banas finance limited€¦ · december, 2015 for your reference and record. kindly acknowledge the...

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BANAS FINANCE LIMITED E-109, Crystal Plaza, New Link Road, Andheri (West), Mumbai - 400 053. Tel : 022 6152 2225 • Fax : 022 6152 2234 • Email : [email protected] • Website : www.banasfinance.com CIN L65910M1-113PLCO30142 Date: 19/01/2016 To, Corporate Services Bombay Stock Exchange Ltd. Corporate Relationship Dept, 1st Floor, New Trading Ring, Rotunda Building, P. J. Towers, Dalai Street, Fort, Mumbai —400 001 Ref: BSE Code: 509053 Sub: Submission of Shareholding Pattern for the Quarter ended 31.12.2015 Dear Sir, In terms of regulation 31 of the New listing obligation and disclosure regulation (i.e. LODR 2015), we are enclosing herewith Shareholding Pattern in the prescribed format for the quarter ended 31st December, 2015 for your reference and record. Kindly acknowledge the receipt. Thanking you, Yours faithfully, For Banas Finance Limited ..\°. p- --,,,, g ' v i , 1 ( 0 Pk\ Prajna Naik , i c, ii Tv - ) *IV 1; `. (Company Secretary) '*4---- ._ Encl: a/a

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Page 1: BANAS FINANCE LIMITED€¦ · December, 2015 for your reference and record. Kindly acknowledge the receipt. Thanking you, Yours faithfully, ... NIRAJ JAYANTILAL VORA AABPV0959 N 1

BANAS FINANCE LIMITED E-109, Crystal Plaza, New Link Road, Andheri (West), Mumbai - 400 053.

Tel : 022 6152 2225 • Fax : 022 6152 2234 • Email : [email protected] • Website : www.banasfinance.com

CIN L65910M1-113PLCO30142

Date: 19/01/2016

To, Corporate Services Bombay Stock Exchange Ltd. Corporate Relationship Dept,

1st Floor, New Trading Ring,

Rotunda Building, P. J. Towers,

Dalai Street, Fort, Mumbai —400 001

Ref: BSE Code: 509053

Sub: Submission of Shareholding Pattern for the Quarter ended 31.12.2015

Dear Sir,

In terms of regulation 31 of the New listing obligation and disclosure regulation (i.e. LODR 2015), we

are enclosing herewith Shareholding Pattern in the prescribed format for the quarter ended 31st

December, 2015 for your reference and record.

Kindly acknowledge the receipt.

Thanking you,

Yours faithfully, For Banas Finance Limited

..\°. p- --,,,, g'v i , 1 ( 0 Pk\

Prajna Naik , ic, ii Tv - )

*IV 1; `. (Company Secretary) '*4----._

Encl: a/a

Page 2: BANAS FINANCE LIMITED€¦ · December, 2015 for your reference and record. Kindly acknowledge the receipt. Thanking you, Yours faithfully, ... NIRAJ JAYANTILAL VORA AABPV0959 N 1

O Co) O

CO CD

2 1—Name of the

Company Banas Finance Limited 11)

(C)Scrip Code 509053 —J

Quarter Ended 31st December, 2015

Table I - Summary Statement holding of specified securities

Catego

ry

(I)

Category of

shareholder

(II)

Nos. of

shareh

olders

(III)

No. of fully

paid up

equity

shares held

(IV)

No. of

Partly

paid-up

equity

shares

held

(V)

No. of

shares

underly

ing

Deposit

ory

Receipt

s

(VI)

Total nos.

shares held

(VII).

(IV)+(V)+

(VI)

Shareholding

as a % of total

no. of shares

(calculated as

per SCRR,

1957)

(VIII)

As a % of

(A+B+C2)

Number of Voting Rights held in each class of

securities

(IX)

No. of

Shares

Underlying

Outstandi

ng

convertibl

e

securities

(including

Warrants)

(X)

Shareholding,

as a % assuming

full conversion

of convertible

securities ( as a

percentage of

diluted share

capital)

(XI). (VII)+(X)

As a % of

(A+B+C2)

Number of Locked in shares

(XII)

Number of Shares

pledged or otherwise

encumbered

(XIII)

Number of

equity

shares held

in

dematerializ

ed form

(XIV)

No of Voting Rights Total as a

% of

(A+B+C)

No. (a)

As a % of total Shares

held

(b)

No. (a)

As a % of

total Shares

held

(b) Class eg: X

Class eg:

Y Total

(A) Promoter &

Promoter Group 1 14500000 0 0 14500000 12.74613221 14500000 14500000 12.74613 12.74613221 0 0 0 0 14500000

(B) Public 1654 99260000 0 0 99260000 87.25386779 99260000 99260000 87.25387 87.25386779 0 0 NA 90349404

(C)

Non Promoter -

Non Public NA

(C 1) Shares underlying

DRs NA NA

(C 2) Shares held by

Employee Trusts 0 0 0 0 0 0 0 0 0 0 0 0 NA 0

Total 1655 113760000 0 0 113760000 100 113760000 0 113760000 100 100 0 0 104849404

BA

NAS

FIN

AN

CE

LIM

ITE

D

For SANAS FINA E LTD.

Direc toP

Page 3: BANAS FINANCE LIMITED€¦ · December, 2015 for your reference and record. Kindly acknowledge the receipt. Thanking you, Yours faithfully, ... NIRAJ JAYANTILAL VORA AABPV0959 N 1

Table III - Statement showing shareholding pattern of the Public shareholder

Category & Name of the

shareholders

(I)

PAN

(II)

Nos.

of

share

holder

s

(III)

No. of fully

paid up

equity

shares held

(IV)

Partl

y

paid-

up

equit

y

share

s

held

(V)

No. of

share

s

under

lying

Depo

sitory

Recei

pts

(VI)

Total nos.

shares

held

(VII) =

(IV)+(V)+

(VI)

Shareholding

% calculated as

per SCRR, 1957

As a % of

(A+B+C2)

(VIII)

Number of Voting Rights held in each class

of securities

(IX)

convertible

securities ( as a in

No. of

Shares

Underl

ying

Outsta

nding

convey

tible

securit

ies

(includ

ing

Warra

nts)

(X)

Total

Shareholding ,

as a %

assuming full

conversion of

percentage of

diluted share

capital)

(XI)

Number of

Locked in shares

(XII)

demateriali

Number of Shares

pledged or

otherwise

encumbered

(XIII)

Number of

equity

shares held

zed form

(XIV) No of Voting Rights

Total as a %

of Total

Voting rights

No.

As a % of

total

Shares

held

No. (Not

applicabl

e) (a)

As a % of

total

Shares

held

(Not

applicabl

Class X Clas

s Y Total

1 Institutions NA

(a) Mutual Funds 0 0 0 0 0 0 0 NA 0 0 0 0 0 0

NA

(b) Venture Capital Funds 0 0 0 0 0 0.00000000 0 0 0 0.00000000 0 0.00000000 0 NA

NA

(c ) Alternate Investment

Funds 0.00000000 0.00000000 0.00000000 NA

0

NA

(d) Foreign Venture Capital

Investors 0.00000000 0.00000000 0.00000000 0 NA

NA

(e) Foreign Portfolio Investors 0.00000000 0 0 0 0.00000000 0 0.00000000

NA

NA

(f) Financial Institutions/

Banks 0 0 0 0 0 0.00000000 0 0 0 0.00000000 0 0.00000000 0 NA

0

NA

(g) Insurance Companies 0 0 0 0 0 0.00000000 0 0 0 0.00000000 0 0.00000000 0 NA

NA

(h) Provident Funds/ Pension

Funds 0 0 0 0 0 0.00000000 0.00000000 0.00000000 0 NA

NA

(i) Any Other (specify) NA

0 0 0 0 0 NA

NA

Sub Total (B) (1) 0 0 0 0 0 0.00000000 0 0 0 0.00000000 0 0.00000000 0 0 NA

NA

2

Central Government/

State Government(s)/

President of India

NA

0 0 0 0 0 NA

NA

Sub Total (B) (2) 0 0 0 0 0 0.00000000 0 0 0 0.00000000 0 0.00000000 0 0 NA 0

NA A atimr' I rt

For BAN_

°pea°,

Page 4: BANAS FINANCE LIMITED€¦ · December, 2015 for your reference and record. Kindly acknowledge the receipt. Thanking you, Yours faithfully, ... NIRAJ JAYANTILAL VORA AABPV0959 N 1

3 Non-institutions NA

(a) Individuals NA

i. Individual shareholders .

holding nominal share

capital up to Rs. 2 lakhs. 1390 0 13568274

.

13568274 0 0

.

0 0 NA 13568274 11.92710443 13568274 11.92710443 11.92710443 13142774

ii. Individual shareholders

holding nominal share

capital in excess of Rs. 2

lakhs. 0 0 0 0 0 NA

ABU ASIM AZMI

AABPA7557

M 1 1700000 0 1700000 1.49437412 1700000 0 1700000 1.49437412 0 1.49437412 0 0 NA 1700000

NIRAJ JAYANTILAL VORA

AABPV0959

N 1 5000000 0 5000000 4.39521800 5000000 0 5000000 4.39521800 0 4.39521800 0 0 NA 5000000

LAXMINARAYAN

JAINARAYAN RATHI

ABDPR9730

L 1 2000000 0 2000000 1.75808720 2000000 0 2000000 1.75808720 0 1.75808720 0 0 NA 2000000

RAJESH TUKARAM

DAMBRE

AHAPD8240

L 1 1562205 0 1562205 1.37324631 1562205 0 1562205 1.37324631 0 1.37324631 0 0 NA 1562205

KASHIRAM PUNDALIK

KADAM

AHUPK9461

E 1 1466625 0 1466625 1.28922732 1466625 0 1466625 1.28922732 0 1.28922732 0 0 NA 1466625

BHAWARPURI B

GOSWAMI

AJCPG3474

B 1 1972330 0 1972330 1.73376406 1972330 0 1972330 1.73376406 0 1.73376406 0 0 NA 1972330

WAKIL RAJBHAR

AOSPR9100

E 1 2695909 0 2695909 2.36982155 2695909 0 2695909 2.36982155 0 2.36982155 0 0 NA 2695909

PRASHANT SHASHIKAN T

SAWANT

APMPS4035

A 1 3071703 0 3071703 2.70016086 3071703 0 3071703 2.70016086 0 2.70016086 0 0 NA 3071703

RAJU DEVI SHARWAN

AGARWAL

ASOPA0626

Q 1 4386140 0 4386140 3.85560830 4386140 0 4386140 3.85560830 0 3.85560830 0 0

.. _ NA 4386140

DHIRENDRA KUMAR JHA

ATRP15359

D 1 1432004 0 1432004 1.25879395 1432004 0 1432004 1.25879395 0 1.25879395 0 0 NA 1432004

GIRISH R GOEL

BDLPG2634

K 1 3207583 0 3207583 2.81960531 3207583 0 3207583 2.81960531 0 2.81960531 0 0 NA 3207583

SHYAM LAXMAN

PEDAMKAR

AGGPP8468

F 1 2308035 0 2308035 2.02886340 2308035 0 2308035 2.02886340 0 2.02886340 0 0 NA 2308035

SHWETA SHYAM

PEDAMKAR

BGZPP3221

L 1 2055515 0 2055515 1.80688731 2055515 0 2055515 1.80688731 0 1.80688731 0 0 NA 2055515

GUNVANTI VASANTLAL

SAVLA

BNQPS3558

H 1 1522571 0 1522571 1.33840629 1522571 0 1522571 1.33840629 0 1.33840629 0 0 NA 1522571

VISHAL SHIVAKANT

MISHRA

BZIPM5682

B 1 4438410 0 4438410 3.90155591 4438410 0 4438410 3.90155591 0 3.90155591 0 0 NA 4438410

CHANDRAKANT BABU

MOHITE 1 8485096 0 8485096 7.45876934 8485096 0 8485096 7.45876934 0 7.45876934 0 NA 0

Other Less then 1% 32 12753881 0 12753881 11.21121748 12753881 0 12753881 11.21121748 0 11.21121748 0 0 NA 12753881

NA

(b) NBFCs registered with RBI 0 0 0 0 0.00000000 0 0 0 0.00000000 0 0.00000000 0 0

NA 0

NA

(c ) Employee Trusts 0 0 0 0 0.00000000 0 0 0 0.00000000 0 0.00000000 0 0 NA

NA

0

imoccO

13/4" NA (d)

Overseas Depositories

(holding DRs) (balancing

figure) 0 0 0 0 0 0 0 0.00000000 0 0

f dr 0 0.00000000 0.00000000

TD

feCt°1-

Page 5: BANAS FINANCE LIMITED€¦ · December, 2015 for your reference and record. Kindly acknowledge the receipt. Thanking you, Yours faithfully, ... NIRAJ JAYANTILAL VORA AABPV0959 N 1

0 NA

NA

(e) Any Other (specify) _ NA

NRI (Repat & Non Repat) . • NA

Other Less then 1% 7 25160 0 25160 0.02211674 25160 0 25160 0.02211674 0 0.02211674 0 0 NA 25160

OCB's NA

0 0 0 0 0 NA

Trust NA

0 0 0 0 0 NA

Hindu Undivided Family NA

Other Less then 1% 70 1297059 0 1297059 1.14017141 1297059 0 1297059 1.14011141 0 1.14017141 0 0 NA 1297059

Clearing Members NA

Other Less then 1% 4 16349 0 16349 0.01437148 16349 0 16349 0.01437148 0 0.01437148 0 0 NA 16349

Other Body Corporates NA

DESTIMONEY SECURITIES

PRIVATE LIMIT

AACCD2614

A 1

2776300 0 2776300 2.44048875 2776300 0 2776300 2.44048875 0 2.44048875 0 0 NA 2776300

GANNAYAK BARTER

PRIVATE LIMITED

AADCG2777

N 1 1265832 0 1265832 1.11272152 1265832 0 1265832 1.11272152 0 1.11272152 0 0 NA 1265832

SUMANGALAM

FINANCIAL ADVISORY

PRIVA

AAMCS819

5H 1

2281792 0 2281792 2.00579466 2281792 0 2281792 2.00579466 0 2.00579466 0 0 NA 2281792

ESAAR INDIA LTD

AABCE0478

1 1 2031228 0 2031228 1.78553797 2031228 0 2031228 1.78553797 0 1.78553797 0 0 NA 2031228

GOODPOINT IMPEX

PRIVATE LIMITED

AAFCG0606

G 1 1316062 0 1316062 1.15687588 1316062 0 1316062 1.15687588 0 1.15687588 0 0 NA 1316062

Other Less then 1% 130 14623937 0 14623937 12.85507823 14623937 0 14623937 12.85507823 0 12.85507823 0 0 NA 14623937

Market Makers NA

0 0 0 0 0 NA

Employee NA

0 0 0 0 0 NA

Other Directors NA

0 0 0 0 0 NA

NA

Sub Total (B) (3) 1654 99260000 0 0 99260000 87.25386779 99260000 0 99260000 87.25386779 0 87.25386779 0 0 NA 90349404

NA

Total Public Shareholding

(B). (B)(1)+(B)(2)+(B)(3) 1654 99260000 0 0 99260000 87.25386779 99260000 0 99260000 87.25386779 0 87.25386779 0 0

NA

90349404

Details of the shareholders acting as persons in Concert including their Shareholding (No. and %):

Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.

Note:

(1) PAN would not be displayed on website of Stock Exchange(s).

(2) The above format needs to be disclosed along with the name of following persons:

Institutions/Non Institutions holding more than 1% of total number of shares.

(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian. _....._a_a

For BANAS F E LTD

Ow'

Page 6: BANAS FINANCE LIMITED€¦ · December, 2015 for your reference and record. Kindly acknowledge the receipt. Thanking you, Yours faithfully, ... NIRAJ JAYANTILAL VORA AABPV0959 N 1

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Category & Name of

the shareholders

(I)

PAN

(II)

1

Nos. of

sharehol

ders

(III)

No. of fully

paid up

equity

shares

held

(IV)

Partl

Y

paid-

up

equit

y

shay

es

held

(V)

No.

of

share

s

under

lying

Depo

sitory

Recei

pts

(VI)

Total nos.

shares

held

(VII) =

(IV)+(V)+

(VI)

Shareholdin

g %

calculated as

per SCRR,

1957

As a % of

(A+B+C2)

(VIII)

Number of Voting Rights held in each class

of securities

(IX)

No. of Shares

Underlying

Outstanding

convertible

securities

(including

Warrants)

(X)

Shareholding ,

as a %

assuming full

conversion of

convertible

securities ( as

a percentage

of diluted

share capital)

(XI)= (VII)+(X)

As a % of

(A+B+C2)

As a % of

Number of Locked

in shares

(XII)

Number of Shares

pledged or

otherwise

encumbered

(XIII)

Number of

equity shares

held in

dematerialize

d form

(XIV) No of Voting Rights

Total as a %

of Total

Voting rights

No. (a)

total

Shares

held

(b)

No. (a)

As a %

total

of

Shares held

(b)

Class X Class

Y Total

1 Indian

(a) Individuals / Hindu

Undivided Family

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

(b)

Central Government

/ State Government

(s)

0 0 0 0 0 0.00000000 0 0 0 0.00000000 0 0.00000000 0 0 0

(c ) Financial Institutions

/ Banks 0 0 0 0 0 0.00000000 0 0 0 0.00000000 0 0.00000000

(d) Any other (specify) 0 0 0 0 0 0.00000000 0 0 0 0.00000000 0 0.00000000

HANDFUL

INVESTRADE PVT LTD

AAACH2

018Q 1 14500000 0 14500000 12.74613221 14500000 0 14500000 12.74613221 0 12.74613221 0 0 0 0 14500000

Sub Total (A)(1) 1 145000001 0 0 14500000 12.74613221 14500000 0 14500000 12.74613221 0 12.74613221 0 0 0 0 14500000

2 Foreign

(a) Individuals (Non-

Resident Individuals/

Foreign Individuals)

(b) Government

0 0 0 0 0 IMF . "-

`V '/

•A (c)

Institutions

Page 7: BANAS FINANCE LIMITED€¦ · December, 2015 for your reference and record. Kindly acknowledge the receipt. Thanking you, Yours faithfully, ... NIRAJ JAYANTILAL VORA AABPV0959 N 1

(d) Foreign Portfolio

Investor .

o 0 0 0 0 1

(e) Any other (specify)

Sub Total (A) (2) 0 0 0 0 0 0.00000000 0 0 0 0.00000000 0 0.00000000

Total Shareholding

of Promoter and

Promoter Group

(A)= (A)(1)+(A)(2) 1 14500000 0 0 14500000 12.74613221 14500000 0 14500000 12.74613221 0 12.74613221 0 0 14500000

Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.

Note:

(1) PAN would not be displayed on website of Stock Exchange(s).

(2) The term "Encumbrance" has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

Page 8: BANAS FINANCE LIMITED€¦ · December, 2015 for your reference and record. Kindly acknowledge the receipt. Thanking you, Yours faithfully, ... NIRAJ JAYANTILAL VORA AABPV0959 N 1

Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder

Category &

Name of the

shareholders

(I)

PAN

(II)

Nos. of

shareholde

rs

(III)

No. of fully

paid up

equity shares

held

(IV)

Partly paid-

up equity

shares held

(V)

No. of shares

underlying

Depository

Receipts

(VI)

Total nos.

shares held

(VII).

(1V) ,-(V)+ (VI)

.

Shareholding %

calculated as per

SCRR, 1957

As a % of

(VIII)

Total'

(A+B+C2)

Number of Voting Rights held in each class

of securities

(IX)

No. of Shares

Underlying

Outstanding

convertible

securities

(including

Warrants)

(X)

Shareholding

, as a %

assuming full

conversion of

convertible

securities ( as

a percentage

of diluted

share capital)

(XI)

Number of Locked

in shares

(XII)

Number of Shares

pledged or otherwise

encumbered

(XIII)

Number of

equity shares

held in

dematerialize

d form

(XIV)

(Not

Applicable) No of Voting Rights Total as

a % of

Total

Voting

rights

No.

As a % of

total

Shares

held

No. (Not

applicable

)

As a % of total

Shares held

(Not

applicable) Class X Class Y Total

1 Custodian/DR

Holder

NA

(a)

Name of DR

Holder (if

available)

NA

(i) Name 1 NA

(ii) Name 2 NA

NA

2

Employee

Benefit Trust

(under SEBI

(Share based

Employee

Benefit)

Regulations,

2014)

NA

Name NA

Total Non-

Promoter- Non

Public

Shareholding

(C)= (C)(1)+(C)(2)

NA

Note:

(1) PAN would not be displayed on website of Stock Exchange(s).

(2) The above format needs to disclose name of all holders holding more than 1% of total number of shares

(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available

OI DANAS ' Ir4

re LTD