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TRANSCRIPT
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Sociological Analysis 1985, 46, 1 001-003
RELIGION AND ULTIMATE PARADOX:A SYMPOSIUM ON ASPECTS OF THE
SOCIOLOGY OF NIKLAS LUHMANN Introduction
In publishing this symposium on the work of the distinguished German sociologist
Niklas Luhmann, Sociological Analysis is privileged to contribute to a greater awareness
and understanding of his ideas in the English-speaking world.
Originating as a thematic session of the 1984 San Antonio Meetings of the American
Sociological Association, the symposium's appearance in permanent form is due, in
large measure, to the efforts of Robert Wuthnow of Princeton University. I wish to express my gratitude to Professor Wuthnow, and to Professors Luhmann, Schmidt and
Wallace for their enthusiastic co-operation in this venture.
Notwithstanding prolific publication in German, Niklas Luhmann has only recently
come to command the attention of English-speaking sociologists. It is thus probably safe
to assume that he is less well-known outside his native land than, for example, Jürgen
Habermas or Thomas Luckmann. In the last decade, partly as a consequence of his con
tinuing debate with Habermas, Luckmann's work has gradually become more widely
known in Britain and North America, in a few cases being accorded close scrutiny
(Poggi, 1979; Sixel, 1976, 1983; Bleichner, 1982; Stehr, 1982; Schöfthaler, 1984; Beyer,1984). Furthermore, from a rather slow beginning in the mid nineteen-seventies, Luh-
mann's writings have become increasingly available in English (Luhmann, 1974, 1976,
1977, 1978, 1979, 1982, 1984). Indeed a torrent of new translations may be anticipated
in response to a demand from the many branches of sociology in which Luhmann has
applied his ideas.
Luhmann's evolving intellectual enterprise is ambitious, abstract, complex and pro
vocative in the extreme. Though indebted to Parsons and Husserl among others, it is
a radically original attempt to formulate a universally applicable theory of social systems.
As a version of general systems theory which aims to supersede or "totalize" all earliertheories, Luhmann's sociology claims a unique relevance to the modern world. Thus,
while its main propositions are expressed in a familiar functionalist language, its under
lying assumptions entail a radical re-framing of the central problems of sociology. In its
depiction of the "humanistic tradition" of social theory, encompassing Liberalism,
Marxism, Critical Theory and Phenomenology among other perspectives, Luhmann's
theory attempts an epistemological counter-revolution. It posits nothing less than the
abolition of the human subject as the central point of social thought. Regarding social
systems as composed of communication units rather than human beings, it perceives indi
viduals merely as part of the environment of a social system. Without a system, accordingto Luhmann, there can be no meaning, experience or action. Thus, it is not human sub
jects which determine sense but on the contrary historically produced sense systems
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2 SOCIOLOGICAL ANALYSIS
In positing his own systems-theoretical approach, Luhmann claims credit for formu
lating the most accurate, objective and comprehensive scientific description of modern
societies. While acknowledging the inherently incomplete nature of his enterprise, he
maintains this view despite critical assessments which portray his theory as a deterministic affirmation of the societal status quo; a conservative apologia for an unjust social or
der; and a blueprint for a technocratic dystopia.
Despite its renunciation of the classics, Luhmann's theory resembles those of the so
ciological founding fathers in the significance it accords to religion. Viewing religion as
"unavoidable," it echoes Simmel in perceiving a "religioid" quality in society itself. For
Luhmann religion involves both meaning and paradox (Schofthaler, 1980-81). In Luh
mann's special sense of the terms, "meaning" and especially "ultimate meaning" concern
"the paradoxical constitution of self-reference (which) pervades all social life." Moreover,
the "fundamental problem of the paradoxical world" is solved by religion. There is noother way of identifying religion, he states, than in terms of the solution of ultimate para-
dox. Religious forms "deparadoxise the world" according to Luhmann's definition, and
the ultimate reality of religion is to be found in the "plenitude and voidness of a para
doxical world."
Luhmann's writings reveal him as both student and master of paradox. Though in
timidating in their erudition, scope and complexity, they demand the attention of every
sociologist. For sociologists of religion, the discussion which follows offers further evi
dence of a growing interest in religious phenomena on the part of contemporary socio
logical theorists. It thereby reaffirms forcefully the first article of our subdisciplinary
creed: that the sociological understanding of religion is an indispensable element in the
theoretical analysis of society and culture.
Roger OToole.
REFERENCES
Beyer, Peter. 1984. "Introduction" to Niklas Luhmann. Religious Dogmatics and the Evolution of Societies. New
York and Toronto: Edwin Mellen.Bleichner, Josef. 1982. "System and Meaning: Comments on the Work of Niklas Luhmann." Theory, Culture
and Society l(l):49-52.
Luhmann, Niklas. 1974. "Institutionalized Religion in the Perspective of Functional Sociology" pp. 45-55 in
G. Baum and A. Greeley eds. Concilium: Religion in the Seventies. New York: Herder and Herder.
. 1976a. Th e Future Cannot Begin: Temporal Structures in Modern Society." Social Research 43:130-
152.
. 1976b. "Generalized Media and the Problem of Contingency" pp. 507-532 (II) in J. J. Loubser, R. C.
Baum, A. Effrat and V. M. Lidz eds. Explorations in General Theory in Social Science: Essays in Honour
Talcott Parsons. New York: Free Press.
. 1976c. "A General Theory of Organized Systems." pp. 96-113 in G. Hofstede and M. S. Kassem eds.
European Contributions to Organizational Theory. Assen-Amsterdam: Van Gorcum.
. 1977. "Differentiation of Society." Canadian Journal of Sociology 2(l):29-53.
. 1978. "Temporalization of Complexity." pp. 95-111 in R. F. Geyer and J. van der Zouwen eds. Socio-
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INTRODUCTION 3
Poggi, Gianfranco. 1979. "Niklas Luhmann's Neo-Functionalist Approach: An Elementary Presentation." pp.
vii-xix in N. Luhmann, Trust and Power. New York: John Wiley.
Schöfthaler, Traugott. 1980-81. "La Théorie Systématique dans la Sociologie de la Religion dans les Pays de
Langue Allemande: les Paradoxes Religieux de Niklas Luhmann." Social Compass. 27:63-74.
. 1984. "The Social Foundations of Morality: Durkheimian Problems and the Vicissitudes of NiklasLuhmann's Systems Theories of Religion, Morality and Personality." Social Compass 31:185-197.
Sixel, Friedrich W. 1976. "The Problem of Sense: Habermas versus Luhmann" in John O'Neill ed. On Critical
Theory. New York: Seabury.
. 1983. "Beyond Good and Evil? A Study of Luhmann's Sociology of Morals." Theory, Culture and So ciety 2(l):35-47.
Stehr, Nico. 1982. "The Evolution of Meaning Systems: An Interview with Niklas Luhmann." Theory, Culture
and Society 1(1):33—48. (Interview conducted at University of Alberta, Canada in 1977.)
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Sociological Analysis 1985, 46, 1:005-020
Society, Meaning, Religion —
Based on Self-Reference
Niklas Luhmann
University of Bielefeld, West Germany
When we are moved to seem religious only to vent wit, Lord deliver us. John Donne
A Litany 188-189
I.
Sociological theory in its present Alexandrian phase seems to be preoccupied with the
inte rpretation of its classical authors.1
Doing sociology of religion means doing empirical
research on presumably religious persons or institutions; and it means returning to
Emile Durkheim or Max Weber for theoretical inspiration. Religion, then, is supposed
to work as an integrat ive factor on t he level of tota l societies and as a motivat iona l factor
on the level of individuals. At both levels it supplies the meaning of meaning, a mean
ingful "ultimate reality". All symbols and values that operate at this highest level of last
resources can be qualified as religion—and be it a civil religion in the sense of Rousseau
or Bellah.We also know the objections. Religions can stimulate debates and fights. They also
have disintegrative effects. Their motivational effect may well be a questioning of reli
gion itself. It may be a social activity, bu t also a ret reat. Sta tements about th e funct ion
of religion resemble proverbs. They always need counter-proverbs to be operationally
useful.
Years ago Clifford Geertz (1966:1) aired the same complaint about dependence upon
classical authors with respect to anthropological research. It may have been a mere acci
dent that his lines were written in an essay on the cultural system of religion. But if this
coincidence happened only by chance, it still was a significant accident. In fact, systemstheory, at that time, was hardly able to deliver the goods. Parsons himself had started
be presenting his classical authors . He attempted to show th at the difference between
society and individual, between social and motivational factors, and between Durkheim
and Weber does not matter very much; and that it cannot matter very much in the field
of sociology where this very difference is the core problem of theory. This preoccupation
with a historical problem, with the split paradigm of individual and society, led Parsons
to look for a solution by unfolding the framework of the general action system which
could assign appropriate places to the personal system, the social system and other sys
tems as well. He had to pay foreseeable costs. He had to present his generalizations as
a purely analytical framework, based on an analysis of the components of the concept of
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6 SOCIOLOGICAL ANALYSIS
action. Moreover, to compensate for generalization, he needed a technique of respecifica-
tion. His decision was to use cross-tabulation, and we all know the consequences.
The verdict on Parsons, accepted today by public opinion, is the verdict of a jury
based on an impressionistic evaluation of evidence. It is not based on an adequate understanding of the structural constraints of his theory—or for that matter: of any theory.
However, I do not want to found the following considerations on a judgment for or
against Parsons. Rather, my point is that, in recent years, general systems theory has
taken a fascinating turn toward a general theory of self-referential systems, and I want
to explore some of its consequences for a theory of society and a functional analysis of
religion.2
II.
Self-referential systems are not only self-organizing or self-regulating systems. Recent
theoretical innovations use the idea of self-reference also at the level of the elements or
components of a system (Luhmann, 1984). This means that self-referential—or for that
matter: autopoietic—systems produce the elements which they interrelate by the ele
ments which they interrelate. They exist as a closed network of the production of ele
ments which reproduces itself as a network by continuing to produce the elements
which are needed to continue to produce the elements.3
Societies are a special case of self-referential systems. They presuppose a network of
communications, previous communications and further communications and also com
munications which happen elsewhere. Communications are possible only within a sys
tem of communication and this system cannot escape the form of recursive circularity.
Its basic events, the single units of communication, are units only by reference to other
units within the same system.4 In consequence, only the structure of this system and
not its environment can specify the meaning of communications.
Unlike other types of social systems societies are encompassing systems, including all
communications which are conceived as possible within a given context of communica
tion and excluding everything else—even minds, brains, human beings, animals, natural
resources and so forth. Societies, of course, presuppose an environment. They depend
2The research to which I refer has interdisciplinary relevance. It is therefore (?) very heterogeneous. It in-
eludes: Pula, 1974 (based on Korzybski); Günther, 1976; Morin, 1977, 1980; Barel, 1979; Várela, 1979;
Maturana/Varela, 1980; Jantsch, 1980; Zeleny, 1981; von Foerster, 1981.3Since this innovation is largely due to Humberto Maturana, the best formulations might well be his ipsis-
sima verba: "We maintain that there are systems that are defined as unities as networks of productions of com
ponents that (1) recursively, through their interactions, generate and realize the network that produces them;
and (2) constitute, in the space in which they exist, the boundaries of this network as components that partici
pate in the realization of the network". And for a further elucidation: "An autopoietic system is defined as
a unity through relations of production of components, not through the components that compose it which
ever they may be. An autopoietic system is defined as a unity through relations of form (relations of relations),
not through relations of energy transformation. An autopoietic system is defined as a unity through the speci
fication of a medium in its realization as an autonomous entity, not through relations with a medium that
determines its extension of boundaries" (1981: 21 and 29 f.).4
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SOCIETY, MEANING, RELIGION-BASED ON SELF-REFERENCE 7
upon their environment. Their autonomy cannot be conceived as independence. It is
the self-referential circularity itself—not a desired state of being relatively independent
from the environment but an existential necessity. Whatever can happen as communi
cative event produces society, entering into the network of reproducing communicationby communication. The system expands and shrinks, depending on what it can afford
as communication. It cannot communicate with its environment, because communica
tion is always an internal operation.
Communication systems develop a special way to deal with complexity, i.e. introduc
ing a representation of the complexity of the world into the system. I call this representa
tion of complexity "meaning"—avoiding all subjective, psychological or transcendental
connotations of this term (Luhmann, 1971). The function of meaning is to provide ac
cess to all possible topics of communication. Meaning places all concrete items into a
horizon of further possibilities and finally into the world of all possibilities. Whatevershows up as an actual event refers to other possibilities, to other ways of related actions
and experiences within the horizon of further possibilities. Each meaningful item recon
structs the world by the difference between the actual and the possible. Security, how
ever, lies only in the actual. It can be increased only by indirection, by passing on to
other meanings while retaining the possibility of returning to its present position.
Again, a self-referential, recursive structure is needed to combine complexity and secur
ity.
This highly successful arrangement of meaning-based communication is the result of
an evolutionary development. It has three important consequences which togetherbuild up the basic structures of societies:
(1) The autopoiesis of communication by communication requires closure. Meaning, on
the other hand, is a completely open structure, excluding nothing, not even the nega
tion of meanings. As systems of meaning-based communication societies are closed and
open systems. They gain their openness by closure. "L'ouvert s'appuie sur le fermé"
(Morin, 1977:201).
(2) Communication and meaning are different ways of creating redundancy. Communi
cation creates redundancy by conferring information to other systems. Third parties,
then, have a choice of whom to ask (Bateson, 1977:405ff-417ff). Meaning creates redun
dancy by implying a surplus of further possibilities which nobody will be able to follow
up all at once. In view of this redundancy which is continuously reproduced by mean
ing-based communication, every next step has to be a selection out of other possibilities.
Within the world created by the operations of this system every coricrete item appears
as contingent, as something which could be different.5 Societies, therefore, operate within
a paradox world, the paradox being the necessity of contingency.6
(3) Nothing, of course, is paradox per se—not the world, not nature, nor even self-refer
ential systems. To call something "paradox" is nothing but a description, and it is appro-
5I use this term in its logical and theological sense, defined by the negation of impossibility and the negation
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8 SOCIOLOGICAL ANALYSIS
priate only, if one wants to draw conclusions or use other ways of long-chain reasoning.
Paradoxes are obstacles only for certain intentions. The paradoxification of being, there
fore, is a sociological correlate of an increasing need for descriptions, particularly for self-
descriptions of the societal systems, and it seems to indicate that such descriptions haveto be used within a complex, highly interdependent semantic framework with problems
of logical control.
III.
The plenitude and voidness of a paradoxical world is the ultimate reality of religion.
The meaning of meaning is both: richness of references and tautological circularity.
Society can exist only as a self-referential system, it can operate and reproduce com
munications only within a Gödelian world. This general condition makes "religion"
(whatever this means) unavoidable. Social life, therefore, has a religious quality—Georg
Simmel (1898; 1906) would say: a "religioid" quality. The paradoxical constitution of
self-reference pervades all social life. It is nevertheless a special problem in social life.
The question of the ultimate meaning can be raised at any time and at any occasion—
but not all the time. If it can be reduced to one question among others, the meaning
of the whole becomes a special problem within the whole. Then, society develops forms
of coping with this problem, of answering this question, forms which deparadoxize the
world. Then, it becomes possible to focus consciousness and communication on these
forms and, by this very fact, it becomes possible to risk negation or to look for other
forms. Religious forms incorporate, so to speak, paradoxical meanings; they differentiate
religion against other fields of life; they involve the risk of refusal; they inaugurate deviant reproduction, i.e. evolution.
Forms convince by implicit self-reference. They propose themselves. They can be
"taken for granted in everyday life" because they resist further decomposition. They en
force a "take it or leave it" decision. They reject development. In this sense they have
a ritualistic quality (Rappaport, 1971; 1971a). The ritual represents religion because it
corks up self-reference. The ghost has to stay in the bottle. But, over time and within
the context of social evolution ritualistic forms may become maladaptive. They may re
tain their religious quality and fulfill their religious function by remaining maladaptive
(Rappaport, 1978). They may, however, find functional alternatives in increasing the ambiguity of forms.
Ambiguity of forms comes about, if the problem of form is reconstructed as a problem
of the relation between form and context. The religious (or aesthetic or whatever) meaning
of forms, then, depends upon the way in which the form organizes its context, e.g. the
temple organizes the surrounding nature by referring to itself (Valéry, 1960). Ambiva
lence creeps in, if several views are possible, seeing requires a second look, secrets can
be unveiled, alétheia (truth as the unveiled) becomes a problem. If such a relation be
tween form and context can be questioned and changed, forms can be preserved within
a changing context, for contexts can be used to renew forms. Cults may retain theirreligious meanings by survival and may transfer their function to a different context;
li i b d l l b h b ild h h
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SOCIETY, MEANING, RELIGION-BASED ON SELF-REFERENCE 9
and retain a religious meaning and may, at the same time, be exposed to deviant repro
duction, i.e. evolution.
Translating this into the language of functional analysis, we can say that the funda
mental problem of the paradoxical world can be "solved" (i.e. transformed into minorproblems) by religion. Plenitude and voidness is the same, meaningful and meaningless
life is the same, order and disorder is the same, because the world can be constituted
as unity only. But since we cannot accept this last unity as it is, we have to replace it
by easier paradoxes: by forms. Forms which retain this functional relation to the ulti
mate paradox remain thereby religious forms. Forms which can be observed as referring
to the ultimate paradox are accordingly observed as religious forms. And forms which
can be described as referring to the ultimate paradox are thereby described as religious
forms. There is no other way to identify religion, and there is no room for free play in
observing and in describing religion. There are, however, many functional equivalentsfulfilling its function, and we may find, within one society, many different degrees of
sensibility in observing and describing religion. Thus, particularly in modern society it
may become the job of divine detectives to find out what can be observed and described
as referring to religion in the paradoxes of art and love, or sovereign power, of making
money or of recognizing the conditions of cognition.
IV.
Special forms require special ways to treat them. The ways to encounter them, to
avoid them, to behave in their presence are part of their context, therefore part of theirmeaning. From a structural point of view, the differentiation of forms with specific reli
gious functions inaugurates the development of a special social system serving religious
goals. The history of religion is the history of its differentiation.
A theory of religious evolution does not need to be written in terms of a phase model
of religious development (Bellah, 1964). It is even questionable whether the theory of
evolution can ever arrange history in the form of Guttman scales or any other kinds
of linear succession, (Blute, 1979). The theory of evolution tries to explain the possibility
of unplanned structural changes; it is not a theory which describes the structure of pro
cesses, let alone a theory of a unique process of historical phase-to-phase development.
To renounce such an overambitious goal may well be the condition for recombining
sociological theory and historical research. The problem of how to combine a theory
of self-referential systems and a neo-Darwinistic theory of evolution is increasingly at
tracting attention (Várela, 1979; Roth, 1982). One possibility might be to conceive of
evolution as a transformation of the paradox of self-refer enee. The improbable state of self-
referential systems becomes possible and even probable by differentiation—above all by
the differentiation of systems and environments. The outcome is the probability of the
improbable which, at the same time, is the improbability of the probable.
Translated into a theory of religious evolution this means that religion becomes en
dangered by its own success. It is a successful way to handle paradoxes. However, every
new form inherits the improbable. It may become normal life, normal society, normal
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1 0 SOCIOLOGICAL ANALYSIS
V.
Evolution is not a goal-seeking process. Its causes are accidental, they are not appro
priate means to produce a result. In other words, the evolution of religious forms and
religious systems does not depend on religious causes, events, experiences (although thereligious system will describe its own history in these terms). Since we conceive of society
as a self-referential system of communication, we have to suppose that changes in the
structure of communication will be one, if not the important change which makes it
necessary to adapt religion to new means. The breakthrough may well have been the
invention of an easy system of writing, the invention of the alphabet (Havelock, 1982).
By no means does this amount to saying that religion essentially had to be reduced
to written communication. The contrary is true. Orality, as a specific way of communi
cation, even gained in importance (Ong, 1967; 1969). The point is that the new facilities
of writing and reading did change the modes and ways in which self-reference is implied incommunication. Referring to another previous or later communication became indepen
dent of the spoken word as an actual event (Ong, 1977:20f). It became independent of
the presence of persons, independent of situations, independent of gesticulation and in
tonation and above all: independent of the individual and collective memory. It became
a matter of arranging the text. Moreover, the written text did preserve everything, im
portant or not, that was written. It was no longer necessary to give special marks to pre
servale communication, e.g. solemn expression or rhythm. But these had been the tra
ditional ways of religious design. Its form became replaceable. It did not become super
fluous. But to the extent that the ways of religious expression were the result of generalproblems of self-reference in oral communication, this was no longer the case. Solemnity
became a matter of linguistic choice and, thereby, a problem of belief.
Therefore, it it not inappropriate to see the elaborate forms of theological semantics
and argumentation of later on as the desperate attempt of religion and its professionals
to survive in spite of the alphabet.7 This necessity became a virtue. The theological con
struction of the Trinity has been invented as the most appropriate reaction: Its internal
unity achieved by the spoken word which all three components hear at the same time,
and its external presentation adapted to the closure of human society as a system of oral
and written communication. The technological device of writing itself became sanctified, the Gospel was preserved in book form, and this bookish attitude to religion was
still reinforced by the invention of printing. The Gospel was now accessible to every
body who could read. The Church could no longer present itself as a long chain of oral
transmissions, it had to change itself into a system of instructing and supporting reading
believers. Again, preaching did not become superfluous; but it had to be good preaching
with a view to the fact that all cross-references of the religious belief system were avail
able as written and printed text.
Then, and only then, the ancient ways to formulate religion could be rediscovered
as "sublime style," and the 18th century pursued this line by inventing the differencebetween the sublime and the beautiful to make sure that religion (and particularly reli-
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SOCIETY, MEANING, RELIGION-BASED ON SELF-REFERENCE 11
gious terribleness) could now, as ever, find appropriate forms and be preserved in spite
of aesthetic alternatives (Monk, 1960).
A further consequence of literacy was even more important. The most immediate re
sult of alphabetic writing was the introduction into evolution of wide discrepancies between semantics and social structure. In a way, the resulting problems were formulated
by Plato, but his philosophy itself sided with "ideas".8 In general, the literature of the
Greek city states became aware of differing realms of meaning, especially of politics and
law, knowledge and friendship (politela, nómos, episteme/dóxa, philía) (Goody ck Watt,
1963) but these differences were no longer representative of social structure, they under
rated, for example, economy and religion.
From that time on, and depending upon a technique of easy writing and reading, the
increasing probability of the improbable has been generating further complications. For
society in general and religion in particular we have to follow two different ways to copewith this dilemma, the one being semantic, the other relying on social structures, e.g.
the churches. The discrepancies between these two—the church never becomes a com
munio sanctorum—is one aspect of the problem. It is also the main dynamic factor in reli
gious and perhaps in social history.
VI.
It is easy to recognize our problem if we look at the semantic forms of theological belief
which have evolved within the Christian religion. "God" can be seen as the centralized
paradox which at the same time deparadoxizes the world. Therefore, we find the asymmetrical notion of creation and, contingent upon this, the idea of the contingency of
the world. We have the roots of a hierarchical structure which can be copied every
where. Original sin symbolizes the beginning of difference and the transformation of the
paradox, becoming labor, but remaining difference. The incarnation of God on earth
makes the improbable probable. The issue is "salvation", i.e. overcoming difference. But
then, salvation again becomes improbable; it becomes contingent upon grace and, fi
nally, in itself turns into an impenetrable and unrecognizable determination. The faith
may remain simple, but the belief becomes complex. The theological elaboration uncov
ers the circular relation between the problem and its solution. It exposes the paradox.It tries to tackle the latter with its own means. And "all was reduce to Article and Prop
osition," as Shaftesbury (Shaftesbury, 1714) complains. Whatever we may think of the
belief system of this particular religion, it brings about an important structural
change —some would say: evolutionary advance, or even: evolutionary universal (Par
sons, 1964)—compared with earlier religions. Never before had religion been so articu
late. Never before had it set up its own distinction between believers and non-believers,
abstracting from all other distinctions like our people/other people, citizens/strangers
or free men/slaves. Never before was it so completely on its own in regulating inclusion
and exclusion. Never before had religion in this sense been a network of decision premises. And never before did its own unity of reproduction become so dependent on inter
pretation i e professional skill in handling distinctions
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12 SOCIOLOGICAL ANALYSIS
This kind of self-regulation seems to require another semantic innovation. The old
difference between sacred and profane, applied to places, occasions, persons etc., had
to be replaced with a difference which could be handled as a purely internal difference
within the religious system itself, representing, as it were, the difference between thoseincluded in and those excluded from the religious system. This problem was solved by
the distinction between salvation and damnation, accessible to all kinds of clerical and
private manipulation. This difference could be presented to the believer as the most im
portant question of his life. It could, then, be conditioned by all kinds of secondary reg
ulations. And even in the face of non-believers Pascal and others (Pascal and Jesuits!)9
could argue that it was not worthwhile to risk damnation even if one did not believe
in it. The scheme could be handled as a totalizing device, including the whole world
and even those excluded. At this level, the paradox became a suggested calculus of deci
sion.
10
As a result of long debates, the paradoxes surrounding salvation became moreprominent in the late Middle Ages. And whereas tradition did maintain a simple in
verse relation between certainty of salvation and fear in everyday life—the more cer
tainty the less fear—the problem became exaggerated and culminated in the issue of sal
vation itself: in its uncertainty.
Another area of problems relates to communication. A long process of doctrinal evo
lution has reduced the possibility of communication with the sacred to two forms: reve
lation and prayer.11 The same process had intensified the communicative character of
revelation and prayer and, thereby, gave rise to private concerns. When Japanese beat
the gong, bow and think of wishes
in front of the temple we don't know for sure whetherthis is intended as communication or not. The Christian prayer is intended as commu
nication and therefore requires a sufficient distinctness of belief. Revelation, too, does
not simply create states, consecrate places, destroy the evil, or interfere in some other
way in worldly affairs. Again, it is intentional communication, and this means freedom
to accept or not to accept the message. Since God can and cannot reduce Himself to
something visible, (again a paradox!) He sent His son to preach the Gospel.
The result of this doctrinal evolution is differentiation. The specification of forms of
communication between God and man leaves the relation of man and nature free for
other concerns—be they economic, scientific or aesthetic. All these concerns retain a
religious quality too because God has created the world and given nature to man. But
there is no communicative relation between man and nature.12 This must have been
a very difficult decision, possible only with religious support. Francis of Assisi talks to
animals. The way Petrarch sees nature almost becomes a new religion. Scientific experi
ments are styled as questioning nature. But, actually nature remains silent as an object
of pleasure and exploitation. It does not complain.
9For a Jesuit example of the famous wager of Pascal see de Villiers, 1700, vol. 1, pp. 204 f.10
There are many secondary paradoxes associated with salvation, for example the idea that the most external sign is given by God as the most reliable warrant of internal certainty: verbum solum habemus; or later,
as Max Weber would have it: business only!
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SOCIETY, MEANING, RELIGION-BASED ON SELF-REFERENCE 13
VII.
This stupendous and unique construction of theological doctrine was possible only
on the basis of structural differentiation. Above all it presupposed a separation of politi
cal and religious roles and a certain "privatization" of religious concerns, already realizedduring the classical period of the Greek city state.13 This structural differentiation made
it possible to think of membership in religious organizations as a matter of private choice
and to begin to develop decision premises and rules of control which made it feasible
to separate members and non-members without using other roles (e.g. citizenship) as a
guideline. The decision to belong or not to belong to a, certain religious collectivity be
came independent from other roles of the individual. The articulation of belief was nec
essary to orient this choice, and the paradoxical structure of belief (e.g. a man of lowest
birth, the Son of God) could symbolize the independence of this choice. It is one of the
accidents of evolution that this condition lasted long enough for the consolidation of a belief system that could survive the abolition of its starting mechanism. The estab
lished church into which we are born did retain (with new meanings) ceremonies of en
rolment and admittance (baptism) and, above all, the independence from other roles.
Everybody can become a Christian: a son, a wife, a slave, a heathen of whatever com
plexion, and even a criminal.
There is a circular relation of reciprocal support between semantics and social struc
ture which for a long time stabilized the result of an improbable evolution. However,
we are recovering the improbability of the probable. The religious system evolved and
it had to pay the penalty. The inherent improbability reappeared as a discrepancy between semantics and social structure and as a permanent incitement to reform. The
Church did not live up to its own expectations. From the twelfth century, it became
the object of more or less continuous claims for spiritual and organizational reforms,
and it became hardened by accepting and rejecting reforms. This, too, contributed to
differentiation. No other institution had a similar history. The differentiation of religion
and politics became practically irreversible, and it became one of the main conditions
for a new type of solution: for the differentiation of the mother church itself into several
churches, sects, and denominations.14
At the same time, a new differentiation of religious and economic questions emerged.The religious system had to renounce any attempt to supervise and justify economic be
havior—church policy in matters of usury and just prices having been her main foothold
in divine economic consultancy (de Roover, 1958; Grice-Hutchinson, 1958; Nelson,
1969; Malorey, 1971)—and the economic system had to renounce any attempt to buy
salvation. Both systems had to look for less immediate forms of mutual influence, re
specting the autonomy of the other. Quite similar problems of structural differentiation
came up in relation to areas of personal intimacy. The religious system had to withdraw
from regulating the position of bodies engaged in sexual activities (Flandrin, 1976; 1983),
13For the very advanced state of structural differentiation and religious privatization in Athens, see
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14 SOCIOLOGICAL ANALYSIS
but it could stop all attempts to point to the woman as the way to salvation—from
SchlegeFs Lutinde to ClaudePs Soulier de satin (Hörisch, 1983).
Thus, evolution of religion is not simply a change of religious forms. The point is not
simply the development of a clearer conceptualization of the paradox. It is differentia
tion in a more complicated sense. Evolution propels itself by changing systems which are
at the same time the environment for other systems, forcing the latter to adapt or resist.
This may amount to changing structures or retaining unchanged structures within a
changed environment—but in both cases: to a strengthening of differentiation. Under
these pressures of social evolution structural differentiation seems to reinforce and ex
tend functional specification and the result is the functional differentiation of the whole
society, the modern type of society we are all familiar with (Luhmann, 1982:esp. 229ff).
Semantic and structural differentiation of religion leaves other areas of life without
religious support. Their structures remain inherently paradox, if they cannot be re
formulated in religious terms. Classical political ecomony, for example, defined its con
cept of labor as relation between man and nature. This contained obvious references
to biblical tradition. But labor is no longer the consequence of original sin or an element
within the religious dramaturgy of salvation. It is a natural necessity, even a "natural
law". Thus, the paradox re-enters the theoretial framework of political economy: The
relation between man and nature is again a natural relation. Therefore endless contro
versies cropped up concerning the status of labor within the system of economic produc
tion and distribution, and any solution had to rely, if not on religious, then on ideologi
cal deparadoxization.15
VIII.
Today, religion survives as a functional subsystem of a functionally differentiated so
ciety. It has gained recognized autonomy at the cost of recognizing the autonomy of the
other subsystems, i.e. secularization (Luhmann 1977:225ff). It represents the world
within the world and society within society. Its paradox can be reformulated as the well-
known paradox of set theory: It is a set which includes and excludes itself.16
The traditional way to deparadoxize this paradox has been "representation". The
modern way seems to require a functional orientation. The "deparadoxization" (I am try
ing to find a linguistic correlate for the improbability of the probable) of the world be
comes a job and "calling God" becomes the solution of a problem. At the same time,
we know how inadequate it is to treat religion in this way. *We may ask whether a solu
tion will be found at all for the problem of religion, or for that matter: the problem of
meaning; and we may also ask, if our solutions, and particularly the solution we call
15We can see this by consulting a text from Hodgskin, 1827: 28 ff.: "It is a law of our being, that we must
eat bread by the sweat of our brow; but it is reciprocally a law of the external world, that it shall give bread
for our labour, and give it only for labour. Thus we see that the world, every part of which is regulated by
unalterable laws, is adapted to man, and man to the world" (28). Hodgskin admits "that men have, to a certain
degree, the power of throwing the necessity to labour off their own shoulders; as they may alter the direction
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SOCIETY, MEANING, RELIGION-BASED ON SELF-REFERENCE 15
modern society, can find their problem. We know of countermovements, the recent re
actions of the Islamic religion against secularization being the most spectacular.17 But
defining the modern way of life or western style or capitalist society or secular rationality
in negative terms and reacting to it by negating this negativity is in itself a very modernway of coping with problems and, as we well know, not a very successful one.
A less fundamental and more appropriate way would be to look for adequate theoreti
cal descriptions of this very situation, not negating, but abstracting from the framework
in which we experience modern life. We could, for example, start by revisiting the se
mantical and structural choices made by the system of religion as it was approaching
modern times. We may ask:
(1) Was it a good idea to strengthen, beginning with the Council of Trent and with
Protestant "state churches," the organizational infrastructure of the religious system, to re
duce its professionals to a status of functionaries and to develop a hierarchic unification
although this centralized power of programming and decision-making proved unable to
adapt religion to modern conditions (de Certeau, 1972; Luhmann, 1972; Kaufmann,
1979)?
(2) Was it a good idea to symbolize the paradox by a semantics of invisibility18 which
was, by the way, always known or felt to be unsatisfactory with respect to religious
needs19?
(3) Was it a good idea, this being perhaps most important of all these semantical
changes, to drop the notion of Hell20 , to renounce terror and fear in religion, to presentit as pure love and thereby lose the distinction between salvation and damnation, the
only binary schematism specified for the religious system?21
It is easy to see that these and similar structural changes responded to the functional
differentiation and to the increasing complexity of modern society. It is difficult to see
any alternatives and it would be presumptuous to say that this was all wrong. The point
is that sociological theory and particularly systems theory offer a conceptual framework
17
With respect to "functional differentiation" as societal background of defensive aggressiveness see Tibi,1981; 1981a. For critical views, see de Certeau, 1972: 31-94; Kaufmann, 1979. See also Luhmann, 1972.18In the 18th century the metaphor of "invisibility" or "hiddenness" was used in many different contexts to
solve the paradoxes of order (e.g. the hidden order of order and disorder, the unity of multiplicity etc.). The
well-known "invisible hand" refered to by Joseph Glanvill, Adam Smith and others is only one case in point
formulating the expectation of progress in functionally differentiated subsystems (science, economy). For a cos-
mological argument see Lambert, 1761; 116: "Die Unordnung in der Welt ist nur scheinbar, und wo sie am
größten zu seyn scheint, da ist die wahre Ordnung noch weit herrlicher, uns aber nur mehr verborgen."19See a scene in: Mercier, 1767, with the feeble comfort: "un jour nous le connaîtrons" (119). Cf. also for
the 17th-century Goldmann, 1956. The point is no longer hearing the voice of God (Gen. 3,8; 7,1; 8,15; 22,1;
31,11 etc) but seeing something; and the visible is only the surface of things behind which something else may
be hidden.20The Hell being but an intellectual instrument of priests to terrify and dominate the people, runs the argu
ment (Cuppé, 1768; "J. J.", 1782). See also Blake, 1969, for a different view concerning the function of the differ
"With t C t i i P i Att ti d R l i R d E L d H t
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16 SOCIOLOGICAL ANALYSIS
for describing such developments in more abstract terms, for example the distinction
between society and organization as different types of social systems (ad l.)î the notion
of semantic reformulations of paradoxes (ad 2.)i or the notion of binary schematisms
(good/bad, true/false, right/wrong, healthy/sick, salvation/damnation, to have or notto have property, etc.) as information processing devices (ad 3). Described in this way
religion can be perceived as developing along lines which are partly typical and partly
untypical of other functional subsystems of modern society. Reliance on organization
is characteristic of the political system, focusing on the "state", but not of science. Reli
ance on formulas which bypass the original problem, are typical of education,22 but not
of art, perhaps of the economy, but not of the medical system. Trying to get along with
out any fundamental distinction, without any binary schematism seems to be a unique
experiment, characteristic of the religious system only. It looks as if the monotony of
a loving God had to compensate for the diminishing importance of religion in everydaylife
23 and it seems that this reinforces the organizational difference between members
and non-members of churches or denominations. And, above all, abandoning the fun
damental difference between salvation and damnation, materialized as heaven and hell,
leads back to the fundamental paradox of self-referential unity (Barel, 1979:89f). Reli
gion returns to its original problem.
IX.
In sociological terms this original problem is the problem of paradoxical self-reference.
In religious terms it may be formulated—and formulation is already a kind of solution—as the problem of transcendence. In fact, the essence of the surviving religious traditions
can be resumed under this heading (Dowdy, 1982). Seen from a meta-perspective both
formulations may have the same meaning.
Within the context of traditional religious formulation transcendence is conceived as
something given, an almighty power of creation and/or interference from outside. In the
eyes of an anthropologist or sociologist this is but the solution of a problem, transcen
dence being an imaginary creation of man to solve problems of meaning within the
world. Each position can take account of the other. To the religious mind, sociologists,
living without faith and in a state of sin and limited knowledge, have no chance to see
the reality of transcendence. Maybe they took the wrong apple. As sociologists see it,
religious people are faced with the problem of "latent functions." They cannot be aware
of the functions of their belief because this would destroy the belief itself. They cannot
believe in the function of their belief,24 they cannot believe in "deparadoxization" and
have to remain in the shadowy cave of everyday life. However, this may be but a battle
of academic disciplines or intellectuals (Luhmann &L Pannenburg, 1978; Scholz, 1982).
And this, again, may be but an exercise in self-reference, using contradictions to make
one's own point. Why are we supposed to decide on this issue? To paraphrase Ranulph
"and here: particularly for Germany but not for France. (Luhmann &. Schorr, 1979; Schriewer, 1983).23Cuppé, (1768) and J. J., 1782 could at least imagine a system of gradation in heaven to replace the crude
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SOCIETY, MEANING, RELIGION-BASED ON SELF-REFERENCE 17
Gianville (1978:401-409) the question of fundamentals is not necessarily a fundamental
question.25
The main problem of contemporary religious practice might well be the problem of
transcendental communication. For structural reasons our society discourages any attempt to communicate with partners in its environment. The universe has withdrawn
into silence. But relations between God and man have to be communication—or what
else?—yet cannot be communication.26
The Bible itself seems to react to its own increasing literacy. "Hearing" the voice of
God had become a written text, a report about past events and thus was no longer possi
ble in the same sense. God had to send His Son to be audible. He did send Him as His
word. Eo verbum quo filius. But this again became part of the same written book and will
not be repeat able. Today this impossibility of communication is not only enforced by
writing, it is reinforced by the structural development of the societal system. All communication reproduces society and remains a strictly internal operation. Moreover,
only human beings can support the social network of communication. Communication
with gods, like communication with pets, may be emotionally gratifying; but it operates,
at least for observers, somewhat out of touch with reality—like "hearing voices." "Calling
God" in public places amounts to strange behavior or to socially oriented communica
tion, e.g. by car stickers. Our normal understanding of communication points to human
receptors and all the refinements of awareness and empathy makes this so much more
unavoidable.
We can of course say that we mean something different by communication with God.But then, what do we mean? And can we, without stumbling over the paradox, say that
we do not mean what we say knowing that others will not know what we mean when
we say that we do not mean what we say?
We can renounce any attempt at active or passive transcendental communication. But
then, we would admit that we have to rely on psychological and social resources or rein
forcement of belief and would again be faced with the invisible God and the situation
etsi non daretur Deus. We have churches. They are places where calling God, explaining
His revelation (as if it were communication) and prayer is adequate and expected be
havior. In sociological terms, churches seem to cultivate countermores, depending for their success on being different. Religion may have become counter-adaptive
27, and this
may be the very reason for its survival and for its recurrent revival as well. The Church
itself, by now, may have become a carnival, i.e. the reversal of normal order (Bakhtin,
1968; Gross, 1978).
"See also another piece of British wisdom: "in reality, profound Thinking is many times the Cause of shallow
Thought" (Shaftesbury, 1968:226).26
See again Blake, 1969:153: "The Prophets Isaiah and Ezekiel dined with me, and 1 asked them how they
dared so roundly to assert that God spoke to them; and whether they did not think at the time that they would be misunderstood, and so be the cause of imposition.
Isaiah anwer'd: Ί saw no God nor heard any in a finite organical perception; but my senses discover'd the
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18 SOCIOLOGICAL ANALYSIS
To propose this account may be sound sociological reasoning. And it would be good
sociological theory, were it not for the fact that the function of religion refers to the
constitutive paradox of the whole society as a self-referential system. On the one hand
we can admit that enclosure of the paradox, counter-adaptive behavior, preservingmemory, and keeping a place where the unusual may become usual, the unbelievable
believable, the improbable probable may be the solution; on the other hand, it is part
of the functional perspective to look for functional equivalents and to keep asking the
question whether and why we have to be satisfied with this sort of paradoxical solution.
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Sociological Analysis 1985, 46, 1:021-026
Religion and the Social Fabric:Comments on Niklas Luhmann
James Schmidt
Boston University
"Social life," Niklas Luhmann writes (acknowledging his debt to Georg Simmel), has
a "religioid quality." The "paradoxical constitution of self-reference" which religion, as
Luhmann understands it, takes for its peculiar concern "pervades all social life/' Society
presupposes "a network of communications, previous communications, and further
communications"—but these presupposed communications in turn presuppose, and are
meaningful only by reference to, still other communications. Hence the entire system
of communications which we encounter when we study society is marked by an ines
capable "recursive circularity." Religion has taken upon itself the task of reflecting on
the "necessary contingency" of all meaning and of elaborating strategies which "depara-
doxify" the world. For Luhmann, then, "there is no other way to identify religion" than
as that form of communication which continually makes reference to the "ultimate para
dox" which haunts all social life.
It should be obvious, even from so breathless a summary that Luhmann's approach
to religion is a novel and provocative one. My comments on it will fall into three parts,
the first and third of which will take us some distance from the immediate concerns of
his paper, but hopefully not too far from another broad sociological theme. What inter
ests me about Luhmann's treatment of religion is the way it reflects his understanding
of the nature of "the social fabric."
I will begin by attempting to draw out the implications of a contrast Luhmann
broaches at the start of the paper between his analysis of religion and the approach
which has more typically prevailed in sociological theory. Then I will go on to raise
more specific questions concerning his account of religion—questions which are directed
both at the way in which he has defined religion and at the discussion of the evolution
of religion which he undertakes towards the end of his paper. Finally, taking as my starting point a comment Luhmann makes at the conclusion of his paper regarding the
proper stance of the sociologist towards modern society, I would like to examine the
type of questions which Luhmann's account is able to entertain and ask whether his
account has been able to do justice to a set of equally important problems which take,
as their point of departure, the relationship between the individual and the social sys
tem.
Civic Religion and Social Differentiation
Even if one has doubts as to whether society in fact has a "religioid quality," it is difficult to deny that a good many of the descriptions of society which are to be found in
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2 2 SOCIOLOGICAL ANALYSIS
society and God. In approaching Luhmann's account it is crucial to realize that while
Luhmann sees religion as playing a central role within the "social fabric," his under
standing of how society is bound together is so unconventional that the account of reli
gion he offers must of necessity diverge from many of the conventions of traditional approaches.
One of the most basic of Luhmann's reservations with regard to traditional sociologi
cal theory has been an uneasiness with its persistence in treating society as a civitas sive
societas civilis [city/state or civil society]—as an entity whose identity is accounted for
by a theory which is a "peculiar amalgam of morality, law, and politics" (Luhmann,
1982:336-7; Habermas & Luhmann, 1971:7-11). In opposition to such a picture of soci
ety Luhmann has elaborated his peculiar vision of society as a system which coordinates
possible communications between a host of subsystems, no one of which (except in the
fantasies of theorists) provides a royal road to the understanding of the whole.The traditional conception of society as societas civilis has its origin in Aristotle's Poll·
tics, which opened with the argument that the polis must be understood as a species
of koinonia—a unity of individuals with differing needs whose pursuit of a common goal
is marked by a feeling of fellowship [philia] and governed by a sense of justice [to dikaion]
(Politics 1252a; Ethics VIII:9; see also Riedel, 1969:135-66 & 1975a). The polis or koinonia
politike is distinguished from all other communities by virtue of the fact that it is the
final and most all inclusive community and hence the community which pursues the
most complete and self-sufficient of all goods.
We owe this usage of the term societas civilis to Leonardo Bruni's 1438 translation of the Politics (Riedel, 1975b: 109-67). A model of sorts for Bruni's translation could be
found in the Institutes, where societas designated a corporation formed by a number of
contracting partners for the pursuit of a set of clearly defined ends (Institutes IILxxv).
In following this model Bruni was consciously departing from conventions which had
been established a century and a half before him by the first translator of the Politics,
William of Moerbeke, a Flemish Dominican. He had rendered Aristotle's koinonia poli
tike as communicatio politica—communicatio had been employed by St. Jerome throughout
the Vulgate to render the Greek koinonia and imparted a dual sense of "fellowship" and
"participation," paradigmatically that fellowship between believers which is the consequence of their common participation in the Eucharist (Seesemann 1933:244-9;
Michaud-Quantin 1970:147-53).
These somewhat arcane matters of translation illuminate an important aspect of Luh
mann's critique of the traditional understanding of society. They suggest that traditional
social theory has been dominated by two diverging ways of treating society—ways which
received their classic exposition in Tönnies' work but, as we can see from the tension
between these two translations, were afoot long before Tönnies' famous distinction of
Gemeinschaft and Gesellschaft. One approach views society as a sort of sacramental
bond, which transcends the individual communicants who happen to comprise it at anygiven moment. The other sees society as the product of a series of individual decisions,
th lt f b f di t t t b t fl ti ti l t h i h
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RELIGION AND THE SOCIAL FABRIC 23
ety as a societas being perhaps the most obviously so. The field of sociological investiga
tion cannot possibly be confined to forms of association which are entered by individ
uals only after reflection on the possible benefits which will accrue from their participa
tion. Against such an unconvincing portrait of society, there is an obvious attractiveness to the notion of society as a communicatio or—to revert to Tönnies' more familiar
conception—as a communitas. Indeed, if we follow Robert Nisbet (1966:47-51), it is the
notion of community, not the category of society, which presides over the advent of
the sociological tradition. But this way of understanding the social fabric, as Luhmann
has continually stressed, is not without its shortcomings. It approaches society as if it
were a moral order and reformulates the problem of social integration as a problem of
normative integration (Luhmann 1982:73-4). Whether society coheres or collapses is ul
timately a question of whether it can succeed in inculcating in its members some core
set of normative dispositions.Once society has been conceptualized in this way, the role of religion is straightfor
ward enough: it is a factor which either promotes or thwarts social integration by pro
viding or not providing the core normative dispositions which society requires. We need
only recall the argument of one of the examples Luhmann suggests, Rousseau's account
of civil religion in The Social Contract, to appreciate what is required of religion in this
conception. Civil religion provides a way of educating the general will. It is, in a sense,
the social precondition for the possibility of there being a coherence of individual wills
into a will which is capable of serving as the active principle of the social body.
Now, as Luhmann has argued, this is asking a bit much of religion and expecting abit much from modern society. We do not live, nor are we likely to live, in a society
which is as uni vocal in its normative foundation as this conception would suggest. We
are instead fated to live in a society which does not appear to rest on any single set of
basic shared beliefs. But, in spite of this absence, the society in which we live is not nec
essarily less capable of maintaining its integrity than earlier, simpler societies.
A rather different role for religion follows from Luhmann's image of society. We do
not need religion to provide a moral foundation for society—society seems to get along
quite well without a normative foundation. Religion, for Luhmann, far from being the
ultimate moral foundation on which society rests, is rather one of the possible formsof communication which society brings about—a form which has the peculiar character
of "resolving" the paradoxes inherent in all communication by indulging in them. It does
not so much lay a foundation as create an institution which reflects on the absence of
foundations, which confronts and tries to find a meaning in the paradox that all mean
ing is meaningful only with respect to other meanings which have no more sovereign
claim to being meaningful than any of the meanings whose meaning we are trying to
ground.
What is at least in part afoot in Luhmann's discussion of religion, then, flows rather
directly from his suggestive way of approaching society. While never denying the "fundamental" character of religious concerns, he does cast considerable doubt as to whether
such discussions of fundamentals are really necessary for the survival of society Social
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24 SOCIOLOGICAL ANALYSIS
Religion: Its Identity and its Evolution
That, at least, is how I understand the relationship of Luhmann's discussion of reli
gion to the themes which have marked his previous writings. Bu while I find much that
is provocative in his general rejection of the traditional understanding of the functionof religion, I have a few reservations about certain of the more specific arguments which
he advances in his present article. My criticisms will concentrate on two points: the
somewhat peculiar way in which he has gone about defining religion and the sometimes
ambiguous account of the evolution of religion which he has given towards the close
of his article.
Because of the self-referential character of communications within society, Luhmann
argues that " Religion' (whatever this means)" is "unavoidable." I am troubled here both
by the rather peculiar paranthetical interjection which follows the word "religion" and
by the argument to support the "unavoidability" of religion. It may well be that bothof my problems are intertwined.
Luhmann argues that there is "no other way to identify religion" save that of defining
religion as those "forms which can be observed as referring to the ultimate paradox."
Immediately thereafter he notes that there are "many functional equivalents fulfilling
its function" and goes on to assign to "divine detectives" the task of finding out what,
in any given society, "can be observed and described as referring to religion in the para
doxes of art and love, of sovereign power, or making money by making money or of
recognizing the causes of cognition." There are, I think, some problems with this way
of defining religion. It is not a definition which any practitioner of a religion would recognize as describing what he or she is doing when he or she is engaged in religious prac
tices. It moves on a level of abstraction a good deal more refined—drawing as it does
on research into the nature of autopoietic systems—than that which any member of the
social system being studied is likely to engage in on a day-to-day basis. There is nothing
inherently wrong with this, but we must be clear that it is "religion" in this sense, and
only in this abstract sense, which has been claimed to be unavoidable—i.e. any society
in which there are communications which must presuppose other previous communica
tions which themselves are not without similiar presupposition will create a space for
certain practices which reflect on these paradoxes. But does it make sense to say "religion" when what is really meant is "practices which reflect on the paradoxical constitu
tion of meaning?" And what is gained by sending out a group of "divine" detectives who
are charged with the task of finding "religion" in a series of places where, at best, all
that more profane detectives could turn up would be "practices which reflect on the
paradoxical constitution of meaning?" Must we regard Lewis Carroll as a theologian?
What, then, is Luhmann claiming to be "unavoidable" here—religion in his own ab
stract sense or religion in the sense in which social actors are likely to employ it? Luh
mann wants us to restrict the definition of religion to the former, more technical sense,
but if we do, the argument of this paper becomes a bit less ambitious. What he hasshown is "unavoidable" is a set of practices (only some of which resemble anything that
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RELIGION AND THE SOCIAL FABRIC 25
I also have reservations about the account of the evolution of religion which occupies
the fifth, sixth, and seventh parts of Luhmann's paper. Luhmann's concern here is with
the relationship between changes in the structure of communication and the transfor
mation of theological arguments. Throughout this discussion, I am, once again, lessthan clear as to what exactly is being claimed for religion. On at least two junctures
Luhmann seems to be claiming that the consequences of the evolution of religion are
quite far-reaching—at the close of section five we are told that the discrepancy between
semantic and institutional solutions to problems encountered by the church as a conse
quence of literacy "is . . . the main dynamic factor in religious and perhaps in social his
tory" and at the close of section eight Luhmann appears to be saying that "the functional
differentiation of the whole society" is the result of the evolution of religion. These
claims are perplexing since it is by no means clear how religion, a form of reflection
about whose efficacy and import Luhmann is quite skeptical of elsewhere in the paper("the question of fundamentals is not necessarily a fundamental question") should be af
forded so central a role. Why should the apparently always contradictory efforts of reli
gion to "deparadoxify" communications be treated as if they were more crucial for social
evolution and social differentiation than subsequent transformations in modes of com
munication?
Luhmann has sketched a provocative account of the origins of modern society, but
it is an account which is written from the standpoint of the transformation of one partic
ular subsystem: religion. Doesn't this account need to be supplemented with other his
tories written from the standpoints of other sub-systems? How are we to be sure, in thevarious cases Luhmann discusses, what is the consequence of the working out of certain
dilemmas which are inherent in the project of religion and what might be the result of
external factors impinging on religious discussions?
Social Theory and Modern Society
Let me close with a more general reservation, one that may have been lurking behind
certain of my earlier comments and one which is brought to the fore by Luhmann's clos
ing discussion. It concerns the attitude which Luhmann counsels the sociological the
orist to take toward modern society. Luhmann argues that attempts to characterizemodern, "functionally differentiated" society in "negative" terms and then react to this
negativity by "negating the negativity" represent "a very modern way of coping with
problems and, as we well know, not a very successful one." In its place Luhmann advises
a strategy which would "look for adequate theoretical descriptions of this very situation"
which abstract from, rather than negate the framework in which we "experience modern
life." As an example, he offers a set of questions which might be posed upon "revisiting
the semantical and structural choices made by the system of religion as it was approach
ing modern times." The problem I have with the questions this approach produces—let
us take as an example "was it a good idea . . . to drop the notion of hell to renounceterror and fear in religion, to present it as pure love and thereby lose the distinction
between salvation and damnation the only binary schematism specified for the religious
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2 6 SOCIOLOGICAL ANALYSIS
have to presuppose that needs and requirements of the system whose evolution is being
traced. But might it not be equally appropriate to observe that while the abandonment
of the notion of hell might have deprived the religious system of that binary structure
which allowed it to function in a certain way, the abandonment of the notion mightalso have allowed for relations between priests and their congregations—not to mention
between believers and their God—which were less dominated by coercion and fear,
more open to reflection and discussion?
To raise this sort of question is, of course, to return to a rather old set of controversies
—the relationship between the needs of a system and the needs of individuals within
that system (see Habermas & Luhmann, 1971)—and to raise a set of questions about
functionalist accounts which have been raised time and again—do they have to pay a
price for their decision to explore society on a level which eschews a focus on the indi
vidual's actions, are they not forced to ask questions about social systems which are concerned only with the ability of these systems, and not the individuals who live within
them, to survive and prosper (see Giddens 1977:96-134)? Systems accounts have been
able (to torture the metaphor one last time) to analyse, in often novel ways, the manner
in which the social fabric is stitched together. It remains to be seen how helpful they
can be in determining whether the garment which has been woven fits anyone properly.
REFERENCES
Giddens, Anthony. 1977. Studies in Social and Political Theory. New York: Basic Books.
Habermas, Jürgen and Luhmann, Niklas. 1971. Theorie der Gesellschaft oder Sozialtechnologie-was leistet dieSystemforschung? Frankfurt: Suhrkamp Verlag.
Luhmann, Niklas. 1982. The Differentiation of Society. New York: Columbia University Press.
Michaud-Quantin, Pierre. 1970. Universitas: Expressions du Mouvement Communautaire fans le Moyen-Age LaParis: J.Vrin.
Nisbet, Robert. 1966. The Sociological Traditon. New York: Basic Books.
Riedel, Manfred. 1969. Studien zu Hegels Rechtsphilosophie. Frankfurt: Suhrkamp Verlag.
. 1975a. "Gesellschaft, bürgerliche," pp.719-800 in Geschichtliche Grundbegriffe, Vol.2, ed. Otto Brun
ner, Werner Conze, and Reinhart Koselleck. Stuttgart: Klett/Cotta.
. 1975b. Metaphysik und Metapolitik. Frankfurt: Suhrkamp Verlag.Seesemann, Heinrich. 1933. Der Begriff KOINONIA im Neuen Testament. Giessen: A. Töppelmann.
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Sociological Analysis 1985, 46, 1:027-032
Religion, Privatization and Maladaptation: A
Comment on Niklas Luhmann*
Ruth A. WallaceGeorge Washington University
The major thrust of Niklas Luhmann's article represents a continuation of his earlier
theoretical work. In The Differentiation of Society, Luhmann (1982:xii) states that the
analysis of society as a functionally differentiated system "requires a detailed study of
each of its single functional subsystems." The present paper, which focuses on religion
as a "functional subsystem of a functionally differentiated society," is, then, a step in the
direction he proposed earlier.1
It also reveals some of the strengths and weaknesses of his effort to combine self-referential systems theory and evolutionary theory. My re
marks will be limited to two issues emerging from Luhmann's paper: the first concerns
religion as a functional subsystem; and the second, the major point to be addressed
here, concerns the relationship between privatization and maladaptation.
1. Religion as a Functional Subsystem
Luhmann's theoretical concerns reveal the influence of Talcott Parsons under whom
he studied (Poggi, 1979:viii). In Parsonian terms religion as a social structure contributes
primarily to latent pattern maintenance and tension management. As a subsystem ina functionally differentiated society, Luhmann sees religion primarily concerned with
the maintenance of institutionalized cultural patterns. He omits tension management,
or at least downplays its importance as a functional exigency. Luhmann argues that "the
fundamental problem of the paradoxical world," the "improbability of the probable,"
can be "solved by religion." Yet he recognizes and laments the fact that religion, as a
result of structural differentiation, has become privatized in modern society. Religion
is no longer the overarching structure in society. How, Luhmann asks, is it possible to
maintain continuity in the modern world? In the framework of his self-referential sys
tems theory at the societal level, he defines meaning as the "representation of the complexity of the world" which is introduced by communication systems. The function of
meaning, then, is to "provide access to all possible topics of communication." How, he
asks, can the tension between the "security of the actual" as opposed to the "complexity
of the possible" be solved?
If we return to Parsons' analysis of the pattern maintenance/tension management sub
system we can recall that two of the social structures which meet this need of the social
system, the need to transmit cultural values and to manage tensions, are viewed as pre
dominantly in the "private" sphere, namely religion and family. Luhmann makes the
1 Unless otherwise indicated, ail Luhmann quotes are from his article published in this issue of Sociological
A l i
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28 SOCIOLOGICAL ANALYSIS
point that the evolutionary process of structural differentiation separated religion from
politics and the economy. Yet he laments the privatization of religion when he says,
"semantic and structural differentiation of religion leave other areas of life without reli
gious support." In Luhmann's eyes this means that there is no solution to the paradoxical world if religion alone can solve the paradox.
I would argue that Luhmann's concern about the diminishing importance of religion
for pattern maintenance is related to the origin of Parsons' four-function paradigm. How
did the AGIL model emerge? Recall that Parsons' attempt to incorporate propositions
about the nature of goals into his theory of action evolved from his collaboration with
Robert F. Bales in his experiments on leadership in small groups. As these groups at
tempted to solve their task problems, Bales observed changes in the quality of the activ
ity among the group members. The patterns emerging from these activities led him to
develop the following categories: 1) common orientation to the task; 2) evaluation anddecisions about the task; 3) social control; and 4) integration and tension management.
As we know, Parsons re-conceptualized Bales' categories to include all systems of action,
and this led to his four-function paradigm and the categories of adaptation, goal-attain
ment, integration and pattern maintenance (later labeled latent pattern maintenance/
tension management). Bales' data, then, were the bases on which Parsons built his four
functional pre-requisites.
My recent re-reading of Working Papers in the Theory of Action (Parsons et al., 1953)
in which Bales' work is described prompted me to question the data base. Years ago,
on the first reading, I had not noticed that Bales' small groups were made up entirelyof Harvard undergraduates, all males, whom Bales obtained "through the Harvard em
ployment service." (Parsons, et al. y 1953:113) In the early 1950s that sample would have
been typically white, upper-middle to upper class, young adult Protestants. What possi
ble issues might the sample's homogeneity raise?
It could call into question the number, type and range of functional system problems.
Would the changes in the quality of activity in small task-oriented groups which were
less homogeneous, and which included, for instance, blacks, women, lower class, Catho
lics and older people have exhibited the same patterns as those observed by Bales? What
I am suggesting is that perhaps Parsons' four functional exigencies need not be viewed
as exhaustive categories. In particular, it is conceivable that pattern maintenance and
tension management could be treated separately or differently. Recent research by
Carol Gilligan, reported in her book In a Different Voice (1982) showed that women are
more likely than men to sacrifice the pursuit of achievement in order to preserve rela
tionships with others. Gilligan concludes that female moral development is largely a
matter of attachment and care for others, while males' is a matter of increasing separa
tion to achieve independence. It would seem that Parsons' AGIL categories should be
applied to other groups, regions and countries to see whether or not these four cate
gories are exhaustive and universal. Indeed, a search for other functional imperatives
is in order.
The ascriptive bias operating in the Bales' groups is directly related to Luhmann's pa
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RELIGION, PRIVATIZATION AND MALADAPTION 2 9
If so, then Luhmann need not lament the privatization of religious forms because they
can, in fact, be functional for individuals and for society. Perhaps the paradox is not
as acute for individuals as Luhmann sees it. This brings me to the major point I wish
to address, namely his hypothesis regarding privatization and maladaptation.
2. Privatization and Maladaptation
At the core of Luhmann's theory is the paradox of social structures which are both
changing (structural differentiation) and unchanging (self-reference), and are thus ex
hibiting both complexity and security. I would argue that privatization can, in fact, con
tribute to a solution to the paradox, to reducing complexity and coping with contin
gency. With increasing structural differentiation, individuals lead a somewhat "bloodless
existence" in order to survive in the public sphere; they must operate successfully on
the instrumental side of Parsons' pattern variables. On the other hand, there is a need
for a place, (a "carnival," in Luhmann's words), where pluralistic believers can somehow
experience the bondedness of close relationships despite their other differences. Al
though Luhmann may label the following as "a preoccupation with classical authors,"
I turn to Emile Durkheim, whose idea of intermediate groups is the basis for my argu
ment. In the preface to the second edition of The Division of Labor in Society, Durkheim
(1964:28) writes:
Where the state is the only environment in which men can live communal lives, they in
evitably lose contact, become detached, and thus society disintegrates. A nation can be maintained only if, between the State and the individual, there is intercalated a whole series of sec
ondary groups near enough to the individuals to attract them strongly in their sphere of action
and drag them, in this way, into the general torrent of social life.
Durkheim's solution is an alternative to the binary classification public/private which
is alluded to by Luhmann. The private/public classification results in a labeling of the
various parts of a social system as one or the other. For instance, in a modern society,
economy and polity are viewed as public, religion and family as private. Within subsys
tems the same process of dualism continues: some roles are placed predominantly in the
public sphere, others in the private.What about social forms which are in between the public and private spheres, which
Durkheim labels as secondary groups? Religion, I would argue, should be placed in more
of an intermediate position in modern society. As a social form it is not totally outside
the public realm in that it still has some influence, both nationally and internationally.
Witness, for example, the influence of the Catholic Church in Poland and in Central
America, or in the United States the influence of the churches regarding issues like nu
clear warfare, abortion and equal rights for minorities and women. Neither is religion
totally privatized. Most ritual prayer still takes place in congregations, not homes; and
the interpretations of religious writings are not, in some churches, left entirely to theindividual believer, but are subject to control or direction by religious authorities. As
Luhmann points out changes in the structure of communication have led to difficulties
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30 SOCIOLOGICAL ANALYSIS
writers would not be inhibited in their ability to address new questions and to search
for new formulations, but this is not the case. Thus, I am arguing that religion falls in
between the public and private spheres.
Luhmann makes the point that religious differentiation has meant the proliferationof sects and new religious movements. But this proliferation has made it more possible
for individuals to find bondedness and communal life in small religious groups. Other
intermediate groups which are functional equivalents where such bonding can take
place and where individuals can experience what Luhmann calls the "security of the ac
tual" are families, friendship groups and small interest groups based, for example, on
neighborhood, occupation, sports or leisure. These are groups where satisfying rituals
can bring about tension management, and which, therefore, function as buffer zones
for individuals living in a complex world.
With respect to society's evolutionary process, these intermediate groups are, by definition, maladaptive in the Parsonian sense because they are non-economic or non-ra
tional. As Luhmann would say, they "resist development." However, because they can
offer to individuals moments of affective security in the midst of complexity, they can
also help to solve the problem of the paradoxical world. These intermediate groups are,
in Luhmann's words, "forms which can be preserved within a changing context." What
modern society needs is a proliferation of these mediating institutions which touch the
everyday lives of individuals; small groups oriented to church, family, leisure or occupa
tion. Luhmann suggests the function of these groups when he characterizes the pri
vatized churches as bodies "operating out of touch with reality," which "cultivatecounter mores" and are, therefore, counter-adaptive. I agree with Luhmann that their
maladaptation is the reason why many churches are not only surviving but are, in fact,
undergoing a recurrent revival as well. The same could be said for other intermediate
groups. Modern individuals need these "carnivals," these "reversals of normal order."
Parsons alluded to this need in Action Theory and the Human Condition where he ana
lyzed the "expressive revolution" in America, which he viewed as both a lessening of
self-interest and a reinforcement of affective solidarity, as well as the revival of a sense
of collective solidarity. As Parsons (1978:321) saw it, the emerging pattern of institution
alized individualism involved a "much broader conception of the self-fulfillment of theindividual in a social setting in which the aspect of solidarity (i.e., affective solidarity
or love) figures at least as prominently as does that of self-interest in the utilitarian
sense." Parsons called this "the new religion of love," which he saw as existing in conti
nuity with the generalized value system of Bellah's civil religion in America.
Parsons' evolutionary theory which includes the need for some generalized value sys
tems in modern society is related to the issue of religious privatization. When Luhmann
laments the shrinking importance of religion, he is referring to traditional religion with
its overarching value system which Berger (1969) describes as the "sacred canopy." Par
sons' evolutionary theory states that a result of social differentiation is the emergenceof generalized value systems. These generalized value systems could be labeled a "secular
canopy" because they take the place of the overarching religious values Robert Bellah's
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RELIGION, PRIVATIZATION AND MALADAPTION 3 1
in fact, that generalized value systems contribute more to pattern maintenance for soci
ety, and privatized religious forms contribute to tension management for individuals.
What is missing in Luhmann's paper, however, are individual actors. He explicitly
side-steps the issue when he says he "is avoiding all subjective, psychological or transcendental connotations" in his definition of meaning. Ruling out subjective meaning is con
sistent with his earlier statement (1982:232) that "there is no plausible way to base sys
tems theory on a Weberian concept of meaningful action." Nonetheless, a concern for
individual actors is implicit in his discussion of communication. For instance, Luhmann
says, O u r normal understanding of communication points to human receptors." He
also says that "only human beings can support the social network of communication." 2
With respect to the total society, privatization does mean that religion will have di
minishing importance in everyday life. Luhmann is correct. Nonetheless, privatized
forms, religious or otherwise, are functional for individuals in modern pluralistic societies. The love and support found in these intermediate groups can provide individuals
with more energy in their public everyday lives; thus society stands to gain as well. "Car
nivals," which Luhmann calls the "reversal of normal order" are healthy for both society
and for individuals, and, as he predicts, it is because they are counter-adaptive that they
are functional.
Bring on the carnivals! Families which "preserve memory," friendships where the "un
usual may become usual," and small interest groups, religious or otherwise, where the
"unbelievable is believable"—these are Luhmann's carnivals and Durkheim's secondary
groups. Because they can de-paradoxize the world for individuals, and offer some continuity in the midst of change, intermediate groups can serve as functional equivalents
in a pluralistic and secularized society.
REFERENCES
Bellah, Robert N. 1967. "Civil Religion in America." Daedalus 96 (Winter): 1-21.
Berger, Peter. 1969. The Sacred Canopy Elements of a Sociological Theory of Religion. Garden City, New York
Anchor.
Durkheim, Emile. 1964. The Division of Labor in Society. New York: The Free Press.
Gilligan, Carol. 1982. In a Different Voice. Cambridge: Harvard University Press.
Lidz, Victor. 1982. "Religion and Cybernetic Concepts in the Theory of Action." Sociological Analysis 43,4
(Winter):287-305.
Luhmann, Niklas. 1982. The Differentiation of Society. New York. Columbia University Press
Parsons, Talcott. 1978. Action Theory and the Human Condition. New York. The Free Press.
Parsons, Talcott. 1977. The Evolution of Societies. Englewood Cliffs, New Jersey: Prentice-Hall.
Parsons, Talcott, Robert F. Bales and Edward A. Shils. 1953. Working Papers in the Theory of Action Glencoe,
Illinois: The Free Press.
Poggi, Gianfranco. 1979. "Niklas Luhmann's Neo-Functionalist Approach: An Elementary Presentation." pp
vn-xix in Niklas Luhmann. Trust and Power. New York: John Wiley.
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ULTIMATE REALITY ANDMEANINGInterdisciplinary Studies in the Philosophy of Understanding
The journal is published quarterly by an association of professors andexperts from all over the world who have an interest in interdisciplinaryresearch on man's effort to find meaning in his world. It publishesstudiesdealing with those facts, things, ideas, axioms, systems, personsand values which people throughout history have considered ultimate(i.e. that to which the human mind reduces and relates everything and
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Sociological Analysis 1985, 46, 1:033-036
Response to Commentators
Niklas Luhmann
The comments on my paper do not give much occasion for counter-arguments, con
troversy, or defense. However, the paper needs clarification on several complicated the
oretical issues which I carefully tried to avoid or even to sweep under the rug. The points
1, 2, and 4 relate to the co mments of James Schmidt; the poin ts 3 and 5 to the comments
of Ruth Wallace.
1) Th e a rgument tha t religion "whatever this means" is unavoidable remains ambigu
ous. I should have been more explicit about the distinction of operation and observation
which plays a fundamental role in recent research on self-referential systems.
At the operational level systems are closed. Social systems use communication to pro
vide an occasion for further communication and, at this level, nothing else can be done
with communications. At this level, the distinction of information, utterance, and un
derstanding is essential. At the observational level the communication is seen with re
spect to the distinction between system and environment. Here you can see (and com
municate about, closing your own system, e.g. sociology) input and output, unintended
meanings, latent structures, adaptive functions.
Social systems are not only autopoietic but also self-observing systems.1 They observe
ongoing communications, communicate about communication, and can differentiate
subsystems specialized in observing communication. At the operational level religion is
neither avoidable nor unavoidable. It is presupposed as a meaningful context for choos
ing further communications and, of course, we can choose communications without
touching religious meanings. Only for an observer (and particularly for sociologists) the
question may arise whether or not religion is avoidable, i.e. whether or not it fulfills
a necessary function—whatever religion means on the operational level.
2) Professionals of the religious systems, theologians or "divine detectives," are observ
ers too. They also contribute to the processes of self-observation of the society within
the society. My point is: If this group would accept the theory that religion has its special
function in handling the paradoxes of self-reference, they could discover hidden reli
gious premises in apparently secularized codes.2 Since most functional subsystems of
modern society rely on binary codes to deparadoxize their operations and observations,
a critique of coding as a technique of deparadoxification could launch a movement of
"religious enlightenment."
*It is, at present, an unsettled question whether this case can be treated as "autopoietic system" in an ex
tended sense (my view) or whether we should restrict the term "autopoiesis" to living systems and formulate
a different theory of "meaning-tight" self-referential systems. See Brâten (1984).2See with respect to the difference of cognition and object (where the constitution of the object already im
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3 4 SOCIOLOGICAL ANALYSIS
3) The operations of self-referential systems can maintain or change their structures.
There may be a problem of "pattern maintenance," of course, but also a problem of pat
tern change. It simply is not true that religion has an interest in pattern maintenance
rather than in pattern change. The more a system develops in the direction of functional differentiation and specialization the less any of its functions will be able to opt
either for pattern maintenance or for pattern change as a matter of principle. This will
always have to be an open choice.
The Parsonian concept of "latent pattern maintenance" refers to the problem of inter
mittent non-use of patterns, e.g. sleep. The alphabet has to be available whenever we
read or write, but it also has to be inhibited when we are engaged in other activities.
Availability and inhibition are two sides of the same coin and if the action system be
comes more complex and its patterns more specialized it may become increasingly prob
lematic to combine easy availability and strict inhibition from interference with otheractivities. Easy reading and writing may be desirable, but we do not want to be literate
all the time.
This certainly is an important point, but how could we say that this is the special func
tion of religion? Moreover, the maintenance of an autopoietic system depends, first of
all, upon its possibility to produce events by events, e.g. communications by communi
cations. The urgent, undeferrable problem always is: how to come to a next and different
event and not: how to make sure that the same pattern can be re-used at another similar
occasion. The primary, unavoidable choice is whether or not to continue life, conscious
ness, communication and not whether to maintain or to change patterns. The maintenance of a system depends upon this kind of dynamic stability and not primarily upon
a sufficient degree of structural stability. Structures are required to narrow the span of
choice of the next event and they may be maintained or changed as hoc in view of this
function.
A paradox in its strict logical sense says: to stop is to continue; to continue is to stop.
A true statement is a false statement. Doing right is doing wrong. Or even: you have
to stop because you have to continue, or your action is wrong because you are pursuing
your rights. Deparadoxifying such problems—and they arise by necessity in all self-refer
ential systems—amounts to giving meaning and direction to the next step, to re-estab
lishing a difference between the yes and the no and to encouraging continuance (of
course: with either positive or negative meanings, with either cooperation or conflict,
with either peace or war or with a change from the one to the other). 3
4) I do not mean to say that "the functional differentiation of the whole society is the
result of the evolution of religion." This sounds like a "one-factor theory" which every
body is careful enough to avoid nowadays. How functional differentiation evolves and
finally, in the eighteenth century, outdoes differentiation according to strata is a very
complicated story. My point is only that, if functional differentiation evolves and wins
primacy over other schemes of societal differentiation the religious system has to adapt
3This addition in brackets refers to the view discussed in Germany that this theory of religion recommends
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RESPONSE TO COMMENTATORS 3 5
to this order and has to become a functional subsystem, specifying its function and its
codes and its special social performances. At least it will be treated as such whether it
finds this situation comfortable or not and whether or not it prefers to remain maladap
tive to some extent.However, within the semantics and the social structure of religion, we find many ex
amples of preadaptive advances. Territorial boundaries, for instance, had been invented
by church policy and not by secular political rulers during the middle ages. The new
concept of an inward-directed individual accepting or rejecting its own actions has been
developed within the context of confessional practice (cf. Hahn, 1982); and Max Weber
might have been right in assuming that urgent concerns for securing salvation by indi
vidual action (and not by the institutional mediation of the church) cleared the path
for more secular, i.e. economic, insecurities and endeavours. Clearly, these are not deci
sive "causes" of modernity but semantic or structural inventions which could be usedduring the transition to buffer the discouraging effects of newness. A theory of systems
evolution will never select one cause or another as decisive or one subsystem or another
as leading the evolution; the point is rather to explain how minor changes can produce,
under exceptional circumstances and in accidental combination with other changes,
large effects by setting off deviation-amplifying developments (Maruyama, 1963).
5) The distinction public/private does not and cannot refer to a differentiation of sys
tems. It is a purely semantic device regulating access of persons to social systems. The
transition from traditional societies to modern society required a change of meaning
with respect to "public" and "private" because the very conditions of access had to bechanged. The old European notions of "public" and "private" referred to the distinction
of the polity and the economy (in the sense of household; e.g. Spontone, 1599: 181ff.)
During the 18th century the public/private distinction became a "counterdistinction"
(Holmes, in press and 1984: 24Iff.) replacing the traditional differences between families,
clans and sects by a new scheme, compatible with functional differentiation and free
and equal access to every functional subsystem. The decision to be religious or not, and
in what sense, became a private affair, because it now had to be disconnected from other
(e.g. political, economic, professional) roles. It was in this (modern) sense that I men
tioned the privatization of religious concerns (not forms!) in the Greek city as a consequence of high structural differentiation. The Greeks themselves, of course, could never
have said this. We can. In any case, in view of the function of this distinction of "public
and private," I see no point in characterizing churches or sects, cults or rituals as either
public or private, except in the sense that this designation refers to rules of access. Now
adays they are normally public in the sense that everybody can go, and private in the
sense that everybody can stay away. They are forms of inclusion of whoever wants ac
cess to the religious system, but the inclusion cannot be based on other roles; it has to
be based on private decision.
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3 6 SOCIOLOGICAL ANALYSIS
Hahn, Alois 1982. "Zur Soziologie der Beichte und anderer Formen institutionalisierter Bekenntnisse:
Selbstthematisierung und Zivilisationsprozeß." Kölner Zeitschrift für Soziologie und Sozialpsychologie 34:408-
434.
Holmes, Stephen 1984. Benjamin Constant and the Making of Modern Liberalism. New Haven: Yale UP.
Holmes, Stephen in press. "Differenzierung und Arbeitsteilung im Denken des Liberalismus," in Soziale Differenzierung: Zur Geschichte einer Idee, ed. Niklas Luhmann. Opladen: Westdeutscher Verlag.
Huet, Pierre Daniel 1723. Traité Philosophique de la Foiblesse de l'esprit humain. Amsterdam: Du Sauzet.
Luhmann, Niklas 1984. "Die Theorie der Ordnung und die natürlichen Rechts." Rechtshistorisches ]ournal
3:133-149.
Maruyama, Magoroh 1963. "The Second Cybernetics: Deviation-Amplifying Mutual Causal Processes." Gen
eral Systems 8:233-241.
Scholz, Frithard 1982. Freiheit als Indifferenz: Alteuropäische Probleme mit der Systemtheorie Niklas LuhmaFrankfurt: Suhrkamp.
Spontone, Ciro 1599. Dodici libri del Governo di Stato. Verona: Pigozzo &L de Rossi.
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^ s
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