beginbegin i/ucrc annual directors’ meeting10/iucrc presentation... · 2010. 11. 29. · ation...
TRANSCRIPT
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GIN I/UCRC Annual Directors’ Meeting
January 14, 2010
Welcome to the Industry/University Cooperative Research Centers
Rathindra (Babu) DasGuptaProgram Director
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Special Thanks
• IUCRC Planning Committee
• Lindsey McGowen of NCSU
• Prof. Denis Gray of NCSU
• IUCRC Team
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Program Update Staff
Rathindra (Babu) DasGupta, Program Director & Prime Contact for I/UCRC - [email protected]
Derika Fallings, Program Specialist – [email protected]
Denise Hundley, Program Specialist – [email protected]
Glenn Larsen, Program Director – [email protected]
Rita Rodriguez, Program Director (CISE) – [email protected]
Alex Schwarzkopf, Expert – [email protected]
Don Senich, Senior Advisor – [email protected]
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Program Update • Recent Accomplishments (Student Involvement)• Revised I/UCRC Solicitation (NSF 09-565)• Proposed IUCRC Homepage• Graduated Centers• Compendium of Technology Breakthroughs & DVD• In Process - Proposed Studies on I/UCRC Impact on Lives
of Center/Site Directors & Self-Sustaining Graduated Centers
• Budget Impact• Important Dates• New IIP Innovation Initiative: Industry Inspired
Fundamental Research (IFR)• Revised Fundamental Research Supplement opportunity
(NSF 10-507)• Revised SBIR Membership opportunity (NSF 09- 065)• Collaborative Opportunity for Research Between I/UCRCs
(CORBI); NSF 10 – 008
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Recent Accomplishments(Student Involvement)
• Center for Dielectric Studies (CDS)o American Ceramic Society bulletin, September 2009
o The school’s Center for Dielectric Studies laid the groundwork for future collaborations when it organized a trip to meet with Japanese students and businesses
• Center for Intelligent Maintenance Systems (IMS)o Ph. D dissertation enhancement award (Japan)
• Advanced Space Technologies Research and Engineering Center (ASTREC)
o US student education and exchange travel (UK)
THANKS TO OISE !
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Differences amongst Solicitations(YRS 1 – 5)
Features 01-116 07-537 08-591 09-565
Membership/site $150k (3) 5 members $150k (3) $150k (3)
Membership/center $300k 10 members $300k1 $300k1*
Funding opportunities (YRS)
1 - 10 1 - 10 1 - 10 YRS 11 through 15 now
available
NSF funding $50k – $70k2 $50k – $70k2 $55k – $80k2 $55k – $80k2
In-kind support from industry
Not specified Not specified RESTRICTED RESTRICTED
Evaluator support for planning grants
No No No Added
($3k)
Evaluator support for established Centers
Included in award
Added
(up to $21k)
Added
(up to $21k)
Added
(up to $21k)3
Legend:1. $350k for Phase II and Phase III Centers; minimum of $175k per site
* Membership count defined2. $25k - $35k for Phase II under 01-116 & 07-537; $28 - $40k for Phase II under 08-591; $40K - $60k for Phase II under
09-565; $15k for Phase III3. $4K for Phase III; Added
PLEASE READ SOLICITATION FOR MORE DETAIL
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Differences amongst Solicitations(YRS 1 – 5)
Features 01-116 07-537 08-591 09-565
Evaluator participation
Yes
(bi-annually)
Yes
(bi-annually)
Yes
(bi-annually)
Yes
(bi-annually for Phases I,II; annually for
III)
Cost sharing Yes No Yes Yes
Additional support for lead institution
$10k /site for I & II
$10k /site for
I & II
$10k /site for
I & II
$10K/site for
I & II; $25k for Phase III
International Collaboration &
support
Not specified Not specified Yes
($25k)
Yes
($25k)
Added Center Director support (>8 sites)
Not specified Not specified Yes
($50k)
Yes
(varies)
PLEASE READ SOLICITATION FOR MORE DETAIL
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Proposed IIP/IUCRC Home Page Layout
IIP HomeI/UCRC Program Homepage• About the Program• Staff Directory• Center Directory• Meetings and Events• Recent Awards• Funding Opportunities
Information for• Companies• Center Management• Center Operations
I/UCRC Presentations• Annual Directors
Meeting• Planning Grant• New Centers• Veteran Centers
Industry & University Cooperative Research Program (I/UCRC)I/UCRC centers are supported by these NSF organizations:
• Directorate for Engineering (ENG)
• Directorate for Computer and Information Science and Engineering (CISE)
Other NSF and government organizations also offer support for I/UCRCs
Upcoming planning, IAB, and other meetings of interest to industry and university partners.
Other special topics of interest may be found below:
Industry Partners University Partners
Directory and Map of I/UCRCs
NSF Presentation for New and Potential Members
Typical Membership Agreement
Small Business (SBIR) Opportunity
Government MIPRs and IAAs
Technology Breakthroughs
Video on the I/UCRC Program
Executive summary and project portfolios
Directory and Map of I/UCRCs
Funding Opportunities- CORBI- Fundamental Research Proposal- Current Solicitation- SBIR Phase II memberships
Planning and Implementing a Center- Sample meeting agendas- Operational tools- Executive summaries- Annual report procedures- Program evaluation
Mailing and Contact Lists
New Tools Also Being Added !!!
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IUCRC Graduation Status
• 73 Centers that were started and are no longer funded by the I/UCRC Program– 37% Do Not
Graduate• did not receive
the full 10 yrs of NSF I/UCRC grant
– 63% Graduate• Received 10+
years of NSF I/UCRC grant support
37%
63%
Dropout less than 10 yrs
Graduated 10+ yrs
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Innovation through Partnerships 10
0
5
10
15
20
25
30
35
40
Grad Not Grad
Closed Operating
0
5
10
15
20
25
30
35
40
Grad Not Grad
Post Funding Status Current Status
Center Status
85%
37%15%
63%
80%
20% 33%
64%
80% of centers that last 10 years or more are still self-sustaining
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Important Dates• CORBI – by February 3, 2010
• I/UCRC SBIR membership – open FY 10
• Fundamental Research Program – February 17, 2010
• New Proposals including Center Renewals under NSF 09-565 for anticipated FY 10 start dates – by March 6, 2010
• Annual reports (for continuing grants funded in FY 10) must be in by June 01, 2010
• Other dates and news are sent through the ListServe (see IUCRC homepage)
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EXISTING CENTERS & SITES
POTENTIAL CENTERS & SITES
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ENG Multi-University Centers1. Advanced Forestry2. Advanced Sustainable Iron & Steel3. Bio Energy R & D4. Composites Infrastructure5. Computational Materials Design6. Dielectrics7. Electromagnetic Compatibility8. Friction Stir Processing9. Fuel Cells10. Grid-Connected Adv Power Elec11. Health Org. & Transformation12. Laser and Plasma for Adv. Mfg.13. Logistics and Distribution14. Membrane Appl. Sci. & Technology15. Minimally Invasive Diagnostics16. Multiphase Transport Phenomena17. Particulate and Surfactants18. Precision Forming19. Silicon Solar20. Small Satellite Technology21. Smart Vehicles 22. Telecommunications23. Water and Environmental Tech24.23.
Industry/University Cooperative Research CentersCISE Multi-University Centers1. Advanced Knowledge Enablement
2. Autonomic Computing
3. e-Design
4 Embedded Systems
5. Experimental Computer Systems
6. Hybrid Multicore Productivity
7. Identification
8. Intelligent Maintenance
9. Intelligent Storage
10. Net-Centrics Systems
11. Reconfigurable Computers
12. Search & Rescue Robots
13. Wireless Internet
Single University Centers1. Advanced Cutting Tools
2. Biocatalysis and Bioprocessing of Macromolecules
3. Biomolecular Interaction4. Child Injury Studies
5. Electronic Micro-Cooling
41 CENTERS & OVER 100 SITES END OF FY’09
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Active Centers and Sites By Year
52 50 5245 45 44 42 39
34 34 3741
68
81 8387
77
95 96 99
7582
97
113
0
20
40
60
80
100
120
99
'00
'01
'02
'03
'04
'05
'06
'07
'08
'09
'10
Centers Sites
INCREASE IN CENTERS & SITES
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PLANNED & ACTUAL RESEARCH SITES
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New Sites Awarded to Join Existing IUCRCs (FY 2009)
• Fuel Cell• University of Connecticut
• Laser and Plasma for Advanced Manufacturing• University of Illinois
• Electromagnetic Compatibility• Clemson University
• Safety, Security Rescue • University of Denver
• Advanced Forestry Systems• University of Georgia
• University of Maine
• University of Washington
• University of Florida
16EIGHT NEW SITES ADDED
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Planning Grants Awarded (FY 2009)• Plug –in Hybrid Electric Vehicles *
• University of Texas-Austin (L)
• Integrative Materials Joining Science for Energy Applications*
• Ohio State University (L)
• Ceramic, Composite and Optical Materials Center*
• Clemson University (L)
• Autonomic Computing (CISE)
• Mississippi State University (joining an existing Center)
• Net Centrics Systems (CISE)
• Arizona State University (joining an existing Center)
• Wood Based Composites*
• Virginia Tech (L)
• Energy Harvesting*
• Virginia Tech (L)
• Advanced Radioactive Material Processing*
• Boise State (L)
17*POTENTIAL FOR 6 NEW CENTERS
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Planning Grants Awarded (FY 2009)• Biophotonic Sensors & Systems
• Boston University (L)
• Dynamic Data Analysis
• Rutgers University (L)
• Thermal Technologies
• Case Western University (L)
• Metamaterials
• City University of New York (L)
• Visual Decision Informatics
• Drexel University (joining University of Louisiana at Lafayette)
• Wind Energy
• University of Massachusetts, Amherst L)
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POTENTIAL FOR 6 NEW CENTERSPlanning Grant Workshops Yet to be Completed
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Planning Grants Under Consideration (FY 2010)
• Site Addition to Security & Software Engineering Research Center (CISE)
• Site addition to Small Satellite Technologies (ASTREC)
• University of Central Florida (Awarded)
• Site addition to Health Organization and Transformation (CHOT)
• Penn State University (Awarded)
• Site Additions to e-Design (CISE)
• Site Addition to Identification Technology (CITeR; CISE)
• Sustainable and Integrated Buildings & Sites*
• Tire Research and Test Center*
• Advanced Structural Alloys*
• Unmanned Aircraft*
• Optical Wireless*
19* POTENTIAL FOR 5 NEW CENTERS
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Full Proposals for Centers Under Consideration (FY 2010)
• Materials Resource Recovery & Recycling
• Water Equipment & Policy
• Next Generation Photovoltaics
• Pharmaceutical Manufacturing & Formulation
• Surveillance Research (CISE)
• Security & Software Engineering Research Center (CISE)
• Advanced Forestry Systems (site addition)
• Electromagnetic Compatibility (site addition)
• Non Destructive Evaluation (Phase III) - AWARDED
• Power Systems Engineering Research Center
• Advanced Packaging & Processing
• Design of Analog Digital Integrated Circuits
• Advanced Vehicle & Extreme Electronics (Phase III) - AWARDED
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NSF FUNDING
TOTAL FUNDING BY SOURCE
INDUSTRIAL MEMBERSHIP BY YEAR
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NSF Budget By YearOther Programs Also Provide Support
1.3
1.5
1.5 2
3 3
2.9 3 3.1 3.6
3.9
4.2
4.2
4.2
4.2
4.2
4.2
4.2
4.2
5
4.6 5.1
5.2
5.2
6 6 6 6 6
9.8
0.5 0.8
2.1
2.2
2.3
1 0.8
0.9
2
1.7
0
2
4
6
8
10
12
14
16'8
0
'82
'84
'86
'88
'90
'92
'94
'96
'98
'00
'02
'04
'06
'08
FISCAL YEAR
Supplemental Funding
CISE
IUCRC
Millions
INCREASE IN NSF FUNDING; THANKS TO ARRA $ !
Supplemental funding from CISE, IIP & OISE
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Total Funding By Source By YearMillions
Fiscal Year
Decline in total funding:the “Graduation” effect !
21.8%
37.4%
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Industrial Memberships by Year
TOTAL NUMBER OF MEMBERSHIPS
AVERAGE NUMBERPER CENTER
Fiscal Year
Membership holding between 600 & 700
Average is down slightly
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Average Membership Turn Over
NEW CENTERS EXCLUDEDLines crossing: natural recession !
0
1
2
3
4
5
68
9
90
91
92
93
94
95
96
97
98
99
'00
'01
'02
'03
'04
'05
'06
'07
'08
'09
Mem
bers
Fiscal Year
Members Added this FY Members Left this FY
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New IIP Innovation Initiative (IFR)
• Small groups of industry identify innovation opportunity and fundamental research needs
• Competitively selected Universities focus on exploratory research with significant collaboration with industry
• Positions the University for strong follow-on proposalso to NSF partnerships programs with well identified industry partners
and/or to industry partners for sponsored research
Accelerates Innovation
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What is Industry InspiredFundamental Research “IFR”?
(2) Fundamental Research
OpportunityDefined
UniversityNSF
(3) InnovationResearch
Solicitation
(4) Fundamental Research for Innovation
(5) RESULTS: Innovation Breakthroughs
Industry IndustryIndustry
(1) IRI
(6) Economic Growth
White House Call for Open Innovation Model and Engage the Private Sector
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CORBI, SBIR Membership in IUCRCs&
Fundamental Research Proposal
Glenn Larsen
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Fundamental Research Program for IUCRCs (NSF 10-507)
• Industry-defined fundamental research• Broadens the scientific and engineering understanding
• Industry participation helps drive innovation
• Proposals must discuss benefits for current industry members while charting a path for potentially new and emerging research directions
• Proposals must demonstrate measurable industry collaboration and involvement
• Centers must be in good standing
• No longer a supplement; one integrated proposal per Center (collaborative)
• Deadline: February 17, 2010 by 5 PM
• Award amounts• $50,000 to $200,000
• .
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2009 Fundamental Research Awards (ENG)
• Awards went to:• Dielectrics – Penn State
• Logistics and Distribution - Clemson University, University of Arkansas & University of Missouri – Columbia
• Particulate and Surfactants – University of Florida & Columbia University
• Precision Forming – Ohio State University & Virginia Commonwealth
• Smart Vehicle Concepts – Ohio State University & Texas A&M
• Communications (Connection One) – Ohio State University & University of Arizona
• Electronic Micro Cooling – Purdue university
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2009 Fundamental Research Awards (CISE)
• Awards went to:• Autonomic Computing – University of Florida, Rutgers &
University of Arizona• Intelligent Maintenance Systems – University of Cincinnati.,
University of Michigan & Missouri University of Science & Technology
• Wireless Internet – University of Virginia, Virginia Tech & Auburn University
• Safety Security Rescue – University of Pennsylvania & & University of Minnesota
• E-Design – University of Central Florida & University of Massachusetts-Amherst
• Advanced Knowledge Enablement – Florida International University
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SBIR/IUCRC Memberships (NSF 09-065)• Proposal window: None
• SBIR/STTRs can obtain a full I/UCRC membership
• NSF SBIR/STTRs can join multiple I/UCRCs Limit of 2 memberships per Phase II award
• Centers can accept multiple NSF SBIR/STTRs
• Endorsement letter from site director is required. SBIR projects must go if company votes all its “chips” on one project.
• SBIR/STTRs apply for a supplement when: They have an active NSF SBIR/STTR Phase II & IIB award
Companies may join an active or graduated I/UCRC (within 5 years of the supplement request) that remain committed to I/UCRC principles
• I/UCRCs apply for a supplement when: The I/UCRC has a current center award, AND
When the NSF SBIR/STTR Phase II & IIB is graduated (within 5 years of the supplement request).
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SBIR/IUCRC Memberships (cont’d)
• Supplements for one or two year memberships are considered
• Memberships: SBIR pays $5, 000 per year for centers membership at $50,000 or less,
or 10 percent of the I/UCRC membership fee for centers with
membership fees greater than $50,000 NSF funds the balance. NSF dollars cannot be use in computing center
membership fee certifications.
• For SBIR/STTR members (see search instructions within NSF 09-065).
• FY 2009 Funding 23 awards totaling $1.5M
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Collaborative Opportunity for Research Between IUCRCs (CORBI)
• Supplement:o for collaborative research projects between IUCRCs
o projects to have industrial significance
o projects to be endorsed with a portion of industry funds at Centers
o projects should provide the potential for transformative research
o IAB approval of the CORBI project is required
• Supplement Due Date: February 3, 2010 by 5:00 PM
• Project Duration: One or two years
• Limit on the Number of Supplements: None
• Eligibility: o meets membership requirements
o Has updated Center information on NSF website
• Award Information: o up to $100,000 for a two Center project with up to $50,000 per Center
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MIPR and Interagency Funding• Simply ask agencies to visit
o www.nsf.gov/eng/iip/iucrc/mipr.jsp for detail
• Means for recruiting federal government agencies as center members
• Handles problems for agencies to seek sole source justifications
• Agencies do not need to sign membership agreement
• Can be as simple as submitting a procurement document for agency
• Attend session on MIPRs for more detail
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ADDITIONAL SLIDES
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37
Center Life Cycle
Phased-Out Centers (Cumulative Record)
Active
Centers
(Current Year)
2 3 5 7 1017
3137 36
41 45 4351 50
5651 54 50
55 51 50 5345 45 44 42 39
34 34 37 41
-2 -3 -7 -11-12-13-14-17-17-17-21-22-28-29
-41-43-44-52
-54-61-63-66-71-74
-81-85-100
-80
-60
-40
-20
0
20
40
60
80
80
82
84
86
88
90
92
94
96
98
'00
'02
'04
'06
'08
'10
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38
Single and Multi-University Centers by Year
16
3533
37 38 39
4745 46 47
39
31
36
2730 29
19 19 1815 14
12 1210
5
1 2 24 4 4 4 5 5
8
15
19 19
25
2023
26 26 26 2725
22 22
27
36
0
25
508
5
88
90
92
94
96
98
'00
'02
'04
'06
'08
'10
SINGLE-SITE MULTI-SITE
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Average NSF IUCRC Funding Per Center
$0
$50,000
$100,000
$150,000
$200,000
$250,000
$300,000
90
92
94
96
98
'00
'02
'04
'06
'08
GRADUAL INCREASE IN NSF FUNDING
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Average NSF IUCRC Funding Per Site
$0.00
$10,000.00
$20,000.00
$30,000.00
$40,000.00
$50,000.00
$60,000.00
$70,000.00
$80,000.00
$90,000.00
$100,000.00
'00
'01
'02
'03
'04
'05
'06
'07
'08
'09
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Total Funding by Source by Year in Percentages
9.4%
21.8%
3.9%
3.7%
37.4%
23.8%
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1979
1981
1983
1985
1987
1989
1991
1993
1995
1997
1999
2001
2003
2005
2007
2009
Ce
nte
r
Graduated Centers Funded 10+ Years
Pop = 4680% Currently Operating
Yrs funded TransformedMergedSustained
Ce
nte
r
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Fiscal Year
Average Number of Researchers per Center by Year
FACULTY & POST DOC RESEARCHERS
17.11
15.6116.29
15.38
1817.88
15.815.215.315.4
12.3913.57
12.28
15.5
13.7614.46
13.8
16.217.39
16.54
17.53 17.79
0
10
20
'87
'89
'91
'93
'95
'97
'99
'01
'03
'05
'07
'09
Nat
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Sci
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Fo
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dat
ion
WH
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E D
ISC
OV
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IES
BE
GIN
0
10
20
30
40
50
60
70
80
Invention Disclosures
Patent Applications
Patents Granted
Software Copyrights
Licensing Agreements
Royalties Realized
99'00'01'02'03'04'05'06'07'08'09
Intellectual Property Events