Maintenance Experience:Operation & Maintenance Experience:Operation & Maintenance Experience:

The applicant shall provide a brief profile, which would substantiate

their experience in this field as required in the invitation. A photocopy

of certificates/ Letter of Award etc has to be attached.

Sl No.Sl No.Sl No.Sl No. Project Name**Project Name**Project Name**Project Name** ClientClientClientClient

Duration (in Duration (in Duration (in Duration (in Years) for Years) for Years) for Years) for rendering rendering rendering rendering serviceserviceserviceservice

Role*Role*Role*Role* Authority/ Authority/ Authority/ Authority/ LicensorLicensorLicensorLicensor

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b. b. b. b. DEVELOPING EXPERIENCE:DEVELOPING EXPERIENCE:DEVELOPING EXPERIENCE:DEVELOPING EXPERIENCE:

PROVIDE A ONE PAGE DESCRIPTION ON PROJECTS BOTH COMPLETED WITHIN PAST 5 YEARS/ UNDER GOING IN CETP/ EFFLUENT TREATMENT/ WATER TREATMENT PLANT

Sl. Sl. Sl. Sl. NoNoNoNo

Project Name**Project Name**Project Name**Project Name** Date of project Date of project Date of project Date of project

Commencement & Commencement & Commencement & Commencement & CompletionCompletionCompletionCompletion

Project Project Project Project Cost in Cost in Cost in Cost in

Rs.Rs.Rs.Rs. MillionMillionMillionMillion

Role*Role*Role*Role* Authority/ Authority/ Authority/ Authority/ LicensorLicensorLicensorLicensor

Note:Note:Note:Note:

1. The Single Entity Applicant or any single member of the

Consortium is required to qualify the Eligibility Criteria specified in

the Expression of Interest (EoI) Notice.

2. *Role of Applicant or Member of Consortium could be that of

owner, or BOT / BOOT - Concessionaire, or operator or any other

capacity. Please specify.

3. **Submit Project(s)/Experience for providing details of each project

along with supporting documents/ evidence for size of the project,

facilities/components, organization’s role (developer/operator etc),

photographs, accreditations, certifications etc.

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FORMAT 5: FORMAT 5: FORMAT 5: FORMAT 5: POWER OF ATTORNEY FOR SIGNING OF APPLICATIONPOWER OF ATTORNEY FOR SIGNING OF APPLICATIONPOWER OF ATTORNEY FOR SIGNING OF APPLICATIONPOWER OF ATTORNEY FOR SIGNING OF APPLICATION

Know all men by these presents,

We…………………………………………….. (name of the firm and

address of the registered office) do hereby irrevocably constitute,

nominate, appoint and authorize Mr/ Ms (name), ……………………

who is presently employed with us, the Single Entity Applicant / the

Lead Member of our Consortium and holding the position of

……………………………. , as our true and lawful attorney

(hereinafter referred to as the “Attorney”) to do in our name and on

our behalf, all such acts, deeds and things as are necessary or required

in connection with or incidental to submission of our Expression of

Interest (EoI) for the DEVELOPMENT OF WASTEWATER DEVELOPMENT OF WASTEWATER DEVELOPMENT OF WASTEWATER DEVELOPMENT OF WASTEWATER

MANAGEMENT IN APSEZ AT VISAKHAPATNAM IN PPP MODE MANAGEMENT IN APSEZ AT VISAKHAPATNAM IN PPP MODE MANAGEMENT IN APSEZ AT VISAKHAPATNAM IN PPP MODE MANAGEMENT IN APSEZ AT VISAKHAPATNAM IN PPP MODE by

the Andhra Pradesh Industrial Infrastructure Development Corporation

Limited (APIIC) (APIIC) (APIIC) (APIIC) (the “Authority”) including but not limited to signing

and submission of all applications, bids and other documents and

writings, participate in Pre-Applications and other conferences and

providing information/ responses to the Authority, representing us in

all matters before the Authority, signing and execution of all contracts

including the Concession Agreement and undertakings consequent to

acceptance of our bid, and generally dealing with the Authority in all

matters in connection with or relating to or arising out of our bid for

the said Project and/ or upon award thereof to us and/or till the

entering into of the Concession Agreement with the Authority.

AND AND AND AND

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we hereby agree to ratify and confirm and do hereby ratify and

confirm all acts, deeds and things done or caused to be done by our

said Attorney pursuant to and in exercise of the powers conferred by

this Power of Attorney and that all acts, deeds and things done by our

said Attorney in exercise of the powers hereby conferred shall and

shall always be deemed to have been done by us.

IN WITNESS WHEREOF WE, …………………, THE ABOVE NAMED

PRINCIPAL HAVE EXECUTED THIS POWER OF ATTORNEY ON THIS

……… DAY OF ………., 20......

For …………………………..

(Signature, name, designation and address)

Witnesses:

1.

2.

(Notarised)

Accepted

……………………………

(Signature) (Name, Title and Address of the Attorney)

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Notes:Notes:Notes:Notes:

To be executed by the Single Applicant or the Lead Member in case of

a Consortium as the case may be.

The mode of execution of the Power of Attorney should be in

accordance with the procedure, if any, laid down by the applicable

law and the charter documents of the executants (s) and when it is so

required, the same should be under common seal affixed in

accordance with the required procedure.

Wherever required, the Applicant should submit for verification the

extract of the charter documents and documents such as a board or

shareholders’ resolution/ power of attorney in favour of the person

executing this Power of Attorney for the delegation of power

hereunder on behalf of the Applicant.

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FORMAT 6: POWER OF ATTORNEY FOR LEAD MEMBER OF FORMAT 6: POWER OF ATTORNEY FOR LEAD MEMBER OF FORMAT 6: POWER OF ATTORNEY FOR LEAD MEMBER OF FORMAT 6: POWER OF ATTORNEY FOR LEAD MEMBER OF

CONSORTIUMCONSORTIUMCONSORTIUMCONSORTIUM

Whereas Andhra Pradesh Industrial Infrastructure Corporation Ltd

(APIIC) (“the Authority”) has invited applications from interested

parties for the Development of a Wastewater Management in APSEZ Development of a Wastewater Management in APSEZ Development of a Wastewater Management in APSEZ Development of a Wastewater Management in APSEZ

at Visakhapatnamat Visakhapatnamat Visakhapatnamat Visakhapatnam (the “Project”).

Whereas …… (name of lead member) …… and …… (name of first

and second member) …… (collectively the “Consortium”) being

Members of the Consortium are interested in bidding for the Project in

accordance with the terms and conditions of the Expression of Interest

document (EoI) Whereas, it is necessary for the Members of the

Consortium to designate one of them as the Lead Member with all

necessary power and authority to do for and on behalf of the

Consortium, all acts, deeds and things as may be necessary in

connection with the Consortium’s bid for the Project and its

execution.

NOW, THEREFORE, KNOW ALL MEN BY THESE PRESENTS

We, M/s …….. (name of first member) ……….. having our registered

office at…………………….., and M/s. ………(name of second

member) …………….. having our registered office at

…………………….., (hereinafter collectively referred to as the

“Principals”) do hereby irrevocably designate, nominate, constitute,

appoint and authorise M/s. …… (name of lead member)

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……………….. having its registered office at…………………….., being

one of the Members of the Consortium, as the Lead Member and true

and lawful attorney of the Consortium (hereinafter referred to as the

“Attorney”).

We hereby irrevocably authorize the Attorney (with power to sub-

delegate) to conduct all business for and on behalf of the Consortium

and any one of us during the bidding process and, in the event the

Consortium is awarded the concession/contract, during the execution

of the Project and in this regard, to do on our behalf and on behalf of

the Consortium, all or any of such acts, deeds or things as are

necessary or required or incidental to the pre-qualification of the

Consortium and submission of its EoI Application for the Project,

including but not limited to signing and submission of all applications,

and other documents and writings, participate in bidders and other

conferences, respond to queries, submit information/ documents, sign

and execute contracts and undertakings consequent to acceptance of

the bid of the Consortium and generally to represent the Consortium

in all its dealings with the Authority, and/ or any other Government

Agency or any person, in all matters in connection with or relating to

or arising out of the Consortium’s bid for the Project and/ or upon

award thereof till the Concession Agreement is entered into with the

Authority.

AND AND AND AND

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hereby agree to ratify and confirm and do hereby ratify and confirm

all acts, deeds and things done or caused to be done by our said

Attorney pursuant to and in exercise of the powers conferred by this

Power of Attorney and that all acts, deeds and things done by our said

Attorney in exercise of the powers hereby conferred shall and shall

always be deemed to have been done by us/ Consortium.

IN WITNESS WHEREOF WE THE PRINCIPALS ABOVE NAMED HAVE IN WITNESS WHEREOF WE THE PRINCIPALS ABOVE NAMED HAVE IN WITNESS WHEREOF WE THE PRINCIPALS ABOVE NAMED HAVE IN WITNESS WHEREOF WE THE PRINCIPALS ABOVE NAMED HAVE

EXECUTED THIS POWER OF ATTORNEY ON THIS …………………. EXECUTED THIS POWER OF ATTORNEY ON THIS …………………. EXECUTED THIS POWER OF ATTORNEY ON THIS …………………. EXECUTED THIS POWER OF ATTORNEY ON THIS ………………….

DAY OF ………., 20.....…DAY OF ………., 20.....…DAY OF ………., 20.....…DAY OF ………., 20.....…

For ……………………..

(Signature)

……………………..

(Name & Title)

For ……………………..

(Signature)

……………………..

(Name & Title)

Witnesses:

1.

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2.

………………………………………

(Executants)

(To be executed by all the Members of the Consortium)

Notes:Notes:Notes:Notes:

The mode of execution of the Power of Attorney should be in

accordance with the procedure, if any, laid down by the applicable

law and the charter documents of the executant (s) and when it is so

required, the same should be under common seal affixed in

accordance with the required procedure.

Also, wherever required, the Applicant should submit for verification

the extract of the charter documents and docum ents such as a board

or shareholders’ resolution/power of attorney in favour of the person

executing this Power of Attorney for the delegation of power

hereunder on behalf of the Applicant.