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Back-Cas(ng of Adult Striped Bass Otoliths Using a Random Forests Model to Determine Cri(cal Coastal Nursery Habitats Hughes, C. S. 1 and R.A. Rulifson 1,2 1 East Carolina University, Department of Coastal Resources Management and Ins(tute for Coastal Science and Policy, Greenville, NC 27858 2 East Carolina University, Department of Biology, Greenville, NC 27858 ABSTRACT Fish species residing in the Albemarle Estuarine System (AES), a shallow wind-driven lagoonal system in North Carolina, USA, have mul(-element signatures in otoliths that reflect the water chemistry of tributary rivers used as nursery habitat. We hypothesized that we could iden(fy which watershed nursery habitats were the principal contributors to the survival and return of adult Striped Bass Morone saxa*lis in the spawning popula(on. Random Forests (JMP Pro 11.2) analysis was used to assign adults to their nursery habitats. The model was trained using Age 0 fish (the 2008 year class) that had known river of summer nursery habitat and known otolith elemental signatures. We then used the trained model to analyze the 60- to 120-day post-hatch region of Age 2 fish (from the 2008 year class collected in 2010) otoliths for the elemental signatures and got 100% agreement. From there, we expanded the data to include mul(ple year classes (1996 to 2006) found in the 2010 spawning run. Results indicated that this method can be used to back-cast adult fish to the respec(ve nursery habitat at Age 0, and therefore determine the rela(ve contribu(on of each habitat to the adult spawning popula(on. Results can assist with selec(ng sites for designa(on as “Strategic Habitat Areas” by the state of North Carolina. Example: Survived Titanic Passengers Random Forests Modelling Random Forests, or random decision forests, is a machine learning algorithm method for classifica(on, regression and other tasks, that operates by construc(ng a mul(tude of decision trees at training (me and outpuang the class that is the mode of the classes (classifica(on) or mean predic(on (regression) of the individual trees. A random decision forest corrects for the tendency of decision trees to overfit the training set. An example is shown in Fig. 1. We can model who should be expected to survive the S.S. Titanic disaster by using the ship’s manifest, the cost of the fares, the sex, age, and whether there were spouses and/or siblings of survivors or those lost at sea. Blue indicates survivors, and red indicates those that died. Fig. 1. Predic(ng the survivors of the S.S. Titanic sinking based on the ship’s manifest, sex, cost of the (cket, age, and whether there were children, siblings, or spouses on board. Best survivors were those females that paid more than $ 49.50 in fare and were a parent with 1 child or no children. METHODOLOGY Water Chemistry Determine spa(al and temporal stability of habitat watersheds in the Albemarle Estuarine System (AES). Eight river systems: North River, Pasquotank River, Lihle River, Perquimans River, Chowan River, Roanoke River, Scuppernong River, Alligator River (Fig. 2). Water samples taken with peristal(c pump at the sub- surface (0.5 m), deep (0.5 m from bohom), upstream and downstream (n = 398 samples over 17 months). Induc(vely Coupled Plasma Op(cal Emission Spectrometry (ICP-OES) used to measure stron(um (Sr), barium (Ba), manganese (Mn), and magnesium (Mg). Spa=al and temporal variability – ANOVA and Linear Discriminant Func(on Analysis (LDFA). STUDY QUESTIONS Are water chemistries of the mul1ple Albemarle Sound watersheds stable enough to be used as “watershed fingerprints”? If so, can otolith chemistry of adult Striped Bass Morone saxa1lis be used to determine which nursery habitats contribute the most adults returning to spawn? Fish Collections Adult Striped Bass collected March through May 2009 and 2010 during the pre-spawning, spawning, and post- spawn period. Adults sampled from spawning grounds of the Roanoke River near Weldon, North Carolina by State agency electrofishing survey. Fig. 2. Map of Albemarle Sound, North Carolina, study area where white circles indicate water sample collec(on sites. Fig 3. (Lem) Laser transects from the otolith core to outer edge of Age 0 fish. Nursery Habitats defined as element concentra(ons in the sec(on of 60 to 120 days post-hatch. Fig. 4. LDFA of water chemistry signatures in rivers using Sr:Ca, Ba:Ca, Mn:Ca, Mg:Ca ra(os in water samples (n=398) collected from October 2010 to July 2012. Group circles = 95% confidence limit. Otolith Chemistry Sagihal otoliths used for ageing and micro-chemical analysis. LA-ICP-MS transects were used to measure Sr, Ba, Mn, Mg in Age 0 and adult otoliths (Fig. 3). Otolith chemistry from Age 0 fish held in cages within watersheds (Mohan et al. 2012) used to train the Random Forests model. Twenty-eight (28) predictors used. Fish classified with < 35% predictability were “unknown” to the model (e.g., fish from other river systems). Back-cas=ng Adult Nursery habitats based on 60-120 days of otolith chemistry – RANDOM FORESTS RESULTS Water Chemistry Watershed habitats showed spa1al differences (ANOVA & LDFA) (Fig. 4). Watershed habitats show liOle temporal variability . Sr, Ba, Mn = No significant varia(on over seasons or years. Mg = Significant short-term fluctua(on. Dataset Modeled Total N ALLI N ALLI % CHOW N CHOW % PASQ N PASQ % PERQ N PERQ % UNKN N UNKN % Mohan (2008 YC) 14 1 7.14% 3 21.43% 3 21.43% 7 50.00% 0 0.00% Hughes (2008 YC) 17 0 0.00% 3 17.65% 1 5.88% 13 76.47% 0 0.00% Hughes (2007 YC) 23 0 0.00% 7 30.43% 0 0.00% 14 60.87% 2 8.70% Hughes (2006 to 1994 Year Classes) 206 0 0.00% 25 12.14% 6 2.91% 142 68.93% 33 16.02% Table 1. Datasets modeled from Mohan’s 2008 year class compared to 60 to 120 days of Hughes’ 2008 year class, Hughes’ 2007 year class, and Hughes’ 2006 to 1994 year class. Table shows total number of fish, number of fish predicted to each river, and percentage of fish predicted to each river. (ALLI=Alligator River, CHOW=Chowan River, PASQ=Pasquotank River, PERQ=Perquimans River, UNKN=Unknown River). 60 days 120 days Fig. 5. Differences of the four trace elements in otoliths from adults using nursery habitats in the three important watersheds: Chowan, Perquimans, and Pasquotank rivers between 60 and 120 days (Hughes 2008 year class data). CONCLUSIONS The Random Forests model works extremely well to detect paherns in otolith chemical signatures and matches them to known habitats. Researchers must first determine stability of habitat water chemistry to ensure that young fish inhabi(ng that habitat will acquire a signature characteris(c of that habitat. Anthropogenic influences (farming, urban) can be used as predictors in the model. The Perquimans River is the most important nursery habitat for Striped Bass to survive to adulthood. Otolith Chemistry The Chowan (CHOW), Perquimans (PERQ), & Pasquotank (PASQ) rivers were where most spawning adults had spent their first summers of life. Habitat signatures were: Perquimans River – high Mn (Fig. 5) & most returning fish as adults (Table 1). Chowan River – low Sr & high Ba; second most returning adult fish. Pasquotank River – high Sr, low Ba, & high Mg (Fig. 5). Mohan, J.E., R.A. Rulifson, D.R. Corbeh, and N.M. Halden. 2012. Valida(on of oligohaline elemental otolith signatures of striped bass using in situ caging experiments and water chemistry. Marine and Coastal Fisheries: Dynamics, Management, and Ecosystem Science. 4(1):57-70. Funding by the NC Department of Environmental Quality, Coastal Recrea(onal Fishing License Program

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Page 1: Back-Cas(ng of Adult Striped Bass Otoliths Using a Random ... Documents/H - Look… · Back-Cas(ng of Adult Striped Bass Otoliths Using a Random Forests Model to Determine Cri(cal

Back-Cas(ngofAdultStripedBassOtolithsUsingaRandomForestsModeltoDetermineCri(cal

CoastalNurseryHabitatsHughes,C.S.1andR.A.Rulifson1,2

1EastCarolinaUniversity,DepartmentofCoastalResourcesManagementandIns(tuteforCoastalScienceandPolicy,Greenville,NC27858

2EastCarolinaUniversity,DepartmentofBiology,Greenville,NC27858

ABSTRACT FishspeciesresidingintheAlbemarleEstuarineSystem(AES),a shallow wind-driven lagoonal system in North Carolina,USA, have mul(-element signatures in otoliths that reflectthe water chemistry of tributary rivers used as nurseryhabitat. We hypothesized that we could iden(fy whichwatershednurseryhabitatsweretheprincipalcontributorstothesurvivalandreturnofadultStripedBassMoronesaxa*lisin the spawningpopula(on.RandomForests (JMPPro11.2)analysiswas used to assign adults to their nursery habitats.ThemodelwastrainedusingAge0fish(the2008yearclass)thathadknownriverofsummernurseryhabitatandknownotolithelementalsignatures.Wethenusedthetrainedmodeltoanalyzethe60-to120-daypost-hatchregionofAge2fish(from the2008year class collected in2010)otoliths for theelementalsignaturesandgot100%agreement. Fromthere,weexpandedthedatatoincludemul(pleyearclasses(1996to2006)foundinthe2010spawningrun. Results indicatedthat thismethod can be used to back-cast adult fish to therespec(venurseryhabitatatAge0,andthereforedeterminethe rela(ve contribu(on of each habitat to the adultspawningpopula(on. Results canassistwith selec(ng sitesfor designa(on as “Strategic Habitat Areas” by the state ofNorthCarolina.

Example:SurvivedTitanicPassengers

Random Forests ModellingRandom Forests, or random decision forests, is a machinelearning algorithmmethod for classifica(on, regression andother tasks, that operates by construc(ng a mul(tude ofdecisiontreesattraining(meandoutpuangtheclassthatisthe mode of the classes (classifica(on) or mean predic(on(regression)oftheindividualtrees.Arandomdecisionforestcorrects for the tendency of decision trees to overfit thetraining set. An example is shown in Fig. 1.We canmodelwhoshouldbeexpectedtosurvivetheS.S.Titanicdisasterbyusingtheship’smanifest,thecostofthefares,thesex,age,andwhethertherewerespousesand/orsiblingsofsurvivorsor those lost at sea. Blue indicates survivors, and redindicatesthosethatdied.

Fig.1.Predic(ngthesurvivorsoftheS.S.Titanicsinkingbasedontheship’smanifest,sex,costofthe(cket,age,andwhethertherewerechildren,siblings,orspousesonboard.Bestsurvivorswerethosefemalesthatpaidmorethan$49.50infareandwereaparentwith1childornochildren.

METHODOLOGY Water Chemistry Determine spa(al and temporal stability of habitatwatershedsintheAlbemarleEstuarineSystem(AES).•  Eightriversystems:NorthRiver,PasquotankRiver,Lihle

River, Perquimans River, Chowan River, Roanoke River,ScuppernongRiver,AlligatorRiver(Fig.2).

•  Water samples takenwith peristal(c pump at the sub-surface (0.5 m), deep (0.5 m from bohom), upstreamanddownstream(n=398samplesover17months).

•  Induc(vely Coupled Plasma Op(cal EmissionSpectrometry(ICP-OES)usedtomeasurestron(um(Sr),barium(Ba),manganese(Mn),andmagnesium(Mg).

•  Spa=al and temporal variability – ANOVA and LinearDiscriminantFunc(onAnalysis(LDFA).

STUDY QUESTIONS •  Arewater chemistries of themul1ple Albemarle

Sound watersheds stable enough to be used as“watershedfingerprints”?

•  If so, can otolith chemistry of adult Striped BassMorone saxa1lis be used to determine whichnursery habitats contribute the most adultsreturningtospawn?

Fish Collections •  Adult Striped Bass collected March through May 2009

and2010 duringthepre-spawning,spawning,andpost-spawnperiod.

•  Adults sampled from spawning grounds of theRoanokeRiver near Weldon, North Carolina by State agencyelectrofishingsurvey.

Fig.2.MapofAlbemarleSound,NorthCarolina,studyareawherewhitecirclesindicatewatersamplecollec(onsites.

Fig3.(Lem)LasertransectsfromtheotolithcoretoouteredgeofAge0fish.NurseryHabitatsdefinedaselementconcentra(onsinthesec(onof60to120dayspost-hatch.

Fig.4.LDFAofwaterchemistrysignaturesinriversusingSr:Ca,Ba:Ca,Mn:Ca,Mg:Cara(osinwatersamples(n=398)collectedfromOctober2010toJuly2012.Groupcircles=95%confidencelimit.

Otolith Chemistry •  Sagihal otoliths used for ageing and micro-chemical

analysis.•  LA-ICP-MStransectswereusedtomeasureSr,Ba,Mn,Mg

inAge0andadultotoliths(Fig.3).•  Otolith chemistry from Age 0 fish held in cages within

watersheds(Mohanetal.2012)usedtotraintheRandomForests model. Twenty-eight (28) predictors used. Fishclassified with < 35% predictability were “unknown” tothemodel(e.g.,fishfromotherriversystems).

•  Back-cas=ng Adult Nursery habitats based on 60-120daysofotolithchemistry–RANDOMFORESTS

RESULTS Water Chemistry Watershedhabitatsshowedspa1aldifferences(ANOVA&LDFA)(Fig.4).WatershedhabitatsshowliOletemporalvariability.•  Sr, Ba, Mn = No significant varia(on over seasons or

years.•  Mg=Significantshort-termfluctua(on.

Dataset Modeled Total N ALLI N ALLI % CHOW N CHOW % PASQ N PASQ % PERQ N PERQ % UNKN N UNKN %

Mohan (2008 YC) 14 1 7.14% 3 21.43% 3 21.43% 7 50.00% 0 0.00%

Hughes (2008 YC) 17 0 0.00% 3 17.65% 1 5.88% 13 76.47% 0 0.00%

Hughes (2007 YC) 23 0 0.00% 7 30.43% 0 0.00% 14 60.87% 2 8.70%

Hughes (2006 to

1994 Year Classes) 206 0 0.00% 25 12.14% 6 2.91% 142 68.93% 33 16.02%

Table1. DatasetsmodeledfromMohan’s2008yearclasscomparedto60to120daysofHughes’2008yearclass,Hughes’2007yearclass,andHughes’2006 to1994yearclass.Tableshowstotalnumberoffish,numberoffishpredictedtoeachriver,andpercentageof fish predicted to each river. (ALLI=Alligator River, CHOW=Chowan River,PASQ=PasquotankRiver,PERQ=PerquimansRiver,UNKN=UnknownRiver).

OtolithChemistry•  TheChowan(CHOW),Perquimans(PERQ),&

Pasquotank(PASQ)riverswerewheremostspawningadultshadspenttheirfirstsummersoflife.

•  Habitatsignatureswere:•  PerquimansRiver–highMn(Fig.7)&most

returningfishasadults(Table1).•  ChowanRiver–lowSr&highBa;secondmost

returningadultfish.•  PasquotankRiver–highSr,lowBa,&highMg

(Fig.7).

60days 120days

Fig.5.Differencesofthefourtraceelementsinotolithsfromadultsusingnurseryhabitatsinthethreeimportantwatersheds:Chowan,Perquimans,andPasquotankriversbetween60and120days(Hughes2008yearclassdata).

CONCLUSIONS •  TheRandomForestsmodelworksextremelywelltodetect

pahernsinotolithchemicalsignaturesandmatchesthemtoknownhabitats.

•  Researchersmustfirstdeterminestabilityofhabitatwaterchemistrytoensurethatyoungfishinhabi(ngthathabitatwillacquireasignaturecharacteris(cofthathabitat.

•  Anthropogenicinfluences(farming,urban)canbeusedaspredictorsinthemodel.

•  ThePerquimansRiveristhemostimportantnurseryhabitatforStripedBasstosurvivetoadulthood.

OtolithChemistry•  TheChowan(CHOW),Perquimans(PERQ),&Pasquotank

(PASQ) rivers were where most spawning adults hadspenttheirfirstsummersoflife.

•  Habitatsignatureswere:•  PerquimansRiver–highMn(Fig.5)&mostreturning

fishasadults(Table1).•  ChowanRiver–lowSr&highBa;secondmostreturning

adultfish.•  PasquotankRiver–highSr,lowBa,&highMg(Fig.5).

Mohan, J.E.,R.A.Rulifson,D.R.Corbeh,andN.M.Halden.2012.Valida(onofoligohaline elemental otolith signatures of striped bass using in situ cagingexperiments andwater chemistry.Marine and Coastal Fisheries: Dynamics,Management,andEcosystemScience.4(1):57-70.

FundingbytheNCDepartmentofEnvironmentalQuality,CoastalRecrea(onalFishingLicenseProgram