apt johnson 1991 overtopping flow

14
By Steven R, ~bt' and Terry L. .Johnson." Msmbcrs, ASCE ABSTRACT: Near-prototype flume studies welt conducted In which nprap-pro- tected embankments were subjected ro overtupplng flows. Embankment slopes of 1, 2. 8, 10, and 20%' were covered wlth rlprap loycrs w~th medran stone sltes of 1, 2, 4. 5. and/or 6 In. Each nprap layer was tested by \lowl> 1ncIt.dslng the discharge to fa~lure Ktprap design crltena tor ovenopping 110~ s uere developed tor estilnating lnclplent stone movement and nprap ]dyer f'ulure as a function of the unit discharge, stone shape, medlun \tone s1rr ,tnJ e:nh:tnbmt'nt 4ope. Incip- ient stone movement occurred at applnltlmotelq 74' < , ! .ilr r!ri,~r 1;rit.r iallure unit discharge. It nas determined that rounded sh.il)t' s:wc should bt. o\errlzed ap- [wox~matelq 401 to provide cotnpurublr protecll~trl LS~ all ~ir~giilc~r akldpt! ~ t ~ t ~ e i-10~ channelization was observed to occur at approx~rnntc-1) 48% of the unlt dtsch~rge at failure. A flow concentration factor of approxirnateiv 1 to 3 uils introduced for slzlnp stone. The erosion potential of dams. levees. roadv.ay c. and other embankment rructures resulting from overflows during f?o:~ci eT;ttntq has become an im- -r l 3i)rtant aspect of assessing structure stabilii~ :!ild ?:ii'Ei; i~c technology and rocedures developed for evaluating emban!;r~l::!;i safct, 5a.i~~ also been ap- ,llcd to the capping and sealing of' waste disposial irripoundments that have 7cen legislated to be stable for pcriods of up to 1,000 years. Therefore, lnderstanding the nlechanics of erosion duc to okertupping and providing ,.!:ernative design measures for preventing 2sr~slun are vital steps in provid- big the engineer the tools to insure e~tlbanhnient stitbility The mechanics of erosion on embankment% due to overtopping were re- ,rewcd by Powledge et al. (1989b). in which .tnfcjml;ation was presented :~scd on research and case studies ot ernban~n~sr,: rjT...t.rtrjppln,g. In addition, ~lecrnative n~ethods for embankment proteotlu:) -irstelnslierc ?urnrnarized to *nclude vegetation, geotextiles. mat and block systems, gabions, and riprap. "owledge et al, evaluated the various cnibanhmerlt prurec;tlvc systems by clating the flow depth ovcr the embanknlent flow duration, and soil cvm- zosition, where applicable, to the extent of croslvc damage to the emhank- One embankment protective system inve~t~gated and reported by Powledge :i al. was the placement of a riprap layer aver. the embankment downstream .tee. It was indicated that riprap can providc sultal:lc oi*crtopping protectlun. io~vever, undersizing of the riprap or layer th~skness ma) result in a fluidiz- [lg of the protective layer subjecting the embankment to severe erosive pro- .csses. Powledge et al. did not specificall? present a mcthod[s) of sizing iprap for preventing fluidizing of the riprap layer The objective of this invcstigatiorl is to develop riprup design criteria ap- 'Prof, and Dir.. Hydr. Lab., Dcpt. of CIV, Enp~g.. Colvracio State Univ., Fort :'(dlins, CO 80523. '~r Hydr, Enpt . U. S. Nuclear Regulator); Cc\ir~rr;i:~~on i%.a\h~ngton. DC 20555. Yote, Dlscussivn opcn until January 1. 1992. 7'1, ~rtcnd the rloslng dale one month. tprltten requebl musr be filed wirh the ASCC ill,inu;r~i ot Journcils Thr mdnuscript ,. this paper was submitted for reslew and posc~ole publication on December 28, Li139. This pnpcr is art of the Journal of Hydraulic Engineerirtg, C'ol. 117, No. , Ailgu5f. 1991. '9ASCE, ISSN 0733-9429/9 1/0008-0959/$ I 00 $. 15 per page. +'aper No. 26038. SDMS DOCID# 1110469

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Page 1: Apt Johnson 1991 Overtopping Flow

By Steven R, ~ b t ' and Terry L. .Johnson." Msmbcrs, ASCE

ABSTRACT: Near-prototype flume studies welt conducted In which nprap-pro- tected embankments were subjected ro overtupplng flows. Embankment slopes of 1 , 2. 8, 10, and 20%' were covered wlth rlprap loycrs w ~ t h medran stone sl tes of 1 , 2 , 4. 5 . and/or 6 In. Each nprap layer w a s tested by \lowl> 1ncIt.dslng the discharge to fa~lure Ktprap design crltena tor ovenopping 110~ s uere developed tor estilnating lnclplent stone movement and nprap ]dyer f'ulure as a function of the unit discharge, stone shape, medlun \tone s1rr ,tnJ e:nh:tnbmt'nt 4 o p e . Incip- ient stone movement occurred at applnltlmotelq 74' <,! .ilr r!ri,~r 1;rit.r iallure unit discharge. It nas determined that rounded sh.il)t' s : w c should bt. o\errlzed ap- [wox~matelq 401 to provide cotnpurublr protecll~trl L S ~ all ~ i r ~ g i i l c ~ r akldpt! ~ t ~ t ~ e i - 1 0 ~ channelization was observed to occur at approx~rnntc-1) 48% of the unlt d tsch~rge at failure. A flow concentration factor of approxirnateiv 1 to 3 uils introduced for slzlnp stone.

The erosion potential of dams. levees. roadv.ay c . and other embankment rructures resulting from overflows during f?o:~ci eT;ttntq has become an im-

-r l 3i)rtant aspect of assessing structure s tabi l i i~ :!ild ?:ii'Ei; i ~ c technology and rocedures developed for evaluating emban!;r~l::!;i safct, 5 a . i ~ ~ also been ap- ,llcd to the capping and sealing of' waste disposial irripoundments that have 7cen legislated to be stable for pcriods of up to 1,000 years. Therefore, lnderstanding the nlechanics of erosion duc t o okertupping and providing ,.!:ernative design measures for preventing 2sr~slun are vital steps in provid- big the engineer the tools to insure e~tlbanhnient stitbility

The mechanics of erosion on embankment% due to overtopping were re- ,rewcd by Powledge et al. (1989b). in which .tnfcjml;ation was presented :~scd on research and case studies ot e rnban~n~sr , : rjT...t.rtrjppln,g. In addition,

~lecrnative n~ethods for embankment proteotlu:) -irstelns lierc ?urnrnarized to *nclude vegetation, geotextiles. mat and block systems, gabions, and riprap. "owledge et al , evaluated the various cnibanhmerlt prurec;tlvc systems by clating the flow depth ovcr the embanknlent flow duration, and soil cvm-

zosition, where applicable, to the extent of croslvc damage to the emhank-

One embankment protective system inve~ t~ga ted and reported by Powledge :i al. was the placement of a riprap layer aver. the embankment downstream .tee. It was indicated that riprap can providc sultal:lc oi*crtopping protectlun. io~vever, undersizing of the riprap or layer th~skness ma) result in a fluidiz- [lg of the protective layer subjecting the embankment to severe erosive pro- .csses. Powledge et al. did not specificall? present a mcthod[s) of sizing iprap for preventing fluidizing of the riprap layer

The objective of this invcstigatiorl is to develop riprup design criteria ap- 'Prof, and Dir.. Hydr. Lab., Dcpt. of C I V , E n p ~ g . . Colvracio State Univ . , Fort

:'(dlins, CO 80523. ' ~ r Hydr, Enpt . U. S. Nuclear Regulator); Cc\ir~rr;i:~~on i%.a\h~ngton. DC 20555. Yote, Dlscussivn opcn until January 1. 1992. 7 ' 1 , ~ r t c n d the rloslng dale one month. tprltten requebl musr be filed wirh the ASCC i l l , i nu ; r~ i ot Journcils Thr mdnuscript

,. this paper was submitted for reslew and posc~ole publication on D e c e m b e r 28, Li139. This pnpcr is art of the Journal of Hydraulic Engineerirtg, C'ol. 117, No. , Ailgu5f. 1991. '9ASCE, ISSN 0733-9429/9 1/0008-0959/$ I 00 $. 15 per page.

+'aper No. 26038.

SDMS DOCID# 1110469

Page 2: Apt Johnson 1991 Overtopping Flow

plicable to overtopping flow conditions to prevent fluidization of the pro- tective riprap layer. If riprap is to be a viable, long-term alternative for pro- tecting embankments from erosion, engineering design criteria must be formulated to prevent stone movement and riprap layer f a1 '1 ure.

One of the classic sludies of rockfill design and placement was conducted by Isbash (1935). Isbash investigated the construction of dams by dimping rounded stones into flowing rivers. His investigation focused on:

I . Sizing individual stones located on the downstream dam slope to reslst displacement due to overtopping flow and percolation through the tlarrl badly

2. Estimating spillway discharge coefficie~lts of the dam for various stages of completion.

3. Characterizing percolated flow through the coarse-grained material from the dam.

Isbash also conducted a series of experiments that yielded an expression indicating the critical transport velocity for displacing rounded stones as:

where

and V = the velocity acting against the individual stones, d = the stone size reduced to the equivalent sphere, 11, = the unit welght of the stone, A,, = the unit weight of water, Y = a coefficient, and g = the acceleration of gravity. Further, he expressed the percolation velocity. V,,, through the rock

layer as:

where I = the average hydraulic gradient. P = the natural porosity or void ratio of rockfill, and C', = a coefficient. Based upon these relationships, Isbash formulated a procedure for dumping and stabilizing stones in flowing water,

A comprehensive investigation was conducted by Olivier (1967) on the flow through and over rockfill dams. A series of laboratory experin~ents were performed to evaluate how rockfill could be safely overtopped by floods both during and after construction without risk of failure. Olivier carricd out hi$> experiments in flumes 22-in. (56-cm) wide and 5-ft (152-cm) long on slopes ranging from 8 to 45%. Median stone sizes ranged from 0.5 1 in. ( 1 .3 ern! to 2.33 in. (6 cm) for crushed granite and from 0.63 in. (1.6 cm) to 1.01 in. (2.6 cm) for pebbles and gravel.

Olivier observed two distinct stages during each test. threshold flow. and co l l ap~e flow. Threshold flow was deflned when incipient stone rnovemerlt occurs. Collapse flow is the final stage where stone failure results. Olivicr was the first to recognize that channelization occurred between thc threshold and collapsing stages.

Page 3: Apt Johnson 1991 Overtopping Flow

Olivier empirically derived an expression for overtopping flow linking the design parameters of unit flow, slope, and median rock size for crushed or rough stones to threshold flow. The unit discharge at stone movement is;

where go, = the unit discharge in cfs per foot, d, - the median stone size in fect, w, - the unit weight of the stone, w = the unit weight of water, and i = the embankment gradient.

Hartung and Scheuerlein (1970) performed a series of overflow tests in a steep flume simulating steep open channels with natural roughness. They determined that the maximum unit discharge, q,,,, that would resist stone movement can be expreSsed as:

where

and

where Y, = the mean water depth, 0, = the mean roughness height (-d,/ ?,I, d, = the equivalent diameter of the stones, 6 = the angle of slope, T = the aeration factor, V, = the critical velocity at which the stone begins to move, y, = the specific weight of water, y,, = the specific weight of

the air-water mixture, y, -- the specific weight of the stone, and g = the acceleration of gravity,

Stephenson (1979) performed a stability analysis for stones placed on the downstream face of a rockfilled embankment subjected tn overtopping. His analysis of the hydraulic reaction on the resisting stones related the stoine s i ~ c to the slope angle and flow rate. Stephenson derived an equation to determine median stone size, d, for the threshold flow expressed as:

q (tan O)'/"nl/" . . . . . . . . . .

cgl''[(l - n)(S - 1) cos 0 (tan 6 - tan 8)15"

where q = the threshold unit discharge, n =. the porosity, s = the relative density of the stone, C = a coefficient, 0 = the slope angle. 6 = the angle of friction, and 9 = the gravitational acceleration. The coefficient, C, is derived from Olivier (1967) and reported to be 0,22 for gravel and pebbles, and 0.27 for crushed stone. Complete collapse of the riprap will. occur when the unit discharge is increased 120% for gravel and 10810 for crushed stone.

Knauss (1979) performed a comparison of the Olivier expression, (4), and

Page 4: Apt Johnson 1991 Overtopping Flow

the Hartung and Scheuerlein expression, ( 5 ) , for overtopping flow condi- tions. He determined that both equations were valid fur crushed stone with angular shapes. However, Knauss recommended the Hartung and Scheuer- lein equation for the design of overflowed ruckfill dams with steep down- stream slopes ranging from 20 to 67%.

Powledge and Dodge (1985) conducted a series of small-scale overtopping tests using riprap as embankment protection on the dawnstrearm face Since the tests were to evaluate embankment protection and not to provide riprap design criteria, the riprap fluidized and eroded the embankment. Powledge and Dodge determined that improperly designed riprap did not provide ero- sive protection to the embankment from overtopping flow.

It is evident that riprap design to resist overtopping flow is a function of the representative stone size, the hydraulic gradient. and the discharge. Fur- ther, riprap design should be directed toward preventing stone movement and to insure the riprap layer does nut fail or collapse.

An experimental program (Abt et al. 1987. 1988) was conducted in two flume facilities located at the Engineering Research Center of Colorado State University (CSU). An outdoor flume was utiliz,ed for simulating steep em- bankment slopes (20.10) while an indoor laboratory flume was used for simulating flatter slopes (50.10). Each flume was rriodified to enable pru- totype testing of stone-covered ernbankrrlents in order to evaluntc !low cnn- ditions and stone movement.

The outdoor facility is a concrete flume that is 180-ft (54.9-m) long. 20- ft (6.1-rn) wide, and 8-ft (2.4-m) deep. The flume was modified to where the upper 20 ft (6.1 m) served as a holding basin and inlet to the test section. A headwall was constructed 20 ft (6.1 m) downstream of the inlet. The embankment was constructed downstream of the headwall. The throat of the test section containing the embankmenr was 12-ft (3.7-rn) w ~ d e to conccn- trate flow onto the slope. Fig. I depicts the outdoor facility.

The test embankment was constructed of a moiqtened. compacted 4nnd in the throat of the test section. The Initial 15 ft 14.6 IU) of embankment. dow1-1- stream of the headwall, was horizontally placed to sirnulate the embankment crest and tu fully develop flow approaching the slope. The embankment tran- sitioned to a designated slope. A geofabric covered and stabilized the sand. The geofabric allowed the embankment face to be saturated and flex under a variety of loading conditions, However, the geohbric prevented the sand from massive failure, thereby minimizing turn-around time between expcr- iments. A 6-in.- (0.15-m-) thick sand/graveI bedding was placed on top of the geofabric as specified by the bedding design criteria sugpested by Sher- ard ct al. (1084:. Riprap was placed on top uf the bedding matcri;lI.

The indoor facility, located in the CSU Hydraulics Laboratory, is a s.tee1, tilting flume that is 200-ft (61 -m) long, 8-ft (2.4-m) wide. and 4-ft (1.2-rn) deep. The flume was modified ta enable the embankment slopc to vary fmm 0.01 to 0.10. The flume inlet was modified to where flows entered the head box, discharged through a diffuser, and transit~oned into the flow develop- ment section, Rock was placed in the upstream 80 ft of the fluine to establish uniform approach flow conditions. A 20-ft (6.1-m) transition section was constructed linking the approach to the riprap test section The riprap test

Page 5: Apt Johnson 1991 Overtopping Flow

FIG. 1. Test Facility with Rlprap-Protected Embankment

, :(.tion extended 50 ft (15.2 m). The rernuincier of the flurnc served as the ~'j ' :~ater control and material recovery basin 7-1-be r::st embankment consisted

moistened, compacted 3-in. t 0.10-111; saa,:: .): :r. ;wfabr :. covered : titabiiized the sand bed. An appropriatelq tr zed a i ind /g~-a~~el bedding was -[.ed on the geofabric to a thickness of approx~mately 6 In. (0.15 m). Rip-

-<\TI was placed on top of the bedding material. The instrumentation used in both facilities conslstcd of the equipment and

~li;rrriiils necessary to monitor the discharge, water surface elevation, and : ! ~ v t . velocity over the riprap layer. Surfrice vclocities were recorded using . ',Aarsh-McBimeyB magnetic flowmeter and discharges were measured with . %:)nit flowmeter in the outdoor f lume A pitut tube wa5 u\ed to determine

Page 6: Apt Johnson 1991 Overtopping Flow

the velocity profiles and vnfice plates measured discharges entering the headbox in the indoor flume.

Water-surface ~levatiuns were monitored usirlg manometer taps installed beneath the bedding of the embankment of both flumes. The manometer taps were placed at sections near the transition, at the upper one-third point of the slope, and at the lower one-third point of he slope. The taps were equally spaced arrosq the embankment at the quarter pnintc: of each section tc rnnr-r- itor potential differences in the flow distribution.

The riprap was derived from a limestone quarry. Median stone sizes, D5,,, tested ranged from 1.02 in. (2.59 ern) to 6.2 in. (15.75 cm) as summanzed in Table 1, Rock properties of gradation, unit weight, y , specific gravity. G,, porosity, n,, void ratio, e , and friction angle, 4, were deter~nined using p r o c ~ d u r ~ s outlined by thc Arllci ican Socicty for 'resting Materials (ASTh4)

A series of experiments were conducted in which riprap was placed i ~ s an embankment protective material and subjected to an overtopping flow until failure, The experimental variables encompassed the median stone diameter. channel slope, unit surface discharge, surface flow velocity, and water sur- face elevation.

The riprap testing and failure procedures were similar fur all exycri~nl=r?ts conducted In both indoor and outduor facilities. The nprap was durnp-placed. However, the stone surface was leveled to avoid the occurrence of man- made flow concentrations. Once the riprap was placed and the instrumen- tation set and checked, the flume inlet valves were opened. initiating flow. The riprap was inundated and the bed was allowed to adjust and/or settle. The flow was increased until flow over the riprap supdce was observed. Once the flow stabilized, the discharge was determined and localized ve- locities and water surface clcvations wcre obtained through thc upper third and lower third of the embankment when and where possible. Since the depth of surface flow could not be directly measured due to cascading- flow conditions, the depth of flow along the slope was determined by monitoring

TABLE 1. Riprap Properties

Shape

(1)

Subangulnr

Angular

i n . (2)

1.02

2 .2 Angular 4.1 Angular 5 . 1

0 34 42 0.36 1 4'

t z , ,

(8) n i l 4

045

D O G ) 1 G / I ' w / , -Y

(6)

94

42

rb

(91 40

31

(3)

2 .59

5 .59 10.41 12.95

0.

(7) 7 7 2

2 7 2

90 92

92 90

1.86 2.50 2 .72

5.70 2.24

Angular 6.2 ' 15.75 I 1.69

2 65 2.65

(4)

1 75

2 09 2.15 I .62

(5 ) 1 79

2.09 2.16 I ,87

Angular I 2.0 42 41

2.65 ! 0.46

Angular Round Round

5.08 I 2.14

42

37 38

2 .72 92 2 65

92 12.72 90 1 2.50

4.0

2 0 4.0

10.16

5.03 10.16

0.45

0 44

045 0.45

2.30 2.14 2.12

Page 7: Apt Johnson 1991 Overtopping Flow

the manometers placed in the bed. The flow depths presented are an average value derivcd from the six manometers along the e~nbarlkxncnt slope. After r ccurding the d a ~ u and documenting obsen ation&. the ilow w a s increased. 'The procedure was repeated until stone movement and/or- riprap layer failure ~~ccurred.

The failure criterion of the riprap layer was when the filter blanket. or nore often, the geofabric, was exposed. Ir, ;ii,:ip; :;:;I. ; ccjn~crrltrated flows :.ilould scour a localized zone along the embar~iilr~enr !-lc\; ever, rock move- xrlent from up slope would subsequcntly Sill arid stabilize the scour area. When rock movement could no longcr adequately replenish rock to the scour ur fiiilure mne, catastrvphic failure was observed. Therefore, catastrophic failure could occur prior to geofabric exposure due to the dynamic rock movement along the bed and due to poor conditions for observing the bed- ding resulting from the significant turbulence. bubbles. and air entrainment ~f the cascading flows. The times from the initiation of flow to the rock tayer failure ranged from 2 to it hours depending upon riprap size.

Twcnty-six flume tests were conducted with riprap placed on embankment slopes of 0.0 1 to 0.20 and subjected to ovel-topping flows until riprap failure, :>r collapse, occurred. Twenty-one tests were perfol-med using angular shaped ;tones and five tests evaluated rounded shaped stones. In IS tests, the unit ,iischarge at stone movement, or threshold flow. and riprap channelization was recorded. A summary of the test paranieters measured for each test is ?resented in Table 2.

II was observcd in the early stages of ru+,rb ,c.tt that: !!id 4:~l1illlcr st0nc8 un :ilc t iprap surface were often washed out, Iza-ving thc ~ p p c : layel uf larger itones to armor thc remainder of thc crnbunkment. On slopes greater than 0.02, cascading flows resulted. The plunging and impacting flow conditions aften caused the larger stones to move and/or adjust until interlocking, wedging, and/or packing occurred between ad-jacent stones, particularly dur- ing discharges approaching the failure discharge on the steeper embankment :)lopes, During the adjustment process, stones often penetrated the water sur- ''ace, thereby irlcreasiilg the whirc watcx apyt.;\r anuc . W!~en thc riprap layer 'nlled, a catastrophic failure was obscrvcd .>.I a ? ! slg?pc., grcatcr than 0.02.

Riprap specifications havc trilditioniilly stipulated that a Iiigh-quality, an- gular-shaped stone (preferably crushed) be used for placement in the field. Angular stone tends to interlock or wedge and subsequcntly resist sliding and rolling. In addition, fewer fines are required to fill the voids of crushed material cornpored with a similarly graded rounded stone.

In an attempt to deternine the riprap I2;.i_.r ;tabili!> f ~ r asigular shaped *tones when subjected to overtoppirlg flofi, the riprap layer median stone size, D50r was correlated to the overtopping unit discharge at failure, q,, for the angular shaped stones, as presented in Fig. 2. It is observed in Fig. 2 that thc data represent a family of parallel relationships that correlates the un i t discharge at failure to the e~nbanknlent slope. S. and median stone size. ili c~lrnposife relationship was formulated collapsing the data presented in

Page 8: Apt Johnson 1991 Overtopping Flow
Page 9: Apt Johnson 1991 Overtopping Flow

FIG. 2. Unit Discharge at Failure versus Median Stone Size

10.0

- C - - 0 1.0- Y) a

0 8 1

Fig. 2 into single envelope for angular stones as shown in Fig. 3. A power regression was performed on the parametric expression relating median stone size to the embankment slope and overtopping unit discharge at failure. me results are expressed as:

' . I r I I l 1 l l 1 1 1 I 1 1 1 1 1 - - - - - - - - - ).I - - -

-

& - * b - - - - - " - - - - - --- Single Toot Projection

t - 1.5 C - S 3.0 - D60

- 1 I 1 I I I I I I 1 I I I I I I

Eq, (10) provides the user a means to estimate the minimum median stone size required to withstand a design overtopping unit discharge on an em- bankment with specific design slope. However, (10) indicates the riprap layer failure criteria and should be adjusted to prevent stone movement,

A safety factor may be derived for adjusting the stone sizc by enveloping the scattered data shown in Fig. 3. The maximum deviation about the power regression fit, (101, is approximately 20%. Therefore, a safety factor of 1.20 is recommended.

It is observed in (lo),. that the median stone size is determined independent of the rock specific gravity, Since (10) is an empirical relationship cterivRd- from riprap with the same specific gravity, y = 2.65, the affect of varia6le: specific gravity on stone sizing could not be evaluated. The writers acknowledge that the empirical curves representative of 1, 2,

and 8% embankment slopes are based on only four failure tests. However, the extensive costs associated with near prototype experimentation signif$- cantly limited the extent of the testing program. The relationship for angulw shaped stones presented in Fig, 3 provide a means for confidently ostimatin~

0.1 1.0 10.0 20.0 q, ( c f r / f t 1

Page 10: Apt Johnson 1991 Overtopping Flow

/ % Slope

FIG. 3, Gomposlte Rlprap Layer Failure Envelope

the median stone size necessary for stabilizing an embankment of 1 to 20% subjected to overtopping flow conditions, Application of this stone sizing rdationship beyond the test parameters presented we at the uscrs' risk,

A series of five failure tests were conducted evaluating the stability of rounded-shaped stones with median diameters of 2 and 4 in.. placed on I0 and 20% dopes as presented in Table 2. Test procedures were identical for both angular- and rounded-shaped riprap layers. Round rock was defined as rock with no intersecting surfaces, but rather a single, continuous, smooth- curved surface, During mining, transport, and handling, a ponivn of the rock fractured and became faced. The faced rock comprised approximately 5% of the rounded rock tested. To compare the stability of rounded stone with the angular stone, the unit

discharges at failure for 2- and 4-in. rounded and 2- and 4-in. angular-shaped stones were compared for a 10% slope with 3 DSO layer thickness, It was determined from the results in Table 2 that the rounded stones failed at a unit discharge 32 and 45% lower than the angular stone foa the 2- and 4-

Page 11: Apt Johnson 1991 Overtopping Flow

in. stoqe sip, ) a , d respet$Jrvely. (8*v4 Although. these results represent ~ n & ~ : ne set ,Uy*> ' : I .

angular, d ?k'oi$drApipne~(. S of test %#$di;&fts, ;th&&i:&e indicative' of the stability relationship". h e e n

The fi\tel rPwihbd$$d&*,$ailure points were plotted in Fig. 3 ad#@ent to the angui&-~i&neihi~&~re1ationshipP It is observed that the rounh&,&tdnes reflect a lhe& relatI'd"iship parallel tcr the regression curve for the angular- shaped stohe. The rounded-shape riprap fails at a unit discharge of approx- imately 4'0% less than+.inigular-shaped stones of the same median stone size.

Usuall~? when..angbldr' stones moved, they traveled a short distance and wedg6d;iflto'%fib'f stohes; ~ w h d n the rounded stones moved, they:bfteg:rolled down the entire etndaiikrnent without intermediate lodging. Stoile shape ap- pears to .d~gnifi&antlp~icf'fe'ct:'iifirap layer stability for overtopping ~ ~ 6 $ p h s .

The sdhkested re~a&+tiip betvi.een angular- and round-shaped'st ~nes is bared o&rnited datii;$he ~ b n d e d stone relationship prescnt~d in.I?iF. 3 is not rcc+hdgd-$b&f&sign &owevet, the angular- and round-shaded stone relationsliips appear to. be indicative of how shape influences embankment stability.

The unit discharge at stone movement, q,, was recorded in 14 of the hilure tests as indicated in Table 2. Stone movement observations we&"$er- lfied with videotape recordings. The stone movement was normalii%#'@F dividing the unit discharge at movement by the unit discharge at failuie. 'f%& ,' s 'Y

unit discharge at movement to unit discharge at failure ratio ranged from 0.62 to 0.79 with a mean value of 0.74 for both angular and rounded stone.

Since it is imperative that the riprap layer be designed to prevent failure, the median stone size should be sized to resist stone movement. ~heref~rlk: the failure unit discharge, qf, must be adjusted by the stone movehht & stone failure ratio where

Eq. (10) is modified such that the riprap median stone size is designed to resist stone movement using the design unit discharge as:

Eq . (1 2) is applicable to anguiar-shaped riprap.

In 15 of the 26 tests, channels formed in the riprap layer, as shown in Fig. 4, conveying unit discharges greater than expected under sheet flow conditions. The channels appeared to form as flows were diverted around the larger stones and directed into areas or zones of the smaller stones. The smaller stones were moved, creating a gap or notch between the lager stones. The flow concentrated into these notches, thereby increasing the l~cali~zed~ unit discharge. The newly formed subchannel would quickly migrate do%n- stream. Flow channelization occurred after stone mavement and immediately prior to collapse of the riprap layer.

Page 12: Apt Johnson 1991 Overtopping Flow

FIG. 4. Flow Channellxatlon in 2-in. Layer of Angular Rlprap on 10% Slope

During fuur tests, 7, 10A, 15, and 18, the subchannel depth and width were measured and localized velocities were taken when mitially observed. The sheet flow unit discharge at the time of subchannel development was compared to the unit discharge estimated in the subchannel. The ratlo of the subchanncl flow unit discharge to the sheet flow unit discharge was 3.33, 2.24, 1.67, and 1.33 for the 2 . 2 - , 4. I-, 5 . I- , and 6.2-in. stones, respec- tively. The results indicate that flows can concentrate and form subchannels in the riprap layer, Therefore, flow concentrations of 3 are possible and may need to be incorporated into the design process.

The flow concentration factor may be incorporated into the stone size anal- ysis by multiplying the failure unit discharge, qf in (1 11, by the flow con- centration factor, which ranges frvm 1 to 3, An increase uf the flow con- centration factor of 100% ( i . e , , 1 to 2) will result in u stonc size increase of approximately 50%. The selection of a flow concentration factor i s de- pendent upon the hazard level of the protected surface.

Incipient channelization was documented during 15 of the tests and ver- ified with videotape recordings, The incipient channelization unit discharge, q,, was normalized to the unit discharge at failure, ql, for each test. The q,/qt ratios are presented in Table 2. The average point of irlcipient sub- channel formation occurs at approximately 88% of the unit discharge at fail- ure. Therefore, it is possible to predict the unit discharge at which chan- nelization will occur on a riprap laver sub-jccted to overtopping.

The stone sizing procedures presented in (12) Olivier (19671, and Ste- phensun (1979) were compared by applying the appropriate stone sizing equations to the same design conditions. Stone sizing cvmputativns were conducted for unit discharges of 1.25 cfs (0.035 rn3/s) and 4.0 cfs (0.1 13 m3/s) on embankment slopes of 0.10 and 0.20. The stones were assumed

Page 13: Apt Johnson 1991 Overtopping Flow

TABLE 3. D88igI-I Comparison

- tte angular in shape, with a porosity of 0.40, friction angle of 40Q, and .:.~rt. specific weight of 2.65. The resulting stonc sizes for each procedure

.-:.scntcd in Tablc 3. j t-rbscrvcd that fur the flatter crnbanknlrrit C ~ ~ D P C j ? . :9j 2nd low unit

.*urge ( 1.25 cfs), the three procedures determine similar median $tone tXzc,a ranging from 2.4 to 2 9 in. However, as the slope steepens and the lnir discharge increases, the Stephenson procedure yields conservative re-

~ u l f s compared to both the proposed procedure and the Olivler procedure, "he Stephenson procedure was extremely sensitive to the porosity of the .!one layer.

'"iocedure (1)

i 12)"

)11vter

:i 'phensonb

."P .

' I ;;IMARY AND CONCLUSIONS

:. series of 26 laboratory flume tests was cc~nc!ucted i n which riprap pro- :cred embankments were subjected to overtopping flow< until the riprap :tyt:r failed. Embankment slopes of 1, 2, 8, 10, and 20% were covered with iprap Iayers of median stone sizes of 1, 2 , 4, 5 , and/or 6 In, The results jf these test provided the following findings;

S'ltety factor not incorporated in ruck sizing

'U<surnes n, -- 0 40, h = 40Q, C = 0.27. . -.--

Unit (cfs) (2) ,,,

1.25 1.25 4.0 4.0

1 25 1.25 4.0 4.0 1.25 I .L5

4.0

4 0

A unique riprap design relatlonshlp was developed to cleterrninc medlan : . size on the basis of a design unit dischorpr and embankment slope for

q>ping flows. . 4 criterion was developed to compare the s t ak i i~ ty of round-shape riprap

rtii angular-shape riprap. The rounded riprap appears to require oversizing of ;bout 40% to provide a similar level of protection as angular riprap. Additional - b!lng is required to substantiate these initial findrngs.

.* The median stone size should be ~ncreased by increasing the design unit ;,,ihi.uge by 35% to prevent stone movement.

- Flow channelization occurred along the riprap-protected e~nhankrnent when t l :.Init discharge approached 88% of the unit discharge at failure.

Discharge, q W/ss)

(3) slope

(4) (51

0.035 1 0.035 0.113 0 113

0.035 0.035 0 113

0.20 0.10 1 15.7 0.20

0 10 0.20 0.10

22.4 7.4

14 0

16 C)

30 2

0.1 13 8.8 0.035 0.035 0 2C - . : c

o 113 i i). I *- 4 I

h 7

2 4 4 0 5 1

0 113

17.0

6 1 10.2 23.0

0 20 I r 9 I

Page 14: Apt Johnson 1991 Overtopping Flow

5 . Flow concentration can occur on riprap-protected embankments. Flow con- centrations of 1.33 to 3.33 were observed.

6. Riprap design criteria for sizing riprap subjected to overtopping flow con- ditions is presented based on near-protntype test data.

The research reported was sponsored by the office of Nuclear Material Safety and Safeguarcls, U . S . Nuclear Regulato~y Commission.

Abt, S. R., Khattak, M. S., Nelson. J. D. , Ruff, J. F.. Shaikh. A. , Wittler, R. J . , Lee, D. W., and Hinkle, N. E. (1987). "Development of riprap design criteria by riprap testing in flumes: Phase I , " NUREG/CR-4651, U.S. Nuclear Regulatory Commission, Washington, D.C., May, 1 1 1.

Abt, S . R., Wittier, R, I . , Ruff, J . F., LaGrone, D. L., Khattak. M. S . , Nelson. J . D., Hinkle. N. E., and Lee. D. W. 11988). "Development of riprap design criteria by riprap testing in flumes: Phase 11." NUREG/CR4651, U.S . Nuclear Regulatory Commission, Washington, D .C., May, 1 13.

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Isbash, 5 . (1935). Construction of' darns by dumping stones irtta flowing water. U, S . Army Engrg, District, Eastport, Me.

Knauss, J. ( 1979). "Computatlon of maximum discharge at overflow rockfill dams. " Pror. 13rh Congress qf l n t . Commission of large Dams, 143- 159.

Olivier, H. (1967). "Through and overflow rockfill dams-new design techniques." Proc.. Institutiorl of Civil Engineers, Mar., 36, 433-47 1,

Powledge, G . R., and Dodge, R. A . (198 ) . "Overtopptng ot small dams-an aI- ternative for dam safety." Proc. Hydr. andHydro. in Srnull Computer Age, ASCE. 2 , A u ~ . , 1071-1076.

Powledge, G. R., Ralston, D. C., Miller, P., Chcn, Y. H . , Clopper, P. E.. and Temple, D. M. f 1989a). "Mechanics of overflow erosion and embankrnents I: Research activities." J . Hydr. Engrg.. ASCE. 11 5(8), 1040-1055.

Powledge, G. R., Ralston, D. C.. Miller, P., Chen, Y. H., Clapper. P, E.. and Temple, D. M. (1989b). "Mechanics of O V ~ ~ O W erosion and embankments 11: HydrauIios and design considerations. " J . Hydr. EnRrg., 1 1 SCB), 1056- 1075.

Sherard. J. C., Dunnigan. L. P.. and Talbot. J. R . (1 984). "Basic properties of sand and gravel filters. " J. Geotech. Engrg . . 1 1 O(6). 683-700,

St~phenson, I). (IV79). Rackfill in hydrunlrc engineerzng. Etsevier Scientific Pub- Iishing Co . , New Y ork, N. Y . , 2 15.