annual report of holding companies--fr y-6 · 12/31/2013 · ibana defeasance manager mlmt...

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ANNUAL REPORT OF HOLDING COMPANIES--FR Y-6

For the Fiscal Year Ending December 31,2013

of

BANK OF AMERICA CORPORATION BANK OF AMERICA CORPORATE CENTER

CHARLOTTE, NORTH CAROLINA 28255

RECEIVED STATISTICS FR Y-6 OMB Numbe1 7100-0297 Approval expires December 31, 2015 Page 1 of 2

of Governors of the Federal Reserve System

Annual Report of HoldingfCRi~M~

Report at the close of business as of the end of fiscal year

This Report is required by law: Section 5(c)(1 )(A) of the Bank Holding Company Act (12 U.S.C. § 1844 (c)(1)(A)); Section 8(a) of the International Banking Act (12 U.S.C. § 3106(a)); Sections 11(a)(1), 25 and 25A of the Federal Reserve Act (12 U.S.C. §§ 248(a)(1), 602, and 611a); Section 211.13(c) of Regulation K (12 C.F.R. § 211.13(c)); and Section 225.5(b) of Regulation Y (12 C.F.R. § 225.5(b)) and section 10(c)(2)(H) of the Home Owners' Loan Act. Return to the appropriate Federal Reserve Bank the original and the number of copies specified.

NOTE: The Annual Report of Holding Companies must be signed by one director of the top-tier holding company. This individual should also be a senior official of the top-tier holding company. In the event that the top-tier holding company does not have an individual who is a senior official and is also a director, the chair .. man of the board must sign the report.

I, !3___rian ~.JY!oyni_l:l(;l_n _______ .... --------------Name of the Holding Company Director and Official

CEO and President

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Title of the Holding Co~'--pa_n_y_D-ire-ctor and Official____________ ---

ttest that the Annual Report of Holding Companies (including the supporting attachments) for this report date has been pre-pared in conformance with the instructions issued by the Federal Reserve System and are true and correct to the best of my knowledge and belief.

With respect to information regarding individuals contained in this report, the Reporter certifies that it has the authority to provide this information to the Federal Reserve. The Reporter also certifies that it has the authority, on behalf of each individual, to consent or object to public release of information regarding that individual. The Federal Reserve may assume, in the absence of a request for confidential treatment submitted in accordance with the Board's "Rules Regarding Availability of Information," 12 CF.R. Part 261. that the er fllKL ·ndividual consent to public release of all

'~f:II'IF>'ll'ort c. ceming that individual.

For holding companies D.QJ. registered with the SECIndicate status of Annual Report to Shareholders:

D is included with the FR Y-6 report

D will be sent under separate cover

D is not prepared

For Federal Reserve Bank Use Only

RSSD ID ------------------ __________________ _ C.l. -------------

This report form is to be filed by all top-tier bank holding companies and top-tier savings and loan holding companies organized under U.S. law, and by any foreign banking organization that does not meet the requirements of and is not treated as a qualifying foreign banking organization under Section 211.23 of Regulation K (12 C.F.R. § 211.23). (See page one of the general instructions for more detail of who must file.) The Federal Reserve may not conduct or sponsor, and an organization (or a person) is not required to respond to, an information collection unless it displays a currently valid OMB control number.

Date of Report (top-tier holding company's fiscal year-end):

December 31, 2013 Month I Day I Year

Reporter's Name, Street, and Mailing Address

Bank of ~meric~Corp~:ation __ _ Legal Title of Holding Company

.1_99 North Tryon S!reet ______ ------------------(Mailing Address of the Holding Company) Street I P.O. Box

Charlotte NC 28255 City State Zip Code

-- ·------------·--------Physicallocation (if different from mailing address)

Person to whom questions about this report should be directed:

Pal!lela L. ~ro~~----- __ Vice Presiden_t _________ __ Name Title

980-386-8808 Area Code I Phone Number I Extension

704-719-8590 Area Code I FAX Number

[email protected] E-mail Address

·wvvw.bankofamerica.com Address (URL) for the Holding Company's web page

...-------------------·-----Does the reporter request confidential treatment for aoy portion of this submission?

D Yes Please identify the report items to which this request applies:

D In accordance with the instructions on pages GF.N-?. and 3, a letter justifying the request is being provided.

D The information for which confidential treatment is sought is being submitted separately labeled "Confidential."

0No .. _j Public reporting burden for this information collection is estimated to vary from 1.3 to 101 hours per response, with an average of 5.25 hours p~r response, including tinw to gather and maintain data in the requireo form and to revi~w instructions and complete 'he information collection. Send comments regarding this burden estimate or any other os~ec\ of this collection of information, including suggestivns for reducing this btJrden to: Secretary, Soard of Governors of the Federal Reserve System, 20th and C Streets, N.W .. Wasilingtor., DC zr,551, and to the Office of Management and Budget, Paperwork Reduction Project (71 00-0297), Washington, DC 20503.

1;<12012

FR Y-6 Page 2 of 2

For Use By Tiered Holding Companies ·p-tiered holding companies must list the names, mailing address, and physical locations of each of their subsidiary holding companies

below.

NB Holdings Corporation ---- ----------Legal Title of Subsidiary Holding Company

1 00 North Tryon Street (Mailing Address of the Subsidiary Holding Company) Street I P.O. Box

Charlotte NC 28255 City State Zip Code

Physical location (if different from mailing address)

BAC No~~ America Holding C_t:)~pany . _____________ _ Legal Title of Subsidiary Holding Company

100 North -r:ryon Street ·---- ··------ ----

(Mailing Address of the Subsidiary Holding Company) Street I P.O. Box

Charlotte City

NC State

28255 ----Zip Code

----·------------------------·-------------Physical location (if different from mailing address)

---- ··------------·------Legal Title of Subsidiary Holding Company

(Mailing Address of the Subsidiary Holding Company) Street I P.O. Box

City State Zip Code


-------------------····· ·------------···------Legal Title of Subsidiary Holding Company

-----·------ ----------····--------(Mailing Address of the Subsidiary Holding Company) Street I P.O. Box

City State Zip Code


·~-----------~-----------~ANA Holdit]_g_Corporation _________________ _ Legal Title of Subsidiary Holding Company

100 North Tryon Street (Mailing Address of the Subsidiary Holding Company) Street I P.O. Box

Charlotte City

NC State

28255 Zip Code

------------·-·---· ----Physical location (if different from mailing address)

-------··-----------------·-----------·-- ------------------Legal Title of Subsidiary Holding Company

------ ---- ----- ··-----------(Mailing .Address of the Subsidiary Holding Company) Street I P.O. Box

City State Zip Code

----------------Physocallocation (if different from mailing address)

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---------------------------------------Legal Title of Subsidiary Holding Company

-----·······- ---------------------(Mailing Address of the Subsidiary Holding Company) Street I P.O. Box

City State Zip Code

---- -----------Physical location (if different from mailing address)

Legal Title of Subsidiary Holding Company

-----·------------·-···--------------(Mailing Address of the Subsidiary Holding Company) Street I P.O. Box

-------------City State Zip Code

---- ------------------- ----------·· ·------·· Physical location (if different from mailing address)

1212012

• ITEM 1:

ITEM2a:

ITEM2b:

ITEM3:

ITEM4:

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BANK OF AMERICA CORPORATION ANNUAL REPORT FR Y-6

DECEMBER 31,2013

Annual Report to Shareholders

Organization Chart

Domestic Branch Listing

Securities Holders

Insiders

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ITEM 1:

BANK OF AMERICA CORPORATION

Annual Report to Shareholders- To be submitted at a later date under

separate cover.

• BANKOF AMERICA CORPORATION

ITEM 2a: Organization Chart

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DIRECT AND INDIRECT SUBSIDIARIES OF BANK OF AMERICA CORPORATION INDEX OF.FR Y-10 REPORTABLE ENTITIES ON ORGANIZATION CHART AS OF 12/3112013

Y-10 REPORTABLE ENTITIES HELD ON A CONFIDENTIAL BASIS ARE INCLUDED ON INVESTMENT

1

30.1

30.4

30.1

30.2

30.2

DEFEASANCE HOLDING COMPANY LLC

DEFEASANCE MANAGER BACM 2000-2 SB I

DEFEASA..l\ICE MANAGER BACM 2002-2 SB I

DEFEASANCE MANAGER BACM 2002-PB2 SB I


MANGER BACM 2003-2

SB I LLC


DEFEASANCE MANAGER BACM 2004-1 SB l


DEFEASANCE MANAGER BACM 2004·3 SB I

DEFEASANCE M<\NAGER BACM 2004-4 SB I

Backed Securities

Backed Securities

Mortgage Backed Securities

Mortgage Backed Securities

M011gage Backed Securities

Mcrtgage Backed Securities

4

IBANA DEFEASANCE MANAGER BACM 2004-5 SB I !Charlotte, NC -.v •• 6"6~ Backed Securities 130.3

!LLC

130.3 BANA DEFEASANCE MANAGER BACM 2004-6 SB I

Charlotte, NC Mortgage Backed Securities LLC

IBANA DEFEASANCE MANAGER BACM 2005-1 SB I lcharwtte, NC Mortgage Backed Securities

ILLC

BANA DEFEASANCE MANAGER BACM 2005-2 SB I !Charlotte, NC Mortgage Backed Securities 130.4

LLC

IBANA DEFEASANCE MANAGER BACM 2005-3 SB I ~· NC , ... v .. 6u6~ Backed Securities r30.4

ILLC

BANA DEFEASANCE MANAGER BACM 2005-4 SB I CharlOtte, NC 1nw .. 6 u 6 • Backed Securities 30.4

LLC

IBANA DEFEASANCE MANAGER BACM 2005-5 SB I NC 1nw"o"&' Backed Securities 130.4

~ BANA DEFEASANCE MANAGER BACM 2005-6 SB I

NC 1 ... v""'""'' Backed Securities 30.4

LLC

130.2 IBANA ~ : Manager BACM 2006-I SB I LLC rharlottP' NC [IVlVUoao" Backed s ..... Ul "'"'

130.4 IBANA DEFEASANCE MANAGER BACM 2006-4 SB I

NC l'"v"o"&' Backed Securities ILl& IBANA DEFEASANCE MANAGER BACM 2007-1 SB I lrh~rlnttP NC •v•vu5 a 5 , Backed Securities j30.4 ILLC

130.3 IBANA : Manager BACM 2007-4 SB I LLC rh~rlott", NC 1,.,v,.6 u 6 .: Backed S""m"'"'

130.1 IBANA : Manager BACM 2008-I SB I LLC lrh~rlott~>, NC 1 ,.,v~: Backed S"'-'Uilli<O>

!30.2 IBANA : Manager BALL 2009 FDG SB I LLC ,NC uv .. 5 u 6 .: Backed S"""'"'"'

IBANA DEFEASANCE MANAGER CSFB 2002-CKS4 SB I lrh~rlnttP NC mvu5 a 5 • Backed Securities 30.4 ILLC

130.1 IBANA :Manager CSFB 2004-CI SB I LLC lrharlott~>, NC uv~: Backed :;wu .... ~,

IBANA DFFFASANrF MANAGER DORADO/ALVARADO lrh~rlnttP NC 1Muu5 ugf' Backed Securities 30.3

!SB I LLC

BANA DEFEASANCE MANAGER GECCMC 2002-2 SB I lrharlott" NC ,v1v• 'Oao• Backed Securities 130.2

iLLC

IBANA DEFEASANCE MANAGER GECCMC 2002-3 SB I lrharlottie NC Nlu. ,5 age Backed Securities

ILLC

IBANA DEFEASANCE MANAGER GECMC 2003-CI SB I Charlotte, NC r•v1ut ,5 a5 ... Backed Securities 130.3

ILLC

IBANA DEFEASANCE MANAGER GECMC 2003-C2 SB 1 Charlotte, NC .. ,

• 0 ..!g" Backed Securities 30.3 ILLC

[i3AJ..v\ DEFEASANCE MANAGER GECMC 2004-CI SB I !Charlotte, NC pvluu0age Backed Securities 130.1

ILLC

[SANA DEFEASANCE MANAGER GECMC 2004-C3 SB I r•vmu0a0" Backed Securities 30.3

LLC Charlotte, NC

!30.3 BJ\NA DEFEASANCE MANAGER GECMC 2005-C1 SB I

[charlotte, NC Mortgage Backed Securities ILLC

130.4 [SANA DEFEASANCE MANAGER GECMC 2005-C2 SB I

~ Charlotte, NC mv"o"&' Backed Securities

130.4 [SANA DEFEASANCE MANAGER GECMC 2007-CI SB I

Charlotte, NC Mortgage Backed Securities iLLC

IBANA DEFEASANCE MANAGER MLMT 2004-MKBI SB Charlotte, NC \-1._,, •5 agt> Backed Securities 130.3

l!_LLC

130.4 IBANA DEFEASANCE MANAGER MLMT 2005-MKB2 SB

!Charlotte, NC Mortgage Backed Securities II LLC

'30.2 1

BANA DEFEASANCE MANAGER NLFC 1998-2 SB I LLC [Charlotte, NC \1._,, ""agt> Backed Securities

130.2 IBANA DEFEASANCE MANAGER NLFC I999-I SB I LLC !Charlotte, NC Mortgage Backed Securities

IBANA DEFEASANCE MANAGER NLFC I999-2 SB 1 LLC !Charlotte, NC .•. Backed Securities 130.2 -~

130.4 iBANA DEFEASANCE MANAGER TENTH VENTURE SB

!Charlotte, NC Mortgage Backed Securities II LLC

·~o: Backed~ • [Chanotte; NC IB~ nnRADOIAtVARADOSB I LLC

·~o: Backed~ IB~ nFrrMr~ 200~~ SB 1 LLC ILharwtte, NC

130.1 IBANA nFrrMr~ 2002-3 SB I LLC !charlotte, NC "· ·~~ Backed ""Pnr;t;,.<

130.3 IBANA GECMC 2003-Cl SB I LLC !Charlotte, NC ·~~.,Backed

5

Investment Vehicle

6

Sekurytyzacyjny

11

em Direttos Credi!orbs Nao ·m

12

Financial Vehicle

Lynch International Incorporated

18

Broker Dealer & SEC

19

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Bank of America Corporation

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Asia Investment BAS Merrill Lynch

Capital Funding Bane of America IPIC Reinsurance Consulting Ltd. Bridge LLC (10) Company KECALP L.P. 1999

Corporation (14) (see page 33.1)

I l I I Bane of America Bane of America

BA Coinvest Strategic Mortgage LSMFI, LLC GP, Inc.

Ventures, Inc. Capital Corporation

I I BancAmerica Bane of America

Coinvest Fund Co-Invest Fund 2000, L.P. (2) 2001, L.P. (3)

I I BA Equity BA Co-Invest BA Co-Invest

Investors, Inc. Fund 2001, Fund 2002

I (Cayman), L.P. (5) (Cayman), L.P. (5)

I I I

Bane of America Bane of America BancAmerica I Capital Investors Capital Investors, Capital Investors Bane of America

V, L.P. (1) L.P. (6) II, L.P. (7) Co-Invest Fund 2002, L.P. (4)

• I BA Partners

BAML GP, Inc. Fund Ill, (23) LLC (12)

as of 12/3112013

dotted line around box indicates inactive entity

100% owned by Bank of America Corporation ("BAC") unless otherwise noted . • Page 1.1

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Bank of America Corporation, cont.

I I I BancBoston The Bank of America FFG Property

Investments Inc. (see page 41.1)

Charitable Holding Corp. Foundation, Inc.

I I I

BofA TriSail BankAmerica

Issuance B.V. Capital Realty

Corporation Finance, Inc.

I I I Firstval BankAmerica Fleet Venture

Properties, Realty Resources, Inc. Services, Inc. Inc.

Bane of America NB Capital

NB Holdings Strategic Corporation

Investments Trust Ill (see page 6.1)

Corporation (see page 39.1)

NMS Services Countrywide

Inc. Warehouse

Lending

I NMS Services

(Cayman) Inc. (8)

as of 12/3112013


100% owned by BAC unless otherwise noted .

Page 1.2

I Fleet Growth

Resources, Inc. (see page 38.1)

I BankAmerica

Investment Corporation

(see page 11.1)

Countrywide Hillcrest I,

Inc.

Robertson Stephens Group,

Inc .

I .Robertson Stephens

International Holdings, Inc. (9)

..... 1 ... Robertson Stephens

International Ltd . . (1.1).

I

BankAmerica Capital Ill

I

BA Global Funding Inc.

I International

Special Situations

Holdings C.V. (15)

I Investments 2234

Overseas Holdings B.V. (17)

(see page 43.1)


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BA 2001 Partners BA Partners Fund

Associates Fund, BA 2001 Partners BA 2001 Partners BA Hedge Fund IV- Buyout Fund II, L.P. (16) Master Fund, LLC Direct, LP Master Fund, L P (16) L.L.C.

I I I I I BA Partners Fund BA Partners Fund BA Partners Fund BA Partners Fund BA Fund of Funds V - Opportunistic V-Venture IV- Buyout, L.P. V- Buyout, L.P. Direct, L.P. Real Estate, L.P. Master Fund,

(16) L.L.C. (16) (16)

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BA Partners Fund BA Partners Fund BA Partners Fund BA Partners Fund BA Partners Fund IV- New Century, IV- New Century IV- Venture, L.P. IV-Venture V- Venture, L.P. Master Fund, Master Fund, L.P. (16) L.L.C. (16) L.L.C. (16)

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BA Partners Fund BA Partners Fund BA Partners Fund BA Partners Fund V- Buyout Master V- International, V- International V- PE Blend, L.P. Master Fund Fund, L.L.C. L.P. (16) L.L.C . (16)

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as of 12/3112013


100% owned by BAC unless otherwise noted • • Page 1.3


• PRLAP, Inc. PRLAP, Inc. PRLAP, Inc. PRLAP, Inc. PRLAP, Inc. PRLAP, Inc.

(Texas (Alaska (Missouri (North Carolina (Tennessee (Virginia Corporation) Corporation) Corporation) Corporation) Corporation) Corporation)

I I I I I I PRLAP, Inc. Tryon Assurance HNC Realty

Westminster Indian Head

(Washington Company, Ltd. Company FSC Corp. Properties, Banks Inc.

Corporation) Inc.

L I I I I Boston

Fleet Capital BankBoston Bank Boston BankBoston

Bracebridge International Capital Capital Capital

Holdings TrustV Trust Ill Trust Ill Trust IV Corporation

Corporation

I I I L l Boston Overseas MBNA Capital BAL Corporate

Countrywide South Charles Holding Financial Investment

Corporation B Aviation, LLC Corporation Corporation

l.. (see page 20.1)

BancBoston Capital Money • Markets Limited

.(22)

J I

BAGSTS BAGSS

International GPLLC c.v. (19)

J I I I

BAC Strategic BAGSS BAGSS Investments B.V. International International

(18) c.v. (19) B.V. (20)

I I I

Bank of America Bank of America Custodial

(GSS) Limited (21) Services (Ireland)

I Limited (21)

I I

Bank of America BofAML Trustees GSS Nominees Limited (13) Limited (13)

as of 12/31/2013


100% owned by BAC unless otherwise noted . • Page 1.4

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Bank of America Corporation, cont .

as of 12/3112013- page 1.5

1. BA Equity Investors, Inc. is the limited partner with a 100% non-voting interest in this entity, representing 99.50o/o of the total equity. The general partnership interest is held by an unaffiliated entity. 2. BA Coinvest GP, Inc. is the general partner, has a 0.20% capital interest and has control. The 99.80% limited partnership interests are owned by Bank of America employees. 3. BA Coinvest GP, Inc. is the general partner, has a 0.20% capital interest and has control. BankAmerica Investment Corporation owns nonvoting Preferred Units representing 75.00% ofthe total equity, but this equity percentage will decrease over time. The limited partnership interests are owned by Bank of America employees. 4. BA Coinvest GP, Inc. is the general partner and has control. BankAmerica Investment Corporation owns nonvoting Preferred Units representing 75.00% of the total equity, but this equity percentage will decrease over time. The limited partnership interests are owned by Bank of America employees. 5. BA Coinvest GP, Inc. is the general partner and owns 100% of the voting interest in this entity. The limited partnership interests are owned by Bank of America employees. 6. BA Equity Investors, Inc. owns a 100% limited partnership interest in this entity. The general partner, Ridgemont Capital Management, L.P., comprised of employee co-investors, has a .2% capital interest and has control. 7. BA Equity Investors, Inc. owns a 100% limited partnership interest in this entity. The general partner, BancAmerica Capital Management II, L.P., comprised of employee co-investors, has a .2% capital interest and has control. 8. NMS Services, Inc. owns 100% ofthis entity. 9. Robertson Stephens Group, Inc. owns 100% ofthis entity. 10. Bank of America Corporation owns 99% and NB Holdings Corporation owns 1% ofthis entity. 11. Robertson Stephens International Holdings, Inc. owns 100% of this entity. 12. Merrill Lynch Alternative Investments LLC is the sole manager with 100% ofthe voting interest. Bane of America CoInvest Fund 2002, L.P. is the sole member and holds 100% ofthe total equity. 13. Bank of America (GSS) Limited owns 100% ofthis entity. 14. KECALP Inc. is the general partner with a 100% voting interest, representing 0.018% equity interest. Bank of America

Corporation, ML IBK Positions, Inc: and Merrill Lynch Benchmark Holdings LLC are limited partners and own 15.356%,

0.002% and 58.525%, respectively, ofthe equity interest in this entity.

15. BA Global Funding Inc. is the general partner with a 100% voting interest and Blue Ridge Investments, L.L.C. has a 100% limited partnership interest in this entity. 16. BAC is the general partner with a 99% voting interest and Merrill Lynch Alternative Investments LLC is the limited partner with a 1% voting interest in this entity. 17. International Special Situations Holdings C.V. owns 100% of this entity. 18. BA GSTS GP LLC owns 100% of this entity. 19. Bank of America Corporation and BA GSTS GP LLC own 99.90% and .10%, respectively, ofthis entity. 20. BA GSS International C.V. owns 100% ofthis entity. (Note- BA GSTS GP LLC holds the legal title of shares in this entity, acting in its capacity as the sole general partner for the account and risk ofthis entity) 21. BA GSS International B.V. owns 100% of this entity. 22. Boston Overseas Holding Corporation owns 100% of this entity. 23. BA Equity Investors, Inc. owns 100% ofthis entity .

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I Gatwick LLC

I I

I I I I I

Laredo Park Pinyon Holdings, Two Piccadilly Regent Street II, Echo Canyon Park

LLC (6) Holdings, Inc. (8) Inc. (6) Holdings, Inc. (2) Inc. (1) (see page 37.1)

I I I I ~marillo Lane, Inc. Pinyon Park LLC Piccadilly Specialized

(9) (7) Financing LLC (3) Lending, LLC (5)

I Red River Park,

Inc. (4)

as of 12/3112013


100% owned by Gatwick LLC unless otherwise noted.

l. Gatwick LLC, Vernon Park LLC, Heathrow LLC and Bank of America, National Association own 44.25%, 18.5%, 12.75% and 24.5% respectively, of this entity. 2. Gatwick LLC and Heathrow LLC own 76.73% and 23.27%, respectively, of this entity. 3. Two Piccadilly Holdings, Inc. and Vernon Park LLC own 79% and 21%, respectively, ofthis entity. 4. Piccadilly Financing LLC owns 100% ofthe voting interest in this entity. 5. Regent Street II, Inc., Vernon Park LLC and Bank of America, National Association own 69%,25% and 6% of this entity. 6. Gatwick LLC and Fallon Lane LLC own 75% and 25%, respectively, ofthis entity. 7. Pinyon Holdings, Inc. and Vernon Park LLC own 79% and 21%, respectively, ofthis entity. 8. Bank of America, National Association and Gatwick LLC own 75% and 25%, respectively, of this entity. 9. Laredo Park Holdings, Inc. owns 100% of this entity .

Page 2.1

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Bane of America Historic Capital Assets LLC

I I I I

Bane of America Bane of America Historic BOA/Mermart HTC Investments Investments Joint Venture (2) LLC (3) Partnership (1)

as of 12/3112013


100% owned by Bane of America Historic Capital Assets LLC unless otherwise noted.

1. Bane of America Community Development Corporation ("BACDC") is the general partner with 27.95% ofthe voting interest. Bane of America Historic Capital Assets LLC is the managing general partner with 72.05% of the voting interest. 2. Bane of America Historic Capital Assets LLC is the managing partner with a 65% voting interest. BACDC is a partner with 35% ofthe voting interest. 3. BACDC is the non-member manager with significant control rights. Bane of America Historic Capital Assets LLC and Bank of America, National Association have a 99.0% and 1.0%, respectively, voting interest in this entity .

Page3.1

Merrill Lynch Group Holdings I, L.L.C .

• I I I I

Merrill Lynch Merrill Lynch Merrill Lynch, Merrill Lynch Yatirim Bank A.S. Menkul Degerler Kingdom of Saudi Liquidity Portfolio, Arabia Company (1) A.S. (3) (2) L.P. (4)

I Merrill Lynch Merrill Lynch UK

BofAML Funding Menkul Degerler Holdings (7) r-r-A.S. (3) (see page 58.6) Limited (6)

I Merrill Lynch

Europe Card Europe Card Services Partners

_._ Services General

Equity Scotland (Scotland) LP (8) Partner Limited (6) Limited

Partnership (9) I I I

I _I MBNA Funding Europe Card Company Limited Services Partners

Merrill Lynch ML Equity (5) (Scotland) LP (8)

Equity S.a.r.l. (10) Solutions Jersey I Limited (10) MBNA Funding

Company Limited (5)

• as of 12/31/2013

•

100% owned by Merrill Lynch Group Holdings I, L.L.C. unless otherwise noted.

1. Bank of America Global Holdings, LP, Merrill Lynch International Incorporated, Merrill Lynch Group Holdings I, L.L.C., Merrill Lynch Group Holdings II, L.L.C., and Merrill Lynch Group Holdings Ill, L.L.C. own 99.999992%, 0.000002%, 0.000002%,0.000002% and 0.000002%, respectively, ofthis entity. 2. Merrill Lynch Group Holdings I, L.L.C., Merrill Lynch Group Holdings II, L.L.C., Merrill Lynch Group Holdings III, L.L.C. and Merrill Lynch International Incorporated own 1%, 1%,1% and 97%, respectively, ofthis entity. 3. Merrill Lynch International Incorporated, Merrill Lynch Group Holdings I, L.L.C., Merrill Lynch Group Holdings II, L.L.C., Merrill Lynch Group Holdings III, L.L.C., and Merrill Lynch Yatirim Bank A.S. own 0.0025%,0.0025%,0.0025%, 0.0025% and 99.990%, respectively, ofthis entity. 4. FIA (Gibraltar) Holdings Limited is a general partner with a 25% voting interest, representing 20.516% equity interest. Merrill Lynch International Incorporated is a general partner with a 25% voting interest, representing 52.269% equity interest. Merrill Lynch Group Holdings I, L.L.C. is a general partner with a 25% voting interest, representing 18.535% equity interest. Security Pacific Hong Kong Holdings Limited is a general partner with a 25% voting interest, representing 8.620% equity interest. Merrill Lynch Group Holdings II, L.L.C. is a special limited partner with 0.060% equity interest. 5. Europe Card Services Partners (Scotland) LP owns 100% ofthis entity. 6. Merrill Lynch Liquidity Portfolio, L.P. owns 100% of this entity. 7. ML EMEA Holdings LLC, Merrill Lynch Liquidity Portfolio, L.P., Merrill Lynch International Incorporated and Merrill Lynch Corporate Services own 57.1893046707%,38.923317880%,3.8873765457% and 0.0000008956%, respectively, ofthis entity. 8. Merrill Lynch Liquidity Portfolio, L.P. (limited partner) and Europe Card Services General Partner Limited (general partner) own equity of99.999951% and 0.000049%, respectively, ofthis entity. Europe Card Services General Partner Limited has a 100% voting interest in this entity. 9. Merrill Lynch Group Holdings I, L.L.C. is the general partner with a 100% voting interest, representing 0.01% of the total equity. ML Invest Finance, L.L.C. owns 100% of the limited partnership interest, representing 99.99% ofthe total equity. 10. Merrill Lynch Equity Scotland Limited Partnership owns 100% ofthis entity .

Page 4.1

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Merrill Lynch Group Holdings Ill, L.L.C .

I _l 1 I

Merrill Lynch Merrill Lynch Merrill Lynch, Kingdom of Saudi Menkul Degerler Yatirim Bank A.S. Arabia Company A.S. (3) (1) (2)

I Merrill Lynch

Menkul Degerler A.S. (3)

as of 12/31/2013


100% owned by Merrill Lynch Group Holdings III, L.L.C. unless otherwise noted.

..... 1 Merrill Gover

Lynch nment ties of ico .•. II)C.

Sec uri Puerto R

1. Bank of America Global Holdings, LP, Merrill Lynch International Incorporated, Merrill Lynch Group Holdings I, L.L.C., Merrill Lynch Group Holdings II, L.L.C., and Merrill Lynch Group Holdings III, L.L.C. own 99.999992%,

0.000002%,0.000002%,0.000002% and 0.000002%, respectively, ofthis entity. 2. Merrill Lynch Group Holdings I, L.L.C., Merrill Lynch Group Holdings II, L.L.C., Merrill Lynch Group Holdings III, L.L.C. and Merrill Lynch International Incorporated own 1%, 1%, 1% and 97%, respectively, of this entity. 3. Merrill Lynch International Incorporated, Merrill Lynch Group Holdings I, L.L.C., Merrill Lynch Group Holdings II, L.L.C., Merrill Lynch Group Holdings III, L.L.C. and Merrill Lynch Yatirim Bank A.S. own 0.0025%,0.0025%, 0.0025%,0.0025% and 99.990%, respectively, of this entity .

Page 5.1

NB Holdings Corporation

• I I I I I I

Corporate Merrill Lynch, Properties Golden Peak BAS BACNUBAFA, Barnett Capital Ill Pierce, Fenner &

Services, LLC Investments LLC Securitization LLC Inc. Smith

I Incorporated (see page 27.1)

MBNA Ireland Limited (9)

Security Pacific FIA Card Services, Bank of America Merrill Lynch Housing Services, National BA Residential Capital Ventures

Inc. Association Securitization LLC Corporation Administrators, LLC(7)

(see page 49.1) I I

Atlantic Equity Merrill Lynch

Ventures L.P. 2001

BAC North Bane of America BA Insurance Corporation (22) (8) America Holding Community Group, Inc. (see page 58.7)

Company Holdings, Inc. (see page 21.1)

I I BANA Holding Midwest

Corporation Affordable

(see page 28.1) Housing 1997-1, L.L.C. (6)

• ML Preservation ML Plainsboro Merrill Lynch Merrill Lynch Merrill Lynch

Limited Europe Liquidity Green Equity Inc. Financial Markets, Capital Services, Corporation Partnership (18) Company Limited Inc. Inc.

(see page 54.1)

The Princeton Merrill Lynch Merrill Lynch

Retirement Group, Capital Markets Managed Account International Inc. Espana, S.A., S.V. Advisors LLC Incorporated

I (see page 58.1)

Equity Analytics, LLC (17)

as of 12/31/2013


100% owned by NB Holdings Corporation unless otherwise noted . • Page 6.1

NB Holdings Corporation, cont.

• I I NationsBanc BACAP

Leasing & R.E. Alternative Corporation Advisors, Inc.

I DFO I I

Partnership BACAP Multi- BACAP Multi-(33) Strategy Hedge Strategy Hedge

Fund, LLC (12) Fund, Ltd. (13)

I I I BACAP Diversified BA Diversified

NB Funding Real Estate Real Estate Fund, Company Fund, L.P. (18) L.P. (1)

LLC

I Excelsior r I Multi-Strategy

BACAP Multi- Excelsior Multi- Institutional Strategy Hedge Strategy Hedge Hedge Fund, Ltd. Fund, Ltd. (13) Fund, LLC (12) (2)

I BACAP Diversified

I Real Estate • Fund, L.P. (18) BAL Investment & Advisory, Inc.

I I I j

Security Pacific Bane of America DFO Bane of America Capital Leasing Energy & Power Partnership Leasing Ireland Corporation (25) Facilities Leasing I, (33) Co., Limited (4)

Inc. (25) j I I I

Bay 2 Bay BALl Funding BALl Australia Leasing LLC Luxembourg Leasing Pty

(10) Limited (11) Limited (11)

as of 12/31/2013


100% owned by NB Holdings Corporation unless otherwise noted . • Page6.2

NB Holdings Corporation, cont.

• I I I I l

Countrywide Excelsior Buyout Servicing Exchange Fund Five Bane of America CTC Real Estate

(see page 9.1) Financial, Inc. Funding LLC Services Management, LLC (23)

I

I I I Excelsior Buyout

LandSafe, Inc. BAC Tax Services BAC Field Partners, LLC (26)

(see page 60.1) Corporation Services Corporation

~ Globaloans International Technology

Limited Partnership (14)

I I I I I

CWTechSolutions BA Continuum cw

Singapore Countrywide Limited (27) International

UKTechnology International

Holdings Private Limited (27) Technology ·

Limited (27) Holdings Limited

(27)

I 1 I l I

• BA Continuum BA Continuum BA Continuum BA Continuum Countrywide JV

India Private Costa Rica, Mexico Mauritius Technology

Limited (3) Limitada (29) Administracion S. Holdings Limited Holdings Limited de R.L. de C.V. (29) (5)

(15) I I I I

BA Continuum BA Continuum BA Continuum India Private

Netherlands B.V. Philippines, Inc. BA Continuum Limited (3) (29) (16) Mexico, S.C. (31)

BA Continuum Mexican Holdings Privat~ Limited

29) I

I BA Continuum

Mexico BA Continuum Administracion S. Mexico, S.C. (31)

de R.L. de c.v. (15)

I

BA Continuum Mexico, S.C. (31)

as of 12/31/2013


100% owned by NB Holdings Corporation unless otherwise noted •

• Page 6.3

•

•

•

NB Holdings Corporation, cont .

as of 12/31/2013- page 6.4

1. BACAP Alternative Advisors, Inc. is the general partner. 2. Member interests are all held by third parties, but this entity is controlled by BACAP Alternative Advisors, Inc. 3. BA Continuum Mauritius Holdings Limited and BA Continuum Singapore International Holdings Private Limited own 99.9999972511% and 0.0000027489%, respectively, ofthis entity. 4. Bane of America FSC Holdings, Inc. owns 86.08%; BAL Investment & Advisory, Inc. owns 0.46%; Barnesbury Ltd. owns 4.99%; Windmill Leasing Ltd. owns 4.22%; and Zeus 1999 FSC, Ltd. owns 4.25%, respectively, of this entity. 5. Countrywide International Technology Holdings Limited owns 100% ofthis entity. 6. Bane of America Community Holdings, Inc. and Bank of America, National Association have 99.0% and 1.0% voting interests, respectively, in this entity. 7. ML IBK Positions, Inc. is the managing member with a 100% voting interest. NB Holdings Corporation and Merrill Lynch

International Incorporated own 67.58% and 32.29%, respectively, ofthe equity interest in this. 8. Merrill Lynch Ventures, LLC is the general partner with a 100% voting interest, representing 0.00041% equity interest.

Merrill Lynch Benchmark Holdings LLC, Merrill Lynch International Incorporated, Merrill Lynch Ventures Administrators, LLC, Merrill Lynch Ventures International L.P. 2001 and Merrill Lynch Leveraged Ventures, L.P. 2001 own 50.45013%,

12.58992%,24.05724%,8.89420% and 0.79076%, respectively, of the equity interest in this entity. 9. MBNA Limited and Corporate Properties Services, LLC. own 99.999988% and 0.000012%, respectively, of this entity. 10. Bane of America Leasing & Capital, LLC is the managing member with 100% of the voting interest and 16.50% of the total equity. BAL Investment & Advisory, Inc. and Electra Leasing LLC own 8.50% and 75.00%, respectively, of the total equity of this entity. 11. Bane of America Leasing Ireland Co., Limited owns 100% ofthis entity. 12. BACAP Alternative Advisors, Inc. is the managing member and has control. NB Funding Company LLC owns 1.5132% of Series I nonvoting shares ofthis entity • 13. BACAP Alternative Advisors, Inc. owns 100% of the management shares and has control. NB Funding Company LLC owns 6.9079% ofthe voting shares in this entity, but this percentage will be diluted by outside investors over time. 14. NB Holdings Corporation and Countrywide International Consulting Services, LLC own 99% and 1%, respectively, ofthis entity. 15. BA Continuum Singapore International Holdings Private Limited and BA Continuum Mexican Holdings Private Limited own 99.170597% and 0.829403%, respectively, of this entity. 16. BA Continuum Singapore International Holdings Private Limited has a 99.99% ownership interest in this entity. The remainder is held by third parties. 17. The Princeton Retirement Group, Inc. owns 100% ofthis entity. 18. NB Holdings Corporation and Merrill Lynch Princeton Incorporated own 98% and 2%, respectively, ofthis entity.

22. Bank of America Capital Corporation owns 100% of this entity. 23. NB Holdings Corporation is the managing member with 100% of the voting interest, representing 52.78% of the total equity. 25. BAL Investment & Advisory, Inc. owns 100% ofthis entity. 26. Excelsior Buyout Management, LLC is the managing member with 100% of the voting interest. 27. GlobaLoans International Technology Limited Partnership owns 100% ofthis entity. 29. BA Continuum Singapore International Holdings Private Limited owns 100% ofthis entity. 31. BA Continuum Mexico Administracion S. de R.L. de C.V. and BA Continuum Mexican Holdings Private Limited own 99.803214% and 0.196786%, respectively, ofthis entity. 33. BAL Investment & Advisory, Inc. is the managing general partner with a 50% ownership interest and NationsBanc Leasing & R.E. Corporation has a 50% ownership interest in this entity .

Bank of America, National Association

• I clearXchange, Sterling Farms 1 00 Federal Street Onslow Finance SOP MCorp. Limited LLC (37) Funding, Inc. Partnership (109) LLC

Bank of America Stanwich Loan Federal Street Bane of America Student Loan

Bane Boston Funding LLC Shipping LLC HTC Investments Securitization Aircraft Leasing LLC (27) Corporation

Inc. (112)

I BANA Alberta

Electra Leasing BA Properties, Silver Peak REIT, TriSail Funding Funding LLC (113) Inc. Inc. (95) Corporation Company,

I ULC (11)

l Bay 2 Bay Leasing

Metro Plaza, BASBIC Asset Backed BANA Canada LLC (114) Sub, Inc. Funding

Inc. Funding Company (see page 22.1) Corporation Ltd. (21)

Lake Forest Bane Boston Bane of America Leasing Services, Holding Company Inc. FSC Holdings, BA Equity

BA Leasing I

Inc. Holdings, BSC, LLC

(see page 17.1) L.P. (5)

Electra Leasing I I LLC (113)

• BA Capital BALSolar I Company, Portfolio I, LLC

Bay 2 Bay Leasing L.P. (6) (49)

LLC (114)

as ofl2/31/2013


100% owned by Bank unless otherwise noted • • Page 7.1

• Bank of America, National Association, cont .

I I I l I BANA Canada Bane of America Bane of America Bane of America Bane of America

Funding Company Insurance Advisory Funding Credit Ltd. (21) Services, Inc. Services, LLC Corporation Products, Inc.

Bane of America I

Community Bane of America Bane of America

Bane of America Merrill Lynch

Development Arena Community Commercial

E·Commerce Corporation Development LLC

Mortgage Inc. Holdings, Inc.

(see page 14.1)

I Bane of America Bane of America

CDE, LLC Public Capital (25) Corp

Bane of America Bane of America EFP (Cayman) EFP (Cayman)

Historic New -I- Funding II 1-- Funding I Ventures, LLC (1) CDE IV, LLC (18) Limited (19) Limited (19)

Bane of America CDE I, LLC -I- Bane of America

(55) CDE V, LLC (33)

Bane of America Bane of America CDE Ill, LLC -'- CDE II, LLC

(31) (62) •

as of 12/31/2013


• 100o/o owned by Bank unless otherwise noted .

Page 7.2

• Bank of America, National Association, cont .

I I I l Bane of America Bane of America Bank of America Bank of America

Merrill Lynch Leasing & Capital, Merrill Lynch Mexico, S.A.,

Large Loan, Inc. LLC International lnstitucion de

(see page 10.1) Limited Banca Multiple

(see page 16.1) (30)

r .l. I l I Bank of America

Bank of America : Bank of America

Bane of America Mortgage BAL Energy

Reinsurance Canada

Mortgage Securities, Inc. Holding, LLC

Corporation Securities, Inc.

I I I

Bank of America Bane of America Bane of America BAL Solar I, LLC ~ I-

BAL Energy

Overseas Structured Notes, Neighborhood (28) Management II,

Corporation Services LLC (28)

Inc. Corporation 124) I

Bane of America Securities (India) BAL Solar II, LLC I-~ BAL Solar Ill, LLC

Private Limited (28) (28)

(32)

••

as of 12/31/2013


100% owned by Bank unless otherwise noted .

• Page 7.3

Bank of America, National Association, cont.

• J I I l Anzac Peaks, Inc West Trade, LLC

Pine Harbour S.a r.l. (129) JCCA, Inc. BJCC, Inc.

I I I I Marlborough Charlotte Gateway BIRMSON, L.L.C. BIRMSON, L.L.C.

Sounds LLC (20) Village, LLC (66) (29) (29)

Zentac NEBACO, BankAmerica

Nominees Productions, Inc. INC. (Hong Kong) Ltd.

Midwest BankAmerica Ban kAme rica Muirfield Affordable Special Assets Nominees Bank of America

Housing 1997-1 Corporation (1993) Pte Ltd. Trading LLC Brasil Ltda. (17)

L.L.C. (51)

• . .... J. .

Bank of America BankAmerica Washoe Asset BankAmerica

Ventures Nominees Management International

: (Singapore) Pte. Company Financial Ltd. Corporation

(see page 8.1)

Pacesetter/ Paradise Funding,

MVHC, Inc. {52)

Ltd.

I I I I MESBIC Pacesetter SBIC Crockett

Ventures, Fund, Funding LLC (36) Inc. (53) Inc. (53) (see page 25.1)

as of12/31/2013


100% owned by Bank unless otherwise noted •

• Page 7.4


• I I I I -1

Quality Properties Special Services U.S. Trust ReconTrust Asset CM REOS1 LLC Asset Company of Company,

Management Management National Company Company Delaware Association

I I I I I l Merrill Lynch Fleet BANA DEFEASANCE BANA MLBUSA Community Development HOLDING COMPANY Preservation Financial Data Community

Development Ventures L.L.C. LLC Corporation Services, Inc. Development Company, LLC Corp.

(104) (see page 30.1) I

Merrill Lynch NMTC Corp. (92)

BancBoston BA Venture Boston World BofA Global

Management Holding Capital Ventures Inc. Corporation Corporation Management

Group, LLC I

First Capital Corporation of Boston Overseas Boston (106) KBA Mortgage, Financial BofA Advisors,

LLC (74) Corporation (116) LLC (42) I (see page 46.1)

BBV Management Co.

• LLC (107) BofA Distributors,

I Inc. (58)

BBV Switch LP (108)

I BBV

Management Co. LLC (107)

as of 12/3112013



• Page 7.5

Bank of America, National Association, cont .

• I I I I I Continental

Framework, Crockett BA Financial

Limacon Park Illinois Venture Funding LLC (3) Trading Limited (9) Blue Finn S. a r.l. Inc. (Luxembourg) Corporation (~ee page 25.1) S.a.r.l.

I White Rock I I I Lane LLC Dover Mortgage EquiCredit Dover Mortgage

Coral Hill (10) Capital 2005-A Corporation of Capital

LLC

I Corporation America Corporation

(see page 12.1)

I I Silver Peak REIT, Dover Two

Inc. (95) Dover Two Mortgage Capital Alamo Funding II,

Mortgage Capital Corporation (7) Inc. (23)

2005-A Corporation (79)

Fallon Lane LLC

I I I

Pinyon Holdings, Echo Canyon Park

LLC (83) Inc. (83) (see page 37.1)

I Pinyon Park LLC

(122) •

as of 12/31/2013


• 100% owned by Bank unless otherwise noted .

Page 7.6


• I I I I I

High Grade Harbour Town Gatwick LLC Gleneagles

Heathrow Structured Credit LLC coo 2007-1 (45)

Funding LLC (see page 2.1) Trading LLC (see page 15.1)

I I I I J Merrill Lynch New Mortgage Equity Southport HealthLogic

Energy Conversion Asset Investments, 214 North Tryon, Systems Investments 2011- Corporation LLC LLC Corporation 1 Inc.

I I I I I PPM Shadow 201 North Jupiter Loan Sawgrass

BAMS Solutions, Creek Funding Inc.

LLC Tryon, LLC Funding LLC Trading LLC (see page 48.1)

I _l I I I Bane of America

Riviera First Bank of Second Step

Main Place Securitization Pinellas County Asset

Holding Corporation Funding LLC

Land Corporation Management Funding, LLC Company

I

• BAAuto Securitization

Corporation (2) Pydna One Bryant Pinehurst Bane of America Bank of America

Trading, Inc. Preferred Funding Securitization I Corporation Park LLC (91)

(see page 19.1) Corporation Investment Trust LLC Bank of America

Auto Receivables Securitization, LLC

(43)

as of 12/31/2013


• 100% owned by Bank unless otherwise noted .

Page 7.7


• I I I Pilot

Galway Holdings Financial Laredo Park Trust Corporation Holdings, Inc. (85)

I I

Limacon Park ~marillo Lane, Inc. Limited (9) (34)

I Plano Partners (14)

White Rock Lane LLC (10) I

I Vernon Park LLC (15)

Silver Peak REIT, Inc. (95)

White Springs - Regent Street II,

r-- Inc. (89) LLC (124)

I I Cherry Park LLC Specialized

(125) Lending, LLC (121)

• I Spring Valley - Pinyon Park LLC Management LLC (122) (126)

Piccadilly '- Financing LLC

(123)

as of 12/31/2013



• Page 7.8

-------------------------------------------------.


• Columbus Bay Magellan Bay Bodiam Hill Waxhaw Park

Limited Limited Limited Investments, Inc. Groom Lake, LLC

I I

Newfound Bay Corfe Hill Limited

Limited (64) (47)

I Hever Hill Limited Syndicated

(35) Calnevari Holdings, Inc. Properties

I Investments, LLC

Leyden Bay B.V.

(105) Goldbourne Park Tonopah, LLC (16) Limited (16)

j_

Hornby Lane Limited (26)

•

as of 12/31/2013


100% owned by Bank unless otherwise noted •

• Page 7.9

•

•

•


as of 12/31/2013- page 7.10

1. Bane of America CDE, LLC is the managing member with a 0.01% voting interest. Bane of America CDE I, LLC and BACDC have a 1.0% and 98.99% nonvoting interest, respectively, in this entity. 2. Bane of America Securitization Holding Corporation owns 100% of this entity. 3. Bank owns 75% of the common stock and 100% ofthe preferred stock of this entity. The remaining 25% ofthe common stock is owned by Paradise Funding, Ltd. 5. Bank owns a 100% limited partnership interest in this entity. The general partner, RE Equity Management, L.P., is comprised of employee co-investors, has a 0.20% capital interest and has control. 6. BA Equity Holdings, L.P. owns a 100% limited partnership interest in this entity. The general partner, BA SBIC Management, LLC, is comprised of employee co-investors, has a nominal capital interest and has control. 7. Dover Mortgage Capital Corporation owns 100% ofthis entity. 9. Bank and Galway Holdings Trust have a 99% and 1%, voting interest, respectively, in this entity. 10. Limacon Park Limited owns 100% ofthis entity. 11. Bank of America, National Association, Canada Branch owns 100% ofthis entity. 13. BANA (#1) LLC and NB Holdings Corporation own 75.67% and 24.33%, respectively, ofthe voting interest in this entity. Blue Ridge Investments, L.L.C. owns 100% ofthe Class D Common Stock (non-voting) ofthis entity. 14. Bank and Crockett Funding LLC own 75'Yo and 25%, respectively, of this entity. 15. Plano Partners owns 100% of this entity.

16. Calnevari Holdings, Inc. owns 100% of this entity. 17. Bank and BankAmerica International Financial Corporation own 55.815% and 44.185%, respectively, ofthis entity. 18. Bane of America CDE, LLC is the managing member with a 0.01% voting interest. BOA Investment Fund IV, LLC has a 99.99% non-voting interest in this entity. 19. Bane of America Public Capital Corp owns 100% of this entity. 20. Anzac Peaks, Inc. owns 100% ofthe voting common shares. 21. Bank of America, National Association, Canada Branch and BANA Alberta Funding Company, ULC own .0001% and 99.9999%, respectively, ofthis entity. 23. Coral Hill LLC has a 40% voting interest in this entity. The remaining ownership interest is held by an unaffiliated entity. 24. Bank is the sole member of this non-profit corporation. 25. Bank and Bane of America Development, Inc. have a 99% and 1% voting interest, respectively, in this entity. 26. Goldbourne Park Limited owns 100% of this entity. 27. Bane of America Community Development Corporation is the non-member manager with significant control rights. Bane of America Historic Capital Assets LLC and Bank own 99.9% and 1.0%, respectively, ofthe voting interest in this entity. 28. BAL Energy Holding, LLC owns 100% of this entity. 29. BJCC, Inc. and JCCA, Inc. own 49% and 51%, respectively, of this entity. 30. BankAmerica International Financial Corporation and Bank own 99.9999% and 0.0001% ofthe voting common shares of this entity. 31. Bane of America CDE, LLC is the managing member with a 0.01% voting interest. BOA Investment Fund III, LLC has a 99.99% non-voting interest in this entity. 32. Bank of America Overseas Corporation and BankAmerica International Financial Corporation own 49.91753593% and 50.08246407%, respectively, ofthe voting interest in this entity.

33. Bane of America CDE, LLC is the managing member with a 100% voting interest. BOA Investment Fund V, LLC has a 100% non-voting interest in this entity. 34. Laredo Park Holdings, Inc. owns 100% of this entity. 35. Corfe Hill Limited owns 100% of this entity. 36. Bank owns 75% of the common stock and 100% of the preferred stock of this entity. The remaining 25% of the common stock is owned by Paradise Funding, Ltd. 37. Bank has a 33.33333% ownership interest in this entity. The remaining ownership interest is held by third parties. 39. Bank owns 50% of this entity. 42. BofA Global Capital Management Group, LLC owns 100% of this entity. 43. BA Auto Securitization Corporation owns 100% ofthis entity .

•

•

•


as of 12/31/2013- page 7.11

45. Bank owns 100% of a class of voting shares. An unaffiliated entity owns 100% of the common stock and has control. 47. Magellan Bay Limited owns 100% of this entity. 49. BA Leasing BSC, LLC owns 100% of this entity. 51. Bane of America Community Holdings, Inc. and Bank of America, National Association have 99.0% and 1.0% voting interests, respectively, in this entity. 52. Bank owns 30.96% ofthe voting interest in this entity. 53. Pacesetter/MVHC, Inc. owns 100% ofthis entity. 55. Bane of America CDE, LLC is the managing member with a 0.01% voting interest and Bane of America Community Development Corporation has a 99.99% nonvoting interest in this entity. 58. BofA Advisors, LLC owns 100% ofthis entity. 62. Bane of America CDE, LLC is the managing member with a 0.01% voting interest and Fox Oakland Investment Fund, LLC has a 99.99% nonvoting interest in this entity. 64. Columbus Bay Limited owns 100% of this entity. 66. West Trade, LLC owns 50% ofthis entity and 50% is owned by an unrelated third party. 74. BA Venture Management Corporation has a 50% voting interest in this entity. 78. Birch Funding, Inc. owns 100% ofthis entity. 79. Dover Mortgage Capita12005-A Corporation owns 100% of this entity. 83. Gatwick LLC and Fallon Lane LLC own 75% and 25%, respectively, ofthis entity. 85. Bank and Gatwick Lane LLC own 75% and 25%, respectively, ofthis entity. 89. Gatwick LLC, Vernon Park LLC, Heathrow LLC and Bank own 44.25%, 18.5%, 12.75% and 24.5%, respectively, of this entity. 91. Bank owns 49.99% ofthe voting interest in this entity. 92. MLBUSA Community Development Corp. owns 100% of this entity. 95. Bank and White Rock Lane LLC own 94.75% and 5%, respectively, of the voting interest in this entity. The remainder is held by third parties. 104. Bank and BancBoston Investments Inc. own 99% and 1%, respectively, of this entity. 105. Hever Hill Limited owns 100% of this entity. 106. BancBoston Ventures Inc. owns 100% of this entity. 107. First Capital Corporation of Boston and BBV Switch LP own 50% and 50%, respectively, of the voting interest and control ofthis entity. 108. BBV Management Co. LLC owns 100% ofthis entity. 109. Bank and Bane of America Leasing & Capital, LLC own 99% and 1%, respectively, of this entity. 112. Bank and Boston Overseas Financial Corporation own 75% and 25%, respectively, of this entity. All voting shares are held in a voting trust with Wilmington Trust Company acting as trustee. 113. Voting interests in this entity are held as follows: 38.05% by BancBoston Aircraft Leasing Inc. and 61.95% by BancBoston Leasing Services Inc. 114. Bane of America Leasing & Capital, LLC is the managing member with 100% of the voting interest and 16.50% of the total equity. BAL Investment & Advisory, Inc. and Electra Leasing LLC own 8.50% and 75.00%, respectively, of the total equity of this entity. 115. The voting shares (100%) are held in a voting trust with Wilmington Trust Company acting as trustee ofthe trust. 116. Boston World Holding Corporation owns 100% ofthis entity. 121. Regent Street II, Inc., Vernon Park LLC and Bank own 69%,25% and 6%, respectively, of this entity. 122. Pinyon Holdings, Inc. and Vernon Park LLC own 79% and 21%, respectively, of this entity.

123. Two Piccadilly Holdings, Inc. and Vernon Park LLC own 79% and 21%, respectively, of this entity. 124. Echo Canyon Park LLC and Vernon Park LLC own 79% and 21%, respectively, ofthis entity.

125. White Springs LLC owns 100% of this entity.

126. Cherry Park LLC owns 100% ofthis entity.

129. Bank owns 85.9% ofthis entity. The remaining 14.1% is owned by an unaffiliated entity •

•

•

•

BankAmerica International Financial Corporation

l I

Asian American BA Electronic Bane of America BankAmerica Merchant Bank BAAustralia Data Processing Securities (India) Nominees Limited

Ltd. (2) Limited (Guangzhou) Ltd. Private Limited (8) (London)

I

BA Securities Australia Limited

(4)

FDS Financial FIA UK Funding Limited (3) Data Services BA Overseas

Limited Holdings I

FIA Jersey Holdings Limited BA Employment B.A. International

(7) Services Limited (Cayman) Ltd. Appold Property Bane of America

I Management Securities Asia Limited (6) Limited (6)

MBNA Limited (5) I (see page 50.1) Continental

Finanziaria S.p.A. (10)

as of 12/31/2013


100% owned by BankAmerica International Financial Corporation ("BIFC") unless otherwise noted.

1. N.B. (Bahamas) Ltd. owns 99.9999500000% ofthis entity. The remainder is held by a third party. 2. BIFC owns 37% of the voting common shares of this entity. 3. BIFC and BankAmerica International Investment Corporation own 29.5857989891% and 70.4142010109%, respectively, of this entity. 4. BA Australia Limited owns 100% of the voting common shares of this entity. 5. FIA Jersey Holdings Limited owns 100% of this entity. 6. BA Overseas Holdings owns 100% of this entity. 7. FIA UK Funding Limited owns 100o/'o ofthis entity. 8. BIFC and BOC own 50.08246407% and 49.91753593%, respectively, ofthe voting interest in this entity. 9. BIFC and Bank of America, National Association own 99.9999o/'o and 0.0001% ofthe voting common shares of this entity. 10. Appold Property Management Limited owns 100% of this entity. 11. Bank of America, National Association and BIFC own 55.815% and 44.185%, respectively, of this entity .

Page 8.1

BankAmerica International Financial Corporation, cont .

• I I I I 1 Bank of America

Bank of America Bakerton Finance, Bank of America Bank of America Mexico S.A., Brasil Ltda. (11) Inc. Malaysia Berhad Singapore Limited lnstitucion de

Banca Multiple (9)

r-- N.B.

Bane of America (Bahamas) Ltd. Capital

Management {Ireland).. Limited

LBC Limited (1)

•

as of 12/3112013


100% owned by BIFC unless otherwise noted .

• Page8.2

•

•

•

I

as of 12/31/2013

Countrywide Servicing Exchange

I Countrywide International

Consulting Services, LLC

I

Countrywide International Holdings,

Inc. (1)

I I I

Countrywide Globaloans JV International GP

Holdings, LLC (2)

I

Globaloans JV Limited

Partnership (3)

1 CW (UK) Services

Limited (4)

Limited Partnership (3)

1 ·····

CW (UK) Services Limited (4)

....


100% owned by Countrywide Servicing Exchange unless otherwise noted.

1. Countrywide International Consulting Services, LLC owns 100% ofthis entity. 2. Countrywide International Holdings, Inc. owns 100% ofthis entity.

I

3. Countrywide International Holdings, Inc. and Countrywide International GP Holdings, LLC own 90% and 10%, respectively, ofthis entity. 4. GlobaLoans JV Limited Partnership owns 100% of this entity. 5. CoUJitrywide International Consulting Services, LLC and NB Holdings Corporation own 1% and 99%, respectively, ofthis entity. 6. GlobaLoans International Technology Limited Partnership owns 100% ofthis entity. 7. BA Continuum Mauritius Holdings Limited and BA Continuum Singapore International Holdings Private Limited own 99.9999972511% and 0.0000027489%, respectively, of this entity. 8. Countrywide International Technology Holdings Limited owns 100% ofthis entity. 9. BA Continuum Singapore International Holdings Private Limited owns 100% of this entity. 10. BA Continuum Singapore International Holdings Private Limited and BA Continuum Mexican Holdings Private Limited own 99.170597% and 0.829403%, respectively, of this entity. 11. BA Continuum Mexico Administracion S. de R.L. de C.V. and BA Continuum Mexican Holdings Private Limited own 99.803214% and 0.196786%, respectively, of this entity. 12. BA Continuum Singapore International Holdings Private Limited has a 99.99% ownership interest in this entity. The remainder is held by third parties .

Page 9.1

•

•

•

Countrywide Servicing Exchange, cont.

I CWTechSolutions

Limited (6)

I BA Continuum

Netherlands B.V. (9)

as of 12/3112013

J BA Continuum

Costa Rica, Limitada (9)

Countrywide International

Consulting Services, LLC

GlobaLoans International

Technology Limited Partnership (5)

I CW UKTechnology

Limited (6)

I

BA Continuum Singapore International Holdings

Private Limited (6)

I

I BA Continuum

Mexico Administracion S:, de

R.L. de C.V. (10, I


I Countrywide International

Technology Holdings Limited (6)

I

Countrywide JV Technology Holdings

Limited (8).

BA Continuum Philippines, Inc.

(12)

BA Continuum India Private Limited (7)

BA Continuum Mexican Holdings Private Limited (9)

I

BA Continuum Mexico

jAdministracion {' s~, de R.L. de c.v. 10,


l_

BA Continuum Mexico, S.C.

(11)


100% owned by Countrywide Servicing Exchange unless otherwise noted .

Page 9.2

1 BA Continuum

Mauritius Holdin~~)Limited

l

BA Continuum India Private Limited (7)

•

•

•

Bane of America Leasing & Capital, LLC

I I I I

IHR, LLC BALCAP Funding, Five Dollars a Day, MMoney, LLC LLC LLC

I I l I The Rockett, LLC Bay 2 Bay Leasing

BAL OMFSP, LLC Smother, LLC LLC (1)

I I I I MMovieStar 1 00 Federal Street Teardrop Limited Hachiko, LLC Movie, LLC Partnership (2) Diamond, LLC

I Leaves,LLC

as of 12/31/2013


100% owned by Bane of America Leasing & Capital, LLC ("BAL&C") unless otherwise noted.

1. BAL&C ·is the managing member with 100% of the voting interest and 16.50% of the total equity. BAL Investment & Advisory, Inc. and Electra Leasing LLC own 8.50% and 75.00%, respectively, ofthe total equity of this entity. 2. Bank of America, National Association and BAL&C own 99% and 1%, respectively, of this entity •

Page 10.1

•

•

•

BankAmerica Investment Corporation

I I I

Bane of America Bane of America Co-Invest Fund Co-Invest Fund

2001, L.P. (1) 2002, L.P. (2)

I BA Partners

Fund Ill, LLC (3)

as of 12/3112013

100% owned by BankAmerica Investment Corporation ("BAIC") unless otherwise noted.

1. BA Coinvest GP, Inc. is the general partner, has a 0.20% capital interest and has control. BAIC owns nonvoting Preferred Units representing 75.00% of the total equity, but this equity percentage will decrease over time. The limited partnership interests are owned by Bank of America employees. 2. BA Coinvest GP, Inc. is the general partner and has control. BAIC owns nonvoting Preferred Units representing 75.00% ofthe total equity, but this equity percentage will decrease over time. The limited partnership interests are owned by Bank of America employees. 3. Merrill Lynch Alternative Investments LLC is the sole manager with 100% of the voting interest. Bane of America Co-Invest Fund 2002, L.P. is the sole member and holds 100% of the total equity .

Page 11.1

• I EquiCredit Corporation of America I

I I I I

NationsCredit NationsCredit Equity/Protect EQCC Insurance Financial Reinsurance Receivables

Agency, Inc. Services Company Corporation Corporation

•

as of 12/31/2013

100% owned by EquiCredit Corporation of America unless otherwise noted •

• Page 12.1

•

•

•

Blue Ridge Investments, L.L.C .

I

Investments 2234, International Special

LLC Situations Holdings BR Depositor, LLC C.V.(2)

I I Investments 2234

Structured Overseas Holdings Purchaser, LLC (1 B.V. (3)

(see page 43.1)

as of 12/31/2013


100% owned by Blue Ridge Investments, L.L.C. unless otherwise noted

1. Investments 2234, LLC owns 100% ofthis entity. 2. BA Global Funding Inc. is the general partner with a 100% voting interest and Blue Ridge Investments, L.L.C. has a 100% limited partnership interest in this entity. 3. International Special Situations Holdings C.V. owns 100% ofthis entity .

Page 13.1

Bane of America Community Development Corporation

1

• I I I I I

Live Oak Multi-Family BACDC Crossings CPDG7, LLC Apartments, LLC Riley Chase Housing

North Hills LLC Apartments, LLC Investment Fund I, (23) LLCJ31}_

I I I I I

NBCDC Osborne, Oakridge Pines, PJM Retail PJM Office Paradise Urban Inc. LLC Center, LLC (34) Building, LLC (34) Investments, LLC

I I I I

BACDC Crossings Steppington/ BACDC Crossings Washington Mill 29th LLC Dallas, Inc. at Big Bear LLC ManagerLLC

I I Bane of America

AswanVillage BACDC Horizons Historic Capital Washington Mill 1-1- WM Developer Associates, LLC at Morgan Hill LLC Assets LLC Lofts LLC (7) LLC (8) (2) (see page 3.1)

I I I

Bane of America Wynnewood CDC Bane of America ~ MasterTenan '-'- WM Lofts LLC (8) HTC Investments Developers, LLC Historic Ventures, LLC (9)

LLC (4) (21) LLC (30)

I I I I

BOA/Mermart Bane of America Aswan Bane of America

Development, Inc. Development BOA Investment CDE I, LLC Joint Venture (11)

(see page 35.1) Associates, Fund Ill, LLC (6) (1)

• LLC (24)

I I Bane of America Bane of America

AswanVillage Historic California Bane of America

Investments Community Venture Associates, LLC CDE Ill, LLC (13)

Partnership (5) Fund, LLC (17) (2)

I Bane of America

CDC Special Holding Company,

Inc.

I Charlotte Transit Center, Inc. (22)

as of 12/31/2013


• 100% owned by Bane of America Community Development ("BACDC") unless otherwise noted .

Page 14.1

Bane of America Community Development Corporation, cont .

• Eban HCL Manager

Incorporated LLC

I I I I I

The Tabono Tabono HCL Developer HCL Acquisition

Partnership II, Ltd. Joint Venture (26) (27)

LLC (18) LLC (19)

I

Eban Village I, Eban Village II, Ltd. (28) ltd. (29)

I l Eaglewood Church Street Creative Village

Course Willows SA Housing Partner I, Eaglewood Development, LLC Development, LLC Holdings, LP (33) LLC (15) Apartments, LLC (3)

I I 1 l Central Park CP Development

Church Street CP Development Development Countryside SA Retail Partners I,

Group, LLC (23) Holdings, LLC Group 4, LLC (14) LLC (16)

Group 3, LLC (14)

I I I I CaiSTRS/Banc • WCH Limited of America Capital BOA Investment BOA Investment

Partnership (20) Access Fund, LLC Fund IV, LLC (6) Fund V, LLC (6)

(10) I I

Bane of America Bane of America CDE IV, LLC (12) CDE V, LLC (25)

as of 12/31/2013


• 100o/o owned by BACDC unless otherwise noted •

Page 14.2

,----------------------------------------------------------------------------------------------------------------------~

•

•

•

Bane of America Community Development Corporation, cont.

as of 12/31/2013- page 14.3

I. Bane of America CDE, LLC is the managing member with a 0.01% voting interest and Bane of America Community Development Corporation has a 99.99% non-voting interest in this entity. 2. BACDC is manager and has significant control over this entity. Aswan Development Associates, LLC is a Class A Member with a 0.01% interest and The Bane of America Housing Fund IVB Limited Partnership, LLLP is an Investor Member with a 99.99% interest. 3. BACDC has a 50% voting interest in this entity. 4. BACDC is the non-member manager with significant control rights. Bane of America Historic Capital Assets LLC and Bank of America, National Association have a 99.0% and 1.0%, respectively, voting interest in this entity. 5. BACDC is the general partner with 27.95% of the voting interest. Bane of America Historic Capital Assets LLC is the managing general partner with 72.05% of the voting interest. 6. BACDC owns 100% of this entity and Bane of America Development, Inc. is the manager and has day-to-day control. 7. Washington Mill Manager LLC is the sole manager and member with a 30% voting interest in this entity. WM Master Tenant LLC is an investor member with a 20% non-voting interest in this entity. 8. Washington Mill Manager LLC is the sole member and owns.IOO% ofthis entity. 9. Washington Mill Manager LLC is the managing member with a 0.02% voting interest and control over this entity. Bane of America Historic Capital Assets LLC is an Investor Member with a 99.98% non-voting interest in this entity. , 10. Bane of America Management LLC I is the managing member with substantial control rights, but no economic interest in this entity. BACDC has a 9.08% nonvoting interest and employee co-investors have 0.07% of the non-voting interest. 11. Bane of America Historic Capital Assets LLC is the managing partner with a 65% voting interest. BACDC is a partner with 35% ofthe voting interest. 12. Bane of America CDE, LLC is the managing member with a 0.01% voting interest and BOA Investment Fund IV, LLC has a 99.99% non-voting interest in this entity • 13. Bane of America CDE, LLC is the managing member with a 0.01% voting interest and BOA Investment Fund III, LLC has a 99.99% non-voting interest in this entity. 14. BACDC has a 75% voting interest in this entity. 15. BACDC is the managing member with a 51% voting interest. The Bane of America Housing Fund IVB Limited Partnership, LLLP has a 99.99'Yo nonvoting interest in this entity. The remaining voting interest is held by an unaffiliated entity. 16. BACDC has a 50.50% voting interest in the entity. The remainder is held by an unaffiliated party. 17. Bane of America Management LLC I is the managing member with substantial control rights, but no economic interest in this entity. BACDC has a 11.10% nonvoting interest, representing 11.10% ofthe total equity. The voting interest is held by an unaffiliated entity. 18. HCL Manager LLC has a 50% voting interest in this entity. 19. HCL Manager LLC is a co-manager with significant control rights, but no ownership interest in this entity. The voting interest is held by an unaffiliated entity. 21. BACDC is the managing member with a 75% voting interest in this entity. 20. BACDC is general partner with 0.10% partnership interest and the limited partner with a 98.90% limited partnership interest in this entity. 22. Bane of America CDC Special Holding Company, Inc. has 50% control as one ofthe two members of this non-profit corporation. 23. BACDC is the managing member with a 50% voting interest in this entity. 24. BACDC is managing member with a 49% voting interest. The remainder is held by an unaffiliated entity. 25. Bane of America CDE, LLC is the managing member with a 0.01% voting interest and BOA Investment Fund V, LLC has a 99.99% non-voting interest in this entity. 26. Eban Incorporated has a 5% managing partnership interest in this entity and control. Bane of America Development, Inc. has a 95% partnership interest in this entity. 27. Eban Incorporated is the general partner with a 100% voting interest. Bane of America Development, Inc. has a 100% limited partnership interest in this entity. 28. The Tabono Joint Venture has a 1% general partnership interest in this entity and has control over it. Bane of America Community Development Corporation has a 99% limited partnership interest in this entity. 29. Tabono Partnership II, Ltd. has a 0.01% general partnership interest in this entity. Bane of America Housing Fund IIIB Limited Partnership has a 99.99% limited partnership interest in this entity.

•

•

•

Bane of America Community Development Corporation, cont .

as of12/31/2013- page 14.4

30. BACDC bas a 99.99o/o ownership interest in. this entity. 31. BACDC and Bank, respectively, own 99.90 and .10o/o of this entity. 33. Bane of America Development, Inc. bas a 0.01o/o general partnership interest and BACDC bas a 99.99o/o limited partnership interest in this entity. 34. BACDC bas a 40o/o voting membership interest in this entity .

•

•

•

Heathrow LLC

I Two Piccadilly Regent Street II,

Holdings, Inc. (1) lnc.(4)

I I Piccadilly Specialized

Financing LLC (2) Lending, LLC (5)

I Red River Park,

Inc. (3)

as of 12/3112013


100% owned by Heathrow LLC unless otherwise noted.

1. Heathrow LLC and Gatwick LLC own 23.27% and 76.73%, respectively, of this entity. 2. Two Piccadilly Holdings, Inc. and Vernon Park LLC own 79% and 21%, respectively, of this entity. 3. Piccadilly Financing LLC owns 100% ofthis entity. 4. Gatwick LLC, Vernon Park LLC, Heathrow LLC and Bank of America, National Association own 44.25%, 18.5%, 12.75% and 24.5%, respectively, of this entity. 5. Regent Street II, Inc., Vernon Park LLC and Bank of America, National Association own 69%,25% and 6%, respectively, of this entity .

Page 15.1

•

•

•

Bank of America Merrill Lynch International Limited

A lie Street Investments

Limited

A lie Street Investments 16

Limited

as of 12/3112013

Alie Street Investments 6

Limited


Limited



Limited

Fugu Credit Limited

Alie Street Investments 12

Limited

100% owned by Bank of America Merrill Lynch International Limited unless otherwise noted .

Page 16.1

•

•

•

Bane of America FSC Holdings, Inc .

I Bane of America Bank Boston BALGiobal Bane of America

Investment International Finance (UK) Leasing Ireland Leasing Co., Ltd. Leasing LLC Limited Co., Limited (1)

I I BALGiobal Carson Asset BALGiobal BALl Funding BALl Australia Finance Finance Canada Management (Deutschland) Luxembourg Leasing pty Corporation Company GmbH (3} Limited (2) Limited (2)

as of 12/3112013

100% owned by Bane of America FSC Holdings, Inc. unless otherwise noted.

1. Bane of America FSC Holdings, Inc. owns 86.08%; BAL Investment & Advisory, Inc. owns 0.46%; Barnesbury Ltd. owns 4.99%; Windmill Leasing Ltd. owns 4.22%; and Zeus 1999 FSC, Ltd. owns 4.25%, respectively, ofthis entity. 2. Bane of America Leasing Ireland Co., Limited owns 100% of this entity. 3. BAL Global Finance (UK) Limited owns 100% ofthis entity .

Page 17.1

•

•

•

I ML Invest, Inc .

I I

I l

Merrill Lynch ML Invest Luxembourg Holdings (3) Finance S.A.

I MUM Finance

S.a.r.l. (1)

1 Merrill Lynch Investment

Managers Group Services Limited

(2)

as of 12/31/2013


100% owned by ML Invest, Inc. unless otherwise noted.

1. Merrill Lynch Luxembourg Finance S.A. owns 100% of this entity. 2. MLIM Finance S.a.r.l. owns 100% ofthis entity. 3. Merrill Lynch Corporate Services Limited and ML Invest, Inc. own 0.0000952381 o/o and 99.9999047619%, respectively, of this entity .

Page 18.1

• I Pinehurst Trading, Inc .

I

I I I I

Augusta Trading Diamond Cypress Point Kaldi Springs Trading

LLC LLC Trading LLC Funding LLC

I I I I Laguna PPM Monarch Otter Lake L.A.

Funding LLC Bay Funding LLC Funding LLC Funding LLC

I I I I

Linville Waterville Tidewater

Raintree Funding LLC Funding LLC

Pointe Funding Trading LLC

LLC

I J I I

Red Fox Willowbrook Apollo Trading Ballantyne Funding LLC Funding LLC LLC FundingLLC

I I I I

Birchwood Cypress Tree

Hampton Baltic Funding Funding LLC

CLAJF Funding Funding LLC LLC LLC

I I I I

Black Mountain Everest Funding Mediterranean Mitchell • Funding LLC LLC Funding LLC Funding LLC

I

Zeus Trading LLC

as of 12/31/2013


100% owned by Pinehurst Trading Inc. unless otherwise noted .

• Page 19.1

Countrywide Financial Corporation

• I I I I I Countrywide Countrywide CWIBH,Inc. Countrywide Countrywide

Capital Ill Home Loans, Inc. Capital IV CapitaiV

I I I I I

CW Securities Countrywide Holdings, Inc. CWABS,Inc. CWMBS,Inc. CWALT,Inc.

Capital Markets, LLC

(see page 59.1)

........ I I I

Park Granada CW Insurance LLC CWHEQ,Inc. Group, LLC

I CW Reinsurance

Company (1)

•

as of 12/31/2013


100o/o owned by Countrywide Financial Corporation ("CFC") unless otherwise noted.

I. CW Insurance Group, LLC owns 100% ofthis entity •

• Page 20.1

• I BA Insurance Group, Inc .

I

I Balboa Insurance General Fidelity Balboa Insurance

Services, Inc. Life Insurance Company Company

Newport 1--

Meritplan Insurance Insurance

Company (1) Company (1)

- Balboa Life & Casualty LLC (1)

•

as of 12/3112013


100% owned by BA Insurance Group, Inc. unless otherwise noted.

1. Balboa Insurance Company owns 100% ofthis entity .

• Page 21.1

•

•

•

I BA SBIC Sub, Inc . I

I I Bane of America BancAmerica Bane of America Capital Holdings, Capital Holdings II, Capital Holdings

L.P. (1) L.P. (2) V, L.P. (5)

I Bane of America BancAmerica Capital Investors Capital Investors

SBIC, L.P. (3) SBIC II, L.P. (4)

BACITriad, LLC (6)

as of 12/31/2013


100% owned by BA SBIC Sub, Inc. unless otherwise noted.

1. BA SBIC Sub, Inc. has a 100% limited partnership interest in this entity. The general partner, Ridgemont Capital Management, L.P. (third party), formed by employee co-investors, has a 0.20% capital interest and has control. 2. BA SBIC Sub, Inc. has a 100% limited partnership interest in this entity. The general partner, BancAmerica Capital Management II, L.P., formed by employee co-investors, has a 0.20% capital interest and has control. 3. Bane of America Capital Holdings, L.P. has a 100% Class A limited partnership interest and Bane of America Capital Holdings V, L.P. has a 100% Class B limited partnership interest in this entity. The general partner, Ridgemont Capital Management SBIC, LLC, which is comprised of employee co-investors, has a nominal interest and has control. 4. BancAmerica Capital Holdings II, L.P. has a 100% limited partnership interest in this entity. The general partner, BancAmerica Capital Management SBIC II, LLC, which is comprised of employee co-investors, has a nominal interest and has control. 5. BA SBIC Sub, Inc. is the limited partner with a 100% non-voting interest in this entity, representing 99.50% ofthe total equity. The general partnership interest is held by an unaffiliated entity. 6. BancAmerica Capital Investors SBIC II, L.P. owns 100% ofthis entity .

Page 22.1

•

•

•

ML Global Private Equity Fund, L.P .

ML Convermex Co-Invest Ltd

as of 12/31/2013

ML Ray CoInvestor GP Ltd.

(4)

ML Ray Investor GP Ltd. (3)

I ML Ray Investor,

L.P. (1)

I ML Ray Investor

S.a.r.L. (2)


ML Ray Investor, L.P. (1)

I ML Ray Investor

S.a.r.L. (2)

100% owned by ML Global Private Equity Fund, L.P. unless otherwise noted.

Ouralan GmbH

1. ML Ray Investor GP Ltd. is the general partner. ML Global Private Equity Fund, L.P. and Merrill Lynch Ventures L.P. 2001 (limited partners) own 89.79% and 10.21%, respectively, of this entity. 2. ML Ray Investor, L.P. owns 100% ofthis entity. 3. ML Global Private Equity Fund, L.P. and Merrill Lynch Ventures L.P. 2001 own 90% and 10%, respectively, ofthis entity. 4. ML Global Private Equity Fund, L.P. and Merrill Lynch Ventures, LLC own 90% and 10%, respectively, of this entity .

Page 23.1

• lndopark Holdings Limited

I YT West Tower

Holdings Limited

I I I

Red River MeiTou Holdings Limited Holdings Limited

(1) (1)

... J I Mei Ya (Tianjin) Mei Tou (Tianjin)

Property Holdings Property Holdings Limited (2) Limited (3) ....

•

as of 12/31/2013


100% owned by lndopark Holdings Limited unless otherwise noted.

1. YT West Tower Holdings Limited owns 100% ofthis entity. 2. Red River Holdings Limited owns 100% ofthis entity. 3. Mei Tou Holdings Limited owns 100% ofthis entity .

• Page 24.1

•

•

•

I Crockett Funding LLC*

I

Plano Partners (1)

Vernon Park LLC (2)

I I I I Pinyon Park LLC Piccadilly Regent Street II, White Springs

(7) Financing LLC (5) Inc. (6) LLC (8)

I I Specialized Cherry Park LLC

Lending, LLC (3) (9)

I Spring Valley

Management LLC (4)

as of 12/31/2013


*Bank of America, National Association owns 75% ofthe common stock and 100% ofthe preferred stock of Crockett Funding LLC. The remaining 25% of the common stock is owned by Paradise Funding, Ltd., which is a wholly owned subsidiary of Bank of America Overseas Corporation. The subsidiaries on this page are 100% owned by Crockett Funding LLC unless otherwise noted.

I. Bank of America, National Association and Crocket Funding LLC own 75% and 25%, respectively, ofthis entity. 2. Plano Partners owns 100% ofthis entity. 3. Regent Street II, Inc., Vernon Park LLC and Bank of America, National Association own 69%,25% and 6%, respectively, ofthis entity. 4. Cherry Park LLC owns 100% of this entity. 5. Two Piccadilly Holdings, Inc. and Vernon Park LLC own 79% and 21%, respectively, of this entity. 6. Gatwick LLC, Vernon Park LLC, Heathrow LLC and Bank of America, National Association own 44.25%, 18.5%, 12.75% and 24.5%, respectively, of this entity. 7. Pinyon Holdings, Inc. and Vernon Park LLC own 79% and 21%, respectively, ofthis entity. 8. Echo Canyon Park LLC and Vernon Park LLC own 79% and 21%, respectively, of this entity. 9. White Springs LLC owns 100% ofthis entity .

Page 25.1

•

•

•

Merrill Lynch Holdings (Mauritius)

I

DSP Merrill Lynch Merrill Lynch

Limited (2) Securities (Thailand) Limited

(1) I

DSP Merrill Lynch DSP Merrill Lynch Trust Services Capital Limited (4) Limited (3)

as of 12/31/2013


100% owned by Merrill Lynch Holdings (Mauritius) unless otherwise indicated.

1. Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited, Merrill Lynch HK Services Limited, Merrill Lynch Holdings (Mauritius), Merrill Lynch Investment Holdings (Mauritius) Limited and SNCFE Limited own 0.0000019212%, 0.0000019212%, 0.0000019212%, 99.9999884729%, 0.0000038424% and 0.0000019212%, respectively, of this entity. 2. Merrill Lynch Asia Investments Limited, Merrill Lynch Holdings (Mauritius) and Merrill Lynch Investment Holdings (Mauritius) Limited own 12.5647668394%, 40.9978626943% and 46.3678756477%, respectively, of this entity. The remainder is held by an unaffiliated entity. 3. DSP Merrill Lynch Limited owns 99.9998775510%, respectively, of this entity. The remainder is held by nominees. 4. DSP Merrill Lynch Limited owns 99.9999970732%, respectively, ofthis entity. The remainder is held by nominees .

Page26.1

•

•

•

Merrill Lynch, Pierce, Fenner & Smith Incorporated

I I I I I I

Merrill Lynch Merrill Lynch Life Merrill Lynch Life Merrill Lynch Life Merrill Lynch Professional Agency Inc. Agency Inc. ML 35 LLC Agency Inc. Princeton

Clearing Corp. (Washington) (Puerto Rico) (Virgin Islands) Incorporated

I .. l.

ML Plainsboro

BAS Oak Merrill Lynch Life NMS/Oak VIII, LLC Index Recovery Limited

Management, LLC Agency (Montana) (1) • Company, LP (8) • Partnership (6)

... I

BAS Oak X, LLC (2) Merrill Lynch Merrill Lynch BAS/SOFI Benchmark Ventures L.P. 2001

Holdings LLC (3)

ML Sphinx, LLC

I

Index GP, LLC (7)

.l.

Index Recovery Company, LP (8)

as of 12/31/2013

I Merrill Lynch

KECALP L.P. 1999 (4)


(see page 58.7)

Merrill Lynch !Ventures L.P. 2001

(3) (see page 58.7)

Management, LLC

I

BAS/SOFI VI, LLC (5)

100% owned by Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") unless otherwise noted.

1. MLPF&S is the managing member and has control. It does not, however, have an economic interest in this entity. 2. BAS Oak Management, LLC is the managing member and has control. It does not, however, have an economic interest in this entity. 3. Merrill Lynch Ventures, LLC is the general partner with a 100% voting interest, representing 0.00041% equity interest. Merrill Lynch Benchmark Holdings LLC, Merrill Lynch International Incorporated, Merrill Lynch Ventures Administrators, LLC, Merrill Lynch Ventures International L.P. 2001 and Merrill Lynch Leveraged Ventures, L.P. 2001 own 50.45013%, 12.58992%,24.05724%,8.89420% and 0.79076%, respectively, ofthe equity interest in this entity. 4. KECALP Inc. is the general partner with a 100% voting interest, representing 0.018% equity interest. Bank of America Corporation, ML IBK Positions, Inc. and Merrill Lynch Benchmark Holdings LLC are the limited partners and own 15.356%,0.002% and 58.525%, respectively, of the equity interest in this entity. 5. BAS/SOFI Management, LLC is the managing member and has control. It does not, however, have an economic interest in this entity. 6. Merrill Lynch Princeton Incorporated and NB Holdings Corporation own 2% and 98%, respectively, of this entity. 7. ML Sphinx, LLC owns 100% ofthis entity. 8. Index GP, LLC is the general partner with a 100% voting interest. Merrill Lynch, Pierce, Fenner & Smith Incorporated has an 82.14% limited partnership interest .

Page 27.1

• I BANA Holding Corporation

I I

Bank of America, Blue Ridge National BAC Mezzanine LaSalle Funding LaSalle Street Investments,

Association Management, Inc. LLC Capital, Inc. L.L.C. (see page 7.1) (see page 13.1)

Bank of America BAC CCC Private California, Equity National Association Investments, Inc.

I BACCCC Mezzanine

lnvestm(.~F· L.L.C. 1

•

as of 12/31/2013


100% owned by BANA Holding Corporation ("BANAHC") unless otherwise noted.

1. BAC CCC Private Equity Investments, Inc. is the sole member of this entity .

• Page 28.1

•

•

•

Merrill Lynch Investment Holdings (Mauritius) Limited

I I I

DSP Merrill Merrill Lynch

Securities Lynch Limited (1) (Thailand) Limited

(3) I

I I

DSP Merrill Lynch DSP Merrill Lynch Trust Services Capital Limited (4) Limited (2)

as of 12/31/2013


100% owned by Merrill Lynch Investment Holdings (Mauritius) Limited unless otherwise noted.

1. Merrill Lynch Asia Investments Limited, Merrill Lynch Holdings (Mauritius) and Merrill Lynch Investment Holdings (Mauritius) Limited own 12.5647668394%, 40.9978626943% and 46.3678756477%, respectively, of this entity. The remainder is held by an unaffiliated entity. 2. DSP Merrill Lynch Limited owns 99.9998775510%, respectively, ofthis entity. The remainder is held by nominees. 3. Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited, Merrill Lynch HK Services Limited, Merrill Lynch Holdings (Mauritius), Merrill Lynch Investment Holdings (Mauritius) Limited and SNCFE Limited own 0.0000019212%, 0.0000019212%, 0.0000019212%, 99.9999884729%, 0.0000038424% and 0.0000019212%, respectively, of this entity. 4. DSP Merrill Lynch Limited owns 99.9999970732%, respectively, of this entity. The remainder is held by nominees .

Page 29.1

• I BANA DEFEASANCE HOLDING COMPANY LLC

I I

I I j_ I I

BANA Defeasance BANA BANA BANA BANA DEFEASANCE DEFEASANCE DEFEASANCE DEFEASANCE Manager CSFB MANAGER BACM MANAGER BACM MANAGER BACM MANAGER BACM 2004-C1 SB 1 LLC 2002-2 SB 1 LLC 2003-1 SB 1 LLC 2003-2 SB 1 LLC 2004-3 SB 1 LLC

I I I I I BANA CSFB 2004- BANA BACM BANA BACM BANA BACM BANA BACM

2002-2 SB 1 LLC 2003-1 SB 1 LLC 2003-2 SB 1 LLC 2004-3 SB 1 LLC C1 SB 1 LLC (1) (2) (3) (4) (5)

L I I I I

BANA CSFB 2004- BANA BACM BANA BACM BANA BACM BANA BACM 2002-2 SB 1 LLC 2003-1 SB 1 LLC 2003-2 SB 1 LLC 2004-3 SB 1 LLC C1 SB 1 LLC (1) (2) (3) (4) (5)

I I I I I BANA BANA BANA BANAGECCMC

DEFEASANCE DEFEASANCE BANA Defeasance DEFEASANCE 2002-3 SB 1 LLC MANAGER MANAGER Manager BACM MANAGER BACM (6) GECCMC 2002-3 GECMC 2004-C1 2008-1 SB 1 LLC 2002-PB2 SB 1 SB 1 LLC SB 1 LLC LLC

I I I I BANAGECCMC BANAGECMC BANA BACM BANA BACM 2002-3 SB 1 LLC 2004-C1 SB 1 LLC 2008-1 SB 1 LLC 2002-PB2 SB 1

(6) (7) (8) LLC (9)

I I I

• BANAGECMC BANA BACM BANA BACM 2004-C1 SB 1 LLC 2008-1 SB 1 LLC 2002-PB2 SB 1

(7) (8) LLC(9)

as of 12/31/2013


100% owned by BANA DEFEASANCE HOLDING COMPANY LLC unless otherwise noted •

• Page 30.1

BANA DEFEASANCE HOLDING COMPANY LLC, cont .

• I I I I I I

BANA BANA BANA BANA DEFEASANCE BANA Defeasance DEFEASANCE DEFEASANCE DEFEASANCE MANAGER Manager BACM MANAGER NLFC MANAGER NLFC MANAGER NLFC GECCMC 2002-2 2006-1 SB 1 LLC 1998-2 SB 1 LLC 1999-1 SB 1 LLC 1999-2 SB 1 LLC SB 1 LLC

I I I I I BANAGECCMC BANA BACM BANA NLFC 1998- BANA NLFC 1999- BANA NLFC 1999-2002-2 SB 1 LLC 2006-1 SB 1 LLC 2 SB 1 LLC (12) 1 SB 1 LLC (13) 2 SB 1 LLC (14) (10) (11)

I I I _l I BANAGECCMC BANA BACM BANA NLFC 1998- BANA NLFC 1999- BANA NLFC 1999-2002-2 SB 1 LLC 2006-1 SB 1 LLC 2 SB 1 LLC (12) 1 SB 1 LLC (13) 2 SB 1 LLC (14) (10) (11)

I I I I I BANA BANA BANA Defeasance BANA BANA BACM DEFEASANCE DEFEASANCE Manager BALL DEFEASANCE 2004-1 SB 1 LLC MANAGER BACM MANAGER BACM 2009 FOG SB 1 MANAGER BACM (18) 2004-2 SB 1 LLC 2004-4 SB 1 LLC LLC 2004-1 SB 1 LLC

I I I I BANA BACM BANA BACM BANA BALL 2009 BANA BACM

2004-2 SB 1 LLC 2004-4 SB 1 LLC FOG SB 1 LLC (17) 2004-1 SB 1 LLC (15) (16) (18)

• I I I

BANA BACM BANA BACM BANA BALL 2009 2004-2 SB 1 LLC 2004-4 SB 1 LLC FOG SB 1 LLC (17) (15) (16)

as of 12/31/2013


100% owned by BANA DEFEASANCE HOLDING COMPANY LLC unless otherwise noted . • Page30.2

BANA DEFEASANCE HOLDING COMPANY LLC, cont.

• I J _l j_ j_ _L

BANA BANA BANA BANA BANA DEFEASANCE DEFEASANCE DEFEASANCE DEFEASANCE DEFEASANCE

MANAGER BACM MANAGER BACM MANAGER BACM MANAGER GECMC MANAGER GECMC 2000-2 SB 1 LLC 2004-5 SB 1 LLC 2004-6 SB 1 LLC 2003-C1 SB 1 LLC 2003-C2 SB 1 LLC

I I I I I BANA BACM BANA BACM BANA BACM BANAGECMC BANAGECMC

2000-2 SB 1 LLC 2004-5 SB 1 LLC 2004-6 SB 1 LLC 2003-C1 SB 1 LLC 2003-C2 SB 1 LLC (19) (20) (21) (22) (23)

l L I I I

BANA BACM BANA BACM BANA BACM BANAGECMC BANAGECMC 2000-2 SB 1 LLC 2004-5 SB 1 LLC 2004-6 SB 1 LLC 2003-C1 SB 1 LLC 2003-C2 SB 1 LLC

(19) (20) (21) (22) (23)

I I I I I

BANA BANA BANA BANA

DEFEASANCE BANA Defeasance DEFEASANCE DEFEASANCE DEFEASANCE

MANAGER BACM Manager BACM MANAGER MANAGER MANAGER MLMT

2005-1 SB 1 LLC 2007-4 SB 1 LLC DORADO/ GECMC 2005-C1 2004-MKB1 SB 1 ALVARADO SB 1 SB 1 LLC LLC

l 1 LLC l 1 I BANA BACM BANA BACM BANAGECMC BANA MLMT 2004

2005-1 SB 1 LLC 2007-4 SB 1 LLC BANA DORADO/ 2005-C1 SB 1 LLC MKB1 SB 1 LLC (24) (25) ALVARADO SB 1 (27) (28)

LLC (26)

• I I I BANA BACM BANA BACM

I I 2005-1 SB 1 LLC 2007-4 SB 1 LLC BANA DORADO/ BANA MLMT 2004 BANAGECMC

(24) (25) ALVARADO SB 1 MKB1 SB 1 LLC 2005-C1 SB 1 LLC LLC (26) (28) (27)

_l I BANA

DEFEASANCE BANAGECMS MANAGER 2004-C3 SB 1 LLC

GECMS 2004-C3 (29) SB 1 LLC

1 BANAGECMS

2004-C3 SB 1 LLC (29)

as of 12/31/2013


100% owned by BANA DEFEASANCE HOLDING COMPANY LLC unless otherwise noted .

• Page30.3

• BANA DEFEASANCE HOLDING COMPANY LLC, cont .

I I I I I I

BANA BANA BANA BANA BANA DEFEASANCE DEFEASANCE DEFEASANCE DEFEASANCE DEFEASANCE

MANAGER MANAGER BACM MANAGER MLMT MANAGER BACM MANAGER BACM GECMC 2005-C2 2005-2 SB 1 LLC 2005-MKB2 SB 1 2005-4 SB 1 LLC 2005-6 SB 1 LLC

SB 1 LLC I LLC I I I I BANAGECMC

BANA BACM BANA MLMT 2005

BANA BACM BANA BACM 2005-2 SB 1 LLC 2005-4 SB 1 LLC 2005-6 SB 1 LLC

2005-C2 SB 1 LLC (31) MKB2SB 1 LLC (33) (34) (30) (32)

I I

BANAGECMC BANA BACM BANA MLMT 2005 BANA BACM BANABACM 2005-C2 SB 1 LLC 2005-2 SB 1 LLC MKB2SB 1 LLC 2005-4 SB 1 LLC 2005-6 SB 1 LLC

(30) (31) (32) (33) (34)

I I I I I BANA BANA BANA BANA BANA BACM

DEFEASANCE DEFEASANCE DEFEASANCE DEFEASANCE 2003-2 MANAGER BACM MANAGER BACM MANAGER BACM MANAGER BACM PAWTUC.~E~ SB 1

2003-2 2005-5 SB 1 LLC 2005-3 SB 1 LLC 2006-4 SB 1 LLC LLC 35 PAWTUCKET SB 1 I I I LLC

I BANA BACM

BANA BACM BANA BACM BANA BACM 2005-5 SB 1 LLC 2005-3 SB 1 LLC 2006-4 SB 1 LLC

2003-2 (36) (37) (38) PAWTUCKET SB 1

LLC (35)

• I I I I I

BANA BACM BANA BACM BANA BACM BANA CSFB 2002- BANA TENTH 2005-5 SB 1 LLC 2005-3 SB 1 LLC 2006-4 SB 1 LLC CKS4 SB1 LLC VENTURE SB 1

(36) (37) (38) (39) LLC (40)

I I I I I BANA BANA BANA BANAGECMC BANA

DEFEASANCE DEFEASANCE DEFEASANCE 2007 -C1 SB 1 LLC DEFEASANCE MANAGER CSFB MANAGER TENTH MANAGER (41) MANAGER BACM 2002-CKS4 SB 1 VENTURE SB 1 GECMC 2007-C1 2007-1 SB 1 LLC

LLC LLC SB 1 LLC I I I I BANA CSFB 2002- BANA TENTH BANAGECMC BANA BACM

2007-1 SB 1 LLC CKS4 SB 1 LLC VENTURE SB 1 2007-C1 SB 1 LLC (42) (39) LLC (40) (41)

BANA BACM 2007-1 SB 1 LLC

(42)

as of 12/31/2013


100% owned by BANA ,DEFEASANCE HOLDING COMPANY LLC unless otherwise noted •

• Page30.4

•

•

•


as of I2/31/2013- page 30.5

I. BANA DEFEASANCE HOLDING COMPANY LLC and BANA Defeasance Manager CSFB 2004-CI SB I LLC own 99.0% and 1.0%, respectively, ofthis entity. 2. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER BACM 2002-2 SB I LLC own 99.0% and I.O%, respectively, ofthis entity. 3. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER BACM 2003-I SB I LLC own 99.0% and 1.0%, respectively, ofthis entity. 4. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER BACM 2003-2 SB I LLC own 99.0% and I.O%, respectively, ofthis entity. 5. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER BACM 2004-3 SB I LLC own 99.0% and 1.0%, respectively, ofthis entity. 6. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER GECCMC 2002-3 SB I LLC own 99.0% and 1.0%, respectively, ofthis entity. 7. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER GECMC 2004-CI SB I LLC own 99.0% and I.O%, respectively, ofthis entity. 8. BANA DEFEASANCE HOLDING COMPANY LLC and BANA Defeasance Manager BACM 2008-I SB I LLC own 99.0% and 1.0%, respectively, ofthis entity. 9. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER BACM 2002-PB2 SB I LLC own 99.0% and 1.0%, respectively, of this entity. IO. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER GECCMC 2002-2 SB I LLC own 99.0% and 1.0%, respectively, of this entity. II. BANA DEFEASANCE HOLDING COMPANY LLC and BANA Defeasance Manager BACM 2006-I SB I LLC own 99.0% and 1.0%, respectively, ofthis entity . I2. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER NLFC I998-2 SB I LLC own 99.0% and 1.0%, respectively, ofthis entity. 13. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER NLFC 1999-I SB 1 LLC own 99.0% and 1.0%, respectively, of this entity. 14. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER NLFC 1999-2 SB 1 LLC own 99.0% and 1.0%, respectively, of this entity. 15. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER BACM 2004-2 SB I LLC own 99.0% and 1.0%, respectively, ofthis entity. I6. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER BACM 2004-4 SB I LLC own 99.0% and 1.0%, respectively, ofthis entity. 17. BANA DEFEASANCE HOLDING COMPANY LLC and BANA Defeasance Manager BALL 2009 FDG SB 1 LLC own 99.0% and 1.0%, respectively, ofthis entity. 18. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER BACM 2004-1 SB 1 LLC own 99.0% and 1.0%, respectively, ofthis entity. I9. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER BACM 2000-2 SB 1 LLC own 99.0% and 1.0%, respectively, ofthis entity. 20. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER BACM 2004-5 SB I LLC own 99.0% and 1.0%, respectively, of this entity. 21. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER BACM 2004-6 SB I LLC own 99.0% and 1.0%, respectively, ofthis entity. 22. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER GECMC 2003-CI SB I LLC own 99.0% and 1.0%, respectively, ofthis entity. 23. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER GECMC 2003-C2 SB I LLC own 99.0% and 1.0%, respectively, of this entity. 24. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER BACM 2005-1 SB I LLC own 99.0% and 1.0%, respectively, of this entity. 25. BANA DEFEASANCE HOLDING COMPANY LLC and BANA Defeasance Manager BACM 2007-4 SB I LLC own 99.0% and 1.0%, respectively, ofthis entity. 26. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER DORADO/ALVARADO SB 1 LLC own 99.0% and 1.0%, respectively, ofthis entity. 27. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER GECMC 2005-CI SB I LLC own 99.0% and 1.0%, respectively, ofthis entity.

----------------------------------------- --

•

•

•


as of 12/3112013- page 30.6

28. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER MLMT 2004-MKB1 SB 1 LLC own 99.0% and 1.0%, respectively, of this entity. 29. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER GECMC 2004-C3 SB 1 LLC own 99.0% and 1.0%, respectively, of this entity. 30. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER GECMC 2005-C2 SB 1 LLC own 99.0% and 1.0%, respectively, of this entity. 31. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER BACM 2005-2 SB 1 LLC own 99.0% and 1.0%, respectively, ofthis entity. 32. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER MLMT 2005-MKB2 SB 1 LLC own 99.0% and 1.0%, respectively, of this entity. 33. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER BACM 2005-4 SB 1 LLC own 99.0% and 1.0%, respectively, of this entity. 34. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER BACM 2005-6 SB 1 LLC own 99.0% and 1.0%, respectively, of this entity. 35. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER BACM 2003-2 PAWTUCKET SB 1 LLC own 99.0% and 1.0%, respectively, of this entity. 36. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER BACM 2005-5 SB 1 LLC own 99.0% and 1.0%, respectively, of this entity. 37. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER BACM 2005-3 SB 1 LLC own 99.0% and 1.0%, respectively, of this entity. 38. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER BACM 2006-4 SB 1 LLC own 99.0% and 1.0%, respectively, ofthis entity. 39. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER CSFB 2002-CKS4 SB 1 LLC own 99.0% and 1.0%, respectively, ofthis entity. 40. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER TENTH VENTURE SB 1 LLC own 99.0% and 1.0%, respectively, ofthis entity. 41. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER GECMC 2007-C1 SB 1 LLC own 99.0% and 1.0%, respectively, of this entity. 41. BANA DEFEASANCE HOLDING COMPANY LLC and BANA DEFEASANCE MANAGER BACM 2007-1 SB 1 LLC own 99.0% and 1.0%, respectively, ofthis entity

•

•

•

I Merrill Lynch GP Inc .

I I I I I

ML Global Private MLGPE Partners MLGPE Investors, MLGPE Ltd. Equity Partners, L.P. (4) II, L.P. (1) L.P. (6)

I I I ML Global Private ML Global Private MLGPE Fund Equity Fund, L.P. Equity Fund, L.P. International II,

(5) (5) L.P. (3) (see page 23.1) (see page 23.1) (see page 58.3)

ML MBF GP, Ltd.

I 2007 Merrill Lynch 2007 Merrill Lynch Merchant Banking Merchant Banking

Fund Fund, L.P. (2) International, L.P. (7) I

2007 Merrill Lynch Merchant Banking

Fund, L.P. (2)

as ofl2/31/2013


100% owned by Merrill Lynch GP Inc. unless otherwise noted.

I. Merrill Lynch GP Inc. is the general partner with a 100% voting interest, representing a 10.38% equity interest. 2. ML MBF GP, Ltd. is the general partner with a 100% voting interest, representing 0.03389% equity interest. 2007 Merrill Lynch Merchant Banking Fund International, L.P. is a limited partner with a 27.44832% equity interest. The remaining equity interest is held by third parties. 3. MLGPE Partners II, L.P. and ML Cayman Positions, Ltd. own .20% and 99.80%, respectively, of this entity. 4. Merrill Lynch GP Inc., MLGPE Associates, II, L.P. and MLGPE Associates, L.P. own 55.90%, 1.92% and .11 %, respectively, ofthis entity. 5. MLGPE Ltd. is the general partner and has 100% voting control. ML Global Private Equity Partners, L.P., ML Cayman Positions, Ltd. and ML IBK Positions, Inc. own equity interest of 0.20%, 59.88% and 39.92%, respectively, ofthis entity. 6. Merrill Lynch GP Inc. is the general partner with a 100% voting interest, representing 33.47% of the total equity. 7. ML MBF GP, Ltd. is the general partner with a 100% voting interest. The limited partnership interest is held by third parties .

Page 31.1

Merrill Lynch Mortgage Capital Inc .

• I I I I I

Merrill Lynch Merrill Lynch ML Asset Backed Bardin Road Mortgage MLHM, Inc. Depositor, Inc. Investors, Inc. Corporation Ventures Inc.

I I I I

Merrill Lynch General Pacific BofA Merrill Lynch Gold Magnet (BVI) Mortgage Services Holdings, LLC (1) Asset Holdings, Inc. Limited Corporation

I

First Franklin Financial Merrill Lynch

Corporation (2) Mortgage Lending, Inc.

Southstar Holding Corp. (4)

Southstar I, LLC ...._ r- Southstar II, LLC (3) (3)

Southstar Ill, LLC -'- Southstar IV, LLC (3) (3)

•

as of 12/31/2013


100% owned by Merrill Lynch Mortgage Capital Inc. unless otherwise noted.

1. Merrill Lynch Mortgage Capital Inc. has a 50% non-voting interest in this entity. 2. Merrill Lynch Mortgage Services Corporation owns 100% ofthis entity. 3. Southstar Holding Corp. owns 100% ofthis entity. 4. Merrill Lynch Mortgage Lending, Inc. owns 100% of this entity .

• Page 32.1

•

•

•

BAS Capital Funding Corporation

I BA Direct BACP Europe NMS Capital, L.P . . Investment Fund M, L.P. (2) Fund II, L.P. (1) (3)

as of 12/31/2013


100% owned by BAS Capital Funding Corporation unless otherwise noted.

1. BAS Capital Funding Corporation has a 99.50% non-voting interest in this entity. The general partner, BA Capital Partners Europe II, L.L.C., has a 0.50% capital interest and has control. 2. BAS Capital Funding Corporation has a 100% voting interest in this entity, representing 74.975% of the total equity. The limited partnership interests are owned by Bank of America employees. 3. BAS Capital Funding Corporation owns a 100% limited partnership interest in this entity. The general partner, NMS Capital Management, LLC, comprised of employee co-investors, has a .2% capital interest and has control .

Page 33.1

• I MLFS Hold Co LLC

I I I

MLWhitby MLFS Hold Co A Investments Limited

Limited

I I I l ML Credit MLWhitby Investments ML UK Services

Series 200~i1 (Gibraltar) Limited Limited (1)

Limited (3 (3) I I

MLWhitby ML UK Funding Luxembourg

S.a.r.l. (4) Limited (2)

I

ML Whitby Issuer ML Newcastle Investments S.a.r.l. (5) Limited

I I

ML Credit ML Newcastle Investments Series (Gibraltar) Limited 2008-2 Limited (6) (6)

I

ML Newcastle Luxembourg S.a.r.l.

(7)

• I

ML Newcastle Issuer S.a.r.l. (8)

as of 12/31/2013


100% owned by MLFS Hold Co LLC unless otherwise noted.

I. MLFS Hold Co A Limited owns 100% of this entity. 2. ML UK Services Limited owns 100% of this entity. 3. ML Whitby Investments Limited owns 100% ofthis entity. 4. ML Whitby (Gibraltar) Limited owns 100% ofthis entity. 5. ML Whitby Luxembourg S.a.r.l. owns 100% of this entity. 6. ML Newcastle Investments Limited own 100% ofthis entity. 7. ML Newcastle (Gibraltar) Limited owns 100% ofthis entity. 8. ML Newcastle Luxembourg S.a.r.l. owns 100% ofthis entity .

• Page 34.1

Bane of America Development, Inc .

• I I I I BOA Investment Villages Urban Columbus Square Willows SA Columbus Fund IV, LLC (9) Investments, LLC LLC Holdings, LP (3) Square II LLC

I

Bane of America I I I CDE IV, LLC (12)

Seville Urban Audubon· MM

Riverfalls Urban Urban BOA Investment Investments, LLC Investments, LLC Investments, LLC Fund Ill, LLC (9)

I T

I I Audubon Urban Investments, LLC Bane of America

Audubon-MM Title Guarantee (2) CDE Ill, LLC (6)

Urban BOA Investment Building Lessee, Investments II, Fund V, LLC (9) LLC(4)

LLC I I I l Audubon Urban Bane of America

Investments, LLC CDE V, LLC (5) Maryvale Urban Investments, LLC Tabono

(2) Partnership II, Ltd. The Tabono Joint Venture (13) (14)

I

Bane of America

• CDE, LLC (1)

I I

Bane of America Bane of America CDE I, LLC (11) CDE II, LLC (8)

I I

Bane of America Bane of America CDE Ill, LLC (6) CDE IV, LLC (12)

I

Bane of America CDE V, LLC (5)

as of 12/31/2013


100% owned by Bane of America Development, Inc. unless otherwise noted .

• Page 35.1

•

•

•

Bane of America Development, Inc., cont .

as of 12/3112013- page 35.2

1. Bank of America, National Association and Bane of America Development, Inc. have 99% and 1% voting interests, respectively, in this entity. 2. Audubon- MM Urban Investments, LLC is the managing member with a 50% voting interest and Audubon- MM Urban Investments II, LLC bas a 50% voting interest in this entity. 3. Bane of America Development, Inc. bas a 0.01% general partnership interest and Bane of America Community Development Corporation bas a 99.99% limited partnership interest in this entity. 4. Bane of America Development, Inc. is the managing member with a 0.01% voting interest and Bane of America Historic Capital Assets LLC bas a 99.99% non-voting interest in this entity. 5. Bane of America CDE, LLC is the managing member with a 0.01% voting interest and BOA Investment Fund V, LLC has a 99.99% non-voting interest in this entity. 6. Bane of America CDE, LLC is the managing member with a 0.01% voting interest and BOA Investment Fund III, LLC bas a 99.99% non-voting interest in this entity. 8. Bane of America CDE, LLC is the managing member with a 0.01% voting interest and Fox Oakland Investment Fund, LLC bas a 99.99% non-voting interest in this entity. 9. Bane of America Community Development Corporation owns 100% of this entity and Bane of America Development, Inc. is the manager and bas day-to-day control. 11. Bane of America CDE, LLC is the managing member with a 0.01% voting interest and Bane of America Community Development Corporation has a 99.99% non-voting interest in this entity. 12. Bane of America CDE, LLC is the managing member with a 0.01% voting interest and BOA Investment Fund IV, LLC has a 99.99% non-voting interest in this entity. 13. Eban Incorporated bas a 5% managing partnership interest in this entity and control. Bane of America Development, Inc. bas a 95% partnership interest in this entity • 14. Eban Incorporated is the general partner with a 100% voting interest. Bane of America Development, Inc. bas a 100% limited partnership interest in this entity .

• Merrill Lynch Alternative Investments LLC

I

Monarch Debt Ortus Currency Ortus Currency Monarch Debt Recovery Recovery Paulson Access

Participation Fund GWIM-AI Master Participation Fund Participation Fund LLC(1) LTD. (2) Fund Ltd. (2) LTD(2) LLC (1)

IQ Absolute IQ Global Long/ ChiltonGNR Chilton GNR Fundamental Return Diversified Short Equity Participation Ltd. Participation LLC Partners Select Fund, LP Fund, LP (3) (3) (2) (1) Municipal Trust (4

BlackRock Health Renaissance York Total Access BlackRock Health Equity Long-Short Sciences Access Access LTD. (2) LLC (1) Sciences Access HedgeAccess Ltd.

LLC (1) LTD. (2) (2)

Event Driven & Paulson Gold Beach Point Credit Participation Ltd. York Total Access Halcyon Access Access LLC (1) HedgeAccess LLC II LTD (2) LTD.(2)

(1) (2)

Global Banking Event Driven & Relative Value IQ Global Long/

and Financial Credit Opportunities Ltd. Short Equity Ascend Access HedgeAccess Ltd. Diversified Fund, LLC (1) Services Trust (4) (2) (2) LP (3)

Paulson AG Mortgage York Total Access Paloma Access Advantage Access Paulson Access Value

LTD (2) LLC (1) LTD. (2) Participation Fund LLC (1) LLC (1)

• AG Mortgage IQAbsolute Ascend Access Value Permal Access Return Select Beach Point Ltd. (2) Participation Fund LLC (1) Access ltd. (2)

Ltd. (2) Fund, LP (3)

Ortus Currency Halcyon Access Marathon Access Marathon Access Paulson Gold FuturesAccess Participation LLC

LLC (1) LLC (1) Ltd. (2) LLC (1) (1)

IQ Global Long/ Short Equity Avenue Access Diversified LLC (1)

(Offshore) Fund, Ltd. (2)

as of 12/3112013


• 100% owned by Merrill Lynch Alternative Investments LLC ("MLAI") unless otherwise noted .

Page36.1

-------------------------------------------------------------------------------------------

Merrill Lynch Alternative Investments LLC, cont .

I • IQ Global Long/ IQ Global Private IQ Global Real Merrill Lynch ML-Warburg Short Equity Equity Composite Asset Composite Fortress Partners Pincus Trust Ill Select (Offshore) Fund, Ltd._i2}_ Fund, LP (3) Fund, LP (3) Fund LLC (1) (4)

Systematic ML-Warburg Merrill Lynch ML-Welsh Carson Paulson Diversified Momentum II, Ltd. Pincus II Opportunity Fund fo\nderson & Stowe Advantage (2) (Offshore), L.P. (3) LLC (1) {Offshore), L.P. (3) Access, Ltd. (2)

Chilton Small Cap Renaissance Robeco-Sage Arden Sage Oak V Distressed Participation Fund Access LLC (1) Access LLC (1) Access LLC (1) Access Ltd. (2) (Offshore), L.P. (3)

Chilton Small Cap MLAspect MLAspect Oak V Distressed ML-Warburg Access Ltd. (2) FuturesAccess FuturesAccess Participation Trust Pincus Trust II (4) LLC (1) Ltd (2) (4)

Core Private Equity Long Short ML-Warburg Coast Access LLC Coast Access II Equity Fund I, LLC HedgeAccess LLC Pincus Ill (1) LLC (1) (1) (1) (Offshore), L.P. (3)

ML-Welsh Carson Merrill Lynch 2008 Merrill Lynch 2008 Merrill Lynch Fortress Partners Fortress Partners fo\nderson & Stowe ML-WP X Trust (4) Fortress Partners Offshor(t,und, LP Offshor(t,und, LP Trust (4) Fund, LLC (1)

• Merrill Lynch Zen ML Blue Trend ML Systematic

Asset Finance ML-Warburg Mesirow Access, FuturesAccess Momentum

Fund, Ltd. (2) Pincus Trust (4) Ltd. (2) LLC (1) FuturesAfcess, LLC 1)

ML Systematic ML Transtrend ML Trend Paulson Recovery Paulson Recovery Momentum DTP Enhanced FuturesAccess, Futures~~)ess

Following Futures Participation Participation Fund

Ltd. (2) LLC 1 Fund LP (3) Fund, LLC (1) II, LLC (1)

Permal PIH SphinX Access, SphinX Access, Strategies Relative Value

Access, Ltd. (2) LLC (1) Ltd. (2) Investment Fund, Opportunities LLC (1) Fund LLC (1)

ESG Cross Border Brevan Howard Brevan Howard Carlson Double Equity Multi-Strategy Multi-Strategy Black Diamond Mariner Access

Participation Fund Participation Fund Participatif.n Fund Participation Fund LLC (1) LLC(1 Ltd. (2) LLC 1 Ltd. (2)

as of 12/31/2013

• dotted line around box indicates inactive entity

100% owned by MLAI unless otherwise noted.

Page36.2

• Merrill Lynch Alternative Investments LLC, cont .

I I I I

Merrill Lynch ML-Silver Lake ML-Lee Internet ML-Ciayton, Private Equity Trust (4) Trust (4) Dubilier & Rice

Fund Ill, LLC (1) Trust(4)

ML-AIG ML Asian Real Merrill Lynch Estate Sirios Access Ltd. Healthcare Trust Opportunity Private Equity (2) (4) ltOffshore), L.P. (3 Fund, LLC (1)

Sirios Access LLC York Access, Ltd. ML-Silver Lake ML-Lehman Crossroads XVIII (1) (2) Trust II (4) (Offshore), L.P. (3)

Merrill Lynch ML-CSP II Trust ML Altaris Health MLCAPIII Private Equity

(4) Partners Trust (4) (Offshore), L.P. (3) Focus Fund ·(Offshore), LP (3)

Merrill Lynch Tudor Tensor ML Winton ML-Silver Lake Global Real Estate FuturesAccess, FuturesAccess Trust II (Offshore), Opportunity Fundi, LLC (1) LLC (1) LLC (1) L.P. (3)

ML Asian Real ML-Silver Lake Ill ML-CSP H-A Trust Estate ML-BCPV

(Offshore), L.P. (3) (4) Opportunity Trust (Offshore), L.P. (3) (4)

Merrill Lynch Merrill Lynch Relative Value ML-Thomas H Lee Private Equity Private Equity HedgeAccess Ltd. Equity Fund VI Fund Ill Focus Fund, LLC (Offshore), LP (3) (1) (2) Trust (4) •

ML-Silver Lake ML-Eievation ML-BCP V Trust ML-Crimson Offshore Partners, (Offshore), L.P. (3) (4) (Offshore), L.P. (3) L.P. (3)

Merrill Lynch Merrill Lynch MLWinton Private Equity Private Equity Mariner Access, FuturesAccess Offshore Fund II, Ltd. (2) L.P. (3) Fund II, LLC (1) Ltd (2)

York Access, LLC ML-Thomas H Lee ML-Silver Lake ML-Hicks Muse Equity Fund VI (1) (Offshore), L.P. (3) Special Trust (4) Trust (4)

Merrill Lynch ML CAP Ill Trust ML-CSP II Private Equity

(4) (Offshore), L.P. (3) Offshore Fund, L.P. (3)

as of 12/31/2013


100% owned by MLAI unless otherwise noted • • Page36.3


• r I I I IQAbsolute Global Macro Core Strategies Return Diversified Coast Access Ill

(Offshorel: 1~und, Opportunities Ltd. Investment Fund Ltd. (2)

Ltd. 2 (2) LLC (1)

ML John Locke Merrill Lynch

FuturesAccess ML-WP Trust IV (4) ML-Eievation Tailored Multi-Trust (4) Manager Fund LLC (1) XXVI, LP_(3)

MAN/AHL MLGiobal LS Real Estate ML North Cove FuturesAccess Investments Ltd. LLC (1) (2) Recovery Trust (4) Fund Ltd. (2)

Merrill Lynch ML-Lehman Tailored Multi- Crossroads XVIII Coast Access II ML-Silver Lake Ill Manager Fund Ltd. (2) Trust (4)

XVII, LP(3) Trust (4)

ML Select Futures LS Real Estate ML Select Futures Healthcare Ltd. (2) Recovery Fund I L.P. (3) Royalties Trust (4) (Offshore), L.P. (3)

ML Walton Street OZOIF IRA Access ACP Power and ML Trend

Trust (4) Ltd. (2) Energy Real Asset Following Futures Fund (4) Ltd. (2)

IQ Absolute Paulson Recovery Carlson Double Return Select Black Diamond OZDPII Access

(Offshore) 1~und, Participation Fund Participation Fund LLC (1)

Ltd. i2 Ltd. (2) LLC (1) • Alpine Associates Global Macro Clough Access Clough Access Opportunities LLC Access LLC (1) (1) LLC (1) Ltd. (2)

Coast Access Ill MLAitis OZOFII Access Coast Access IV LLC (1) FuturesAccess Ltd. (2) LLC (1) LLC (1)

Coast Access Ltd. (2)

as of 12/31/2013


• 100% owned by MLAI unless otherwise noted.

Page 36.4


• I BA 1998 Partners BA 1998 Partners BA 1998 Partners BA 1998 Partners BA Partners Fund

Fund I, L.P. (10) Associates Fund, Fund II, L.P. (6) Master Fund I, L.P. VI-PE Blend L.P. (12) (11) (Cayman), L.P. (9)

L J I

BA 1998 Partners BA 1998 Partners BA 1998 Partners ACP Power and BA Partners Fund Master Fund I, L.P. Master Fund I, L.P. Master Fund II, Energy Real Asset ivl - PE Blend, L.P.

(11) (11) L.P. (5) Fund- B (4) (9)

BA 1998 Partners BA Partners Fund BA 2001 Partners BA 2001 Partners Emerging Markets Master Fund II, Ill, LLC (7) Associates Fund, Fund II, L.P. {8) Opportunities LLC

L.P. {5) L P (8) (1)

BA Partners Fund BA Partners Fund BA Partners Fund BA Partners Fund UST Private Fund IV - Buyout, L.P. IV- New Century IV- Venture, L.P. V- Buyout, L.P. Solutions, LLC {1) (8) L.P. (8) (8) (8)

BA Partners Fund BA Partners Fund BA Partners Fund BA Partners Fund BA Alternative

V- International, V- PE Blend, L.P. V- Venture, L.P. V- Opportunistic Investment Real Estate, L.P. Solutions Master L.P. {8) {8) (8) (8) Fund, LLC (1)

• Emerging Markets Emerging Markets Private Equity Private Equity Opportunities Opportunities Ltd. BA Hedge Fund Portfolio Portfolio Fund Ill, Solutions, LLC (1) Technology Fund, Master, Ltd. (1) {1) LLC('1) LLC (1)

Private Equity Portfolio Fund,

Private Equity Portfolio Fund II,

LLC {1) LLC (1)

as of12/31/2013


100% owned by MLAI unless otherwise noted .

• Page36.5

•

•

•


as of 12/3112013- page 36.6

1. MLAI is the managing member and has control.

2. MLAI seats the board of directors and has control.

3. MLAI acts as the general and managing partner.

4. MLAI is the managing trustee and has control. 5. MLAI is general partner and has control. BA 1998 Partners Fund II, L.P. has a 96.13% non-voting interest.

6. MLAI has a 0.13% equity interest, is general partner and has control.

7. MLAI is the sole manager with 100% ofthe voting interest. Bane of America Co-Invest Fund 2002, L.P. is the sole member

and holds 100% of the total equity. 8. Bank of America Corporation is the general partner with a 99% voting interest and MLAI is the limited partner with a 1%

voting interest in this entity.

9. MLAI has a 1% general partnership interest in this entity. 10. MLAI has a 2.17% equity interest, is general partner and has control.

11. MLAI is general partner and has control. BA 1998 Partners Fund I, L.P. has a 23.47% non-voting interest and BA 1998

Partners Associates Fund, L.P. has a 76.53% non-voting interest.

12. MLAI has a 0.67% equity interest, is general partner and has control .

• I Echo Canyon Park LLC

I I

I I Murry Park, Inc. White Springs

LLC (1)

I Cherry Park LLC

(2)

I Spring Valley

Management LLC (3)

•

as of 12/3112013

100% owned by Echo Canyon Park LLC unless otherwise noted.

1. Echo Canyon Park LLC and Vernon Park LLC own 79% and 21%, respectively, ofthis entity. 2. White Springs LLC owns 100% ofthis entity. 3. Cherry Park LLC owns 100% ofthis entity .

• Page 37.1

•

•

•

Fleet Growth Resources, Inc .

Fleet Growth Resources Ill, Inc.

Fleet Growth Resources IV, Inc.

Fleet Fund Investment Fund Investors, LLC (3) Partners (2)

as of 12/3112013

dotted lines around box indicates inactive entity

100% owned by Fleet Growth Resources, Inc. unless otherwise noted.

1. Fleet Growth Resources IV, Inc. owns 27.95% of this entity.

Ben Franklin/ Progress Capital

Fund, L.P. (1)

2. Fleet Growth Resources IV, Inc. owns 33.33% of this entity. The remainder is held by third parties. 3. Fleet Growth Resources IV, Inc. owns 100% of this entity .

Page38.1

Bane of America Strategic Investments Corporation

• I I I I Bane of America Bane of America CaiSTRS/Banc of CaiSTRS/Banc of

California Strategic America Capital America Capital Community Venture Investments LLC Access Fund, LLC Access Fund Ill,

Fund, LLC (1) (3) LLC (6)

I I I

NYSCRF Pioneer Bane of America

Partnership Fund Bane of America Capital Access A, L.P. (8) Management LLC I Funds

Management A, I L.P. (7)

I I

Bane of America CaiSTRS/Banc of California America Capital NYSCRF Pioneer

Community Venture Access Fund, LLC Partnership Fund Fund, LLC (1) (3) A, L.P. (8)

BAML Capital Access Funds

Management, LLC

I I I I BAML Capital BAMLCAF Bane of America Bane of America Access Funds Management B Capital Access Capital Access

Management C, Funds Funds Management L.P. (9) Investor, L.P. (9) Management A, B L.P. (7)

• I L.P. (7) I BAMLCAF First Capital GP, LLC NYSCRF Pioneer Bane of America

(10) Partnership Fund Management LLC

I A, L.P. (8) Ill (5)

The First Capital I

I I Access Fund, L.P. (4) CaiSTRS/Banc of CaiSTRS/BAML America Capital Capital Access Access Fund Ill,

LLC(6) Fund IV, LLC (2)

as of 12/31/2013


100% owned by Bane of America Strategic Investments Corporation ("BASIC") unless otherwise noted •

• Page 39.1

•

•

•

Bane of America Strategic Investments Corporation, cont.

as of 12/3112013- page 39.2

I. Bane of America Management LLC I is the managing member with substantial control rights, but no economic interest in this entity. BASIC has an 11.10% non-voting interest representing 11.10% ofthe total equity. Employee co-investors have a 0.07% non-voting interest. The voting interest is held by an unaffiliated entity. 2. Bane of America Management LLC III is the managing member with a 0.49% equity interest and control. BASIC has a 1.95% non-voting equity interest. Employee co-investors have a 0.000488% non-voting equity interest. 3. Bane of America Management LLC I is the managing member with substantial control rights, but no economic interest in this entity. BASIC has a 9.08% non-voting interest representing 9.08% of the total equity. Employee co-investors have a 0.07% non-voting interest. The voting interest is held by an unaffiliated entity. 4. BAMLCAF First Capital GP, LLC is the general partner with 100% voting interest. 5. Bane of America Capital Access Funds Management B, L.P. owns 100% ofthis entity. 6. Bane of America Management LLC III is the managing member with substantial control rights, but no economic interest in this entity. BASIC has a 5.70% non-voting interest representing 5.70% of the total equity. Employee co-investors have a 0.23% non-voting interest. The voting interest is held by an unaffiliated entity. 7. BAML Capital Access Funds Management, LLC has a 2% general partnership interest and control and BASIC has a 98% limited partnership interest in this entity. 8. Bane of America Capital Access Funds Management A, L.P. has a .24% general partnership interest and control and BASIC has a 2.19% limited partnership interest in this entity. 9. BAML Capital Access Funds Management, LLC is the general partner with a 100% voting interest in this entity 10. BAML Capital Access Funds Management C, L.P. owns 100% ofthis entity .

•

•

•

Merrill Lynch Group Holdings II, L.L.C .

I I I I

Merrill Lynch Merrill Lynch, Merrill Lynch Bank of America Kingdom of Saudi Merrill Lynch Menkul Degerler Arabia Company Yatirim Bank A.S. Banco Multiplo A.S. (3) (2) (1) S.A. (4)

I Merrill Lynch Merrill Lynch S.A.

Corretora de Menkul Degerler Titulos e Val(f,)s A.S. (3) Mobiliarios 5

as of 12/31/2013


100% owned by Merrill Lynch Group Holdings II, L.L.C. unless otherwise noted.

1. Bank of America Global Holdings, LP, Merrill Lynch International Incorporated, Merrill Lynch Group Holdings I, L.L.C., Merrill Lynch Group Holdings II, L.L.C., and Merrill Lynch Group Holdings III, L.L.C. own 99.999992%,0.000002%,0.000002%,0.000002% and 0.000002%, respectively, ofthis entity. 2. Merrill Lynch Group Holdings I, L.L.C., Merrill Lynch Group Holdings II, L.L.C., Merrill Lynch Group Holdings III, L.L.C. and Merrill Lynch International Incorporated own 1%, 1%, 1% and 97%, respectively, of this entity. 3. Merrill Lynch International Incorporated, Merrill Lynch Group Holdings I, L.L.C., Merrill Lynch Group Holdings II, L.L.C., Merrill Lynch Group Holdings III, L.L.C., and Merrill Lynch Yatirim Bank A.S. own 0.0025%, 0.0025%, 0.0025%, 0.0025% and 99.990%, respectively, ofthis entity. 4. Merrill Lynch Group Holdings II, L.L.C. and Merrill Lynch International Incorporated own 0.152505% and 99.847495%, respectively, ofthis entity. 5. Bank of America Merrill Lynch Banco Multiplo S.A. and Merrill Lynch International Incorporated own 99.99540% and 0.0046%, respectively, ofthis entity .

Page40.1

•

•

•

--------------------- -------- --

I BancBoston Investments Inc .

I

BancBoston BBI Management Fleet Developmen

Capital, Inc. Co. LLC (1) Ventures, L.L.C. (2)

BancBoston BancBoston

CapitaiiCP Capital Private Equity Partners Partners LP (3) LP (3)

BancBoston BancBoston CapitaiiCP CapitaiiCP

Partners 2 LP (3) Partners 3 LP (3)

BancBoston CapitaiiCP BBI Switch LP (3) Partners 3-A L.P.

(3)

I BBI Management

Co. LLC (1)

as of 12/31/2013


100% owned by BancBoston Investments Inc. unless otherwise noted.

1. BancBoston Investments Inc. and BBI Switch LP own 50% and 50%, respectively, ofthe voting interest and control ofthis entity. 2. Bank of America, National Association and BancBoston Investments Inc. own 99% and 1%, respectively, of this entity. 3. BBI Management Co. LLC owns 100% of the voting interest of this entity •

Page 41.1

• I Smith Bros Limited

I

I I I I I

Benson Nominees MUS Limited Sealion Nominees N.Y. Nominees City gate Limited Limited Limited Nominees Limited

I I I I I

Merrill Lynch SNC International Chetwynd Smith Bros Parmount (Singapore) Pte. (Holdings) Limited Nominees Limited Nominees Limited Nominees Limited Ltd.

I I I . .... I. . SNC Farringdon S.N.C. Nominees Merrill Lynch Smith Bros

International Limited Commodities Participations (Holdings) BV (Europe) Limited Limited

I I Merrill Lynch I ......... I. .. South Africa

Merrill Lynch Merrill Lynch (Proprie~:~) Limited 2 Commodities Commodities

d.o.o. Beograd (1) GmbH (1)

•

as of 12/3112013


100% owned by Smith Bros Limited unless otherwise noted.

1. Merrill Lynch Commodities (Europe) Limited owns 100% of this entity. 2. SNC Farringdon International (Holdings) BV owns 100% of this entity •

• Page 42.1

• Investments 2234 Overseas Holdings B.V .

I

Investments 2234 Investments 2234 Investments 2234 Investments 2234 IFondo Espanol de

China Fund 1 B.V. Overseas Fund X Overseas Fund II Overseas Fund IV Recuperaciones B.V. B.V. B.V. B.V.

it

Investments 2234 Investments 2234 Investments 2234 Overseas Fund IX Overseas Fund

Overseas VII B.V. B.V. VIII B.V.

Investments 2234 Zeus Recovery Investments 2234 Overseas Fund I Philippines Fund 1

B.V. Fund SA (5) (SPV-AMC), Inc. (5)

EGB-SKARBIEC EGB-SKARBIEC Investments Bis Powiazany Powiazany 2234 Overseas

Fundusz Fundusz Fund VI B.V. ---, lnwestycyjny lnwestycyjny Zamkniety (3) Zamkniety (3) Investments

I I 2234 Overseas

Fund Ill B.V. Investments Dos Dos Tres

EGB Podstawowy EGB Podstawowy CuatroChile Niestandaryzowany Niestandaryzowany Holdings S.A. (1)

•

Sekurytyzacyjny Sekurytyzacy jny Investments Fundusz Fundusz Dos Dos Tres

lnwestycyjny lnwestycyjny CuatroChile Zamkniety (4) Zamkniety (4) Holdings S.A. (1) Investments Investments

2234 Chile Fondo 2234 Chile Fondo de Inversion de Inversion

Investments Investments Privado I (2) Privado II (2)

2234 Chile Fondo 2234 Chile Fondo de Inversion de Inversion Privado I (2) Privado II (2)

as of 12/3112013


100% owned by Investments 2234 Overseas Holdings B.V. unless otherwise noted.

1. Investments Overseas Fund III B.V. and Investments Overseas Fund VI B.V. own 99.50% and 0.50%, respectively, of the voting interest in this entity. 2. Investments Dos Dos Tres Cuatro Chile Holdings S.A. owns 100% ofthis entity. 3. Investments 2234 Overseas Fund I B.V. owns 100% ofthis entity. 4. EGB-SKARBIEC Powiazany Fundusz Inwestycyjny Zamkniety and EGB-SKARBIEC Bis Powiazany Fundusz Inwestycyjny Zamkniety own 54% and 46%, respectively, of this entity. 5. Investments 2234 Overseas Fund VIII B.V. owns 100% ofthis entity. 6. Fondo Espanol de Recuperaciones II B.V. owns 100% of this entity .

Page 43.1

Investments 2234 Overseas Holdings B.V., cont.

• I I I Investments 2234 Investments 2234 Investments 2234 Investments 2234 Fondo Espanol de Overseas Fund 11 Overseas Fund 12 Overseas Fund 13 Overseas Fund 14 Recuperaciones II

B.V. B.V. B.V. B.V. B.V. I

Investments 2234 Investments 2234 Investments 2234 Trifesol, S.L. (6) Overseas Fund 16 Overseas Fund 17 Overseas Fund 18

B.V. B.V. B.V .

•

as of 12/31/2013


100% owned by Investments 2234 Overseas Holdings B.V. unless otherwise noted .

• Page 43.2

•

•

•

Merrill Lynch Diversified Investments, LLC

I I I I l

Merrill Lynch Merrill Lynch Merrill Lynch Credit Products, MLHC, Inc. Defease HoldCo, Aquisicoes e

LLC LLC Participacoes Brasil

I Ltda (1)

I I I I Merrill Lynch Merrill Lynch MLSB Lodge Aquisicoes e Mortgage Capital MLSBGirvin North Investors, Participacoes Inc. (3) Plaza, LLC (4) LLC (4) Brasil Ltda 11)

(see page 32.1)

I

KTPGiobal Finance SCA (5)

CQS Holding S.r.l. (6)

LKTS S.p.A. (7) I-f- Ktesios Holding S.p.A. (7)

'- C-Zone S.p.A. (7)

as of 12/3112013


100% owned by Merrill Lynch Diversified Investments, LLC unless otherwise noted.

1. Merrill Lynch Diversified Investments, LLC and Merrill Lynch Credit Products, LLC own 1 o/o and 99%, respectively, ofthis entity. 2. Merrill Lynch Diversified Investments, LLC owns 45.45%. The remainder is held by a third party. 3. Merrill Lynch Credit Products, LLC owns 100% ofthis entity. 4. Merrill Lynch Defease HoldCo, LLC owns 100% ofthis entity. 5. Merrill Lynch Credit Products, LLC has a 48.2% ownership interest in this entity. 6. KTP Global Finance SCA owns 100% ofthis entity. 7. CQS Holding S.r.l. owns 100% of this entity .

Page44.1

I

Equity Finance Delaware, LLC (2)

Merrill Lynch International Bank Limited

• I I I I I

Mership Nominees Merrill Lynch Wave Lending Majestic Financial Services Acquisitions Limited Limited Holdings Limited Limited

I I

Wave Lending Mortgage Holdings Limited Limited (1) (2)

I I I ..... 1.

Mortgages 2 Mortgages 3 Mortgages 5 Limited (3) Limited (3) Limited (3)

...... l. . ......... !.. I

Mortgages6 Mortgages 7 Mortgages pic (3) Limited (3) Limited (3)

......... l.. I

Mortgages 4 Mortgages 1 Limited (3) Limited (3)

•

as of 12/3112013


100% owned by Merrill Lynch International Bank Limited unless otherwise noted.

I. Wave Lending Holdings Limited owns 100% ofthis entity. 2. Majestic Acquisitions Limited owns 100% ofthis entity. 3. Mortgage Holdings Limited owns 100% ofthis entity

• Page 45.1

•

•

•

Boston Overseas Financial Corporation

I. oston BaneS

Capital H Limit

oldings ed (7)

L Brigibus

(2

as of 12/31/2013

Limited • )

l T

The Eagle Federal Street Investments S.A. Investments S.A.

l I The Eagle Bane Boston

Corporation Aircraft Leasing (see page 47.1) Inc. (6)

Boston Overseas Financial Corporation

S.A. (1)

I I

Boston Securities Asesores S.A. Sociedad de Argentinos de

Bolsa (3) Seguros S.A. (4)


1

Fleet International Advisors S.A.

Boston Securities S.A. Sociedad de

Bolsa (3)

100% owned by Boston Overseas Financial Corporation ("BOFC") unless otherwise noted.

1. BOFC and The Eagle Corporation own 95% and 5%, respectively, ofthis entity. 2. BancBoston Capital Holdings Limited owns 100% ofthis entity.

Aguila Corp. S.A.C. (5)

3. Boston Overseas Financial Corporation S.A. and Boston Overseas Financial Corporation own 94.9999925064% and 5.0000074936%, respectively, ofthis entity. 4. Boston Overseas Financial Corporation S.A. owns 99% ofthis entity. The remainder is held by Buenos Aires employees. 5. BOFC owns all ofthis entity except for a small percentage owned by The Eagle Corporation. 6. Bank of America, National Association and BOFC own 75% and 25%, respectively, ofthis entity. All voting shares are held in a voting trust with Wilmington Trust Company acting as trustee. 7. BOFC owns 99.99% ofthis entity. The remainder is held by The Eagle Corporation .

Page46.1

•

•

•

t Boston Holdings ed (1)

Bane Capital

Limit

J ibus Brig

Limi ted (2)

as of 12/31/2013

I The Eagle Corporation

Boston Overseas Financial

Corporation S.A. (4) I

I I

Boston Securities Asesores S.A. Sociedad de Argentinos de

Bolsa (6) Seguros S.A. (5)


I

I [Aguila Corp S.A.C.

(3)

1. Boston Overseas Financial Corporation owns 99.99% ofthis entity. The remainder is held by The Eagle Corporation. 2. BancBoston Capital Holdings Limited owns 100% of this entity. 3. Boston Overseas Financial Corporation owns all ofthis entity except for a small percentage owned by The Eagle Corporation. 4. Boston Overseas Financial Corporation and The Eagle Corporation own 95% and 5%, respectively, of this entity. 5. Boston Overseas Financial Corporation S.A. owns 99% of this entity. The remainder is held by Buenos Aires employees. 6. Boston Overseas Financial Corporation S.A. and Boston Overseas Financial Corporation own 94.9999925064% and 5.0000074936%, respectively, ofthis entity •

Page 47.1

•

•

•

BAMS Solutions, Inc.

as of 12/3112013

: NPC lnternacional S.A. de c.v.


Bane of America Merchant

Services, LLC (1)

BA Merchant Services, LLC (2)

100% owned by BAMS Solutions, Inc. unless otherwise noted.

1. BAMS Solutions, Inc. has a 49% ownership interest in this entity. 2. Bane of America Merchant Services, LLC owns 100% of this entity •

Page 48.1

Acceptance Alliance, LLC

•

•

•

FIA Card Services, National Association

I Bane of America BankAmerica

SNC Securities Consumer Card IFIA Insurance International Card Processing Limited Services, LLC Services, Inc. Investment Reseller, Inc.

Corporation I I I

BofA Canada BA Credit Card FIA UK Funding Holdings ULC (3) Funding, LLC (2) Limited {4)

I I

BofA Canada FIA Jersey

Bank (1) Holdings Limited (5)

L

MBNA Limited (6) (see page 50.1)

as of 12/31/2013


100% owned by FIA Card Services, National Association unless otherwise noted.

1. BofA Canada Holdings ULC owns 100% ofthis entity. 2. Bane of America Consumer Card Services, LLC owns 100% of this entity. 3. SNC Securities Limited owns 100% ofthis entity. 4. BankAmerica International Financial Corporation and BankAmerica International Investment Corporation own 29.5857989891% and 70.4142010109%, respectively, ofthis entity. 5. FIA UK Funding Limited owns 100% ofthis entity. 6. FIA Jersey Holdings Limited owns 100% ofthis entity .

Page49.1

•

•

•

I MBNA Limited

I I

MBNA Europe MBNA Direct MBNA Ireland MBNA International Funding, PLC (3) Limited Limited (4) Properties Limited

I

MBNA Europe Funding, PLC (3)

Debt Clear MBNA Global Paneldeluxe Sapphire Cards Recoveries &

Services Limited Company Limited Limited Investigations Limited

I .....•.. .l ..

MBNA Indian MBNA Investment Services Private & Securities :Aarco 106 Limited

Limited (1) Limited

Chester Property MBNA Europe &Services Limited Holdings Limited

I MBNA MBNA Europe

Receivables Finance Limited Limited (5) (5)

I MBNAR&L

S.a.r.l. (6)

as of 12/31/2013


100% owned by MBNA Limited unless otherwise noted

1. MBNA Global Services Limited and Mainsesarch Company Limited own 99.9% and 0.1 %, respectively, of this entity. 2. Marlin House Holdings Limited owns 100% ofthis entity.

Mainsearch Company Limited

I

MBNA Indian Services Private

Limited (1)

Marlin House Holdings Limited

I Loans.co.uk Limited (2)

3. MBNA Limited and MBNA Direct Limited own 99.998% and 0.002%, respectively, of this entity. 4. MBNA Limited and Corporate Properties Services, Inc. own 99.999988% and 0.000012%, respectively, of this entity. 5. MBNA Europe Holdings Limited owns 100% of this entity. 6. MBNA Receivables Limited owns 100% ofthis entity .

Page 50.1

•

•

•

Merrill Lynch Canada Holdings Company

l

Midland Walwyn Merrill Lynch Inc. (1) Canada Credit Inc.

Merrill Lynch & Co., Canada Ltd.

I I I l

Merrill Lynch Midland Walwyn Merrill Lynch Merrill Lynch

Financial Assets Capital Canada Canada Inc. Inc. (3) Inc. (1) Inc. (3) (2)

Merrill Lynch Merrill Lynch

f.- f.- Canada Inc. Benefits Ltd. (4) (2)

L- 1343190 Alberta Inc. (4)

I Merrill Lynch ·

Canada Services Inc. (5)

as of 12/31/2013


100o/o owned by Merrill Lynch Canada Holdings Company ("MLCHC") unless otherwise noted.

1. MLCHC and Merrill Lynch & Co., Canada Ltd. own 36.61o/o and 63.39%, respectively, of this entity. 2. Merrill Lynch & Co., Canada Ltd. and Midland Walwyn Inc. own 32.73o/o and 67.27%, respectively, ofthis entity. 3. Merrill Lynch & Co., Canada Ltd. owns 100o/o of this entity. 4. Midland Walwyn Inc. owns 100o/o ofthis entity. 5. 1343190 Alberta Inc. owns 100o/o ofthis entity .

Page 51.1

•

•

•

I ML Leasing Equipment Corp .

I I

I I I I

Siltex Properties ML Cortlandt MLOnyx ML Leasing Realty Corp. Corporation Properties Corp. Servicing, Inc.

I I

Cortlandt Realty I

Aztex Associates, Associates I, L.P.

Lynx Associates, L.P. (2)

(1) L.P. (3)

I

Lynx Associates, L.P. (3)

as of 12/31/2013


100% owned by ML Leasing Equipment Corp. unless otherwise noted.

1. ML Cortlandt Realty Corporation is the general partner with a 100% voting interest, representing 72% of the total equity. 2. Siltex Properties Corp. owns 36% ofthis entity. 3. ML Onyx Properties Corp. and Cortlandt Realty Associates I, L.P. own 1% and 99%, respectively, of this entity .

Page 52.1

• I ML Asian R.E. Fund GP, L.L.C .

I

Merrill Lynch ML Asian R.E. ML Asian R.E. Asian Real Estate Fund C.I.M.P., L.P. ML Asian R.E. Fund GP, L.P. Fund Manager Fund C.I.P., L.P.

Pte. Ltd. (1)

ML LCI Asia L.P. (2)

•

as of 12/31/2013


100% owned by ML Asian R.E. Fund GP, L.L.C. unless otherwise noted.

1. ML Asian R.E. Fund GP, L.L.C. owns 99.98% ofthis entity. 2. ML Asian R.E. Fund GP, L.P. owns 100% of this entity •

• Page 53.1

•

•

•

I Merrill Lynch Capital Services, Inc .

I

_l I J I Fundode

SPV Colombia II LLC GBP Funding MLSpider SPV Columbia I lnvestimento 2007-A LLC Financeiro

Multimercado 1 I Verona

Merrill Lynch Merrill Lynch Colombia Ltda. {1) Access 1 Fundo De Colombia Ltda. (1)

lnvestimento Em Cotas De Fundo De

lnvestimento Em Direitos Creditorios

Nao Padronizado Fundo de I lnvestimento

Multimercado Agata

Fundo de lnvestimento - Credito Privado-lnvestimentos no

em Direitos Creditorios Exterior Nao Padronizados

Tratex Precatorio Ill {3)

Opala Capital Fund Ltd. (4)

as of 12/31/2013


100% owned by Merrill Lynch Capital Services, Inc. ("MLCSI") unless otherwise noted.

1. SPV Columbia I LLC and SPV Columbia II LLC own 90% and 10%, respectively, ofthis entity. 2. Merrill Lynch Commodities, Inc. owns 100% ofthis entity. 3. Access 1 Fundo De Investimento Em Cotas De Fundo De Investimento Em Direitos Creditorios Nao Padronizado owns 100% of this entity. 4. Fundo de Investimento Multimercado Agata- Credito Privado- lnvestimentos no Exterior owns 100% ofthis entity. 5. Merrill Lynch Commodity Partners, L.P. and Merrill Lynch L.P. Holdings Inc. own .20% and 99.80%, respectively, of this entity. 6. MLCI Holdings, Inc. owns 100% of this entity. 7. ML Energy Partners, LLC and MLCP Partners LLC own 99.914% and 0.086%, respectively, ofthis entity. 8. ML Energy Partners, LLC owns 100% ofthis entity .

Page 54.1

Merrill Lynch Capital Services, Inc., cont .

• I MLCI Holdings,

Inc.

I

I I ML Energy Partners, ML Energy Fund Merrill Lynch

LLC (6) Management, LLC Commodities, Inc. (6) (6)

I l I

Merrill Lynch MLCP Partners Commodity LLC (8) Solimar Shipping Merrill Lynch Partners, L.P. (7) Commodities Limited (2) Canada, ULC (2)

I J

Merrill Lynch Valley Energy Commodity

Investment Fund Partners, L.P. (7) U.S., L.P. (5)

••

as of 12/31/2013


100% owned by MLCSI unless otherwise noted . • Page 54.2

•

•

•

I Merrill Lynch L.P. Holdings Inc .

I

Global Structured lndopark Holdings Merrill Lynch ML 1633 Finance& F.R. Holdings, Inc. Limited

Investments LLC (see page 24.1) GENCO II, LLC Broadway LLC

Merrill Lynch Valley Energy Merrill Lynch Merrill Lynch Merrill Lynch Luxembourg Luxembourg Investments Investment Fund OCRE Holdings OCRE Jersey Ltd. Holdings S.a.r.l.

S.a.r.l. U.S., L.P. (11) Ltd. (3) (1) I I I

Merrill Lynch Merrill Lynch Luxembourg OCRE Jersey Ltd. Twin Falls SL (5) Holdings S.a.r.l. ML Infrastructure (3) [1) Holdings LLC I

I Twin Falls SL (5) ML Infrastructure

Holdings S.a.r.l. Global Principal (8) Finance Company,

LLC

Merrill Lynch GPFC Ireland GENCO, LLC (12) Limited (12)

as of 12/31/2013


100% owned by Merrill Lynch L.P. Holdings Inc. unless otherwise noted.

1. Merrill Lynch L.P. Holdings Inc. and Merrill Lynch Luxembourg Investments S~a.r.l. own 75% and 25%, respectively, of this entity. 2. First Permanent Securities Limited owns 100% ofthis entity. 3. Merrill Lynch L.P. Holdings Inc. and Merrill Lynch OCRE Holdings Ltd. own 90% and 10%, respectively, ofthis entity. 4. Merrill Lynch L.P. Holdings Inc. owns 76.238% ofthis entity. 5. Merrill Lynch Luxembourg Holdings S.a.r.l. owns 92% ofthis entity. The remainder is held by a third party. 6. Merrill Lynch L.P. Holdings Inc. owns 75.61% ofthis entity. The remainder is held by a third party. 7. Merrill Lynch L.P. Holdings Inc. has a 48.8% ownership interest in this entity. 8. ML Infrastructure Holdings LLC owns 100% ofthis entity. 9. First Permanent Financial Services Pty Ltd owns 100% of this entity. 10. Merrill Lynch L.P. Holdings Inc. and ML IBK Positions, Inc. own 50% and 50%, respectively, of this entity. 11. Merrill Lynch L.P. Holdings Inc. and Merrill Lynch Commodity Partners, L.P. own 99.80% and .20%, respectively, ofthis entity. 12. Global Principal Finance Company, LLC o.wns 100% ofthis entity .

Page 55.1

Merrill Lynch L.P. Holdings Inc., cont .

• I I I I I

Dorton B.V. ML 300 Spear LLC ML Knight 2003 Resort Funding Holding Corp. LLC(4)

I I I I

Ortensia S.r.l. (10) ML Knight 2003 Business Lenders, Korea Ranger Investor Corp. LLC (6) Limited

I I

MLGCRELPH NFA Funding LLC LLC (7)

First Permanent Financial Services

Pty Ltd

I I

Prontco Pty First Permanent Securities Limited Limited (9) (9)

I AMM Holdings Pty

Limited (2) •

as of 12/31/2013


100% owned by Merrill Lynch L.P. Holdings Inc. unless otherwise noted .

• Page55.2

• I ML IBK Positions, Inc .

I I

Merrill Lynch

Ortensia S.r.l. (9) Merrill Lynch Leveraged ROP Investments Merrill Lynch PCG, Inc. Ventures, L.P. Limited JPNDC, Inc.

2001 (15)

I I I I I

Y.K. Tokyo Merrill Lynch Merrill Lynch Merrill Lynch ML Global Private KECALP Equity Fund, L.P. Portfolio International, L.P. KECALP L.P. 1999 Polska Sp. z o.o.

Investment 1999 (4)' (6) (8) (3) (see page 23.1)

I I

Merrill Lynch Merrill Lynch Merrill Lynch Capital TK Holdings I, Ventures Portfolio LLC Administrators, Corporation LLC (19} Management Inc.

I I Merrill Lynch TE Bond

Merrill Lynch Merrill Lynch Ventures L.P. 2001 Subsidiary, LLC CAP, Inc. (12) OCRE General Labuan Holdings {5) (20)

Ltd. (12) Limited (14) (see page 58.7) I I

I FM Sponsor I, LLC Yong Tai Asset Jin Sheng Asset (21)

222 Broadway, Management Management LLC (2) Company Limited compan~~imited

(10)

•

as of 12/31/2013


• 100% owned by ML IBK Positions, Inc. unless otherwise noted.

Page 56.1

ML IBK Positions, Inc., cont.

• I I I I I

ML Nuveen Co- Merrill Lynch Nippon Loans, Merrill Lynch Global Private Fund Investors Invest, Ltd. Equity, Inc. LLC Inc.

I Merrill Lynch

Global Capital, L.L.C. (11)

I Merrill Lynch

Global Emerging Markets Partners,

L.P. (13)

I Merrill Lynch MLUbase Global Emerging :Holdings Co., Ltd. KML II Holdings

Markets Pa~ners, Co., Ltd. (17) LLC (1 (18)

Merrill Lynch Global Emerging · KML Holdings Co., Markets Partners Ltd. (16)

II, LLC (7)

I I • Merrill Lynch Global Emerging KML II Holdings Markets Partners, Co., Ltd. (17)

LLC (1)

I I ........ l. ...

Merrill Lynch MLUbase Global Emerging KML Holdings Co., Holdings Co., Ltd. Markets Partners Ltd. (16) II, LLC(7) (18)

as of 12/31/2013


• 100% owned by ML IBK Positions, Inc. unless otherwise noted •

Page56.2

•

•

•

ML IBK Positions, Inc., cont.

as of 12/3112013- page 56.3

I. Merrill Lynch Global Emerging Markets Partners, L.P. and Merrill Lynch Global Emerging Markets Partners II, LLC own 50% and 50%, respectively, ofthis entity. 2. CAP, Inc. owns 100% ofthis entity. 3. MLGPE Ltd. is the general partner and has 100% voting control. ML IBK Positions, Inc., ML Cayman Positions, Ltd., and ML Global Private Equity Partners, L.P. own equity interest of 39.92%,59.88% and 0.20%, respectively, ofthis entity. 4. ML IBK Positions, Inc. and Merrill Lynch Europe Employee Benefit Trust own 16.895% and 65.989%, respectively, of this entity. 5. Merrill Lynch Ventures, LLC is the general partner with a 100% voting interest, representing 0.00041% equity interest. Merrill Lynch Benchmark Holdings LLC, Merrill Lynch International Incorporated, Merrill Lynch Ventures Administrators, LLC, Merrill Lynch Ventures International L.P. 2001 and Merrill Lynch Leveraged Ventures, L.P. 2001 own 50.45013%, 12.58992'Yo, 24.05724%,8.89420% and 0.79076%, respectively, ofthe equity interest in this entity. 6. KECALP Inc. is the general partner with a 100% voting interest, representing 0.018% equity interest. Bank of America Corporation, Inc., ML IBK Positions, Inc. and Merrill Lynch Benchmark Holdings LLC are limited partners and own 15.356%,0.002% and 58.525%, respectively, ofthe equity interest in this entity. 7. Merrill Lynch Global Emerging Markets Partners, L.P. and Merrill Lynch Global Emerging Markets Partners, LLC own 50% and 50%, respectively, ofthis entity. 8. ML IBK Positions, Inc. and Merrill Lynch International Incorporated own 0.10% and 99.90%, respectively, ofthis entity. 9. Merrill Lynch L.P. Holdings Inc. and ML IBK Positions, Inc. own 50% and 50%, respectively, ofthis entity. 10. Merrill Lynch Labuan Holdings Limited owns 100% of this entity. 11. Merrill Lynch Global Private Equity, Inc. owns 100% ofthis entity. 12. Merrill Lynch Capital Corporation owns 100% ofthis entity. 13. Merrill Lynch Global Capital, L.L.C. is the general partner with a 100% voting interest in this entity. 14. TK Holdings I, LLC owns 100% ofthis entity . 15. Merrill Lynch Ventures, LLC is the general partner with a 100% voting interest, representing 0.05171% equity interest. ML IBK Positions, Inc. is a limited partner with a 31.54085% equity interest. The remaining limited partnership interest is held by third parties. 16. Merrill Lynch Global Emerging Markets Partners, L.P. and KML II Holdings Co., Ltd. own 50% and 50%, respectively, of this entity. 17. Merrill Lynch Global Emerging Markets Partners, L.P. and KML Holdings Co., Ltd. own 50% and 50%, respectively, of this entity. 18. Merrill Lynch Global Emerging Markets Partners, L.P. and KML II Holdings Co., Ltd. own 50% and 50%, respectively, of this entity. 19. ML IBK Positions, Inc. is the managing member with a 100% voting interest. NB Holdings Corporation and Merrill Lynch International Incorporated own 67.58% and 32.29%, respectively, ofthe equity interest in this entity. 20. Merrill Lynch Portfolio Management Inc. owns 100% of this entity. 21. TE Bond Subsidiary, LLC owns 100% of this entity .

•

•

•

MLEIH Funding

Merrill Lynch Europe Funding

ML UK Capital Holdings (5)

Merrill Lynch UK Finance

...... 1. ..

Merrill Lynch Holdings Limited

Merrill Lynch Islands Limited

Merrill Lynch International Bank

Limited (4) (see page 45.1)

as of 12/31/2013

BofAML Investments

ML UK Capital Holdings (5)

Merrill Lynch Capital Markets

AG(4)

Merrill Lynch International (4)

Merrill Lynch Pierce, Fenner & - _ Smith Limited (3)

Merrill Lynch Global Asset Management Limited (2)

ML Umbrella FCP _ (3) :--

Secured Asset Finance Company -

B.V.(3)

Fundode lnvestimento Financeiro

Multimercado Iceberg (3)

Fundo de lnvestimento

Financeiro Multimercado Diamond(3)

Merrill Lynch Nominees Limited (3)


100% owned by MLEIH Funding unless otherwise noted •

Page 57.1

Smith Bros Limited

(see page 42.1)

Merrill Lynch, Pierce, Fenner & Smith (Brokers &

Dealers)

Merrill Lynch Group Holdings

Limited (6)

GEM 21 s.r.l. (1) ML UK Capital Holdings (5)

----------------------------

•

•

•

MLEIH Funding, cont.

as of 12/3112013- page 57.2

1. Merrill Lynch Group Holdings Limited owns 100% of this entity.

2. Merrill Lynch, Pierce, Fenner & Smith Limited owns 100% of this entity.

3. Merrill Lynch International owns 100% of this entity.

4. ML UK Capital Holdings owns 100% ofthis entity. 5. Merrill Lynch Corporate Services Limited, BofAML Investments, Merrill Lynch Group Holdings Limited and MLEIH

Funding own 0.0000000265%,0.8795610712%,40.1830478635% and 58.9373910388%, respectively, ofthis entity.

6. BofAML Investments owns 100% ofthis entity .

• Merrill Lynch International Incorporated

I I I I Merrill Lynch Merrill Lynch Merrill Lynch Merrill Lynch

Group Holdings II, Reinsurance Mexico, S.A. de Global Services L.L.C. Solutions L TO C.V., Casa de Ple. Ltd.

(see page 40.1) Bolsa (1)

I I. I I Merrill Lynch Merrill Lynch Merrill Lynch,

Group Holdings Participacoes, Kingdom of Saudi Merrill Lynch

Ill, L.L.C. Financase Arabia Company Argentina S.A. (4)

(see page 5.1) • Serv_ic()S .Ltda. (2) (3)

I I I l

Merrill Lynch Secured Asset Merrill Lynch Merrill Lynch Investment

Representacoes Finance Company, Securities Holdings Ltda (8) LLC (Taiwan) Ltd. (Mauritius)

Limited (see page 29.1)

MLGCREGP, IBK Holdings

L.L.C. Principal Investments, LLC

• I I ML Asian R.E. ML Asian R.E. IBK International IBK Holdings

BofAMLAsia Fund, GP, L.L.C. Fund (ML), L.P. Principal International Fund LP, LLC (25) (25) (22) Investments, Ltd. Principal

(see page 53.1) (18) Investments, Ltd. (19)

ML Asian R.E. IBK International Fund (ML), L.P. Principal

(22) Investments, Ltd. (18)

as of 12/3112013


100% owned by Merrill Lynch International Incorporated ("MLII") unless otherwise noted .

• Page 58.1

• Merrill Lynch International Incorporated, cont.

I I I l Merrill Lynch, Pierce, Fenner & Smith de Argentina Merrill Lynch

Sociedad Anonima, Holdings Merrill Lynch CIS ML Infrastructure

Financiera, Mobiliaria y de (Mauritius) Limited Holdings Ltd. (13)

Mandatos (16) (see page 26.1)

I I Merrill Lynch Merrill Lynch Asia Bank of America

(Bermuda) Investments Merrill Lynch Services Limited Limited Banco Multiplo

S.A. (14)

I Merrill Lynch S.A.

DSP Merrill Lynch Corretora de

Titulos e Valores Limited (56) Mobiliarios (64)

DSP Merrill Lynch DSP Merrill Lynch Capital Limited Trust Services

(11) Limited (24)

•

as of 12/31/2013


• 100% owned by MLII unless otherwise noted.

Page 58.2


I Merrill Lynch ML Hedge Fund EM Cobranza S. EM Structured International Finance, Inc. Ventures de RL de C.V. (29) Investments, LLC

I I

SPE Corporacion EM Cobranza S. de Electricidad, de RL de C.V. (29) S.A. de C.V. (33)

I

SPE Corporacion I de Electricidad,

MLCayman BofAML Europe S.A. de C.V. (33)

Positions, Ltd. Fund Holdco, LLC

I I I

ML Global Private MLGPE Fund BofAML BofAML Europe Equity Fund, L.P. International II, Bosphorus Fund Fund Cl Vehicle

(52) CIP Vehicle LP, L.P. (59) LLC (30) GP, LLC (30) (see page 23.1)

I BofAML Europe BofAML Europe

MLGPE Fund Cl Vehicle Fund ML Vehicle International LP, LLC (30) GP, LLC (30)

Capital Ltd. (60)

• I ML European R.E.

MLGPE A-Re, L.P. Fund ML C.l., L.P.

(61) (43)

BofAML Europe Fund ML Vehicle

LP, LLC (30)

ML European R.E. Fund (ML), L.P.

(44)

as of 12/31/2013


100% owned by MLII unless otherwise noted •

• Page 58.3


I

1 I ML Infrastructure Merrill Lynch

Holdings II Ltd. YK NB Estate Japan Securities Co., Ltd.

I ML Infrastructure Merrill Lynch Holdings Ltd. (13) GK Nagareyama -- Principal

(35) lnvestme1~~ Co., Ltd. 35

•

as of 12/31/2013


100% owned by MLII unless otherwise noted . • Page 58.4


•

I Merrill Lynch

Markets (Australia) Pty.

Limited /37)

Merrill Lynch Merrill Lynch (Australia) Pty Ltd I- r- International

(38) (Australia) Ltd (38)

Berndale Securities Limited - r

(38)

I Merrill Lynch

(Australia) Nominees Pty.

Limited (40)

Merrill Lynch Equities _

(Australia) Limited -(31h

I

MLEQ Nominees Pty Limited (42)

as of 12/31/2013

I

Merrill Lynch (Australia) Futures

Limited (39)

Equity Margins Ltd. (38)

Merrill Lynch (Australia) Automated

Markets Limited (38)



I Merrill Lynch

(Australasia) Pty. Ltd.

I

Page58.5

I Merrill Lynch

Finance (Australi,a) ~

Limited !37J

Merrill Lynch International Incorporated, cont.

• I

MLEMEA Holdings LLC

I

Merrill Lynch UK Holdings (27)

I I

MLEMEA Prime Asset Holdings II LLC Merrill Lynch Custody Transfers

(32) Europe Limited Limited (32) (32)

I I I I

Bank of America Merrill Lynch Merrill Lynch Merrill Lynch Merrill Lynch UK Merrill Lynch Gilts Fiduciary Services Corporate Equities Limited Europe (Nominees) (UK) Limited (34) Services Limited

Intermediate Pension Plan Limited (34) (34) (34)

Holdings (34) Trustees Limited (47)

Merrill Lynch (UK)

Merrill Lynch (UK) r- Pension Plan Merrill Lynch Gilts Trustees Limited

Healthcare MLPF&SH Limited (47) Trustee Limited (34) Holdings Limited

(34) (34)

I ML UK Capital

MLEIH Funding r- Holdings (67)

(17) MLEIH Funding Merrill Lynch UK - (see page 57.1)

(see page 57.1) (17) Holdings (27)

(see page 57.1) • - ML Invest Holdings (66)

as of 12/31/2013


100% owned by MLII unless otherwise noted . • Page58.6

Merrill Lynch International incorporated, cont.

• I I I I Merrill Lynch

Merrill Lynch L.P. ML IBK Positions, Merrill Lynch GP Holdings Inc. Inc. Inc. MLH Merger

Valuations LLC (see page 55.1) (see page 56.1) (see page 31.1) Corporation

I I I I I Merrill Lynch MLFS Hold Co ML Leasing ML Invest, Inc. ML CAM Jersey Canada Holdings LLC Equipment Corp.

Limited Company (5) (see page 34.1) (see page 52.1) (see page 18.1)

I (see page 51.1)

Merrill Lynch I I I I (Camberley) Merrill Lynch Merrill Lynch Group Limited (6) Diversified Holdings I, L.L.C. ML Private Equity Garden Property

Investments, LLC (see page 4.1) Offshore Ltd. LLC (see page 44.1) I

I I I I ACP Power and Energy Real Asset

Merrill Lynch Glenwood MLDP Holdings, ML Real Estate II Fund- A (10)

Capital Partners, Investments Inc. Inc.

Inc. Limited

I I I

ML Employees Merrill Lynch MLREII

LBO Managers, Derivative Incorporated (12) Inc. (7) Products AG (15)

• Merrill Lynch Ventures, LLC

ML Ray Co- Merrill Lynch Merrill Lynch Merrill Lynch Merrill Lynch

Investor GP Ltd. Leveraged Ventures ~entures L.P. 2001 Ventures

(48) Venture(:, ij.P. Singapore (21) lnternatio(~al L.P. 2001 26 International 2001 2001 46)

(28) I

Merrill Lynch ~entures L.P. 2001

ML Ray Investor f- f- MLGPE A-Re, L.P. (21) GP Ltd. (50) (61)

I ML Ray Investor, '-- ML Ray Investor,

L.P. (51) L.P. (51)

I I

ML Ray Investor ML Ray Investor S.a.r.L. (53) S.a.r.L. (53)

as of 12/31/2013


100% owned by MLII unless otherwise noted • • Page58.7


• I I I I Merrill Lynch Investor Merrill Lynch Merrill Lynch KECALP Commodity Protection Polska Sp. z o.o Group Financing, International Ltd. Financing Inc. Insurance (20) LLC

Com~a-:!Y_

I I _l Merrill Lynch

Merrill Lynch Merrill Lynch Canada Holdings Credit Merrill Lynch GMt Strategic Menkul Degerler Company (5)

Reinsurance Israel Ltd. Investments, LLC A.S. (58) (see page 51.1) Limited

l I I _l I I Merrill Lynch

Merrill Lynch MBP Merrill Lynch/ Merrill Lynch KECALP Inc. Ventures L.P. 2001 Bluejay LLC Alternative

(21) Inc. WFC/L, Inc. Investments LLC (see page 58.7) (see page 36.1)

Merrill Lynch KECALP L.P. 1999

(70) Merrill Lynch Yatirim Bank A.S.

(57)

I

Merrill Lynch

• BAC Canada Merrill Lynch Menkul Degerler

Finance Company Funding A.S. (58) Corporation

Merrill Lynch ML Invest Merrill Lynch

Ventures Hopewell LLC Finance, L.L.C. Administrators, LLC

(69)

I I Merrill Lynch Merrill Lynch

Equity Scotland Ventures L.P. 2001 Limited (21) Partnershli>J36)

(see page 58.7) I

ML Equity Merrill Lynch Solutions Jersey Equity S.a.r.l. (41) Limited (41)

as of 12/31/2013

dotted line around box indicates inactive entity • 100% owned by MLII unless otherwise noted.

Page58.8

Merrill Lynch International Incorporated, cont .

• I

FIA (Gibraltar) Holdings Limited

I I

FIA (Gibraltar) FIA Holdings, LP SLP Holdings (72) Limited (71)

I I

FIA Holdings, LP FIA Holdings (72) S.a.r.l. (73)

I I

FIA Holdings FIA Swiss Funding Limited S.a.r.l. (73) (74)

I

FIASwiss L

Funding Limited Merrill Lynch (74) Liquidity Portfolio,

L.P. (68)

• Merrill Lynch UK

Holdings (27) t- f- BofAML Funding

(see page 58.6) Limited (75)

Europe Card Europe Card Services General Services Partners r-- Partner Limited (Scotland) LP (76) (75)

1 MBNA Funding Europe Card

Company Limited Services Partners (77) (Scotland) LP (76)

I MBNA Funding

Company Limited (77)

as of 12/31/2013

• dotted line around box indicates inactive entity

100% owned by MLII unless otherwise noted.

I I

Security Pacific Hong Kong

Holdings Limited

Merrill Lynch Liquidity Portfolio,

L.P. (68)

Merrill Lynch UK Holdings (27) f- _ BofAML Funding

(see page 58.6) Limited (75)

Europe Card Europe Card Services Partners r-- Services General

(Scotland) LP (76) Partm(~~:mited

I I MBNA Funding Europe Card

Company Limited Services Partners (77) (Scotland) LP (76)

I MBNA Funding

Company Limited (77)

Page58.9


I I I ..1 I I

Nihonbashi Loan Merrill Lynch Merrill Lynch

Service Merrill Lynch B.V. Merrill Lynch Trust Merrill Lynch Singapore Portfolio Managers Corporation Services S.A. EuropeS.A. Commodities Pte. (Channel Islands)

Ltd. Limited

• Merrill Lynch S.A.

PT Merrill Lynch Merrill Lynch UK

Peninsula Capital ML Cruzeiro Merrill Lynch Corretora de Titulos e Holdings (27) Management

Valores Mobiliarios Indonesia (45) (see page 58.6) Loan Corporation Cayman BRL Inc. GmbH (64)

......... ! ML Banderia .... .. I. ..

Cayman BRL Inc. Merrill Lynch

Merrill Lynch LLC :Merrill Lynch LLC: (55) (54)

Corporate (New (54) (see page 58.11) Zealand) Limited

Bank of America Bank of America Global Holdings, Global Holdings,

S.a.r.l. LP (63)

Bank of America Merrill Lynch Merrill Lynch Global Holdings, Japan Finance - Japan Finance

LP (63) Co., Ltd. (78) Merrill Lynch "-- Co., Ltd. (78) Argentina S.A. (4)

• Merrill Lynch, Pierce,

Merrill Lynch Merrill Lynch Fenner & Smith de f- - Japan Finance "-- Argentina Sociedad Argentina S.A. (4) Co., Ltd. (78) Anonima, Financiera,

Merrill Lynch Mobiliaria y de Mandatos (16)

Merrill Lynch Merrill Lynch, Pierce, Mexico, S.A. de "--Mexico, S.A. de f- Fenner & Smith de C.V., Ca~~)de C.V., Ca~~)de - Argentina Sociedad Bolsa 1

Bolsa 1 Anonima, Financiera, "--Merrill Lynch

Mobiliaria y de Mandatos Yatirim Bank A.S. ..... (57)

Merrill Lynch (16)

Participacoes, ;___ I Financas e ·

Merrill Lynch ....

Merrill Lynch Seryicos .Ltda. (2} .: r- Yatirim Bank A.S. Merrill Lynch Menkul Degerler (57) Participacoes, ;___ A.S. (58)

Financase : I Seryic()S Ltda. (2} .:

Merrill Lynch Menkul Degerler

L- 000 Merrill Lynch A.S. (58) Securities (62)

.__ 000 Merrill Lynch Securities (62)

as of 12/3112013



Page 58.10

•

•

•


I ML Banderia

Cayman BRL Inc. (55)

I I I

Fundo de lnvestimento em Direito Creditorio PCG

Brasil Multi Carteira (80)

Fundo de lnvestimento em Direito Creditorio Nao

Padronizado Tratex Precatorios II (80)

Merrill Lynch HK Services Limited

. : Merrill Lynch Memii_Lxnch Far r--_, Nominees (Hong East L1m1ted (83) . Kong) Limited (83)

I Merrill Lynch

Securities (Thailand) Limited

(84)

Merrill Lynch Consulting Services

(Beijing) f-Companylimited

(83)

- Merrill Lynch (Asia Pacific) Limited (83)

I Merrill Lynch

Securities {Thailand) Limited

(841

Merrill Lynch SNCFE Limited f- _ Securities

(83) (Thaila~~)Limited

I Merrill Lynch

Securities (Thailand) Limited

(84)

as of 12/31/2013

Merrill Lynch _ Malaysian

Adviso~ Sdn. Bhd.(83)


100% owned by MLII unless otherwise noted .

Page58.11

Merrill Lynch FranceSAS

Merrill Lynch Capital Markets

(France) SAS (49)

I Mer~ill Lynch,

Pierce, Fenner & Smith SAS (49)

•

•

•


as of 12/31/2013

Merrill Lynch Europe Ltd.

Merrill Lynch N.V. (86)


100% owned by MLII unless otherwise noted.

I

Page58.12

Merrill Lynch Chile Holdings 2

LLC

I lnversiones Merrill Lynch Chile SpA

(87)

I Merrill Lynch

Corredores de Bolsa SpA (49)

Merrill Lynch Chile Holdings 1

LLC

I lnversiones Merrill Lynch Chile SpA

(87)

I Merrill Lynch

Corredores de Bolsa SpA (49)

•

•

•


I Merrill Lynch Bank and

Trust Company (Cayman) Limited (88)

Holding Services Ltd. (9)

Fiduciary Services Ltd. (9)

......... 1 ..

Merrill Lynch (B.V.I.) Limited

(23)

as of 12/31/2013

Merrill Lynch Representacoes

Ltda (8)

Fairfield Nominees Ltd. (9)

.... I. Merrill Lynch

(B.V.I.) Limited (23)


100% owned by MLII unless otherwise noted .

I

MLCayman Holdings Inc.

I

I I Merrill Lynch Merrill Lynch

International Services International & Co. Limited (88) c.v. (89)

I

Merrill Lynch International & Co. C.V.

(89)

Page58.13

•

•

•


as of 12/31/2013- page 58.14

1. MLII and Bank of America Global Holdings, LP own 0.0003551489% and 99.9996448511%, respectively, ofthis entity. 2. MLII and Bank of America Global Holdings, LP own 1.17994% and 98.82006%, respectively, of this entity. 3. MLII, Merrill Lynch Group Holdings I, L.L.C., Merrill Lynch Group Holdings II, L.L.C. and Merril' Lynch Group Holdings III, L.L.C. own 97%,1%, 1% and 1%, respectively, ofthis entity. 4. MLII and Bank of America Global Holdings, LP own 10.01% and 89.99%, respectively ofthis entity. 5. MLII and Merrill Lynch Group Financing, LLC own 93.142% and 6.858%, respectively, ofthe voting interest in this entity. 6. ML CAM Jersey Limited owns 100% ofthis entity. 7. Merrill Lynch Capital Partners, Inc. owns 100% ofthis entity. 8. MLII and Merrill Lynch Bank and Trust Company (Cayman) Limited own 86.17% and 13.83%, respectively, of this entity. 9. Merrill Lynch Bank and Trust Company (Cayman) Limited owns 100% of this entity. 10. ML Private Equity Offshore Ltd. is the managing trustee and has control. 11. DSP Merrill Lynch Limited owns 99.9999970732%, respectively, ofthis entity. The remainder is held by nominees. 12. ML Real Estate II Inc. owns 100% of this entity. 13. MLII and ML Infrastructure Holdings II Ltd. own 75% and 25%, respectively, of this entity. 14. MLII and Merrill Lynch Group Holdings II, L.L.C. own 99.847495% and 0.152505%, respectively, ofthis entity. 15. MLDP Holdings, Inc. owns 100% of this entity. 16. MLII and Bank of America Global Holdings, LP own 5% and 95%, respectively, of this entity. 17. Merrill Lynch Europe Limited and MLPF&SH Limited own 91.9020084777% and 8.0979915223%, respectively, of this

entity. 18. IBK Holdings Principal Investments, LLC and IBK Holdings International Principal Investments, Ltd. own 75% and 25%, respectively, of this entity. 19. IBK Holding Principal Investments, LLC owns 100% ofthis entity . 20. MLII and ML IBK Positions, Inc. own 99.90% and 0.10%, respectively, ofthis entity. 21. Merrill Lynch Ventures, LLC is the general partner with a 100% voting interest, representing 0.00041% equity interest. Merrill Lynch Benchmark Holdings LLC, MLII, Merrill Lynch Ventures Administrators, LLC, Merrill Lynch Ventures International L.P. 2001 and Merrill Lynch Leveraged Ventures, L.P. 2001 own 50.45013%, 12.58992%,24.05724%,8.89420% and 0.79076%, respectively, ofthe equity interest in this entity. 22. ML GCRE GP, L.L.C. is the general partner with a 100% voting interest, representing a 0.02% equity interest. BofAML Asia Fund LP, LLC is the limited partner with a 99.98% equity interest. 23. Merrill Lynch Bank and Trust Company (Cayman) Limited and Fairfield Nominees Ltd. own 99% and 1%, respectively, of this entity. 24. DSP Merrill Lynch Limited owns 99.9998775510%, respectively, ofthis entity. The remainder is held by nominees. 25. ML GCRE GP, L.L.C. owns 100% ofthis entity. 26. Merrill Lynch Ventures, LLC is the general partner with a 100% voting interest, representing 0.05171% equity interest. ML IBK Positions, Inc. is a limited partner with a 31.54085% equity interest. The remaining limited partnership interest is held by third parties. 27. ML EMEA Holdings LLC, Merrill Lynch Liquidity Portfolio, L.P., MLII and Merrill Lynch Corporate Services own 57.1893046707%,38.923317880%,3.8873765457% and 0.0000008956%, respectively, ofthis entity.

28. Merrill Lynch Ventures, LLC owns 100% ofthis entity. 29. MLII and EM Structured Investments, LLC own 99.99% and 0.01%, respectively, ofthis entity. 30. BofAML Europe Fund Holdco, LLC owns 100% of this entity. 32. Merrill Lynch UK Holdings owns 100% of this entity. 33. EM Cobranza S. de R.L. de C.V. and EM Structured Investments, LLC own 99.99% and 0.01%, respectively, of this entity. 34. Merrill Lynch Europe Limited owns 100% of this entity. 35. YK NB Estate owns 100% ofthis entity. 36. Merrill Lynch Group Holdings I, L.L.C. is the general partner with a 100% voting interest, representing 0.01% of the total equity. ML Invest Finance,'L.L.C. owns 100% of the limited partnership interest, representing 99.99% ofthe total equity. 37. Merrill Lynch (Australasia) Pty. Ltd. owns 100% of this entity. 38. Merrill Lynch Markets (Australia) Pty. Limited owns 100% ofthis entity. 39. Merrill Lynch International (Australia) Ltd owns 100% ofthis entity. 40. Berndale Securities Limited owns 100% of this entity . 41. Merrill Lynch Equity Scotland Limited Partnership owns 100% of this entity. 42. Merrill Lynch Equities (Australia) Limited owns 100% ofthis entity. 43. BofAML Europe Fund CI Vehicle LP, LLC owns 100% ofthis entity. 44. BofAML Europe Fund ML Vehicle LP, LLC owns 100% of this entity.

•

•

•


as of 12/31/2013- page 58.15

45. MLII owns 80% of this entity. The remainder is held by a third party. 46. Merrill Lynch Ventures, LLC is the general partner with a 100% voting interest in this entity. 47. Merrill Lynch Europe Limited and Merrill Lynch Corporate Services Limited own 99% and 1%, respectively, of this entity. 48. ML Global Private Equity Fund, L.P. and Merrill Lynch Ventures, LLC own 90% and 10%, respectively, ofthis entity. 49. lnversiones Merrill Lynch Chile SpA owns 100% ofthis entity. 50. Merrill Lynch Ventures L.P. 2001 and ML Global Private Equity Fund, L.P. own 10% and 90%, respectively, ofthis entity. 51. ML Ray Investors GP Ltd. is the general partner. Merrill Lynch Ventures L.P. 2001 and ML Global Private Equity Fund, L.P. (limited partners) own 10.21% and 89.79%, respectively, of this entity. 52. MLGPE Ltd. is the general partner and has 100% voting control. ML Cayman Positions, Ltd., ML IBK Positions, Inc. and ML Global Private Equity Partners, L.P. own equity interest of 59.88%, 39.92% and 0.20%, respectively, ofthis entity. 53. ML Ray Investor, L.P. owns 100% ofthis entity. 54. MLII and Merrill Lynch Management GmbH own 87.50% and 12.50%, respectively, of this entity. 55. MLII and ML Cruzeiro Cayman BRL Inc. owns 99.96% and 0.04%, respectively, ofthis entity. 56. Merrill Lynch Asia Investments Limited, Merrill Lynch Holdings (Mauritius) and Merrill Lynch Investment Holdings (Mauritius) Limited own 12.5647668394%, 40.9978626943% and 46.3678756477%, respectively, ofthis entity. The remainder

is held by an unaffiliated entity. 57. Bank of America Global Holdings, LP, MLII, Merrill Lynch Group Holdings I, L.L.C., Merrill Lynch Group Holdings II, L.L.C. and Merrill Lynch Group Holdings III, L.L.C. own 99.999992%, 0.000002%, 0.000002%, 0.000002% and 0.000002%, respectively, of this entity 58. MLII, Merrill Lynch Group Holdings I, L.L.C., Merrill Lynch Group Holdings II, L.L.C., Merrill Lynch Group Holdings III, L.L.C. and Merrill Lynch Yatirim Bank A.S. own 0.0025%,0.0025%,0.0025%,0.0025% and 99.990%, respectively, of this entity . 59. ML Cayman Positions, Ltd. and MLGPE Partners II, L.P. own 99.80% and .20%, respectively, ofthis entity. 60. MLGPE Fund International II, L.P. owns 100% ofthis entity. 61. MLGPE International Capital Ltd. is the general partner with a 100% voting interest, representing an 85.57% equity interest. Merrill Lynch Ventures L.P. 2001 has a 14.43% equity interest in this entity. 62. Bank of America Global Holdings, LP owns 100% ofthis entity. 63. MLII is the general partner with an 80% voting interest in this entity. Bank of America Global Holdings, S.a.r.l. is the limited partner with a 20% voting interest in this entity. 64. Bank of America Merrill Lynch Banco Multiplo S.A. and MLII own 99.99540% and 0.0046%, respectively, ofthis entity. 66. Merrill Lynch Corporate Services Limited and ML Invest, Inc. own 0.0000952381% and 99.9999047619%, respectively, of this entity. 67. Merrill Lynch Corporate Services Limited, BofAML Investments, Merrill Lynch Group Holdings Limited and MLEIH

Funding own 0.0000000265%,0.8795610712%,40.1830478635% and 58.9373910388%, respectively, ofthis entity. 68. FIA (Gibraltar) Holdings Limited is a general partner with a 25% voting interest, representing 20.516% equity interest. Merrill Lynch International Incorporated is a general partner with a 25% voting interest, representing 52.269% equity interest. Merrill Lynch Group Holdings I, L.L.C. is a general partner with a 25% voting interest, representing 18.535% equity interest. Security Pacific Hong Kong Holdings Limited is a general partner with a 25% voting interest, representing 8.620% equity interest. Merrill Lynch Group Holdings II, L.L.C. is a special limited partner with 0.060% equity interest. 69. ML IBK Positions, Inc. is the managing member with a 100% voting interest. NB Holdings Corporation and Merrill Lynch International Incorporated own 67.58% and 32.29%, respectively, ofthe equity interest in this entity. 70. KECALP Inc. is the general partner with a 100% voting interest, representing 0.018~o equity interest. Bank of America Corporation, ML IBK Positions, Inc. and Merrill Lynch Benchmark Holdings LLC are limited partners and own 15.356%, 0.002% and 58.525%, respectively, of the equity interest in this entity. 71. FIA (Gibraltar) Holdings Limited owns 100% of this entity. 72. FIA (Gibraltar) Holdings Limited has a 99.505% limited partnership interest and FIA (Gibraltar) SLP Holdings Limited has a .495% general partnership interest. 73. FIA Holdings, LP owns 100% of this entity .

•

•

•


as of 12/31/2013- page 58.16

74. FIA Holdings S.a.r.l. owns 100% of this entity. 75. Merrill Lynch Liquidity Portfolio, L.P. owns 100% ofthis entity. 76. Merrill Lynch Liquidity Portfolio, L.P. (limited partner) and Europe Card Services General Partner Limited (general

partner) own equity of99.999951% and 0.000049%, respectively, of this entity. Europe Card Services General Partner Limited

has a 100% voting interest in this entity.

77. Europe Card Services Partners (Scotland) LP owns 100% ofthis entity. 78. Bank of America Global Holdings, LP and Bank of America Global Holdings, S.a.r.l. own 82% and 18%, respectively, of

this entity. 80. ML Banderia Cayman BRL Inc. owns 100% of this entity. 82. Merrill Lynch France SAS owns 100% of this entity. 83. Merrill Lynch HK Services Limited owns 100% ofthis entity. 84. Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited, Merrill Lynch HK Services Limited, Merrill Lynch Holdings (Mauritius), Merrill Lynch Investment Holdings (Mauritius) Limited and SNCFE Limited own 0.0000019212%, 0.0000019212%,0.0000019212%,99.9999884729%,0.0000038424% and 0.0000019212%, respectively, of this entity. 86. Merrill Lynch Europe Ltd. owns 100% of this entitY. 87. Merrill Lynch Chile Holdings 1 LLC and Merrill Lynch Chile Holdings 2 LLC own 99.99% and .01%, respectively, of this entity. 88. ML Cayman Holdings Inc. owns 100% of this entity. 89. ML Cayman Holdings Inc. and Merrill Lynch International Services Limited own 99% and 1%, respectively, ofthis entity .

• I Countrywide Capital Markets, LLC

I

I J Count~wide Countrywide Countrywide

Sun ish Commercial Real Securities Management LLC Estate Finance, Inc. Corporation

Countrywide Commercial

Mortgage Capital, lnc.{1)

•

as of 12/31/2013


100% owned by Countrywide Capital Markets, LLC unless otherwise noted.

1. Countrywide Commercial Real Estate Finance, Inc. owns 100% ofthis entity •

• Page 59.1

• I LandSafe, Inc ..

I

L _l_ I I. LandSafe Title LandSafe Title LandSafe

LandSafe Title of of Credit, Inc.

of California, Inc. Florida, Inc. • Washington, Inc. •

I I I I

LandSafe LandSafe Services LandSafe Title Land Safe

Services, LLC of of Appraisal

Alabama, Inc. Texas, Inc. Services, Inc.

I I

LandSafe LandSafe Flood

Default, Inc. Determination,

Inc .

•

as of 12/3112013


100% owned by LandSafe, Inc. unless otherwise noted . • Page 60.1

• Key to Investment List

Investment Type:

•

•

MISC Miscellaneous investments CD Community Development FID Stocks held in a fiduciary capacity

Columns are marked Y (Yes) or N (No) to indicate if entity is reportable on the designated Report Type: Y -10 Monthly report of organizational changes Y -6 Annual report of organizational changes (includes additional investments

not reportable on the Y -1 0)

CONF Column is marked Y (Yes) or N (No) to indicate if entity requires confidential status .

• INVESTMENT .S OF 12/31/2013 • 121 Washington Street Master Tenant, LLC Providence, Rl Bane of America Historic New Ventures, LLC 100% CD I y I y I N

13 5 Lafayette LLC Bos_ton,MA Bank of America, National Association 99.99% CD I y I y I N

184 Kent MT, LLC New York, NY Framework, Inc. 99.99% CD I y I Yl N

Aliens Avenue, LLC Providence, RI Bane of America Historic Capital Assets LLC 100% CD y y N

Spear Realty, L.L.C. New York. NY ML 300 Spear LLC 33% MISC y y N

Pacific, L.P. Los Angeles, CA Bank of America, National Association 99.98% CD y y N I !california

Riverdale Owners LLC - Larchmont. NY Bank of America, National Association 100% CD y y N New York

of America, National Association 99.99% CD y y N Maryland

Concourse D Investment Fund, LLC Phoenix,AZ Bane of America Community Development Corporation 100% CD y y N North Carolina

II 00 Ocean Avenue Limited Partnership San Francisco, CA Bank of America, National Association 99.98% CD y y N California

II 02 Atlantic Ave Investment Fund, LLC Columbia, MD Bane of America Community Development Corporation 100% CD y y N North Carolina

1201 Canal Tenant,I.,LC Metairie, LA Bane of America Community Holdings. Inc. 99.99% CD y y N Louisiana

1208 North 28th Street, LLC Richmond, VA Bank of America, National Association 99.98% CD y yl N I jvirginia

2300 Pennsylvania Avenue LLC Washington, DC Bank of America, National Association 99.98% CD y Yl N I !District of Columbia

3555 Whittier Partners, L.P. Long Beach, CA Bank of America, National Association 99.98% CD y Yl N

& S TC Investments, LP Encino,CA Bank of America, National Association 99.98% CD I y I y I N

A.P. Giannini Foundation for Employees, The San Francisco, CA Bank of America, National Association • MJsciYIYI N !Controlled by Bank of America,

AB UT Fund, LLC Columbia, MD Bane of America Community Development Corporation 99.99% CD I y I Yl N

ACA LIHTC 2007-A2, L.L.C. New York, NY Bank of Ainerica, National Association l 199.99% l CD I y I Yl N

AcadiaSoft, Inc. Pembroke, MA Bane of America Strategic Investments Corporation I 6.46% I I MISC I y I Nl N

of America, National Association 99.99% I CD I y I Yl N

, National Association 99.98% CD I y I y I N

International Capital Ltd. 25.6% MISC I y I y I N

I r Investors V, L.P. 8.26% MISC I y I Nl N

Ave. Affordable Housing L.P. I New York. NY I Bank of America, National Association 99:98% CD I y I Yl N

3/25/2014

• INVESTMENT. AS OF 12/31/2013 • AM CAL Alegre Fund, L.P. Agoura Hills, CA Bank of America, National Association I I 99.98% I CD I y I Yi N I !California

AM CAL Mirande! a Fund, L.P. Agoura Hills, CA Bank of America, National Association I I 99.98% I CD I y I Yl N I ·- !California

AMCAL Mission Fund, L.P. Agoura Hills, CA Bank of America, National Association I I 99.98% I CD I y I Yl N I iCalifornia

Campus Operating Company, LLC Raleigh,NC Bane of America Historic Ventures, LLC I I !00% I CD I y I Yl N I INonb Carohna

Bane of America Historic Ventures, LLC I I 100% CD y y N North Carolina

I I 100% CD y y N New York

Credit Fund-XXJX Limited Cleveland, OH Bank of America, National Association I 199.99% CD y y N Deia\yar~

~uiP

ARDC San Marcos, Ltd. San Antonio, TX Bank of America, National Association I 199.98% 1 CD I y lyl N I ITe.xqs

ARDC Sutton, Ltd. San Antonio, TX Bank of America, National Association I 199.98% I CD I v I v I N I hexas

ARD Sutton 11, Ltd. I San Antonio, TX !Bank of America, National Association Texas

-Aria Apartments LLC Denver, CO Bank of America, National Association Colonidc

Arlington Mill Limited Partnership Arlington, VA Bank of America, National Association I I 99.98% I CD I y I Yl N I !Virginia

Valley View Limited Partnership \Alexandria, VA Multi-Family Housing Investment Fund I, LLC Virginia

Agoura Hills, CA Bank of America, National Association T;;xas

Australia Merrill Lynch Equities (Australia) Limited 10% MISCIYINI N I !Australia

Capital Partners, L.P. Chicago, IL BAS Capital Funding Corporation 100% MISC I y I y I N I Nonvoting interest representing 99% of

ita! Trust VI Charlotte, NC Bank of America Corporation 100% MISC I y I Yl N

Capital Trust VII Charlotte, NC Bank of America CorporatiOn I I 100% I MISC I y I Yl N

Capital Trust VIII Charlotte, NC Bank of America Corporation . I

I 100% I MISC I y I Yl N

Capital Trust Xl Charlotte, NC Bank of America Corporation I I 100% I MISC I y I Yl N

Capital Trust Xlll Charlotte. NC Bank of America Corporation 100% MISC I y I Yl N

Capital Trust XIV Charlotte, NC Bank of America Corporation 100% MISC I y I Yl N

Capital Trust XV Charlotte, NC Bank of America Corporation 100% MISC y y N

Funding Consortium, Inc. Miami,FL Bank of America, National Association 31.68% CD y y N 121.22% of total equity

BACI Investors Intermediate (Univision), LP. Chicago, IL Bane of America Capital Investors V, L.P. 99.99% MISC y y N I

2 3/25/201~

• INVESTMENT .S OF 12/31/2013 • of America, National Association 99.99% CD I y I Yl N I I Delaware

, National Association 100% CD I y I y I N I !Delaware

Bank of America, National Association 100% CD I y I y I N I I Delaware

Bank of America, National Association I I 99.99% I CD I y I Y I N I !Delaware

Bank of America, National Association I I 99.99% I CD I y I Yl N I !Delaware

Bank of America, National Association I I 99.99% I CD I y I Y I N I !Delaware

Bank of America, National Association I I 99.99% I CD I y I Yl N I !Delaware

Bank of America, National Association I I 99.99% I CD I y I Yl N I !Illinois

Bane of America Community Development Corporation 66.13% CD y y N Georgia

Bane of America Community Development Corporation 99.99% CD y y N Georgia

99.99% CD y y N Georgia

of America Housing Fund III Limited Partnership, 0.01% 99.985% CD y y N

General partner; managed by a third-

of America Housing Fund III Limited Partnership, 0.01% 99.985% CD y y

N Jparty

0.01% 199.985% CD y y N I General partner; managed by a third-

0.01% 199.985% CD I y I Y I N I General partner; managed by third-party

0.01% 99.985% CD y y N 1 v~.,~·~· partner; managed by a third-

0.01% 99.985% CD y y N

0.01% CD y y N

99.985%

99.99% CD y y N

Housing Fund IV Limited Partnership, 0.01% 99.985% CD y y N

Housing Fund IV Limited Partnership, 0.01% 99.985% CD y y N

99.99% CD y y N

J I 99.99% CD y y N

of America, National Association I 199.99% CD y y N

3 3/25/2014

• INVESTMENT-AS OF 12/31/2013 • I Columbia, MD Bank of America, National Association I I 99.99% I CD I y I Yl N

!columbia, MD Bank of America, National Association I I 99.99% I CD I y I Yl N

Columbia, MD Bank of America, National Association I I 99.99% I CD I y I Yl N

Kansas ML IBK Positions, Inc. 5.38% MISC I y I Nl N

Ocean Shore Limited Partnership Boston, MA Bank of America, National Association 99.97% CD I y I Yl N

TX Bank of America, National Association 99.98% CD I y I v I N

Bank of America, National Association 99.99% CD I v I v I N

Vista Town homes Limited Partnership Albuquerque, NM Bank of America, National Association I I 99.99% I CD I y I Yl N

Chicago, IL Merrill Lynch Mortgage Capital Inc. I I 100% I MISC I y I Yl N

Urban Renewal '. ... Bank of America, National Association I I 99.98% I CD I y I Yl N

Bank of America, National Association Yl N

Merrill Lynch L.P. Holdings Inc. Nl N

Bane of America Historic Capital Assets LLC I I 99.99% I CD I y I y

Investment Fund of Central I_. -· I Bank of America, National Association I 46.35% I I CD I y I y

Bank of America, National Association 99.99% CD I y I y I N

Block Interest Discovery Services Holding, GP New York, NY Bane of America Strategic Investments Corporation 10.00% MISC I y I N I N

Block Interest Discovery Services Holding, LP New York, NY Bane of America Strategic Investments Corporation 8.17% MISC y N N

Blue Ridge Finance Ltd. Hamilton, Bermuda Zeus 1999 FSC, Ltd. 100% MISC y y N !wholly-owned (inactive)

Dudley Square Realty Investment Fund, Boston,MA Bane of America Community Development Corporation 100% CD y y N

Chicago, IL Bane of America Community Development Corporation 100% CD y Yl N

Investment Fund, LLC San Francisco, CA Bane of America Community Development Corporation 100% CD y Yl N

Washington Latin Upper Tier Fund, LLC Washington, DC Bane of America Community Development Corporation 100% CD y vi N

Communities UT Fund II, LLC Columbia, MD Bane of America Community Development Corporation 99.99% CD y Yl N

Communities UT Fund III, LLC !Columbia, MD Bane of America Community Development Corporation 99.99% CD y y I N

Village Associates A-2, LP. !New York, NY !Bank of America, National Association 99.99% CD I y I Yl N I INewYork

4 3/25/2014

• INVESTMENT .S OF 12/31/2013 • of America, National Association CD I y I Yl N I I Massachusetts

of America, National Association CD I y I Yl N



of America, National Association I I 99.99% I CD I y I Yl N


of America Community Development Corporation CD I y I Yl N

of America Community Development Corporation 99.99% CD I y I Yl N

of America, National Association 99.99% CD I y I Yl N

ional Association 99.99% CD I y I Yl N


of America Community Development Corporation 55.58% CD I y I Yl N

B.V. 15.0% MISC I y I Nl N

of America Historic New Ventures, LLC 100% CD I y I Yl N

Associates II, LLC Rochester, NY Bank of America, National Association I I 99.99% I CD I y I Yl N

Bank of America, National Association I I 99.99% I CD I y I Yl N


Pydna Corporation 99% MISC I y I Yl N

elopment Ventures L.L.C. 23.79% CD I y I N I N

of America, National Association 99.98% CD I y I y I N

Community Development Corporation 99% CD I y I y I N


32.92% CD y y N

I I 32.72% CD y y N

of America Community Holdings, Inc. I I 30.44% CD y y N

5 3/25/2014

• • I

y

I :I N

CD y N

Country Communities, L.P. Newport Beach, CA Bank of America, National Association CD I y I Yl N


of America Community Development Corporation I I 99.99% I CD I y ! Yl N

of America Community Development Corporation I I 99.99% I CD I y I Yl N

Casa Morelos LP Chicago, IL Bank of America, National Association I I 99.99% I CD I y I Yl N

CASA Multicultmal Center MT, LLC Takoma Park, MD Bane of America Historic New Ventures, LLC I I 100% I CD I y I Yl N

Casitas de Colores, LLC Albuquerque, NM Bank of America, National Association I I 99.99% I CD I y I Yl N

Catawba Senior Housing, LLC Charlotte, NC Bank of America, National Association I I 99.99% I CD I y I Yl N

Catherine Arms Apartments Lll-ITC, LP Phoenix,AZ Bank of America, National Association I I 99.98% I CD I y I Yl N

CCC Post Road Limited Partnership Brighton, MA Bank of America, National Association I I 99.99% I CD I y I Yl N

CCG Energy Partners Fund 29, L.P. Princeton, NJ Bane of America Community Holdings, Inc. I I 99.99% I CD I y I Yl N

Partr. ·;rs Community Fund Princeton, NJ Bane of America Community Development Corporation I I 99.99% I CD I y I Yl N I Limited Partner

Princeton, NJ !Bane of America Community Development Corporation 99.99% CD y Yl N

Princeton, NJ I Bane of America Community Holdings, Inc. 99.99% CD y vi N kimited Partner

Princeton, NJ I Bane of America Community Development Corporation 99.99% CD y Yl N I I Delaware

of America Community Development Corporation I I 99.99% I CD I y I Yl N I I Delaware

New York Investment Fund II LLC Portland. ME Bane of America Community Development Corporation 99.99% CD y y I N I I Delaware

of America Community Development Corporation 99.99% CD y yl N _! _!Delaware

Limited Partnership _!Portland, ME jBank of America, National Association 99.98% CD y vi N I !Delaware

I. I Bank of America, National Association 99.98% CD y Yl N

Bank of America, National Association Yl N

Bane of America Community Development Corporation Yl N

Partnership LP- 1-...r~ ... V~-1, "'fl.. TV 'Bane of America Leasing & Capital, LLC I I 99.99% I CD I y I Yl N I I Delaware

6 3/2512014

• INVESTMENT As OF 12/3112013 • of America, National Association 99.99% CD y y N

of America, National Association 99.99% CD y y N

99.99% CD y y N

99.99% CD y y N

Housing Partnership I L.P. -Series New York, NY Bank of America. National Association 99.99% CD y Yl N

Housing Partnership I L P. - Series New York, NY Bank of America, National Association 99.99% CD y y N

Housing Partnership III LP New York, NY Bane of America Community Development Corporation 99.99% CD y y N

Housing Partnership III LP-Series 2 New York, NY Bank of America, National Association 99.99% CD y y N Delaware

of America, National Association 99.99% CD y y N Delaware

Investment tOO% MISC y y N Japan



Holdings 8.69% MJSC y N N

Chi-X Global Holdings New York, NY Bane of America Strategic Investments Corporation 5.01% MISC y N N

Chinatown Metro Apartm~nts, L.P. Los Angeles, CA Bank of America, National Association 95.98% CD y y N

CHX Holdings, Inc. Chicago, IL Bane of America Strategic Investments Corporation 8.55% MISC I y I Nl N

City First Capital Investor XII, LLC Washington, DC Bane of America Community Development Corporation 99.99% CD y y N

City Hall Lofts, L.P. Kansas City, MO Bane of America Housing Fund IV A Limited Partnership,

99.98% CD y y N LLLP,The

n 8.10% MISC y N N

Avenue Partners, LP !Marlton, NJ I Prestige Affordable Housing Fund XIV, LLC 99.98% CD y y N

Park Senior Housing, LLC !Rochester, NY Bank of America, National Association 99.99% CD y y N

Giannini Memorial Benefit Fund I San Francisco, CA Bank of America, National Association • MISC y y N !Controlled by Bank of America,

Lofts, L.L. C. I Kansas City, MO Bane of America Historic Capital Assets LLC 99.99% CD I y I Yl N

Senior Housing Limited Partners I HalfMoon Bay, CA I Bank of America, National Association 99.98% CD I y I Yl N

I columbia, MD IBanc of America Community Development Corporation 99.99% CD I y I Yl N

7 3/25/2014

• INVESTMENT-AS OF 12/3112013 • Portland, OR Bank of America, National Association I 148.23% 1 CD J Y I Yl N

Tampa,FL Bank of America, National Association 1 199.99% T CD T y I Yl N

San Francisco, CA Bank of America, National Association I 199.98% 1 CD I y I y I N

San Francisco, CA Bank of America. National Association T T 99.98% T CD I y I y I N

Capital 2000 LP Portland, ME Bank of America, Natio~al Association I I 32.42% I CD I y I Yl N

Development Trust, Inc., The New York, NY Bank of America, National Association T 5.20% I I CD I y I N

Reinvestment Group, L C. Fort Lauderdale, FL Bank of America, National Association 38.20% CD I y I y

0 .. .,. ......... ,., A;,.."'"'

MISC I y INI BankBoston N.A, Argentina Branch 8.47% N

Bank of America, National Association 99.98% CD I v lv1 N

Costa lbiza, Ltd. San Antonio, TX Bank of America, National Association y I N

Costa Mariposa, Ltd. Dallas. TX Bank of America. National Association y I N

Counting House Lofts Limited Partnership Boston, MA Bank of America, National Association 99.99% CD y y N

Countryside Seniors Apartments, LP Chicago, IL Bank of America, National Association 99.98% CD y y N I!hnois

Cranberry Equities Limited Partnership Reiserstown, MD Bane of America Housing Fund I Limited Partnership, The 99% CD y y N Maryland

CRB Federal, LLC Hanover, MD Bane of America Historic Capital Assets LLC 99.90% CD y y N Maryland

Creative Choice Homes XXIX, Ltd. Palm Beach Gardens,

Bank of America, National Association 99.99% FL

CD y y N Fiori (Ia

CreditDetivCiear Limited Paris, France Bane of America Securities Limited 8.33% M!SC y N N RegK France

Crockett Pine Ridge Manor, LP Port Arthur, TX Bank of America, National Association 99.98% CD y y N Texas

of America, National Association 99.99% CD y Yl N

Lofts Limited Partnership IBoston,MA !Bank of America, National Association 99.99% CD y Yl N

Development Danville, VA Bane of America Community Development Corporation I 22% I I CD I y I Nl N I !Virginia

Whitney Building Investment Fund, n.,.trn1t l\AT Ronc of America Community Development Corporation 100% CD I y I N I N

Avenue Senior Apartments, L.P. Carlsbad, CA Bank of America, National Association 99.98% CD I y I y I N

Dublin, Ireland BancBoston Investments Inc. 9.17% MISC I y I Nl N

Trust and Clearing Corporation l<.T ..... u.V ..... .-t..- 1\.TV Mernll Lynch, Pterce, Fenner & Smtth Incorporated I 5.97% I I MISC I y I Nl N

8 312512014

• INVESTMENT .S OF 12/31/2013 • 99% CD y y N -

Douglasville Investments, L.P. !Duluth,GA ITriSail Capital Corporation 99% CD y y N

Durant Tenant LLC I Lansing, MJ I Bane of America Historic Capital Assets LLC 99.99% CD y y N

Early Warning Services, LLC Scottsdale, AZ Bank of America, National Association 18.00% M1SC y N N

East 112 Associates LLC Larchmont, NY Bank of America, National Association 99.99% CD I y I Yl N

of America, National Association I I 99.98% I CD I y I y I N

Apartments LLC !Seattle, WA Bank of America, National Association I I 99.98% I CD I y I Yl N

I columbia, MD Bane of America Community Development Corporation 99.99% CD y I y I N

!Massachusetts Merrill Lynch L.P. Holdings Inc. 22.78% MJSC y IN I N

Star lnvestmtnts L.L.C. !Kansas City, MO Bane of America Housing Fund IV A Limited Partnership,

99.97% CD v I v I N LLLP, The

f America, National Association 99.98% CD v I v I N

Artspace Lofts Limited Partnership Minneapolis, MN Bank of America, National Association 99.98% CD y I Yl N

l!Company Reno, NV Bank of America, National Association MJSC I y I Yi N I I Delaware

Apartments Limited Partnership Baltimore, MD Bane of America Housing Fund I Limited Partnership, The CD I y I Yl N I !Maryland

of America Strategic Investments Corporation I 6.70% I I MISC I y I Nl N I I Delaware

of America Strategic Investments Corporation M!SC I y I Nl N

of America, National Association M1SC I y I Nl N

Terrace Limited Partnership Mansfield, MA Bane of America, National Association I I 94.99% I CD I y I Yl N


Building Investment Fund, LLC Boston,MA Bane of America Community Development 100% CD I y I Yl N

Holdings LLC (Hubco) New York, NY Merrill Lynch L.P. Holdings Inc. 10% MISC I y I Nl N

ent & Financial Corporation Everett, MA Bank of America, National Association 29.86% M!SC I y I Yl N

Fairhills Homes Limite_d Partnership Boston,MA Bank of America, National Association I

199.99% I CD I y I Yl N

FC 1212, LLC Cleveland, OH Bank of America. National Association I 199.98% I CD I y I Yl N

Fenway Park. LLC Boston. MA Bane of America HTC Investments LLC I I 99.99% I CD I y I Yl N

9 3/25/2014

• • Business Investment

Jacksonville, FL !Bank of America, National Association I 28.20% I I CD I y I y

Development Corporation of Tampa, FL Bank of America, National Association 21.78% CD I y I N

Pinckneyville, lL Bank of America, National Association 5.62% FID I y I y I '"' jPercentage listed is sole discretionary

Boston, MA Bank of America, National Association 99.38% CD I y I y

Columbia, MO Bane of America Community Holdings, Inc. 39.96% CD I y I Yl N ---


Condominiums Limited L ... L - . .. 100% CD y y N

I I 99.98% CD y y N

at Pershing Park Group Partners, 1111~-"--- T'lo--1- T:"T In __ ,_ of America, National Association 99.99% CD y y N

I Association 9999% CD I y I y I N

Bank of Ameri~a, National Association 88.01% CD I Y I vI N

Bane of America Community Development Corporation I I 99.99% I CD I y I Yl N

Preservation Partners, L.P. Washington, DC Bank of America, National Association 99.98% CD I y I Yl N

Historic New Ventures, LLC 100% CD I yly I N


uno Co- !n vestment Company B. I c ....... t:'-.... - .... ~ ........... I"' A ln ........... A_..,._; ........ ,.-. ....... : ....... 1 t ................... _ ... n T n I I 99.80% MISC y I Yl N

100% CD y I y

G & S Empire Landlord, LLC Raleigh, NC G & S Empire Tenant, LLC 10.0% CD y I y

G & S Empire Tenant, LLC Raleigh, NC CCG Historic Partners National Fund XXVII, L.P. 99.99% CD I y I y

Gables II, LLC Charlotte, NC Bank of America, National Association 99.98% CD I y I y

Galway Holdings Trust Dublin, Ireland Newland Lane Limited 100% MISC I y I y

Grove Group Partners, Ltd. Winter Park, FL Bank of America, National Association 88.01% CD I y I y

Los Angeles, CA Bank of America, National Association 99.98% CD I y I Yl N

Dividend Buffalo, NY .!Bank of America, National Association I 199.99% 1 CD I y I Yl N

Cedar Rapids, lA I Bank of America, National Association I 199.99% I CD I y I Yl N

10 3/25/2014

• INVESTMENT .S OF 12/31/2013 • Cedar Rapids, !A Bank of America, National Association 99.99% CD y y N Delaware

Cedar Rapids, lA Bank of America, National Association 99.99% CD y y N Delaware

Cedar Rapids, !A Bank of America, National Association 99.99% CD y y N Delaware

Cedar Rapids, !A Bank of America, National Association 99.99% CD y y N Delaware

Lynch Mortgage Capital Inc. 50% MISC y y N Delaware

.rational Association 99.98% CD y y N

of America Corporation 16.66% MISC y Nl N

Tax Credit Fund IV, !,,,_ ·.~-- ~~ L '' Investment & Advisory, Inc. I 99.99% I CD I y I Yl N

\lew Ventures, LLC 100% CD y Yl N

of America, National Association 19.2% CD y Nl N

sociation 99.99% CD y yl N

Apartments, LLC ITampa,FL ~~-·· ••. ········-Housing Fund !VB Limited Partnership, LLLP,The

99.99% CD y yl N

I. L 99.99% CD y yl N

99.98% CD y IYI N

of America, National Association 99.98% CD y I y I N

Hammock Harbor Group Partners. Ltd. Winter Park, FL Bank of America, National Association 99.99% CD I y lyl N

Harmqn Villas Investments, LP. Dallas, TX Bank of America, National Association 97.98% CD I y I y I N

f America Historic Capital Assets LLC 99.99% CD I y I Yl N


Park Apartments Roseville LP !Sacramento, CA I Bank of America, National Association 99.99% CD I y IYI N

I L f America, National Association 99.98% CD I y I y I N



Limited Partnership Portland, ME Bank of America, National Association N

N

11 3/25/2014

• INVESTMENT .AS OF 12/31/20.13 • l,!ilr;~,~~:1l}f1~j11;ij~~~l~~~~~:,. Hippodrome Performing Arts Center, LLC Baltimore, MD Bane of America Historic Ventures, LLC 99.98% CD y y N Maryland

-Bane of America Housing Fund !VB Limited Partnership,

Historic Ellison, LP. Kansas City, MO LLLP The

99.97% CD y y N !v!:issour~ I

Historic Lofts of Waco High, LLC Winston-Salem, NC Bank of America, National Association 99.99% CD y Y· N Nm:~ Cmoli~a j

--~ Hollybush Preservation Partners, LP. Washington, DC Bank of America, National Association 99.98% CD y y N New .i~se~' I Hope Street Iiwestment Fund, LLC Chicago, IL

Bane of America Community Development Corporation 98.98% CD y y N Delaware ! Bane of America HTC Investments LLC 0.01%

-l Horsehead Zinc Recycling, LLC Pittsburg, PA Bane of America CDE III, LLC 55% CD y y N S:mih Carolina

Housing Missouri Equity Fund \998, LL.C. St. Louis, MO Bane of America Community Holdings, Inc. 33.234% CD y y N Missouri

Housing Partnership Fund, Inc., The Boston,MA Fleet Development Ventures LLC. 6.3% CD y N N Massachusetts ·

HPD Alturas LP. Arcadia, CA Bank of America, National Association 99.99% CD y y N Caiitomia

HPD Cedarwood L.P. Arcadia, CA Bank of America, National Association 99.99% CD y y N Califomia

HPD Rio Colorado LP. Arcadia,CA Bank of America, National AssociatiOn 99.99% CD y y N California

HPD Rio Linda LP. Arcadia, CA Bank of America, National Association 99.99% CD y y N California

HRV/BOA NM Investment Fund LLC Columbia, MD Bane of America Community Development Corporation 99.99% CD y y N Delaware

Hudson Housing Tax Credit Fund XXIX LP New York, NY Bank of America, National Association 99.99% CD y y N Del>tware

Hudson Housing Tax Credit Fund XL VIII LP New York, NY Bank of America, National Association 99.98% CD y y N Delaw<;r~.

Hudson Housing Tax Credit Fund LIX LP New York, NY Bank of America, National Association 99.98% CD y y N Delaware

I1unter Bay, LLC Winston-Salem, NC Bank of America, National Association · 98.99% CD y y N Nort\1 Carolina

1 HW A-850 Eastwood Limited Partnership Chicago, IL Bank of America, National Association 99.98% CD y y N Illinois

Illinois Facilities Fund Chicago, IL Bane of America Community Development Corporation 25% CD y y N Illinois

Inflexion Communications Corporation Columbia, MD Fleet Development Ventures L.L. C. 41.23% CD y y N Delaware !

lskalo Electric Tower Master Tenant LLC Williamsville, NY Bane of America Historic New Ventures, LLC \00% CD y y N New York

Jack Orr Plaza Preservation Phase One, LLC Miami, Fl. Bank of America, National Association 99.99% CD y y N Florida

Jefferson Heights Housing LLC Kingston, PA Bank of America, National Association 99% CD y y N Connecticut I

Jefferson, Marion, Washington Commumty Corpus Christi, TX NB Holdings Corporation 22.0% CD y N N Iilinois

Development Corporation The

Joe Moretti Preservation Phase One, LLC Miami,FL Bank of America, National Association 99.99% CD y y N Florida

Justice Park Senior Villas LP Hempstead, TX Bank of America, National Association 99.98% CD y y N Texas --·

12 3125/?014

• INVESTMENT .S OF 12/31/2013 • Bank of America, National Association N

Bank of America, National Association N

Credit Investment Members No 31, L_ ---- ~'L .. ~ [Bank of America, National Association 99.99% CD y y N

Bank of America, National AssociatioR 99.90% CD y y N Ohio

l r , National Association 99.90% CD y y N Ohio

Investment Partners No. 15, lr- ---- ~, .. · ·~ 1~--'- of America, National Association 99.90% CD y y N Ohio

>n 99.99% CD I Y [Y[ N I lOhio

of America, National Association 99.98% I

CD I y I y I N I !Texas

Power Group Limited !London, U.K. Bane of America Securities Limited I 7.5% I I MISC I y I N I N I lUnited Kingdom

I Laredo, TX Bank of America, National Association I 199.98% 1 CD I y lyl N I lrexas

1Mansfield, MA Bank of America, National Association I I 95.00% I CD I y I Yl N I !Florida

- 8 Group Partners, I winter Park, FL Bank of America, National Association I I 99.99% I CD I y I Yl N I !Florida

Winter Park, FL Bank of America, National Association 99.98% CD I y I Yl N I !Florida

Bala Cynwyd, PA Silk Factory Tenant, L.P. 99.99% CD y y N ->"" 'v """_.......,...., .&.J u_.u .. ~.., .... }-'"""-> u'""' .• nuy

[Pennsylvania interest; 99.99% of total equitv

International Financial Corporation 8.33% MISC y N N Voting common .[Panama

of America Historic Capital Assets LLC 99.99% CD y y N

of America, National Association I I 99% I CD I y I Yl N




Linden 143, LLC Spokane Valley, WA Bank of America, National Association I I 99.99% I CD I y I Yl N

Linden Knolls Residence, LLC Lake Success, NY Bank of America, National Association I I 99.98% I CD I y I Yl N

Liquidity Match Li..C . Jersey City, NJ Bane of America Strategic Investments Corporation I 14.30% I I MISC I y I Nl N

LISC/BOA NM 40 Investment Fund, LLC Chicago, IL Bane of America Community Development Corporation I 199.99% 1 CD I y I y I N

LMSR,L.P. Lake Success. NY Bank of America, National Association I 1 9::.~% I CD I y I Y I N - ' . .......~ .......... '.TY ''' -

13 3/25/2014

• INVESTMENT .AS OF 12/31/2013 • a California Limited

'Marlton, NJ Bank of America, National Association 99.98% CD I y I Yl N

Newbury Park, CA Bank of America, National Association 99.98% CD I y I Yl N

Los Angele>, CA Bank of America, National Association 99.98% CD I y I Yl N

Austin, TX Bank of America, National Association 99.98% CD I y I Yl N

Phoenix, AZ Bank of America, National Association 99.99% CD I y I Yl N

Magnolia Gardens I, Ltd. Cleveland, OH Bank of America, National Association 99.99% cb I y I Yl N

Maine Housing Equity Fund 2000 LP Portland, ME Bank of America, National Association 36.36% CD I y I Yl N

'und 2002 LP Portland, ME Bank of America, National Association 52.62% CD I y 1·y I N

Housing Equity Fund 2004 LP Portland, ME Bank of America, National Association 32% CD I y I Yl N

ML IBK Positions, Inc. 5.2% MISC I y I Nl N

18.65% MISC y Nl N


of America, National Association 42.29% CD y y N I I Ma~sachi..setts of America, National Association 49.86% CD y y N

of America, National Association 48.03% CD y y N I I 'vl:as>achu;,etts

of America, National Association 41.55% CD y yl N

of America, National Association 37.32% CD y vi N I I Mf\!'sachusetts

of America, National Association 41.20%' CD y Yl N

Housing Equity Fund 2001, In~~---~- ~ifA L"-'· of America, National Association Mz.ssachvsetts

Housing Equity Fund XII LLC I Boston, MA I Bank of America, National Association Massachusetts

Housing Equity Fund XVll In __ ._ __ ~~A ID--1. -C' A~--:-- lro.T- .. :---1 A----:-.. :-- I I 25.00% I CD I v I v I N I Massachusetts

13.6% I I CD I y I N I N ls7. I% of total equity Massachusetts

16.29% I I MISC y N N Defaware

of America, National Association I 199.98% 1 CD y y N California

I I 99.98% I CD y y N California

14 3/25/2014

• INVESTMENT .S OF 12/31/2013 • Lynch Capital Trust II I New York, NY I Bank of America Corporation I I 100% I MISC I y I Yl N

of America Corporation I I 100% I MISC I y I Y I N

Lynch Preferred Capital Trust III New York, NY Bank of America Corporation I I 100% I MISC I y I Yl N I !Delaware

Lynch Preferred Capital Trust IV New York, NY Bank of America Corporation I I 100% I MlSC I y I Yl N I !Delaware

Lynch Preferred Capital Trust V New York, NY Bank of America Corporation I I 100% I MlSC I y I Yl N I !Delaware

Lynch Preferred Funding III, L.P. New York, NY Bank of America Corporation I • I I MISC I y I Y I N I Act as General Partner !Delaware

Lynch Preferred Funding IV, L.P. New York, NY Bank of America Corporation I • I I MISC I y I Y I N I Act as General Partner I Delaware

Lynch Preferred Funding V, L.P. New York, NY Bank of America Corporation I • I I MISC I y I Yl N !Act as General Partner

Community Capital Fund XII, L.P. Oakland,CA Bank of America, National Association I 125.00% CD y y N I !California

I I 34.48% CD y y N California

99.98% CD y y N New Mexico

of America Community Development Corporation 100% CD y y N Delaware

'pment Corporation 28.39% CD y y N Massachusetts

Housing Investments II, A Limited 42.9% CD y y N Massachusetts

99.99% CD y y N Delaware

!!Uit::t:SHip Bank of America, National Association I I 99.99% I CD I y I Y I N I lnelewere , I

Midwest Mezzanine Fund Ill, L.P. Chicago, IL BAC CCC Private Equity Investments, Inc. I I 45.39% I MISC I y I Yl N

Minority Investment Development Corp. Providence, RI Fleet Development Ventures L.L. C. 24.1% 1 I CD I y I N I N 119.7%oftotalequity

MLGPE Associates II International, L.P. New York, NY Merrill Lynch GP Inc. I I 00% I MISC I y I y I N

Associates II International, L.P. 14.31% MISC I y IN I N

l,LLC 100% CD I y I y I N

of America Leasing & Capital. LLC 100% CD I y I y I N

Mezzanine Management. Inc. I I 55.17% I MISC I y I Yl N

of America, National Association I I 99.98% I CD

I y

I :I N

I 'Washington

CD y N 99.98% Illinois

15 3/25/2014

• INVESTMENT .AS OF 12/31/2013 • Vienna, VA Investments 2234, LLC 38.10% MISC I y I y I N

Newbury Park, CA Bank of America, National Association 99.98% CD I y I Yl N

Winter Park, FL Bank of America, National Association 99.99% CD I y I Yl N

Guaranteed Tax Credit Fund VIII, LLC Granville, OH Pydna Corporation 99.99% CD y y N

I;LLC New York, NY Bank of America, National Association 99.99% CD y y N

MS Guaranteed Tax Credit Fund XXII, LLC Irvine, CA Bank of America, National Association 99.99% CD y y N

lv!S Guaranteed Tax Credit Fund XXIII, LLC New York, NY Bank of America, National Association 100% CD y y N

LLC Lansing, MI Bank of America, National Association 99.99% CD y y N

S Guaranteed Tax CreditFund XXVI, LLC Lansing,MI Bank of America, National Association 99.99% CD y y N

Bane of America Community Development Corporation 100% CD y Yl N

99.99% CD y y N


of America, National Association 99.99% CD y y N California

of America Community Development Corporation 99.99% CD y y N California ,.

of America Community Development Corporation 99.99% CD y y N California

of America, National Association 99.99% CD y y N California


of America, National Association 99.98% CD y y N Florida

99% MISC y y N Leasing company Califocr.ie.

of America Community Development Corporation 99.99% CD y y N

poration 99.99% CD y y N

Bane of America Community Development Corporation 99.99% CD y y N

Life Tax Credit Partners 2002-C, Columbus, OH Pydna Corporation I I 99.99% I CD I y I Yl N

Nationwide Life Tax Credit Partners 2004-F, Columbus, OH Pydna Corporation N

LLC

Natoma Family Housing, L.P. San Francisco, CA Bank of America, National Association N

16 :1125/2014

• INVESTMENT .S OF 12/3112013 • of America Community Holdings. Inc. I I 58.68% I CD I y I Yl N

---of America, National Association 99.99% I CD I y I Y I N

, National Association 99.99% 1 CD I y I y I N

Bank of America, National Association 34.99% I CD I y I y I N


Hampshire Housing Equity Fund 2004 ln .... -I ........ A l..KC I Bank of America, National Association I I 32% I CD I y I Yl N



Bank of America, National Association I I 99.98% I CD I y I y

FL !Bank of America, National Association I 46% I I CD I y I y

Bank of America, National Association I I 99.99% I CD I y I Y I N

Properties IV, Ltd. Miami,FL Bank of America, National Association I I 99.99% I CD I y I Y I N

Village Apartments, LLC Oregon, WI Bank of America, National Association I I 99.98% I CD I y I Yl N



Amex Opti<ms LLC !New York, NY Bane of America Strategic Investments Corporation I

5% I I MISC I y I N I N I _]Delaware

Boston,MA Bank of America, National Association I 135.92% 1 CD I y I y I N I I Massachusetts

Los Angeles, CA Bank of America, National Association I I 99.98% I CD I y I Y I N I (California

I Frederick, MD Bank of America, National Association I I 99.99% I CD I y I Y I N

Senior Apartments Limited Is . MA oston, Bank of America, National Association I I 99.99% I CD I y I Y I N I IJllinois

of America Historic Capital Assets LLC I I 99.99% I CD I y I Yl N I INewYork

of America Housing Fund I Limited Partnership, The 99% CD y y N Maryland


I Baltimore, MD Bane of America Housing Fund I Limited Partnership, The 67.5% CD y y N Maryland

Green Rental ! LLC I Dorchester, MA Bank of America, National Association 99.99% CD y y N Massachusetts

17 3/25/2014

• INVESTMENT .AS OF 12/31/2013 • Everett, WA Bank of America, National Association I I 99.99% I CD I y I y

Tampa, FL Bane of America Housing Fund IIIB Limited Partnership 99.99% CD I y I y

London, U.K. Bane of America Securities Limited 7.14% MISC I y I N

Riviera Beach, FL Bank of America. National Association 39.20% CD I y I y

Bane of America Community Holdings, Inc. 99.99% CD y y N

Bank of America, National Association 99.99% CD y y N

Bane of America Leasing & Capital, LLC 99.99% CD y y N

Bank of America, National Association 99.99% CD I y I Yl N

Bane of America Housing Fund I Limited Partnership, The 51% CD I y I Yl N

Bane of America Community Development Corporation 34.00% CD I y I Y I N

Community Investors LLC INew York, NY Merrill Lynch L.P. Holdings Inc. 20% MISC I y I Ni N

I. Affordable Housing 1997-1, L.L.C. 99% CD I y lyl N

of America Community Holdings, Inc. 99.99% CD ! y I y I N

Perpetual Solar Fund 2, LLC !Palm Beach, FL !Bank of America, National Association 99.99% CD I y I y I N

Perryman Station Associates, LP !Annapolis, MD !Bank of America, National Association 99.98% CD I y IYI N

Phoebus ~qu3.re, L.P. !Portsmouth, VA I Bank of America, National Association 99.98% CD y Yl N

PIDC-RDC VIII Investment Fund, LLC I columbia, MD I Bane of America Community Development Corporation 100% CD y y N

Pine Valley Residential, LLC !Waltham, MA Bank of America, National Association 99.99% CD y y N New Hampshire

1Kingston, PA Bank of America, NatiOnal Association 99% CD y y N North Carolina

L.P IHavden. ID Bank of America, Nationai Association 99.'18% CD y y N Idaho

LLC New York, NY ML IBK Positions, Inc. 17.34% MISC y N N Delaware

Affordable Housing Fund XIV, LLC Marlton, NJ Bank of America, National Association 99.99% CD y y N New Jersey

Affordable Housing Fund XIX LLC Marlton, NJ Bank of America, National Association 99.99% CD y y N New Jersey

Affordable Housing Fund XXI, LLC Marlton, NJ Bank of America, National Association 99.99% CD I y I Yl N I !New Jersey

Export Funding Corporation New York, NY BankAmerica International Financial Corporation 8.06% MISC I y I Nl N !Voting common (Reg K)

18 :l/25/2014

• INVESTMENT .S OF 12/3112013 • 14.34% MISC y N

• MISC y yl I of America, National Association I 99.99% CD y yl N


I of America, National Association 99% CD y y N

Petersburg, FL I Bank of America, National Association 99.99% CD y y N

I of America, National Association 99.99% N

of America, National Association 99% N

of America, National Association 99% CD I y I Yl N

of America, National Association 99.98% CD Oregon

of America, National Association 99.99% CD New York

of America Strategic Investments Corporation 13.05% MISC I y I N I N

29.70% CD I y I y I N


Hill Housing Limited Partnership Floral Park, NY Bank of America, National Association 99.98% CD y y N I I New York

Richmond Hill Housing 2 Limited Partnership Floral Park, NY Bank of America, National Association 99.98% CD y y N l jNew York

Ridgeway Marin L.P. Sacramento, CA Bank of America, National Association 49.985% CD y y N I !california

Ripley Station Limited Partnership I Raleigh, NC IBanc of America Housing Fund I Limited Partnership, The I I

99% CD y y N l North Carolina

l L of America Historic New Ventures, LLC 1 100% 1 CD y y N Tax Credit Investment· Investor only

99.99% CD y y N

99.98% CD y Yl N

Green Group Partners, L(d. I Winter Park, FL I Bank of America, National Association l I 99.99% CD I y I Yl N

Financ.e Partners, LLC I New York, NY I Merrill Lynch L.P. Holdings Inc. I 7.50% I I MISC I y I Nl N

of America, National Association I 99.99% I CD I y I Yl N

Savannah, GA Bank of America, National Association 22.22% Georgia

19 3/25/2014 .

• INVESTMENT As OF t2/Jli2013 • 99.98% CD y y

60.91% CD y y

International Financial Corporation 15% MISC y N

ent Corporation 100% CD I v I y


A California Limited L .. ~. IB f . . 1 .. ank o Amenca, Nat10na Assoctat!On N

Bank of America, National Association N

Shovel Works One LLC Boston,MA Bank of America, National Association 99.98% CD I y I Yl N

SHS Historic Partners, L.P .. Long Beach, CA Bane of America Historic Investments Partnership 99.99% CD I y I Yl N

Sienna Pointe, Ltd. Austin, TX Bank of America, National Association 99.98% CD I y I Yl N

Silk Factory Tenant, L.P. BaJa Cynwyd, PA CCG Historic Partners National Fund XXVII, L.P. 99.99% CD I y I Yl N

Silsbee Oakleaf Estates, LP Port Arthur, TX Bank of America, National Association 99.98% CD y y N Texas

Sol Y Luna, L.P. Los Angeles, CA Bank of America, National Association 99.98% CD y y N CaHfr)rnia

Source Holdings Limited George Town, Grand

BAC Strategic Investments B.V. 16.68% MISC y N N Cayman iSlands Cavman Cavman Is. -

South Essex A venue Urban Renewal LLC Larchmont. NY Bank of America, National Association 99.99% CD y y, N

Jnal Association 99.99% CD y y N

Housing Invesrments II, A Limited 37.5% CD y y N

I

of America, National Association 15.63% CD y N N Voting common

of America, National Association 37% CD y y N I


of America Community Holdings, Inc. 100% CD y y N New York


of America, National Association 99.98% CD y y N Florida_.

of America, National Association 99.98% CD y y N Florida ..

Spencer Row Limited Partnership I Chelsea, MA I Bank of America, National Association 99.99% CD y y N Massachusetts

20 3/25/2014

• INVESTMENT .S OF 12/31/2013 • I I

of America, National Association 22.47% CD y y

Village Semor Residences, L.P. Montclair, NJ Bank of America, National Association 99.99% CD y y N

I. I merica, National Association 100% CD y y N

Affordable Housing Fund XIV, LLC 99.98% CD I y I y I N I !California

Louis Equity Fund 2003, L.L.C. St. Louis,MO Bank of America, National Association 27.429% CD I y I y I N I I Missouri

St. Louis Equity Fund 2004 L.L.C. St. Louis,MO Bank of America, National Association I 125.653% I CD I y I Yl N I I Missouri

St. Luke's Preservation Partners, L.P. Washington, DC Bank of America, National Association I I 97.98% I CD I y I Yl N I I Missouri

of America, National Association I 99.98% I CD I y I Yl N I I North Carolina

nt Ventures L.L.C. 5.5% CD I y I Nl N


Stephens South Limited Partnership Portland, OR Bank of America, National Association I I 99.98% I CD I y I Yl N

Stonegate Meadows, L.P. Kansas City, MO Bane of America Housing Fund IIIB Limited Partnership 99.99% CD I y I Yl N

Storey Asset Management Company Reno, NV Bane of America FSC Holdings, Inc. 100% MISCIYIYI N

Stratford Manor, L.P. Chesterfield, MO Bank of America, National Association 99.97% CD I y I y I N

ff,-..-A.,.hlo Un,.coinro D<::~rtn"'r"' '77 Corporation 99.99% CD I y I Yl N


99.90% CD y y N

I I 99.9o•;.; CD y y N


I I 99% MISC y y N Leasing company

99% MISC y y N Leasing company

99% MISC y y N Leasing company

of America Community Holdings, Inc. I I 99% CD y y N

Charlotte, NC I Bane of America Housing Fund !liB Limited Partnership I I 99.99% I CD I y I Yl N

Hills Seniors LLC I Hayden, ID I Bank of America, National Association I I 99.98% I CD I y I Yl N

21 3/25/2014

• INVESTMENT .AS OF 12/3117013 • I

I 99 .. 89% CD I y I y I N

of America, National Association I 199.99% CD I y IY I N

I I 99.99% CD y y N

I I 62.41% CD y y N i r

of America, National Association I 128.95% CD y y N I lrexas

The Eila at Encore, LP Tampa, FL Bank of America, National Association 99.99% CD y y N Finrida -

The Reed at Encore, LP Tampa,FL Bank of America, Naticnal Association 99.99% CD y y N Florida

The Trio at Encore, LP Tampa,FL Bank of America, National Association 99.99% CD y y N Florida

ThebebtCenter, LLC. INew York, NY Merrill Lynch, Pierce, Fenner & Smith Incorporated 133.86% 1 I MISC I y I Yl N

TheMarkets.com LLC I New York, NY Merrill Lynch LP. Holdings Inc. 114.92% I I MISC I y I Nl N

Community Development IHouston, TX Bank of America, National Association 18.23% CD I y l Nl N

New York, NY Bank of America, National Association 99.99% CD I y I Yl N

San Francisco, CA Bane of America Strategic Investments Corporation 6.95% MISC I y I Nl N

20% MISC y N N

- - I 99.99% CD y y N

Four Phase One Limited Boston,MA Bank of America, National Association I 99.99% CD y y N

Phase One Limited - ... - · of Amenca, Natwnal Assoctatwn 99.99% CD I y I Yl N

99.98% CD y y N

40.29% CD y y N

8.1% MISC y N N

Holdings Ltd. (fka Baikal 1--..l-- TTl/ ~KT TTV r""--: .. -1 I.T-1.-l~-~- 5.48% MISC I y I Nl N

Turtle Hill Townhomes, LP. I Kansas City, MO I Bane of America Housing Fund IIIB Limited Partnership 99.99% CD y Yl N

Bane of America CDC Special Hoidir.g

Two Country Lane Waxahachie, Ltd. !Benbrook, TX Bank of America, National Association 99.99%

CD y y N Company, Inc. Special Limited Partner

lo"-" of America CDC Special Holding Company, Inc. 0.01% 0.01% economic interest in extraordinary cash proceeds

A Institutional Tax Credit Fund XXXVII Greenwich, CT Bank of America, National Association 9999% CD y y N

22 3/25/2014

, • ... INVESTMENT .S OF 12/31/2013 •

Greenwich, CT Bank of America, National Association I I 99.99% I CD I y I Y I N

Greenwich, CT Bank of America, National Association I I 99.99% I CD I y I Y I N

Greenwich, CT Bank of America, National Association I I 99.99% I CD I y I Yl N



Fund LXXXII Greenwich, CT Bank of America, National Association I I 99.99% I CD I y I Yl N

. Institutional Tax Credit Fund LXXXVI Greenwich, CT Bank of America, National Association I I 99.99% I CD I y I Yl N

. Institutional Tax Credit Fund XCIII Greenwich, CT Bank of America. National Association I I 99.99% I CD I y I Yl N

Guaranteed Tax Credit Fund VIII. Walnut Creek. CA 1:::-·;., -:: ,..,_.,~:-• ., _,.v,.- • '""--•-,.v .. I 1'::::·1 CD I y I Y I N

Guaranteed Tax Credit Fund IX, L.L.C. Walnut Creek, CA -o:!o/;· I CD I y I Yl N

Grove Associates II LLC Pelham. NY Bank of America. National Association 99.99% CD y y I N I INew rorK I

--~

99.99% CD y y I N I I I r r

Heights Associates Jst. Louis, MO jMidwest Affordable Housing 1997-1, L.L.C. 99.80% CD y y N

<\ssociation 99.99% CD y y N



of America, National Association I I 99% I CD I y I Yl N

Place Residential LLC Larchmont. NY Bank of America. National Association Yl N

International Capital Ltd. Yl N

Valley View III/Prescott Valley LP Phoenix,AZ Bank of America, National Association I I 99.99% I CD I y I Yl N

VB Housing, LLC Dublin,OH Bank of America, National Association I I 99.98% I CD I y I Yl N -

Venetian Walk Partners, LLLP Buffalo, NY Bank of America, National Association I I 99.99% I CD I y I Y I N

Vermont 4925, L.P. Los Angeles, CA Bank of America, National Association I I 99.98% I CD I y I Yl N

Viewpointe Archive Services, L.L.C. Charlotte, NC Bank of America, National Association lt8.t8% I I MISC I y I N I N I !Delaware

Village-Side Housing Partners, L.P. llrvine,CA I Bank of America, National Association I I 99.98% I CD I y I Y I N I !California

23 3/25/2014

• • Vine Street Lofts, L.P (Kansas Citv. MO l:-':':'':'.v:..: '"""w Housing Fund !VB Limited Partnership, I I 99.99% I CD I y I Yl N

VOA Eastern Avenue Limited Partnership Lanham, MD Bane of America Housing Fund I Limited Partnership, The 99% CD I y I Yl N

Voke Lofts Limited Partnership Boston, MA Bank of America, National Association 99.99% CD I y I Yl N

Wamsutta Tenant, LLC Ouincv. MA Bane of America HTC Investments LLC 99.99% CD I. y I Yl N

Warburg .Pincus Partners, LLC New York, NY BluejayLLC I 11% I I MISC I y IN I N

Warner Creek Senior Housing, L.P. Hayward,CA Bank of America, National Association 99.98% CD I y I y I N

Washington Building MT, LLC Raleigh, NC Bane of America Historic New Ventures, LLC 100% CD I y I y I N

Washington Putnte, LLC Dublin,OH Bank of America, National Association 99.98% CD I y I y I N

Watch City Ventures MT LLC Boston,MA Bane of America Historic Capital Assets LLC 99.99% CD I y I Yl N

Wescott Road Partners. LP Marlton, NJ Prestige Affordable Housing Fund XIV, LLC 99.98% CD I y I y I N

West I Street Associates, LP (Marlton, NJ (Prestige Affordable Housing Fund XIV, LLC 99.98% CD I Y IYI N I lcai it(,rnja

of America, National Association 99.98% CD I y I Yl N I l'fe.>:as

Floral Park, NY !Bank of America, National Association 99.99% CD I y I y I N I !New York

Detroit, MI I Bane of America Community Development Corporation 99.99% CD I y I y I N I IMich;gan

Long Beach, CA (Bank of America, National Association 99.98% CD I y I Yl N

Jr. Community Development I Fort Worth, TX !Bank of America, National Association 21.09% CD I y I N I N !Represents 16.5% of the total e4uity

of America, National Association 99.99% CD I y I y I N I


Winners International, Inc. Atlanta, GA Fleet Development Ventures L.L. C. 20.0% CD y N N

Winton Woods Phase II Limited Partnership Bellevue, WA Bane of America Community Holdings, Inc. 99% CD y y N

Woodlands Barkley, LLC Rochester, NY Bank of America, National Association 100% CD y y N

Woodmont Apartments, Ltd. Fort Worth, TX Bank of America, National Association 99.98% CD y y N

Woodrow Wilson Housing Associates Three Kingston, P A

LP Bank of America, National Association 99% CD I y I Yl N

Woolf House Partners LP San Francisco, CA Bank of America, National Association 99.98% CD I y I Yl N

Wynnewood Seniors Housing, LP Dallas, TX Bank of America, National Associates 99.99% CD I y I Yl N --

24 3i25!2014

• INVESTMENT .S OF 12/31/2013 • Historic Partners National Fund XXVII, LP. 99.99% I CD y y N North Carolina

of America Strategic Investments Corporation 12.84% I I MISC y N N California

12.30% MJSC y N N United Kingdom


25 3/25/2014

•

•

•

BANK OF AMERICA CORPORATION

ITEM 3: Securities Holders

Item 3.1

As of December 31, 2013, Bank of America Corporation (the "Corporation") had three classes of voting securities: the Common Stock, the Series B Stock and the Preferred Series 1-5. As of such date, the Corporation did not know of any person who beneficially owned 5% or more of the Series B Stock or the Preferred Stock 1-5. The following table sets forth, as ofDecember 31,2013, information regarding shareholders known to the Corporation to beneficially own more than 5% of the Common Stock.

700,000,000 Warren E. Buffett/Berkshire Hathaway Inc. (1) ......... .

BlackRock, Inc. 566,949,493 (2) ..................... .

(1) Consists of warrants exercisable within 60 days for 700,000,000 shares of our common stock, held indirectly by Warren E. Buffett, Omaha, NE, USA 68131 and Berkshire Hathaway Inc., Omaha, NE, USA 68131, including through the following entities which are deemed to share beneficial ownership of greater than 5% of a class of our voting securities (as determined under SEC rules) as follows: OBH LLC, Omaha, NE, USA 68131 (666,960,000 of the warrants); and National Indemnity Company, Omaha, NE, USA 68131 (621,040,000 of the warrants).

(2) Consists of common stock held by Blackrock, Inc., New York, NY, USA 10022.

Item 3.2

During 2013 but not at 12/31113, None .

• ITEM 3:

•

•

NB HOLDINGS CORPORATION

Item 3.1 as of 12/31/13

Securities Holders

At 12/31/13, Bank of America Corporation owns 500 shares of common stock. Bank of America Corporation has a 100% voting interest in NB Holdings Corporation.

At 12/31/13 and during 2013 the principal place of business for Bank of America Corporation was Charlotte, North Carolina, USA.

Item 3.2

During 2013 but not at 12/31/13, None .

• ITEM 3:

•

•

BAC NORTH AMERICA HOLDING COMPANY

Item 3.1 as of 12/31113

Securities Holders

At 12/31/13, NB Holdings Corporation owns 834 shares of common stock. NB Holdings Corporation has a 100% voting interest in BAC North America Holding Company.

At 12/31/13 and during 2013 the principal place of business for NB Holdings Corporation was Charlotte, North Carolina, USA.

Item 3.2


• ITEM 3:

•

•

BANA HOLDING CORPORATION

Item 3.1 as of 12/31113

Securities Holders

At 12/31/13, BAC North America Holding Company owns 3,806 shares of common stock and 2,104 shares of Class A common stock. BAC North America Holding Company has a 100% voting interest in BANA Holding Corporation.

At 12/31113 and during 2013 the principal place of business for BAC North America Holding Company was Charlotte, North Carolina, USA.

Item 3.2


• BANK OF AMERICA CORPORATION

ITEM4: Directors and Officers (as ofDecember 31, 2013)

•

•

•

•

•

1. Name and address (city and state/country):

Sharon L. Allen Scottsdale, Arizona/USA

2. Principal occupation, if other than with the holding company organization:

N/A

3. Title or position with:

A. the bank holding company: Director

B. all direct and indirect subsidiaries of the bll!lk holding company:

Subsidiary Title or Position

Bank of America, National Association Director

C. Title or position with any other business company in which the person is a director. trustee, partner, or principal officer:

Company

Allen Holding Co. Autry National Center EALLC First Solar, Inc . YMCAofUSA

Title or Position

Co-owner Trustee Co-owner Director Chairman

4. Number of shares and percentage of each class of voting securities owned. controlled, or held with power to vote in:

A. the bank holding company:

#of Shares %of Shares Class of Securities

27,441 Less than 1% Common

B. subsidiaries of the bank holding company:

No such shares held

C. any other business company, if25 percent or more of its outstanding voting securities or proportionate interest in a partnership are held:

Name of Company

None

#of Shares

%of Shares Class of Securities

•

•

•


Susan S. Bies Landrum, South Carolina/USA (business)


Oliver Wyman Group, Senior Advisory Board Member



B. all direct and indirect subsidiaries of the bank holding company:



C. Title or position with any other business company in which the person is a director, trustee, partner, or principal officer:

Company

Bies Family LLC Global Association of Risk Professionals Merrill Lynch International Zurich Insurance Company Zurich Insurance Group Ltd. Zurich Insurance North America

Title or Position

Member Trustee Director Director Director Director

4. Number of shares and percentage of each class of voting securities owned, controlled, or held with power to vote in:





No such shares held

C. any other business company, if 25 percent or more of its outstanding voting securities or proportionate interest in a partnership are held:

Name of Company

None

#of Shares


•

•

•


Jack 0. Bovender, Jr. Nashville, Tennessee/USA (business)


N/A







Company

Cheekwood Botanical Garden and Museum of Art Community Foundation of Middle Tennessee Duke University Board of Trustees Duke University Healthcare System Jack 0. Bovender, Jr. 2009 GRAT #I Leadership Nashville Metropolitan Nashville Airport Authority Nashville Chamber of Commerce Public

Benefits Foundation Nashville Symphony

. Title or Position

Board of Trustees Board of Trustees Vice-Chair Board Member Trustee Board of Trustees Board of Commissioners

Board of Trustees Board of Trustees






·No such shares held


Name of Company

None

#of Shares


•

•

•

I. Name and address (city and state/country):

Frank P. Bramble, Sr. Towson, Maryland/USA (business)


N/A


4.






Company

Archdiocese of Baltimore Calvert Hall College High School Towson University

Title or Position

Vice-Chair Archdiocese School Board Interim President, Board of Trustees Emeritus Member ofthe Board of Visitors

Number of shares and percentage of each class of voting securities owned, controlled, or held with power to vote in:





No such shares held


Name of Company

None

#of Shares


•

•

•


David C. Darnell Charlotte, North Carolina/USA (business)


N/A


A. the bank holding company: Co-Chief Operating Officer


Subsidiary

Bank of America, National Association Merrill Lynch, Pierce, Fenner & Smith Incorporated

Title or Position

Co-Chief Operating Officer Co-Chief Executive Officer, Director


Company

American Bankers Association Museum of Science and Industry Queens University of Charlotte Watsco, Inc.

Title or Position

Director National Board Member Board of Trustees Board Member




1,841,317 Less than 1% Common*

B. subsidiaries ofthe bank holding company:

No such shares held


Name of Company

None

#of Shares


*Includes 393,750 shares of Common Stock which Mr. Darnell could acquire within 60 days after December 31, 2013, through the exercise of stock options .

•

•

•

Name and address (city and state/country):

Pierre de Week Zuoz, Switzerland/Switzerland

2. Principal occupation, if other than with the holding company organization:.

N/A







Company

Foundation Carboud Parasol Unit Foundation for Contemporary Art Parival Ltd. SElF (I OM) Ltd SElF Global Ltd SElF Services Ltd

Title or Position

Board Member Co-Chairman Board Member Board Member Board Member Board Member






No such shares held


Name of Company

None

#of Shares


•

•

•


Arnold W. Donald St. Louis, Missouri/USA (business)

2. Principal occupation. if other than with the holding company organization:

Carnival Corporation & plc, President and Chief Executive Officer







Company Title or Position

A2K,LLC Member Arnold W. Donald Rev Trust

UAD 5/26/98 Trustee Atlas Holdings LLC Board Member AWDPLC,LLC Member BJC Health System, Inc. Director Bridgewell Resources LLC Board Member Carleton College Board Member Contemporary Art Museum Board Member Crown Holdings Inc. Board Member






No such shares held


Name of Company

None

#of Shares


•

•

•

Arnold W. Donald, cont'd

Director, trustee, partner or principal office of the following entities:

Donald Danforth Plant Science Center Global Velocity, Inc. Greater New Orleans Foundation Logos School MASH Group Holdings, LLC Missouri Botanical Garden One Source Holdings, LLC St. Louis Art Museum St. Louis Opera Theatre St. Louis Zoo Corrunission The Laclede Group, Inc. United Way of Greater St. Louis Vertellus, Inc. Washington University of St. Louis Wind Point Partners

Board of Trustees Board Member Board Member Board Member Member Member - Board of Trustees Member Honorary Trustee Member Corrunissioner Board Member Board Member Board Member Trustee Executive Advisory Partner

•

•

•


Charles K. Gifford Boston, Massachusetts/USA (business)


N/A







.Company

Boston Chamber of Commerce Boston Plan for Excellence CBS Corporation Dana Farber/Partners Cancer Care Gifford Family Foundation The General Hospital Corporation dba

Massachusetts General Hospital Nantucket Cottage Hospital Northeast Utilities Northeastern University OBeverages, Inc. Partners Healthcare System Red Sox Foundation Shawkemo Capital LLC Shawkemo Capital II LLC Shawkemo Capital III LLC Shawkemo Capital IV LLC Shawkemo Capital V LLC Shawkemo Capital VI LLC United Way ofNew England

Title or Position

Trustee (Honorary) Chairman; Board of Trustees Director Trustee Trustee

Trustee Trustee Trustee Board of Trustees Director Trustee Trustee Member Member Member Member Member Member Trustee (Honorary)


BAC





No such shares held


Name of Company

None

#of Shares


•

•

•


Charles 0. Holliday, Jr. Washington, DC/USA (business)


N/A







Company

American Energy Innovation Council Catalyst CH2M HILL Companies, Ltd. Deere & Company East Meets West Solutions, LLC Federation of Council on Competitiveness National Academy of Engineering National Geographic Education Foundation Royal Dutch Shell pic STSForum Sustainable Energy for All The Global Commission on the Economy and Climate U.S. Council on Competitiveness WWF-USA

Title or Position

Member- Chairman Chairman Emeritus Director Director Managing Partner Director- Chairman Chairman Director Director Director - AA Chairman Chairman Member Emeritus Director


BAC


#of Shares %ofShares Class of Securities



No such shares held


Name of Company

None

#of Shares


•

•

•


Linda P. Hudson Charlotte, North Carolina/USA


BAE Systems, Inc., President and Chief Executive Officer







Company

BAE Systems Inc. BAE Systems pic Center for a New American Security Linda P. Hudson Revocable Trust U/A 7/15/2011 National Air and Space Museum Parker Family Investment Group LLC The Cardea Group University of Florida Engineering Leadership

Institute University of Florida Foundation, Inc.

Title or Position

Board Member Board Member Board Member Trustee Director Manager Owner

Board Member Board Member


BAC





No such shares held


Name of Company

None

#of Shares


•

•

•


Terrence P. Laughlin Charlotte, North Carolina/USA (business)

2. Principal occupation, if other than with the holding company organization~

N/A


A. the bank holding company: Chief Risk Officer


Subsidimy

BAC North America Holding Company BANA Holding Corporation Bank of America, National Association FIA Card Services, National Association NB Holdings Corporation

Title or Position

Chief Risk Officer, Director Chief Risk Officer, Director Chief Risk Officer Chief Risk Officer, Director Chief Risk Officer, Director



University of Pittsburgh Board of Trustees


BAG



1,180,458 Less than 1% Common


No such shares held


Name of Company

None

#of Shares


•

•

•


Monica C. Lozano Playa del Rey, California/USA


ImpreMedia, LLC, Chairman and Chief Executive Officer







Company

ImpreMedia LLC Monica Lozano Centanino Trust Monica C Lozano Irrevocable Trust The Rockefeller Foundation The Walt Disney Company University of Southern California Weingart Foundation

Title or Position

Board Member Trustee Trustee Board of Trustees Director Board of Trustees Director

4. Number of shares and percentage of each class of voting securities owned. controlled, or held with power to vote in:

BAC



90, 145 Less than 1% Common


No such shares held

C. any other business company. if 25 percent or more of its outstanding voting securities or proportionate interest in a partnership are held:

Name of Company

None

#of Shares


•

•

•


Gary G. Lynch New York, New York/USA (business)


N/A


A. the bank holding company: Global General Counsel and Head of Compliance and Regulatory


Subsidiary

Bank of America, National Association

FIA Card Services, National Association

Title or Position

Global General Counsel and Head of Compliance and Regulatory Relations Global Chief of Legal, Compliance and Regulatory


Company

Brooklyn Academy of Music Gary G. Lynch 2010 GRAT DTD 7/21/2010 King Lewes, LLC

Title or Position

Director Trustee Co-Owner


BAC



1,017,505 Less than 1% Common


No such shares held


Name of Company

None

#of Shares


•

•

•


Thomas J. May Boston, Massachusetts/USA (business)


Northeast Utilities, Chairman, President and Chief Executive Officer


4.

BAC






Company

Dana Farber Cancer Institute Liberty Mutual Holding Company, Inc. Northeast Utilities Stonehill College

Title or Position

Trustee Director Director Chairman of the Board of Trustees






No such shares held


Name of Company

None

#of Shares


•

•

•


Thomas K. Montag New York, New York/USA (business)


N/A


A. the bank holding company: Co-Chief Operating Officer


Subsidiary

Bank of America, National Association Merrill Lynch International Merrill Lynch, Pierce, Fenner & Smith Incorporated

Title or Position

Co-Chief Operating Officer Director Co- Chief Executive Officer, Director


Company

Asia Society Black Butte LLC BlackRock, Inc. NYU Langone Medical Center Partnership for New York City Riverdale Country Day School Stanford University (Athletic Board) The Thomas and Janet Montag Family Foundation The Thomas K. Montag 2012 BAC Annuity Trust I The Thomas K. Montag 2012 GS Annuity Trust TKM China LLC TKM China Partners

Title or Position

Board of Trustees Member Director Board of Trustees Board Member Board of Trustees Board Member Co-Trustee Trustee Trustee Member Partner


BAC





No such shares held


Name of Company

None

#of Shares


• Thomas K. Montag, cont'd

•

•

*Includes 2,102,216 shares of Common Stock which Mr. Montag could acquire within 60 days after December 31, 2013, through the exercise of stock options .

BAC

•

•

•


Brian T. Moynihan Charlotte, North Carolina/USA (business)

2. Principal occupation. if other than with the holding company organization:

N/A


A. the bank holding company: President and Chief Executive Officer, Director

B. all direct and indirect subsidiaries ofthe bank holding company:

Subsidiary

BAC North America Holding Company

BANA Holding Corporation

Bank of America, National Association FIA Card Services, National Association


Title or Position

Chairman, Chief Executive Officer, President, Director Chairman, Chief Executive Officer, President, Director Chief Executive Officer, President, Director Chairman, Chief Executive Officer, President, Director Chairman, Chief Executive Officer, President, Director


Company

Boys & Girls Club Brown University National Museum of African American History The BrianT. Moynihan Revocable Trust The Clearinghouse The Moynihan Family Trust (1995)

GOR/TEE for the Trust YouthBuild Boston

Title or Position

Trustee/Director (inactive) Trustee Board Member Trustee Board Member

Trustee Board Member (inactive)






No such shares held

BAC

~~- ~------------------------------------------

• BrianT. Moynihan, cont'd

•

•


Name of Company

None

#of Shares


*Includes 746,667 shares of Common Stock which Mr. Moynihan could acquire within 60 days after December 31,2013, through the exercise of stock options .

BAC

•

•

•


Lionel L. Nowell, III Cos Cob, Connecticut/USA


N/A


4.

BAC






Company

American Electric Power Company, Inc. The Ohio State University Fisher

College of Business Reynolds American Inc.

Title or Position

Director

Dean's Advisory Board Member Director






No such shares held


Name of Company

None

#of Shares


---------------------------------------------------------

•

•

•


Clayton S. Rose Brookline, Massachusetts/USA (business)


Professor of Management Practice, Harvard Business School






C. Title or position with any other business company in which the person is a director, trustee. partner, or principal officer:


Clayton S. Rose Trust Co-Trustee Edward F. Heffernan, Jr. Trust Co-Trustee Howard Hughes Medical Institute Board of Trustees .THR Revocable Trust Co-Trustee Julianne H. Rose Family Trust Co-Trustee Julianne H. Rose Trust Co-Trustee Public/Private Ventures Trustee XL Group, pic Director


BAG





No such shares held


Name of Company

None

#of Shares


•

•

•


Bruce R. Thompson Charlotte, North Carolina/USA (business)


N/A


A. the bank holding company: Chief Financial Officer


Subsidiary

BAC North America Holding Company BANA Holding Corporation Bank of America, National Association FIA Card Services, National Association NB Holdings Corporation

Title or Position

Chief Financial Officer, Director ChiefFinancial Officer, Director Chief Financial Officer Chief Financial Officer, Director Chief Financial Officer, Director

C. Title or position with any other business company in which the person is a director. trustee. partner, or principal officer:

Company

Allegheny College BRUDE,LLC Mary Jean Thompson Trust UAD 10/1111999 University of Virginia- Darden School of Business

Title or Position

Board of Trustees Member Trustee Board of Trustees






No such shares held


Name of Company

None

#of Shares


*Includes 142,957 shares of Common Stock that Mr. Thompson could acquire within 60 days after December 31,2013, through the exercise of stock options .

BAC

•

•

•


R. David Yost Bryn Mawr, Pennsylvania/USA


N!A







Company

Exelis Inc. Marsh & McLennan Companies, Inc. Tyco International Ltd. United States Air Force Academy Endowment

Title or Position

Director Director Director Director


BAC





No such shares held


Name of Company

None

#of Shares


• NB HOLDINGS CORPORATION


•

•

•

•

•




Chief Financial Officer, Bank of America Corporation


A. the bank holding company: Chief Financial Officer, Director


Subsidiary

BAC North America Holding Company BANA Holding Corporation Bank of America, National Association FIA Card Services, National Association

Title or Position

Chief Financial Officer, Director Chief Financial Officer, Director Chief Financial Officer Chief Financial Officer, Director


Company

Allegheny College BRUDE,LLC Mary Jean Thompson Trust UAD 10/11/1999 University of Virginia- Darden School of Business

Title or Position



NBHC



No such shares held


No such shares held


Name of Company

None

#of Shares


•

•

•




Chief Executive Officer, President and Director, Bank of America Corporation


A. the bank holding company: Chairman, Chief Executive Officer, President and Director


Subsidiary




Title or Position

Chairman, Chief Executive Officer, President, Director Chairman, Chief Executive Officer, President, Director Chief Executive Officer, President, Director Chairman, Chief Executive Officer, President, Director


Company



Title or Position




NBHC



No shares held


No such shares held


Name of Company

None

#of Shares


•

•

•


Terrence P. Laughlin Charlotte, North Carolina/USA (business)


Chief Risk Officer, Bank of America Corporation


4.

NBHC

A. the bank holding company: Chief Risk Officer, Director


Subsidiary

BAC North America Holding Company BANA Holding Corporation Bank of America, National Association FIA Card Services, National Association

Title or Position

Chief Risk Officer, Director Chief Risk Officer, Director Chief Risk Officer Chief Risk Officer, Director



University of Pittsburgh Trustee




No such shares held


No such shares held


Name of Company

None

#of Shares


• BAC NORTH AMERICA HOLDING COMPANY


•

•

•

•

•



2. · Principal occupation, if other than with the holding company organization:



A. the bank holding company: Chid Financial Officer, Director


Subsidiary

BANA Holding Corporation Bank of America, National Association FIA Card Services, National Association NB Holdings Corporation

Title or Position

Chief Financial Officer, Director ChiefFinancial Officer Chief Financial Officer, Director Chief Financial Officer, Director


Company

Allegheny College BRUDE,LLC Mary Jean Thompson Trust UAD 1011111999 University of Virginia- Darden School of Business

Title or Position

Board of Trustees Member Trustee Board ofTrustees


BACNAH



No such shares held


No such shares held


Name of Company

None

#of Shares


---------------------------

•

•

•



2. principal occupation, if other than with the holding company organization:





Subsidiary




Title or Position

Chairman, Chief Executive Officer, President, Director Chief Executive Officer, President, Director Chairman, Chief Executive Officer, President, Director Chairman, Chief Executive Officer, President, Director


Company


GOR/TEE for the Trust Y outhBuild Boston

Title or Position



4. Number of shares and percentage of each class of voting securities owned, controlled. or held with power to vote in:

BACNAH



No shares held


No such shares held


Name of Company

None

#of Shares


•

•

•


Terence P. Laughlin Charlotte, North Carolina/USA (business)




4.

BACNAH



Subsidiary

BANA Holding Corporation Bank of America, National Association FIA Card Services, National Association NB Holdings Corporation

Title or Position

Chief Risk Officer, Director Chief Risk Officer Chief Risk Officer, Director Chief Risk Officer, Director







No such shares held


No such shares held


Name of Company

None

#of Shares


• BANA HOLDING CORPORATION


•

•

•

•

•






A. the bank holding company: Chief Financial Officer, Director


Subsidiary

BAC North America Holding Company Bank of America, National Association FIA Card Services, National Association NB Holdings Corporation

Title or Position

Chief Financial Officer, Director Chief Financial Officer ChiefFinancial Officer, Director Chief Financial Officer, Director

C. Title or position with any other business company in which the person is a director. trustee. partner, or principal officer:

Company

Allegheny College BRUDE,LLC Mary Jean Thompson Trust UAD 1011111999 University of Virginia- Darden School of Business

Title or Position



BANAHC



No such shares held


No such shares held


Name of Company

None

#of Shares


•

•

•








Subsidiary




Title or Position

Chairman, Chief Executive Officer, President, Director Chief Executive Officer, President, Director Chairman, Chief Executive Officer, President, Director Chairman, Chief Executive Officer, President, Director

C. Title or position with any other business company in which the person is a director, trustee, partner. or principal officer:

Company



Title or Position




BANAHC



No shares held


No such shares held


Name of Company

None

#of Shares


•

•

•


Terence P. Laughlin Charlotte, North Carolina/USA (business)




4.

BANAHC



Subsidiary

BAC North America Holding Company Bank of America, National Association FIA Card Services, National Association NB Holdings Corporation

Title or Position

Chief Risk Officer, Director Chief Risk Officer Chief Risk Officer, Director Chief Risk Officer, Director







No such shares held


No such shares held


Name of Company

None

#of Shares


annual report of holding companies--fr y-6 · 12/31/2013 · ibana defeasance manager mlmt...

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