b rockmann c onsult ballastwater esa ucm ballast water risk * hamburg * 25.01.2011 esa innovator ii:...

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BROCKMANN CONSULT BallastWater BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: ESA Innovator II: Ballast Water Risk Index Ballast Water Risk Index A Tool for assessing the risk of ballast A Tool for assessing the risk of ballast water exchange in the North Sea water exchange in the North Sea Kerstin Stelzer, Brockmann Consult Kerstin Stelzer, Brockmann Consult User Consultation Meeting Ballast Water Risk

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Page 1: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULTBallastWaterBallastWater

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

ESA Innovator II: ESA Innovator II:

Ballast Water Risk IndexBallast Water Risk IndexA Tool for assessing the risk of ballast water A Tool for assessing the risk of ballast water

exchange in the North Seaexchange in the North Sea

Kerstin Stelzer, Brockmann ConsultKerstin Stelzer, Brockmann Consult

User Consultation MeetingBallast Water Risk

Page 2: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULTBallastWaterBallastWater

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

Project Information

• Duration: 01/2009 – 06/2010

• Funding: European Space Agency (ESA)– Programme: ESA DUE Innovator II– Testing the applicability of remote sensing satellite data in new

applications

• Goal: Investigation of the opportunity for remote sensing satellite data to contribute to the risk assessment of Ballast Water exchange

• Development and Implementation of the BallastWater Risk Index concept: Brockmann Consult

• End User of the service: BSH

Page 3: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULTBallastWaterBallastWater

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

Ballast Water Exchange Risk Index• Recommendations of the IMO Ballast Water Convention

for ballast water exchange areas– Distance > 50nm– Depth > 200m– No turbid water– No outbreaks / HABs– Currents away from land– No sensitive aquatic areas– Closest to ship routes

• Utilisation of remote sensing data where available and suitable– Chlorophyll concentration– Turbidity– Suspended matter– Temperature

Transparency

Page 4: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULTBallastWaterBallastWater

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

Assumptions Risk Index Model

• Highly turbid waters high risk• Near the coast high risk• Near protected areas high risk• Shallow waters high risk• Drift to the coast high risk• High chlorophyll concentration high

risk• High suspended matter high risk• High CHL / turbidity at drift position high risk • Low difference between source and destination

area (Salinity, Temperature) high risk

Page 5: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULTBallastWaterBallastWater

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

Product• Product: Risk Index Map

– High values indicating potential negative impact of ballast water exchange

• Model Principles– Standardisation of input parameters– Tuning parameters (weighting factors)– Easy integration of additional parameters

• Final Ballast Water Exchange Risk Index is composed of specific thematic risk indices

Page 6: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULT

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

BallastWaterBallastWater

Concept of multiple Risk Indices

Ballast Water Risk Index* Wilhelmshaven * 26.08.2010

x0,y0

x0,y

0

Exchange Risk Index

x1,y1

x0,y0

Risk Index Exchange Risk Index Drift

x0,y0

Risk Index Eco-Region

x0,y0

Page 7: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULT

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

BallastWaterBallastWater

Risk Index Model

Ballast Water Risk Index* Wilhelmshaven * 26.08.2010

Ballast Water Exchange Risk

Index

Ballast Water Exchange Risk

Index

Risk Index EcologyRisk Index Ecology

Risk Index ExchangeRisk Index Exchange

Risk Index Drift

Risk Index Drift

Risk Index Eco-regionRisk Index Eco-region

Chl, TSM Transp, Depth, Distance

Currents, Circulation, Depth, Distance,

Trans, Chl

Temperature, Salinity (Source &

Destination)

Distance Coast, Depth, Prot. Areas,

Shipping Lines

Page 8: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULTBallastWaterBallastWater

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

Input ProductsInput Products

Satellite dataStatic Maps

Currents

Page 9: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULTBallastWaterBallastWater

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

Input Data Earth Observation

Transparency Chlorophyll Concentration

30-day longterm averages

Sea Surface Temperature (SST)

Page 10: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULTBallastWaterBallastWater

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

Static Information

Page 11: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULTBallastWaterBallastWater

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

Forecasting model currents (demo years)

Page 12: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULT

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

BallastWaterBallastWater

Ballast Water Risk Index

Risk Index Exchange

Risk Index DriftRisk Index Ecoregion

Ballast Water Risk Index

Ballast Water Risk Index

Page 13: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULT

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

BallastWaterBallastWater

Average Risk IndexAverage Risk Index

Page 14: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULTBallastWaterBallastWater

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011Ballast Water * North Sea Exemption Group * 17.06.2010

Average Risk Index: Idea

• Detection of stable high or low risk index regions• Independent of source of the ballast water• Calculation of daily Risk Indices for 2006 - 2008

– Exchange Risk Index – Drift Risk Index 1095 daily products

• Averaging over certain time periods– Monthly– Seasonal– Semi-annual– Yearly

• Calculation of standard deviation for the assessment of the stability of certain areas

Page 15: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULTBallastWaterBallastWater

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

Process I: Daily Risk Index

No risk index eco-region!No risk index eco-region!

Page 16: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULTBallastWaterBallastWater

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

Process II: Averaging

Page 17: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULTBallastWaterBallastWater

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

ARI and Variability Winter half-year

Page 18: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULTBallastWaterBallastWater

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

ARI and Variability Summer half-year

Page 19: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULTBallastWaterBallastWater

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

Products and Use Cases

• Dynamic Risk Index– Use Case: Ship is requesting permission for ballast water

exchange from BSH– Service Delivery: Generation of Risk Index via the web

service• Input: Date, Salinity, Temperature, Currents, Uptake/Exchange, …• Output: Risk Index Map

– Update Frequency: on demand processing

• Average Risk Index– Use Case: Assessment of the general risk situation and

identification of potential exchange / no exchange areas – Service Delivery: pre-calculated maps are available via

the web service– Update Frequency: static

Page 20: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULTBallastWaterBallastWater

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

Web Application Dynamic Risk Index

Page 21: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULTBallastWaterBallastWater

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

Web Application Averag Risk Index

Page 22: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULTBallastWaterBallastWater

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

Support for the Exemption Group

Page 23: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULT

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

BallastWaterBallastWater

Cooperation• Close Cooperation with BSH

– Product definition– Model implementation

• Presentation to International Bodies– OSPAR EIHA– HELCOM MARITIME– ICES/IOC/IMO Working Group on Ballast Water and other Ship

Vectors

• Relationship to Interreg Project Ballast Water Opportunities– Participation in different meetings– Presentation of the Risk Index Approach– Exchange and knowledge sharing with the North Sea

Exchange and Exemption Group– Adaptation of products according to requirements of the

North Sea Group

Page 24: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULT

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

BallastWaterBallastWater

Summary

• Development of a risk index model for ballast water exchange

• Two Risk Index Products– Dynamic Risk Index – Average Risk Index

• Two Use Cases– Calculation of the ship dependent risk for ballast water

exchange– Demonstration of high/low risk areas

• Implementation as web service

• Close cooperation with BSH and the Interreg project Ballast Water Opportunities

Page 25: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULT

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

BallastWaterBallastWater

Page 26: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULTBallastWaterBallastWater

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

ProcessingProcessing

Page 27: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULTBallastWaterBallastWater

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

Processing Scheme

Risk Index LawRisk Index Law

ESA Archive

10d running mean Chl, TSM, transp,

North Sea & Baltic Sea

Process I

EO DataEO Data BC WAQSS

Process II

CurrentsCurrentsBSH Cmod4

Met-service

Daily up-to-date Predicted currents North Sea & Baltic

Sea

Ballast Water Exchange Risk

Index

Ballast Water Exchange Risk

Index

Process III

Distances Distances BEAM

Process IV

Indices Indices BC WAQSS

Coastline, PA, (Fishery)

Distance Map

Risk Index EcoRisk Index Eco

config

Proc. Param.

configconfig

Page 28: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULTBallastWaterBallastWater

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

Thresholds and Weighting Factors

)ˆ*ˆ*ˆ*ˆ*ˆ*(1

_4)~,,(3)~,,(2)~,,(15

1

),,(

000000000

000

borderlawtyxtyxtyx

ii

tyxExchange

ZSMThlCransT

RI

Page 29: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULTBallastWaterBallastWater

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

Transformation of Parameters

0

0.5

1

Transparency [m]

^T

ran

sp

Threshtrans

0

0.5

1

ChlConc [mg/m³]

^C

hl

Threshchl

1*

1

....0ˆ

)~,,(

)~,,(

)~,,(

000

000

000

tyxtrans

transtyx

tyx TransThresh

else

TreshTrans

ransT

)~,,(

)~,,(

)~,,(

000

000

000 *1

....0ˆ

tyxChl

Chltyx

tyx ChlThresh

else

TreshChl

hlC

Page 30: B ROCKMANN C ONSULT BallastWater ESA UCM Ballast Water Risk * Hamburg * 25.01.2011 ESA Innovator II: Ballast Water Risk Index A Tool for assessing the

BROCKMANN CONSULTBallastWaterBallastWater

ESA UCM Ballast Water Risk * Hamburg * 25.01.2011

Non-linear Transformations

0

0.5

1

0 50 100 150

Depth [m]

^D

ep

th

0

0.2

0.4

0.6

0.8

1

0 50 100 150 200

Distance (nm)

^D

ista

nc

e

dscale=20

dscale=50

dscale=100

dscale=150

scale

yx

d

borderlaw

yx

borderlaw

eelse

borderlaw)_(

0,0

_ 0,0

0)_(...1ˆ

1*0001.0*000099.0

....0ˆ

)~,,()~,,(2

)~,,(

)~,,(

000000

000

000

tyxtyx

depthtyx

tyx ZZelse

TreshZZ