auditing nursing content in patient records
TRANSCRIPT
OR IG INAL ART ICLE
Auditing nursing content in patient records
Anna Ehrenberg1,2RN, Margareta Ehnfors1,3,4
RNT, DMSc (Nursing)
and BjoÈ rn Smedby1MD, PhD
1Department of Public Health and Caring Sciences, Uppsala University, Uppsala, Sweden, 2School of Health and Caring Sciences, University
College of Dalarna, Falun, Sweden, 3Department of Caring Sciences, OÈ rebro University, OÈ rebro, Sweden, and 4Swedish Society of Nursing,
Stockholm, Sweden
Scand J Caring Sci; 2001; 15; 133±141
Auditing nursing content in patient records
The objective of this paper is twofold: (a) to explore
different approaches in reviewing records based on a lit-
erature review of studies of audits of patient records and
(b) to apply these approaches on a sample of records to
illuminate consequences of their application.
The method used was a literature review of papers on
recording of nursing care (n � 56). Based on our ®ndings,
an audit of a strati®ed sample of records (n � 298) from
Swedish community health care and nursing homes was
performed, applying the different approaches for auditing
previously described in the literature.
The review showed that audits of patient records were
performed using four different approaches with varying
aims. The focus of the four approaches can be described as
formal structure, process comprehensiveness, knowledge-
based and concordance with actual care. The results of this
study suggest that audits of patient records should not
be solely limited to encompass the formal structure of
recording. To avoid a super®cial picture or a false sense
of high quality and to obtain a more complete and reliable
portrait of the quality of recording, we suggest the process
comprehensiveness approach in combination with a
critical review of the knowledge base for the assessment,
diagnosis and interventions of patient records.
Keywords: medical records, audits, nursing.
Submitted 27 December 1999, Accepted 20 June 2000
Introduction
There is a strong potential of the patient record to be a
highly useful instrument in planning and implementing
care for the individual patient. A systematically written
and process focused record has been described as an
important basis for quality patient care (1, 2). The demand
is growing on the patient record to serve as a data-source
for purposes additional to every day patient care. Assess-
ment of the quality of care has become more important
as a means to enhance continuous improvements and
evidence-based practice. The patient record is one
important source of information as the data in the records
are available even after the care episode has terminated. In
order that the patient record serves as an essential source
of information, however, the record must accurately
re¯ect the actual care that was given (3). Relative to other
approaches it may be a cost-effective means of collecting
data provided that records are computerized or at least
structured in an accessible way (4). The potential use of
patient records has been described by the Swedish National
Board of Health and Welfare to be a source of information
for the patient, an instrument for quality assurance and
control, for legal use and for research (5). Data from
patient records are frequently being used in research. In
examining eight issues of the scienti®c journal Nursing
Research, Von Koss Krowchuk et al. (6) found that 25% of
the studies used some kind of health care record as a data
source.
In addition to more readily available information in daily
patient care, there will probably be an increasing interest
in utilizing data from patient records because of greater
availability and accessibility through computerization.
Electronic patient records will require a more structured
and uniform format of organization, which will increase
the possibilities of using the records for various purposes
(3). With a uniform and controlled vocabulary, the com-
puterization will provide access to large and representative
samples of data for patient groups or clinical areas. This will
enable growth of clinical knowledge based on aggregated
data about prevalent patient problems, care interventions
and outcomes of care (7). In this regard, it is important to
consider the usefulness of the patient record as a source of
information, as well as to develop methods for valid and
Correspondence to:
Anna Ehrenberg, Dalarna University, SE-791 88 Falun, Sweden.
E-mail: [email protected]
ã 2001 Nordic College of Caring Sciences, Scand J Caring Sci 133
reliable data collection and for reviewing different aspects
of patient care through records (4). Still, there are few
studies devoted to this question (3).
Instruments for record audit in nursing
Several internationally recognized instruments for asses-
sing the quality of nursing care have focused on record
audit. The Phaneuf audit was developed already in the
1950s and centred exclusively on retrospective reviews of
records (8). The instrument was based on the assumption
that good quality recording re¯ects good quality care.
Other early instruments that are still in use for quality
assessment in nursing and that partly use concurrent
record audits are the Quality Patient Care Scale (QualP-
ACs) by Wandelt & Ager (9), the Rush Medicus Process
Instrument (10) and the Monitor, an instrument derived
from the Rush Medicus Process Instrument (11). All these
instruments concentrate on the occurrence of speci®c
record content pertaining to the phases of the nursing
process. The audit comprises general criteria for good
nursing care. Concerning the Rush Medicus Process
Instrument, extensive testing of validity, though limited to
the performance of the instrument itself, has been made.
Answers to the crucial question ± to which extent do the
instruments measure the actual quality of care or other
important aspects ± have not yet emerged (12).
In Sweden, the record audit for assessing the quality of
care has been used only to a limited extent (13±15). Audit
instruments using records have mainly been developed
with the aim of assessing the quality of the record ± not the
actual quality of nursing care (16, 17). In some of these
studies assumptions have been made implicating a rela-
tionship between recording and actual care, where it is
presumed that good recording re¯ects good care planning
and nursing care. It is not as evident, however, that de®-
ciencies in recording correlate with poor nursing care (18).
During recent years audits of patient records with the
purpose of assessing quality patient care have been
developed towards assessment of speci®c quality indicators
related to the process and outcome of care (19).
Records and the reality of the patient
The documentation in patient records is assumed to be
accurate, reliable and legally sound. Nevertheless, little is
known about the ability of the records to re¯ect accurately
the patient's problems, care interventions and outcomes of
care. Some studies have revealed considerable shortcom-
ings regarding accordance between the record and the
reality in nursing care (20±22). In numerous other studies
that used recorded data, it is unknown if the lack of
information in the records re¯ects de®ciencies in nursing
practice or in nursing recording (e.g. merely showing that
what is written does not correspond to the actual care
performed). Because of uncertainty, Reed (23) suggests that
all record data should not be treated as a source of infor-
mation in research but as a topic of study in its own right.
Data from patient records represent one type of `secon-
dary data', i.e. existing data originally collected for other
purposes than research. This means that the design and
primary collection of data are beyond the control of the
researcher. Data have been collected for other purposes, by
persons and in situations unknown to the researcher (23).
According to our ®ndings, the methods of collecting and
analysing secondary data are scarcely described in the
methodological literature. It seems that the problems
associated with the interpretation and application of record
data are largely neglected.
In nursing homes and other residential arrangements in
Swedish municipalities, health care is managed by regis-
tered nurses. The focus of care for the residents is nursing
care needs. Medical records are usually stored in primary
health care centres that are located apart from the nursing
homes. Thus, the nursing record is the basic document that
is accessible for health care, which puts special demands on
its quality and accuracy.
Aims
The aim of this paper is twofold. First, to explore different
approaches in reviewing records based on a literature
review of studies devoted to the auditing of patient records.
Second, to empirically test the various approaches to
auditing record data on a sample of patient records to
illuminate consequences of their application.
Material and methods
The method used for this study was a literature survey of
empirical studies of nursing recording. Based on the ®nd-
ings from the review, an audit was carried out on a sample of
records from nursing homes and other residential
arrangements in a municipality using the different
approaches in auditing previously outlined in the literature.
Literature search. The literature search was performed in late
1999 using the Medline (PubMed) and Cumulative Index
of Nursing and the Allied Health Literature (CINAHL)
databases. The search covered the period January 1990±
October 1999. A trained librarian assisted in the search.
The search terms used were medical records, audit and nur-
sing. The inclusion criteria were that the studies had to be
(a) published during the period from January 1990 to
October 1999, (b) be written in English and (c) geared to
an empirical review or audit of nursing content in patient
records. The search retrieved 58 citations from Medline, of
which 17 (29%) met the inclusion criteria. Forty-seven
papers were found in CINAHL and 16 (34%) of these
satis®ed the inclusion criteria. Four of these papers,
ã 2001 Nordic College of Caring Sciences, Scand J Caring Sci
134 A. Ehrenberg et al.
however, were already retrieved through Medline. Vol-
umes of scienti®c journals were also searched manually:
Quality in Health Care (1993±1999), Scandinavian Journal of
Caring Sciences (1994±1999) and Journal of Advanced Nursing
(1998±1999), yielding 20 more relevant studies. In addi-
tion, Current Contents was scrutinized for the last month in
an effort to retrieve papers not yet indexed in the data-
bases. This search did not lead to any new citations,
however. Proceedings of conferences in Medical and
Nursing Informatics were searched, including the Inter-
national Medical Informatics Association and Nursing
Informatics from 1994±1999. The manual search of pro-
ceedings added one more paper of relevance. Totally, 56
papers were included in the review.
Sample of records. In the empirical phase of the study,
patient records were collected from nursing homes and
other residential arrangements in a Swedish municipality.
Twenty-one units for the elderly with varying care
organizations and nursing staff facilities were included. A
strati®ed sample of records of patients with one of the
medical diagnoses dementia, diabetes or congestive heart
failure was selected retrospectively for a period of 2 years.
The sample was based on all patients aged 65 years or older
with current health care services. In all, 298 patient
records were included. The records were originally collec-
ted for another study (Swedish National Board of Health
and Welfare, unpublished manuscript).
Ethical considerations. In as much as all personal identi®ca-
tion was removed from the copies of the records, informed
consent from patients was not sought. Permission to con-
duct the study was obtained from the director of services
for the elderly in the municipality. The original study was
made on commission from the Swedish National Board of
Health and Welfare. It was agreed that the results from the
record review could be further used. Records were copied
either by the nurses in charge or by the researchers.
Analysis of literature. The studies were analysed with the
following structured set of questions:
1 From what type of care or speciality area were patient
records collected?
2 How large was the sample of records?
3 Were records paper- or computer-based?
4 Did the record review focus on occurrence of general
criteria, such as the phases of the nursing process?
5 Did the record review focus on criteria pertaining to
speci®c medical or nursing diagnoses?
6 Were speci®c criteria derived from research or clinical
guidelines?
7 Did the review follow the care process for single patient
problems?
8 Were recorded data compared with other sources of
data?
9 Was an analysis of outcomes of care connected to the
quality of recorded data?
Analysis of records. To gain an understanding of the effects of
the varying approaches, different methods were used to
audit the records.
1 The records were reviewed for content according to
Swedish regulations for nursing recording, corresponding
to the phases of the nursing process (24).
2 An audit instrument focusing on the comprehensiveness
of the documentation of identi®ed patient problems was
used (16). The use of the instrument has been tested in
previous studies and demonstrated good inter-rater
reliability (k � 0.93). Each patient problem is scored on a
5-point scale, where a score of 1 indicates that there is
either a description of a problem or an intervention. A score
of 2 denotes that there is a problem description and a
planned or implemented intervention, 3 indicates that
there is a description of the outcome in addition to a
problem description and a planned or implemented
intervention. If the problem is described, interventions are
both planned and implemented and outcome is noted, a
score of 4 is given. A total score of 5 indicates that all steps of
the nursing process are recorded, there is a good description
of the problem and recording is of particular relevance to
nursing.
3 The records were ®nally audited using diagnosis speci®c
criteria. Because there did not exist any evidence-based
and agreed upon criteria, the criteria were developed from
available research for this study. Comparable criteria were
chosen for all three diagnostic groups to make it possible to
compile and compare data. The response alternatives were
given on a 3-point scale, indicating that data were absent,
partly present or wholly present.
For patients with dementia, the records were reviewed
for assessment of the patient's communicative skill
regarding the ability to understand and make oneself
understood. Notes about nutritional status that focused on
eating habits and self-care status on personal hygiene and
eating were searched. The criteria for nursing interven-
tions focused on promotion of patient participation in self-
care and teaching in self-care activities (25±29).
The criteria for patients with diabetes included the
assessment of status on communicative ability, nutritional
habits and self-care activities. The criteria for nursing
interventions centred on the patient's self-control of,
e.g. blood glucose, information and teaching on self-care,
treatment, diet, exercise, prevention, drugs and complica-
tions related to the disease (30).
For patients suffering from congestive heart failure, the
following assessment criteria were used: communicative
and nutritional status and self-care activity. The criteria for
nursing interventions were promotion of participation in
self-care and information and teaching regarding diet and
treatment (31±33).
Auditing nursing records 135
ã 2001 Nordic College of Caring Sciences, Scand J Caring Sci
Results
Approaches in auditing records
Among the 56 studies in the review, 71% (n � 40) were
conducted in hospital settings, 20% (n � 11) in primary
health care and 9% in other areas. Eighteen studies were
from the USA, 17 from the UK, 16 from Sweden, two from
Australia and one study each from Ireland, the Nether-
lands and Norway. The majority of studies (n � 52) used
paper-based patient records and four studies used com-
puterized records or a combination of both. Half of the
studies (n � 28) encompassed the recording from various
health care professionals. The number of records studied
varied between 16 and 11,246 (mean � 472, SD � 1,532).
In the review of studies we found that audits of patient
records were performed using different approaches with
varying objectives, although the objectives were not
always clearly stated. The focus of the four approaches can
be described as formal structure, process comprehensive-
ness, knowledge base and concordance (validity). The
distribution of the different approaches in auditing records
is displayed in Table 1.
Formal structure approach. At the most basic level, the
studies contained an assessment on formal aspects of the
record. These were questions concerning the adherence of
the record content to laws and regulations. For example,
the record was audited for accuracy as to signature of the
recorder, date and time, patient identity, readability and
abbreviations. The studies contained audits of the presence
of single aspects of care, such as patient assessment, diag-
nosis, care plan, implementation or evaluation. In this type
of audit, only presence or absence of the data was checked
and no judgement was made about any relation between
different pieces of information in the record or the rele-
vance regarding patient care. In some of the studies, this
approach, in addition to other approaches, was found in 19
papers during the period of the investigation (i.e. 1990±
1999) (16, 17, 34±50). Examples of audit instruments
using this approach partly or wholly are the Rush Medicus
Process Instrument (10) and NoGa (17).
Process comprehensiveness approach. At the next level, the
audits focused on the coherence or comprehensiveness of
information about the different phases of the nursing
process. This approach was used to identify to which
extent single patient problems or needs were recorded
systematically, showing the progress of the care and which
would enable overview of the care episode. However, it
does not give any information on the relevance of recorded
data for the individual patient or the relation to existing
knowledge. An instrument following this approach has
been presented by Ehnfors & Smedby (16) and further
used in seven retrospective studies of nursing recording
(35, 37, 38, 46, 47, 51).
Knowledge-based approach. In using a more advanced
approach, the goal of the audits of records was to assess the
actual relevance of the record content. The audit was
grounded on evidence-based clinical guidelines, care pro-
grammes, protocols or established criteria for speci®c
groups of patients or specialities in nursing. The focal point
of the audit was sometimes on speci®c problems or needs,
such as pain or patient education. This more speci®c
approach to monitoring patient records was found in 41
studies (18, 20, 22, 36, 37, 40, 44, 47, 50±82).
Accuracy approach. The concordance between patient record
and the actual care given can be studied in two ways. One
is to study `correctness' ± the proportion of recorded
observations that are correct, i.e. in agreement with the
patient's real situation. The other way is to study `com-
pleteness' ± the proportion of observations that are actually
recorded. When it comes to reviewing records, the two
perspectives are deemed complementary in the sense that
both are necessary for the understanding of the accuracy of
the record (3). These perspectives highlight the complexity
of this approach in reviewing records.
A few studies have been published that have concen-
trated on the accuracy of the recorded nursing data. In
total, ®ve studies using this approach were found. Dis-
crepancies have been found between the recording and
the occurrence of symptoms and problems as reported by
nurses or patients or as observed by investigators
(20, 22, 68, 83). In using this approach, concurrent or
prospective record audits and observations need to be
carried out. The accuracy of records has also been studied
in relation to secondary data in other health care registers
(84).
Empirical use of different approaches in auditing
patient records
To display the consequences of using different methods an
effort was made to apply three of these approaches on a
sample of records (n � 298) from nursing homes and
other residential arrangements in a Swedish municipality.
Table 1 Type of audit approach in studies on reviews of nursing
recording (n = 56)
Type of approach Studies n (%)
Formal structure 19 (34)
Process comprehensiveness 7 (13)
Knowledge based 41 (73)
Accuracy 5 (9)
Total 72a
a Some studies combined two or more approaches.
136 A. Ehrenberg et al.
ã 2001 Nordic College of Caring Sciences, Scand J Caring Sci
Because a retrospective material was used, the fourth
approach ± the accuracy approach ± was not possible to
apply. The same set of records was used for the different
approaches.
Formal structure approach. The presence of the date (day,
month and year) at all relevant places is one formal
requisite of a patient record. This was found in 271 (91%)
of the 298 records. Almost as frequent were signatures of
notes by the recorder, which were present in 256 (86%)
records. A general description of patient problems was
present in 224 (75%) of the records. Descriptions of
patient's speci®c problems related to diagnosis were pre-
sent in 218 (73%) of the records. These values are dis-
played in Table 2.
Process comprehensiveness approach. In auditing the compre-
hensiveness in the documentation of speci®c patient
problems, 383 major problems or needs identi®ed in the
298 records were scored on a 5-point scale, as described
previously. The problems that were chosen were those that
appeared to be of priority and call for care planning. The
audit showed that none of the 298 records contained a
complete documentation of any single problem. Fifty-four
(14%) of the 383 major problems were recorded according
to basic Swedish legal demands, which comprise a problem
description, planned and implemented nursing interven-
tions and evaluation of the nursing care (indicated by the
score 4). Of the 383 major problems, 126 (33%) reached a
score of 3, indicating the presence of a problem description,
a planned or implemented nursing intervention and notes
about the outcome. A little more than half (n � 203, 53%)
of the problems were recorded in such a way that the
process of care could not be traced. This means that they
scored 1 (28%) or 2 (25%) on the 5-point scale, indicating
that there was, at the most, a description of the problem
and some mentioning of an intervention (planned or
implemented) related to that particular problem (Table 3).
Knowledge-based approach. The patient records were also
audited using diagnosis-speci®c knowledge-based criteria
for the patients with dementia, diabetes and congestive
heart failure. These occurrences of diagnosis-related cri-
teria in the patient records are displayed in Table 4.
For patients suffering from dementia (n � 100), notes
concerning the patients' communicative status, i.e. the
ability to understand and make oneself understood, were
present in 15 (15%) records. Eating habits were recor-
ded in 11 (11%) records and self-care ability in 26
(26%) records. Among nursing interventions, notes
about the promotion of patient participation and in-
volvement in self-care activities were present in 12
(12%) records and teaching about self-care was recorded
in 6 (6%) records.
In patients with diabetes (n � 90), communicative sta-
tus, i.e. the ability to understand and make oneself
understood, was recorded in 10 (11%) records. Assessment
of eating habits was recorded in 11 (12%) records and
self-care ability in 19 (21%) records. Only 6 (7%) of the
records had notes about interventions to support the
patients' self-care and participation in metabolic control.
Table 2 Occurrence of some formal aspects in the records (n = 298)
Criteria Records n (%)
Date 271 (91)
Signature 256 (86)
General problem description 224 (75)
Speci®c problem description 218 (73)
Table 3 Scores for comprehensiveness in the documentation of major
patient problems (n = 383) in the records
Score Patient problems n (%)
1 107 (28)
2 96 (25)
3 126 (33)
4 54 (14)
5 0 (0)
Total 383 (100)
Table 4 Occurrence of some diagnosis-related criteria in the records (n = 298)
Subsample
Criteria Dementia (n = 100) n (%) Diabetes (n = 90) n (%) CHF a (n = 108) n (%) Total (n = 298) n (%)
Communicative status 15 (15) 10 (11) 32 (30) 54 (18)
Nutritional status: eating habits 11 (11) 11 (12) 16 (15) 39 (13)
Self-care ability 26 (26) 19 (21) 25 (23) 69 (23)
Promoting participation 12 (12) 6 ( 7) 18 (17) 36 (12)
Teaching self-care 6 (6) 2 ( 2) 2 ( 2) 9 ( 3)
a CHF = Congestive heart failure.
Auditing nursing records 137
ã 2001 Nordic College of Caring Sciences, Scand J Caring Sci
Even less frequent were notes about teaching self-care,
which were present in only 2 (2%) of the records.
In the assessment notes for patients suffering from
congestive heart failure (n � 108), communicative ability
was present in 30% (n � 32) of the records. Fifteen per-
cent (n � 16) had notes about eating habits. In the nursing
interventions, notes about promotion of patients self-care
appeared in 17% (n � 18) of the records. Least frequent
were notes on information and teaching the patient about
self-care, which were present in 2% (n � 2) records.
When the data from the three approaches for record
reviews were combined, a clear trend materialized.
Figure 1 depicts the proportion of records that complied
with established criteria for the three approaches on the
same material of patient records. The formal structure
approach, complying with the criteria derived from laws
and regulations, varied between 73 and 91%. When the
process comprehensiveness approach was used on the
same set of records, the percentage of records complying
with the criteria for completeness, according to the nursing
process, decreased and varied between 14 and 33%. When
the record data were analysed in relation to diagnosis-
speci®c nursing content (the knowledge-based approach),
the proportion of records complying with the criteria
decreased even more. Between 3 and 23% of the records
captured the relevant data when using the knowledge-
based approach.
Discussion
The ®ndings in this paper present a framework that can be
used for understanding different dimensions in auditing
patient care records. From our study, we de®ned four
approaches to reviewing records.
The ®rst approach of record review ± the formal struc-
ture approach ± can be seen as the most basic way of record
monitoring. It may be useful in obtaining an overview of
the current practice in recording in a very early stage of
development, but gives only a fragmented view of the
record content. Relevant data may be recorded without
being further analysed or used as a basis for decisions about
nursing interventions. This approach may give a super®cial
or a false portrait of high quality.
The next approach in reviewing records ± focusing on
the process ± provides a more solid representation of the
comprehensiveness of the record content. This approach to
auditing gives information about the degree to which the
nurse has planned, implemented and evaluated single
patient problems in recording. The focus of this approach is
on major problems of the patient that call for a care plan
and should not be applied to occasional or temporary
problems of lesser importance. In the empirical part of this
study it was used for all major patient problems identi®ed
in the records. The approach may also be used for a few
speci®c or prede®ned problems of interest, e.g. pain or
patient participation. It does not impart answers about the
relevance of the recorded data for the patient or the actual
quality of care, but it does reveal the logical ¯ow and the
completeness of events in care.
In the third, more speci®c approach to monitoring
the records, the focus is on pertinent information for
the patient. This approach was most commonly used in the
studies of this review. Such a method may be useful for
quality improvement purposes as it facilitates in providing
an overview of current practice in relation to relevant
knowledge. Evidence-based clinical guidelines need to be
developed to serve as a basis for audits using this approach
as well as for the development of patient care itself.
The ®rst three approaches to monitoring records des-
cribed above require only access to the patient record, and
thus can be performed retrospectively. To challenge and
secure the validity, reliability and effectiveness of the
recording, concurrent and prospective studies are needed
that include the patient as well. The concordance between
the content of the record and the actual situation of the
patient and the care given has been questioned. Accord-
ingly, another approach to auditing nursing records is to
study the concordance of the record with the patient's
actual situation and needs and to concomitantly critically
examine the basis for the interventions undertaken. This
approach was not possible to test in this study in that a
retrospective record material was used.
In the empirical part of the study, the use of the formal
structure approach revealed that descriptions of patient
status were quite frequent, appearing in about three-
fourths of the records. When applying the process-focused
approach to the recorded data, a little over half (53%) of
the patient problems lacked a comprehensive documen-
tation. This made it impossible to follow the process of care
(i.e. scoring <3). It appears that the process-focused
approach exhibits a more in-depth representation of the
recording. When auditing only the structure of the
recording, there is a risk that the record appears to be of
better quality than what is actually the case. The know-
ledge-based approach revealed that the diagnosis speci®c
criteria, for all three diagnostic groups studied, were
recorded in less than or about every ®fth record. Because
there was no concurrent observation of the actual needs
and problems of the patients in this study, it is not known
if these criteria were relevant for all patients in this con-
dition. Nonetheless, our assumption is that the criteria
represent basic data that should be present in all patient
records.
Publications on record audits are not easy to come across
in scienti®c databases because of lack of standardized
indexing. The literature search may have detected addi-
tional studies if the search strategy had been altered and
broadened. The empirical testing of the different approa-
ches to auditing records was carried out on records from
nursing homes and other residential arrangements only.
138 A. Ehrenberg et al.
ã 2001 Nordic College of Caring Sciences, Scand J Caring Sci
It is possible that the ®ndings from this part of the study
could be altered if applied in other areas of care. The
empirical testing was performed using paper-based patient
records. Computerized patient records may also in¯uence
the ®ndings of the application of the different approaches
in auditing records.
Despite the problems in using secondary data, the
patient record may be a useful source of information in
research and development. If record data are to be used,
it is necessary to consider the problems of validity and
reliability and to critically choose the most appropriate
methods for auditing. In this review of studies, there was
a complete lack of discussion on the validity of the recor-
ded data in 20 (36%) of the papers; despite this ¯aw,
conclusions about the quality of care were made from the
®ndings of these studies.
The conclusion of the present study is that audits of
patient records should not be limited to encompass the
formal structure of recording. To gain a more complete and
reliable picture of the quality of recording we suggest the
process comprehensiveness approach in combination with
a critical review of the knowledge base for assessment,
diagnosis, interventions and outcomes of patient care in
the records.
The question of whether the use of individualized care
planning and systematic recording contribute in a signi®-
cant way to a high quality of care standard is still unan-
swered, as is also the case of whether the record, in general,
validly re¯ects the patient's situation and care. Studies are
needed that use different approaches in order to accept or
reject the assumption that individualized care planning and
practising the nursing process format accurately re¯ects the
care and contributes to the quality of care.
Acknowledgements
This work has been supported by grants from the Swedish
Foundation for Knowledge and Competence Develop-
ment, the Swedish Society of Nursing, Department of
Public Health and Caring Sciences, Uppsala University and
the Swedish National Board of Health and Welfare. We
wish to acknowledge Dan Andersson, Kerstin Nordstrand
and Frans Prenkert for contributing to the empirical part of
the study and Leslie Shaps for language revision.
References
1 Yura H, Walsh MB. The Nursing Process: Assessing, Planning,
Implementing, Evaluating. 5th edn. New York: Appleton &
Lange, 1988.
2 Donabedian A. The quality of care. How can it be assessed?
JAMA 1988; 260: 1743±60.
3 Hogan WR, Wagner MM. Accuracy of data in computer-
based patient records. JAMIA 1997; 4: 342±55.
4 Wyatt JC, Wright P. Design should help use of patients' data.
Lancet 1998; 352: 1375±78.
5 SOSFS (b). Socialstyrelsens foÈreskrifter och allmaÈnna raÊd till pa-
tientjournallagen 1993:20 (Regulations and advisory instructions
on the Patient Record Act). Socialstyrelsens foÈ rfattningssamling,
1993 (in Swedish).
6 Von Koss Krowchuk H, Moore ML, Richardson L. Using
health care records as sources of data for research. J Nurs
Measurement 1995; 3: 3±12.
7 Zielstorff R. National data-bases: nursing's challenge. In
Carroll-Johnson RM, Paquette M. eds. Classi®cations of Nur-
sing Diagnoses. Proceedings of the Tenth Conference. North
American Nursing Diagnosis Association. Philadelphia: J. B.
Lippincott Company, 1994; 34±41.
8 Phaneuf MC. The Nursing Audit Pro®le for Excellence. New
York: Meredith Corp., 1972.
9 Wandelt M, Ager JW. Quality Patient Care Scale. New York:
Appleton-Century-Crofts, 1974.
10 Jelinek RC, Haussmann RKD, Hegyvary ST, Newman JF. A
Methodology for Monitoring Quality of Nursing Care. Bethesda,
MD: US Department of Health, Education and Welfare, 1974.
11 Ball J, Goldstone L, Collier M. Criteria for care ± the manual of
the North West Nurse Staf®ng Levels System. Newcastle Upon
Tyne Polytechnic: Newcastle Upon Tyne Polytechnic Prod-
ucts Ltd., 1984.
12 Balogh R. Audits of nursing care in Britain: a review and a
critique of approaches to validating them. Int J Nurs Stud
1992; 29: 119±33.
13 Ehrenberg A. MaÈtning av omvaÊrdnadskvalitet. OÈversaÈttning och
bearbetning av Rush Medicus Process Instrument samt redovisning
av pilotfoÈrsoÈk vid infektionskliniken, Falu lasarett (Measuring
nursing care quality. Translation and adaptation of the Rush
Medicus Process Instrument and report from a pilot study). Lokala
vaÊrdutvecklingsgruppen, Mellersta Dalarnas haÈ lso- och
sjukvaÊrd, Rapportserie nr 1. 1986.
14 EngstroÈm B, Athlin E, Sandman PO. Measuring nursing care
quality. Adaptation and testing of the Rush Medicus Process
instrument. Vard Nord Utveckl Forsk (Nursing Science and Re-
search in the Nordic Countries) 1992; 12: 45±9.
15 GoÈ therstroÈm C, Hamrin E, Carstensen J. Testing a modi®ed
Swedish version of the Rush Medicus Nursing Process
Quality Monitoring Instrument in short-term care. Int J Qual
Health Care 1994; 6: 77±83.
16 Ehnfors M, Smedby B. Nursing care as documented in
patient records. Scand J Caring Sci 1993; 7: 209±20.
17 NordstroÈm G, Gardulf A. Nursing documentation in patient
records. Scand J Caring Sci 1996; 10: 27±33.
18 Grif®ths J, Hutchings W. The wider implications of an audit
of care plan documentation. J Clin Nurs 1999; 8: 57±65.
19 SSF, Spri. Quality Indicators in Nursing. OmvaÊrdnad No 1,
Stockholm: Spri publications, 1997.
20 Cheater F. Retrospective document survey: identi®cation,
assessment and management of urinary incontinence in
medical and care of the elderly wards. J Adv Nurs 1993; 18:
1734±46.
21 Aaronson LS, Burman ME. Use of health records in research:
reliability and validity issues. Res Nurs Health 1994; 17: 67±73.
Auditing nursing records 139
ã 2001 Nordic College of Caring Sciences, Scand J Caring Sci
22 Briggs M, Dean KL. A qualitative analysis of the nursing
documentation of post-operative pain management. J Clin
Nurs 1998; 7: 155±63.
23 Reed J. Secondary data in nursing research. J Adv Nurs 1992;
17: 877±83.
24 SOSFS (a). Socialstyrelsens allmaÈnna raÊd i omvaÊrdnad 1993:17
(Advisory instructions on Nursing). Socialstyrelsens foÈ rfatt-
ningssamling, 1993 (in Swedish).
25 Sandman PO. Aspects of Institutional Care of Patients with De-
mentia. UmeaÊ University Medical Dissertations, New series
No 181. UmeaÊ, 1986.
26 Hallberg IL. Vocally Disruptive Behaviour in Severely Demented
Patients in Relation to Institutional Care Provided. UmeaÊ Uni-
versity Medical Dissertations, New series No 261. UmeaÊ,
1990.
27 Kilhgren M. Integrity Promoting Care of Demented Patients.
UmeaÊ University Medical Dissertations, New series No 351.
UmeaÊ, 1992.
28 GrafstroÈm M. The Experience of Burden in the Care of the Elderly
Persons with Dementia. Dissertation. Karolinska Institute,
Stockholm and UmeaÊ University, 1994.
29 MFR. Demenssjukdom: diagnostik, tidig behandling och anhoÈri-
gas insatser (Dementia: diagnosis, early treatment and family
contribution in care). A state of the art document. Medicinska
ForskningsraÊdet, Stockholm, 1995 (in Swedish).
30 Wikblad K. Care and Self-care in Diabetes. A Study in Patients
with Onset of Diabetes before 1975. Uppsala University Medical
Dissertations, No 302. Uppsala, 1991.
31 Schaefer K, Schober MJ. Fatigue associated with congestive
heart failure: use of Levine's Conservation Model. J Adv Nurs
1992; 18: 260±8.
32 Rideout E. Chronic heart failure and quality of life: the
impact of nursing. Can J Cardiovasc Nurs 1992; 3: 4±8.
33 Socialstyrelsen (The Swedish National Board of Health and
Welfare). HjaÈrtsvikt (Congestive heart failure). SoS-rapport
1994: 3, Socialstyrelsen, Stockholm, 1994 (in Swedish).
34 Schoenfeld PS, Baker MD. Documentation in the pediatric
emergency department: a review of resuscitation cases. Ann
Emerg Med 1991; 20: 641±3.
35 Ehnfors M. Effects of introducing a nursing documentation
model on content and comprehensiveness of nursing
recording. In Quality of Care from a Nursing Perspective. Metho-
dological Considerations and Development of a Model for Nursing
Documentation. Dissertation. Uppsala University, Uppsala,
1993.
36 Kiefer VF, Schwartz RJ, Jacons LM. The effect of quality
assurance on ¯ight nurse documentation. Air Med J 1993; 1:
11±14.
37 SoÈderhamn O, Berthold H. Geriatric nursing assessment ±
the use of a standardised assessment instrument in a clinical
setting. Scand J Caring Sci 1993; 7: 141±7.
38 Ehnfors M. Documentation of patient problems and nursing
diagnoses in a sample of Swedish nursing records. Vard Nord
Utveckl Forsk (Nursing Science and Research in the Nordic Coun-
tries) 1994; 14: 14±8.
39 Davies BD, Billings JR, Ryland RK. Evaluation of nursing
process documentation. J Adv Nurs 1994; 19: 960±8.
40 Kalra L, Fowle AJ. An integrated system for multidisciplinary
assessments in stroke rehabilitation. Stroke 1994; 25: 2210±4.
41 Prophet CM. Nurses' orders in manual and computerized
systems. Studies in Health Technology and Informatics 1994; 45:
286±9.
42 Wilks J, Barnes J, Paul K, Wood M, Jones D. Managing
patient records and documenting service delivery: the results
of a `best practice' remote area nursing program. Aust J Rural
Health 1997; 5: 153±7.
43 Anderson MA, Helms LB. Comparison of continuing care
communication. Image J Nurs Sch 1998; 30: 255±60.
44 Beake S, McCourt C, Page L, Vail A. The use of clinical audit
in evaluating maternity services reform: a critical re¯ection.
J Eval Clin Pract 1998; 4: 75±83.
45 Boomsma J, Dassen T, Dingemans C, van den Heuvel
W. Nursing interventions in crisis-oriented and long-
term psychiatric home care. Scand J Caring Sci 1999; 13:
41±8.
46 Ehrenberg A, Ehnfors M. Patient records in nursing homes.
Effects of training on content and comprehensiveness. Scand
J Caring Sci 1999; 13: 72±82.
47 Ehrenberg A, Ehnfors M. Patient problems, needs and nur-
sing diagnoses in Swedish Nursing-home records. Nurs Diagn
J Nurs Lang Classif 1999; 10: 65±76.
48 Hansebo G, Kilhgren M, Ljunggren G. Review of nursing
documentation in nursing home wards ± changes after
intervention for individualized care. J Adv Nurs 1999; 29:
1462±73.
49 Stokke TA, Kalfoss MH. Structure and content in Norwegian
nursing care documentation. Scand J Caring Sci 1999; 13:
18±25.
50 UdeÂn G, Ehnfors M, SjoÈ stroÈm K. Use of initial risk assessment
and recording as the main nursing intervention in identify-
ing risk of falls. J Adv Nurs 1999; 29: 145±52.
51 Brown JK, Radke KJ. Nutritional assessment, intervention
and evaluation of weight loss in patients with non-small cell
lung cancer. Oncol Nurs Forum 1998; 25: 547±53.
52 Hamrin EKF, Lindmark B. The effect of systematic care
planning after acute stroke in general hospital medical
wards. J Adv Nurs 1990; 15: 1146±53.
53 Berglund A-L, Fugl-Meyer KS. Sexual problems in women
with urinary incontinence. A retrospective study of medical
records. Scand J Caring Sci 1991; 5: 13±6.
54 Gustafson Y, BraÈnnstroÈm B, Norberg A, Bucht G, Winblad B.
Underdiagnosis and poor documentation of acute confu-
sional states in elderly hip fracture patients. J Am Geriatr Soc
1991; 39: 760±5.
55 Ulander K, Grahn G, Sundahl G, Jeppsson B. Needs and care
of patients undergoing subtotal pancreatectomy for cancer.
Cancer Nurs 1991; 14: 27±34.
56 Hagelin E. Record keeping and health services mirrored by
data from Swedish child health care records. Scan J Caring Sci
1992; 2: 201±10.
57 OÂ Hare PA, Malone D, Lusk E, McCorkle R. Unmet needs of
black patients with cancer posthospitalization: a descriptive
study. Oncol Nurs Forum 1993; 20: 659±64.
58 Dent T, Shepherd R, London M, Alexander G, Duff C. Edu-
cation and audit can improve the identi®cation of excessive
drinkers among medical inpatients. Health Trends 1995; 27:
92±7.
140 A. Ehrenberg et al.
ã 2001 Nordic College of Caring Sciences, Scand J Caring Sci
59 Winters G, Miller C, Maracich L, Compton K, Haberman MR.
Provisional practice: the nature of psychosocial bone marrow
transplant nursing. Oncol Nurs Forum 1994; 21: 1147±54.
60 Harris JK, Yates B, Crosby WM. A perinatal continuing
education program: its effects on the knowledge and practice
of health professionals. J Obstet Gynecol Neonatal Nurs 1995;
24: 829±35.
61 Hignett CL, Forsyth DR, Connor GD. Improving the docu-
mentation and appropriateness of cardiopulmonary resusci-
tation decisions. J R Soc Med 1995; 88: 136±40.
62 Yost LS. Cancer patients and home care. Cancer Pract 1995; 3:
83±7.
63 Anderson MA, Hanson KS, DeVilder NW, Helms LB. Hospital
readmission during home care: a pilot study. J Community
Health Nurs 1996; 13: 1±12.
64 Chang BL, Rubenstein LV, Keeler EB, Miura LN, Kahn KL.
The validity of a nursing assessment and monitoring of signs
and symptoms scale in ICU and non-ICU patients. Am J Crit
Care 1996; 5: 298±303.
65 Haworth J. Asthma control and morbidity: a comparison of
inhaler devices. Nurs Stand 1996; 11: 31±4.
66 Macrina D, Macrina N, Horvath C, Gallaspy J, Fine PR. An
educational intervention to increase use of the Glascow
Coma Scale by emergency department personnel. Int J
Trauma Nurs 1996; 2: 7±12.
67 Carr ECJ. Evaluating the use of a pain assessment toll and
care-plan: a pilot study. J Adv Nurs 1997; 26: 1073±9.
68 Hale CA, Thomas LH, Bond S, Todd C. The nursing record as
a research tool to identify nursing interventions. J Clin Nurs
1997; 6: 207±14.
69 MacLellan K. A chart audit reviewing the prescription and
administration trends of analgesia and the documentation of
pain, after surgery. J Adv Nurs 1997; 26: 345±50.
70 Bennett SJ, Huster GA, Baker SL, Milgrom LB, Kirchgassner
A, Birt J, et al. Characterization of the precipitants of hos-
pitalization for heart failure decompensation. Am J Crit Care
1998; 7: 168±74.
71 Castro JM, Anderson MA, Hanson KS, Helms LB. Home care
referral after emergency department discharge. J Emerg Nurs
1998; 24: 127±32.
72 Knox E. Wound care. Changing the records. Nurs Times 1998;
94: 67±8.
73 Mercer M, Winter R, Dennis S, Smith C. An audit of treat-
ment withdrawal in one hundred patients on a general ICU.
Nurs Crit Care 1998; 3: 63±6.
74 Meurier CE. The quality of assessment of patients with chest
pain: the development of a questionnaire to audit the nur-
sing assessment record of patients with chest pain. J Adv Nurs
1998; 27: 140±6.
75 Meurier CE, Vincent CA, Parmar DG. Perception of causes of
omissions in the assessment of patients with chest pain. J Adv
Nurs 1998; 28: 1012±9.
76 Shreve WS. Adherence to standards of care and implications
of body temperature measurement in trauma patients.
J Trauma Nurs 1998; 5: 85±91.
77 Binnie A, Perkins J, Hands L. Exercise in nursing therapy for
patients with intermittent claudication. J Clin Nurs 1999; 8:
190±200.
78 Bruckner M, Mangan M, Godin S, Pogach L. Project LEAP
of New Yersey: Lower extremity amputation prevention
in persons with Type 2 diabetes. Am J Manag Care 1999; 5:
609±16.
79 Cassidy C. Panning for gold: Sifting through chart audit
data for patient outcomes. Outcomes Manag Nurs Pract 1999; 3:
38±42.
80 Frank-Hanssen MA, Hanson KS, Anderson MA. Postpartum
home visits: infant outcomes. J Community Health Nurs 1999;
16: 17±28.
81 Harris R, Lane B, Harris H, Williamson P, Dodge J, Modell B,
et al. National con®dential enquiry into counselling for
genetic disorders by non-genetics: general recommendations
and speci®c standards for improving care. Br J Obstet Gynaecol
1999; 106: 658±63.
82 Keatinge D, Cadd AL, Henssen M, OÂ Brien L, Parker D, Rohr
Y, et al. Nurses' use of patient notes to chart bowel care
management for the palliative care patient. Austr J Adv Nurs
1999; 16: 36±41.
83 Hagelin EMH. BarnhaÈlsovaÊrdsjournalen som kunskapskaÈlla (The
child health care record as a data-source). Comprehensive sum-
maries of Uppsala dissertations from the Faculty of Medicine
799. Uppsala, 1998 (in Swedish).
84 Hagelin E, Lagerberg D, Sundelin C. Child health records as a
database for clinical practice, research and community
planning. J Adv Nurs 1991; 16: 15±23.
Auditing nursing records 141
ã 2001 Nordic College of Caring Sciences, Scand J Caring Sci