association between post-resuscitation partial pressure of arterial
TRANSCRIPT
DOI: 10.1161/CIRCULATIONAHA.112.000168
1
Association between Post-Resuscitation Partial Pressure of Arterial
Carbon Dioxide and Neurological Outcome in Patients with
Post-Cardiac Arrest Syndrome
Running title: Roberts et al.; PaCO2 after cardiac arrest
Brian W. Roberts, MD1; J. Hope Kilgannon, MD1; Michael E. Chansky, MD1;
Neil Mittal, MD1; Jonathan Wooden, MD1; Stephen Trzeciak, MD, MPH1,2
1Dept of Emergency Medicine; 2Dept of Medicine, Division of Critical Care Medicine, Cooper
University Hospital, Cooper Medical School of Rowan University, Camden, NJ
Address for Correspondence:
Brian W. Roberts, MD
Department of Emergency Medicine
Cooper University Hospital
One Cooper Plaza, K152
Camden, NJ 08103
Tel: 856-342-2351
Fax: 856-968-8272
E-mail: [email protected]
Journal Subject Codes: Treatment:[27] Other treatment, Treatment:[25] CPR and emergency cardiac care
Neil Mittal, MD1; Jonathan Wooden, MD1; Stephen Trzeciak, MD, MMPMPHHH1,2,22
11DeDeDeptptpt offf EmEmEmergegegenncncy Medicine; 2Dept of Mediciciinenene, Division of CrCC iticicalalal CCare Medicine, Cooper
Univverersssityyy HHosospipipitatall,l, CCCoooopepeper r MeMeM dicccalll Schohohool oooff f RoRoowwawann UUnUniviveeerssiitytyy,, CCaCamdmddenenn, NJNJNJ
AdAdddress ffor CCorrespo dndence:
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DOI: 10.1161/CIRCULATIONAHA.112.000168
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Abstract:
Background—Partial pressure of arterial CO2 (PaCO2) is a regulator of cerebral blood flow after
brain injury. Recent guidelines for management of cardiac arrest recommend maintaining
PaCO2 40-45mmHg after successful resuscitation; however, there is paucity of data on the
prevalence of PaCO2 derangements during the post-cardiac arrest period, and association with
outcome.
Methods and Results—We analyzed a prospectively compiled and maintained cardiac arrest
registry at a single academic medical center. Inclusion criteria: age 18, non-trauma arrest, and
comatose after return of spontaneous circulation (ROSC). We analyzed arterial blood gas data
during 0-24 hours after ROSC and determined whether patients had exposure to hypocapnia
and/or hypercapnia (defined as PaCO2 30mmHg and PaCO2 50mmHg, respectively, based on
previous literature). The primary outcome was poor neurological function at hospital discharge,
defined as Cerebral Performance Category 3. We used multivariable logistic regression, with
multiple sensitivity analyses, adjusted for factors known to predict poor outcome, to determine if
post-ROSC hypocapnia and/or hypercapnia were independent predictors of poor neurological
function. Of 193 patients, 52 (27%) had hypocapnia only, 63 (33%) had hypercapnia only, 18
(9%) had both hypocapnia and hypercapnia exposure, and 60 (31%) had no exposure; 74% of
patients had poor neurological outcome. Hypocapnia and hypercapnia were independently
associated with poor neurological function, odds ratio 2.43 (95% CI 1.04-5.65) and 2.20 (95% CI
1.03-4.71) respectively.
Conclusions—Hypocapnia and hypercapnia were common after cardiac arrest and
independently associated with poor neurological outcome. These data suggest PaCO2
derangements could be potentially harmful for post-cardiac arrest patients.
Key words: cardiac arrest, heart arrest, cardiopulmonary resuscitation, brain ischemia, resuscitation, hypocapnia, hypercapnia, anoxic brain injury, shock
yp p ( 2 g 2 g, p yy,
previous literature). The primary outcome was poor neurological function r at hosospippitatat l dididiscscschahahargrge,,
defined as Cerebral Performance Category 3. We used multivariable logistic regression, with
multipple sensitivityty analyses, adjusted for factors known to predict poor outcome, to determine if
popoosstst-R-R-ROSOSCCC hhyhypoocacapnpniaia aandnd/or r hyhypeperccapnin a wewerere innndeppenendedent pprereedddictotorsrs of popooror neuror lol gig cal
ffuunccctit on. Of 19199333 ppapatiitienentstts, 525252 (((2727%)%)%) hhadadd hypppooocappnniia ooonlnlly,y, 66333 (3(33%3%%) ) hahah dd hyhyypepeercrcapappnininiaa onononlylyly,, 18188
999%)%)%) hhada botototh hh hyhyyppopocacapnpnnia aandndnd hhypypperere ccaappnpniaia exxpxposossuurere,, anannd d 606060 ((3311%)%)%) haadad nnoo o exexxpoposusuurrere; 7444% % ofofof
patitienentsts hhadad poooor neneururologogicalal ooututcome. HHypypocacapniaa aandnd hhypypere cacapnpniaia wereree inindedependndenntltlyy
associated wwwititthh h popopoororr nnneueuuroroololologigig cacal ll fufuuncncctititionon, ododddsdsds rratata ioioio 222 44.4333 (9(9(95%5%5% CCCIII 111.040404 5-5-5 6.65)5)5) aandndnd 222.20 (9( 5% CCC
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Introduction
After successful resuscitation from cardiac arrest, the majority of patients go on to die in the
hospital or survive with severe neurological disability due to anoxic brain injury.1 With the
discovery that therapeutic hypothermia can reduce the degree of brain injury, it is now clear that
therapeutic interventions applied after return of spontaneous circulation (ROSC) can
substantially improve clinical outcomes from cardiac arrest.2, 3 However, even with therapeutic
hypothermia the mortality of post-cardiac arrest patients remains unacceptably high. Finding
new approaches to further attenuate brain injury after resuscitation is a high priority for
resuscitation science.
Partial pressure of arterial carbon dioxide (PaCO2) is a major regulator of cerebral blood
flow after brain injury, and derangements of PaCO2 have been thought to worsen clinical
outcomes after many forms of brain injury by altering cerebral blood flow and increasing
cerebral ischemia.4 Hypocapnia and hypercapnia have been previously demonstrated to be
associated with poor clinical outcomes in traumatic brain injury,5, 6 and pediatric post-cardiac
arrest.7 Hypocapnia has also been associated with poor clinical outcomes in mechanically
ventilated preterm neonates,8 and adult patients suffering stroke.9, 10 Although hyperventilation
during cardiopulmonary resuscitation (CPR) has been previously demonstrated to be common
and associated with poor outcome, presumably through increased intra-thoracic pressure with
subsequent decrease in venous return, cardiac output, and coronary perfusion pressure, thereby
lowering the chances of achieving ROSC, 11-16 it is unclear if PaCO2 derangements after ROSC
has been achieved could also potentially worsen neurological outcome. In 2010, the American
Heart Association Guidelines for Cardiopulmonary Resuscitation (CPR) and Emergency
Cardiovascular Care recommended that during the post-ROSC period, a PaCO2 of 40-45 mmHg
Partial pressure of arterial carbon dioxide (PaCO2) is a major regulator oof f f ceeerer brbrbralalal bbblololoood
flow after brain injury, and derangements of PaCO2 have been thought to worsen clinical
ouutctccomommeses aaaftftfteeer mmmaananyy forms of brain injury by alllteteteriinng cerebral blloooo d flflflowowow and increasing
ceereeebrb al ischeemimiiaa.44 HyHyH ppopocaccapnpnpniaia aaandndnd hhhypypperccapppniaa hhaavee e bbebeeenn pprereviviououslsllyyy ddedemomomonsnstrtrratata ededed ttto bebbe
asssososociciciatata eded wwwiitith h popopooror cccliinniniccal l ououutctctcomomomesess iin nn trtrtrauauaumamam ttticc brbrraiainnn inininjuuuryryr ,,5, 66 aaandndd pppededdiaiai trtrtricic pppooost--ccacardrdiaiaac
arrest.777 Hypopopocacacapnpnpniaiaia hhhasass alslslso o o bebeeenenen aaassss ococociaiaateteed d d wiwiw ththth pppooooo r r r clclclinininicici alalal oooututtcococomememess s ininin mmmececechahahaninin cac lly
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should be targeted in this population of brain injured patients.17 However, there is a paucity of
clinical data on the subject of hypocapnia and hypercapnia during the post-ROSC period in adult
patients. Specifically, it is unclear if exposure to hypocapnia and/or hypercapnia during the
initial post-ROSC period is common and associated with neurological outcome.
The objectives of this study were to determine the prevalence of hypocapnia and
hypercapnia during the initial post-ROSC period, and their associations with neurological
outcome among adult patients resuscitated from cardiac arrest. We hypothesized that
hypocapnia and hypercapnia are common during the initial post-ROSC period and are both
independently associated with poor neurological outcome.
Methods
Setting
We analyzed a prospectively compiled and maintained cardiac arrest registry at a single
academic medical center, Cooper University Hospital in Camden, NJ.18 We have prospectively
collected data on all post-cardiac arrest patients at our institution since 2009. We collect data
pertaining to the index cardiac arrest event, and outcomes consistent with the Utstein style for
reporting cardiac arrest research, including all post-ROSC variables recommended for post-
resuscitation research.19, 20 In order to prospectively identify consecutive post-cardiac arrest
patients, we utilized a 24-hour per day, 7-day per week paging system. The paging system was
activated in one of two ways: a) a hospital wide “code blue” activation anytime a cardiac arrest
occurred in the hospital; b) ED unit secretaries were trained to activate a page when an out-of-
hospital cardiac arrest arrived in the ED (or a cardiac arrest occurred in the ED). In each case, an
on-call investigator received the page and responded to the cardiac arrest event to begin data
Methods
Seetttttinininggg
WeWe aanalyzed a a pprrooospepeectctivivivelelelyy y ccocompmpmpiililededd aaand mmmaainttaaiinneddd cccararddid aacac aaarrresest t rreeggiiststrryry aat t a aa sisiingngn lell
accadadademememicic mmmedeedicicaaal ccenennteter,r,r CCoooooopepeerrr UnUnU ivivvererrsisisitytyty HHHososo ppipitatat l l ininn CCCamamamdeded nn,n, NNNJ.J.118 WWWe e hahahaveve ppprrrospsppececctitivvevelylyy
collected datataa ooon n n alala ll l popopostss -cccararardidd acacac ararrrerer sttt pppatata ieieientntn s ss atata ooururu iinsnsnstitititutututitiiononon sininincecece 2220000009.9.9 WeWeWe cccololollel ct data
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entry. The Institutional Review Board approved this study with a waiver of written informed
consent.
Participants
We included both in- and out-of-hospital adult post-cardiac arrest patients who were comatose
after ROSC between 2009-2011. The inclusion criteria were: 1) age 18 years; 2) cardiac arrest,
defined as a documented absence of pulse and CPR initiated; 3) ROSC > 20 minutes; and 4)
neurological impairment after ROSC [defined as patient inability to follow commands (i.e.
Glasgow Coma Score motor less than 6) during the first hour after ROSC]. We excluded
patients with cardiac arrest related to trauma. We also excluded patients who died prior to an
arterial blood gas analysis being obtained.
Data Collection
We abstracted the following variables: demographics, comorbidities, all arterial blood gas
analyses recorded over the first 24 hours after ROSC, post-cardiac arrest interventions [e.g.
percutaneous coronary interventions (PCI) and therapeutic hypothermia (TH)], and neurological
status at hospital discharge [defined by the Cerebral Performance Category (CPC)]. We entered
all data into a dedicated Access database (Microsoft Corporation, Redmond, WA) and exported
to StatPlus version 2009 (AnalystSoft Inc., Alexandria, VA) for analysis.
Outcome measures
The primary outcome was poor neurological function at hospital discharge, defined as a Cerebral
Performance Category (CPC) 3. The CPC is a validated five-point scale of neurological
disability and historically the most commonly used outcome measure in post-cardiac arrest
research (1: good cerebral performance, 2: moderate cerebral disability, 3: severe cerebral
disability, 4: coma/vegetative state, 5: death).19, 21-23 The CPC was prospectively determined for
arterial blood gas analysis being obtained.
Data Collection
WeWee aaabsbsbsttrtracacacteteteddd thhhee e fofollowing variables: demograaapphphiiccs, comorbidiititiiese , alalalaaa ll l aarterial blood gas
annalallysy es recorrdededed ovveerer ttthehehe ffiririrsstst 22444 hhohouurursss aftteerr ROOOSSCC, popopostst--caarardidiaccc aarrrreeestt inintteterrvrvenenntitit oononss [eee.g.g..
pepercrcrcutututanana eoeooususus ccororronnnararyyy iinntetervvvenenntititionononss (P(PPCICICI))) aanand d d ththhererapapeueueutititicc c hyhyypopop ththererermimimia (T(T( HH)H)],]], aandndnd neueuuroroolologggiccacal
tatus at hospsppitititalala dddisisischchhararargegee [[[dedd fififinenened d d bybyy ttthehehe CCCererereeebrbrb alala PPererrfofoformrmrmananancecece CCCatatategegegororory y y (C(CCPCPCPC)])])]. . WWe enteredd
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each patient at the time of hospital discharge. Patients with a CPC of 1 or 2 had sufficient
cerebral function at discharge to live independently.
Data Analysis
We began the analysis with descriptive statistics. We displayed categorical data as counts and
proportions. We described continuous data as mean values and standard deviation (SD) or
median values and interquartile range (IQR), based on distribution of data. For the purposes of
analysis, we determined whether or not patients had exposure to hypocapnia and/or hypercapnia
during the first 24 hours after ROSC. We decided a priori to define exposure to hypocapnia as
one or more recorded PaCO2 30 mmHg and exposure to hypercapnia as one or more recorded
PaCO2 50 mmHg, based on previously published cutoffs in studies of traumatic brain injury
and pediatric post-cardiac arrest.5, 7 No exposure was defined as no recorded PaCO2 30 or 50
mmHg during the first 24 hours after ROSC. We graphed the proportion of poor neurological
outcome at hospital discharge for only hypocapnia exposure, only hypercapnia exposure, both
hypocapnia and hypercapnia exposure, and no exposure.
We calculated odds ratios using multivariable logistic regression analysis to determine if
hypocapnia exposure and hypercapnia exposure were independently associated with neurological
function at hospital discharge. We selected the following candidate variables for the regression
model that were previously demonstrated to be strong predictors of poor outcome in post-cardiac
arrest patients: initial cardiac rhythm [asystole or pulseless electrical activity (PEA) versus
ventricular fibrillation/ventricular tachycardia (VF/VT)] and prolonged duration of CPR (CPR
duration > 20 minutes).1, 24-28 In order to also adjust the model for the possibility that hypocapnia
represented a respiratory compensation for metabolic acidosis (which may be associated with
poor outcome), we also added presence of metabolic acidosis as a variable in the regression
PaCO2 50 mmHg, based on previously published cutoffs in studies of traumatiticcc brbrbraiiin nn inininjujujuryryr
and pediatric post-cardiac arrest.5, 7 No exposure was defined as no recorded PaCO2 30 or 50
mmmmmHgHgHg dddurururinininggg thhheee fifirst 24 hours after ROSC. WeWeWe ggrraphed the prooopopp rttioioionn n of poor neurological
outcccomo e at hosospipip taaal dididiscscchahahargrgrge e fofor r onononlylyy hhhypooocaaapniiaa eexpopoposusurre,, ononlyly hhypyperercacappnpniiaia eexpxxpoososurure,e,, bbbooothhh
hyhypopopocacacapnpnp iaiaa aaandnd hhypypypererrcacaapnpnp iaa eexpxpxposososuurure,e,, aaandndnd nnooo exexexpopoposusuurere..
We ccalalalcucuulalaateteted d odododdsdss rrrataa iooos s s usussinii g g g mumumultltltivivivarara iaiaiablblble e e looogigigistststicicic rrregegegreeesssss ioioion n n anananalala ysysysisisis ttooo deded termine ifff
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model, defined as one or more recorded base deficit -6 (based on previously published
literature).29
In order to ensure the association between hypocapnia exposure and hypercapnia
exposure remained independently associated with poor neurological outcome, after adjusting for
additional candidate variables known to be predictors of poor outcome, we performed additional
sensitivity analyses. Additional candidate variables included: (1) hyperoxia (defined as a PaO2
300 mmHg on the first arterial blood gas analysis obtained after ROSC),30, 31 (2) arterial
hypotension (defined as systolic blood pressure < 100 mmHg during the first 24 hours after
ROSC,32, 33 and (3) a shorter duration of CPR to define prolonged downtime (CPR duration > 10
minutes). In order to adjust for the possibility that hypercapnia represented the presence of pre-
cardiac arrest pulmonary disease, we added presence of previously documented pre-cardiac
arrest pulmonary disease as a variable in the sensitivity analyses. In addition, to adjust for
potential heterogeneity in the number of PaCO2 values assessed we added the number of PaCO2
assessed as a variable in the sensitivity analyses. Finally, to ensure we did not exclude any
additional possible confounders, we performed two separate correlation matrixes to identify
possible correlations between hypocapnia exposure and baseline variables as well as hypercapnia
exposure and baseline variables that we did not adjust for in the multivariable logistic regression
models, and planned to do additional sensitivity analyses adjusting for any correlated variables.
Sample size calculation
To ensure adequate power to test five covariates in a multivariable model, we estimated the
necessary sample size, based on the following assumptions: a) a predicted survival with good
neurological function rate of 28%;1 and b) an estimated event (survival with good neurological
function) per covariate ratio of 10:1 necessary for multivariable modeling.34, 35 To accrue the
minutes). In order to adjust for the possibility that hypercapnia represented the pprrreseseenccce e ofofof ppprere-
cardiac arrest pulmonary disease, we added presence of previously documented pre-cardiac
arrrereeststst ppp lululmomom nnnaryyy dddisisease as a variable in the sensnsnsiitiivvity analyses. IIn adaddddiditit on, to adjust for
poteeenntial heterorogggenneneitiityy ininin ttthehehe nnnumummbebeber r ofoff PaCCCOOO2 vvalluuesss aasasseseesssseded wwe adadddededed d ththheee nunumbmbmberer of f f PPaPaCOCOCO2
asssesesesssssedede aass s a aa vavarririaabablele inn n ththe seses nsnsnsitititivivivitityy y anananalalalysysy eseses.. FFininaalallylyy,, tototo eeensnsn uurureee wewewe dddidid nnnotott eexcxcxclululudeee aaanyny
additional ppososssisisiblblb ee e cococ nfnfnfououndndnderee s,s,s, wwweee pperererfofoormrmrmededed ttwowowo sssepeparararatatate e e cococorrrrrreelalaatititiononon mmmatata ririxexexesss totoo iiided ntify
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necessary 50 survivors with good neurological function we estimated that a minimum of 179
total cases would be necessary.
Results
One hundred and ninety three patients met all inclusion and no exclusion criteria. Of these, 52
(27%) had exposure to only hypocapnia, 63 (33%) had exposure to only hypercapnia, and 60
(31%) had no exposure. Eighteen (9%) patients had exposure to both hypocapnia and
hypercapnia resulting in a total of 70/193 (36%) patients with any hypocapnia exposure and
81/193 (42%) with any hypercapnia exposure. The median (IQR) number of PaCO2 assessed per
patient was 2 (1-4)
Table 1 displays baseline data for all subjects in the cohort, as well as patients with only
hypocapnia exposure, only hypercapnia exposure, both hypocapnia and hypercapnia exposure,
and no exposure36. The majority of patients were in-hospital cardiac arrests with PEA/asystole
as the initial rhythm [128/193 (66%)], and few patients were out-of-hospital cardiac arrest
patients with pulseless VF/VT as the initial rhythm [6/193 (3%)]. One hundred percent of
patients were mechanically ventilated after ROSC. Therapeutic hypothermia was performed on
100% (6/6) of patients with out-of-hospital, VF/VT cardiac arrest [indicated population (i.e.
Class I recommendation)], and in 40% (77/193) of all patients. Percutaneous coronary
intervention (PCI) was performed in 3/6 (50%) of patients with out-of-hospital, VF/VT cardiac
arrest and 15/193 (8%) of all patients. The overall in-hospital mortality was 68%. Table 2
displays post-cardiac arrest data for all subjects.
Seventy four percent of all patients were found to have the primary outcome of poor
neurological function at hospital discharge [CPC 1, 43/193 (22%); CPC 2, 8/193 (4%); CPC 3,
patient was 2 (1-4)
Table 1 displays baseline data for all subjects in the cohort, as well as patients with only
hyhypopopocacacapnpniaiaia eexxposososuurure, only hypercapnia exposurerere,, bbboth hypocapniniia a anndd d hhhypercapnia exposure,
anndd d non exposururee363 .. TTheheh mmmaajajorororiitity y ofofof ppaaatiieentss wwweree innn-hohoosspspitittalal ccararrdidiacc aarrreeseststss wwwitith h PEPEPEAA/A/asssysystotot llle
ass ttthehehe iiininititialalal rrhyhyyttthmm m [[1[12288/1/193933 (((666666%)%)% ],], aandndnd fffeew w w papapatiieene ttsts wwweerere ououo ttt-ofofof-h-h-hooospipipitatalll cacaardrdiaiaiaccc arrrrerestst
patients with h pupupulslselelelesese sss VFVFV /V/V/VT TT asasas tthehehe inininititiialalal rhrhrhytyty hmhmhm [[[6/6 19199333 (3(3(3%)%)%)].].] OnOnOneee huhuhundndndrereed d d pepepercrcrcenee t of
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8/193 (4%); CPC 4, 4/193 (2%); CPC 5, 130/193 (68%)]. Figure 1 displays the poor
neurological function at hospital discharge in relation to only hypocapnia exposure, only
hypercapnia exposure, both hypocapnia and hypercapnia exposure, and no exposure, during the
first 24 hours after return of spontaneous circulation. Patients with only hypocapnia exposure,
only hypercapnia exposure, and both hypocapnia and hypercapnia had a higher prevalence of
poor neurological function at hospital discharge than patients with no exposure (83%, 78%, 89%,
57% respectively).
Table 3 displays the results of the multivariable logistic regression model with poor
neurological function at hospital discharge as the dependent variable. After adjusting for initial
cardiac rhythm, prolonged duration of CPR, and metabolic acidosis, both hypocapnia exposure
and hypercapnia exposure were found to be independent predictors of poor neurological function
at hospital discharge, odds ratio 2.43 (95% CI 1.04-5.65) and 2.20 (95% CI 1.03-4.71)
respectively. Table 4 displays sensitivity analyses. Both hypocapnia exposure and hypercapnia
exposure remained independently associated with poor neurological function at hospital
discharge after adjusted for additional variables known to be predictors of poor outcome (i.e.
hyperoxia, arterial hypotension, know pre-cardiac arrest pulmonary disease, and different
durations of CPR). Using correlation matrixes, the only additional baseline variable we found to
have a statistically significant correlation with hypocapnia or hypercapnia was between
hypercapnia and congestive heart failure (Online Data Supplement 1). Both hypocapnia
exposure and hypercapnia exposure remained independently associated with poor neurological
function at hospital discharge after adjusted for number of PaCO2 assessed and congestive heart
failure (Online Data Supplement 2).
cardiac rhythm, prolonged duration of CPR, and metabolic acidosis, both hypocaapapninin a exexpopoposususurere
and hypercapnia exposure were found to be independent predictors of poor neurological function
att hhhososospipipitatatalll dididissschahaargrgrgee, odds ratio 2.43 (95% CI 1.0004--5.65) and 2.20200 (955% % % CIC 1.03-4.71)
eespppece tively. TaTaTablle 444 ddisisisplplplayayaysss sesensnsnsititivvvittty annnaallyseees. BBootthth hhhypppococapppninia a exexexpoposususurere aandndnd hhhyyypeerercacaapnpnnia
exxpopoposususurere rremememaiainnedd d ininddedepepep ndnddenene tltltlyyy asaassosoociciiatatatededed wiwiwiththh pppooooor r neneneuururololologogogicicalalal fufuunccctitiononon aaat t hohohosspspittaal
discharge affteteerr r adadadjujujuststs ededed fororr aaadddddditititioioi nananal vavav riririababablelelesss knknknowowwn n tototo bbbe e e prprpredede iccctototorsrsrs ooof f f popop ororo oooutututcococomem (i.e.
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Discussion
In this study, we prospectively identified adult post-cardiac arrest patients, and determined the
prevalence of hypocapnia exposure and hypercapnia exposure during the first 24 hours after
ROSC. Our objective was to test whether post-ROSC exposure to hypocapnia and/or
hypercapnia was associated with poor neurological function at hospital discharge. We found that
36% of patients had any hypocapnia exposure and 42% had any hypercapnia exposure. Using
multivariable logistic regression, including multiple sensitivity analyses, we found that both
hypocapnia exposure and hypercapnia exposure after ROSC were independent predictors of poor
neurological function at hospital discharge. These findings suggest both hypocapnia and
hypercapnia are common during the initial post-ROSC period and are independently associated
with poor neurological outcome.
The 2010 American Heart Association Guidelines for Cardiopulmonary Resuscitation
and Emergency Cardiovascular Care recommend that ventilation should be titrated to achieve a
PaCO2 of 40-45 mmHg during the post-ROSC period.17 However, at the present time we are
unaware of any prior clinical research studies on the subject of hypocapnia and hypercapnia
during the post-ROSC period in adult patients. Specifically, it has been unclear if exposure to
hypocapnia and/or hypercapnia during the initial post-ROSC period is common and
independently associated with neurological outcome. To our knowledge this is the first report
that both hypocapnia and hypercapnia during the post-ROSC period could be potentially harmful
in adult patients resuscitated from cardiac arrest.
PaCO2 is a major regulator of cerebral blood flow after brain injury. Although
hyperventilation during CPR has been previously found to be associated with poor outcome, it is
thought to be more related to increased intra-thoracic pressure with subsequent decrease in
hypercapnia are common during the initial post-ROSC period and are independeentnntlylyy aasssssococociaiaiatetedd
with poor neurological outcome.
ThThThee e 20202 1000 AAAmmerican Heart Association GuGuGuidddelines for Cardrddiopupuulmlmlmonary Resuscitation
anndd d EmE ergenccy y CaCaCardddioioi vvavascscsculululaarar CCarararee e rreecccommmmeend thhhat vvveenentitiilaaatitiononn ssshohoululu d d bebe ttitittrtratatededed tttoo acaca hihihievevvee a
PaPaCOCOCO222 ooff 404040-4-455 mmmmmHHHg dduru ininng gg thththeee ppoposstst-RRROSOSOSCCC pepepeririododo ..177 HHoHowewewevvever,r,r aaat t tttheee prprresese enene t t tititimmeme wwee ararre
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venous return and cardiac output, and decreased coronary perfusion pressure during CPR,
thereby lowering the chances of achieving ROSC, as opposed to an effect of hypocapnia itself.11-
16 Hypocapnia has been postulated to be detrimental during the post-ROSC period secondary to
hypocapnia-induced cerebral vasoconstriction resulting in decreased cerebral blood flow and
increased cerebral ischemia potentially exacerbating anoxic brain injury.4, 37, 38 Cerebral blood
flow has been demonstrated to decrease approximately 3% for every 1 mmHg decrease in PaCO2
in patients with traumatic brain injury.39 Although it has been suggested that this degree of
reactivity to PaCO2 may be blunted during this initial post-ROSC period,40-42 recent literature
suggests it remains intact.4, 43, 44 Hypocapnia has also been suggested to worsen
ischemic/reperfusion injury by increasing cerebral oxygen demand through increased neural
excitability, and increasing cerebral oxygen demand could be deleterious in anoxic brain
injury.45, 46
Hypocapnia has been demonstrated to be associated with poor clinical outcomes in
traumatic brain injury patients,5, 6 mechanically ventilated preterm neonates,8 and pediatric post-
cardiac arrest patients.7 In a post-cardiac arrest animal model, cerebral blood flow promotion,
through induced hypertension, mild hemodilution, and normocapnia, along with therapeutic
hypothermia was shown to improve neurological outcome compared to combined hypocapnia,
normotension, and normothermia.44 Also, in a recent clinical study, ventilation titrated to
maintain PaCO2 37.6 – 45.1 mmHg, as a part of a bundle with multiple other goals (including
hypothermia, arterial oxygen saturation optimization, and blood pressure goals), was associated
with increased survival in post-cardiac patients.47 However, the independent effects of PaCO2
control itself cannot be determined from these two studies.
Conversely, hypercapnia has been demonstrated to decrease cerebrovascular resistance
schemic/reperfusion injury by increasing cerebral oxygen demand through increeaaasedede nnneuueurararalll
excitability, and increasing cerebral oxygen demand could be deleterious in anoxic brain
nnjujuuryryry..45,45,45, 464646
Hypocacappnniia hhhaaas bbbeeeeeenn n deddemomomonnsnsttrraatted ttto be aaassssoccciaiaateteddd wwiwiththh pppooor r ccliininiccacall l ououtctctcoomomeees iiinn
rrauauumamamatiticc brbrbraiaain n iinnjujuuryryy ppatata ieientntnts,ss 5, 5,5 66 mmmecechahahanininicacacallllyyy veveenntntillatata ededed pppreeetetet rrmrm nnneoeoonanaatetes,s,8 aaandndd pppeeediiaatrrricic pppososst-t
cardiac arrestst pppatata ieieientntn s.s..777 Innn aaa pppososst-t-t cacaardrr iaiaiac c c arararrerereststst aaanininimamam l momomodededel,l,, ccceree ebebebrararal l l blblblooooood d flflflowowow ppproror motion,
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and increase blood flow, suggesting a potential benefit in patients suffering from ischemic brain
injury;4, 48 however, studies of traumatic brain injury and pediatric post-cardiac arrest syndrome
have demonstrated hypercapnia to be association with poor clinical outcomes.5, 7 The association
between hypercapnia and poor outcome has been suggested to be secondary to hypercapnia-
induced cerebral vasodilation and increased intracranial volume resulting in increased
intracranial pressure and decreased cerebral perfusion.49, 50
We sought to perform this study because we believe if titrating ventilation to maintain an
ideal PaCO2 during the post-ROSC period is shown to improve patient neurological outcome,
this would potentially allow for a simple therapeutic approach to help attenuate the brain injury
associated with post-cardiac arrest syndrome. In this observational study we showed both
hypocapnia and hypercapnia exposure were common and were independently associated with
poor neurological function at hospital discharge. Our findings suggest that post-ROSC PaCO2
derangements may be harmful, and provide scientific rationale for further research to determine
the optimal target PaCO2 range during the initial post-ROSC period.
We acknowledge that this study has important limitations to consider. First, we did not
measure cerebral blood flow in patients, and therefore were unable to determine the direct effects
of PaCO2 derangements on cerebral blood flow during the post-ROSC period. Second, although
we used multivariable logistic regression analyses to adjust for cardiac arrest characteristics
known to predict in-hospital mortality, there still exists the potential of unmeasured confounders.
Of note, we did not find hyperoxia to have a statistically significant association with poor
neurological outcome in our cohort. This may be secondary to the fact that this study had a
much smaller sample size compared to previous hyperoxia studies30 (n = 193 vs. n = 6326) and
thus was not powered to identify such an association. Third, this study was limited to one center
associated with post-cardiac arrest syndrome. In this observational study we shoowewewedd boboboththth
hypocapnia and hypercapnia exposure were common and were independently associated with
pooororor nnneeueuroorololologggicaaall l fufuf nction at hospital dischargee. OOOur findings suguguggeststt ttthhahat post-ROSC PaCO2
ddederaaangn ementss mmayayy bbe e hahaarmrmmfufuful,ll, aandndnd pprroovvvide scccientttifffic rrratattioionnanalele ffforor ffururththt eeer rreeseseaearcrcch h h totot dddettterermmim nnne ff
hhe e e opopoptitit mamall l tatatargrgeeet PPPaCaCCOOO222 rrannngegeg dddurururiining g thhhee e inininitttiiialala pppoosost---ROROOSSCSC pppererrioiood.d.d.
We aackckcknonon wlwlwledededgegeg thahahat t t thhhisisis sstututudydyy hhhasasas iimpmpmpororo tatat ntntn llimimimitititatatatioioonsnsns to o o cococonsnsnsidididerere . FFFiririrststt,,, weww did not
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and it is possible that a study of larger scope could have found different results. Fourth, this was
an analysis of a prospectively compiled and maintained cardiac arrest registry; therefore, there
was no predefined protocol for obtaining arterial blood gases potentially resulting in
heterogeneity in timing and number of arterial blood gases obtained for each patient. Fifth,
although we believe the association between hypercapnia and poor neurological outcome is
secondary to increased intracranial pressure, there exists the possibility that hypercapnia is a
reflection of lung injury and poor pulmonary compliance, which may be associated with poor
outcome. Sixth, we defined hypocapnia as PaCO2 30 mmHg and hypercapnia as PaCO2 50
mmHg based on PaCO2 levels from previously published studies,5, 7 thus the exact PaCO2 levels
associated with potential harm are unknown. Lastly, this was an observational study and thus we
can only report association rather than infer causation.
Conclusions
In this sample of adult patients resuscitated from cardiac arrest, we found that both hypocapnia
and hypercapnia exposure after ROSC were common and were independently associated with
poor neurological function at hospital discharge. These data suggest PaCO2 derangements could
be potentially harmful in patients resuscitated from cardiac arrest. Future research to determine
the optimal target PaCO2 range after ROSC is warranted.
Conflict of Interest Disclosures: None.
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Table 1. Baseline data for all subjects at the time of cardiac arrest.
All Subjects n = 193
Only Hypocapnia Exposure
n = 52
Only Hypercapnia Exposure
n = 63
Both* n = 18
No Exposure n = 60
Age [years (SD)] 64 (18) 63 (19) 61 (17) 66 (15) 66 (15) Female gender [n (%)] 83 (43) 30 (58) 28 (44) 5 (28) 20 (33) Pre-existing comorbidities [n (%)] Diabetes 79 (41) 21 (40) 29 (46) 5 (28) 24 (40) Known coronary artery disease 40 (21) 13 (25) 10 (16) 2 (11) 15 (25) Hypertension 99 (51) 23 (44) 26 (41) 11 (61) 39 (65) Malignancy 35 (18) 12 (23) 5 (8) 5 (28) 13 (22) Renal insufficiency 50 (26) 15 (29) 15 (24) 4 (23) 16 (26) Pulmonary disease 45 (23) 8 (15) 25 (40) 3 (17) 9 (15) Cerebral vascular disease 11 (6) 3 (6) 4 (6) 1 (6) 3 (5) Congestive heart failure 34 (18) 10 (19) 7 (11) 1 (6) 16 (27) Charleson comorbidity score36 (SD) 2.8 (2.3) 2.7 (1.8) 3.0 (2.7) 2.9 (2.1) 2.7 (2.3) Arrest location [n (%)] Out-of-hospital 33 (17) 10 (19) 12 (19) 4 (22) 7 (12) In-hospital 160 (83) 42 (81) 51 (81) 14 (78) 53 (88) Initial arrest rhythm [n (%)] PEA/asystole 154 (80) 40 (77) 58 (92) 13 (72) 43 (72) VF/VT 38 (19) 12 (23) 5 (8) 5 (28) 16 (27) Unknown 1 (1) 0 0 0 1 (1) CPR duration > 10 minutes [n (%)] 81 (42) 23 (44) 26 (41) 9 (50) 23 (38) CPR duration > 20 minutes [n (%)] 19 (10) 5 (10) 4 (6) 4 (22) 6 (10) *Exposure to both hypocapnia and hypercapnia during the first 24 hours after return of spontaneous circulation; CPR, cardiopulmonary resuscitation; PEA, pulseless electrical activity; VF, ventricular fibrillation; VT ventricular tachycardia
abetes 79 (41) 21 (40) 29 (46) 5 (28)) 2424 ((4040) nown coronary artery disease 40 (21) 13 (25) 10 (16) 2 ((11111))) 51515 (((252525)ypertension 99 (51) 23 (44) 26 (41) 11 (( 16161))) 393939 ((656565))alignancy 35 (18) 12 (23) 5 (8) 5 (28) 13 (22) enal insufficiency 50 (26) 15 (29) 15 (24) 4 (23) 16 (26) ulmonanaryry ddiseaasese 45 (23) 8 8 (1(1( 5)5 25 (40) 3 (17) 9 (15) errebebbrarar l l vavav scululularaa dddis aeaeasesese 11 (6) 333 66( ) 4 4 (6( ) 1 (6) 3 (5) onnongegeststs ivi e heartt fafafailurure e 3434 ((1818)) 01010 (191 ) 77 7 1(1( 1)) 11 (((6)6) 1166 (2(2( 7)7 eesoon nn comorbidity y scscscoro eee 636 (((SDSDS ))) 2.22 8 (2(2 3.3. ) 2.7 77 11( .8) .3.3 0 0 (2(2.7.7)) ) 2.2.2.99 2(2(2.1.1. ))) 22.2.777 22(2.3. )ttt l ccocation [n (%)] tutut-o-- f-f-f-hoh spspital 3333 (((1717)) 0010 (1919) ) 211 ((19) ) 44 (2(22))2) 77 ((( 2212)
--hhospspspititi lalal 16166000 (8(83)3)3) 44422 2 (8(8(81)1)1 55111 (8(8(81)1)1 111444 (7(7(78)8)8) 555333 (8(8( 8)8)8) ll ararrerestst rrhyhyyththmm [[[nn (%(%( )])])]
EA/asystole 11154544 ((8000))) 40400 (((777777)) ) 585858 ((929292) ) 131313 (((727272))) 43 (72)F/F/VTVT 3838 ((1919)) 1212 ((2323)) 55 (8(8)) 55 (2(28)8) 1166 (2(27)7)
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Table 2. Post-cardiac arrest data for all subjects.
All Subjects n = 193
Only Hypocapnia Exposure
n = 52
Only Hypercapnia Exposure
n = 63
Both* n = 18
No Exposure n = 60
Metabolic acidosis* [n (%)] 132 (68) 48 (92) 43 (68) 12 (67) 29 (48) Hyperoxia† [n (%)] 46 (24) 18 (35) 12 (19) 2 (11) 14 (23) Arterial hypotension‡ [n (%)] 173 (90) 47 (90) 56 (89) 16 (89) 54 (90) *Defined as a base deficit -6 during the first 24 hours after return of spontaneous circulation; †Defined as a PaO2 300 mmHg on the first arterial blood gas analysis obtained after return of spontaneous circulation; ‡Defined as systolic blood pressure < 100 mmHg during the first 24 hours after return of spontaneous circulation.
Table 3. Multivariate logistic regression model with poor neurological outcome [defined as Cerebral Performance Category (CPC) 3 at hospital discharge] as the dependent variable. Variable Beta Standard Error Odds Ratio 95% LCI 95% UCI p-value Hypocapnia* 0.89 0.43 2.43 1.04 5.65 0.040 Hypercapnia† 0.79 0.39 2.20 1.03 4.71 0.042 Metabolic acidosis‡ 1.05 0.38 2.85 1.35 5.99 0.006 PEA/asystole initial rhythm 0.78 0.44 2.17 0.91 5.18 0.080 CPR > 20 minutes 1.32 0.81 3.74 0.76 18.46 0.105 *Defined as exposure to a partial pressure of arterial CO2 30 mmHg during the first 24 hours after return of spontaneous circulation; †Defined as exposure to a partial pressure of arterial CO2 50 mmHg during the first 24 hours after return of spontaneous circulation; ‡Defined as a base deficit -6 during the first 24 hours after return of spontaneous circulation; CPR, cardiopulmonary resuscitation; LCI, lower confidence interval; PEA, pulseless electrical activity; UCI, upper confidence interval.
ned as a base deficit 6 during the first 24 hours after return of spontaneous circulation; Defined as a PaO2 300 mmHg on tthehe ffirirstst aartere ial l blblooo d gis obtained after return of spontaneous circulation; ‡Defined as systolic blood pressure < 100 mmHg during the first 24 hourss afafafteteter r r reretuuturnrn ooof ff spspspononontat ne
ation.
e 3. MuMuMultltltivivivararariaiaiatetete l gogisisi tiitic c regression model with poor neurologigigicac l l outcome [defined as Ceererr brbrb al Performance Category (CPCspipiitatat l l didid scs hargrge]e]e as tthehe ddepependent variable.
aba eele BBBeteta a StStananandad rdrr EErroroo ddOd sdsd Ratatatioioi 99 %5%5% LLCIC 999 %5%5% UUCCIC p v-v-v lalueu cacc nnpniai * 0.00 89 0 4.4. 33 .22 434 111 0.044 5.65 0 0.. 044rcrcapapapnininiaaa†† 000.7.799 0.3939 22.20 0 1.11 3030 444.7.711 0.0. 4042 2bob liic c cacacidididosososisisi ‡‡‡ 111 0.0055 0.0 83838 222.8.8855 11.353535 555 99.9999 00.0.0000006 66 asasasysysystototolelele iiinininitititialalal rrrhyhyhythththmmm 000.787878 000 44.4444 222.171717 000 99.9111 555.181818 000 00.0808080 > 20 minutes 111.3.3222 0.818181 333.77.74 44 0.0.0 6676 118.8.8 464646 0.105
dd t tii ll ff t ii ll CO 30 H dd ii hth fifi t 24 hh fft t ff t ii ll iti ††D fifi dd
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Table 4. Results of sensitivity analyses: Multivariate logistic regression models with poor neurological outcome [defined as Cerebral Performance Category (CPC) 3 at hospital discharge] as the dependent variable.
Variable Beta Standard Error Odds Ratio 95% LCI 95% UCI p-value Hypocapnia* 0.90 0.42 2.45 1.08 5.56 0.032 Hypercapnia† 0.77 0.38 2.16 1.03 4.52 0.041 Metabolic acidosis‡ 1.05 0.37 2.85 1.38 5.86 0.004 PEA/asystole initial rhythm 0.57 0.43 1.77 0.77 4.10 0.182 Hyperoxia§ 0.05 0.43 1.05 0.45 2.42 0.911
Variable Beta Standard Error Odds Ratio 95% LCI 95% UCI p-value Hypocapnia* 1.25 0.42 3.49 1.54 7.90 0.003 Hypercapnia† 1.00 0.40 2.73 1.25 5.95 0.011 Arterial HypotensionII 1.37 0.58 3.92 1.26 12.14 0.018 Pulmonary Disease# 0.38 0.46 1.46 0.59 3.62 0.410 CPR > 20 minutes 1.26 0.79 3.52 0.75 16.53 0.110
Variable Beta Standard Error Odds Ratio 95% LCI 95% UCI p-value Hypocapnia* 1.22 0.42 3.40 1.51 7.68 0.003 Hypercapnia† 1.03 0.40 2.80 1.28 6.15 0.010 Arterial HypotensionII 1.38 0.57 3.96 1.29 12.12 0.016 Pulmonary Disease# 0.34 0.46 1.40 0.57 3.47 0.466 CPR > 10 minutes 0.12 0.36 1.12 0.55 2.29 0.748 *Defined as exposure to a partial pressure of arterial CO2 30 mmHg during the first 24 hours after return of spontaneous circulation; †Defined as exposure to a partial pressure of arterial CO2 50 mmHg during the first 24 hours after return of spontaneous circulation; ‡Defined as a base deficit -6 during the first 24 hours after return of spontaneous circulation; §Defined as a PaO2 300 mmHg on the first arterial blood gas analysis obtained after return of spontaneous circulation IIDefined as systolic blood pressure < 100 mmHg during the first 24 hours after return of spontaneous circulation; #Documented pre-cardiac arrest chronic obstructive pulmonary disease or asthma; CPR, cardiopulmonary resuscitation; LCI, lower confidence interval; UCI, upper confidence interval.
roxia§ 0.05 0.43 1.05 0.45 2.42 00.9.9111
able Beta Standard Error Odds Ratio 95% LCI 95% CUCUCI I p-pp-vavallulueeecapnia* 1.25 0.42 3.49 1.54 7.90 0.003 rcapnia† 1.00 0.40 2.73 1.25 5.95 0.011 ial HHypypypotototenenensisisionnonIII 1.37 0.58 3.3 92 1.26 12.14 0.018 ononnaraa y y y DiDiseasasee## 0.3838 00.46 6 1.1 46 000.5.5.59 3.3 626 0.410>>> 0020 mminutes 1.1.1 2626 000.7.79 9 9 3.3 522 00 7.77555 161616 5.5.53 3 0.0.11111 0
babable BBBetaa StS ananndadardrd E rrroro OO ddddss RaRaRatititioo 95%%% LCL I 5595% % CCUCI -p-vavalul e cacapnpnpn aiaia** 1.1.1 2222 00.4.4222 3.33 0040 11 5.5111 7.7.7 68688 000.003030 rcapapniniaa††† 1.0303 0 4.400 2.8080 1.2288 6.6 1515 00.0100 ial HypotensionnIIII 1.1 3888 0.5557 7 3.3..969 111.299 12121 1.1.12 2 2 0.016 ononararyy DiDiseseasasee## 00.3434 00 4.466 11.4040 00 5.577 33.4747 00 4.46666
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Figure Legend:
Figure 1. Proportion of patients with poor neurological function at hospital discharge [defined
as a Cerebral Performance Category (CPC) 3] in relation to no exposure, only hypercapnia
exposure, only hypocapnia exposure, and both hypocapnia and hypercapnia exposure during the
first 24 hours after return of spontaneous circulation.
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* Exposure to both hypocapnia and hypercapnia during the first 24 hours after return of spontaneous circulation.
Figure 1
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Stephen TrzeciakBrian W. Roberts, J. Hope Kilgannon, Michael E. Chansky, Neil Mittal, Jonathan Wooden and
Neurological Outcome in Patients with Post-Cardiac Arrest SyndromeAssociation between Post-Resuscitation Partial Pressure of Arterial Carbon Dioxide and
Print ISSN: 0009-7322. Online ISSN: 1524-4539 Copyright © 2013 American Heart Association, Inc. All rights reserved.
is published by the American Heart Association, 7272 Greenville Avenue, Dallas, TX 75231Circulation published online April 23, 2013;Circulation.
http://circ.ahajournals.org/content/early/2013/04/23/CIRCULATIONAHA.112.000168World Wide Web at:
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CIRCULATIONAHA/2012/000168/R3
SUPPLEMENTAL MATERIAL
Online Data Supplement 1: Correlations between hypocapnia exposure and
hypercapnia exposure, and baseline variables.
Hypocapnia Hypercapnia
Age Correlation Coefficient
0.022 -0.091
p-value 0.764 0.210
Female Gender Correlation Coefficient
0.104 -0.034
p-value 0.153 0.642 Charleson Comorbidity score36
Correlation Coefficient
-0.020 0.067
p-value 0.784 0.356
Diabetes Correlation Coefficient
-0.062 0.023
p-value 0.396 0.749 Coronary artery disease
Correlation Coefficient
0.011 -0.121
p-value 0.879 0.093
Hypertension Correlation Coefficient
-0.045 -0.090
p-value 0.532 0.215
Malignancy Correlation Coefficient
0.119 -0.125
p-value 0.101 0.083 Renal insufficiency
Correlation Coefficient
0.019 -0.044
p-value 0.794 0.543 Cerebral vascular disease
Correlation Coefficient
0.000 0.019
p-value 0.995 0.794 Congestive heart failure
Correlation Coefficient
-0.040 -0.171
p-value 0.586 0.018 In-hospital cardiac arrest
Correlation Coefficient
-0.056 -0.063
p-value 0.437 0.385
CIRCULATIONAHA/2012/000168/R3
Online Data Supplement 2: Results of sensitivity analyses: Multivariate logistic
regression models with poor neurological outcome [defined as Cerebral Performance
Category (CPC) ≥ 3 at hospital discharge] as the dependent variable.
Variable Beta Standard
Error Odds Ratio 95% LCI 95% UCI p-value Hypocapnia* 1.16 0.40 3.19 1.44 7.05 0.004 Hypercapnia† 0.85 0.38 2.33 1.10 4.92 0.027 Number of PaCO2 assessed 0.04 0.07 1.04 0.90 1.19 0.612
Variable Beta Standard
Error Odds Ratio 95% LCI 95% UCI p-value Hypocapnia* 0.98 0.37 2.66 1.28 5.52 0.009 Hypercapnia† 1.23 0.40 3.43 1.56 7.55 0.002 Congestive heart failure 0.47 0.47 1.60 0.64 3.98 0.313
*Defined as exposure to a partial pressure of arterial CO2 ≤ 30 mmHg during the first 24
hours after return of spontaneous circulation; †Defined as exposure to a partial pressure
of arterial CO2 ≥ 50 mmHg during the first 24 hours after return of spontaneous
circulation; PaCO2, partial pressure of arterial carbon dioxide