austin mayor-elect lee leffingwell personal financial statement filed april 2009

29
Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506 PERSONAL FINANCIAL STATEMENT FORM PFS COVE&SHEET S -n m _ >fc_. Filed in accordance with chapter 572 of the Government Code. For filings required in 2009, covering calendar year ending December 31 , 2008. Use FORM PFS--INSTRUCTION GUIDE when completing this form. 1 NAME 2 ADDRESS 3 TELEPHONE NUMBER 4 REASON FOR FILING STATEMENT TITLE; FIRST; Ml Lee NICKNAME; LAST; SUFFIX L.e£A>^ojeJl ADDRESS / PO BOX; APT 1 SUITE ft; CITY; STATE; ZIP CODE 3d 2. tfJ- 2./JL *=>+r(-^-f frin<r-b>i, TV 7«-*0/ \ | (CHECK IF FILER'S HOME ADDRESS) AREA CODE PHONE NUMBER: EXTENSION (5/Z) 97</~£2-£<!7 TOTAL NUMBER OF PAGES FILEJi_ tn CZ 36 j|3«j ACCOUNT* ,^-j ^ 2: CO O OFFICE USE ONLVq T< Date Received ^H (-3 co f m ~ ~a ('^, ^> f.r. ^ Receipt # HD / PM Amount Date Processed Date Imaged OlnANDlDATF A7 A«C/ (!~f^ i~* /\tCf^T7 Si (INDICATE OFFICE) / fj\ ' r /I ~~~^ ranFfm=noFFir.FR nM^J^l ^ty QjLLfLLcl Pl^t^f (INDICATE OFFICE) 7 O APPOINTFP OFFIi~.FR IINDICATE AGENCY) D FXFr.lmVF HFAD (INDICATE AGENCY) D FORMER OR RETIRED JUDGE SITTING BY ASSIGNMENT I~H STATE PARTY ^HAIR <iNnir.ATF PARTY) 1 1 OTHFR (INDICATE POSITION) Family members whose financial activity you are reporting (filer must report information about the financial activity of the filer's spouse or dependent children if the filer had actual control over that activity): RP ni , SE ^Tt^ tie- Ry ^r^ DFPFNnFNT PHII D 1 2 3. In Parts 1 through 18, you will disclose your financial activity during the preceding calendar year. In Parts 1 through 14, you are required to disclose not only your own financial activity, but also that of your spouse or a dependent child if you had actual control over that person's financial activity. COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Revised 12/01/2008

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Austin, Texas Mayor (Elect) Lee Leffingwell's Personal Financial Statement, filed April 2009, indicating his real property and investments, family, work, and other financial relationships. Posted by Texas Watchdog. Online at www.texaswatchdog.org.

TRANSCRIPT

Page 1: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

PERSONAL FINANCIAL STATEMENT FORM PFSCOVE&SHEET

S -nm _ >fc_.

Filed in accordance with chapter 572 of the Government Code.

For filings required in 2009, covering calendar year ending December 31 , 2008.

Use FORM PFS--INSTRUCTION GUIDE when completing this form.

1 NAME

2 ADDRESS

3 TELEPHONE

NUMBER

4 REASON

FOR FILING

STATEMENT

TITLE; FIRST; Ml

LeeNICKNAME; LAST; SUFFIX

L.e£A>^ojeJlADDRESS / PO BOX; APT 1 SUITE ft; CITY; STATE; ZIP CODE

3d 2. tfJ- 2./JL *=>+r(-^-f

frin<r-b>i, TV 7«-*0/\ | (CHECK IF FILER'S HOME ADDRESS)

AREA CODE PHONE NUMBER: EXTENSION

(5/Z) 97< /~£2-£< !7

TOTAL NUMBER OF PAGES FILEJi_ tn CZ

36 j|3«jACCOUNT* ,^-j ^ 2:

CO O

OFFICE USE ONLVq T<

Date Received ^H (-3

co — f m~ ~a

('^, i± ^>f.r. ^

Receipt #

HD / PM Amount

Date Processed

Date Imaged

OlnANDlDATF A7 A«C/ (!~f^ i~* /\tCf^T7 Si (INDICATE OFFICE)/ fj\ ' r /I ~~~^

ranFfm=noFFir.FR nM^J^l ^ty QjLLfLLcl Pl^t^f (INDICATE OFFICE)7

O APPOINTFP OFFIi~.FR IINDICATE AGENCY)

D FXFr.lmVF HFAD (INDICATE AGENCY)

D FORMER OR RETIRED JUDGE SITTING BY ASSIGNMENT

I~H STATE PARTY ^HAIR <iNnir.ATF PARTY)

1 1 OTHFR (INDICATE POSITION)

Family members whose financial activity you are reporting (filer must report information about the financial activity of the filer's spouse ordependent children if the filer had actual control over that activity):

RPni ,SE ^Tt^ tie- Ry r^

DFPFNnFNT PHII D 1

2

3.

In Parts 1 through 18, you will disclose your financial activity during the preceding calendar year. In Parts 1 through 14, you arerequired to disclose not only your own financial activity, but also that of your spouse or a dependent child if you had actual controlover that person's financial activity.

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

Revised 12/01/2008

Page 2: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

SOURCES OF OCCUPATIONAL INCOME PART 1 A

fj NOTAPPLICABLE

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 INFORMATION RELATES TO

2 EMPLOYMENT

0* EMPLOYED BY ANOTHER

D SELF-EMPLOYED

INFORMATION RELATES TO

EMPLOYMENT

UNEMPLOYED BY ANOTHER

D SELF-EMPLOYED

INFORMATION RELATES TO

EMPLOYMENT

D EMPLOYED BY ANOTHER

D SELF-EMPLOYED

[TJRLEP fj SPOUSE O nFPFNriFMT r.Hii n

NAME AND ADDRESS OF EMPLOYER / POSITION HELDfj (Check If Filer's Home Address)

/^//ty 0 ~f /\M-'3 T1 1

301 !*/• 2^4 ${-

1 c-/Vy dffuA^tcf. /fttt/tttffy*'NATURE OF OCCUPATION

Q FII FR [fj'spnusE G nFPFNDFNTr.Hii n

NAME AND ADDRESS OF EMPLOYER / POSITION HELD

fj (Check If Filer's Home Address)

^~> e^-f~C>s\ rdofifa uJf.sf rrt>^ pf fa^f

/tt/3 RzstA-rcJL Bfa^./\tt&fos), 7~¥~- *7f "7^7

/<-£& jitJ^rt-d A^C/gC.NATURE OF OCCUPATION

D FILER D SPOUSE D DEPENDENT CHILD

NAME AND ADDRESS OF EMPLOYER ,' POSITION HELDQ (Check If Filer's Home Address)

NATURE OF OCCUPATION

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

Revised 12/01/2008

Page 3: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

RETAINERS PART 1 B

NOTAPPLICABLE

This section concerns fees received as a retainer by you, your spouse, or a dependent child (or by a business in which you,your spouse, or a dependent child have a "substantial interest") for a claim on future services in case of need, rather than forservices on a matter specified at the time of contracting for or receiving the fee. Report information here only if the value ofthe work actually performed during the calendar year did not equal or exceed the value of the retainer. For more information,see FORM PFS-INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

FEE RECEIVED FROMNAME AND ADDRESS

FEE RECEIVED BYNAME OF BUSINESS

D FILEROR FILER'S BUSINESS

LJ SPOUSEOR SPOUSE'S BUSINESS

D DEPENDENT CHILDOR CHILD'S BUSINESS

FEE AMOUNT D LESS THAN $5,000 D $5,000-$9,999 D $10,000--$24,999 Q S25.000--OR MORE

FEE RECEIVED FROMNAME AND ADDRESS

FEE RECEIVED BYNAME OF BUSINESS

D FILEROR FILER'S BUSINESS

D SPOUSEOR SPOUSE'S BUSINESS

D DEPENDENT CHILD_OR CHILD'S BUSINESS

FEE AMOUNT D LESS THAN $5,000 D S5,000--S9,999 D S10,000--$24,999 Q $25,000--OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

Revised 12/01/2008

Page 4: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800

STOCK

Q NOTAPPLICABLE

1-800-325-8506

PART 2

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar yearand indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate thecategory of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS--

INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 BUSINESS ENTITY

2 STOCK HELD OR ACQUIRED BY

3 NUMBER OF SHARES

4 IF SOLD D NET GAIN

HI NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD 2} NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

0. NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD ^ NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD & NET GAIN

D NET LOSS

NAME

_^ T~£~vJ firfS-.f IA~) P V" £0 •B FILER

D LESS THAN 100

D 5,000 TO 9,999

0. LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 23 500 TO 999 D

D 10,000 OR MORE

D $5,000-$9999 D $10,000-$24,999 D

1,000 TO 4,999

$25,000-OR MORE

/J NAME

fi N t~f & t<i •$ C^ fc. /^ tt&CJi

0 FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

f?f &<S 5ffl FILER

D LESS THAN 100

D 5,000 TO 9,999

£3 LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

01 00 TO 499 D 500 TO 999 D

D 10, 000 OR MORE

13 $5,000-$9,999 D $10,000-$24,999 D

V- -Sm*D SPOUSE

NAME

rr^/t/D DEPENDENT CHILD

0 -1 00 TO 499 D 500 TO 999 D

D 10,000 OR MORE

D $5,000--$9,999 D $10,000--$24,999 D

1,000 TO 4,999

$25,000-OR MORE

1,000 TO 4,999

$25,000-OR MORE

<- NAME

$ J&0PfD gj £>&£; -T^/iA/

2? FILER

f?5 LESS THAN 100

D 5,000 TO 9,999

J& LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 D 500 TO 999 D

D 10,000 OR MORE

D $5,000--$9,999 D $10,000-$24,999 Q

1,000 TO 4,999

$25,000-OR MORE

^5 _ NAME

(_^ o C-Q C^o £— AGJ FILER

D LESS THAN 100

C3 5,000 TO 9,999

29 LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

&l 100 TO 499 D 500 TO 999 D

CU 10,000 OK MOKt

D S5,000--$9,999 D $10,000-$24,999 D

1,000 TO 4,999

$25,000-OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

Revised 12,01/2008

Page 5: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

STOCK

rj NOT APPLICABLE

PART 2

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar yearand indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate thecategory of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 BUSINESS ENTITY

2 STOCK HELD OR ACQUIRED BY

3 NUMBER OF SHARES

4 IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

NAME

s~/r& &-ACT& "7" jr<£./y 0 t~&& y\3 FILER

D LESS THAN 100

\&t j JtKl.-iEt Jrlnnr

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 D 500 TO 999 Sf

D 10,000 OR MORE

D $5,000-$9,999 D $10,000-$24,999 Q

1 ,000 TO 4,999

$25,000-OR MORE

NAME

/} SY1 gZ&t C4"J £- A: S&£ ^z>

Of FILER

D LESS THAN 100

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 3 500 TO 999 D

D $5,000-$9,999 D $10,000--$24,999 D

———— .

1,000 TO 4,999

$25.000-OR MORE

f\ NAME

r3&flL.ltr0 ft) A "fiC£,j A L-^S

0 FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 (3 500 TO 999 J3

D 10,000 OR MORE

D $5,000-$9,999 D $10,000-$24,999 Q

1 ,000 TO 4,999

$25,000-OR MORE

NAME

n/£32/ P£^/^£>A/

Sj FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 Ef 500 TO 999 CI

D 10,000 OR MORE

D $5,000-$9,999 D $10,000-124,999 D

1 ,000 TO 4,999

$25,000-OR MORE

^ NAME

& £o i>Af/+ of- £?<*ry 0 A-> J>G^ FILER

D LESS THAN 100

L~H 3,OOO TO 9,999

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD _

31 100 TO 499 D 500 TO 999 Jc

CH 10,000 OK WIOKt

D $5,000-J$9,999 D $10.000-$24,999 C

"1,000 TO 4,999

$25,000~OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

Revised '2/01/2008

Page 6: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

4Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512) 463-5800 1 -800-325-8506

STOCK

Q NOT APPLICABLE

PART 2

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar yearand indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate thecategory of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 BUSINESS ENTITY

2 STOCK HELD OR ACQUIRED BY

3 NUMBER OF SHARES

4 IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

P S.L.L

^ FILER

D LESS THAN 100

D 5,000 TO 9.999

D LESS THAN $5,000

Duvs^ip5 FILER

CH LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

NAME

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 D 500 TO 999 [§[

D 10,000 OR MORE

D $5,000-$9,999 D $10.000-$24,999 D

NAME

ItJAur Co beL-D SPOUSE n DEPENDENT CHILD

D 100 TO 499 tSj 500 TO 999 D

D 10,000 OR MORE

D $5,000-$9,999 D $10,000-$24,999 D

1 ,000 TO 4,999

$25,000-OR MORE

1 ,000 TO 4,999

$25,000-OR MORE

NAME

D/y/a: &e.$tJP$ FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

; 5=S

£>tf /^<?/V7

8) FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

O SPOUSE D DEPENDENT CHILD

D 100 TO 499 D 500 TO 999 0"

D 10,000 OR MORE

D $5,000-$9,999 D $10,000-$24,999 D

NAME

£• / £>£" /*/£»? <PC/«£S

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 EJ 500 TO 999 C

D 10,000 OR MORE

D $5,000-$9,999 D $10,000--$24,999 fj

1,000 TO 4,999

$25,000-OR MORE

i^msmm

1,000 TO 4,999

$25,000-OR MORE

NAME

C-MQtOtJ £L£LT4.ICH FILER

D LESS THAN 100

| I 6,OOO TO O.OOO

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

0 100 TO 499 D 500 TO 999 G

CH 10,000 on MORC

D S5,000-$9,999 D $10,000-$24,999 D

1,000 TO 4,999

$25,000-OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

Revised 12/01/2008

Page 7: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

3Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-85061

STOCK

Q NOTAPPLICABLE

PART 2

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar yearand indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate thecategory of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS—INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 BUSINESS ENTITY

2 STOCK HELD OR ACQUIRED BY

3 NUMBER OF SHARES

4 IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

CO 1S FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

NAME

Zo^fD SPOUSE D DEPENDENT CHILD

D 100 TO 499 D 500 TO 999 0

D 10,000 OR MORE

D $5,000-$9,999 D $10,000-$24,999 D

1,000 TO 4,999

$25,000-OR MORE

NAME

j>3" FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

5<r 1 00 TO 499 D 500 TO 999 Q

D 10,000 OR MORE

D $5,000--$9,999 D $10,000-$24,999 D

1,000 TO 4,999

$25,000-OR MORE

- NAME

^t> £ A C&4L.j4

[ FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 fl 500 TO 999 Q

D 10,000 OR MORE

D $5,000--$9,999 D $10,000-$24,999 D

1,000 TO 4,999

$25,000~OR MORE

^ NAME

,C. OL& 4'rg' f*AL/non^i5~*E3 FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

Cym££.SfFILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 E 500 TO 999 D

D 10,000 OR MORE

D $5,000-$9,999 D $10,000-$24,999 D

NAME

D SPOUSE D DEPENDENT CHILD

J2$ 100 TO 499 D 500 TO 999 D

D 10,000 OR MORE

D S5,000-$9,999 D $10,000-324,999 D

1,000 TO 4,999

$25,000-OR MORE

1,000 TO 4,999

$25,000-OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARYRevised 12/01/2008

Page 8: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

STOCK

Q NOT APPLICABLE

PART 2

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar yearand indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate thecategory of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 BUSINESS ENTITY

2 STOCK HELD OR ACQUIRED BY

3 NUMBER OF SHARES

4 IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

U NET LOSS

. . NAME

A/ £"<-/" «t/£/V V- rw/J&Sf FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

3 100 TO 499 D 500 TO 999 D

D 10,000 OR MORE

D $5,000-$9,999 D $10,000--$24,999 D

1,000 TO 4,999

$25,000-OR MORE

: — T.

. / __- NAME

Ht*TCl41M<S»flJ Ig't-ti

H^ FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 D 500 TO 999 0"

D 10,000 OR MORE

D $5,000-$9,999 D $10,000-$24,999 D

1,000 TO 4,999

S25.000-OR MORE

• ' — — — ••—

_— NAME

lLU*J0t$ I POL. LUIC.S

0 FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

El 100 TO 499 D 500 TO 999 D

D 10,000 OR MORE

D $5,000-$9,999 D $10,000-$24,999 Q

1,000 TO 4,999

$25,000-OR MORE

NAME

/ rt ATIO*)

Q FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 D 500 TO 999 ST 1 ,000 TO 4.999

D 10,000 OR MORE

D $5,000-$9,999 D $10,000--$24,999 C $25,000-OR MORE

NAME

jfi/r£i-Ef FILER

D LESS THAN 100

D 5,000 TO 9,099

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 D 500 TO 999 ^

D 10,000 OR MORE

D $5,000-$9,999 D $10,000-$24,999 C

1 ,000 TO 4,999

$25,000-OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

Revised 12/01/2008

Page 9: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

STOCK PART 2

L] NOT APPLICABLE

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar yearand indicate the category of the number of shares held or acquired. If some or ail of the stock was sold, also indicate thecategory of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 BUSINESS ENTITY

2 STOCK HELD OR ACQUIRED BY

3 NUMBER OF SHARES

4 IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

s- NAME

[ FILER D SPOUSE D DEPENDENT CHILD

D LESS THAN 100 D 100 TO 499 D 500 TO 999 SJ 1,000 TO 4,999

D 5,000 TO 9,999 D 10,000 OR MORE

D LESS THAN $5,000 D $5,000-$9,999 D $10,000-$24,999 D $25,000-OR MORE

«. I — T<jr6§ ~T"T" (~^' r Lsify~J~~T

P Fll ER n SPOUSE D DFPFNDFNTCHII D

D LESS THAN 100 D 100 TO 499 D 500 TO 999 §Tl ,000 TO 4,999

D 5,000 TO 9,999 D 10,000 OR MORE

D LESS THAN $5,000 D $5,000-$9,999 D $10,000-$24,999 D $25,000-OR MORE

NAME

M£>£, i~k>L*£ / & <? jr5J FILER D SPOUSE D DEPENDENT CHILD

D LESS THAN 100 Bl 100 TO 499 D 500 TO 999 Q 1 ,000 TO 4,999

CH 5,000 TO 9,999 D 10,000 OR MORE

D LESS THAN $5,000 D $5,000-$9,999 D $10,000-$24,999 D $25,000--OR MORE

*v) NAME

[vfFIIFR PI SPOUSE n DEPENDENT CHII D

D LESS THAN 100 D 100 TO 499 0 500 TO 999 f3S3JDU-TO"3-999

D 5,000 TO 9,999 D 10,000 OR MORE

D LESS THAN $5,000 D $5,000-$9,999 D $10.000-424,999 D $25,000--OR MORE

NAME

5J FILER D SPOUSE D DEPENDENT CHILD

D LESS THAN 100 D 100 TO 499 D 500 TO 999 g! 1 ,000 TO 4,999

D 5,000 TO 9,999 D 10,000 OR MORE

D LESS THAN $5,000 D $5,000-$9,999 D $10,000-$24,999 D $25,000-OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARYRevised 12/01/2008

Page 10: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

STOCK

PJ NOTAPPLICABLE

PART 2

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar yearand indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate thecategory of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 BUSINESS ENTITY

2 STOCK HELD OR ACQUIRED BY

3 NUMBER OF SHARES

4 IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

/y\ i £,£*>$0 FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

NAME

eF-T

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 D 500 TO 999 St

D 10,000 OR MORE

D $5,000~$9,999 D $10,000-$24,999 D

1,000 TO 4,999

525,000-OR MORE

NAME

W\gu>£L^ R.Lt<3e&e.wA< &P FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

-•

tJe^vP&e.-5I FILER

D LESS THAN 100

D 5.000 TO 9,999

D LESS THAN $5,000

A/is>j*> C

$ FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 0500 TO 999 D

D 10,000 OR MORE

D $5,000-$9,999 D $10,000-$24,999 D

NAME

rD SPOUSE D DEPENDENT CHILD

D 100 TO 499 D 500 TO 999 &f

D 10,000 OR MORE

D $5,000-59,999 D $10,000-$24,999 D

-^jNAME

-S/i/"

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 D 500 TO 999 g

D 10,000 OR MORE

D $5,000-$9,999 D $10,000-$24,999 C

1,000 TO 4,999

$25,000-OR MORE

'l, 000 TO 4,999

$25,000-OR MORE

^ • •i— .— ..-

1 ,000 TO 4,999

$25,000-OR MORE

£>Ff?«^t. Pt&o-r

Q3 FILER

D LESS THAN 100

O S.OOO TO O.OOO

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 D 500 TO 999 5

l~l 10,000 on MORE

D S5,000-$9,999 D $10,000-524,999 []

'1,000 TO 4,999

S25.000-OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARYRevised 12/01/2008

Page 11: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

STOCK

Q] NOTAPPLICABLE

PART 2

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar yearand indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate thecategory of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 BUSINESS ENTITY

2 STOCK HELD OR ACQUIRED BY

3 NUMBER OF SHARES

4 IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

NAME

0 FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

5f 100 TO 499 D 500 TO 999 D

D 10,000 OR MORE

D $5,000-$9,999 D $10,000-$24,999 Q

1,000 TO 4,999

$25,000-OR MORE

f. NAME

Is i£3-*l'iA At If. t-JMg-s

^ FILER

Sf LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 D 500 TO 999 D

D 10,000 OR MORE

D $5,000-$9,999 D $10,000--$24,999 D

1,000 TO 4,999

$25,000-OR MORE

1 ^ NAME

jr; y/yli£?xT^ L. ^4 f t j% jf iJf\ it* • fy i*e ** *"* T v_ \jj-ff /C^fCL

$ FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

0 100 TO 499 D 500 TO 999 D

D 10,000 OR MORE

D $5,000-$9,999 D $10,000--$24,999 D

1,000 TO 4,999

$25,000~OR MORE

NAME

/ 4-L*6oTS

D FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

0SPOUSE D DEPENDENT CHILD _

Kl 100 TO 499 D 500 TO 999 [j

D 10,000 OR MORE

D $5,000--$9,999 D $10,000-$24,999 D

1,000 TO 4,999

$25,000-OR MORE

f / NAMEiAAjl~T&4 H £ML.'fH&lJ>tS}0

D FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

[3"SPOUSE D DEPENDENT CHILD

0 100 TO 499 D 500 TO 999 D

D 10,000 OR MORE

D S5,000--$9,999 D $10,000-$24,999 Q

1,000 TO 4,999

$25,000~CR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARYRevised 12/01/2008

Page 12: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

STOCK

Q NOT APPLICABLE

PART 2

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar yearand indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate thecategory of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 BUSINESS ENTITY

2 STOCK HELD OR ACQUIRED BY

3 NUMBER OF SHARES

4 IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

l/&>C.-fi»li. *l &*)'rn&L&

IE FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 D 500 TO 999 ^

D 10,000 OR MORE

D $5,000-$9,999 D $10,000-$24,999 G

1,000 TO 4,999

$25,000-OR MORE

NAME

^?FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 D 500 TO 999 00"

D 10,000 OR MORE

D $5,000--$9,999 G $10,000-$24,999 G

1 ,000 TO 4,999

$25,000-OR MORE

_ . - NAME

£3 FILER

D LESS THAN 100

EH 5,000 TO 9,999

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 D 500 TO 999 0

D 10,000 OR MORE

D $5,000-$9,999 D $10,000-$24,999 D

1,000 TO 4,999

$25,000-OR MORE

— — —NAME

0 FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 SI 500 TO 999 D

D 10, 000 OR MORE

D $5,000-$9,999 D $10,000--$24,999 Q

1 ,000 TO 4,999

$25,000-OR MORE

NAME

L4AJ t ~T£y '&&.£.£'£. ^i>ftZ {/i c£

^ FILER

D LESS THAN 100

I I S.OOO TO O.OOO

D LESS THAN 35,000

D SPOUSE D DEPENDENT CHILD

5J 1 00 TO 499 D 500 TO 999 G

PI -10,000 OR MORE

D $5,000--$9,999 D $10,000-$24,999 G

1,000 TO 4,999

S25.000--OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

Revised 12/01/2008

Page 13: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

STOCK

fj NOT APPLICABLE

PART 2

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar yearand indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate thecategory of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 BUSINESS ENTITY

2 STOCK HELD OR ACQUIRED BY

3 NUMBER OF SHARES

4 IF SOLD 0-NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

& NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD 0- NET GAIN

D NET LOSS-• — •• -

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD El NET GAIN

D NET LOSS

NAME

£i~<-/ /Uvi-s T^OL. oJfc£

S FILER

D LESS THAN 100

D 5,000 TO 9,999

S LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

0- 1 00 TO 499 D 500 TO 999 D

D 10,000 OR MORE

D $5,000--$9,999 D $10,000-$24,999 D

1,000 TO 4.999

$25,000-OR MORE

^_ NAME

OP^/c^ 'bsrpor[3 FILER

D LESS THAN 100

D 5,000 TO 9,999

£3 LESS THAN $5,000

(L&t^Ti2~A

G?5 FILER

D LESS THAN 100

D 5,000 TO 9,999

$ LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

0" 100 TO 499 D 500 TO 999 Q

D 10,000 OR MORE

D $5,000-$9,999 D $10,000-$24,999 D

.... - . , . _. •• —

j NAME ^

t- -rudb n OU/AD/D SPOUSE D DEPENDENT CHILD

J9 100 TO 499 D 500 TO 999 D

D 10,000 OR MORE

D $5,000-$9,999 D $10,000-$24,999 D

1 ,000 TO 4,999

$25,000-OR MORE

^

1 ,000 TO 4,999

$25,000-OR MORE

^^*^ — — ' Ug ^™L" " ^ • ^^^ •i ^^^^^^^^^^M^^ i

NAME

D FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 D 500 TO 999 [j

D 10,000 OR MORE

D $5,000-$9,999 D $10,000-524,999 D

1 ,000 TO 4,999

$25,000»OR MORE

NAME

D FILER

D LESS THAN 100

1 1 S.OOO TO O.OOO

D LESS THAN $5,000

n SPOUSE D DEPENDENT CHILD

D 100 TO 499 D 500 TO 999 [j

C3 10,000 on MOHC

C] $5,000-$9,999 L~H $10,000-324,999 Q

1,000 TO 4,999

$25,000-OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

Revised 12/01/2008

Page 14: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

STOCK

Q NOTAPPLICABLE

PART 2

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar yearand indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate thecategory of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 BUSINESS ENTITY

2 STOCK HELD OR ACQUIRED BY

3 NUMBER OF SHARES

4 IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

n NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES

IF SOLD D NET GAIN

D NET LOSS

. NAME

&THAM A-<-L&>3tj FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

D 100 TO 499 B 500 TO 999 D

D 10, 000 OR MORE

D $5,000-$9,999 D $10,000-$24,999 D

1 ,000 TO 4,999

$25,000-OR MORE

NAME

r E~& &X

0" FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

S 1 00 TO 499 D 500 TO 999 D

D 10,000 OR MORE

D $5.000-$9,999 D $10,000--$24,999 D

1,000 TO 4,999

$25,000-OR MORE

/* NAME

£y$A/AJ£'f CO,

$ FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

n SPOUSE D DEPENDENT CHILD

D 100 TO 499 D 500 TO 999 §J

D 10,000 OR MORE

D $5,000-$9,999 D $10,000-$24,999 D

1,000 TO 4,999

$25,000-OR MORE

X NAME

03 FILER

D LESS THAN 100

D 5,000 TO 9,999

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

[H 100 TO 499 D 500 TO 999 SI

D 10,000 OR MORE

D $5,000-59,999 D $10,000-$24,999 D

1,000 TO 4,999

$25,000-OR MORE

j, NAME

jgl FILER

D LESS THAN 100

1 1 5,000 TO 0,000

D LESS THAN $5,000

D SPOUSE D DEPENDENT CHILD

0100 TO 499 D 500 TO 999 D

l~~l 10,000 on MOnc

D $5,000--$9,999 D $10,000-824,999 D

1,000 TO 4,999

$25,000-OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARYRevised 12/01/2008

Page 15: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

BONDS, NOTES & OTHER COMMERCIAL PAPER PART 3

NOTAPPLICABLE

List all bonds, notes, and other commercial paper held or acquired by you, your spouse, or a dependent child during thecalendar year. If sold, indicate the category of the amount of the net gain or loss realized from the sale. For moreinformation, see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

DESCRIPTIONOF INSTRUMENT

HELD OR ACQUIRED BY25 FILER D SPOUSE D DEPENDENT CHILD

IF SOLD

D NET GAIN

D NET LOSS

D LESS THAN $5,000 D $5,000-$9,999 D $10,000-324,999 D $25,000-OR MORE

DESCRIPTIONOF INSTRUMENT

HELD OR ACQUIRED BYFILER D SPOUSE D DEPENDENT CHILD

IF SOLD

D NET GAIN

D NET LOSS

D LESS THAN $5,000 D $5,000»$9.999 Q $10,000--$24,999 D $25,000-OR MORE

DESCRIPTIONOF INSTRUMENT

HELD OR ACQUIRED BYFILER D SPOUSE D DEPENDENT CHILD

IF SOLD

D NET GAIN

D NET LOSS

D LESS THAN 55,000 D $5,000-59,999 Q $10,000-524,999 D 525,000-OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

Revised 12/01/2008

Page 16: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

MUTUAL FUNDS

W NOT APPLICABLE

PART 4

List each mutual fund and the number of shares in that mutual fund that you, your spouse, or a dependent child held oracquired during the calendar year and indicate the category of the number of shares of mutual funds held or acquired. Ifsome or all of the shares of a mutual fund were sold, also indicate the category of the amount of the net gain or loss realizedfrom the sale. For more information, see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 MUTUAL FUND

2 SHARES OF MUTUAL FUNDHELD OR ACQUIRED BY

3 NUMBER OF SHARESOF MUTUAL FUND

4 IF SOLD D NET GAIN

D NET LOSS

MUTUAL FUND

SHARES OF MUTUAL FUNDHELD OR ACQUIRED BY

NUMBER OF SHARESOF MUTUAL FUND

IF SOLD [J NET GAIN

D NET LOSS

MUTUAL FUND

SHARES OF MUTUAL FUNDHELD OR ACQUIRED BY

NUMBER OF SHARESOF MUTUAL FUND

IF SOLD D NET GAIN

D NET LOSS

NAME

O FILER D SPOUSE D DEPENDENT CHILD

D LESS THAN 100 D 100 TO 499 D 500 TO 999 D

D 5,000 TO 9,999 D 10,000 OR MORE

D LESS THAN $5,000 D $5,000--$9,999 D $10,000-$24,999 Q

1,000 TO 4,999

$25,000-OR MORE

NAME

D FILER D SPOUSE D DEPENDENT CHILD

D LESS THAN 100 D 100 TO 499 D 500 TO 999 fj

D 5,000 TO 9,999 D 10,000 OR MORE

D LESS THAN $5,000 D $5,000-$9,999 fj $10,000-824,999 fj

1,000 TO 4,999

$25,000-OR MORE

NAME

D FILER D SPOUSE D DEPENDENT CHILD

D LESS THAN 100 D 100 TO 499 D 500 TO 999 fj

D 5,000 TO 9,999 D 10,000 OR MORE

fj LESS THAN $5,000 Q $5,000-$9,999 Q $10,000-$24,999 fj

1,000 TO 4,999

$25,000-OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

Reuised 12/0112008

Page 17: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325^8506

EXPENSES ACCEPTED UNDER HONORARIUM EXCEPTION PART 13

NOTAPPUCABLE

Identify any person who provided you with necessary transportation, meals, or lodging, as permitted under section 36.07(b)of the Penal Code, in connection with a conference or similar event in which you rendered services, such as addressing anaudience or participating in a seminar, that were more than perfunctory. Also provide the amount of the expenditures ontransportation, meals, or lodging. You are not required to include items you have already reported as political contributionson a campaign finance report, or expenditures required to be reported by a lobbyist under the lobby law (chapter 305 of theGovernment Code). For more information, see FORM PFS-INSTRUCTION GUIDE.

PROVIDERNAME AND ADDRESS

AMOUNT

PROVIDERNAME AND ADDRESS

AMOUNT

NAME AND ADDRESS

PROVIDER

AMOUNT

NAME AND ADDRESS

PROVIDER

AMOUNT

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

Revised 12/01/2008

Page 18: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

INCOME FROM INTEREST, DIVIDENDS, ROYALTIES & RENTS PART 5

NOTAPPLiCABLE

List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived frominterest, dividends, royalties, and rents during the calendar year and indicate the category of the amount of the income. Formore information, see FORM PFS-INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

SOURCE OF INCOMENAME AND ADDRESS

(Lre.<uy-

RECEIVED BY

FILER D SPOUSE D DEPENDENT CHILD

AMOUNT D $500--$4,999 jST$5,000~$9,999 D $10,000-324,999 D $25,000~OR MORE

SOURCE OF INCOMENAME AND ADDRESS

RECEIVED BY

D FILER .SPOUSE D DEPENDENT CHILD

AMOUNT . $500--$4,999 D $5,000-$9,999 Q $10,000-$24,999 D S25.000-OR MORE

SOURCE OF INCOMENAME AND ADDRESS

RECEIVED BYFILER D SPOUSE DEPENDENT CHILD

AMOUNT $500-34,999 D $5,000-39,999 D $10,000-324,999 D 325,000-OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

Revised 12/C 1/2008

Page 19: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

INTERESTS IN REAL PROPERTY PART 7A

NOTAPPLICABLE

Describe all beneficial interests in real property held or acquired by you, your spouse, or a dependent child during thecalendar year. If the interest was sold, also indicate the category of the amount of the net gain or loss realized from the sale.For an explanation of "beneficial interest" and other specific directions for completing this section, see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

HELD OR ACQUIRED BY FILER D SPOUSE D DEPENDENT CHILD

2 STREETADDRESSQ NOT AVAILABLE

fj CHECK IF FILER'S HOME ADDRESS

STREET ADDRESS, INCLUDING CITY, COUNTY, AND STATE

Pr.

3 DESCRIPTION

0 LOTS

G ACRES

NUMBER OF LOTS OR ACRES AND NAME OF COUNTY WHERE LOCATED

NAMES OF PERSONSRETAINING AN INTEREST

G NOTAPPLICABLE(SEVERED MINERAL INTEREST)

IF SOLDG NET GAIN

G NET LOSS

D LESS THAN $5,000 D S5,000--$9,999 Q $10,000-$24,999 G $25,000»OR MORE

HELD OR ACQUIRED BY D FILER SPOUSE D DEPENDENT CHILD

STREETADDRESSGl NOT AVAILABLE

CHECK IF FILER'S HOME ADDRESS

STREET ADDRESS, INCLUDING CITY, COUNTY, AND STATE

439

DESCRIPTIONNUMBER OF LOTS OR ACRES AND NAME OF COUNTY WHERE LOCATED

G ACRES

NAMES OF PERSONSRETAINING AN INTEREST

G NOTAPPLICABLE(SEVERED MINERAL INTEREST)

IF SOLD

G NET GAIN

G NET LOSS

Q LESS THAN $5,000 D $5,000-$9,999 Q $10,000-$24,999 Q $25,000-OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

Revised 12/01/2008

Page 20: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

GIFTS PART 8

NOT APPLICABLE

Identify any person or organization that has given a gift worth more than $250 to you, your spouse, or a dependent child, anddescribe the gift. The description of a gift of cash or a cash equivalent, such as a negotiable instrument or gift certificate, mustinclude a statement of the value of the gift. Do not include: 1) expenditures required to be reported by a person required to beregistered as a lobbyist under chapter 305 of the Government Code; 2) political contributions reported as required by law; or3) gifts given by a person related to the recipient within the second degree by consanguinity or affinity. For more information,see FORM PFS-INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

DONORNAME AND ADDRESS

RECIPIENT D FILER D SPOUSE D DEPENDENT CHILD

DESCRIPTION OF GIFT

DONORNAME AND ADDRESS

RECIPIENT D FILER D SPOUSE D DEPENDENT CHILD

DESCRIPTION OF GIFT

DONORNAME AND ADDRESS

RECIPIENT D FILER D SPOUSE D DEPENDENT CHILD

DESCRIPTION OF GIFT

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

Revised '2'01;2008

Page 21: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

BLIND TRUSTS PARTIOA

25 NOT APPLICABLE

Identify each blind trust that complies with section 572.023(c) of the Government Code. See FORM PFS--INSTRUCTIONGUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 NAME OF TRUST

2 TRUSTEE

3 BENEFICIARY

4 FAIR MARKET VALUE

' DATE CREATED

NAME OF TRUST

TRUSTEE

BENEFICIARY

FAIR MARKET VALUE

DATE CREATED

NAME OF TRUST

TRUSTEE

BENEFICIARY

FAIR MARKET VALUE

DATE CREATED

NAME AND ADDRESS

fj FILER O RPOUSF D DFPFNiDFNT CHILD

D LESS THAN $5,000 D $5,000-$9,999 D $10,000--$24,999 D $25,000-OR MORE

NAME AND ADDRESS

D FILER D SPOUSE D DEPENDENT CHILD

D LESS THAN $5,000 D $5,000-$9,999 D $10.000--$24,999 D $25,000-OR MORE

NAME AND ADDRESS

D FILER D SPOUSE D DEPENDENT CHILD

D LESS THAN 55,000 D $5,000-$9,999 D $10,000--$24,999 D $25,000-OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARYRevised 12/01-'2Q08

Page 22: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

ASSETS OF BUSINESS ASSOCIATIONS PART 11A

NOT APPLICABLE

Describe all assets of each corporation, firm, partnership, limited partnership, limited liability partnership, professionalcorporation, professional association, joint venture, or other business association in which you, your spouse, or a depen-dent child held, acquired, or sold 50 percent or more of the outstanding ownership and indicate the category of the amountof the assets. For more information, see FORM PFS-INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

BUSINESSASSOCIATION

NAME AND ADDRESS(Check If Filer's Home Address)

2 BUSINESS TYPE

3 HELD.ACQUIRED,OR SOLD BY

D FILER D SPOUSE D DEPENDENT CHILD

ASSETSDESCRIPTION CATEGORY

D LESS THAN $5,000 D $5,000-$9,999

D $10,000-324,999 D $25,000-OR MORE

D LESS THAN $5,000 D $5,000-$9,999

D $10,000-324,999 D $25,000-OR MORE

D LESS THAN $5,000 D $5,000-$9,999

D $10,000-$24,999 D $25,000-OR MORE

D LESS THAN $5,000 D $5,000-$9,999

D $10,000-$24,999 D $25,000-OR MORE

D LESS THAN $5,000 D $5,000-$9.999

D $10,000-$24,999 D $25,000--OR MORE

D LESS THAN $5,000 D $5,000--$9,999

D $10,000-324,999 D $25,000--OR MORE

D LESS THAN $5,000 D $5,000-$9,999

D $10,000-$24,999 D $25,000-OR MORE

l_| LESS THAN 35,000 D $5,000-$9,999

D $10,000~$24,999 D S25,000-OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

Revised t 2;O1/2O08

Page 23: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

BOARDS AND EXECUTIVE POSITIONS PART 1 2

[J NOTAPPLICABLE

List all boards of directors of which you, your spouse, or a dependent child are a member and all executive positions you,your spouse, or a dependent child hold in corporations, firms, partnerships, limited partnerships, limited liability partner-ships, professional corporations, professional associations, joint ventures, other business associations, or proprietorships,stating the name of the organization and the position held. For more information, see FORM PFS-INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 ORGANIZATION

2 POSITION HELD

3 POSITION HELD BY

ORGANIZATION

POSITION HELD

POSITION HELD BY

ORGANIZATION

POSITION HELD

POSITION HELD BY

ORGANIZATION

POSITION HELD

POSITION HELD BY

ORGANIZATION

POSITION HELD

POSITION HELD BY

C&SHsbuL Art «^ jkjufa?£iD#fit*u PfaAfif/i*j OnvLA^&tjrfri^((LfimPo^ ^ ^~

J-*>£U-r-d Af&sn tics'

£i FILER O SPDUSF n DEPENDENT CHILD

D FILER D SPOUSE D DEPENDENT CHILD

D FILER D SPOUSE D DEPENDENT CHILD

D FILER D SPOUSE D DEPENDENT CHILD

D FILER D SPOUSE Q DEPENDENT CHILD

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

1 2/fl 1/2008

Page 24: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

INTEREST IN BUSINESS IN COMMON WITH LOBBYIST PART 14

M NOT APPLICABLEr^

Identify each corporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, profes-sional association, joint venture, or other business association, other than a publicly-held corporation, in which you, yourspouse, or a dependent child, and a person registered as a lobbyist under chapter 305 of the Government Code that both havean interest. For more information, see FORM PFS--INSTRUCTION GUIDE.

1 BUSINESS ENTITY

2 INTEREST HELD BY

BUSINESS ENTITY

INTEREST HELD BY

BUSINESS ENTITY

INTEREST HELD BY

BUSINESS ENTITY

INTEREST HELD BY

BUSINESS ENTITY

INTEREST HELD BY

NAME AND ADDRESS

fj FILER D SPOllRF D DEPENDENT CHILD

NAME AND ADDRESS

D FILER D SPOUSE D DEPENDENT CHILD

NAME AND ADDRESS

D FILER D SPOUSE D DEPENDENT CHILD

NAME AND ADDRESS

D FILER D SPOUSE D DEPENDENT CHILD

NAME AND ADDRESS

D HLbK D SPOUSE LJ DEPENDENT CHILD

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

Revised 12/01/2008

Page 25: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

FEES RECEIVED FOR SERVICES RENDERED PART <| 5TO A LOBBYIST OR LOBBYIST'S EMPLOYER

wy\ NOT APPLICABLE

Report any fee you received for providing services to or on behalf of a person required to be registered as a lobbyist underchapter 305 of the Government Code, or for providing services to or on behalf of a person you actually know directly compen-sates or reimburses a person required to be registered as a lobbyist. Report the name of each person or entity for which theservices were provided, and indicate the category of the amount of each fee. For more information, see FORM PFS--INSTRUCTION GUIDE.

1 PERSON OR ENTITYFOR WHOM SERVICESWERE PROVIDED

2FEE CATEGORY

PERSON OR ENTITYFOR WHOM SERVICESWERE PROVIDED

FEE CATEGORY

PERSON OR ENTITYFOR WHOM SERVICESWERE PROVIDED

FEE CATEGORY

PERSON OR ENTITYFOR WHOM SERVICESWERE PROVIDED

FEE CATEGORY

PERSON OR ENTITYFOR WHOM SERVICESWERE PROVIDED

FEE CATEGORY

PERSON OR ENTITYFOR WHOM SERVICESWERE PROVIDED

FEE CATEGORY

D LESS THAN $5,000 D $5,000-$9.999 D S10,000--S24,999 D $25,000-OR MORE

D LESS THAN $5,000 D $5,000--$9,999 D $10,000-$24,999 D $25.000-OR MORE

D LESS THAN $5,000 D $5,000-$9,999 D $10,000-$24,999 D $25,000-OR MORE

D LESS THAN $5,000 D $5,000-$9,999 D $10,000--$24,999 (H $25,000-OR MORE

D LESS THAN $5,000 D $5,000--$9.999 D $10,000-$24,999 D $25,000-OR MORE

D LESS THAN $5,000 D 55,000-59,999 Q $10,000-S24.999 Q $25,000-OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

Revised 12/01/2008

Page 26: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

REPRESENTATION BY LEGISLATOR BEFORE PART 1 6

STATE AGENCYfc£j NOTAPPLICABLE

This section applies only to members of the Texas Legislature. A member of the Texas Legislature who represents a personfor compensation before a state agency in the executive branch must provide the name of the agency, thename of the person represented, and the category of the amount of the fee received for the representation. For moreinformation, see FORM PFS-INSTRUCTION GUIDE.

Note: Beginning September 1, 2003, legislators may not, for compensation, represent another person before a stateagency in the executive branch. The prohibition does not apply if: (1 ) the representation is pursuant to an attorney/clientrelationship in a criminal law matter; (2) the representation involves the filing of documents that involve only ministerial actson the part of the agency; or (3) the representation is in regard to a matter for which the legislator was hired beforeSeptember 1,2003.

1 STATE AGENCY

PERSON REPRESENTED

3

FEE CATEGORY

STATE AGENCY

PERSON REPRESENTED

FEE CATEGORY

STATE AGENCY

PERSON REPRESENTED

FEE CATEGORY

STATE AGENCY

PERSON REPRESENTED

FEE CATEGORY

D LESS THAN $5,000 D $5,000--$9,999 D $10,000-$24,999 D $25,000»OR MORE

D LESS THAN $5,000 D $5,000-$9,999 D $10,000--$24,999 D $25,000-OR MORE

D LESS THAN $5,000 D $5,000-$9,999 D $10,000-$24,999 Q $25,000-OR MORE

D LESS THAN $5,000 D $5,000--$9,999 D $10.000-324,999 Q S25.000-OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

Revised 12/01/2008

Page 27: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

BENEFITS DERIVED FROM FUNCTIONS HONORINGPUBLIC SERVANT

PART 1 7

NOT APPLICABLE

Section 36.10 of the Penal Code provides that the gift prohibitions set out in section 36.08 of the Penal Code do not applyto a benefit derived from a function in honor or appreciation of a public servant required to file a statement under chapter 572of the Government Code or title 15 of the Election Code if the benefit and the source of any benefit over $50 in value are: 1)reported in the statement and 2) the benefit is used solely to defray expenses that accrue in the performance of duties oractivities in connection with the office which are nonreimbursable by the state or a political subdivision. If such a benefit isreceived and is not reported by the public servant under title 15 of the Election Code, the benefit is reportable here. For moreinformation, see FORM PFS-INSTRUCTION GUIDE.

SOURCE OF BENEFITNAME AND ADSRESS

BENEFIT

NAME AND ADDRESS

SOURCE OF BENEFIT

BENEFIT

NAME AND ADDRESS

SOURCE OF BENEFIT

BENEFIT

SOURCE OF BENEFITNAME AND ADDRESS

BENEFIT

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

Revised 12/01/2008

Page 28: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1^800-325-8506

LEGISLATIVE CONTINUANCES PART 1 8

NOT APPLICABLE

Identify any legislative continuance that you have applied for or obtained under section 30.003 of the Civil Practiceand Remedies Code, or under another law or rule that requires or permits a court to grant continuances on thegrounds that an attorney for a party is a member or member-elect of the legislature.

NAME OF PARTYREPRESENTED

DATE RETAINED

STYLE, CAUSE NUMBER,COURT & JURISDICTION

DATE OF CONTINUANCEAPPLICATION

WAS CONTINUANCEGRANTED? D YES DNO

NAME OF PARTYREPRESENTED

DATE RETAINED

STYLE, CAUSE NUMBER,COURT, & JURISDICTION

DATE OF CONTINUANCEAPPLICATION

WAS CONTINUANCEGRANTED? DYES D NO

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

Revised 12;01/200S

Page 29: Austin mayor-elect Lee Leffingwell personal financial statement filed April 2009

Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512) 463-5800 1 -800-325-8506

PERSONAL FINANCIAL STATEMENT AFFIDAVIT

The law requires the personal financial statement to be verified. The verification page must have the signature of theindividual required to file the personal financial statement, as well as the signature and stamp or seal of office of a notarypublic or other person authorized by law to administer oaths and affirmations. Without proper verification, the statementis not considered filed.

I swear, or affirm, under penalty of perjury, that this financial statementcovers calendar year ending December 31, 2008, and is true and correctand includes all information required to be reported by me under chapter572 of the Government Code.

AFFIX NOTARY STAMP ; SEAL ABOVE

\ K&L i / a r4>Sworn to and subscribed before me, by the said Kfc'r 1—fc*Trt \K UJfc if. this the _ •3 &

'{ *\ A- fe (L V , 20 Q f _ , to certify which, witness my hand and seal of office.

day of

>V\> f U . , A (n£ A ur (administering oath

j^ JpngSignature of office! administering oath Print name of officer administering oath Title of officer administefmg oath

SHIRLEY A. GENTRYMY COMMISSION EXPIRES

F9lxuaiy5,2011

Revised 12/01/2008